R C SMITH FOUNDATION INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- R C SMITH FOUNDATION INC (EIN 20-1893940)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202233199349108918
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T16:37:26-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 161490428 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Cwynar Farrow & Locke CPAs | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 43 South Broad Street | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 138151787 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201893940 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The R C Smith Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RCSM | BusinessNameControlTxt |
| Phone | 6073365850 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 West Main Street PO Box 552 | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | William Acee | PersonNm |
| Person Title | President | PersonTitleTxt |
| Phone | 6073365850 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | William | PersonFirstNm |
| Person Last | Acee | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Daniel J Farrow | PreparerPersonNm |
| PTIN | P00850081 | PTIN |
| Phone | 6073343838 | PhoneNum |
| Preparation | 2022-11-13 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 0 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,385,311 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $399,518 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $399,518 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $965,377 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,183,242 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $965,377 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,364,895 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,364,895 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $57,645 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $28,822 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $28,823 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,450 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,450 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $95,209 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $89,671 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $5,538 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $12,212 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $573 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,525 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,525 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $173,041 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $119,066 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $42,336 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $897,031 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $897,031 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,070,072 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $119,066 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $939,367 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $294,823 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,245,829 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $519,376 | CashBOYAmt |
| Cash EOY | $409,003 | CashEOYAmt |
| Cash EOYFMV | $409,003 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $352,651 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $395,409 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $395,409 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $358,795 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $292,889 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $292,889 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $2,793,870 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,369,166 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,369,166 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $308,184 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $132,839 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $132,839 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $14,241,424 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $15,786,005 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $15,786,005 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $18,574,300 | TotalAssetsBOYAmt |
| Total Assets EOY | $19,385,311 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,385,311 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $18,574,300 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $19,385,311 | NoDonorRstrNetAssestsEOYAmt |
| Donor Rstr Net Assets BOY | $0 | DonorRstrNetAssetsBOYAmt |
| Donor Rstr Net Assets EOY | $0 | DonorRstrNetAssetsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,574,300 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,385,311 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,574,300 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $19,385,311 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,574,300 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $294,823 | ExcessRevenueOverExpensesAmt |
| Other Increases | $516,188 | OtherIncreasesAmt |
| Subtotal | $19,385,311 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $19,385,311 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (247 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| American Tower Corp REIT | 2020-08-12 | 2021-06-18 | $2,671 | $2,644 | $27 | $27 | |
| Analog Devices Inc | 2021-03-19 | 2021-10-26 | $3,601 | $3,057 | $544 | $544 | |
| Analog Devices Inc | 2021-06-18 | 2021-10-26 | $4,502 | $4,075 | $427 | $427 | |
| AT&T Inc | 2020-08-12 | 2021-06-18 | $5,375 | $5,710 | -$335 | -$335 | |
| AT&T Inc | 2021-02-08 | 2021-06-18 | $3,413 | $3,469 | -$56 | -$56 | |
| AT&T Inc | 2021-03-19 | 2021-06-18 | $9,101 | $9,535 | -$434 | -$434 | |
| Disney Walt CO New | 2021-02-08 | 2021-09-01 | $3,308 | $3,367 | -$59 | -$59 | |
| FHLMC-April 2021 Exchange | 2021-04-14 | 2021-04-15 | $1,000 | $1,000 | $0 | $0 | |
| FHLMC-February Exchange | 2021-02-10 | 2021-02-16 | $1,000 | $1,000 | $0 | $0 | |
| First Trust Global Tact Cmdty Strat ETF | 2021-09-01 | 2021-10-26 | $15,126 | $13,988 | $1,138 | $1,138 | |
| Kyndryl Holdings Inc | 2021-02-08 | 2021-12-09 | $101 | $101 | $101 | ||
| Kyndryl Holdings Inc | 2021-03-19 | 2021-12-09 | $138 | $138 | $138 | ||
| Kyndryl Holdings Inc | 2021-06-18 | 2021-12-09 | $62 | $62 | $62 | ||
| Kyndryl Holdings Inc | 2021-09-01 | 2021-11-05 | $5 | $5 | $5 | ||
| Kyndryl Holdings Inc | 2021-09-01 | 2021-12-09 | $18 | $18 | $18 | ||
| Novartis Ag Spons ADR | 2021-06-18 | 2021-09-01 | $648 | $651 | -$3 | -$3 | |
| Phillips 66 | 2021-06-18 | 2021-10-26 | $6,006 | $6,257 | -$251 | -$251 | |
| Sysco Corp | 2021-03-19 | 2021-09-01 | $4,253 | $4,355 | -$102 | -$102 | |
| Vanguard Ftse Emerging Markets ETF | 2021-02-08 | 2021-09-01 | $952 | $987 | -$35 | -$35 | |
| Vanguard Mid-Cap Growth Index Fund | 2021-02-08 | 2021-03-19 | $15,817 | $16,651 | -$834 | -$834 | |
| Vanguard Short Term Corp Bond ETF | 2020-07-15 | 2021-06-18 | $249,713 | $250,133 | -$420 | -$420 | |
| Vanguard Short Term Corp Bond ETF | 2020-08-12 | 2021-06-18 | $84,614 | $85,050 | -$436 | -$436 | |
| Vanguard Short Term Corp Bond ETF | 2020-12-08 | 2021-06-18 | $48,787 | $49,062 | -$275 | -$275 | |
| Vanguard Short Term Corp Bond ETF | 2021-02-08 | 2021-06-18 | $39,294 | $39,563 | -$269 | -$269 | |
| Vanguard Short Term Corp Bond ETF | 2021-02-08 | 2021-06-18 | $990,599 | $997,440 | -$6,841 | -$6,841 | |
| Vanguard Small-Cap ETF | 2021-06-18 | 2021-09-01 | $2,503 | $2,419 | $84 | $84 | |
| Vanguard Small-Cap Growth Etf | 2021-02-08 | 2021-09-01 | $16,488 | $16,650 | -$162 | -$162 | |
| Abbott Labs | 2014-01-06 | 2021-09-01 | $10,440 | $3,212 | $7,228 | $7,228 | |
| Accenture PLC Cl A | 2011-06-21 | 2021-09-01 | $13,842 | $2,247 | $11,595 | $11,595 | |
| American Tower Corp REIT | 2020-08-12 | 2021-09-01 | $8,017 | $6,790 | $1,227 | $1,227 | |
| Amerisourcebergen Corp | 2019-05-17 | 2021-09-01 | $4,652 | $2,978 | $1,674 | $1,674 | |
| Apple Inc | 2015-09-23 | 2021-09-01 | $4,283 | $800 | $3,483 | $3,483 | |
| Apple Inc | 2016-06-28 | 2021-09-01 | $7,495 | $1,134 | $6,361 | $6,361 | |
| AT&T Inc | 2011-02-04 | 2021-06-18 | $2,844 | $2,790 | $54 | $54 | |
| AT&T Inc | 2011-05-17 | 2021-06-18 | $2,332 | $2,550 | -$218 | -$218 | |
| AT&T Inc | 2011-08-09 | 2021-06-18 | $2,048 | $2,011 | $37 | $37 | |
| AT&T Inc | 2012-12-28 | 2021-06-18 | $15,784 | $18,585 | -$2,801 | -$2,801 | |
| AT&T Inc | 2018-07-24 | 2021-06-18 | $6,257 | $6,920 | -$663 | -$663 | |
| AT&T Inc | 2020-04-16 | 2021-06-18 | $5,375 | $5,701 | -$326 | -$326 | |
| Berkley (Wr) Corporation 5.750% Pfd | 2016-06-15 | 2021-06-01 | $62,500 | $62,127 | $373 | $373 | |
| Brown & Brown Inc | 2013-09-26 | 2021-10-26 | $6,750 | $1,685 | $5,065 | $5,065 | |
| Brown & Brown Inc | 2013-09-26 | 2021-09-01 | $8,533 | $2,342 | $6,191 | $6,191 | |
| Chubb Ltd | 2016-12-06 | 2021-09-01 | $7,700 | $5,435 | $2,265 | $2,265 | |
| Chubb Ltd | 2020-01-23 | 2021-09-01 | $3,850 | $3,195 | $655 | $655 | |
| Cisco Systems Inc | 2015-01-13 | 2021-09-01 | $2,895 | $1,398 | $1,497 | $1,497 | |
| Cisco Systems Inc | 2020-01-23 | 2021-09-01 | $6,321 | $5,252 | $1,069 | $1,069 | |
| Coca Cola CO | 2020-08-12 | 2021-09-01 | $4,024 | $3,423 | $601 | $601 | |
| ComCast Corp-Cl A | 2020-01-23 | 2021-09-01 | $5,989 | $4,475 | $1,514 | $1,514 | |
| CVS Health Corp | 2015-07-24 | 2021-09-01 | $3,164 | $4,098 | -$934 | -$934 | |
| Disney Walt CO New | 2015-09-23 | 2021-09-01 | $1,654 | $915 | $739 | $739 | |
| Disney Walt CO New | 2015-09-23 | 2021-03-19 | $4,222 | $2,237 | $1,985 | $1,985 | |
| Ecolab Inc | 2012-09-27 | 2021-09-01 | $6,517 | $1,861 | $4,656 | $4,656 | |
| Emerson Elec CO | 2012-01-04 | 2021-09-01 | $8,418 | $3,888 | $4,530 | $4,530 | |
| Emerson Elec CO | 2020-04-16 | 2021-09-01 | $520 | $235 | $285 | $285 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-02-10 | $336 | $343 | -$7 | -$7 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-02-10 | $664 | $677 | -$13 | -$13 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-01-14 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-04-14 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-05-14 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-06-15 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-09-15 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-10-15 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-12-15 | $1,000 | $1,020 | -$20 | -$20 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-07-19 | $2,000 | $2,040 | -$40 | -$40 | |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | 2010-02-09 | 2021-11-16 | $2,000 | $2,040 | -$40 | -$40 | |
| First Trust Financial Alphadex Fund | 2014-09-29 | 2021-03-19 | $9,966 | $5,131 | $4,835 | $4,835 | |
| First Trust Financial Alphadex Fund | 2014-09-29 | 2021-06-18 | $33,300 | $17,211 | $16,089 | $16,089 | |
| First Trust Financial Alphadex Fund | 2020-04-16 | 2021-06-18 | $3,521 | $1,772 | $1,749 | $1,749 | |
| First Trust Financial Alphadex Fund | 2020-04-16 | 2021-09-01 | $4,684 | $2,199 | $2,485 | $2,485 | |
| General Dynamics Corp | 2019-05-17 | 2021-09-01 | $5,580 | $4,697 | $883 | $883 | |
| Illinois Tool Wks Inc | 2011-02-04 | 2021-09-01 | $4,166 | $969 | $3,197 | $3,197 | |
| Intel Corp | 2012-09-27 | 2021-03-19 | $5,510 | $1,933 | $3,577 | $3,577 | |
| JP Morgan Chase & CO | 2019-02-07 | 2021-10-26 | $5,493 | $3,263 | $2,230 | $2,230 | |
| JP Morgan Chase & CO | 2019-02-07 | 2021-03-19 | $5,069 | $3,365 | $1,704 | $1,704 | |
| JP Morgan Chase & CO | 2019-02-07 | 2021-09-01 | $5,903 | $3,773 | $2,130 | $2,130 | |
| Kyndryl Holdings Inc | 2020-12-08 | 2021-12-09 | $1,292 | $1,292 | $1,292 | ||
| Lowes Cos Inc | 2014-09-29 | 2021-03-19 | $1,075 | $320 | $755 | $755 | |
| Lowes Cos Inc | 2014-09-29 | 2021-09-01 | $6,926 | $1,811 | $5,115 | $5,115 | |
| Lowes Cos Inc | 2014-09-29 | 2021-10-26 | $9,249 | $2,130 | $7,119 | $7,119 | |
| Microchip Technology Inc | 2020-04-16 | 2021-09-01 | $5,158 | $2,585 | $2,573 | $2,573 | |
| Microsoft Corp | 2012-12-28 | 2021-09-01 | $11,196 | $990 | $10,206 | $10,206 | |
| Mondelez International Inc | 2020-01-23 | 2021-09-01 | $998 | $888 | $110 | $110 | |
| Nextera Energy Inc | 2011-02-04 | 2021-09-01 | $10,259 | $1,636 | $8,623 | $8,623 | |
| Nike Inc-Class B | 2019-05-17 | 2021-09-01 | $19,103 | $9,903 | $9,200 | $9,200 | |
| Orion Office REIT Inc | 2014-03-28 | 2021-11-15 | $6 | $6 | $6 | ||
| Phillips 66 | 2019-05-17 | 2021-10-26 | $3,538 | $3,707 | -$169 | -$169 | |
| Phillips 66 | 2019-05-17 | 2021-03-19 | $5,067 | $5,259 | -$192 | -$192 | |
| Phillips 66 | 2020-04-16 | 2021-10-26 | $3,126 | $2,059 | $1,067 | $1,067 | |
| Polaris Industries Inc | 2012-06-12 | 2021-03-19 | $12,953 | $6,988 | $5,965 | $5,965 | |
| Qualcomm Inc | 2015-09-23 | 2021-09-01 | $5,742 | $2,051 | $3,691 | $3,691 | |
| Qualcomm Inc | 2019-02-07 | 2021-09-01 | $1,620 | $555 | $1,065 | $1,065 | |
| Realty Income Corp REIT | 2020-04-16 | 2021-09-01 | $5,339 | $3,613 | $1,726 | $1,726 | |
| United Parcel Service Cl B | 2012-04-02 | 2021-09-01 | $589 | $242 | $347 | $347 | |
| United Parcel Service Cl B | 2012-04-02 | 2021-06-18 | $4,354 | $1,778 | $2,576 | $2,576 | |
| United Parcel Service Cl B | 2012-04-02 | 2021-10-26 | $7,875 | $2,909 | $4,966 | $4,966 | |
| Unitedhealth Group Inc | 2019-09-18 | 2021-09-01 | $5,855 | $3,255 | $2,600 | $2,600 | |
| Unitedhealth Group Inc | 2019-09-18 | 2021-10-26 | $6,361 | $3,255 | $3,106 | $3,106 | |
| Vanguard FTSE Developed Markets Index ETF | 2013-09-26 | 2021-06-18 | $5,982 | $4,633 | $1,349 | $1,349 | |
| Vanguard FTSE Developed Markets Index ETF | 2013-09-26 | 2021-09-01 | $16,354 | $12,341 | $4,013 | $4,013 | |
| Vanguard FTSE Developed Markets Index ETF | 2015-07-24 | 2021-09-01 | $423 | $318 | $105 | $105 | |
| Vanguard Index Fund Mid-Cap | 2020-04-16 | 2021-09-01 | $8,937 | $5,103 | $3,834 | $3,834 | |
| Vanguard Mid-Cap Growth Index Fund | 2011-06-21 | 2021-03-19 | $1,069 | $330 | $739 | $739 | |
| Vanguard Mid-Cap Growth Index Fund | 2011-06-21 | 2021-10-26 | $9,445 | $2,442 | $7,003 | $7,003 | |
| Vanguard Mid-Cap Growth Index Fund | 2011-06-21 | 2021-09-01 | $26,168 | $6,931 | $19,237 | $19,237 | |
| Vanguard Mid-Cap Value Index Fund | 2011-06-21 | 2021-03-19 | $45,337 | $18,482 | $26,855 | $26,855 | |
| Vanguard Mid-Cap Value Index Fund | 2020-04-16 | 2021-10-26 | $5,890 | $3,418 | $2,472 | $2,472 | |
| Vanguard Mid-Cap Value Index Fund | 2020-04-16 | 2021-09-01 | $16,885 | $9,913 | $6,972 | $6,972 | |
| Vanguard Small Cap Value ETF | 2011-06-21 | 2021-03-19 | $13,897 | $5,651 | $8,246 | $8,246 | |
| Vanguard Small Cap Value ETF | 2020-04-16 | 2021-10-26 | $11,273 | $5,670 | $5,603 | $5,603 | |
| Vanguard Small Cap Value ETF | 2020-04-16 | 2021-09-01 | $12,568 | $6,480 | $6,088 | $6,088 | |
| Vanguard Small-Cap Growth Etf | 2020-04-16 | 2021-09-01 | $2,355 | $1,276 | $1,079 | $1,079 | |
| Western Alliance Bancorp 6.250% Pfd | 2016-06-15 | 2021-07-14 | $50,741 | $49,400 | $1,341 | $1,341 | |
| Wisdomtree India Earnings Fund | 2020-04-16 | 2021-10-26 | $5,720 | $2,533 | $3,187 | $3,187 | |
| Wisdomtree India Earnings Fund | 2020-04-16 | 2021-09-01 | $11,017 | $5,099 | $5,918 | $5,918 | |
| Columbia Dividend Income Inst3 | 2021-02-16 | 2021-04-15 | $5,295 | $4,969 | $326 | $326 | |
| DFA Emerging Mkts Portfolio | 2021-02-16 | 2021-04-15 | $6,335 | $6,592 | -$257 | -$257 | |
| Dodge & Cox Global Bond Fund | 2021-02-08 | 2021-09-23 | $1,190 | $1,190 | $0 | $0 | |
| Dodge & Cox Income Fund | 2021-02-08 | 2021-09-13 | $25,000 | $25,260 | -$260 | -$260 | |
| Fidelity Emerging Mkts Index Fund | 2021-02-16 | 2021-04-15 | $750 | $805 | -$55 | -$55 | |
| Fidelity Emerging Mkts Index Fund | 2021-02-16 | 2021-06-04 | $3,930 | $4,070 | -$140 | -$140 | |
| Fidelity Small Cap Index Fund | 2021-02-08 | 2021-04-15 | $12,349 | $12,500 | -$151 | -$151 | |
| Fidelity Small Cap Index Fund | 2021-02-16 | 2021-04-15 | $12,439 | $12,500 | -$61 | -$61 | |
| Fidelity Small Cap Index Fund | 2021-02-19 | 2021-04-15 | $7,482 | $7,500 | -$18 | -$18 | |
| Fidelity Small Cap Index Fund | 2021-02-23 | 2021-04-15 | $3,285 | $3,241 | $44 | $44 | |
| Columbia Dividend Income Inst3 | 2020-05-22 | 2021-06-04 | $10,290 | $7,373 | $2,917 | $2,917 | |
| Columbia Dividend Income Inst3 | 2020-09-09 | 2021-11-03 | $23,360 | $17,575 | $5,785 | $5,785 | |
| Columbia Dividend Income Inst3 | 2020-09-09 | 2021-09-23 | $27,325 | $21,524 | $5,801 | $5,801 | |
| DFA Emerging Mkts Portfolio | 2014-08-11 | 2021-06-04 | $6,660 | $5,122 | $1,538 | $1,538 | |
| DFA Global Real Estate Securities Portfolio | 2014-08-11 | 2021-11-03 | $905 | $689 | $216 | $216 | |
| DFA International Small Company Portfolio | 2014-09-08 | 2021-09-23 | $2,720 | $2,253 | $467 | $467 | |
| DFA International Small Company Portfolio | 2014-09-08 | 2021-06-04 | $3,980 | $3,322 | $658 | $658 | |
| DFA International Small Company Portfolio | 2014-09-08 | 2021-04-15 | $9,620 | $8,400 | $1,220 | $1,220 | |
| Diamond Hill Small-Mid Cap Fund | 2014-08-11 | 2021-04-15 | $445 | $305 | $140 | $140 | |
| Diamond Hill Small-Mid Cap Fund | 2014-08-11 | 2021-06-04 | $8,160 | $5,282 | $2,878 | $2,878 | |
| Diamond Hill Small-Mid Cap Fund | 2014-08-11 | 2021-11-03 | $10,360 | $6,407 | $3,953 | $3,953 | |
| Diamond Hill Small-Mid Cap Fund | 2015-09-11 | 2021-04-15 | $27,555 | $19,276 | $8,279 | $8,279 | |
| Dodge & Cox Intl Stock Fund | 2013-12-09 | 2021-11-03 | $6,778 | $5,741 | $1,037 | $1,037 | |
| Dodge & Cox Intl Stock Fund | 2014-10-30 | 2021-04-15 | $6,334 | $5,793 | $541 | $541 | |
| Dodge & Cox Intl Stock Fund | 2014-12-22 | 2021-09-23 | $5,590 | $4,944 | $646 | $646 | |
| Dodge & Cox Intl Stock Fund | 2014-12-22 | 2021-11-03 | $9,302 | $7,895 | $1,407 | $1,407 | |
| Dodge & Cox Intl Stock Fund | 2017-06-15 | 2021-04-15 | $9,958 | $8,945 | $1,013 | $1,013 | |
| Dodge & Cox Intl Stock Fund | 2018-09-18 | 2021-09-23 | $9,980 | $8,863 | $1,117 | $1,117 | |
| Dodge & Cox Intl Stock Fund | 2018-09-18 | 2021-04-15 | $16,823 | $14,989 | $1,834 | $1,834 | |
| Dodge & Cox Intl Stock Fund | 2018-09-18 | 2021-06-04 | $17,850 | $15,048 | $2,802 | $2,802 | |
| Federated Institutional High Yield Bond Fund | 2017-03-13 | 2021-09-23 | $8,415 | $8,289 | $126 | $126 | |
| Fidelity 500 Index Fund | 2018-11-02 | 2021-11-03 | $21,035 | $12,384 | $8,651 | $8,651 | |
| Fidelity 500 Index Fund | 2018-11-02 | 2021-09-23 | $26,487 | $16,297 | $10,190 | $10,190 | |
| Fidelity 500 Index Fund | 2019-09-23 | 2021-06-04 | $285 | $202 | $83 | $83 | |
| Fidelity 500 Index Fund | 2019-09-23 | 2021-04-15 | $5,615 | $4,050 | $1,565 | $1,565 | |
| Fidelity 500 Index Fund | 2019-09-23 | 2021-09-23 | $32,643 | $22,011 | $10,632 | $10,632 | |
| Fidelity Inflation Protected Bond Instl Prem | 2018-11-07 | 2021-09-23 | $96,537 | $80,532 | $16,005 | $16,005 | |
| Fidelity Inflation Protected Bond Instl Prem | 2019-09-23 | 2021-09-23 | $78,211 | $69,748 | $8,463 | $8,463 | |
| Fidelity Inflation Protected Bond Instl Prem | 2020-09-09 | 2021-09-13 | $15,000 | $14,234 | $766 | $766 | |
| Fidelity Inflation Protected Bond Instl Prem | 2020-09-09 | 2021-09-23 | $60,967 | $58,361 | $2,606 | $2,606 | |
| Fidelity Small Cap Index Fund | 2020-09-09 | 2021-11-03 | $9,015 | $5,722 | $3,293 | $3,293 | |
| FlexShares Mstar Glbl Upstrm Nat Res Idx | 2017-05-17 | 2021-04-15 | $7,712 | $6,031 | $1,681 | $1,681 | |
| FlexShares Mstar Glbl Upstrm Nat Res Idx | 2017-05-17 | 2021-06-04 | $8,256 | $6,031 | $2,225 | $2,225 | |
| FlexShares Mstar Glbl Upstrm Nat Res Idx | 2017-05-17 | 2021-11-03 | $12,686 | $9,709 | $2,977 | $2,977 | |
| Goldman Sachs Real Est Diversd Cl A Shs | 2013-11-05 | 2021-07-14 | $27,099 | $25,000 | $2,099 | $2,099 | |
| Goldman Sachs Real Est Diversd Cl A Shs | 2014-03-05 | 2021-07-14 | $13,670 | $12,955 | $715 | $715 | |
| Invesco Oppenheimer Intl Growth Y | 2014-08-11 | 2021-09-23 | $43,955 | $29,947 | $14,008 | $14,008 | |
| Ishares MSCI EAFE Growth ETF | 2019-09-23 | 2021-06-04 | $1,631 | $1,210 | $421 | $421 | |
| Ishares MSCI EAFE Growth ETF | 2019-09-23 | 2021-09-23 | $33,876 | $24,195 | $9,681 | $9,681 | |
| JPMorgan Large Cap Growth I | 2019-11-15 | 2021-11-03 | $9,730 | $5,969 | $3,761 | $3,761 | |
| JPMorgan Large Cap Growth I | 2019-11-15 | 2021-09-23 | $11,267 | $7,164 | $4,103 | $4,103 | |
| JPMorgan Large Cap Growth I | 2020-09-09 | 2021-09-23 | $71,918 | $57,645 | $14,273 | $14,273 | |
| Lazard Global Listed Infrastructure Fund | 2019-03-28 | 2021-11-03 | $1,885 | $1,665 | $220 | $220 | |
| Lazard Global Listed Infrastructure Fund | 2019-03-28 | 2021-06-04 | $2,710 | $2,467 | $243 | $243 | |
| Caterpillar Inc | 2017-06-30 | 2021-01-05 | $54,327 | $29,823 | $24,504 | $24,504 | |
| Delta Airlines Inc | 2017-06-30 | 2021-01-05 | $28,245 | $39,003 | -$10,758 | -$10,758 | |
| Goldman Sachs Real Est Diversd Cl A Shs | 2017-06-30 | 2021-01-15 | $59,052 | $62,045 | -$2,993 | -$2,993 | |
| RiverFront Dynamic US Flex-Cap EFT | 2017-06-30 | 2021-01-20 | $39,719 | $36,020 | $3,699 | $3,699 | |
| MFS Intl Diversification I | 2017-06-30 | 2021-01-28 | $181,843 | $145,000 | $36,843 | $36,843 | |
| AB Income Advisor | 2017-06-30 | 2021-01-28 | $112,192 | $110,000 | $2,192 | $2,192 | |
| MFS Growth I | 2017-06-30 | 2021-01-28 | $48,770 | $41,502 | $7,268 | $7,268 | |
| Invesco Oppenheimer Intl Growth Y | 2017-06-30 | 2021-01-28 | $98,907 | $62,237 | $36,670 | $36,670 | |
| American Fds Capital Wrld Grth & Inc-F2 | 2017-06-30 | 2021-01-28 | $103,697 | $100,000 | $3,697 | $3,697 | |
| Vaird Core Plus Bond Inst | 2017-06-30 | 2021-01-28 | $69,539 | $70,000 | -$461 | -$461 | |
| Eaton Vance Short Duration Strat Inc I | 2017-06-30 | 2021-01-28 | $68,429 | $67,807 | $622 | $622 | |
| JPMorgan Income Builder I | 2017-06-30 | 2021-01-28 | $140,687 | $125,000 | $15,687 | $15,687 | |
| AAM/Bahl Gaynor Income Growth I | 2017-06-30 | 2021-01-28 | $50,867 | $35,617 | $15,250 | $15,250 | |
| Franklin Income Adv | 2017-06-30 | 2021-01-28 | $82,823 | $77,350 | $5,473 | $5,473 | |
| Fidelity Advisor Floating Rate Hi Inc I | 2017-06-30 | 2021-01-28 | $68,593 | $71,354 | -$2,761 | -$2,761 | |
| Edgewood Growth Retail | 2017-06-30 | 2021-01-28 | $49,065 | $41,646 | $7,419 | $7,419 | |
| Metroplolitan Weset Total Return BondFund | 2017-06-30 | 2021-01-28 | $66,884 | $70,000 | -$3,116 | -$3,116 | |
| Goldman Sachs Emerging Mkts Debt Fund A | 2017-06-30 | 2021-01-28 | $48,688 | $50,000 | -$1,312 | -$1,312 | |
| RiverFront Dyn US Div Advtg EFT | 2017-06-30 | 2021-01-29 | $192,223 | $159,333 | $32,890 | $32,890 | |
| RiverFront Dynamic Core Income ETF | 2017-06-30 | 2021-01-29 | $174,010 | $169,331 | $4,679 | $4,679 | |
| Astrozeneca PLC Spons ADR | 2017-06-30 | 2021-01-29 | $26,460 | $26,615 | -$155 | -$155 | |
| Philip Morris International | 2017-06-30 | 2021-01-29 | $48,347 | $52,567 | -$4,220 | -$4,220 | |
| National Grid PLC ADR | 2017-06-30 | 2021-01-29 | $54,898 | $55,526 | -$628 | -$628 | |
| ISHARE TR SHORT-TERM CORP BD ETF | 2017-06-30 | 2021-01-29 | $30,306 | $30,259 | $47 | $47 | |
| Viatris Inc | 2017-06-30 | 2021-01-29 | $1,246 | $1,165 | $81 | $81 | |
| Merck & Co Inc | 2017-06-30 | 2021-01-29 | $39,085 | $40,699 | -$1,614 | -$1,614 | |
| RiverFront Stategic Income ETF | 2017-06-30 | 2021-01-29 | $23,456 | $23,475 | -$19 | -$19 | |
| Ishare Russell 2000 ETF | 2017-06-30 | 2021-01-29 | $88,668 | $83,025 | $5,643 | $5,643 | |
| Alphabet Inc CI C | 2017-06-30 | 2021-01-29 | $55,500 | $33,569 | $21,931 | $21,931 | |
| Pfizer Inc | 2017-06-30 | 2021-01-29 | $21,834 | $21,252 | $582 | $582 | |
| Invesco QQQ Trust unit Ser 1 | 2017-06-30 | 2021-01-29 | $64,723 | $46,898 | $17,825 | $17,825 | |
| Waste Management Inc Royal Dutch Shell PLC Spons ADR | 2017-06-30 | 2021-01-29 | $88,950 | $25,316 | $63,634 | $63,634 | |
| Royal Dutch Shell PLC Spons ADR | 2017-06-30 | 2021-01-29 | $29,056 | $37,873 | -$8,817 | -$8,817 | |
| Laboratory Corp Armer Hldgs | 2017-06-30 | 2021-01-29 | $37,339 | $35,288 | $2,051 | $2,051 | |
| Amazon.Com Inc | 2017-06-30 | 2021-01-29 | $49,302 | $29,703 | $19,599 | $19,599 | |
| Abbot Labs | 2017-06-30 | 2021-01-29 | $34,820 | $32,771 | $2,049 | $2,049 | |
| Diageo PLC Spons ADR | 2017-06-30 | 2021-01-29 | $31,144 | $25,627 | $5,517 | $5,517 | |
| Chevron Corporations | 2017-06-30 | 2021-01-29 | $35,911 | $36,805 | -$894 | -$894 | |
| Deere & CO | 2017-06-30 | 2021-01-29 | $42,705 | $23,763 | $18,942 | $18,942 | |
| CME Group Inc | 2017-06-30 | 2021-01-29 | $26,677 | $26,054 | $623 | $623 | |
| Anthem Inc | 2017-06-30 | 2021-01-29 | $58,052 | $53,503 | $4,549 | $4,549 | |
| First Trust RiverFront Dyn Em Mkts ETF | 2017-06-30 | 2021-01-29 | $71,636 | $59,470 | $12,166 | $12,166 | |
| Coca Cola CO | 2017-06-30 | 2021-01-29 | $38,872 | $38,129 | $743 | $743 | |
| Microsoft Corp | 2017-06-30 | 2021-01-29 | $47,272 | $37,517 | $9,755 | $9,755 | |
| Alibaba Group Holding Ltd Spons ADR | 2017-06-30 | 2021-01-29 | $58,932 | $50,100 | $8,832 | $8,832 | |
| CVS Health Corp | 2017-06-30 | 2021-01-29 | $36,251 | $33,694 | $2,557 | $2,557 | |
| RiverFront Dynamic Unconstrained Inc EFT | 2017-06-30 | 2021-01-29 | $22,823 | $22,478 | $345 | $345 | |
| Friver Front Dynamic US Flex-Cap ETF | 2017-06-30 | 2021-01-29 | $80,910 | $68,315 | $12,595 | $12,595 | |
| First Trust RiverFront Dyn Dev Intl ETF | 2017-06-30 | 2021-01-29 | $119,672 | $99,251 | $20,421 | $20,421 | |
| Exelon Corp | 2017-06-30 | 2021-01-29 | $50,714 | $40,910 | $9,804 | $9,804 | |
| Ishare Msci Emerging Mkt ETF | 2017-06-30 | 2021-01-29 | $68,356 | $60,350 | $8,006 | $8,006 | |
| Suncor Energy Inc | 2017-06-30 | 2021-01-29 | $26,104 | $45,395 | -$19,291 | -$19,291 | |
| Annaly Capital Management REIT | 2017-06-30 | 2021-01-29 | $33,014 | $45,175 | -$12,161 | -$12,161 | |
| Southern Company | 2017-06-30 | 2021-01-29 | $99,594 | $75,677 | $23,917 | $23,917 | |
| Elmira Savings Bank | 2017-06-30 | 2021-01-29 | $30,646 | $47,494 | -$16,848 | -$16,848 | |
| Aberdeen Asia-Pac Income Fd | 2017-06-30 | 2021-01-29 | $52,760 | $73,358 | -$20,598 | -$20,598 | |
| Nuveen PFD & Income Opportunities Fd | 2017-06-30 | 2021-01-29 | $32,014 | $31,075 | $939 | $939 | |
| Kayne Anderson MLP/Midstream | 2017-06-30 | 2021-01-29 | $29,932 | $59,869 | -$29,937 | -$29,937 | |
| Western Asset Emerging Merkets Debit | 2017-06-30 | 2021-01-29 | $48,857 | $59,258 | -$10,401 | -$10,401 | |
| Royce Value Trust | 2017-06-30 | 2021-01-29 | $84,377 | $74,811 | $9,566 | $9,566 | |
| Pathfinder Bancorp Inc | 2017-06-30 | 2021-01-29 | $23,657 | $23,672 | -$15 | -$15 | |
| Advent Convertible and Income Fd | 2017-06-30 | 2021-01-29 | $83,502 | $79,753 | $3,749 | $3,749 | |
| Waterstone Financial Inc | 2017-06-30 | 2021-01-29 | $54,907 | $39,155 | $15,752 | $15,752 | |
| Finacial Instns Inc | 2017-06-30 | 2021-01-29 | $39,916 | $50,139 | -$10,223 | -$10,223 | |
| Carillon Ser Tr | 2017-06-30 | 2021-01-29 | $75,148 | $75,000 | $148 | $148 | |
| Southern Co | 2017-06-30 | 2021-02-01 | $31,682 | $30,826 | $856 | $856 | |
| Capital One Bank CD | 2017-06-30 | 2021-02-01 | $111,705 | $100,003 | $11,702 | $11,702 | |
| Las Vegas Sands Corp | 2017-06-30 | 2021-02-01 | $31,550 | $30,930 | $620 | $620 | |
| Discover Bk | 2017-06-30 | 2021-02-01 | $111,913 | $100,003 | $11,910 | $11,910 | |
| Ge Cap Retail BK CD | 2017-06-30 | 2021-02-01 | $108,036 | $100,000 | $8,036 | $8,036 | |
| Boeing Co | 2017-06-30 | 2021-02-01 | $31,096 | $30,537 | $559 | $559 | |
| Qualcomm Inc | 2017-06-30 | 2021-02-01 | $33,193 | $28,806 | $4,387 | $4,387 | |
| Marriott Intl Inc New | 2017-06-30 | 2021-02-01 | $32,300 | $31,580 | $720 | $720 | |
| Hewlett-Packard CO | 2017-06-30 | 2021-02-01 | $31,046 | $31,831 | -$785 | -$785 | |
| Berkshire Hathaway | 2017-06-30 | 2021-02-01 | $30,926 | $30,432 | $494 | $494 | |
| Ge Cap BK CD | 2017-06-30 | 2021-02-01 | $102,659 | $100,003 | $2,656 | $2,656 | |
| Wells Fargo Bank Natl Assn | 2017-06-30 | 2021-02-01 | $106,957 | $100,003 | $6,954 | $6,954 | |
| West Hills Tacitcal Core Fund | 2017-06-30 | 2021-02-01 | $254,630 | $250,000 | $4,630 | $4,630 | |
| Capital Gains Dividends | $143,534 | $143,534 | $143,534 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $965,377 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $17,317 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $17,317 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $17,317 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,221 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $12,200 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $17,421 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $77 | EsPenaltyAmt |
| Overpayment | $27 | OverpaymentAmt |
| Applied To ES Tax | $27 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | rcsmithfoundation.org | WebsiteAddressTxt |
| Individual With Books | Richard M Runyon | IndividualWithBooksNm |
| Phone | 6073365850 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 West Main Street PO Box 552 | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| William Acee | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | President | 3.00 | $0 | $0 | $0 |
| Kurt T Edwards | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Vice President | 3.00 | $0 | $0 | $0 |
| John Franco | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Treasurer | 3.00 | $0 | $0 | $0 |
| Thomas C Emerson | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Secretary | 3.00 | $0 | $0 | $0 |
| Richard M Runyon | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Administrator | 12.00 | $57,645 | $0 | $0 |
| Mary W Davis | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Director | 3.00 | $0 | $0 | $0 |
| William Troxell | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Director | 3.00 | $0 | $0 | $0 |
| Pegi S LoPresti | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Director | 3.00 | $0 | $0 | $0 |
| Nancy Ritzel | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Director | 3.00 | $0 | $0 | $0 |
| Roy E Fuller | ||||||||
| 35 West Main Street PO Box 552 | Norwich | NY | 13815 | Director | 3.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,802,275 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,107,519 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,909,794 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,909,794 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $283,647 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,626,147 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $931,307 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $931,307 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,317 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,317 | TotalTaxAmt |
| Distributable Before Adj | $913,990 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $913,990 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $913,990 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $939,367 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $939,367 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $913,990 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $226,841 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $60,702 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $51,402 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $180,873 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $204,257 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $724,075 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $939,367 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $913,990 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $25,377 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $749,452 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $226,841 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $522,611 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $60,702 | ExcessFromYear4Amt |
| Excess From Year3 | $51,402 | ExcessFromYear3Amt |
| Excess From Year2 | $180,873 | ExcessFromYear2Amt |
| Excess From Year1 | $204,257 | ExcessFromYear1Amt |
| Excess From Current Year | $25,377 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Richard M Runyon | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 West Main Street PO Box 552 | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6073365850 | RecipientPhoneNum |
| Recipient Email Address | rcsmithfoundation@frontiernet.net | RecipientEmailAddressTxt |
| Form And Info And Materials | Grant application or letter including financials, exemption determination, and purpose of funds. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | Quarterly | SubmissionDeadlinesTxt |
| Restrictions On Awards | Charitable and religious purposes benefiting the people of Chenango County | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| St Paul's Catholic Church | |||||||
| 30 Pleasant Street | Norwich | NY | 13815 | None | PC | Church needs and programs | $180,000 |
| Holy Family Catholic Church | |||||||
| 17 Prospect Street | Norwich | NY | 13815 | None | PC | Student scholarships, religious education instruction and facility needs | $180,000 |
| St Paul's Catholic Church | |||||||
| 30 Pleasant Street | Norwich | NY | 13815 | None | PC | Boiler for school | $106,997 |
| United Presbyterian Church EGuilford | |||||||
| PO Box 147 | Sidney | NY | 13838 | None | PC | Roof project | $8,000 |
| The Bandera Family & Community Alliance Inc | |||||||
| 3025 Howlett Hill Road | Camillus | NY | 13031 | None | PC | Christmas Dinner for families | $2,000 |
| Beaver Meadow Christian Church | |||||||
| 112 Church Street | Plymouth | NY | 13832 | None | PC | New furnace | $4,250 |
| Norwich Business Improvement District | |||||||
| 15 South Broad Street | Norwich | NY | 13815 | None | PC | Norwich Garden Club | $3,000 |
| Broad Street UM Church | |||||||
| 74 North Broad Street | Norwich | NY | 13815 | None | PC | Roof/steeple repair | $100,000 |
| Canasawacta Valley Free Methodist Church | |||||||
| 4299 State Highway 23 | Norwich | NY | 13815 | None | PC | Renovations and repairs | $10,000 |
| City of Norwich | |||||||
| One City Plaza | Norwich | NY | 13815 | None | GOV | Summer concerts | $1,828 |
| Chenango Arts Council | |||||||
| 27 West Main Street | Norwich | NY | 13815 | None | PC | Workshops | $2,100 |
| The Chenango Foundation | |||||||
| 5 South Broad Street | Norwich | NY | 13815 | None | PC | Renovations of museum district | $35,000 |
| Chenango SPCA | |||||||
| 6160 County Road 32 | Norwich | NY | 13815 | None | PC | Microchips | $4,800 |
| Chenango Housing Improvement Program Inc | |||||||
| 27 West Main Street | Norwich | NY | 13815 | None | PC | Replace windows/renovation | $14,500 |
| Colorscape Chenango Arts Festival Inc | |||||||
| PO Box 624 | Norwich | NY | 13815 | None | PC | Festival | $7,600 |
| Earlville Opera House | |||||||
| PO Box 111 | Earlville | NY | 13332 | None | PC | Track lighting/match grant | $9,756 |
| Emmanuel Episcopal Church | |||||||
| 37 West Main Street | Norwich | NY | 13815 | None | PC | Heating Program | $12,000 |
| Friends of Rogers | |||||||
| PO Box 932 | Sherburne | NY | 13460 | None | PC | Summer camp | $7,500 |
| New Berlin United Methodist Church | |||||||
| PO Box 477 | New Berlin | NY | 13411 | None | PC | Replace carpet | $3,700 |
| Northeast Classic Car Museum | |||||||
| 24 Rexford Street | Norwich | NY | 13815 | None | PC | Renovations | $150,000 |
| Norwich City School District | |||||||
| 89 Midland Drive | Norwich | NY | 13815 | None | GOV | Clothing Program | $3,000 |
| Norwich Youth Bureau | |||||||
| One City Plaza | Norwich | NY | 13815 | None | GOV | Summer programs | $4,000 |
| 6 on the Square | |||||||
| 6 Lafayette Park | Oxford | NY | 13830 | None | PC | Free concerts | $7,500 |
| 6 on the Square | |||||||
| 6 Lafayette Park | Oxford | NY | 13830 | None | PC | Camera equipment | $4,500 |
| The Impact Project | |||||||
| 4 Clinton Street | Greene | NY | 13778 | None | PC | Repair homes | $35,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $897,031 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $399,518 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $965,377 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,364,895 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,364,895 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Audit and accounting | CategoryTxt |
| Amt | $1,450 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,450 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Goldman Sachs Gp Mtn 5.0000% 06/15/23 | $52,600 | $52,600 |
| Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 | $48,993 | $48,993 |
| Ford Motor Cred 3.6640% 09/08/24 | $31,246 | $31,246 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (37 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Gabelli Equity Tr 5.450% Pfd Ser J | $52,731 | $52,731 |
| Invesco Variable Rate Preferred ETF | $112,752 | $112,752 |
| Abbott Labs | $68,963 | $68,963 |
| Amerisourcebergen Corp | $67,508 | $67,508 |
| Amgen Inc | $62,992 | $62,992 |
| Analog Devices Inc | $59,938 | $59,938 |
| Apple Inc | $72,271 | $72,271 |
| Brown & Brown Inc | $67,399 | $67,399 |
| Cisco Systems Inc | $66,855 | $66,855 |
| Coca Cola CO | $65,013 | $65,013 |
| ComCast Corp-Cl A | $57,628 | $57,628 |
| CVS Health Corp | $75,100 | $75,100 |
| Disney Walt CO New | $52,508 | $52,508 |
| Ecolab Inc | $64,981 | $64,981 |
| Emerson Elec CO | $55,782 | $55,782 |
| General Dynamics Corp | $65,251 | $65,251 |
| Illinois Tool Wks Inc | $66,389 | $66,389 |
| Intel Corp | $65,611 | $65,611 |
| Intl. Business Machines Corp | $59,612 | $59,612 |
| JP Morgan Chase & CO | $56,689 | $56,689 |
| Lowes Cos Inc | $68,756 | $68,756 |
| Microchip Technology Inc | $69,474 | $69,474 |
| Microsoft Corp | $69,282 | $69,282 |
| Mondelez International Inc | $66,244 | $66,244 |
| Nextera Energy Inc | $68,059 | $68,059 |
| Nike Inc-Class B | $63,001 | $63,001 |
| Orion Office REIT Inc | $1,606 | $1,606 |
| Phillips 66 | $54,273 | $54,273 |
| Polaris Industries Inc | $57,373 | $57,373 |
| Qualcomm Inc | $85,400 | $85,400 |
| Sysco Corp | $62,055 | $62,055 |
| United Parcel Service Cl B | $60,230 | $60,230 |
| Unitedhealth Group Inc | $67,789 | $67,789 |
| Verizon Communications | $58,975 | $58,975 |
| Accenture PLC Cl A | $76,277 | $76,277 |
| Chubb Ltd | $65,532 | $65,532 |
| Novartis Ag Spons ADR | $58,867 | $58,867 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $292,889 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $292,889 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (48 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| First Trust ETF IV Tactical High Yield ETF | FMV | $591,235 | $591,235 |
| First Trust Low Duration Opportunities ETF | FMV | $588,832 | $588,832 |
| SPDR Portfolio Intermediate Term Corp Bd ETF | FMV | $1,044,952 | $1,044,952 |
| Vanguard Inter Term Corp Bond ETF | FMV | $1,041,231 | $1,041,231 |
| American Tower Corp REIT | FMV | $61,133 | $61,133 |
| Realty Income Corp REIT | FMV | $61,782 | $61,782 |
| First Trust Financial Alphadex Fund | FMV | $50,677 | $50,677 |
| Vanguard Index Fund Mid-Cap | FMV | $102,163 | $102,163 |
| Vanguard Mid-Cap Growth Index Fund | FMV | $245,199 | $245,199 |
| Vanguard Mid-Cap Value Index Fund | FMV | $251,201 | $251,201 |
| Vanguard Small Cap Value ETF | FMV | $294,924 | $294,924 |
| Vanguard Small-Cap ETF | FMV | $49,496 | $49,496 |
| Vanguard Small-Cap Growth Etf | FMV | $286,299 | $286,299 |
| Vanguard FTSE Developed Markets Index ETF | FMV | $384,431 | $384,431 |
| Vanguard Ftse Emerging Markets ETF | FMV | $564,982 | $564,982 |
| Wisdomtree India Earnings Fund | FMV | $93,498 | $93,498 |
| First Trust Global Tact Cmdty Strat ETF | FMV | $144,471 | $144,471 |
| Vaneck Vectors Gold Miners ETF | FMV | $135,391 | $135,391 |
| Fidelity Inflation Protected Bond Instl Prem | FMV | $224,776 | $224,776 |
| Dodge & Cox Income Fund | FMV | $1,070,256 | $1,070,256 |
| Fidelity US Bond Index Instl Premium | FMV | $1,194,384 | $1,194,384 |
| Loomis Sayles Bond Fund | FMV | $375,143 | $375,143 |
| Dodge & Cox Global Bond Fund | FMV | $75,509 | $75,509 |
| Federated Institutional High Yield Bond Fund | FMV | $388,165 | $388,165 |
| Columbia Dividend Income Inst3 | FMV | $628,867 | $628,867 |
| Fidelity 500 Index Fund | FMV | $637,459 | $637,459 |
| JPMorgan Large Cap Growth I | FMV | $338,151 | $338,151 |
| Diamond Hill Small-Mid Cap Fund | FMV | $184,888 | $184,888 |
| Fidelity Small Cap Index Fund | FMV | $178,027 | $178,027 |
| DFA International Small Company Portfolio | FMV | $144,089 | $144,089 |
| Dodge & Cox Intl Stock Fund | FMV | $440,903 | $440,903 |
| Invesco Oppenheimer Intl Growth Y | FMV | $199,537 | $199,537 |
| Ishares MSCI EAFE Growth ETF | FMV | $227,749 | $227,749 |
| DFA Emerging Mkts Portfolio | FMV | $222,048 | $222,048 |
| Fidelity Emerging Mkts Index Fund | FMV | $222,471 | $222,471 |
| FlexShares Mstar Glbl Upstrm Nat Res Idx | FMV | $318,289 | $318,289 |
| DFA Global Real Estate Securities Portfolio | FMV | $155,542 | $155,542 |
| Lazard Global Listed Infrastructure Fund | FMV | $155,429 | $155,429 |
| iShares S&P 500 | FMV | $872,922 | $872,922 |
| iShares S&P 500 Growth ETF | FMV | $218,698 | $218,698 |
| iShares S&P 500 Value ETF | FMV | $189,173 | $189,173 |
| iShares MSCI EAFE ETF | FMV | $167,122 | $167,122 |
| iShares S&P Midcap 400 Index Fund | FMV | $309,391 | $309,391 |
| iShares S&P Midcap 400 Growth ETF | FMV | $88,345 | $88,345 |
| iShares Trust S&P Mid Capital | FMV | $87,946 | $87,946 |
| iShares Core S&P Small Cap E | FMV | $308,953 | $308,953 |
| iShares S&P Smallcap 600 Value Index Fund | FMV | $81,541 | $81,541 |
| iShares TR S&P Small Cap 600 Growth ETF | FMV | $88,335 | $88,335 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Office expenses | $2,494 | $0 | $2,494 |
| Website | $219 | $0 | $219 |
| Insurance | $1,200 | $0 | $1,200 |
| Memberships and associations | $1,862 | $0 | $1,862 |
| State filing fees | $750 | $0 | $750 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Net Unrealized Gains on Investments | Desc |
| Amt | $516,188 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment management | $84,132 | $84,132 | $0 |
| Administrative fees | $11,077 | $5,539 | $5,538 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Federal taxes | $11,639 | $0 | $0 |
| Foreign taxes | $573 | $573 | $0 |
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