JAMES AND DEBORAH KLEIN FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND DEBORAH KLEIN FAMILY FOUNDATION (EIN 82-2984375)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-04
- IRS object ID
- 202123089349101322
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-04T15:56:04-07:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 953037112 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BATES COUGHTRY REISS LLP CPAS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2601 SATURN ST STE 210 | AddressLine1Txt |
| City | BREA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92821 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 822984375 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES AND DEBORAH KLEIN FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 7142435411 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1210 N JEFFERSON ST STE L | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92807 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SCOT KLEIN | PersonNm |
| Person Title | Director | PersonTitleTxt |
| Phone | 7142435411 | PhoneNum |
| Signature | 2021-11-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SCOT | PersonFirstNm |
| Person Last | KLEIN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JEFFREY P REISS CPA | PreparerPersonNm |
| PTIN | P00154806 | PTIN |
| Phone | 7148712422 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,765,691 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $16,314 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $16,314 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $16,314 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $42,937 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $42,937 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $42,937 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $158,216 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,692,893 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $158,216 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $123,815 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $217,467 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $217,467 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $183,066 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $17,110 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $17,110 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $17,110 | CompOfcrDirTrstAdjNetIncmAmt |
| Other Prof Fees Rev And Expnss | $38,074 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $38,074 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $38,074 | OtherProfFeesAdjNetIncmAmt |
| Taxes Rev And Expnss | $3,722 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,722 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $3,722 | TaxesAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $393 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $393 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $393 | OtherExpensesAdjNetIncmAmt |
| Tot Opr Expenses Rev And Expnss | $59,299 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $59,299 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $59,299 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $167,020 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $167,020 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $226,319 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $59,299 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $59,299 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $167,020 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$8,852 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $158,168 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $123,767 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $112,689 | CashBOYAmt |
| Cash EOY | $290,197 | CashEOYAmt |
| Cash EOYFMV | $290,197 | CashEOYFMVAmt |
| Corporate Stock BOY | $1,049,136 | CorporateStockBOYAmt |
| Corporate Stock EOY | $963,582 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,515,293 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $94,810 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $94,810 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $103,250 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,638,450 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,536,119 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,856,951 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $2,895,085 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,884,708 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,765,691 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,525 | AccountsPayableBOYAmt |
| Total Liabilities BOY | $1,525 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $2,893,560 | NoDonorRstrNetAssestsBOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,893,560 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,884,708 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,895,085 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,884,708 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,893,560 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$8,852 | ExcessRevenueOverExpensesAmt |
| Subtotal | $2,884,708 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $2,884,708 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 9970.09 SAGEPOINT FINANCIAL ST | P | 2019-06-05 | 2020-01-07 | $100,000 | $99,900 | $100 | $100 |
| LPL FINANCIAL ST | P | 2020-04-07 | 2020-05-28 | $987,374 | $863,659 | $123,715 | $123,715 |
| LPL FINANCIAL LT | P | 2019-01-09 | 2020-10-27 | $574,815 | $555,948 | $18,867 | $18,867 |
| TRILINK GLOBAL IMPACT FUND | P | 2019-01-01 | 2020-06-30 | $13,508 | $15,170 | -$1,662 | -$1,662 |
| Capital Gain Dividends | $17,196 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $158,216 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $123,815 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,199 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $2,199 | SubtotalAmt |
| Tax Based On Investment Income | $2,199 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $1,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $23 | EsPenaltyAmt |
| Tax Due | $1,222 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCOT KLEIN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7142435411 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1210 N JEFFERSON ST STE L | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92807 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| SCOT KLEIN | ||||||
| 1210 N JEFFERSON ST STE L | ANAHEIM | CA | 92807 | Director | 10.00 | $17,110 |
| NICOLE FRASZ | ||||||
| 1210 N JEFFERSON ST STE L | ANAHEIM | CA | 92807 | Director | 0.00 | $0 |
| DEBORAH E KLEIN | ||||||
| 1210 N JEFFERSON ST STE L | ANAHEIM | CA | 92807 | Director | 0.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,189,865 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $174,280 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,364,145 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $3,364,145 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $50,462 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,313,683 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $165,684 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $165,684 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,199 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,199 | TotalTaxAmt |
| Distributable Before Adj | $163,485 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $163,485 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $163,485 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $167,020 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $167,020 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $167,020 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $163,485 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $730 | UndistributedIncomePYAmt |
| Qualifying Distributions | $167,020 | QualifyingDistributionsAmt |
| Applied To Year1 | $730 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $163,485 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,805 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,805 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $2,805 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $2,805 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (21 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ST PAULS LUTHERAN CHURCH | ||||||
| 1250 E HEIM AVE | ORANGE | CA | 92865 | NONE | SCHOOL ENDOWMENT FUND | $10,000 |
| YMCA OF ANAHEIM | ||||||
| 240 S EUCLID | ANAHEIM | CA | 92802 | NONE | SCHOLARSHIPS / CAMPERSHIPS | $10,000 |
| MUSICAL THEATRE OF ORANGE COUNTY | ||||||
| 2034 E LINCOLN AVE 303 | ANAHEIM | CA | 92806 | NONE | GENERAL FUND | $30,000 |
| CONCORDIA UNIVERSITY IRVINE | ||||||
| 1530 CONCORDIA WEST | IRVINE | CA | 92612 | NONE | MUSIC / WORSHIP / THEOLOGY BUILDING | $22,820 |
| OLIVE CREST | ||||||
| 2130 E FOURTH ST 200 | SANTA ANA | CA | 92705 | NONE | SAFE FAMILIES FOR CHILDREN | $17,500 |
| BOYS GIRLS CLUB OF SAN MARCOS | ||||||
| 1 POSITIVE PL | SAN MARCOS | CA | 92069 | NONE | HELPING WITH YOUTH | $5,000 |
| ONELEGACY FOUNDATION | ||||||
| 4164 BROCKTON AVE | RIVERSIDE | CA | 92870 | NONE | DONATE LIFE WALK | $1,000 |
| LEUKEMIA LYMPHOMA SOCIETY | ||||||
| PO BOX 102504 | PASADENA | CA | 91189 | IN MEMORY / RESEARCH | $1,000 | |
| SOARING SPIRITS INTERNATIONAL | ||||||
| 2828 COCHRAN ST 194 | SIMI VALLEY | CA | 93065 | NONE | WIDOWS SUPPORT | $10,000 |
| ROLLIN' FROM THE HEART | ||||||
| 2063 SHADOW GROVE WAY | ENCINITAS | CA | 92024 | NONE | GENERAL FUND | $5,000 |
| CHOC CHILDREN'S FOUNDATION | ||||||
| 1201 W LA VETA AVE | ORANGE | CA | 92867 | NONE | PICU ENDOWMENT | $10,000 |
| LUTHERAN HIGH SCHOOL | ||||||
| 2222 N SANTIAGO BLVD | ORANGE | CA | 92867 | NONE | MISSIONS | $10,000 |
| CMFA WIDOWS ORPHANS FUND | ||||||
| P O BOX 2141 | COSTA MESA | CA | 92628 | NONE | IN MEMORY | $3,000 |
| ASSISTANCE LEAGUE OF NORTH COAST | ||||||
| PO BOX 2682 | CARLSBAD | CA | 92018 | NONE | AID FOR DISADVANTAGED CHILDREN | $5,000 |
| YORBA LINDA FRIENDS CHURCH | ||||||
| 5151 LAKEVIEW AVE | YORBA LINDA | CA | 92886 | NONE | SCHOLARSHIP FUND | $5,000 |
| GLENMORE PRESERVATION SOCIETY | ||||||
| PO BOX 403 | JEFFERSON CITY | TN | 37760 | NONE | EDUCATION FUND | $1,000 |
| STANDUP FOR KIDS | ||||||
| 200 NELSON FERRY RD | DECATUR | GA | 30030 | NONE | AID FOR KIDS OF SAN DIEGO | $5,000 |
| TURNING POINT USA | ||||||
| 4940 E BEVERLY RD | PHOENIX | AZ | 85044 | NONE | STUDENT ACTIVISM | $5,000 |
| CALVARY CHAPEL OF CHINO HILLS | ||||||
| 4201 EUCALYPTUS AVE | CHINO | CA | 91710 | NONE | YOUTH MINISTRY | $5,000 |
| KHERUT | ||||||
| 5753 E SANTA CANYON RD | ANAHEIM | CA | 92807 | NONE | COMMISSARY KITCHEN PROJECT | $5,000 |
| CALIFORNIA-HAWAII ELKS MAJOR PROJEC | ||||||
| 5450 E LAMONA AVE | FRESNO | CA | 93727 | NONE | TO HELP CHILDREN WITH DISABILITIES IN CALIFORNIA AND HAWAII | $700 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $167,020 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $16,314 | RelatedOrExemptFunctionIncmAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $42,937 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $158,216 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $217,467 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $217,467 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BUCKEYE PARTNERS 4.150 07/01/23 | BondNm |
| EOY Book Value | $94,810 | EOYBookValueAmt |
| EOYFMV | $103,250 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (25 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALPHABET | $75,072 | $113,872 |
| AMAZON.COM INC | $47,784 | $87,937 |
| COSTCO WHOLESALE CORP | $75,164 | $125,091 |
| MICROSOFT CORP | $106,938 | $186,833 |
| NETFLIX INC | $11,954 | $30,822 |
| NVIDIA | $16,063 | $59,009 |
| SALESFORCE.COM INC | $14,210 | $22,921 |
| SQUARE INC | ||
| VISA INC CL A | $22,899 | $36,090 |
| APPLE INC | $147,529 | $363,569 |
| WALT DISNEY CO | ||
| CISCO SYSTEMS INC | ||
| DUKE ENERGY CORP | ||
| MERCK & CO INC | ||
| VERIZON COMMUNICATIONS INC | $25,068 | $26,085 |
| QUALYS INC | ||
| DILLARDS CAPITAL TRUST | $75,008 | $72,315 |
| MASTERCARD INC A | ||
| PPL CORP | ||
| BOOZ ALLEN HAMILTON HOLDING CORP | $90,081 | $117,519 |
| DOCUSIGN INC | ||
| ARBOR REALTY TRUST INC | $74,730 | $87,732 |
| ALLIED CAPITAL CORP | $100,446 | $103,822 |
| ALIBABA GROUP HOLDING LTD SPONS ADS | $55,468 | $46,546 |
| PAYPAL HOLDINGS INC | $25,168 | $35,130 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (27 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HINES REALTY INCOME FUND LLC | AT COST | $89,033 | $100,000 |
| HINES GLOBAL INCOME TRUST T | AT COST | $92,300 | $93,881 |
| AMERICAN FUNDS GROWTH FD OF AMER F2 | AT COST | $105,048 | $117,125 |
| FIRST TRUST CLOUD COMPUTING ETF | AT COST | $24,410 | $45,424 |
| INVESCO QQQ TRUST | AT COST | $90,976 | $146,830 |
| VANECK VECTORS SEMICONDUCTOR ETF | AT COST | $73,277 | $128,431 |
| AMERICAN FUNDS AMERICAN BALANCED R2 | AT COST | ||
| ISHARES US AEROSPACE & DEFENSE ETF | AT COST | ||
| SPDR S&P 500 ETF | AT COST | $157,678 | $201,147 |
| VANGUARD MEGACAP ETF | AT COST | $46,788 | $66,725 |
| VANGUARD CONSUMER STAPLES ETF | AT COST | $39,844 | $48,698 |
| ETFMG PRIME CYBER SECURITY ETF | AT COST | $25,006 | $40,580 |
| AMERICAN FUNDS AMERICAN BALANCED F2 | AT COST | $119,637 | $131,888 |
| SILA REALTY TRUST INC CL A | AT COST | $82,763 | $86,900 |
| TRILINC GLOBAL IMPACT FUND CLASS C | AT COST | $42,441 | $40,076 |
| PROSPECT CAPITAL CORP | AT COST | ||
| AMERICAN FUNDS MOD GR & INC F2 | AT COST | $160,685 | $183,630 |
| FRANKLIN RISING DIVS ADV | AT COST | $52,320 | $66,198 |
| FRANKLIN UTILTIES R | AT COST | $28,672 | $27,460 |
| INVESCO S&P 500 HIGH DIV LOW VOL | AT COST | ||
| LORD ABBETT ULTRA SHORT BOND FD | AT COST | $10,285 | $10,306 |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | AT COST | $25,277 | $28,226 |
| SPDR SERIES TRUST S&P BIOTECH ETF | AT COST | $50,978 | $67,574 |
| STRATEGY NASDAQ 7 HANDL INDEX ETF | AT COST | $24,364 | $25,550 |
| VALUE LINE CAP APPREC INSTL CL | AT COST | $105,984 | $115,169 |
| CARTER VALIDUS MC REIT II CL A | AT COST | ||
| HEALTHCARE TRUST, INC | AT COST | $88,353 | $85,133 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OFFICE EXPENSE | $135 | $135 | $135 |
| POSTAGE | $235 | $235 | $235 |
| SUPPLIES | $23 | $23 | $23 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ACCOUNTING / TAX PREPARATION | $4,685 | $4,685 | $4,685 | $0 |
| INVESTMENT MANAGEMENT (LPL #9517) | $32,363 | $32,363 | $32,363 | $0 |
| INVESTMENT MANAGEMENT (SAGEPOINT) | $665 | $665 | $665 | $0 |
| PAYROLL PROCESSING FEES | $361 | $361 | $361 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| 2019 - IRS | $1,115 | $1,115 | $1,115 |
| 2020 ESTIMATED TAXES FTB | $100 | $100 | $100 |
| 2020 ESTIMATED TAXES IRS | $1,000 | $1,000 | $1,000 |
| FEES | $75 | $75 | $75 |
| FRANCHISE TAX BOARD | $123 | $123 | $123 |
| PAYROLL TAXES | $1,309 | $1,309 | $1,309 |
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