AYZ FAMILY FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: AYZ FAMILY FOUNDATION (EIN 20-1973760)
Tax period: 2020-12-01 to 2021-11-30
Filed: 2022-09-26
IRS object ID: 202242699349100659
Schema version: 2020v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-09-26T14:14:25-05:00	ReturnTs
Tax Period End	2021-11-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	475284605	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ERIC ZHANG & ASSOCIATES LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	920 HILLVIEW CT 180	AddressLine1Txt
City	MILPITAS	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	95035	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2020-12-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	201973760	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	AYZ FAMILY FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	AYZF	BusinessNameControlTxt
Phone	7757719437	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2600 FARETTO LN	AddressLine1Txt
City	RENO	CityNm
State Abbreviation	NV	StateAbbreviationCd
ZIP	89511	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	GUOCHEN YAN	PersonNm
Person Title	CEO	PersonTitleTxt
Phone	7757719437	PhoneNum
Signature	2022-09-26	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	GUOCHEN	PersonFirstNm
Person Last	YAN	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ERIC ZHANG CPA	PreparerPersonNm
PTIN	P00548506	PTIN
Phone	6265812266	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$8,156,367	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$246	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$246	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$52,665	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$52,665	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$460,772	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$5,060,954	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$460,772	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$2,574	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$0	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$0	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$516,257	TotalRevAndExpnssAmt
Total Net Invst Incm	$513,683	TotalNetInvstIncmAmt
Total Adj Net Incm	$0	TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm	$0	CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$8,021	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$8,021	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$26,418	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$26,418	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$0	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$1,389	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$0	DeprecAndDpltnNetInvstIncmAmt
Deprec And Dpltn Adj Net Incm	$0	DeprecAndDpltnAdjNetIncmAmt
Trav Conf Meeting Rev And Expnss	$2,222	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$0	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm	$0	TravConfMeetingAdjNetIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$2,222	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$22,438	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$0	OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm	$0	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$22,178	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$60,488	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$26,418	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$32,421	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$425,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$425,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$485,488	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$26,418	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$457,421	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$30,769	ExcessRevenueOverExpensesAmt
Net Investment Income	$487,265	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$2,343,542	CashBOYAmt
Cash EOY	$537,631	CashEOYAmt
Cash EOYFMV	$537,631	CashEOYFMVAmt
Corporate Stock BOY	$2,465,384	CorporateStockBOYAmt
Corporate Stock EOY	$29,247	CorporateStockEOYAmt
Corporate Stock EOYFMV	$41,040	CorporateStockEOYFMVAmt
Other Investments BOY	$4,099,136	OtherInvestmentsBOYAmt
Other Investments EOY	$8,366,734	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$7,571,088	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$34,001	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$27,393	LandBldgEquipAccumDeprecAmt
Land BOY	$1,389	LandBOYAmt
Land EOY	$6,608	LandEOYAmt
Land EOYFMV	$6,608	LandEOYFMVAmt
Total Assets BOY	$8,909,451	TotalAssetsBOYAmt
Total Assets EOY	$8,940,220	TotalAssetsEOYAmt
Total Assets EOYFMV	$8,156,367	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY	$8,909,451	NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY	$8,940,220	NoDonorRstrNetAssestsEOYAmt
Tot Net Ast Or Fund Balances BOY	$8,909,451	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$8,940,220	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$8,909,451	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$8,940,220	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$8,909,451	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$30,769	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$8,940,220	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$8,940,220	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (606 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-18	2020-12-01	$5,448	$5,371	$77	$77
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-18	2020-12-01	$5,448	$5,371	$77	$77
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-19	2020-11-30	$5,448	$5,214	$234	$234
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-19	2020-11-30	$5,448	$5,214	$234	$234
16SHARESMYOMO INC : MYO	P	2020-09-16	2020-11-30	$118	$80	$38	$38
64SHARESMYOMO INC : MYO	P	2020-09-16	2020-11-30	$470	$320	$150	$150
200SHARESMYOMO INC : MYO	P	2020-09-16	2020-11-30	$1,470	$1,000	$470	$470
220SHARESMYOMO INC : MYO	P	2020-09-16	2020-11-30	$1,617	$1,100	$517	$517
100SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-07-21	2020-11-30	$9,085	$8,624	$461	$461
100SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-07-21	2020-11-30	$9,085	$8,624	$461	$461
200SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-10-15	2020-11-30	$18,170	$17,081	$1,089	$1,089
200SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-10-21	2020-11-30	$18,170	$16,894	$1,276	$1,276
400SHARESALERIAN MLP ETF : AMLP	P	2020-07-07	2020-12-02	$10,458	$9,471	$987	$987
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-18	2020-12-02	$5,564	$5,371	$193	$193
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-18	2020-12-02	$5,564	$5,371	$193	$193
100SHARESCARDINAL HEALTH INC: CAH	P	2020-11-18	2020-12-02	$5,564	$5,372	$192	$192
100SHARESJPMORGAN CHASE & CO : JPM	P	2020-11-18	2020-12-02	$12,207	$11,521	$686	$686
20SHARESMODERNA INC: MRNA	P	2020-07-31	2020-12-02	$2,887	$1,492	$1,395	$1,395
500SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-02	$3,741	$2,500	$1,241	$1,241
200SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-02-26	2020-12-02	$18,300	$17,417	$883	$883
100SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-07-21	2020-12-02	$9,150	$8,624	$526	$526
200SHARESNOVARTIS AG1 ADR REPS: NVS	P	2020-08-21	2020-12-02	$18,300	$17,287	$1,013	$1,013
500SHARESPFIZER INC: PFE	P	2020-11-05	2020-12-02	$20,361	$17,290	$3,071	$3,071
0.96SHARESRAYTHEON TECHNOLOGIES CO : RTX	P	2020-03-12	2020-12-02	$69	$68	$1	$1
23.348SHARESRAYTHEON TECHNOLOGIES CO : RTX	P	2020-06-09	2020-12-02	$1,680	$1,649	$31	$31
175.692SHARESRAYTHEON TECHNOLOGIES CO : RTX	P	2020-06-10	2020-12-02	$12,642	$12,052	$590	$590
500SHARESSCHWAB FUNDA EMG MKTS LARGE COM ETF : FNDE	P	2020-02-27	2020-12-02	$13,864	$13,108	$756	$756
500SHARESSCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF	P	2020-08-28	2020-12-02	$14,482	$12,762	$1,720	$1,720
100SHARESVANGUARD FINANCIALS ETF IV : VFH	P	2020-09-09	2020-12-02	$7,055	$6,086	$969	$969
24.0788SHARESVIATRIS INC: VTRS	P	2020-10-21	2020-12-02	$412	$375	$37	$37
61.9211SHARESVIATRIS INC: VTRS	P	2020-11-05	2020-12-02	$1,060	$947	$113	$113
500SHARESA T & T INC : T	P	2020-10-23	2020-12-11	$15,505	$13,907	$1,598	$1,598
500SHARESA T & T INC : T	P	2020-10-27	2020-12-11	$15,505	$13,460	$2,045	$2,045
100SHARESCANTEL MEDICAL CORP : CMD	P	2020-03-05	2020-12-11	$7,424	$5,620	$1,804	$1,804
74SHARESCANTEL MEDICAL CORP : CMD	P	2020-08-31	2020-12-11	$5,493	$3,923	$1,570	$1,570
126SHARESCANTEL MEDICAL CORP : CMD	P	2020-08-31	2020-12-11	$9,354	$6,680	$2,674	$2,674
100SHARESCBIZ INC: CBZ	P	2020-03-09	2020-12-11	$2,566	$2,448	$118	$118
400SHARESCBIZ INC: CBZ	P	2020-11-19	2020-12-11	$10,264	$9,801	$463	$463
20SHARESMODERNA INC: MRNA	P	2020-07-31	2020-12-11	$3,135	$1,492	$1,643	$1,643
400SHARESHEALTHCARE SVC GROUP: HCSG	P	2020-10-22	2020-12-16	$10,718	$9,531	$1,187	$1,187
16SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-16	$107	$80	$27	$27
84SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-16	$564	$420	$144	$144
100SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-16	$672	$500	$172	$172
100SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-16	$672	$500	$172	$172
200SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-16	$1,342	$1,000	$342	$342
500SHARESSCHWAB FUNDA EMG MKTS LARGE COM ETF : FNDE	P	2020-02-24	2020-12-16	$14,032	$13,473	$559	$559
300SHARESSCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF	P	2020-08-28	2020-12-16	$8,817	$7,657	$1,160	$1,160
500SHARESWESTPORT FUEL SYSTEM F : WPRT	P	2020-09-21	2020-12-16	$2,230	$1,147	$1,083	$1,083
100SHARESCANTEL MEDICAL CORP : CMD	P	2020-02-26	2020-12-18	$7,650	$6,599	$1,051	$1,051
100SHARESCANTEL MEDICAL CORP : CMD	P	2020-02-27	2020-12-18	$7,650	$6,541	$1,109	$1,109
400SHARESCBIZ INC: CBZ	P	2020-06-09	2020-12-18	$10,400	$10,197	$203	$203
100SHARESCBIZ INC: CBZ	P	2020-11-19	2020-12-18	$2,600	$2,450	$150	$150
104SHARESHEALTHCARE SVC GROUP: HCSG	P	2020-08-11	2020-12-18	$2,809	$2,515	$294	$294
396SHARESHEALTHCARE SVC GROUP: HCSG	P	2020-08-11	2020-12-18	$10,696	$9,575	$1,121	$1,121
40SHARESMODERNA INC: MRNA	P	2020-07-31	2020-12-18	$5,712	$2,985	$2,727	$2,727
300SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-18	$2,190	$1,500	$690	$690
45SHARESPFIZER INC: PFE	P	2020-10-21	2020-12-18	$1,689	$1,586	$103	$103
68SHARESPFIZER INC: PFE	P	2020-10-21	2020-12-18	$2,553	$2,397	$156	$156
87SHARESPFIZER INC: PFE	P	2020-10-21	2020-12-18	$3,266	$3,067	$199	$199
100SHARESPFIZER INC: PFE	P	2020-10-21	2020-12-18	$3,754	$3,525	$229	$229
100SHARESPFIZER INC: PFE	P	2020-10-21	2020-12-18	$3,754	$3,525	$229	$229
100SHARESPFIZER INC: PFE	P	2020-10-21	2020-12-18	$3,754	$3,525	$229	$229
50SHARESQIAGEN N V F : QGEN	P	2020-03-03	2020-12-18	$2,628	$2,073	$555	$555
1SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-22	$7	$5	$2	$2
99SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-22	$683	$495	$188	$188
100SHARESMYOMO INC : MYO	P	2020-09-16	2020-12-22	$690	$500	$190	$190
40SHARESABBVIE INC: ABBV	P	2018-06-12	2020-11-30	$4,193	$3,956	$237	$237
460SHARESABBVIE INC: ABBV	P	2018-06-12	2020-11-30	$48,225	$45,491	$2,734	$2,734
1,000.0000SHARESABBVIE INC: ABBV	P	2018-06-07	2020-12-02	$104,916	$99,302	$5,614	$5,614
500SHARESABBVIE INC: ABBV	P	2018-05-29	2020-12-16	$52,436	$49,678	$2,758	$2,758
10SHARESSTERLING CONSTRUCTN: STRL	P	2019-08-14	2020-12-18	$203	$102	$101	$101
200SHARESCODEXIS INC: CDXS	P	2019-05-16	2020-12-22	$4,680	$3,918	$762	$762
200SHARESCODEXIS INC: CDXS	P	2019-05-16	2020-12-22	$4,680	$3,920	$760	$760
100 SHARES CBIZ INC: CBZ	P	2020-06-09	2020-12-30	$2,661	$2,549	$112	$112
300 SHARES HEALTHCARE SVC GROUP: HCSG	P	2020-07-30	2020-12-30	$8,322	$7,839	$483	$483
100 SHARES NOVARTIS AG FSPONSORED ADR	P	2020-02-24	2020-12-30	$9,453	$9,049	$404	$404
200 SHARES NOVARTIS AG FSPONSORED ADR	P	2020-02-26	2020-12-30	$18,906	$17,420	$1,486	$1,486
200 SHARES NOVARTIS AG FSPONSORED ADR	P	2020-06-26	2020-12-30	$18,906	$17,430	$1,476	$1,476
50 SHARES QIAGEN N V F : QGEN	P	2020-03-03	2020-12-30	$2,650	$2,073	$577	$577
200 SHARES SCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF	P	2020-08-28	2020-12-30	$5,922	$5,105	$817	$817
300 SHARES THE COCA-COLA CO : KO	P	2020-03-11	2020-12-30	$16,325	$15,475	$850	$850
300 SHARES WESTPORT FUEL SYSTEM F : WPRT	P	2020-09-21	2020-12-30	$1,630	$702	$928	$928
200 SHARES A T & T INC : T	P	2020-09-21	2021-01-04	$5,894	$5,699	$195	$195
300 SHARES A T & T INC : T	P	2020-10-09	2021-01-04	$8,841	$8,479	$362	$362
500 SHARES A T & T INC : T	P	2020-12-22	2021-01-04	$14,735	$14,190	$545	$545
300 SHARES HEALTHCARE SVC GROUP: HCSG	P	2020-03-03	2021-01-05	$8,736	$8,221	$515	$515
500 SHARES VANECK VECTORS GOLD MINERS ETF : GDX	P	2020-12-30	2021-01-05	$19,230	$18,199	$1,031	$1,031
100 SHARES AMGEN INC. : AMGN	P	2020-11-30	2021-01-08	$23,867	$22,179	$1,688	$1,688
2 SHARES CBIZ INC: CBZ	P	2020-03-06	2021-01-08	$54	$52	$2	$2
2 SHARES CBIZ INC: CBZ	P	2020-03-06	2021-01-08	$54	$52	$2	$2
4 SHARES CBIZ INC: CBZ	P	2020-03-06	2021-01-08	$108	$104	$4	$4
92 SHARES CBIZ INC: CBZ	P	2020-03-06	2021-01-08	$2,482	$2,393	$89	$89
100 SHARES CBIZ INC: CBZ	P	2021-01-05	2021-01-08	$2,698	$2,561	$137	$137
74 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-09-28	2021-01-08	$1,040	$933	$107	$107
426 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-09-28	2021-01-08	$5,985	$5,370	$615	$615
200 SHARES CBIZ INC: CBZ	P	2020-03-06	2021-01-15	$5,518	$5,203	$315	$315
100 SHARES CODEXIS INC: CDXS	P	2021-01-05	2021-01-15	$2,525	$2,110	$415	$415
200 SHARES WALGREENS BOOTS ALLI : WBA	P	2020-10-29	2021-01-15	$9,805	$6,758	$3,047	$3,047
200 SHARES FASTLY INC: FSLY	P	2021-01-05	2021-01-19	$19,040	$17,328	$1,712	$1,712
500 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2020-02-24	2021-01-19	$48,340	$45,246	$3,094	$3,094
100 SHARES FASTLY INC: FSLY	P	2020-12-30	2021-01-26	$10,645	$9,109	$1,536	$1,536
35 SHARES HEALTHCARE SVC GROUP: HCSG	P	2020-03-03	2021-01-26	$1,153	$959	$194	$194
55 SHARES HEALTHCARE SVC GROUP: HCSG	P	2020-03-03	2021-01-26	$1,812	$1,507	$305	$305
100 SHARES CODEXIS INC: CDXS	P	2019-05-16	2020-12-30	$2,243	$1,960	$283	$283
300 SHARES CAMECO CORP F : CCJ	P	2015-07-08	2021-01-05	$4,373	$4,037	$336	$336
700 SHARES CAMECO CORP F : CCJ	P	2015-07-08	2021-01-05	$10,204	$9,419	$785	$785
500 SHARES ABBVIE INC: ABBV	P	2018-05-04	2021-01-19	$56,118	$50,004	$6,114	$6,114
10 SHARES HEALTHCARE SVC GROUP: HCSG	P	2019-06-24	2021-01-26	$330	$300	$30	$30
100 SHARES AMGEN INC. : AMGN	P	2020-11-19	2021-01-28	$25,246	$22,491	$2,755	$2,755
1 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$56	$54	$2	$2
5 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$280	$271	$9	$9
94 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$5,255	$5,102	$153	$153
100 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$5,590	$5,428	$162	$162
100 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$5,590	$5,428	$162	$162
100 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$5,590	$5,428	$162	$162
100 SHARES CARDINAL HEALTH INC: CAH	P	2020-12-11	2021-01-28	$5,591	$5,428	$163	$163
90 SHARES FASTLY INC: FSLY	P	2020-12-30	2021-01-28	$9,974	$8,198	$1,776	$1,776
200 SHARES TRUIST FINL CORP : TFC	P	2020-03-03	2021-01-28	$9,872	$9,471	$401	$401
200 SHARES TRUIST FINL CORP : TFC	P	2020-03-03	2021-01-28	$9,872	$9,471	$401	$401
100 SHARES VANGUARD FINANCIALS ETF : VFH	P	2020-02-27	2021-01-28	$7,363	$6,910	$453	$453
10 SHARES WALGREENS BOOTS ALLI : WBA	P	2020-07-07	2021-01-28	$512	$423	$89	$89
90 SHARES WALGREENS BOOTS ALLI : WBA	P	2020-10-29	2021-01-28	$4,605	$3,041	$1,564	$1,564
500 SHARES AURORA CANNABIS INC F : ACB	P	2020-06-29	2021-02-02	$6,453	$6,090	$363	$363
400 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-07-31	2021-02-02	$6,050	$5,450	$600	$600
1,000.0000 SHARES GENERAL ELECTRIC CO : GE	P	2020-04-14	2021-02-02	$11,295	$6,907	$4,388	$4,388
500 SHARES NIKOLA CORP : NKLA	P	2020-12-30	2021-02-02	$11,510	$8,047	$3,463	$3,463
490 SHARES SCHWAB FUNDA EMG MKTS LARGE COM ETF : FNDE	P	2020-02-21	2021-02-02	$14,366	$13,683	$683	$683
100 SHARES WESTPORT FUEL SYSTEM F : WPRT	P	2020-09-21	2021-02-02	$800	$234	$566	$566
300 SHARES OMNICOM GROUP INC : OMC	P	2020-03-11	2021-02-05	$19,704	$18,488	$1,216	$1,216
200 SHARES OMNICOM GROUP INC : OMC	P	2020-11-18	2021-02-05	$13,136	$12,024	$1,112	$1,112
100 SHARES AURORA CANNABIS INC F : ACB	P	2020-06-26	2021-02-10	$1,876	$1,251	$625	$625
100 SHARES AURORA CANNABIS INC F : ACB	P	2020-06-26	2021-02-10	$1,876	$1,251	$625	$625
100 SHARES AURORA CANNABIS INC F : ACB	P	2020-06-26	2021-02-10	$1,877	$1,251	$626	$626
200 SHARES AURORA CANNABIS INC F : ACB	P	2020-06-26	2021-02-10	$3,752	$2,503	$1,249	$1,249
20 SHARES MODERNA INC: MRNA	P	2020-07-31	2021-02-10	$3,587	$1,492	$2,095	$2,095
100 SHARES QIAGEN N V F : QGEN	P	2020-03-03	2021-02-10	$5,486	$4,146	$1,340	$1,340
90 SHARES TRUIST FINL CORP : TFC	P	2020-03-03	2021-02-10	$4,836	$4,262	$574	$574
83.3333 SHARES AURORA CANNABIS INC F : ACB	P	2020-05-20	2021-02-16	$1,163	$1,072	$91	$91
416.6666 SHARES AURORA CANNABIS INC F : ACB	P	2020-06-11	2021-02-16	$5,813	$5,441	$372	$372
10 SHARES MODERNA INC: MRNA	P	2020-07-30	2021-02-16	$1,788	$779	$1,009	$1,009
83 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-11-05	2021-02-16	$1,168	$593	$575	$575
100 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-11-05	2021-02-16	$1,407	$714	$693	$693
117 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-11-05	2021-02-16	$1,646	$835	$811	$811
200 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-11-05	2021-02-16	$2,814	$1,428	$1,386	$1,386
100 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2020-06-09	2021-02-19	$7,413	$7,063	$350	$350
100 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2021-01-15	2021-02-19	$7,413	$6,910	$503	$503
233 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-11-05	2021-02-19	$3,080	$1,664	$1,416	$1,416
267 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-11-05	2021-02-19	$3,530	$1,906	$1,624	$1,624
100 SHARES WALGREENS BOOTS ALLI : WBA	P	2020-07-07	2021-02-19	$4,888	$4,226	$662	$662
500 SHARES ABBVIE INC: ABBV	P	2018-03-22	2021-01-28	$52,145	$50,095	$2,050	$2,050
80 SHARES JOHNSON CONTROLS INTER F : JCI	P	2016-09-06	2021-01-28	$3,976	$3,655	$321	$321
10 SHARES TRUIST FINL CORP : TFC	P	2020-01-30	2021-02-10	$537	$502	$35	$35
2000 SHARES BRIGGS BANKRUPTCY	P	2019-05-17	2021-02-01		$13,803	-$13,803	-$13,803
500 SHARES CAMECO CORP F : CCJ	P	2014-12-08	2021-02-16	$8,432	$8,099	$333	$333
100 SHARES ALERIAN MLP ETF : AMLP	P	2020-06-17	2021-03-03	$3,085	$2,629	$456	$456
300 SHARES ALERIAN MLP ETF : AMLP	P	2020-12-22	2021-03-03	$9,256	$7,874	$1,382	$1,382
4 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-03	$34	$27	$7	$7
27 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-03	$232	$185	$47	$47
100 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-03	$860	$684	$176	$176
100 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-03	$860	$684	$176	$176
100 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-03	$860	$684	$176	$176
169 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-03	$1,454	$1,156	$298	$298
127 SHARES COMSTOCK MINING INC	P	2021-02-05	2021-03-03	$606	$222	$384	$384
273 SHARES COMSTOCK MINING INC	P	2021-02-05	2021-03-03	$1,301	$478	$823	$823
200 SHARES GAMESTOP CORP GME	P	2021-02-19	2021-03-03	$23,823	$8,084	$15,739	$15,739
10 SHARES KOSS CORP: KOSS	P	2021-02-16	2021-03-03	$163	$141	$22	$22
44 SHARES KOSS CORP: KOSS	P	2021-02-16	2021-03-03	$718	$621	$97	$97
51 SHARES KOSS CORP: KOSS	P	2021-02-16	2021-03-03	$832	$720	$112	$112
95 SHARES KOSS CORP: KOSS	P	2021-02-16	2021-03-03	$1,550	$1,341	$209	$209
100 SHARES KOSS CORP: KOSS	P	2021-02-16	2021-03-03	$1,632	$1,411	$221	$221
200 SHARES OMNICOM GROUP INC : OMC	P	2020-03-06	2021-03-03	$14,694	$13,148	$1,546	$1,546
200 SHARES OMNICOM GROUP INC : OMC	P	2020-03-11	2021-03-03	$14,694	$12,325	$2,369	$2,369
1,000.0000 SHARES PROSHARES ULTRAPRO SHORTQQQ : SQQQ	P	2021-02-02	2021-03-03	$14,925	$12,957	$1,968	$1,968
100 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2020-06-09	2021-03-03	$7,542	$7,063	$479	$479
90 SHARES WESTPORT FUEL SYSTEM F : WPRT	P	2020-09-21	2021-03-03	$893	$210	$683	$683
400 SHARES AMC ENTERTAINMENT CLASS A : AMC	P	2021-02-05	2021-03-04	$3,220	$2,737	$483	$483
500 SHARES COMSTOCK MINING INC : LODE	P	2021-02-05	2021-03-04	$2,150	$875	$1,275	$1,275
50 SHARES GAMESTOP CORP CLASS A : GME	P	2021-02-16	2021-03-04	$6,626	$2,478	$4,148	$4,148
50 SHARES GAMESTOP CORP CLASS A : GME	P	2021-02-16	2021-03-04	$6,627	$2,478	$4,149	$4,149
100 SHARES STERLING CONSTRUCTN: STRL	P	2021-03-03	2021-03-04	$2,028	$1,962	$66	$66
100 SHARES STERLING CONSTRUCTN: STRL	P	2021-03-03	2021-03-04	$2,028	$1,962	$66	$66
200 SHARES STERLING CONSTRUCTN: STRL	P	2021-03-03	2021-03-04	$4,058	$3,924	$134	$134
200 SHARES STERLING CONSTRUCTN: STRL	P	2021-03-03	2021-03-04	$4,056	$3,924	$132	$132
300 SHARES STERLING CONSTRUCTN: STRL	P	2021-03-03	2021-03-04	$6,085	$5,886	$199	$199
100 SHARES A T & T INC : T	P	2020-09-21	2021-03-08	$3,016	$2,850	$166	$166
99 SHARES A T & T INC : T	P	2021-01-28	2021-03-08	$2,986	$2,859	$127	$127
301 SHARES A T & T INC : T	P	2021-01-28	2021-03-08	$9,078	$8,693	$385	$385
1 SHARES A T & T INC : T	P	2021-02-10	2021-03-08	$30	$29	$1	$1
100 SHARES A T & T INC : T	P	2021-02-10	2021-03-08	$3,016	$2,851	$165	$165
100 SHARES A T & T INC : T	P	2021-02-10	2021-03-08	$3,016	$2,851	$165	$165
299 SHARES A T & T INC : T	P	2021-02-10	2021-03-08	$9,018	$8,524	$494	$494
100 SHARES DIREXION DAILY3X SHARES: SOXS	P	2021-02-02	2021-03-08	$1,532	$1,302	$230	$230
400 SHARES DIREXION DAILY3X SHARES: SOXS	P	2021-02-02	2021-03-08	$6,128	$5,208	$920	$920
200 SHARES ALERIAN MLP ETF : AMLP	P	2020-06-17	2021-03-10	$6,451	$5,696	$755	$755
1,000.0000 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2021-03-08	2021-03-10	$4,320	$3,865	$455	$455
200 SHARES FASTLY INC: FSLY	P	2021-03-08	2021-03-10	$13,846	$12,410	$1,436	$1,436
50 SHARES GAMESTOP CORP CLASS A :	P	2021-02-16	2021-03-10	$13,407	$2,478	$10,929	$10,929
200 SHARES KOSS CORP: KOSS	P	2021-02-16	2021-03-10	$6,106	$2,823	$3,283	$3,283
100 SHARES KOSS CORP: KOSS	P	2021-03-04	2021-03-10	$3,053	$1,533	$1,520	$1,520
90 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-03-12	$1,008	$616	$392	$392
100 SHARES AURORA CANNABIS INC	P	2021-03-10	2021-03-12	$1,058	$983	$75	$75
200 SHARES AURORA CANNABIS INC	P	2021-03-10	2021-03-12	$2,116	$1,966	$150	$150
300 SHARES AURORA CANNABIS INC F : ACB	P	2021-03-10	2021-03-12	$3,171	$2,949	$222	$222
400 SHARES AURORA CANNABIS INC F : ACB	P	2021-03-10	2021-03-12	$4,232	$3,932	$300	$300
40 SHARES GAMESTOP CORP CLASS GME	P	2021-02-16	2021-03-12	$10,874	$1,982	$8,892	$8,892
100 SHARES KOSS CORP: KOSS	P	2021-03-04	2021-03-12	$2,931	$1,533	$1,398	$1,398
10 SHARES MODERNA INC: MRNA	P	2020-07-30	2021-03-12	$1,367	$779	$588	$588
32 SHARES QIAGEN N V F : QGEN	P	2021-03-10	2021-03-12	$1,544	$1,503	$41	$41
54 SHARES QIAGEN N V F : QGEN	P	2021-03-10	2021-03-12	$2,605	$2,537	$68	$68
914 SHARES QIAGEN N V F : QGEN	P	2021-03-10	2021-03-12	$44,087	$42,912	$1,175	$1,175
76 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2020-06-09	2021-03-12	$5,966	$5,368	$598	$598
400 SHARES SCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF	P	2021-03-03	2021-03-12	$13,000	$12,672	$328	$328
90 SHARES STERLING CONSTRUCTN: STRL	P	2021-03-03	2021-03-12	$2,084	$1,766	$318	$318
90 SHARES WALGREENS BOOTS ALLI : WBA	P	2020-07-07	2021-03-12	$4,804	$3,803	$1,001	$1,001
200 SHARES AMGEN INC. : AMGN	P	2021-03-04	2021-03-16	$47,686	$44,278	$3,408	$3,408
1,000.0000 SHARES CODEXIS INC: CDXS	P	2021-03-04	2021-03-16	$21,650	$20,019	$1,631	$1,631
90 SHARES COMSTOCK MINING INC : LODE	P	2021-02-05	2021-03-16	$408	$157	$251	$251
500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-12	2021-03-16	$15,515	$14,905	$610	$610
9 SHARES GAMESTOP CORP CLASS A : GME	P	2021-02-16	2021-03-16	$1,883	$446	$1,437	$1,437
99 SHARES KOSS CORP: KOSS	P	2021-03-04	2021-03-16	$2,666	$1,518	$1,148	$1,148
20 SHARES MODERNA INC: MRNA	P	2020-07-30	2021-03-16	$3,031	$1,557	$1,474	$1,474
200 SHARES THE COCA-COLA CO : KO	P	2021-01-15	2021-03-16	$10,270	$9,723	$547	$547
300 SHARES THE COCA-COLA CO : KO	P	2021-01-15	2021-03-16	$15,405	$14,751	$654	$654
100 SHARES AMGEN INC. : AMGN	P	2020-10-09	2021-03-17	$24,480	$23,574	$906	$906
100 SHARES AMGEN INC. : AMGN	P	2020-10-21	2021-03-17	$24,480	$23,011	$1,469	$1,469
100 SHARES CODEXIS INC: CDXS	P	2021-03-03	2021-03-17	$2,231	$2,101	$130	$130
100 SHARES CODEXIS INC: CDXS	P	2021-03-03	2021-03-17	$2,233	$2,101	$132	$132
100 SHARES CODEXIS INC: CDXS	P	2021-03-03	2021-03-17	$2,234	$2,101	$133	$133
200 SHARES CODEXIS INC: CDXS	P	2021-03-03	2021-03-17	$4,462	$4,202	$260	$260
58 SHARES CARDINAL HEALTH INC: CAH	P	2021-03-16	2021-03-18	$3,402	$3,327	$75	$75
442 SHARES CARDINAL HEALTH INC: CAH	P	2021-03-16	2021-03-18	$25,928	$25,354	$574	$574
500 SHARES DIREXION DAILY SEMICONDUCTOR BEAR3X SHARES: SOXS	P	2021-03-16	2021-03-18	$5,721	$5,353	$368	$368
100 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-17	2021-03-18	$3,223	$3,060	$163	$163
100 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-17	2021-03-18	$3,223	$3,060	$163	$163
100 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-17	2021-03-18	$3,223	$3,060	$163	$163
200 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-17	2021-03-18	$6,447	$6,119	$328	$328
100 SHARES PROSHARES ULTRAPRO SHORTQQQ : SQQQ	P	2021-01-28	2021-03-18	$1,402	$1,336	$66	$66
400 SHARES PROSHARES ULTRAPRO SHORTQQQ : SQQQ	P	2021-01-28	2021-03-18	$5,606	$5,344	$262	$262
100 SHARES CODEXIS INC: CDXS	P	2021-03-18	2021-03-19	$2,168	$2,096	$72	$72
100 SHARES CODEXIS INC: CDXS	P	2021-03-18	2021-03-19	$2,168	$2,096	$72	$72
300 SHARES CODEXIS INC: CDXS	P	2021-03-18	2021-03-19	$6,503	$6,287	$216	$216
1 SHARES MODERNA INC: MRNA	P	2020-07-30	2021-03-19	$143	$78	$65	$65
59 SHARES MODERNA INC: MRNA	P	2020-07-30	2021-03-19	$8,406	$4,594	$3,812	$3,812
66 SHARES QIAGEN N V F : QGEN	P	2021-03-04	2021-03-19	$3,294	$3,157	$137	$137
104 SHARES QIAGEN N V F : QGEN	P	2021-03-04	2021-03-19	$5,190	$4,974	$216	$216
149 SHARES QIAGEN N V F : QGEN	P	2021-03-04	2021-03-19	$7,436	$7,127	$309	$309
181 SHARES QIAGEN N V F : QGEN	P	2021-03-04	2021-03-19	$9,033	$8,657	$376	$376
500 SHARES QIAGEN N V F : QGEN	P	2021-03-04	2021-03-19	$24,953	$23,730	$1,223	$1,223
1,000.0000 SHARES SORRENTO THERAPEUTCS: SRNE	P	2020-10-21	2021-03-19	$9,690	$8,010	$1,680	$1,680
375 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-10	2021-03-24	$14,581	$12,232	$2,349	$2,349
1 SHARES GAMESTOP CORP CLASS A : GME	P	2021-02-16	2021-03-29	$179	$50	$129	$129
9 SHARES GAMESTOP CORP CLASS A : GME	P	2021-03-24	2021-03-29	$1,609	$1,085	$524	$524
1 SHARES KOSS CORP: KOSS	P	2021-03-04	2021-03-29	$22	$15	$7	$7
499 SHARES KOSS CORP: KOSS	P	2021-03-24	2021-03-29	$11,103	$8,178	$2,925	$2,925
500 SHARES THE COCA-COLA CO : KO	P	2021-03-18	2021-03-29	$26,920	$25,318	$1,602	$1,602
100 SHARES CBIZ INC: CBZ	P	2020-02-26	2021-03-03	$3,191	$2,642	$549	$549
13 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2019-08-01	2021-03-08	$332	$284	$48	$48
50 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2019-08-01	2021-03-08	$1,276	$1,093	$183	$183
86 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2019-08-01	2021-03-08	$2,195	$1,879	$316	$316
351 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2019-08-01	2021-03-08	$8,960	$7,670	$1,290	$1,290
200 SHARES ALERIAN MLP ETF : AMLP	P	2020-03-06	2021-03-10	$6,451	$6,044	$407	$407
200 SHARES OMNICOM GROUP INC : OMC	P	2020-02-27	2021-03-10	$15,316	$14,198	$1,118	$1,118
90 SHARES OMNICOM GROUP INC : OMC	P	2020-02-26	2021-03-12	$7,007	$6,537	$470	$470
1,000.0000 SHARES GENERAL ELECTRIC CO : GE	P	2018-09-04	2021-03-17	$13,599	$12,680	$919	$919
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-27	2021-03-17	$1,318	$1,159	$159	$159
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-27	2021-03-17	$1,318	$1,186	$132	$132
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-27	2021-03-17	$1,318	$1,186	$132	$132
300 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-27	2021-03-17	$3,954	$3,559	$395	$395
400 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-27	2021-03-17	$5,272	$4,746	$526	$526
900 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-26	2021-03-19	$4,644	$4,432	$212	$212
1,100.0000 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-27	2021-03-19	$5,676	$5,154	$522	$522
500 SHARES CARDINAL HEALTH INC: CAH	P	2020-02-24	2021-03-24	$29,627	$29,120	$507	$507
100 SHARES VANECK VECTORS GOLD MINERS ETF : GDX	P	2021-03-03	2021-03-16	$3,363	$3,128	$235	$235
400 SHARES VANECK VECTORS GOLD MINERS ETF : GDX	P	2021-03-03	2021-03-16	$13,455	$12,512	$943	$943
500 SHARES CODEXIS INC: CDXS	P	2021-03-29	2021-03-30	$10,520	$9,928	$592	$592
11 SHARES FASTLY INC: FSLY	P	2021-03-24	2021-03-31	$748	$712	$36	$36
89 SHARES FASTLY INC: FSLY	P	2021-03-24	2021-03-31	$6,049	$5,761	$288	$288
400 SHARES FASTLY INC: FSLY	P	2021-03-29	2021-03-31	$27,187	$25,378	$1,809	$1,809
200 SHARES MODERNA INC: MRNA	P	2021-03-30	2021-03-31	$26,126	$23,644	$2,482	$2,482
10 SHARES STERLING CONSTRUCTN : STRL	P	2021-03-03	2021-03-31	$233	$196	$37	$37
190 SHARES STERLING CONSTRUCTN : STRL	P	2021-03-16	2021-03-31	$4,425	$4,146	$279	$279
300 SHARES CODEXIS INC: CDXS	P	2021-03-03	2021-04-07	$7,142	$6,303	$839	$839
1,000.0000 SHARES SEELOS THERAPEUTICS INC : SEEL	P	2021-03-12	2021-04-07	$5,760	$4,703	$1,057	$1,057
28 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV	P	2021-04-07	2021-04-09	$386	$362	$24	$24
28 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV	P	2021-04-07	2021-04-09	$386	$362	$24	$24
72 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV	P	2021-04-07	2021-04-09	$994	$931	$63	$63
72 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV	P	2021-04-07	2021-04-09	$994	$932	$62	$62
100 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV	P	2021-04-07	2021-04-09	$1,380	$1,293	$87	$87
100 SHARES MODERNA INC: MRNA	P	2021-03-30	2021-04-09	$14,233	$11,822	$2,411	$2,411
190 SHARES OMNICOM GROUP INC : OMC	P	2021-03-31	2021-04-09	$14,716	$14,199	$517	$517
500 SHARES PFIZER INC: PFE	P	2021-03-03	2021-04-09	$18,245	$17,183	$1,062	$1,062
100 SHARES QIAGEN N V F : QGEN	P	2021-03-29	2021-04-09	$5,130	$4,845	$285	$285
100 SHARES QIAGEN N V F : QGEN	P	2021-03-29	2021-04-09	$5,130	$4,845	$285	$285
112 SHARES QIAGEN N V F : QGEN	P	2021-03-29	2021-04-09	$5,745	$5,426	$319	$319
188 SHARES QIAGEN N V F : QGEN	P	2021-03-29	2021-04-09	$9,644	$9,106	$538	$538
400 SHARES SANOFI S A FSPONSORED ADR 1ADR REPS: SNY	P	2021-02-19	2021-04-09	$20,302	$18,645	$1,657	$1,657
100 SHARES SEELOS THERAPEUTICS INC : SEEL	P	2021-03-12	2021-04-09	$541	$470	$71	$71
100 SHARES SEELOS THERAPEUTICS INC : SEEL	P	2021-03-12	2021-04-09	$542	$470	$72	$72
300 SHARES SEELOS THERAPEUTICS INC : SEEL	P	2021-03-12	2021-04-09	$1,626	$1,411	$215	$215
300 SHARES VANECK VECTORS GOLD MINERS ETF : GDX	P	2021-02-19	2021-04-09	$10,403	$9,830	$573	$573
500 SHARES A T & T INC : T	P	2020-06-11	2021-04-22	$15,650	$15,133	$517	$517
200 SHARES A T & T INC : T	P	2020-08-13	2021-04-22	$6,260	$5,987	$273	$273
200 SHARES A T & T INC : T	P	2020-09-09	2021-04-22	$6,260	$5,908	$352	$352
100 SHARES A T & T INC : T	P	2021-01-28	2021-04-22	$3,130	$2,888	$242	$242
100 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-24	2021-04-22	$3,137	$2,738	$399	$399
100 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-24	2021-04-22	$3,137	$2,738	$399	$399
100 SHARES MODERNA INC: MRNA	P	2021-03-29	2021-04-22	$16,884	$12,372	$4,512	$4,512
190 SHARES OMNICOM GROUP INC : OMC	P	2021-03-16	2021-04-22	$15,379	$14,583	$796	$796
10 SHARES OMNICOM GROUP INC : OMC	P	2021-03-31	2021-04-22	$809	$747	$62	$62
200 SHARES THE COCA-COLA CO : KO	P	2021-01-05	2021-04-22	$10,880	$10,441	$439	$439
300 SHARES THE COCA-COLA CO : KO	P	2021-03-31	2021-04-22	$16,320	$15,795	$525	$525
100 SHARES ABBVIE INC: ABBV	P	2021-02-10	2021-04-27	$11,157	$10,375	$782	$782
200 SHARES ABBVIE INC: ABBV	P	2021-03-19	2021-04-27	$22,314	$20,763	$1,551	$1,551
200 SHARES ABBVIE INC: ABBV	P	2021-04-07	2021-04-27	$22,314	$20,903	$1,411	$1,411
100 SHARES AMGEN INC. : AMGN	P	2021-02-05	2021-04-27	$25,611	$23,632	$1,979	$1,979
77 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-04-27	$2,414	$2,211	$203	$203
223 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-04-27	$6,991	$6,404	$587	$587
50 SHARES MODERNA INC: MRNA	P	2021-03-29	2021-04-27	$9,226	$6,186	$3,040	$3,040
1,000.0000 SHARES OUSTER INC CLASS A : OUST	P	2021-04-09	2021-04-27	$11,060	$9,321	$1,739	$1,739
0.652 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2020-06-09	2021-04-27	$54	$46	$8	$8
99.348 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2021-03-31	2021-04-27	$8,228	$7,693	$535	$535
300 SHARES SEELOS THERAPEUTICS INC : SEEL	P	2021-03-12	2021-04-27	$1,880	$1,411	$469	$469
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-30	2021-04-27	$16,645	$15,757	$888	$888
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-30	2021-04-27	$16,645	$15,757	$888	$888
10 SHARES OMNICOM GROUP INC : OMC	P	2020-02-26	2021-04-09	$775	$726	$49	$49
25 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$177	$129	$48	$48
100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$708	$517	$191	$191
100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$708	$517	$191	$191
100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$708	$517	$191	$191
175 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$1,238	$905	$333	$333
200 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$1,415	$1,035	$380	$380
200 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-04-22	$1,415	$1,035	$380	$380
100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-26	2021-04-22	$708	$493	$215	$215
100 SHARES ABBVIE INC: ABBV	P	2021-03-17	2021-05-03	$11,460	$10,493	$967	$967
100 SHARES ABBVIE INC: ABBV	P	2021-03-29	2021-05-03	$11,460	$10,664	$796	$796
300 SHARES ABBVIE INC: ABBV	P	2021-04-07	2021-05-03	$34,379	$31,355	$3,024	$3,024
500 SHARES CARDINAL HEALTH INC: CAH	P	2021-04-27	2021-05-03	$30,771	$29,823	$948	$948
50 SHARES MODERNA INC: MRNA	P	2021-03-29	2021-05-03	$9,337	$6,186	$3,151	$3,151
500 SHARES PFIZER INC: PFE	P	2021-02-02	2021-05-03	$19,890	$17,550	$2,340	$2,340
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-30	2021-05-03	$16,784	$15,757	$1,027	$1,027
500 SHARES A T & T INC : T	P	2021-03-29	2021-05-06	$16,192	$15,272	$920	$920
500 SHARES ABBVIE INC: ABBV	P	2021-03-29	2021-05-06	$57,840	$53,318	$4,522	$4,522
100 SHARES CVS HEALTH CORP: CVS	P	2021-04-09	2021-05-06	$8,342	$7,385	$957	$957
1,000.0000 SHARES DIREXION DAILY SEMICONDUCTOR BEAR3X SHARES: SO	P	2021-04-07	2021-05-06	$10,054	$8,446	$1,608	$1,608
1 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$28	$24	$4	$4
1 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$28	$24	$4	$4
19 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$540	$448	$92	$92
20 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$569	$472	$97	$97
21 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$597	$496	$101	$101
60 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$1,707	$1,416	$291	$291
79 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$2,247	$1,864	$383	$383
99 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$2,819	$2,336	$483	$483
100 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$2,847	$2,360	$487	$487
100 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-03-24	2021-05-06	$2,844	$2,360	$484	$484
48 SHARES IMMUNOVANT INC : IMVT	P	2021-03-24	2021-05-06	$798	$744	$54	$54
52 SHARES IMMUNOVANT INC : IMVT	P	2021-03-24	2021-05-06	$865	$807	$58	$58
106 SHARES IMMUNOVANT INC : IMVT	P	2021-03-24	2021-05-06	$1,763	$1,644	$119	$119
294 SHARES IMMUNOVANT INC : IMVT	P	2021-03-24	2021-05-06	$4,889	$4,559	$330	$330
100 SHARES OUSTER INC CLASS A : OUST	P	2021-04-07	2021-05-06	$1,095	$981	$114	$114
100 SHARES OUSTER INC CLASS A : OUST	P	2021-04-07	2021-05-06	$1,095	$981	$114	$114
100 SHARES OUSTER INC CLASS A : OUST	P	2021-04-07	2021-05-06	$1,095	$981	$114	$114
100 SHARES OUSTER INC CLASS A : OUST	P	2021-04-07	2021-05-06	$1,095	$981	$114	$114
100 SHARES OUSTER INC CLASS A : OUST	P	2021-04-07	2021-05-06	$1,095	$981	$114	$114
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-30	2021-05-06	$16,993	$15,757	$1,236	$1,236
100 SHARES ALERIAN MLP ETF : AMLP	P	2021-03-29	2021-05-10	$3,473	$3,046	$427	$427
300 SHARES ALERIAN MLP ETF : AMLP	P	2021-03-29	2021-05-10	$10,420	$9,138	$1,282	$1,282
100 SHARES CVS HEALTH CORP: CVS	P	2021-04-09	2021-05-10	$8,633	$7,385	$1,248	$1,248
1,000.0000 SHARES DIREXION DAILY SEMICONDUCTOR BEAR3X SHARES: SO	P	2021-03-31	2021-05-10	$10,601	$9,602	$999	$999
100 SHARES CVS HEALTH CORP: CVS	P	2021-04-09	2021-05-13	$8,431	$7,385	$1,046	$1,046
1 SHARES KOSS CORP: KOSS	P	2021-03-24	2021-05-13	$19	$16	$3	$3
499 SHARES KOSS CORP: KOSS	P	2021-05-06	2021-05-13	$9,611	$8,400	$1,211	$1,211
400 SHARES MERCK & CO. INC. : MRK	P	2021-02-19	2021-05-13	$31,548	$29,820	$1,728	$1,728
100 SHARES MERCK & CO. INC. : MRK	P	2021-04-07	2021-05-13	$7,887	$7,599	$288	$288
1 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$89	$84	$5	$5
30 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$2,655	$2,523	$132	$132
70 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$6,195	$5,887	$308	$308
99 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$8,762	$8,326	$436	$436
100 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$8,850	$8,410	$440	$440
100 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$8,850	$8,410	$440	$440
100 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-12	2021-05-13	$8,850	$8,411	$439	$439
100 SHARES PFIZER INC: PFE	P	2021-02-02	2021-05-13	$4,027	$3,510	$517	$517
100 SHARES PFIZER INC: PFE	P	2021-02-02	2021-05-13	$4,027	$3,510	$517	$517
300 SHARES PFIZER INC: PFE	P	2021-02-02	2021-05-13	$12,078	$10,530	$1,548	$1,548
200 SHARES SANOFI S A FSPONSORED ADR ADR REPS: SNY	P	2020-11-06	2021-05-13	$10,520	$9,892	$628	$628
40 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-30	2021-05-13	$6,841	$6,303	$538	$538
60 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-30	2021-05-13	$10,262	$9,454	$808	$808
100 SHARES THE COCA-COLA CO : KO	P	2021-03-31	2021-05-13	$5,472	$5,265	$207	$207
100 SHARES THE COCA-COLA CO : KO	P	2021-03-31	2021-05-13	$5,472	$5,265	$207	$207
100 SHARES AMGEN INC. : AMGN	P	2020-10-08	2021-05-18	$25,192	$24,591	$601	$601
500 SHARES CODEXIS INC: CDXS	P	2021-05-10	2021-05-18	$9,519	$8,555	$964	$964
50 SHARES CVS HEALTH CORP: CVS	P	2021-04-09	2021-05-18	$4,429	$3,693	$736	$736
400 SHARES MERCK & CO. INC. TRADES WITH DUE BILLS: MRK	P	2021-04-07	2021-05-18	$31,841	$30,396	$1,445	$1,445
100 SHARES MODERNA INC: MRNA	P	2021-03-18	2021-05-18	$16,026	$14,299	$1,727	$1,727
200 SHARES SANOFI S A FSPONSORED ADR ADR REPS: SNY	P	2020-11-06	2021-05-18	$10,728	$9,892	$836	$836
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-03	2021-05-18	$17,507	$16,075	$1,432	$1,432
50 SHARES CVS HEALTH CORP: CVS	P	2021-04-09	2021-05-19	$4,426	$3,693	$733	$733
500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-03-31	2021-05-19	$17,220	$16,865	$355	$355
100 SHARES MODERNA INC: MRNA	P	2021-05-13	2021-05-24	$16,591	$14,899	$1,692	$1,692
500 SHARES OUSTER INC CLASS A : OUST	P	2021-05-13	2021-05-24	$5,103	$4,207	$896	$896
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-03	2021-05-24	$17,633	$16,075	$1,558	$1,558
100 SHARES VANECK VECTORS GOLD MINERS ETF : GDX	P	2021-01-27	2021-05-24	$3,952	$3,418	$534	$534
500 SHARES CARDINAL HEALTH INC: CAH	P	2020-02-13	2021-05-03	$30,771	$29,780	$991	$991
900 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2019-08-14	2021-05-03	$6,597	$5,355	$1,242	$1,242
100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2020-02-21	2021-05-03	$733	$517	$216	$216
300 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-26	2021-05-03	$4,473	$3,731	$742	$742
600 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-26	2021-05-03	$8,946	$7,467	$1,479	$1,479
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-27	2021-05-03	$1,491	$1,186	$305	$305
41 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$673	$536	$137	$137
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$1,641	$1,307	$334	$334
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$1,641	$1,307	$334	$334
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$1,641	$1,307	$334	$334
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$1,641	$1,307	$334	$334
200 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$3,282	$2,615	$667	$667
259 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-05-06	$4,248	$3,386	$862	$862
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-26	2021-05-06	$1,641	$1,244	$397	$397
20 SHARES ABBVIE INC: ABBV	P	2018-03-19	2021-05-10	$2,335	$2,219	$116	$116
80 SHARES ABBVIE INC: ABBV	P	2018-03-19	2021-05-10	$9,339	$8,876	$463	$463
100 SHARES ABBVIE INC: ABBV	P	2018-03-19	2021-05-10	$11,675	$11,095	$580	$580
100 SHARES ABBVIE INC: ABBV	P	2018-03-19	2021-05-10	$11,674	$11,097	$577	$577
200 SHARES ABBVIE INC: ABBV	P	2018-03-19	2021-05-13	$23,377	$22,193	$1,184	$1,184
4 SHARES THE COCA-COLA CO : KO	P	2020-03-06	2021-05-13	$219	$222	-$3	-$3
96 SHARES THE COCA-COLA CO : KO	P	2020-03-06	2021-05-13	$5,252	$5,321	-$69	-$69
400 SHARES PFIZER INC: PFE	P	2020-05-01	2021-05-18	$16,069	$14,237	$1,832	$1,832
100 SHARES ALERIAN MLP ETF : AMLP	P	2021-03-29	2021-06-02	$3,581	$3,046	$535	$535
100 SHARES ALERIAN MLP ETF : AMLP	P	2021-03-29	2021-06-02	$3,581	$3,046	$535	$535
10 SHARES AMC ENTERTAINMENT AMC	P	2021-02-05	2021-06-02	$671	$68	$603	$603
200 SHARES ASSERTIO HOLDINGS INC : ASRT	P	2021-05-19	2021-06-02	$365	$312	$53	$53
300 SHARES ASSERTIO HOLDINGS INC : ASRT	P	2021-05-19	2021-06-02	$548	$468	$80	$80
100 SHARES ASSERTIO HOLDINGS INC : ASRT	P	2021-05-24	2021-06-02	$183	$151	$32	$32
400 SHARES ASSERTIO HOLDINGS INC : ASRT	P	2021-05-24	2021-06-02	$730	$603	$127	$127
1,000.0000 SHARES AURORA CANNABIS INC F : ACB	P	2021-04-07	2021-06-02	$10,015	$8,429	$1,586	$1,586
1,000.0000 SHARES AURORA CANNABIS INC F : ACB	P	2021-05-13	2021-06-02	$10,015	$7,285	$2,730	$2,730
100 SHARES CVS HEALTH CORP: CVS	P	2021-04-09	2021-06-02	$8,606	$7,385	$1,221	$1,221
9 SHARES GAMESTOP CORP CLASS GME	P	2021-03-19	2021-06-02	$2,548	$1,824	$724	$724
1 SHARES GAMESTOP CORP CLASS A : GME	P	2021-03-24	2021-06-02	$283	$121	$162	$162
1,000.0000 SHARES INOVIO PHARMA : INO	P	2021-05-06	2021-06-02	$7,870	$6,478	$1,392	$1,392
1 SHARES KOSS CORP: KOSS	P	2021-05-06	2021-06-02	$39	$17	$22	$22
100 SHARES KOSS CORP: KOSS	P	2021-05-19	2021-06-02	$3,918	$1,732	$2,186	$2,186
899 SHARES KOSS CORP: KOSS	P	2021-05-19	2021-06-02	$35,218	$15,570	$19,648	$19,648
500 SHARES KOSS CORP: KOSS	P	2021-05-24	2021-06-02	$19,588	$8,480	$11,108	$11,108
30 SHARES MODERNA INC: MRNA	P	2021-05-06	2021-06-02	$5,732	$4,804	$928	$928
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,794	$1,387	$407	$407
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
100 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$1,793	$1,387	$406	$406
200 SHARES NIKOLA CORP : NKLA	P	2021-03-29	2021-06-02	$3,586	$2,774	$812	$812
500 SHARES NOVARTIS AG1 ADR REPS: NVS	P	2021-03-31	2021-06-02	$44,380	$42,875	$1,505	$1,505
100 SHARES OUSTER INC	P	2021-04-07	2021-06-02	$1,199	$981	$218	$218
100 SHARES OUSTER INC	P	2021-04-07	2021-06-02	$1,199	$981	$218	$218
100 SHARES PFIZER INC: PFE	P	2020-12-30	2021-06-02	$3,873	$3,695	$178	$178
90 SHARES SCHWAB FUNDAME	P	2021-03-03	2021-06-02	$3,124	$2,851	$273	$273
1,000.0000 SHARES SORRENTO THERAPEUTCS: SRNE	P	2021-05-06	2021-06-02	$8,450	$6,966	$1,484	$1,484
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-03	2021-06-02	$17,870	$16,075	$1,795	$1,795
90 SHARES VANECK VECTORS GOLD MINERS ETF : GDX	P	2021-01-27	2021-06-02	$3,555	$3,076	$479	$479
200 SHARES ABBVIE INC: ABBV	P	2021-06-02	2021-06-15	$23,149	$22,243	$906	$906
200 SHARES FASTLY INC: FSLY	P	2021-05-19	2021-06-15	$10,886	$8,529	$2,357	$2,357
1 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-06-15	$32	$29	$3	$3
1 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-06-15	$32	$29	$3	$3
10 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-06-15	$316	$287	$29	$29
13 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-06-15	$410	$373	$37	$37
75 SHARES HEALTHCARE SVC GROUP: HCSG	P	2021-03-03	2021-06-15	$2,367	$2,154	$213	$213
500 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-05-19	2021-06-15	$46,920	$43,844	$3,076	$3,076
300 SHARES OUSTER INC	P	2021-04-07	2021-06-15	$3,419	$2,944	$475	$475
100 SHARES PFIZER INC: PFE	P	2020-12-30	2021-06-15	$3,956	$3,695	$261	$261
100 SHARES PFIZER INC: PFE	P	2020-12-30	2021-06-15	$3,956	$3,695	$261	$261
26.652 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2021-03-31	2021-06-15	$2,386	$2,064	$322	$322
500 SHARES PROSHARES ULTRASHORT SHORT DOW 30 : SDOW	P	2021-06-02	2021-06-16	$17,211	$16,479	$732	$732
200 SHARES CODEXIS INC: CDXS	P	2021-05-06	2021-06-18	$4,312	$3,938	$374	$374
100 SHARES CODEXIS INC: CDXS	P	2021-05-10	2021-06-18	$2,156	$1,711	$445	$445
500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-06-07	2021-06-18	$15,913	$14,358	$1,555	$1,555
200 SHARES MERCK & CO. INC. : MRK	P	2021-06-02	2021-06-18	$15,428	$14,423	$1,005	$1,005
300 SHARES MERCK & CO. INC. : MRK	P	2021-06-02	2021-06-18	$23,142	$21,635	$1,507	$1,507
200 SHARES ABBVIE INC: ABBV	P	2021-06-02	2021-06-22	$23,035	$22,243	$792	$792
1,000.0000 SHARES ALSEA SAB DE CV ORDF : ALSSF	P	2020-03-18	2021-06-02	$1,690	$892	$798	$798
200 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2019-02-25	2021-06-02	$1,586	$1,370	$216	$216
10 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2019-08-13	2021-06-02	$79	$63	$16	$16
90 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2019-08-14	2021-06-02	$714	$536	$178	$178
100 SHARES PFIZER INC: PFE	P	2020-05-01	2021-06-02	$3,873	$3,559	$314	$314
67 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$1,154	$1,010	$144	$144
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$1,723	$1,507	$216	$216
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$1,723	$1,507	$216	$216
100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$1,723	$1,507	$216	$216
133 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$2,292	$1,972	$320	$320
200 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$3,446	$3,013	$433	$433
200 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2019-08-14	2021-06-02	$3,446	$3,013	$433	$433
33 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-06-02	$569	$432	$137	$137
67 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI	P	2020-02-21	2021-06-02	$1,154	$875	$279	$279
10 SHARES SPDR INDEX SHARES EMERG MARKT ETF IV : SPEM	P	2019-08-14	2021-06-02	$464	$328	$136	$136
23.348 SHARES RAYTHEON TECHNOLOGIES CO : RTX	P	2020-02-27	2021-06-15	$2,090	$1,949	$141	$141
200 SHARES ALERIAN MLP ETF : AMLP	P	2020-03-03	2021-06-16	$7,728	$6,736	$992	$992
400 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD	P	2019-02-25	2021-06-22	$3,242	$3,118	$124	$124
5 SHARES OTIS WORLDWIDE CORP : OTIS	P	2020-03-10	2021-06-22	$406	$320	$86	$86
5 SHARES OTIS WORLDWIDE CORP : OTIS	P	2020-06-10	2021-06-22	$406	$297	$109	$109
100 SHARES ABBVIE INC: ABBV	P	2021-06-02	2021-07-06	$11,556	$11,122	$434	$434
300 SHARES CODEXIS INC: CDXS	P	2021-05-06	2021-07-06	$6,689	$5,907	$782	$782
300 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV	P	2021-05-06	2021-07-06	$3,696	$3,240	$456	$456
500 SHARES QIAGEN N V F : QGEN	P	2021-06-02	2021-07-06	$25,022	$23,559	$1,463	$1,463
200 SHARES CODEXIS INC: CDXS	P	2021-05-06	2021-07-09	$4,441	$3,938	$503	$503
500 SHARES ENERPAC TOOL GROUP CORP : EPAC	P	2021-06-18	2021-07-09	$13,622	$12,290	$1,332	$1,332
500 SHARES MERCK & CO. INC. : MRK	P	2021-06-07	2021-07-09	$39,010	$36,428	$2,582	$2,582
10 SHARES MODERNA INC: MRNA	P	2021-05-06	2021-07-09	$2,324	$1,601	$723	$723
400 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-03	2021-07-09	$36,988	$35,126	$1,862	$1,862
200 SHARES PFIZER INC: PFE	P	2020-12-30	2021-07-09	$7,930	$7,390	$540	$540
400 SHARES QIAGEN N V F : QGEN	P	2021-05-06	2021-07-09	$20,214	$19,064	$1,150	$1,150
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-03-03	2021-07-09	$16,941	$16,075	$866	$866
200 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-06-18	2021-07-09	$33,882	$33,175	$707	$707
100 SHARES ABBVIE INC: ABBV	P	2018-03-01	2021-07-06	$11,556	$11,349	$207	$207
59 SHARES CODEXIS INC: CDXS	P	2021-06-22	2021-08-05	$1,338	$1,201	$137	$137
241 SHARES CODEXIS INC: CDXS	P	2021-06-22	2021-08-05	$5,457	$4,908	$549	$549
300 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-05	$15,827	$14,748	$1,079	$1,079
100 SHARES QIAGEN N V F : QGEN	P	2021-05-06	2021-08-05	$5,276	$4,766	$510	$510
200 SHARES CODEXIS INC: CDXS	P	2021-03-03	2021-08-16	$4,666	$4,202	$464	$464
300 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-06-02	2021-08-16	$9,566	$8,945	$621	$621
200 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-06-07	2021-08-16	$6,377	$5,743	$634	$634
500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA	P	2021-06-22	2021-08-16	$15,943	$14,945	$998	$998
500 SHARES MERCK & CO. INC. : MRK	P	2021-06-07	2021-08-16	$38,910	$36,428	$2,482	$2,482
161 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-03	2021-08-16	$15,200	$14,138	$1,062	$1,062
239 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS	P	2021-03-03	2021-08-16	$22,564	$20,988	$1,576	$1,576
500 SHARES ORGANON & CO : OGN	P	2021-06-22	2021-08-16	$17,085	$14,554	$2,531	$2,531
100 SHARES PFIZER INC: PFE	P	2020-12-30	2021-08-16	$4,875	$3,695	$1,180	$1,180
9 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-16	$466	$442	$24	$24
91 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-16	$4,713	$4,474	$239	$239
100 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-16	$5,179	$4,916	$263	$263
10 SHARES MODERNA INC: MRNA	P	2021-05-06	2021-08-23	$4,108	$1,601	$2,507	$2,507
100 SHARES PFIZER INC: PFE	P	2020-12-30	2021-08-23	$4,995	$3,695	$1,300	$1,300
13 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-23	$701	$639	$62	$62
29 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-23	$1,563	$1,426	$137	$137
58 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-23	$3,126	$2,851	$275	$275
100 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-23	$5,390	$4,916	$474	$474
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-06-18	2021-08-23	$16,873	$16,588	$285	$285
100 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-06-18	2021-08-23	$16,873	$16,590	$283	$283
37 SHARES ORGANON & CO : OGN	P	2021-06-18	2021-08-27	$1,267	$1,123	$144	$144
263 SHARES ORGANON & CO : OGN	P	2021-06-18	2021-08-27	$9,008	$7,985	$1,023	$1,023
300 SHARES QIAGEN N V F : QGEN	P	2021-03-03	2021-08-27	$16,659	$14,748	$1,911	$1,911
100 SHARES QIAGEN N V F : QGEN	P	2021-04-27	2021-08-27	$5,553	$4,946	$607	$607
200 SHARES SPDR GOLD SHARES ETF : GLD	P	2021-06-18	2021-08-27	$34,008	$33,180	$828	$828
200 SHARES THE COCA-COLA CO : KO	P	2020-03-06	2021-08-05	$11,307	$11,085	$222	$222
200 SHARES ABBVIE INC: ABBV	P	2018-03-01	2021-08-16	$23,677	$22,699	$978	$978
100 SHARES ABBVIE INC: ABBV	P	2018-03-01	2021-08-23	$11,963	$11,349	$614	$614
100 SHARES QIAGEN N V F : QGEN	P	2021-04-27	2021-08-31	$5,576	$4,946	$630	$630
500 SHARES WALGREENS BOOTS ALLI : WBA	P	2021-07-06	2021-08-31	$25,316	$23,842	$1,474	$1,474
4 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$487	$379	$108	$108
5 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$609	$474	$135	$135
12 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$1,461	$1,138	$323	$323
28 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$3,410	$2,656	$754	$754
51 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$6,211	$4,838	$1,373	$1,373
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$12,178	$9,486	$2,692	$2,692
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$12,178	$9,486	$2,692	$2,692
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$12,178	$9,486	$2,692	$2,692
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-10	$12,178	$9,486	$2,692	$2,692
5,000.0000 SHARES GLOBALSTAR INC : GSAT	P	2021-08-31	2021-09-10	$13,257	$9,945	$3,312	$3,312
2 SHARES GOHEALTH INC CLASS GOCO	P	2021-08-16	2021-09-10	$11	$10	$1	$1
198 SHARES GOHEALTH INC CLASS GOCO	P	2021-08-16	2021-09-10	$1,133	$975	$158	$158
800 SHARES GOHEALTH INC CLASS GOCO	P	2021-08-16	2021-09-10	$4,579	$3,940	$639	$639
100 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$1,000	$900	$100	$100
100 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$1,000	$901	$99	$99
100 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$1,000	$901	$99	$99
100 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$1,000	$901	$99	$99
100 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$1,000	$901	$99	$99
200 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$2,000	$1,801	$199	$199
200 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$2,000	$1,802	$198	$198
200 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$2,000	$1,802	$198	$198
322 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$3,220	$2,901	$319	$319
600 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$6,000	$5,406	$594	$594
1,178.0000 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$11,780	$10,614	$1,166	$1,166
1,800.0000 SHARES LIGHTNING EMOTORS INC : ZEV	P	2021-08-31	2021-09-10	$18,000	$16,218	$1,782	$1,782
10 SHARES MODERNA INC: MRNA	P	2021-05-06	2021-09-10	$4,502	$1,601	$2,901	$2,901
100 SHARES PFIZER INC: PFE	P	2020-12-30	2021-09-10	$4,567	$3,695	$872	$872
100 SHARES QIAGEN N V F : QGEN	P	2021-04-27	2021-09-10	$5,553	$4,946	$607	$607
49 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-16	$5,750	$4,648	$1,102	$1,102
51 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-09-16	$5,985	$4,838	$1,147	$1,147
10 SHARES MODERNA INC: MRNA	P	2021-05-06	2021-09-16	$4,409	$1,601	$2,808	$2,808
100 SHARES QIAGEN N V F : QGEN	P	2021-04-27	2021-09-20	$5,462	$4,946	$516	$516
49 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-10-08	$7,019	$4,648	$2,371	$2,371
51 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-10-08	$7,306	$4,838	$2,468	$2,468
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-10-08	$14,325	$9,486	$4,839	$4,839
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-08-31	2021-10-08	$14,325	$9,487	$4,838	$4,838
9 SHARES COSTCO WHOLESALE CO : COST	P	2021-09-28	2021-10-08	$4,078	$4,042	$36	$36
91 SHARES COSTCO WHOLESALE CO : COST	P	2021-09-28	2021-10-08	$41,236	$40,871	$365	$365
200 SHARES FIRST SOLAR INC : FSLR	P	2021-09-28	2021-10-08	$19,711	$19,119	$592	$592
220 SHARES GRAYSCALE ETHEREUM COM U : ETHE	P	2021-09-28	2021-10-08	$7,668	$5,982	$1,686	$1,686
280 SHARES GRAYSCALE ETHEREUM COM U : ETHE	P	2021-09-28	2021-10-08	$9,759	$7,608	$2,151	$2,151
100 SHARES HUMANA INC: HUM	P	2021-09-28	2021-10-08	$41,003	$39,660	$1,343	$1,343
1,000.0000 SHARES HUT EIGHT MINING CORP F : HUT	P	2021-09-28	2021-10-08	$10,410	$8,243	$2,167	$2,167
300 SHARES JD COM INC FSPONSORED ADR ADR REPS: JD	P	2021-09-28	2021-10-08	$23,493	$22,374	$1,119	$1,119
500 SHARES KE HLDGS INC SPONSORED FSPONSORED	P	2021-10-08	2021-10-08	$9,727	$8,635	$1,092	$1,092
100 SHARES NIKE INC	P	2021-10-08	2021-10-08	$15,257	$14,625	$632	$632
300 SHARES PLAYTIKA HLDG CORP : PLTK	P	2021-10-08	2021-10-08	$8,240	$7,910	$330	$330
400 SHARES THE COCA-COLA CO : KO	P	2021-10-08	2021-10-08	$21,742	$21,114	$628	$628
100 SHARES ZOETIS INC CLASS A : ZTS	P	2021-10-08	2021-10-08	$19,907	$19,449	$458	$458
100 SHARES AFFIRM HLDGS INC : AFRM	P	2021-10-11	2021-10-11	$13,564	$9,487	$4,077	$4,077
500 SHARES GRAYSCALE ETHEREUM COM U : ETHE	P	2021-10-11	2021-10-11	$16,885	$13,595	$3,290	$3,290
100 SHARES HUMANA INC: HUM	P	2021-10-11	2021-10-11	$41,412	$39,674	$1,738	$1,738
1,000.0000 SHARES HUT EIGHT MINING CORP F : HUT	P	2021-10-11	2021-10-11	$10,791	$8,930	$1,861	$1,861
200 SHARES JD COM INC FSPONSORED ADR ADR REPS: JD	P	2021-10-11	2021-10-11	$15,597	$14,916	$681	$681
400 SHARES KE HLDGS INC SPONSORED FSPONSORED	P	2021-10-11	2021-10-11	$8,193	$6,908	$1,285	$1,285
100 SHARES MERCK & CO. INC. : MRK	P	2021-03-30	2021-10-11	$7,992	$7,321	$671	$671
100 SHARES MERCK & CO. INC. : MRK	P	2021-06-07	2021-10-11	$7,992	$7,286	$706	$706
300 SHARES MERCK & CO. INC. : MRK	P	2021-06-07	2021-10-11	$23,976	$21,857	$2,119	$2,119
400 SHARES NATL RETAIL PPTY REIT : NNN	P	2021-09-28	2021-10-11	$17,946	$17,550	$396	$396
1,000.0000 SHARES SOFI TECHNOLOGIES INC : SOFI	P	2021-09-22	2021-10-11	$18,385	$15,760	$2,625	$2,625
ULTRA VIX ST FUTURE K-1 LOSS	P	2020-12-01	2021-11-30		$72,351	-$72,351	-$72,351

Field	Value	IRS element (for citing)
Capital Gain Net Income	$460,772	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$6,773	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$6,773	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$6,773	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$21,133	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$21,133	TotalPaymentsAndCreditsAmt
Es Penalty	$54	EsPenaltyAmt
Overpayment	$14,306	OverpaymentAmt
Applied To ES Tax	$14,306	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	CA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	GUOCHEN YAN	IndividualWithBooksNm
Phone	7757719437	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	2600 FARETTO LN	AddressLine1Txt
City	RENO	CityNm
State Abbreviation	NV	StateAbbreviationCd
ZIP	89511	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
GUOCHEN YAN
2600 FARETTO LN	RENO	NV	89511	CEO	6.00	$0	$0	$0
GLORIA GUOHONG ZHANG
2600 FARETTO LN	RENO	NV	89511	SECRETARY	6.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	COSTS INVOLVED IN DISCUSSION, PLANNING, AND EXAMINING OF SPECIFIC DONATION ACTIVITIES AND ALSO FOR SOME SCHOOL AND CHURCH ACTIVITIES, AS REPORTED IN PREVIOUS YEARS.	Description1Txt
Expenses1	$3,943	Expenses1Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$6,429,944	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$2,339,389	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$8,769,333	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$8,769,333	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$131,540	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$8,637,793	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$431,890	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$431,890	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$6,773	TaxBasedOnInvestmentIncomeAmt
Total Tax	$6,773	TotalTaxAmt
Distributable Before Adj	$425,117	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$425,117	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$425,117	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$457,421	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$6,608	CharitableAssetsAcquisPaidAmt
Qualifying Distributions	$464,029	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$464,029	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$425,117	DistributableAsAdjustedAmt
Undistributed Income PY	$332,546	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$464,029	QualifyingDistributionsAmt
Applied To Year1	$332,546	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$131,483	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$293,634	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	GUOCHEN YAN	ContributingManagerNm
Contributing Manager	GLORIA GUOHONG ZHANG	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
UCI FOUNDATION
100 THEORY SUITE 250	IRVINCE	CA	92617	N/A	PUBLIC CHARITY	DONATIONS	$25,000
UNIVERSITY OF NEVADA SCHOOL OF MEDICINE
RENO SCHOOL	RENO	NV	89557	N/A	PUBLIC CHARITY	DONATIONS	$250,000
NORTH AMERICAN CHINESE EDUCATIONAL FOUNDATION
1450 AVILA COURT	HAYWARD	CA	94544	N/A	PUBLIC CHARITY	DONATIONS	$50,000
VIRGINIA COMMONWEALTH UNIVERSITY FOUNDATION
PO BOX 843075	RICHMOND	VA	23284	N/A	PUBLIC CHARITY	DONATIONS	$100,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$425,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$246	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$52,665	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$460,772	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp

Field	Value	IRS element (for citing)
Desc	CLIENT REFUND	Desc
Exclusion	01	ExclusionCd
Exclusion	$2,574	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$516,257	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$516,257	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	LEGAL AND PROFESSIONAL EXPENSE	CategoryTxt
Amt	$8,021	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$8,021	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (21 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
FURNITURE	2010-11-30	$2,033	$1,763	SL	7.000000000000	$270	$0	$0
FURNITURE	2014-11-20	$187	$135	SL	7.000000000000	$52	$0	$0
FURNITURE	2013-12-01	$1,577	$1,350	SL	7.000000000000	$227	$0	$0
EQUIPMENT	2009-07-13	$328	$228	SL	5.000000000000	$100	$0	$0
EQUIPMENT	2013-11-22	$537	$336	SL	5.000000000000	$201	$0	$0
EQUIPMENT	2013-11-23	$1,929	$1,727	SL	5.000000000000	$202	$0	$0
EQUIPMENT	2014-11-30	$345	$238	SL	5.000000000000	$107	$0	$0
EQUIPMENT	2015-11-30	$1,941	$1,740	SL	5.000000000000	$201	$0	$0
FURNITURE	2012-02-07	$134	$134	SL	7.000000000000	$0	$0	$0
FURNITURE	2012-05-10	$405	$376	SL	7.000000000000	$29	$0	$0
COMPUTER	2008-06-22	$536	$536	SL	5.000000000000	$0	$0	$0
COMPUTER	2009-11-30	$500	$500	SL	5.000000000000	$0	$0	$0
COMPUTER	2010-11-08	$437	$437	SL	3.000000000000	$0	$0	$0
COMPUTER	2011-11-30	$5,304	$5,304	SL	3.000000000000	$0	$0	$0
COMPUTER	2012-11-30	$3,554	$3,554	SL	3.000000000000	$0	$0	$0
COMPUTER	2013-11-30	$1,224	$1,224	SL	3.000000000000	$0	$0	$0
COMPUTER	2014-11-30	$2,265	$2,265	SL	3.000000000000	$0	$0	$0
COMPUTER	2015-11-30	$3,139	$3,139	SL	3.000000000000	$0	$0	$0
SOFTWARE	2012-11-30	$433	$433	SL	5.000000000000	$0	$0	$0
SOFTWARE	2013-11-30	$585	$585	SL	5.000000000000	$0	$0	$0
COMPUTER	2021-11-21	$6,608		SL	5.000000000000	$0	$0	$0

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	INVESTMENT-UVXY	StockNm
EOY Book Value	$29,247	EOYBookValueAmt
EOYFMV	$41,040	EOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (2 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
4098394.643 SHARES SVUXX	AT COST	$4,100,363	$4,099,624
INVESTMENT-CHARLES SCHWAB	AT COST	$4,266,371	$3,471,464

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (21 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
FURNITURE	$2,033	$2,033	$0	$0
FURNITURE	$187	$187	$0	$0
FURNITURE	$1,577	$1,577	$0	$0
EQUIPMENT	$328	$328	$0	$0
EQUIPMENT	$537	$537	$0	$0
EQUIPMENT	$1,929	$1,929	$0	$0
EQUIPMENT	$345	$345	$0	$0
EQUIPMENT	$1,941	$1,941	$0	$0
FURNITURE	$134	$134	$0	$0
FURNITURE	$405	$405	$0	$0
COMPUTER	$536	$536	$0	$0
COMPUTER	$500	$500	$0	$0
COMPUTER	$437	$437	$0	$0
COMPUTER	$5,304	$5,304	$0	$0
COMPUTER	$3,554	$3,554	$0	$0
COMPUTER	$1,224	$1,224	$0	$0
COMPUTER	$2,265	$2,265	$0	$0
COMPUTER	$3,139	$3,139	$0	$0
SOFTWARE	$433	$433	$0	$0
SOFTWARE	$585	$585	$0	$0
COMPUTER	$6,608	$0	$6,608	$6,608

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (14 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
AUTO EXPENSE	$1,640	$0	$0	$1,640
MARKETING	$1,120	$0	$0	$1,120
FILING FEE	$110	$0	$0	$110
JANITORIAL EXPENSE	$1,180	$0	$0	$1,180
MAINTENANCE	$4,605	$0	$0	$4,605
OFFICE EXPENSE	$451	$0	$0	$451
POSTAGE	$1,290	$0	$0	$1,290
PROGRAM EXPENSE	$3,943	$0	$0	$3,943
SUPPLIES	$3,995	$0	$0	$3,995
TELEPHONE	$1,811	$0	$0	$1,811
UTILITIES	$1,595	$0	$0	$1,595
BANK CHARGE	$382	$0	$0	$382
INTEREST EXPENSE	$56	$0	$0	$56
PENALTY	$260	$0	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Field	Value	IRS element (for citing)
Desc	CLIENT REFUND	Desc
Revenue And Expenses Per Books	$2,574	RevenueAndExpensesPerBooksAmt
Adjusted Net Income	$2,574	AdjustedNetIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	IRS TAX	CategoryTxt
Amt	$26,418	Amt
Net Investment Income	$26,418	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

AYZ FAMILY FOUNDATION: Form 990PF, tax year 2020

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Preparer Person PreparerPersonGrp

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (606 entries)

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (21 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (2 entries)

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (21 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (14 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

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