2021-10-06T17:00:21-05:00 2020-12-31 941687665 BANK OF AMERICA P O BOX 1802 PROVIDENCE RI 029011802 990PF 2020-01-01 464345106 GUFFEY FAMILY FOUNDATION LGFO 8888663275 114 W 47TH ST NY8-114-07-07 AFT NEW YORK NY 100361510 LAWRENCE GUFFEY PRESIDENT 8888663275 2021-09-20 true KAREN J KISER P00146417 8888663275 2021-09-20 2020 2022-09-23 18:48:47Z X 16041019 10489 219607 201155 -12463 6149332 0 0 497588 217633 698743 0 0 0 0 0 0 2500 0 0 2500 47330 28398 18932 0 10869 1839 0 0 0 0 0 0 0 63843 60699 94080 0 21432 195000 195000 255699 94080 0 216432 -38066 604663 0 2381 0 152759 295982 295982 0 0 0 3000250 3000250 974057 11648568 11891779 14770980 14803958 15188011 16041019 0 X 14803958 15188011 14803958 15188011 14803958 15188011 14803958 -38066 422119 15188011 0 15188011 714.22 ARBITRAGE FUND/THE 2019-12-20 2020-04-09 9428 9521 -93 -93 722.81 ARBITRAGE FUND/THE 2019-12-20 2020-06-16 9707 9635 72 72 1402.39 ARBITRAGE FUND/THE 2020-04-30 2020-06-16 18834 18834 1011.21 BLACKSTONE ALT MULTI 2019-04-04 2020-04-09 9283 10931 -1648 -1648 3399.06 BLACKSTONE ALT MULTI 2020-04-30 2020-06-16 33277 31441 1836 1836 15278.74 BLACKSTONE ALT MULTI 2019-04-04 2020-06-16 149579 165163 -15584 -15584 .58 BLACKSTONE ALT MULTI 2019-03-15 2020-06-16 6 6 33948. BLACKSTONE ALT MULTI 2019-03-15 2020-06-16 332351 366299 -33948 -33948 22945.98 DELAWARE EMERGING MARKETS FUND 2020-04-30 2020-06-16 435515 392835 42680 42680 .35 EATON VANCE ATL CAPITAL 2019-03-15 2020-04-09 8 8 646.11 EATON VANCE ATL CAPITAL 2019-03-15 2020-04-09 15623 14847 776 776 10537.49 EATON VANCE ATL CAPITAL 2019-03-15 2020-04-30 263226 242152 21074 21074 1478.87 EATON VANCE FLOATING-RATE FUND 2019-03-15 2020-04-09 11683 13191 -1508 -1508 .46 EATON VANCE FLOATING-RATE FUND 2019-03-15 2020-04-09 4 4 72016.33 EATON VANCE FLOATING-RATE FUND 2019-03-15 2020-04-30 572530 642386 -69856 -69856 62.74 FPA CRESCENT FUND 2016-12-29 2020-04-09 1769 3721 -1952 -1952 96.26 FPA CRESCENT FUND 2016-12-29 2020-04-09 2715 3140 -425 -425 95.26 FPA CRESCENT FUND 2018-01-02 2020-04-09 2686 3319 -633 -633 9.51 FPA CRESCENT FUND 2016-12-29 2020-04-09 268 564 -296 -296 711.8 FPA CRESCENT FUND 2020-04-24 2020-04-30 20507 20507 20507 8194.48 FPA CRESCENT FUND 2016-12-29 2020-04-30 236083 268123 -32040 -32040 149. FPA CRESCENT FUND 2017-12-20 2020-04-30 4293 5145 -852 -852 2627.78 FPA CRESCENT FUND 2018-01-02 2020-04-30 75706 91552 -15846 -15846 1148.29 FPA CRESCENT FUND 2018-12-19 2020-04-30 33082 34230 -1148 -1148 138.74 FIRST EAGLE GLOBAL FUND 2020-01-03 2020-04-09 6973 8084 -1111 -1111 6749.17 FIRST EAGLE GLOBAL FUND 2020-01-03 2020-04-30 347717 393274 -45557 -45557 511.34 POLEN GROWTH FUND 2019-03-15 2020-04-09 16409 14849 1560 1560 .12 POLEN GROWTH FUND 2019-03-15 2020-04-09 4 4 9342.91 POLEN GROWTH FUND 2019-03-15 2020-04-30 322985 271318 51667 51667 862.59 POLEN GROWTH FUND 2019-03-15 2020-06-16 32787 25050 7737 7737 276.02 GATEWAY FUND 2018-01-22 2020-04-09 8778 9294 -516 -516 1149.09 GATEWAY FUND 2018-01-22 2020-06-16 38540 38690 -150 -150 1180.33 GATEWAY FUND 2018-12-20 2020-06-16 39588 39305 283 283 23904.62 IVA WORLDWIDE FUND 2019-03-15 2020-01-03 400641 409725 -9084 -9084 1873. INVESCO FINANCIAL PREFERRED ETF 2020-04-30 2020-06-16 33792 33733 59 59 2700. INVESCO FINANCIAL PREFERRED ETF 2020-04-30 2020-07-28 49850 48627 1223 1223 118.3 MFS INTERNATIONAL VALUE FUND 2019-12-12 2020-04-09 5036 5551 -515 -515 116.65 MFS INTERNATIONAL VALUE FUND 2019-12-12 2020-04-09 4966 5473 -507 -507 7.18 MFS INTERNATIONAL VALUE FUND 2019-12-12 2020-06-16 343 337 6 6 7.18 MFS INTERNATIONAL VALUE FUND 2019-12-12 2020-06-16 343 337 6 6 93.52 MFS INTERNATIONAL VALUE FUND 2019-12-12 2020-06-16 4472 4388 84 84 32.47 MFS INTERNATIONAL VALUE FUND 2020-04-30 2020-06-16 1553 1437 116 116 73.48 MFS INTERNATIONAL VALUE FUND 2020-06-16 2020-06-16 3514 3892 -378 -378 34.39 MFS INTERNATIONAL VALUE FUND 2020-06-16 2020-06-16 1644 1821 -177 -177 47169.81 MAINSTAY SHORT DURATION 2020-06-09 2020-07-28 450000 445755 4245 4245 84.27 MATTHEWS ASIA DIVIDEND FUND 2016-12-29 2020-04-09 1239 1303 -64 -64 82.01 MATTHEWS ASIA DIVIDEND FUND 2019-12-17 2020-04-09 1205 1429 -224 -224 49.37 MATTHEWS ASIA DIVIDEND FUND 2020-03-26 2020-04-09 726 713 13 13 1. MATTHEWS ASIA DIVIDEND FUND 2016-09-20 2020-04-30 15 15 228. MATTHEWS ASIA DIVIDEND FUND 2017-12-19 2020-04-30 3463 3463 3463 236.65 MATTHEWS ASIA DIVIDEND FUND 2018-12-04 2020-04-30 3595 3595 3595 9922.91 MATTHEWS ASIA DIVIDEND FUND 2016-12-29 2020-04-30 150729 153408 -2679 -2679 4019. MATTHEWS ASIA DIVIDEND FUND 2014-04-03 2020-04-30 61049 60885 164 164 72. MATTHEWS ASIA DIVIDEND FUND 2015-12-10 2020-04-30 1094 1085 9 9 297.53 NUVEEN SHORT DURATION HI 2020-02-28 2020-04-09 2883 3207 -324 -324 188.56 NUVEEN SHORT DURATION HI 2019-03-15 2020-04-09 1827 1942 -115 -115 144.52 NUVEEN SHORT DURATION HI 2019-12-31 2020-04-09 1400 1525 -125 -125 299.16 NUVEEN SHORT DURATION HI 2020-01-31 2020-04-09 2899 3198 -299 -299 385.46 NUVEEN SHORT DURATION HI 2020-04-09 2020-04-09 3735 3758 -23 -23 .52 NUVEEN SHORT DURATION HI 2020-04-09 2020-04-09 5 5 330.33 NUVEEN SHORT DURATION HI 2020-04-09 2020-04-09 3201 3217 -16 -16 328.65 NUVEEN SHORT DURATION HI 2020-04-09 2020-04-09 3185 3148 37 37 1. NUVEEN SHORT DURATION HI 2016-12-29 2020-06-09 10 10 460. NUVEEN SHORT DURATION HI 2015-02-03 2020-06-09 4545 4720 -175 -175 1. NUVEEN SHORT DURATION HI 2017-01-31 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2015-04-30 2020-06-09 10 10 861. NUVEEN SHORT DURATION HI 2016-11-29 2020-06-09 8507 8455 52 52 34142. NUVEEN SHORT DURATION HI 2016-12-29 2020-06-09 337323 334592 2731 2731 1. NUVEEN SHORT DURATION HI 2016-12-29 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2015-02-22 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2016-11-30 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2016-11-30 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2015-06-30 2020-06-09 10 10 .73 NUVEEN SHORT DURATION HI 2018-12-04 2020-06-09 7 7 7 1258.27 NUVEEN SHORT DURATION HI 2018-12-04 2020-06-09 12432 12432 12432 .73 NUVEEN SHORT DURATION HI 2018-12-04 2020-06-09 7 7 7 127.1 NUVEEN SHORT DURATION HI 2019-04-05 2020-06-09 1256 1256 1256 19921.98 NUVEEN SHORT DURATION HI 2020-04-30 2020-06-09 196829 190853 5976 5976 52422.44 NUVEEN SHORT DURATION HI 2019-03-15 2020-06-09 517934 539951 -22017 -22017 1816. NUVEEN SHORT DURATION HI 2016-11-28 2020-06-09 17942 17869 73 73 1. NUVEEN SHORT DURATION HI 2015-12-31 2020-06-09 10 10 1777. NUVEEN SHORT DURATION HI 2016-11-23 2020-06-09 17557 17503 54 54 1992. NUVEEN SHORT DURATION HI 2015-07-16 2020-06-09 19681 20000 -319 -319 1. NUVEEN SHORT DURATION HI 2015-08-31 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2015-10-09 2020-06-09 10 10 1. NUVEEN SHORT DURATION HI 2015-10-09 2020-06-09 10 10 2228. NUVEEN SHORT DURATION HI 2015-10-09 2020-06-09 22013 22458 -445 -445 965. NUVEEN SHORT DURATION HI 2016-11-30 2020-06-09 9534 9447 87 87 115.92 NUVEEN SHORT DURATION HI 2020-06-30 2020-07-24 1137 1150 -13 -13 124.77 NUVEEN SHORT DURATION HI 2020-04-30 2020-07-24 1224 1195 29 29 3.76 NUVEEN SHORT DURATION HI 2020-07-28 2020-10-29 37 36 1 1 1. RIVERNORTH DOUBLE LINE 2019-06-28 2020-04-09 10 10 193.51 RIVERNORTH DOUBLE LINE 2020-03-31 2020-04-09 1860 1823 37 37 173.15 RIVERNORTH DOUBLE LINE 2019-07-20 2020-04-09 1664 1785 -121 -121 .11 RIVERNORTH DOUBLE LINE 2019-06-28 2020-04-09 1 1 134.87 RIVERNORTH DOUBLE LINE 2020-01-31 2020-04-09 1296 1411 -115 -115 131.45 RIVERNORTH DOUBLE LINE 2020-02-28 2020-04-09 1263 1375 -112 -112 189.83 RIVERNORTH DOUBLE LINE 2019-12-23 2020-04-09 1824 1957 -133 -133 37.68 RIVERNORTH DOUBLE LINE 2020-04-09 2020-04-09 362 363 -1 -1 1. RIVERNORTH DOUBLE LINE 2020-04-30 2020-06-16 10 10 308.26 RIVERNORTH DOUBLE LINE 2020-05-29 2020-06-16 3098 3043 55 55 128.98 RIVERNORTH DOUBLE LINE 2020-04-30 2020-06-16 1296 1243 53 53 11338.62 RIVERNORTH DOUBLE LINE 2016-12-29 2020-06-16 113953 118580 -4627 -4627 1. RIVERNORTH DOUBLE LINE 2020-06-16 2020-06-16 10 10 357.93 RIVERNORTH DOUBLE LINE 2020-06-30 2020-07-28 3640 3583 57 57 197. RIVERNORTH DOUBLE LINE 2019-04-05 2020-07-28 2003 2003 2003 4361.5 RIVERNORTH DOUBLE LINE 2016-03-24 2020-07-28 44356 44623 -267 -267 121. VANGUARD DIVIDEND APPRECIATION ETF 2016-12-29 2020-04-09 13547 10343 3204 3204 33. VANGUARD DIVIDEND APPRECIATION ETF 2016-12-29 2020-04-30 3749 2821 928 928 481. VANGUARD DIVIDEND APPRECIATION ETF 2016-12-29 2020-06-16 57123 41116 16007 16007 201. VANGUARD FTSE DEVELOPED MARKETS ETF 2016-12-29 2020-04-09 6996 7326 -330 -330 552. VANGUARD FTSE DEVELOPED MARKETS ETF 2016-12-29 2020-06-16 21728 20120 1608 1608 156. VANGUARD INTL EQTY INDX 2019-03-15 2020-04-09 5506 6626 -1120 -1120 68. VANGUARD INTL EQTY INDX 2015-01-30 2020-04-30 2451 2670 -219 -219 3568. VANGUARD INTL EQTY INDX 2016-12-29 2020-04-30 128626 128155 471 471 160. VANGUARD INTL EQTY INDX 2016-11-23 2020-04-30 5768 5715 53 53 91. VANGUARD INTL EQTY INDX 2016-11-29 2020-04-30 3281 3281 190. VANGUARD INTL EQTY INDX 2016-11-28 2020-04-30 6850 6870 -20 -20 102. VANGUARD INTL EQTY INDX 2016-11-30 2020-04-30 3677 3693 -16 -16 565. VANGUARD INTL EQTY INDX 2016-09-09 2020-04-30 20368 21204 -836 -836 2524. VANGUARD INTL EQTY INDX 2019-03-15 2020-04-30 90990 107212 -16222 -16222 304. VANGUARD INTL EQTY INDX 2015-01-30 2020-04-30 10959 12171 -1212 -1212 125. VANGUARD TOTAL STOCK MARKET ETF 2019-03-15 2020-04-09 17484 18092 -608 -608 265. VANGUARD TOTAL STOCK MARKET ETF 2020-04-30 2020-06-16 42076 38583 3493 3493 351. VANGUARD TOTAL STOCK MARKET ETF 2019-03-15 2020-06-16 55731 50802 4929 4929 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 CAPITAL GAIN DIVIDENDS P 57343 -12463 8405 0 8405 0 8405 1300 0 9000 10300 X 0 1895 1895 0 false false false false false false false true true DE true false false false false true BANK OF AMERICA NA 8888663275 114 WEST 47TH STREET NY8-114-07-07 NEW YORK NY 100361510 false false false false false false false false false false false false false false false false false false false false false LAWRENCE HALL GUFFEY 62 BEACH STREET PHA NEW YORK NY 10013 DIRECTOR/PRESIDENT 0 0 LUCY MACKILLIGIN GUFFEY 62 BEACH STREET PHA NEW YORK NY 10013 DIRECTOR/PRESIDENT 0 0 HAMISH BURT 860 WASHINGTON ST 6TH FL NEW YORK NY 10014 DIRECTOR 0 0 NONE 0 NONE 0 14344503 321124 0 14665627 0 0 14665627 219984 14445643 722282 722282 8405 8405 713877 0 713877 0 713877 216432 0 0 0 0 216432 0 216432 713877 0 0 0 4323 117413 1251 0 122987 216432 0 0 0 216432 0 122987 122987 0 0 0 0 0 374458 0 0 0 0 0 0 0 0 LAWERENCE HALL GUFFEY NONE X Childrens Museum Of The East End PO BOX 316 Bridgehampton NY 119320316 N/A PC UNRESTRICTED GENERAL 10000 Grace Church School 86 4TH AVE New York NY 100035232 N/A PC UNRESTRICTED GENERAL 25000 WASHINGTON MARKET SCHOOL 55 HUDSON STREET NEW YORK NY 100133350 N/A PC UNRESTRICTED GENERAL 10000 HEAF 650 FIRST AVENUE NEW YORK NY 10016 N/A PC UNRESTRICTED GENERAL 25000 LUNG CANCER RESEARCH FDN 155 E 55TH ST SUITE 6H NEW YORK NY 10022 N/A PC UNRESTRICTED GENERAL 10000 METANOIA 2005 REYNOLDS AVE NORTH CHARLESTON SC 29405 N/A PC UNRESTRICTED GENERAL 10000 KIDS ON POINT PO BOX 22731 CHARLESTON SC 29413 N/A PC UNRESTRICTED GENERAL 10000 THE GO PROJECT 441 E 12TH ST APT 4F NEW YORK NY 10009 N/A PC UNRESTRICTED GENERAL 10000 PORTER-GAUD FDN 300 ALBEMARLE ROAD CHARLESTON SC 29474 N/A PC UNRESTRICTED GENERAL 25000 ASHLEY HALL FOUNDATION 172 RUTLEDGE AVENUE CHARLESTON SC 294035821 N/A PC UNRESTRICTED GENERAL 10000 PRINCES TRUST AMERICA 45 W 27TH STREET FLOOR 11 NEW YORK NY 10001 N/A PC UNRESTRICTED GENERAL 50000 195000 14 219607 18 -12463 207144 207144 false false false false false false false false false false X X 1 L H GUFFY 2015 CLAT PO BOX 1501 PENNINGTON NJ 08534 10489 X TAX PREPARATION FEE 2500 2500 R3331D106 NET1 INTL HLDG AS 3131 R0028G103 ICE GROUP AS 3000250 970926 589509207 MERGER FUND-INST #30 258620103 DOUBLELINE TOTAL RET 921908844 VANGUARD DIVIDEND AP AT COST 465323 790270 922042858 VANGUARD INTL EQTY I 67065Q699 NUVEEN SHORT DURATIO 76881N202 RIVERNORTH DOUBLE LI AT COST 745831 786730 32008F606 FIRST EAGLE GLOBAL F 30254T759 FPA CRESCENT FUND 367829884 GATEWAY FUND AT COST 606427 691113 922908769 VANGUARD TOTAL STOCK AT COST 713344 1164531 56166Y404 TORTOISE MLP & 55273E822 MFS INTERNATIONAL VA AT COST 384438 693493 543916167 LORD ABBETT FLOATING 577125107 MATTHEWS ASIA PACIFI 921943858 VANGUARD FTSE DEVELO AT COST 438962 569447 543916464 LORD ABBETT SHORT 00203H859 AQR MANAGED FUTURES 00203H792 AQR MULTI STRATEGY BEGBALANCE DIAMETER ONSHORE FD LP 6AQH70000 DIAMETER ONSHORE FUN AT COST 2500000 2989421 6AQK70000 TELAMON CAPITAL FUND AT COST 500000 601018 6AQO40000 ARCADIA BMC INVESTOR AT COST 404560 506217 09257V201 BLACKSTONE ALT MULTI 277911491 EATON VANCE FLOATING 360873657 POLEN GROWTH FUND AT COST 452608 700398 277902458 EATON VANCE ATL CAPI AT COST 514272 678687 45070A206 IVA WORLDWIDE FUND 577130750 MATTHEWS ASIA DIVIDE 03875R205 ARBITRAGE FUND/THE AT COST 627105 619723 46137V621 INVESCO FINANCIAL PR AT COST 733125 779984 544004609 LORD ABBETT BOND-DEB AT COST 625300 671569 128119880 CALAMOS MARKET NEUTR AT COST 482479 499585 641224415 NEUBERGER BERMAN EME AT COST 305244 384394 92204A702 VANGUARD INFORMATION AT COST 340832 488938 56064B738 MAINSTAY SHORT DURAT AT COST 746544 769473 24610B859 DELAWARE SMALL CAP C AT COST 305385 385989 FROM PARTNERSHIP/S-CORP 63843 0 FROM PARTNERSHIP/S-CORP 497588 TYE INCOME ADJUSTMENT 143 COST ADJUSTMENT 7254 PARTNERSHIP DISTRIBUTIONS 414722 INVESTMNT MNGMNT FEES (NON-DED 47330 28398 18932 FOREIGN TAXES 1634 1634 0 EXCISE TAX - PRIOR YEAR 7730 0 0 EXCISE TAX ESTIMATES 1300 0 0 FOREIGN TAXES ON NONQUALIFIED 205 205 0