GUFFEY FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- GUFFEY FAMILY FOUNDATION (EIN 46-4345106)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-10-06
- IRS object ID
- 202122799349100332
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-10-06T17:00:21-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 941687665 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 1802 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 029011802 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 464345106 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GUFFEY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LGFO | BusinessNameControlTxt |
| Phone | 8888663275 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 W 47TH ST NY8-114-07-07 AFT | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LAWRENCE GUFFEY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8888663275 | PhoneNum |
| Signature | 2021-09-20 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KAREN J KISER | PreparerPersonNm |
| PTIN | P00146417 | PTIN |
| Phone | 8888663275 | PhoneNum |
| Preparation | 2021-09-20 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,041,019 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,489 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $219,607 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $201,155 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$12,463 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,149,332 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Net Invst Incm | $497,588 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $217,633 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $698,743 | TotalNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $47,330 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $28,398 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $18,932 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,869 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,839 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Net Invst Incm | $63,843 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $60,699 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $94,080 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $21,432 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $195,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $195,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $255,699 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $94,080 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $216,432 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$38,066 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $604,663 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,381 | CashBOYAmt |
| Cash EOY | $0 | CashEOYAmt |
| Sav And Temp Cash Invst BOY | $152,759 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $295,982 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $295,982 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $3,000,250 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,000,250 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $974,057 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $11,648,568 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,891,779 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,770,980 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,803,958 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,188,011 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,041,019 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $14,803,958 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,188,011 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,803,958 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,188,011 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,803,958 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,188,011 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,803,958 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$38,066 | ExcessRevenueOverExpensesAmt |
| Other Increases | $422,119 | OtherIncreasesAmt |
| Subtotal | $15,188,011 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,188,011 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (250 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 714.22 ARBITRAGE FUND/THE | 2019-12-20 | 2020-04-09 | $9,428 | $9,521 | -$93 | -$93 | |
| 722.81 ARBITRAGE FUND/THE | 2019-12-20 | 2020-06-16 | $9,707 | $9,635 | $72 | $72 | |
| 1402.39 ARBITRAGE FUND/THE | 2020-04-30 | 2020-06-16 | $18,834 | $18,834 | |||
| 1011.21 BLACKSTONE ALT MULTI | 2019-04-04 | 2020-04-09 | $9,283 | $10,931 | -$1,648 | -$1,648 | |
| 3399.06 BLACKSTONE ALT MULTI | 2020-04-30 | 2020-06-16 | $33,277 | $31,441 | $1,836 | $1,836 | |
| 15278.74 BLACKSTONE ALT MULTI | 2019-04-04 | 2020-06-16 | $149,579 | $165,163 | -$15,584 | -$15,584 | |
| .58 BLACKSTONE ALT MULTI | 2019-03-15 | 2020-06-16 | $6 | $6 | |||
| 33948. BLACKSTONE ALT MULTI | 2019-03-15 | 2020-06-16 | $332,351 | $366,299 | -$33,948 | -$33,948 | |
| 22945.98 DELAWARE EMERGING MARKETS FUND | 2020-04-30 | 2020-06-16 | $435,515 | $392,835 | $42,680 | $42,680 | |
| .35 EATON VANCE ATL CAPITAL | 2019-03-15 | 2020-04-09 | $8 | $8 | |||
| 646.11 EATON VANCE ATL CAPITAL | 2019-03-15 | 2020-04-09 | $15,623 | $14,847 | $776 | $776 | |
| 10537.49 EATON VANCE ATL CAPITAL | 2019-03-15 | 2020-04-30 | $263,226 | $242,152 | $21,074 | $21,074 | |
| 1478.87 EATON VANCE FLOATING-RATE FUND | 2019-03-15 | 2020-04-09 | $11,683 | $13,191 | -$1,508 | -$1,508 | |
| .46 EATON VANCE FLOATING-RATE FUND | 2019-03-15 | 2020-04-09 | $4 | $4 | |||
| 72016.33 EATON VANCE FLOATING-RATE FUND | 2019-03-15 | 2020-04-30 | $572,530 | $642,386 | -$69,856 | -$69,856 | |
| 62.74 FPA CRESCENT FUND | 2016-12-29 | 2020-04-09 | $1,769 | $3,721 | -$1,952 | -$1,952 | |
| 96.26 FPA CRESCENT FUND | 2016-12-29 | 2020-04-09 | $2,715 | $3,140 | -$425 | -$425 | |
| 95.26 FPA CRESCENT FUND | 2018-01-02 | 2020-04-09 | $2,686 | $3,319 | -$633 | -$633 | |
| 9.51 FPA CRESCENT FUND | 2016-12-29 | 2020-04-09 | $268 | $564 | -$296 | -$296 | |
| 711.8 FPA CRESCENT FUND | 2020-04-24 | 2020-04-30 | $20,507 | $20,507 | $20,507 | ||
| 8194.48 FPA CRESCENT FUND | 2016-12-29 | 2020-04-30 | $236,083 | $268,123 | -$32,040 | -$32,040 | |
| 149. FPA CRESCENT FUND | 2017-12-20 | 2020-04-30 | $4,293 | $5,145 | -$852 | -$852 | |
| 2627.78 FPA CRESCENT FUND | 2018-01-02 | 2020-04-30 | $75,706 | $91,552 | -$15,846 | -$15,846 | |
| 1148.29 FPA CRESCENT FUND | 2018-12-19 | 2020-04-30 | $33,082 | $34,230 | -$1,148 | -$1,148 | |
| 138.74 FIRST EAGLE GLOBAL FUND | 2020-01-03 | 2020-04-09 | $6,973 | $8,084 | -$1,111 | -$1,111 | |
| 6749.17 FIRST EAGLE GLOBAL FUND | 2020-01-03 | 2020-04-30 | $347,717 | $393,274 | -$45,557 | -$45,557 | |
| 511.34 POLEN GROWTH FUND | 2019-03-15 | 2020-04-09 | $16,409 | $14,849 | $1,560 | $1,560 | |
| .12 POLEN GROWTH FUND | 2019-03-15 | 2020-04-09 | $4 | $4 | |||
| 9342.91 POLEN GROWTH FUND | 2019-03-15 | 2020-04-30 | $322,985 | $271,318 | $51,667 | $51,667 | |
| 862.59 POLEN GROWTH FUND | 2019-03-15 | 2020-06-16 | $32,787 | $25,050 | $7,737 | $7,737 | |
| 276.02 GATEWAY FUND | 2018-01-22 | 2020-04-09 | $8,778 | $9,294 | -$516 | -$516 | |
| 1149.09 GATEWAY FUND | 2018-01-22 | 2020-06-16 | $38,540 | $38,690 | -$150 | -$150 | |
| 1180.33 GATEWAY FUND | 2018-12-20 | 2020-06-16 | $39,588 | $39,305 | $283 | $283 | |
| 23904.62 IVA WORLDWIDE FUND | 2019-03-15 | 2020-01-03 | $400,641 | $409,725 | -$9,084 | -$9,084 | |
| 1873. INVESCO FINANCIAL PREFERRED ETF | 2020-04-30 | 2020-06-16 | $33,792 | $33,733 | $59 | $59 | |
| 2700. INVESCO FINANCIAL PREFERRED ETF | 2020-04-30 | 2020-07-28 | $49,850 | $48,627 | $1,223 | $1,223 | |
| 118.3 MFS INTERNATIONAL VALUE FUND | 2019-12-12 | 2020-04-09 | $5,036 | $5,551 | -$515 | -$515 | |
| 116.65 MFS INTERNATIONAL VALUE FUND | 2019-12-12 | 2020-04-09 | $4,966 | $5,473 | -$507 | -$507 | |
| 7.18 MFS INTERNATIONAL VALUE FUND | 2019-12-12 | 2020-06-16 | $343 | $337 | $6 | $6 | |
| 7.18 MFS INTERNATIONAL VALUE FUND | 2019-12-12 | 2020-06-16 | $343 | $337 | $6 | $6 | |
| 93.52 MFS INTERNATIONAL VALUE FUND | 2019-12-12 | 2020-06-16 | $4,472 | $4,388 | $84 | $84 | |
| 32.47 MFS INTERNATIONAL VALUE FUND | 2020-04-30 | 2020-06-16 | $1,553 | $1,437 | $116 | $116 | |
| 73.48 MFS INTERNATIONAL VALUE FUND | 2020-06-16 | 2020-06-16 | $3,514 | $3,892 | -$378 | -$378 | |
| 34.39 MFS INTERNATIONAL VALUE FUND | 2020-06-16 | 2020-06-16 | $1,644 | $1,821 | -$177 | -$177 | |
| 47169.81 MAINSTAY SHORT DURATION | 2020-06-09 | 2020-07-28 | $450,000 | $445,755 | $4,245 | $4,245 | |
| 84.27 MATTHEWS ASIA DIVIDEND FUND | 2016-12-29 | 2020-04-09 | $1,239 | $1,303 | -$64 | -$64 | |
| 82.01 MATTHEWS ASIA DIVIDEND FUND | 2019-12-17 | 2020-04-09 | $1,205 | $1,429 | -$224 | -$224 | |
| 49.37 MATTHEWS ASIA DIVIDEND FUND | 2020-03-26 | 2020-04-09 | $726 | $713 | $13 | $13 | |
| 1. MATTHEWS ASIA DIVIDEND FUND | 2016-09-20 | 2020-04-30 | $15 | $15 | |||
| 228. MATTHEWS ASIA DIVIDEND FUND | 2017-12-19 | 2020-04-30 | $3,463 | $3,463 | $3,463 | ||
| 236.65 MATTHEWS ASIA DIVIDEND FUND | 2018-12-04 | 2020-04-30 | $3,595 | $3,595 | $3,595 | ||
| 9922.91 MATTHEWS ASIA DIVIDEND FUND | 2016-12-29 | 2020-04-30 | $150,729 | $153,408 | -$2,679 | -$2,679 | |
| 4019. MATTHEWS ASIA DIVIDEND FUND | 2014-04-03 | 2020-04-30 | $61,049 | $60,885 | $164 | $164 | |
| 72. MATTHEWS ASIA DIVIDEND FUND | 2015-12-10 | 2020-04-30 | $1,094 | $1,085 | $9 | $9 | |
| 297.53 NUVEEN SHORT DURATION HI | 2020-02-28 | 2020-04-09 | $2,883 | $3,207 | -$324 | -$324 | |
| 188.56 NUVEEN SHORT DURATION HI | 2019-03-15 | 2020-04-09 | $1,827 | $1,942 | -$115 | -$115 | |
| 144.52 NUVEEN SHORT DURATION HI | 2019-12-31 | 2020-04-09 | $1,400 | $1,525 | -$125 | -$125 | |
| 299.16 NUVEEN SHORT DURATION HI | 2020-01-31 | 2020-04-09 | $2,899 | $3,198 | -$299 | -$299 | |
| 385.46 NUVEEN SHORT DURATION HI | 2020-04-09 | 2020-04-09 | $3,735 | $3,758 | -$23 | -$23 | |
| .52 NUVEEN SHORT DURATION HI | 2020-04-09 | 2020-04-09 | $5 | $5 | |||
| 330.33 NUVEEN SHORT DURATION HI | 2020-04-09 | 2020-04-09 | $3,201 | $3,217 | -$16 | -$16 | |
| 328.65 NUVEEN SHORT DURATION HI | 2020-04-09 | 2020-04-09 | $3,185 | $3,148 | $37 | $37 | |
| 1. NUVEEN SHORT DURATION HI | 2016-12-29 | 2020-06-09 | $10 | $10 | |||
| 460. NUVEEN SHORT DURATION HI | 2015-02-03 | 2020-06-09 | $4,545 | $4,720 | -$175 | -$175 | |
| 1. NUVEEN SHORT DURATION HI | 2017-01-31 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2015-04-30 | 2020-06-09 | $10 | $10 | |||
| 861. NUVEEN SHORT DURATION HI | 2016-11-29 | 2020-06-09 | $8,507 | $8,455 | $52 | $52 | |
| 34142. NUVEEN SHORT DURATION HI | 2016-12-29 | 2020-06-09 | $337,323 | $334,592 | $2,731 | $2,731 | |
| 1. NUVEEN SHORT DURATION HI | 2016-12-29 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2015-02-22 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2016-11-30 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2016-11-30 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2015-06-30 | 2020-06-09 | $10 | $10 | |||
| .73 NUVEEN SHORT DURATION HI | 2018-12-04 | 2020-06-09 | $7 | $7 | $7 | ||
| 1258.27 NUVEEN SHORT DURATION HI | 2018-12-04 | 2020-06-09 | $12,432 | $12,432 | $12,432 | ||
| .73 NUVEEN SHORT DURATION HI | 2018-12-04 | 2020-06-09 | $7 | $7 | $7 | ||
| 127.1 NUVEEN SHORT DURATION HI | 2019-04-05 | 2020-06-09 | $1,256 | $1,256 | $1,256 | ||
| 19921.98 NUVEEN SHORT DURATION HI | 2020-04-30 | 2020-06-09 | $196,829 | $190,853 | $5,976 | $5,976 | |
| 52422.44 NUVEEN SHORT DURATION HI | 2019-03-15 | 2020-06-09 | $517,934 | $539,951 | -$22,017 | -$22,017 | |
| 1816. NUVEEN SHORT DURATION HI | 2016-11-28 | 2020-06-09 | $17,942 | $17,869 | $73 | $73 | |
| 1. NUVEEN SHORT DURATION HI | 2015-12-31 | 2020-06-09 | $10 | $10 | |||
| 1777. NUVEEN SHORT DURATION HI | 2016-11-23 | 2020-06-09 | $17,557 | $17,503 | $54 | $54 | |
| 1992. NUVEEN SHORT DURATION HI | 2015-07-16 | 2020-06-09 | $19,681 | $20,000 | -$319 | -$319 | |
| 1. NUVEEN SHORT DURATION HI | 2015-08-31 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2015-10-09 | 2020-06-09 | $10 | $10 | |||
| 1. NUVEEN SHORT DURATION HI | 2015-10-09 | 2020-06-09 | $10 | $10 | |||
| 2228. NUVEEN SHORT DURATION HI | 2015-10-09 | 2020-06-09 | $22,013 | $22,458 | -$445 | -$445 | |
| 965. NUVEEN SHORT DURATION HI | 2016-11-30 | 2020-06-09 | $9,534 | $9,447 | $87 | $87 | |
| 115.92 NUVEEN SHORT DURATION HI | 2020-06-30 | 2020-07-24 | $1,137 | $1,150 | -$13 | -$13 | |
| 124.77 NUVEEN SHORT DURATION HI | 2020-04-30 | 2020-07-24 | $1,224 | $1,195 | $29 | $29 | |
| 3.76 NUVEEN SHORT DURATION HI | 2020-07-28 | 2020-10-29 | $37 | $36 | $1 | $1 | |
| 1. RIVERNORTH DOUBLE LINE | 2019-06-28 | 2020-04-09 | $10 | $10 | |||
| 193.51 RIVERNORTH DOUBLE LINE | 2020-03-31 | 2020-04-09 | $1,860 | $1,823 | $37 | $37 | |
| 173.15 RIVERNORTH DOUBLE LINE | 2019-07-20 | 2020-04-09 | $1,664 | $1,785 | -$121 | -$121 | |
| .11 RIVERNORTH DOUBLE LINE | 2019-06-28 | 2020-04-09 | $1 | $1 | |||
| 134.87 RIVERNORTH DOUBLE LINE | 2020-01-31 | 2020-04-09 | $1,296 | $1,411 | -$115 | -$115 | |
| 131.45 RIVERNORTH DOUBLE LINE | 2020-02-28 | 2020-04-09 | $1,263 | $1,375 | -$112 | -$112 | |
| 189.83 RIVERNORTH DOUBLE LINE | 2019-12-23 | 2020-04-09 | $1,824 | $1,957 | -$133 | -$133 | |
| 37.68 RIVERNORTH DOUBLE LINE | 2020-04-09 | 2020-04-09 | $362 | $363 | -$1 | -$1 | |
| 1. RIVERNORTH DOUBLE LINE | 2020-04-30 | 2020-06-16 | $10 | $10 | |||
| 308.26 RIVERNORTH DOUBLE LINE | 2020-05-29 | 2020-06-16 | $3,098 | $3,043 | $55 | $55 | |
| 128.98 RIVERNORTH DOUBLE LINE | 2020-04-30 | 2020-06-16 | $1,296 | $1,243 | $53 | $53 | |
| 11338.62 RIVERNORTH DOUBLE LINE | 2016-12-29 | 2020-06-16 | $113,953 | $118,580 | -$4,627 | -$4,627 | |
| 1. RIVERNORTH DOUBLE LINE | 2020-06-16 | 2020-06-16 | $10 | $10 | |||
| 357.93 RIVERNORTH DOUBLE LINE | 2020-06-30 | 2020-07-28 | $3,640 | $3,583 | $57 | $57 | |
| 197. RIVERNORTH DOUBLE LINE | 2019-04-05 | 2020-07-28 | $2,003 | $2,003 | $2,003 | ||
| 4361.5 RIVERNORTH DOUBLE LINE | 2016-03-24 | 2020-07-28 | $44,356 | $44,623 | -$267 | -$267 | |
| 121. VANGUARD DIVIDEND APPRECIATION ETF | 2016-12-29 | 2020-04-09 | $13,547 | $10,343 | $3,204 | $3,204 | |
| 33. VANGUARD DIVIDEND APPRECIATION ETF | 2016-12-29 | 2020-04-30 | $3,749 | $2,821 | $928 | $928 | |
| 481. VANGUARD DIVIDEND APPRECIATION ETF | 2016-12-29 | 2020-06-16 | $57,123 | $41,116 | $16,007 | $16,007 | |
| 201. VANGUARD FTSE DEVELOPED MARKETS ETF | 2016-12-29 | 2020-04-09 | $6,996 | $7,326 | -$330 | -$330 | |
| 552. VANGUARD FTSE DEVELOPED MARKETS ETF | 2016-12-29 | 2020-06-16 | $21,728 | $20,120 | $1,608 | $1,608 | |
| 156. VANGUARD INTL EQTY INDX | 2019-03-15 | 2020-04-09 | $5,506 | $6,626 | -$1,120 | -$1,120 | |
| 68. VANGUARD INTL EQTY INDX | 2015-01-30 | 2020-04-30 | $2,451 | $2,670 | -$219 | -$219 | |
| 3568. VANGUARD INTL EQTY INDX | 2016-12-29 | 2020-04-30 | $128,626 | $128,155 | $471 | $471 | |
| 160. VANGUARD INTL EQTY INDX | 2016-11-23 | 2020-04-30 | $5,768 | $5,715 | $53 | $53 | |
| 91. VANGUARD INTL EQTY INDX | 2016-11-29 | 2020-04-30 | $3,281 | $3,281 | |||
| 190. VANGUARD INTL EQTY INDX | 2016-11-28 | 2020-04-30 | $6,850 | $6,870 | -$20 | -$20 | |
| 102. VANGUARD INTL EQTY INDX | 2016-11-30 | 2020-04-30 | $3,677 | $3,693 | -$16 | -$16 | |
| 565. VANGUARD INTL EQTY INDX | 2016-09-09 | 2020-04-30 | $20,368 | $21,204 | -$836 | -$836 | |
| 2524. VANGUARD INTL EQTY INDX | 2019-03-15 | 2020-04-30 | $90,990 | $107,212 | -$16,222 | -$16,222 | |
| 304. VANGUARD INTL EQTY INDX | 2015-01-30 | 2020-04-30 | $10,959 | $12,171 | -$1,212 | -$1,212 | |
| 125. VANGUARD TOTAL STOCK MARKET ETF | 2019-03-15 | 2020-04-09 | $17,484 | $18,092 | -$608 | -$608 | |
| 265. VANGUARD TOTAL STOCK MARKET ETF | 2020-04-30 | 2020-06-16 | $42,076 | $38,583 | $3,493 | $3,493 | |
| 351. VANGUARD TOTAL STOCK MARKET ETF | 2019-03-15 | 2020-06-16 | $55,731 | $50,802 | $4,929 | $4,929 | |
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P | |||||
| CAPITAL GAIN DIVIDENDS | $57,343 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$12,463 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,405 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,405 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,405 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,300 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $9,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $10,300 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $1,895 | OverpaymentAmt |
| Applied To ES Tax | $1,895 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8888663275 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 WEST 47TH STREET NY8-114-07-07 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| LAWRENCE HALL GUFFEY | ||||||
| 62 BEACH STREET PHA | NEW YORK | NY | 10013 | DIRECTOR/PRESIDENT | 0 | $0 |
| LUCY MACKILLIGIN GUFFEY | ||||||
| 62 BEACH STREET PHA | NEW YORK | NY | 10013 | DIRECTOR/PRESIDENT | 0 | $0 |
| HAMISH BURT | ||||||
| 860 WASHINGTON ST 6TH FL | NEW YORK | NY | 10014 | DIRECTOR | 0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,344,503 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $321,124 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,665,627 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $14,665,627 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $219,984 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $14,445,643 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $722,282 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $722,282 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,405 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,405 | TotalTaxAmt |
| Distributable Before Adj | $713,877 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $713,877 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $713,877 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $216,432 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $216,432 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $216,432 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $713,877 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $4,323 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $117,413 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,251 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $122,987 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $216,432 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $216,432 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $122,987 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $122,987 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $374,458 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LAWERENCE HALL GUFFEY | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Childrens Museum Of The East End | |||||||
| PO BOX 316 | Bridgehampton | NY | 119320316 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| Grace Church School | |||||||
| 86 4TH AVE | New York | NY | 100035232 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| WASHINGTON MARKET SCHOOL | |||||||
| 55 HUDSON STREET | NEW YORK | NY | 100133350 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| HEAF | |||||||
| 650 FIRST AVENUE | NEW YORK | NY | 10016 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| LUNG CANCER RESEARCH FDN | |||||||
| 155 E 55TH ST SUITE 6H | NEW YORK | NY | 10022 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| METANOIA | |||||||
| 2005 REYNOLDS AVE | NORTH CHARLESTON | SC | 29405 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| KIDS ON POINT | |||||||
| PO BOX 22731 | CHARLESTON | SC | 29413 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| THE GO PROJECT | |||||||
| 441 E 12TH ST APT 4F | NEW YORK | NY | 10009 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| PORTER-GAUD FDN | |||||||
| 300 ALBEMARLE ROAD | CHARLESTON | SC | 29474 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| ASHLEY HALL FOUNDATION | |||||||
| 172 RUTLEDGE AVENUE | CHARLESTON | SC | 294035821 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| PRINCES TRUST AMERICA | |||||||
| 45 W 27TH STREET FLOOR 11 | NEW YORK | NY | 10001 | N/A | PC | UNRESTRICTED GENERAL | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $195,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $219,607 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$12,463 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $207,144 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $207,144 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | L H GUFFY 2015 CLAT | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1501 | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $10,489 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | CategoryTxt |
| Amt | $2,500 | Amt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOYFMVEOYFMVAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| R3331D106 NET1 INTL HLDG AS | $3,131 | |
| R0028G103 ICE GROUP AS | $970,926 | $3,000,250 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (37 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 589509207 MERGER FUND-INST #30 | |||
| 258620103 DOUBLELINE TOTAL RET | |||
| 921908844 VANGUARD DIVIDEND AP | AT COST | $465,323 | $790,270 |
| 922042858 VANGUARD INTL EQTY I | |||
| 67065Q699 NUVEEN SHORT DURATIO | |||
| 76881N202 RIVERNORTH DOUBLE LI | AT COST | $745,831 | $786,730 |
| 32008F606 FIRST EAGLE GLOBAL F | |||
| 30254T759 FPA CRESCENT FUND | |||
| 367829884 GATEWAY FUND | AT COST | $606,427 | $691,113 |
| 922908769 VANGUARD TOTAL STOCK | AT COST | $713,344 | $1,164,531 |
| 56166Y404 TORTOISE MLP & | |||
| 55273E822 MFS INTERNATIONAL VA | AT COST | $384,438 | $693,493 |
| 543916167 LORD ABBETT FLOATING | |||
| 577125107 MATTHEWS ASIA PACIFI | |||
| 921943858 VANGUARD FTSE DEVELO | AT COST | $438,962 | $569,447 |
| 543916464 LORD ABBETT SHORT | |||
| 00203H859 AQR MANAGED FUTURES | |||
| 00203H792 AQR MULTI STRATEGY | |||
| BEGBALANCE | |||
| DIAMETER ONSHORE FD LP | |||
| 6AQH70000 DIAMETER ONSHORE FUN | AT COST | $2,500,000 | $2,989,421 |
| 6AQK70000 TELAMON CAPITAL FUND | AT COST | $500,000 | $601,018 |
| 6AQO40000 ARCADIA BMC INVESTOR | AT COST | $404,560 | $506,217 |
| 09257V201 BLACKSTONE ALT MULTI | |||
| 277911491 EATON VANCE FLOATING | |||
| 360873657 POLEN GROWTH FUND | AT COST | $452,608 | $700,398 |
| 277902458 EATON VANCE ATL CAPI | AT COST | $514,272 | $678,687 |
| 45070A206 IVA WORLDWIDE FUND | |||
| 577130750 MATTHEWS ASIA DIVIDE | |||
| 03875R205 ARBITRAGE FUND/THE | AT COST | $627,105 | $619,723 |
| 46137V621 INVESCO FINANCIAL PR | AT COST | $733,125 | $779,984 |
| 544004609 LORD ABBETT BOND-DEB | AT COST | $625,300 | $671,569 |
| 128119880 CALAMOS MARKET NEUTR | AT COST | $482,479 | $499,585 |
| 641224415 NEUBERGER BERMAN EME | AT COST | $305,244 | $384,394 |
| 92204A702 VANGUARD INFORMATION | AT COST | $340,832 | $488,938 |
| 56064B738 MAINSTAY SHORT DURAT | AT COST | $746,544 | $769,473 |
| 24610B859 DELAWARE SMALL CAP C | AT COST | $305,385 | $385,989 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FROM PARTNERSHIP/S-CORP | Desc |
| Net Investment Income | $63,843 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FROM PARTNERSHIP/S-CORP | Desc |
| Net Investment Income | $497,588 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| TYE INCOME ADJUSTMENT | $143 |
| COST ADJUSTMENT | $7,254 |
| PARTNERSHIP DISTRIBUTIONS | $414,722 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $47,330 | Amt |
| Net Investment Income | $28,398 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $18,932 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,634 | $1,634 | $0 |
| EXCISE TAX - PRIOR YEAR | $7,730 | $0 | $0 |
| EXCISE TAX ESTIMATES | $1,300 | $0 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $205 | $205 | $0 |
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