2021-11-04T15:56:04-07:00 2020-12-31 953037112 BATES COUGHTRY REISS LLP CPAS 2601 SATURN ST STE 210 BREA CA 92821 990PF 2020-01-01 822984375 JAMES AND DEBORAH KLEIN FAMILY FOUNDATION JAME 7142435411 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 SCOT KLEIN Director 7142435411 2021-11-04 true SCOT KLEIN XXX-XX-XXXX JEFFREY P REISS CPA P00154806 7148712422 2 AAL1 IAL1 FAL1 2020 2022-09-23 18:48:47Z X 3765691 X X 16314 16314 16314 42937 42937 42937 158216 1692893 158216 123815 217467 217467 183066 17110 17110 17110 38074 38074 38074 3722 3722 3722 393 393 393 59299 59299 59299 0 167020 167020 226319 59299 59299 167020 -8852 158168 123767 112689 290197 290197 1049136 963582 1515293 94810 94810 103250 1638450 1536119 1856951 2895085 2884708 3765691 1525 1525 0 X 2893560 2893560 2884708 2895085 2884708 2893560 -8852 2884708 2884708 9970.09 SAGEPOINT FINANCIAL ST P 2019-06-05 2020-01-07 100000 99900 100 100 LPL FINANCIAL ST P 2020-04-07 2020-05-28 987374 863659 123715 123715 LPL FINANCIAL LT P 2019-01-09 2020-10-27 574815 555948 18867 18867 TRILINK GLOBAL IMPACT FUND P 2019-01-01 2020-06-30 13508 15170 -1662 -1662 Capital Gain Dividends 17196 158216 123815 2199 2199 2199 1000 1000 X 23 1222 false false false false false false false true true true false false false false true N/A SCOT KLEIN 7142435411 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 false false false false false false false false false false false false false false false false false false false false false false SCOT KLEIN 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 Director 10.00 17110 NICOLE FRASZ 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 Director 0.00 0 DEBORAH E KLEIN 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 Director 0.00 0 NONE NONE 3189865 174280 0 3364145 0 3364145 50462 3313683 165684 165684 2199 2199 163485 163485 163485 167020 167020 167020 163485 730 167020 730 0 163485 2805 2805 0 2805 2805 X ST PAULS LUTHERAN CHURCH 1250 E HEIM AVE ORANGE CA 92865 NONE SCHOOL ENDOWMENT FUND 10000 YMCA OF ANAHEIM 240 S EUCLID ANAHEIM CA 92802 NONE SCHOLARSHIPS / CAMPERSHIPS 10000 MUSICAL THEATRE OF ORANGE COUNTY 2034 E LINCOLN AVE 303 ANAHEIM CA 92806 NONE GENERAL FUND 30000 CONCORDIA UNIVERSITY IRVINE 1530 CONCORDIA WEST IRVINE CA 92612 NONE MUSIC / WORSHIP / THEOLOGY BUILDING 22820 OLIVE CREST 2130 E FOURTH ST 200 SANTA ANA CA 92705 NONE SAFE FAMILIES FOR CHILDREN 17500 BOYS GIRLS CLUB OF SAN MARCOS 1 POSITIVE PL SAN MARCOS CA 92069 NONE HELPING WITH YOUTH 5000 ONELEGACY FOUNDATION 4164 BROCKTON AVE RIVERSIDE CA 92870 NONE DONATE LIFE WALK 1000 LEUKEMIA LYMPHOMA SOCIETY PO BOX 102504 PASADENA CA 91189 IN MEMORY / RESEARCH 1000 SOARING SPIRITS INTERNATIONAL 2828 COCHRAN ST 194 SIMI VALLEY CA 93065 NONE WIDOWS SUPPORT 10000 ROLLIN' FROM THE HEART 2063 SHADOW GROVE WAY ENCINITAS CA 92024 NONE GENERAL FUND 5000 CHOC CHILDREN'S FOUNDATION 1201 W LA VETA AVE ORANGE CA 92867 NONE PICU ENDOWMENT 10000 LUTHERAN HIGH SCHOOL 2222 N SANTIAGO BLVD ORANGE CA 92867 NONE MISSIONS 10000 CMFA WIDOWS ORPHANS FUND P O BOX 2141 COSTA MESA CA 92628 NONE IN MEMORY 3000 ASSISTANCE LEAGUE OF NORTH COAST PO BOX 2682 CARLSBAD CA 92018 NONE AID FOR DISADVANTAGED CHILDREN 5000 YORBA LINDA FRIENDS CHURCH 5151 LAKEVIEW AVE YORBA LINDA CA 92886 NONE SCHOLARSHIP FUND 5000 GLENMORE PRESERVATION SOCIETY PO BOX 403 JEFFERSON CITY TN 37760 NONE EDUCATION FUND 1000 STANDUP FOR KIDS 200 NELSON FERRY RD DECATUR GA 30030 NONE AID FOR KIDS OF SAN DIEGO 5000 TURNING POINT USA 4940 E BEVERLY RD PHOENIX AZ 85044 NONE STUDENT ACTIVISM 5000 CALVARY CHAPEL OF CHINO HILLS 4201 EUCALYPTUS AVE CHINO CA 91710 NONE YOUTH MINISTRY 5000 KHERUT 5753 E SANTA CANYON RD ANAHEIM CA 92807 NONE COMMISSARY KITCHEN PROJECT 5000 CALIFORNIA-HAWAII ELKS MAJOR PROJEC 5450 E LAMONA AVE FRESNO CA 93727 NONE TO HELP CHILDREN WITH DISABILITIES IN CALIFORNIA AND HAWAII 700 167020 16314 42937 158216 217467 217467 false false false false false false false false false false BUCKEYE PARTNERS 4.150 07/01/23 94810 103250 ALPHABET 75072 113872 AMAZON.COM INC 47784 87937 COSTCO WHOLESALE CORP 75164 125091 MICROSOFT CORP 106938 186833 NETFLIX INC 11954 30822 NVIDIA 16063 59009 SALESFORCE.COM INC 14210 22921 SQUARE INC VISA INC CL A 22899 36090 APPLE INC 147529 363569 WALT DISNEY CO CISCO SYSTEMS INC DUKE ENERGY CORP MERCK & CO INC VERIZON COMMUNICATIONS INC 25068 26085 QUALYS INC DILLARDS CAPITAL TRUST 75008 72315 MASTERCARD INC A PPL CORP BOOZ ALLEN HAMILTON HOLDING CORP 90081 117519 DOCUSIGN INC ARBOR REALTY TRUST INC 74730 87732 ALLIED CAPITAL CORP 100446 103822 ALIBABA GROUP HOLDING LTD SPONS ADS 55468 46546 PAYPAL HOLDINGS INC 25168 35130 HINES REALTY INCOME FUND LLC AT COST 89033 100000 HINES GLOBAL INCOME TRUST T AT COST 92300 93881 AMERICAN FUNDS GROWTH FD OF AMER F2 AT COST 105048 117125 FIRST TRUST CLOUD COMPUTING ETF AT COST 24410 45424 INVESCO QQQ TRUST AT COST 90976 146830 VANECK VECTORS SEMICONDUCTOR ETF AT COST 73277 128431 AMERICAN FUNDS AMERICAN BALANCED R2 AT COST ISHARES US AEROSPACE & DEFENSE ETF AT COST SPDR S&P 500 ETF AT COST 157678 201147 VANGUARD MEGACAP ETF AT COST 46788 66725 VANGUARD CONSUMER STAPLES ETF AT COST 39844 48698 ETFMG PRIME CYBER SECURITY ETF AT COST 25006 40580 AMERICAN FUNDS AMERICAN BALANCED F2 AT COST 119637 131888 SILA REALTY TRUST INC CL A AT COST 82763 86900 TRILINC GLOBAL IMPACT FUND CLASS C AT COST 42441 40076 PROSPECT CAPITAL CORP AT COST AMERICAN FUNDS MOD GR & INC F2 AT COST 160685 183630 FRANKLIN RISING DIVS ADV AT COST 52320 66198 FRANKLIN UTILTIES R AT COST 28672 27460 INVESCO S&P 500 HIGH DIV LOW VOL AT COST LORD ABBETT ULTRA SHORT BOND FD AT COST 10285 10306 ISHARES MSCI USA MOMENTUM FACTOR ETF AT COST 25277 28226 SPDR SERIES TRUST S&P BIOTECH ETF AT COST 50978 67574 STRATEGY NASDAQ 7 HANDL INDEX ETF AT COST 24364 25550 VALUE LINE CAP APPREC INSTL CL AT COST 105984 115169 CARTER VALIDUS MC REIT II CL A AT COST HEALTHCARE TRUST, INC AT COST 88353 85133 OFFICE EXPENSE 135 135 135 POSTAGE 235 235 235 SUPPLIES 23 23 23 ACCOUNTING / TAX PREPARATION 4685 4685 4685 0 INVESTMENT MANAGEMENT (LPL #9517) 32363 32363 32363 0 INVESTMENT MANAGEMENT (SAGEPOINT) 665 665 665 0 PAYROLL PROCESSING FEES 361 361 361 0 2019 - IRS 1115 1115 1115 2020 ESTIMATED TAXES FTB 100 100 100 2020 ESTIMATED TAXES IRS 1000 1000 1000 FEES 75 75 75 FRANCHISE TAX BOARD 123 123 123 PAYROLL TAXES 1309 1309 1309