2022-11-15T16:37:26-06:00 2021-12-31 161490428 Cwynar Farrow & Locke CPAs 43 South Broad Street Norwich NY 138151787 990PF 2021-01-01 201893940 The R C Smith Foundation Inc RCSM 6073365850 35 West Main Street PO Box 552 Norwich NY 13815 William Acee President 6073365850 2022-11-14 1 William Acee 999009999 Daniel J Farrow P00850081 6073343838 2022-11-13 0 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 19385311 X X 399518 399518 965377 8183242 965377 1364895 1364895 57645 28822 28823 1450 0 1450 95209 89671 5538 12212 573 0 6525 0 6525 173041 119066 42336 897031 897031 1070072 119066 939367 294823 1245829 519376 409003 409003 352651 395409 395409 358795 292889 292889 2793870 2369166 2369166 308184 132839 132839 14241424 15786005 15786005 18574300 19385311 19385311 0 0 X 18574300 19385311 0 0 18574300 19385311 18574300 19385311 18574300 294823 516188 19385311 0 19385311 American Tower Corp REIT 2020-08-12 2021-06-18 2671 2644 27 27 Analog Devices Inc 2021-03-19 2021-10-26 3601 3057 544 544 Analog Devices Inc 2021-06-18 2021-10-26 4502 4075 427 427 AT&T Inc 2020-08-12 2021-06-18 5375 5710 -335 -335 AT&T Inc 2021-02-08 2021-06-18 3413 3469 -56 -56 AT&T Inc 2021-03-19 2021-06-18 9101 9535 -434 -434 Disney Walt CO New 2021-02-08 2021-09-01 3308 3367 -59 -59 FHLMC-April 2021 Exchange 2021-04-14 2021-04-15 1000 1000 0 0 FHLMC-February Exchange 2021-02-10 2021-02-16 1000 1000 0 0 First Trust Global Tact Cmdty Strat ETF 2021-09-01 2021-10-26 15126 13988 1138 1138 Kyndryl Holdings Inc 2021-02-08 2021-12-09 101 101 101 Kyndryl Holdings Inc 2021-03-19 2021-12-09 138 138 138 Kyndryl Holdings Inc 2021-06-18 2021-12-09 62 62 62 Kyndryl Holdings Inc 2021-09-01 2021-11-05 5 5 5 Kyndryl Holdings Inc 2021-09-01 2021-12-09 18 18 18 Novartis Ag Spons ADR 2021-06-18 2021-09-01 648 651 -3 -3 Phillips 66 2021-06-18 2021-10-26 6006 6257 -251 -251 Sysco Corp 2021-03-19 2021-09-01 4253 4355 -102 -102 Vanguard Ftse Emerging Markets ETF 2021-02-08 2021-09-01 952 987 -35 -35 Vanguard Mid-Cap Growth Index Fund 2021-02-08 2021-03-19 15817 16651 -834 -834 Vanguard Short Term Corp Bond ETF 2020-07-15 2021-06-18 249713 250133 -420 -420 Vanguard Short Term Corp Bond ETF 2020-08-12 2021-06-18 84614 85050 -436 -436 Vanguard Short Term Corp Bond ETF 2020-12-08 2021-06-18 48787 49062 -275 -275 Vanguard Short Term Corp Bond ETF 2021-02-08 2021-06-18 39294 39563 -269 -269 Vanguard Short Term Corp Bond ETF 2021-02-08 2021-06-18 990599 997440 -6841 -6841 Vanguard Small-Cap ETF 2021-06-18 2021-09-01 2503 2419 84 84 Vanguard Small-Cap Growth Etf 2021-02-08 2021-09-01 16488 16650 -162 -162 Abbott Labs 2014-01-06 2021-09-01 10440 3212 7228 7228 Accenture PLC Cl A 2011-06-21 2021-09-01 13842 2247 11595 11595 American Tower Corp REIT 2020-08-12 2021-09-01 8017 6790 1227 1227 Amerisourcebergen Corp 2019-05-17 2021-09-01 4652 2978 1674 1674 Apple Inc 2015-09-23 2021-09-01 4283 800 3483 3483 Apple Inc 2016-06-28 2021-09-01 7495 1134 6361 6361 AT&T Inc 2011-02-04 2021-06-18 2844 2790 54 54 AT&T Inc 2011-05-17 2021-06-18 2332 2550 -218 -218 AT&T Inc 2011-08-09 2021-06-18 2048 2011 37 37 AT&T Inc 2012-12-28 2021-06-18 15784 18585 -2801 -2801 AT&T Inc 2018-07-24 2021-06-18 6257 6920 -663 -663 AT&T Inc 2020-04-16 2021-06-18 5375 5701 -326 -326 Berkley (Wr) Corporation 5.750% Pfd 2016-06-15 2021-06-01 62500 62127 373 373 Brown & Brown Inc 2013-09-26 2021-10-26 6750 1685 5065 5065 Brown & Brown Inc 2013-09-26 2021-09-01 8533 2342 6191 6191 Chubb Ltd 2016-12-06 2021-09-01 7700 5435 2265 2265 Chubb Ltd 2020-01-23 2021-09-01 3850 3195 655 655 Cisco Systems Inc 2015-01-13 2021-09-01 2895 1398 1497 1497 Cisco Systems Inc 2020-01-23 2021-09-01 6321 5252 1069 1069 Coca Cola CO 2020-08-12 2021-09-01 4024 3423 601 601 ComCast Corp-Cl A 2020-01-23 2021-09-01 5989 4475 1514 1514 CVS Health Corp 2015-07-24 2021-09-01 3164 4098 -934 -934 Disney Walt CO New 2015-09-23 2021-09-01 1654 915 739 739 Disney Walt CO New 2015-09-23 2021-03-19 4222 2237 1985 1985 Ecolab Inc 2012-09-27 2021-09-01 6517 1861 4656 4656 Emerson Elec CO 2012-01-04 2021-09-01 8418 3888 4530 4530 Emerson Elec CO 2020-04-16 2021-09-01 520 235 285 285 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-02-10 336 343 -7 -7 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-02-10 664 677 -13 -13 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-01-14 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-04-14 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-05-14 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-06-15 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-09-15 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-10-15 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-12-15 1000 1020 -20 -20 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-07-19 2000 2040 -40 -40 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 2010-02-09 2021-11-16 2000 2040 -40 -40 First Trust Financial Alphadex Fund 2014-09-29 2021-03-19 9966 5131 4835 4835 First Trust Financial Alphadex Fund 2014-09-29 2021-06-18 33300 17211 16089 16089 First Trust Financial Alphadex Fund 2020-04-16 2021-06-18 3521 1772 1749 1749 First Trust Financial Alphadex Fund 2020-04-16 2021-09-01 4684 2199 2485 2485 General Dynamics Corp 2019-05-17 2021-09-01 5580 4697 883 883 Illinois Tool Wks Inc 2011-02-04 2021-09-01 4166 969 3197 3197 Intel Corp 2012-09-27 2021-03-19 5510 1933 3577 3577 JP Morgan Chase & CO 2019-02-07 2021-10-26 5493 3263 2230 2230 JP Morgan Chase & CO 2019-02-07 2021-03-19 5069 3365 1704 1704 JP Morgan Chase & CO 2019-02-07 2021-09-01 5903 3773 2130 2130 Kyndryl Holdings Inc 2020-12-08 2021-12-09 1292 1292 1292 Lowes Cos Inc 2014-09-29 2021-03-19 1075 320 755 755 Lowes Cos Inc 2014-09-29 2021-09-01 6926 1811 5115 5115 Lowes Cos Inc 2014-09-29 2021-10-26 9249 2130 7119 7119 Microchip Technology Inc 2020-04-16 2021-09-01 5158 2585 2573 2573 Microsoft Corp 2012-12-28 2021-09-01 11196 990 10206 10206 Mondelez International Inc 2020-01-23 2021-09-01 998 888 110 110 Nextera Energy Inc 2011-02-04 2021-09-01 10259 1636 8623 8623 Nike Inc-Class B 2019-05-17 2021-09-01 19103 9903 9200 9200 Orion Office REIT Inc 2014-03-28 2021-11-15 6 6 6 Phillips 66 2019-05-17 2021-10-26 3538 3707 -169 -169 Phillips 66 2019-05-17 2021-03-19 5067 5259 -192 -192 Phillips 66 2020-04-16 2021-10-26 3126 2059 1067 1067 Polaris Industries Inc 2012-06-12 2021-03-19 12953 6988 5965 5965 Qualcomm Inc 2015-09-23 2021-09-01 5742 2051 3691 3691 Qualcomm Inc 2019-02-07 2021-09-01 1620 555 1065 1065 Realty Income Corp REIT 2020-04-16 2021-09-01 5339 3613 1726 1726 United Parcel Service Cl B 2012-04-02 2021-09-01 589 242 347 347 United Parcel Service Cl B 2012-04-02 2021-06-18 4354 1778 2576 2576 United Parcel Service Cl B 2012-04-02 2021-10-26 7875 2909 4966 4966 Unitedhealth Group Inc 2019-09-18 2021-09-01 5855 3255 2600 2600 Unitedhealth Group Inc 2019-09-18 2021-10-26 6361 3255 3106 3106 Vanguard FTSE Developed Markets Index ETF 2013-09-26 2021-06-18 5982 4633 1349 1349 Vanguard FTSE Developed Markets Index ETF 2013-09-26 2021-09-01 16354 12341 4013 4013 Vanguard FTSE Developed Markets Index ETF 2015-07-24 2021-09-01 423 318 105 105 Vanguard Index Fund Mid-Cap 2020-04-16 2021-09-01 8937 5103 3834 3834 Vanguard Mid-Cap Growth Index Fund 2011-06-21 2021-03-19 1069 330 739 739 Vanguard Mid-Cap Growth Index Fund 2011-06-21 2021-10-26 9445 2442 7003 7003 Vanguard Mid-Cap Growth Index Fund 2011-06-21 2021-09-01 26168 6931 19237 19237 Vanguard Mid-Cap Value Index Fund 2011-06-21 2021-03-19 45337 18482 26855 26855 Vanguard Mid-Cap Value Index Fund 2020-04-16 2021-10-26 5890 3418 2472 2472 Vanguard Mid-Cap Value Index Fund 2020-04-16 2021-09-01 16885 9913 6972 6972 Vanguard Small Cap Value ETF 2011-06-21 2021-03-19 13897 5651 8246 8246 Vanguard Small Cap Value ETF 2020-04-16 2021-10-26 11273 5670 5603 5603 Vanguard Small Cap Value ETF 2020-04-16 2021-09-01 12568 6480 6088 6088 Vanguard Small-Cap Growth Etf 2020-04-16 2021-09-01 2355 1276 1079 1079 Western Alliance Bancorp 6.250% Pfd 2016-06-15 2021-07-14 50741 49400 1341 1341 Wisdomtree India Earnings Fund 2020-04-16 2021-10-26 5720 2533 3187 3187 Wisdomtree India Earnings Fund 2020-04-16 2021-09-01 11017 5099 5918 5918 Columbia Dividend Income Inst3 2021-02-16 2021-04-15 5295 4969 326 326 DFA Emerging Mkts Portfolio 2021-02-16 2021-04-15 6335 6592 -257 -257 Dodge & Cox Global Bond Fund 2021-02-08 2021-09-23 1190 1190 0 0 Dodge & Cox Income Fund 2021-02-08 2021-09-13 25000 25260 -260 -260 Fidelity Emerging Mkts Index Fund 2021-02-16 2021-04-15 750 805 -55 -55 Fidelity Emerging Mkts Index Fund 2021-02-16 2021-06-04 3930 4070 -140 -140 Fidelity Small Cap Index Fund 2021-02-08 2021-04-15 12349 12500 -151 -151 Fidelity Small Cap Index Fund 2021-02-16 2021-04-15 12439 12500 -61 -61 Fidelity Small Cap Index Fund 2021-02-19 2021-04-15 7482 7500 -18 -18 Fidelity Small Cap Index Fund 2021-02-23 2021-04-15 3285 3241 44 44 Columbia Dividend Income Inst3 2020-05-22 2021-06-04 10290 7373 2917 2917 Columbia Dividend Income Inst3 2020-09-09 2021-11-03 23360 17575 5785 5785 Columbia Dividend Income Inst3 2020-09-09 2021-09-23 27325 21524 5801 5801 DFA Emerging Mkts Portfolio 2014-08-11 2021-06-04 6660 5122 1538 1538 DFA Global Real Estate Securities Portfolio 2014-08-11 2021-11-03 905 689 216 216 DFA International Small Company Portfolio 2014-09-08 2021-09-23 2720 2253 467 467 DFA International Small Company Portfolio 2014-09-08 2021-06-04 3980 3322 658 658 DFA International Small Company Portfolio 2014-09-08 2021-04-15 9620 8400 1220 1220 Diamond Hill Small-Mid Cap Fund 2014-08-11 2021-04-15 445 305 140 140 Diamond Hill Small-Mid Cap Fund 2014-08-11 2021-06-04 8160 5282 2878 2878 Diamond Hill Small-Mid Cap Fund 2014-08-11 2021-11-03 10360 6407 3953 3953 Diamond Hill Small-Mid Cap Fund 2015-09-11 2021-04-15 27555 19276 8279 8279 Dodge & Cox Intl Stock Fund 2013-12-09 2021-11-03 6778 5741 1037 1037 Dodge & Cox Intl Stock Fund 2014-10-30 2021-04-15 6334 5793 541 541 Dodge & Cox Intl Stock Fund 2014-12-22 2021-09-23 5590 4944 646 646 Dodge & Cox Intl Stock Fund 2014-12-22 2021-11-03 9302 7895 1407 1407 Dodge & Cox Intl Stock Fund 2017-06-15 2021-04-15 9958 8945 1013 1013 Dodge & Cox Intl Stock Fund 2018-09-18 2021-09-23 9980 8863 1117 1117 Dodge & Cox Intl Stock Fund 2018-09-18 2021-04-15 16823 14989 1834 1834 Dodge & Cox Intl Stock Fund 2018-09-18 2021-06-04 17850 15048 2802 2802 Federated Institutional High Yield Bond Fund 2017-03-13 2021-09-23 8415 8289 126 126 Fidelity 500 Index Fund 2018-11-02 2021-11-03 21035 12384 8651 8651 Fidelity 500 Index Fund 2018-11-02 2021-09-23 26487 16297 10190 10190 Fidelity 500 Index Fund 2019-09-23 2021-06-04 285 202 83 83 Fidelity 500 Index Fund 2019-09-23 2021-04-15 5615 4050 1565 1565 Fidelity 500 Index Fund 2019-09-23 2021-09-23 32643 22011 10632 10632 Fidelity Inflation Protected Bond Instl Prem 2018-11-07 2021-09-23 96537 80532 16005 16005 Fidelity Inflation Protected Bond Instl Prem 2019-09-23 2021-09-23 78211 69748 8463 8463 Fidelity Inflation Protected Bond Instl Prem 2020-09-09 2021-09-13 15000 14234 766 766 Fidelity Inflation Protected Bond Instl Prem 2020-09-09 2021-09-23 60967 58361 2606 2606 Fidelity Small Cap Index Fund 2020-09-09 2021-11-03 9015 5722 3293 3293 FlexShares Mstar Glbl Upstrm Nat Res Idx 2017-05-17 2021-04-15 7712 6031 1681 1681 FlexShares Mstar Glbl Upstrm Nat Res Idx 2017-05-17 2021-06-04 8256 6031 2225 2225 FlexShares Mstar Glbl Upstrm Nat Res Idx 2017-05-17 2021-11-03 12686 9709 2977 2977 Goldman Sachs Real Est Diversd Cl A Shs 2013-11-05 2021-07-14 27099 25000 2099 2099 Goldman Sachs Real Est Diversd Cl A Shs 2014-03-05 2021-07-14 13670 12955 715 715 Invesco Oppenheimer Intl Growth Y 2014-08-11 2021-09-23 43955 29947 14008 14008 Ishares MSCI EAFE Growth ETF 2019-09-23 2021-06-04 1631 1210 421 421 Ishares MSCI EAFE Growth ETF 2019-09-23 2021-09-23 33876 24195 9681 9681 JPMorgan Large Cap Growth I 2019-11-15 2021-11-03 9730 5969 3761 3761 JPMorgan Large Cap Growth I 2019-11-15 2021-09-23 11267 7164 4103 4103 JPMorgan Large Cap Growth I 2020-09-09 2021-09-23 71918 57645 14273 14273 Lazard Global Listed Infrastructure Fund 2019-03-28 2021-11-03 1885 1665 220 220 Lazard Global Listed Infrastructure Fund 2019-03-28 2021-06-04 2710 2467 243 243 Caterpillar Inc 2017-06-30 2021-01-05 54327 29823 24504 24504 Delta Airlines Inc 2017-06-30 2021-01-05 28245 39003 -10758 -10758 Goldman Sachs Real Est Diversd Cl A Shs 2017-06-30 2021-01-15 59052 62045 -2993 -2993 RiverFront Dynamic US Flex-Cap EFT 2017-06-30 2021-01-20 39719 36020 3699 3699 MFS Intl Diversification I 2017-06-30 2021-01-28 181843 145000 36843 36843 AB Income Advisor 2017-06-30 2021-01-28 112192 110000 2192 2192 MFS Growth I 2017-06-30 2021-01-28 48770 41502 7268 7268 Invesco Oppenheimer Intl Growth Y 2017-06-30 2021-01-28 98907 62237 36670 36670 American Fds Capital Wrld Grth & Inc-F2 2017-06-30 2021-01-28 103697 100000 3697 3697 Vaird Core Plus Bond Inst 2017-06-30 2021-01-28 69539 70000 -461 -461 Eaton Vance Short Duration Strat Inc I 2017-06-30 2021-01-28 68429 67807 622 622 JPMorgan Income Builder I 2017-06-30 2021-01-28 140687 125000 15687 15687 AAM/Bahl Gaynor Income Growth I 2017-06-30 2021-01-28 50867 35617 15250 15250 Franklin Income Adv 2017-06-30 2021-01-28 82823 77350 5473 5473 Fidelity Advisor Floating Rate Hi Inc I 2017-06-30 2021-01-28 68593 71354 -2761 -2761 Edgewood Growth Retail 2017-06-30 2021-01-28 49065 41646 7419 7419 Metroplolitan Weset Total Return BondFund 2017-06-30 2021-01-28 66884 70000 -3116 -3116 Goldman Sachs Emerging Mkts Debt Fund A 2017-06-30 2021-01-28 48688 50000 -1312 -1312 RiverFront Dyn US Div Advtg EFT 2017-06-30 2021-01-29 192223 159333 32890 32890 RiverFront Dynamic Core Income ETF 2017-06-30 2021-01-29 174010 169331 4679 4679 Astrozeneca PLC Spons ADR 2017-06-30 2021-01-29 26460 26615 -155 -155 Philip Morris International 2017-06-30 2021-01-29 48347 52567 -4220 -4220 National Grid PLC ADR 2017-06-30 2021-01-29 54898 55526 -628 -628 ISHARE TR SHORT-TERM CORP BD ETF 2017-06-30 2021-01-29 30306 30259 47 47 Viatris Inc 2017-06-30 2021-01-29 1246 1165 81 81 Merck & Co Inc 2017-06-30 2021-01-29 39085 40699 -1614 -1614 RiverFront Stategic Income ETF 2017-06-30 2021-01-29 23456 23475 -19 -19 Ishare Russell 2000 ETF 2017-06-30 2021-01-29 88668 83025 5643 5643 Alphabet Inc CI C 2017-06-30 2021-01-29 55500 33569 21931 21931 Pfizer Inc 2017-06-30 2021-01-29 21834 21252 582 582 Invesco QQQ Trust unit Ser 1 2017-06-30 2021-01-29 64723 46898 17825 17825 Waste Management Inc Royal Dutch Shell PLC Spons ADR 2017-06-30 2021-01-29 88950 25316 63634 63634 Royal Dutch Shell PLC Spons ADR 2017-06-30 2021-01-29 29056 37873 -8817 -8817 Laboratory Corp Armer Hldgs 2017-06-30 2021-01-29 37339 35288 2051 2051 Amazon.Com Inc 2017-06-30 2021-01-29 49302 29703 19599 19599 Abbot Labs 2017-06-30 2021-01-29 34820 32771 2049 2049 Diageo PLC Spons ADR 2017-06-30 2021-01-29 31144 25627 5517 5517 Chevron Corporations 2017-06-30 2021-01-29 35911 36805 -894 -894 Deere & CO 2017-06-30 2021-01-29 42705 23763 18942 18942 CME Group Inc 2017-06-30 2021-01-29 26677 26054 623 623 Anthem Inc 2017-06-30 2021-01-29 58052 53503 4549 4549 First Trust RiverFront Dyn Em Mkts ETF 2017-06-30 2021-01-29 71636 59470 12166 12166 Coca Cola CO 2017-06-30 2021-01-29 38872 38129 743 743 Microsoft Corp 2017-06-30 2021-01-29 47272 37517 9755 9755 Alibaba Group Holding Ltd Spons ADR 2017-06-30 2021-01-29 58932 50100 8832 8832 CVS Health Corp 2017-06-30 2021-01-29 36251 33694 2557 2557 RiverFront Dynamic Unconstrained Inc EFT 2017-06-30 2021-01-29 22823 22478 345 345 Friver Front Dynamic US Flex-Cap ETF 2017-06-30 2021-01-29 80910 68315 12595 12595 First Trust RiverFront Dyn Dev Intl ETF 2017-06-30 2021-01-29 119672 99251 20421 20421 Exelon Corp 2017-06-30 2021-01-29 50714 40910 9804 9804 Ishare Msci Emerging Mkt ETF 2017-06-30 2021-01-29 68356 60350 8006 8006 Suncor Energy Inc 2017-06-30 2021-01-29 26104 45395 -19291 -19291 Annaly Capital Management REIT 2017-06-30 2021-01-29 33014 45175 -12161 -12161 Southern Company 2017-06-30 2021-01-29 99594 75677 23917 23917 Elmira Savings Bank 2017-06-30 2021-01-29 30646 47494 -16848 -16848 Aberdeen Asia-Pac Income Fd 2017-06-30 2021-01-29 52760 73358 -20598 -20598 Nuveen PFD & Income Opportunities Fd 2017-06-30 2021-01-29 32014 31075 939 939 Kayne Anderson MLP/Midstream 2017-06-30 2021-01-29 29932 59869 -29937 -29937 Western Asset Emerging Merkets Debit 2017-06-30 2021-01-29 48857 59258 -10401 -10401 Royce Value Trust 2017-06-30 2021-01-29 84377 74811 9566 9566 Pathfinder Bancorp Inc 2017-06-30 2021-01-29 23657 23672 -15 -15 Advent Convertible and Income Fd 2017-06-30 2021-01-29 83502 79753 3749 3749 Waterstone Financial Inc 2017-06-30 2021-01-29 54907 39155 15752 15752 Finacial Instns Inc 2017-06-30 2021-01-29 39916 50139 -10223 -10223 Carillon Ser Tr 2017-06-30 2021-01-29 75148 75000 148 148 Southern Co 2017-06-30 2021-02-01 31682 30826 856 856 Capital One Bank CD 2017-06-30 2021-02-01 111705 100003 11702 11702 Las Vegas Sands Corp 2017-06-30 2021-02-01 31550 30930 620 620 Discover Bk 2017-06-30 2021-02-01 111913 100003 11910 11910 Ge Cap Retail BK CD 2017-06-30 2021-02-01 108036 100000 8036 8036 Boeing Co 2017-06-30 2021-02-01 31096 30537 559 559 Qualcomm Inc 2017-06-30 2021-02-01 33193 28806 4387 4387 Marriott Intl Inc New 2017-06-30 2021-02-01 32300 31580 720 720 Hewlett-Packard CO 2017-06-30 2021-02-01 31046 31831 -785 -785 Berkshire Hathaway 2017-06-30 2021-02-01 30926 30432 494 494 Ge Cap BK CD 2017-06-30 2021-02-01 102659 100003 2656 2656 Wells Fargo Bank Natl Assn 2017-06-30 2021-02-01 106957 100003 6954 6954 West Hills Tacitcal Core Fund 2017-06-30 2021-02-01 254630 250000 4630 4630 Capital Gains Dividends P 143534 143534 143534 965377 17317 0 17317 0 17317 5221 0 12200 0 17421 77 27 27 0 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 0 0 0 1 rcsmithfoundation.org Richard M Runyon 6073365850 35 West Main Street PO Box 552 Norwich NY 13815 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 William Acee 35 West Main Street PO Box 552 Norwich NY 13815 President 3.00 0 0 0 Kurt T Edwards 35 West Main Street PO Box 552 Norwich NY 13815 Vice President 3.00 0 0 0 John Franco 35 West Main Street PO Box 552 Norwich NY 13815 Treasurer 3.00 0 0 0 Thomas C Emerson 35 West Main Street PO Box 552 Norwich NY 13815 Secretary 3.00 0 0 0 Richard M Runyon 35 West Main Street PO Box 552 Norwich NY 13815 Administrator 12.00 57645 0 0 Mary W Davis 35 West Main Street PO Box 552 Norwich NY 13815 Director 3.00 0 0 0 William Troxell 35 West Main Street PO Box 552 Norwich NY 13815 Director 3.00 0 0 0 Pegi S LoPresti 35 West Main Street PO Box 552 Norwich NY 13815 Director 3.00 0 0 0 Nancy Ritzel 35 West Main Street PO Box 552 Norwich NY 13815 Director 3.00 0 0 0 Roy E Fuller 35 West Main Street PO Box 552 Norwich NY 13815 Director 3.00 0 0 0 NONE 0 NONE 0 0 17802275 1107519 0 18909794 0 0 18909794 283647 18626147 931307 931307 17317 17317 913990 0 913990 0 913990 939367 0 939367 913990 0 0 226841 60702 51402 180873 204257 724075 939367 0 0 0 913990 25377 0 0 749452 0 0 0 0 0 0 226841 522611 60702 51402 180873 204257 25377 Richard M Runyon 35 West Main Street PO Box 552 Norwich NY 13815 6073365850 rcsmithfoundation@frontiernet.net Grant application or letter including financials, exemption determination, and purpose of funds. Quarterly Charitable and religious purposes benefiting the people of Chenango County St Paul's Catholic Church 30 Pleasant Street Norwich NY 13815 None PC Church needs and programs 180000 Holy Family Catholic Church 17 Prospect Street Norwich NY 13815 None PC Student scholarships, religious education instruction and facility needs 180000 St Paul's Catholic Church 30 Pleasant Street Norwich NY 13815 None PC Boiler for school 106997 United Presbyterian Church EGuilford PO Box 147 Sidney NY 13838 None PC Roof project 8000 The Bandera Family & Community Alliance Inc 3025 Howlett Hill Road Camillus NY 13031 None PC Christmas Dinner for families 2000 Beaver Meadow Christian Church 112 Church Street Plymouth NY 13832 None PC New furnace 4250 Norwich Business Improvement District 15 South Broad Street Norwich NY 13815 None PC Norwich Garden Club 3000 Broad Street UM Church 74 North Broad Street Norwich NY 13815 None PC Roof/steeple repair 100000 Canasawacta Valley Free Methodist Church 4299 State Highway 23 Norwich NY 13815 None PC Renovations and repairs 10000 City of Norwich One City Plaza Norwich NY 13815 None GOV Summer concerts 1828 Chenango Arts Council 27 West Main Street Norwich NY 13815 None PC Workshops 2100 The Chenango Foundation 5 South Broad Street Norwich NY 13815 None PC Renovations of museum district 35000 Chenango SPCA 6160 County Road 32 Norwich NY 13815 None PC Microchips 4800 Chenango Housing Improvement Program Inc 27 West Main Street Norwich NY 13815 None PC Replace windows/renovation 14500 Colorscape Chenango Arts Festival Inc PO Box 624 Norwich NY 13815 None PC Festival 7600 Earlville Opera House PO Box 111 Earlville NY 13332 None PC Track lighting/match grant 9756 Emmanuel Episcopal Church 37 West Main Street Norwich NY 13815 None PC Heating Program 12000 Friends of Rogers PO Box 932 Sherburne NY 13460 None PC Summer camp 7500 New Berlin United Methodist Church PO Box 477 New Berlin NY 13411 None PC Replace carpet 3700 Northeast Classic Car Museum 24 Rexford Street Norwich NY 13815 None PC Renovations 150000 Norwich City School District 89 Midland Drive Norwich NY 13815 None GOV Clothing Program 3000 Norwich Youth Bureau One City Plaza Norwich NY 13815 None GOV Summer programs 4000 6 on the Square 6 Lafayette Park Oxford NY 13830 None PC Free concerts 7500 6 on the Square 6 Lafayette Park Oxford NY 13830 None PC Camera equipment 4500 The Impact Project 4 Clinton Street Greene NY 13778 None PC Repair homes 35000 897031 0 14 399518 18 965377 0 1364895 0 1364895 0 0 0 0 0 0 0 0 0 0 Audit and accounting 1450 0 1450 Goldman Sachs Gp Mtn 5.0000% 06/15/23 52600 52600 Fhlmc Ser 3066 Cmo 5.5000% 11/15/35 48993 48993 Ford Motor Cred 3.6640% 09/08/24 31246 31246 Gabelli Equity Tr 5.450% Pfd Ser J 52731 52731 Invesco Variable Rate Preferred ETF 112752 112752 Abbott Labs 68963 68963 Amerisourcebergen Corp 67508 67508 Amgen Inc 62992 62992 Analog Devices Inc 59938 59938 Apple Inc 72271 72271 Brown & Brown Inc 67399 67399 Cisco Systems Inc 66855 66855 Coca Cola CO 65013 65013 ComCast Corp-Cl A 57628 57628 CVS Health Corp 75100 75100 Disney Walt CO New 52508 52508 Ecolab Inc 64981 64981 Emerson Elec CO 55782 55782 General Dynamics Corp 65251 65251 Illinois Tool Wks Inc 66389 66389 Intel Corp 65611 65611 Intl. Business Machines Corp 59612 59612 JP Morgan Chase & CO 56689 56689 Lowes Cos Inc 68756 68756 Microchip Technology Inc 69474 69474 Microsoft Corp 69282 69282 Mondelez International Inc 66244 66244 Nextera Energy Inc 68059 68059 Nike Inc-Class B 63001 63001 Orion Office REIT Inc 1606 1606 Phillips 66 54273 54273 Polaris Industries Inc 57373 57373 Qualcomm Inc 85400 85400 Sysco Corp 62055 62055 United Parcel Service Cl B 60230 60230 Unitedhealth Group Inc 67789 67789 Verizon Communications 58975 58975 Accenture PLC Cl A 76277 76277 Chubb Ltd 65532 65532 Novartis Ag Spons ADR 58867 58867 0 0 292889 292889 First Trust ETF IV Tactical High Yield ETF FMV 591235 591235 First Trust Low Duration Opportunities ETF FMV 588832 588832 SPDR Portfolio Intermediate Term Corp Bd ETF FMV 1044952 1044952 Vanguard Inter Term Corp Bond ETF FMV 1041231 1041231 American Tower Corp REIT FMV 61133 61133 Realty Income Corp REIT FMV 61782 61782 First Trust Financial Alphadex Fund FMV 50677 50677 Vanguard Index Fund Mid-Cap FMV 102163 102163 Vanguard Mid-Cap Growth Index Fund FMV 245199 245199 Vanguard Mid-Cap Value Index Fund FMV 251201 251201 Vanguard Small Cap Value ETF FMV 294924 294924 Vanguard Small-Cap ETF FMV 49496 49496 Vanguard Small-Cap Growth Etf FMV 286299 286299 Vanguard FTSE Developed Markets Index ETF FMV 384431 384431 Vanguard Ftse Emerging Markets ETF FMV 564982 564982 Wisdomtree India Earnings Fund FMV 93498 93498 First Trust Global Tact Cmdty Strat ETF FMV 144471 144471 Vaneck Vectors Gold Miners ETF FMV 135391 135391 Fidelity Inflation Protected Bond Instl Prem FMV 224776 224776 Dodge & Cox Income Fund FMV 1070256 1070256 Fidelity US Bond Index Instl Premium FMV 1194384 1194384 Loomis Sayles Bond Fund FMV 375143 375143 Dodge & Cox Global Bond Fund FMV 75509 75509 Federated Institutional High Yield Bond Fund FMV 388165 388165 Columbia Dividend Income Inst3 FMV 628867 628867 Fidelity 500 Index Fund FMV 637459 637459 JPMorgan Large Cap Growth I FMV 338151 338151 Diamond Hill Small-Mid Cap Fund FMV 184888 184888 Fidelity Small Cap Index Fund FMV 178027 178027 DFA International Small Company Portfolio FMV 144089 144089 Dodge & Cox Intl Stock Fund FMV 440903 440903 Invesco Oppenheimer Intl Growth Y FMV 199537 199537 Ishares MSCI EAFE Growth ETF FMV 227749 227749 DFA Emerging Mkts Portfolio FMV 222048 222048 Fidelity Emerging Mkts Index Fund FMV 222471 222471 FlexShares Mstar Glbl Upstrm Nat Res Idx FMV 318289 318289 DFA Global Real Estate Securities Portfolio FMV 155542 155542 Lazard Global Listed Infrastructure Fund FMV 155429 155429 iShares S&P 500 FMV 872922 872922 iShares S&P 500 Growth ETF FMV 218698 218698 iShares S&P 500 Value ETF FMV 189173 189173 iShares MSCI EAFE ETF FMV 167122 167122 iShares S&P Midcap 400 Index Fund FMV 309391 309391 iShares S&P Midcap 400 Growth ETF FMV 88345 88345 iShares Trust S&P Mid Capital FMV 87946 87946 iShares Core S&P Small Cap E FMV 308953 308953 iShares S&P Smallcap 600 Value Index Fund FMV 81541 81541 iShares TR S&P Small Cap 600 Growth ETF FMV 88335 88335 Office expenses 2494 0 2494 Website 219 0 219 Insurance 1200 0 1200 Memberships and associations 1862 0 1862 State filing fees 750 0 750 Net Unrealized Gains on Investments 516188 Investment management 84132 84132 0 Administrative fees 11077 5539 5538 Federal taxes 11639 0 0 Foreign taxes 573 573 0