2022-09-26T14:14:25-05:00 2021-11-30 475284605 ERIC ZHANG & ASSOCIATES LLP 920 HILLVIEW CT 180 MILPITAS CA 95035 990PF 2020-12-01 201973760 AYZ FAMILY FOUNDATION AYZF 7757719437 2600 FARETTO LN RENO NV 89511 GUOCHEN YAN CEO 7757719437 2022-09-26 1 GUOCHEN YAN 999009999 ERIC ZHANG CPA P00548506 6265812266 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 8156367 X X 246 246 52665 52665 460772 5060954 460772 2574 0 0 516257 513683 0 0 0 0 0 8021 0 0 8021 26418 26418 0 0 1389 0 0 2222 0 0 2222 22438 0 0 22178 60488 26418 0 32421 425000 425000 485488 26418 0 457421 30769 487265 0 2343542 537631 537631 2465384 29247 41040 4099136 8366734 7571088 34001 27393 1389 6608 6608 8909451 8940220 8156367 0 0 X 8909451 8940220 8909451 8940220 8909451 8940220 8909451 30769 0 8940220 0 8940220 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-18 2020-12-01 5448 5371 77 77 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-18 2020-12-01 5448 5371 77 77 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-19 2020-11-30 5448 5214 234 234 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-19 2020-11-30 5448 5214 234 234 16SHARESMYOMO INC : MYO P 2020-09-16 2020-11-30 118 80 38 38 64SHARESMYOMO INC : MYO P 2020-09-16 2020-11-30 470 320 150 150 200SHARESMYOMO INC : MYO P 2020-09-16 2020-11-30 1470 1000 470 470 220SHARESMYOMO INC : MYO P 2020-09-16 2020-11-30 1617 1100 517 517 100SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-07-21 2020-11-30 9085 8624 461 461 100SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-07-21 2020-11-30 9085 8624 461 461 200SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-10-15 2020-11-30 18170 17081 1089 1089 200SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-10-21 2020-11-30 18170 16894 1276 1276 400SHARESALERIAN MLP ETF : AMLP P 2020-07-07 2020-12-02 10458 9471 987 987 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-18 2020-12-02 5564 5371 193 193 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-18 2020-12-02 5564 5371 193 193 100SHARESCARDINAL HEALTH INC: CAH P 2020-11-18 2020-12-02 5564 5372 192 192 100SHARESJPMORGAN CHASE & CO : JPM P 2020-11-18 2020-12-02 12207 11521 686 686 20SHARESMODERNA INC: MRNA P 2020-07-31 2020-12-02 2887 1492 1395 1395 500SHARESMYOMO INC : MYO P 2020-09-16 2020-12-02 3741 2500 1241 1241 200SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-02-26 2020-12-02 18300 17417 883 883 100SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-07-21 2020-12-02 9150 8624 526 526 200SHARESNOVARTIS AG1 ADR REPS: NVS P 2020-08-21 2020-12-02 18300 17287 1013 1013 500SHARESPFIZER INC: PFE P 2020-11-05 2020-12-02 20361 17290 3071 3071 0.96SHARESRAYTHEON TECHNOLOGIES CO : RTX P 2020-03-12 2020-12-02 69 68 1 1 23.348SHARESRAYTHEON TECHNOLOGIES CO : RTX P 2020-06-09 2020-12-02 1680 1649 31 31 175.692SHARESRAYTHEON TECHNOLOGIES CO : RTX P 2020-06-10 2020-12-02 12642 12052 590 590 500SHARESSCHWAB FUNDA EMG MKTS LARGE COM ETF : FNDE P 2020-02-27 2020-12-02 13864 13108 756 756 500SHARESSCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF P 2020-08-28 2020-12-02 14482 12762 1720 1720 100SHARESVANGUARD FINANCIALS ETF IV : VFH P 2020-09-09 2020-12-02 7055 6086 969 969 24.0788SHARESVIATRIS INC: VTRS P 2020-10-21 2020-12-02 412 375 37 37 61.9211SHARESVIATRIS INC: VTRS P 2020-11-05 2020-12-02 1060 947 113 113 500SHARESA T & T INC : T P 2020-10-23 2020-12-11 15505 13907 1598 1598 500SHARESA T & T INC : T P 2020-10-27 2020-12-11 15505 13460 2045 2045 100SHARESCANTEL MEDICAL CORP : CMD P 2020-03-05 2020-12-11 7424 5620 1804 1804 74SHARESCANTEL MEDICAL CORP : CMD P 2020-08-31 2020-12-11 5493 3923 1570 1570 126SHARESCANTEL MEDICAL CORP : CMD P 2020-08-31 2020-12-11 9354 6680 2674 2674 100SHARESCBIZ INC: CBZ P 2020-03-09 2020-12-11 2566 2448 118 118 400SHARESCBIZ INC: CBZ P 2020-11-19 2020-12-11 10264 9801 463 463 20SHARESMODERNA INC: MRNA P 2020-07-31 2020-12-11 3135 1492 1643 1643 400SHARESHEALTHCARE SVC GROUP: HCSG P 2020-10-22 2020-12-16 10718 9531 1187 1187 16SHARESMYOMO INC : MYO P 2020-09-16 2020-12-16 107 80 27 27 84SHARESMYOMO INC : MYO P 2020-09-16 2020-12-16 564 420 144 144 100SHARESMYOMO INC : MYO P 2020-09-16 2020-12-16 672 500 172 172 100SHARESMYOMO INC : MYO P 2020-09-16 2020-12-16 672 500 172 172 200SHARESMYOMO INC : MYO P 2020-09-16 2020-12-16 1342 1000 342 342 500SHARESSCHWAB FUNDA EMG MKTS LARGE COM ETF : FNDE P 2020-02-24 2020-12-16 14032 13473 559 559 300SHARESSCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF P 2020-08-28 2020-12-16 8817 7657 1160 1160 500SHARESWESTPORT FUEL SYSTEM F : WPRT P 2020-09-21 2020-12-16 2230 1147 1083 1083 100SHARESCANTEL MEDICAL CORP : CMD P 2020-02-26 2020-12-18 7650 6599 1051 1051 100SHARESCANTEL MEDICAL CORP : CMD P 2020-02-27 2020-12-18 7650 6541 1109 1109 400SHARESCBIZ INC: CBZ P 2020-06-09 2020-12-18 10400 10197 203 203 100SHARESCBIZ INC: CBZ P 2020-11-19 2020-12-18 2600 2450 150 150 104SHARESHEALTHCARE SVC GROUP: HCSG P 2020-08-11 2020-12-18 2809 2515 294 294 396SHARESHEALTHCARE SVC GROUP: HCSG P 2020-08-11 2020-12-18 10696 9575 1121 1121 40SHARESMODERNA INC: MRNA P 2020-07-31 2020-12-18 5712 2985 2727 2727 300SHARESMYOMO INC : MYO P 2020-09-16 2020-12-18 2190 1500 690 690 45SHARESPFIZER INC: PFE P 2020-10-21 2020-12-18 1689 1586 103 103 68SHARESPFIZER INC: PFE P 2020-10-21 2020-12-18 2553 2397 156 156 87SHARESPFIZER INC: PFE P 2020-10-21 2020-12-18 3266 3067 199 199 100SHARESPFIZER INC: PFE P 2020-10-21 2020-12-18 3754 3525 229 229 100SHARESPFIZER INC: PFE P 2020-10-21 2020-12-18 3754 3525 229 229 100SHARESPFIZER INC: PFE P 2020-10-21 2020-12-18 3754 3525 229 229 50SHARESQIAGEN N V F : QGEN P 2020-03-03 2020-12-18 2628 2073 555 555 1SHARESMYOMO INC : MYO P 2020-09-16 2020-12-22 7 5 2 2 99SHARESMYOMO INC : MYO P 2020-09-16 2020-12-22 683 495 188 188 100SHARESMYOMO INC : MYO P 2020-09-16 2020-12-22 690 500 190 190 40SHARESABBVIE INC: ABBV P 2018-06-12 2020-11-30 4193 3956 237 237 460SHARESABBVIE INC: ABBV P 2018-06-12 2020-11-30 48225 45491 2734 2734 1,000.0000SHARESABBVIE INC: ABBV P 2018-06-07 2020-12-02 104916 99302 5614 5614 500SHARESABBVIE INC: ABBV P 2018-05-29 2020-12-16 52436 49678 2758 2758 10SHARESSTERLING CONSTRUCTN: STRL P 2019-08-14 2020-12-18 203 102 101 101 200SHARESCODEXIS INC: CDXS P 2019-05-16 2020-12-22 4680 3918 762 762 200SHARESCODEXIS INC: CDXS P 2019-05-16 2020-12-22 4680 3920 760 760 100 SHARES CBIZ INC: CBZ P 2020-06-09 2020-12-30 2661 2549 112 112 300 SHARES HEALTHCARE SVC GROUP: HCSG P 2020-07-30 2020-12-30 8322 7839 483 483 100 SHARES NOVARTIS AG FSPONSORED ADR P 2020-02-24 2020-12-30 9453 9049 404 404 200 SHARES NOVARTIS AG FSPONSORED ADR P 2020-02-26 2020-12-30 18906 17420 1486 1486 200 SHARES NOVARTIS AG FSPONSORED ADR P 2020-06-26 2020-12-30 18906 17430 1476 1476 50 SHARES QIAGEN N V F : QGEN P 2020-03-03 2020-12-30 2650 2073 577 577 200 SHARES SCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF P 2020-08-28 2020-12-30 5922 5105 817 817 300 SHARES THE COCA-COLA CO : KO P 2020-03-11 2020-12-30 16325 15475 850 850 300 SHARES WESTPORT FUEL SYSTEM F : WPRT P 2020-09-21 2020-12-30 1630 702 928 928 200 SHARES A T & T INC : T P 2020-09-21 2021-01-04 5894 5699 195 195 300 SHARES A T & T INC : T P 2020-10-09 2021-01-04 8841 8479 362 362 500 SHARES A T & T INC : T P 2020-12-22 2021-01-04 14735 14190 545 545 300 SHARES HEALTHCARE SVC GROUP: HCSG P 2020-03-03 2021-01-05 8736 8221 515 515 500 SHARES VANECK VECTORS GOLD MINERS ETF : GDX P 2020-12-30 2021-01-05 19230 18199 1031 1031 100 SHARES AMGEN INC. : AMGN P 2020-11-30 2021-01-08 23867 22179 1688 1688 2 SHARES CBIZ INC: CBZ P 2020-03-06 2021-01-08 54 52 2 2 2 SHARES CBIZ INC: CBZ P 2020-03-06 2021-01-08 54 52 2 2 4 SHARES CBIZ INC: CBZ P 2020-03-06 2021-01-08 108 104 4 4 92 SHARES CBIZ INC: CBZ P 2020-03-06 2021-01-08 2482 2393 89 89 100 SHARES CBIZ INC: CBZ P 2021-01-05 2021-01-08 2698 2561 137 137 74 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-09-28 2021-01-08 1040 933 107 107 426 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-09-28 2021-01-08 5985 5370 615 615 200 SHARES CBIZ INC: CBZ P 2020-03-06 2021-01-15 5518 5203 315 315 100 SHARES CODEXIS INC: CDXS P 2021-01-05 2021-01-15 2525 2110 415 415 200 SHARES WALGREENS BOOTS ALLI : WBA P 2020-10-29 2021-01-15 9805 6758 3047 3047 200 SHARES FASTLY INC: FSLY P 2021-01-05 2021-01-19 19040 17328 1712 1712 500 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2020-02-24 2021-01-19 48340 45246 3094 3094 100 SHARES FASTLY INC: FSLY P 2020-12-30 2021-01-26 10645 9109 1536 1536 35 SHARES HEALTHCARE SVC GROUP: HCSG P 2020-03-03 2021-01-26 1153 959 194 194 55 SHARES HEALTHCARE SVC GROUP: HCSG P 2020-03-03 2021-01-26 1812 1507 305 305 100 SHARES CODEXIS INC: CDXS P 2019-05-16 2020-12-30 2243 1960 283 283 300 SHARES CAMECO CORP F : CCJ P 2015-07-08 2021-01-05 4373 4037 336 336 700 SHARES CAMECO CORP F : CCJ P 2015-07-08 2021-01-05 10204 9419 785 785 500 SHARES ABBVIE INC: ABBV P 2018-05-04 2021-01-19 56118 50004 6114 6114 10 SHARES HEALTHCARE SVC GROUP: HCSG P 2019-06-24 2021-01-26 330 300 30 30 100 SHARES AMGEN INC. : AMGN P 2020-11-19 2021-01-28 25246 22491 2755 2755 1 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 56 54 2 2 5 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 280 271 9 9 94 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 5255 5102 153 153 100 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 5590 5428 162 162 100 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 5590 5428 162 162 100 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 5590 5428 162 162 100 SHARES CARDINAL HEALTH INC: CAH P 2020-12-11 2021-01-28 5591 5428 163 163 90 SHARES FASTLY INC: FSLY P 2020-12-30 2021-01-28 9974 8198 1776 1776 200 SHARES TRUIST FINL CORP : TFC P 2020-03-03 2021-01-28 9872 9471 401 401 200 SHARES TRUIST FINL CORP : TFC P 2020-03-03 2021-01-28 9872 9471 401 401 100 SHARES VANGUARD FINANCIALS ETF : VFH P 2020-02-27 2021-01-28 7363 6910 453 453 10 SHARES WALGREENS BOOTS ALLI : WBA P 2020-07-07 2021-01-28 512 423 89 89 90 SHARES WALGREENS BOOTS ALLI : WBA P 2020-10-29 2021-01-28 4605 3041 1564 1564 500 SHARES AURORA CANNABIS INC F : ACB P 2020-06-29 2021-02-02 6453 6090 363 363 400 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-07-31 2021-02-02 6050 5450 600 600 1,000.0000 SHARES GENERAL ELECTRIC CO : GE P 2020-04-14 2021-02-02 11295 6907 4388 4388 500 SHARES NIKOLA CORP : NKLA P 2020-12-30 2021-02-02 11510 8047 3463 3463 490 SHARES SCHWAB FUNDA EMG MKTS LARGE COM ETF : FNDE P 2020-02-21 2021-02-02 14366 13683 683 683 100 SHARES WESTPORT FUEL SYSTEM F : WPRT P 2020-09-21 2021-02-02 800 234 566 566 300 SHARES OMNICOM GROUP INC : OMC P 2020-03-11 2021-02-05 19704 18488 1216 1216 200 SHARES OMNICOM GROUP INC : OMC P 2020-11-18 2021-02-05 13136 12024 1112 1112 100 SHARES AURORA CANNABIS INC F : ACB P 2020-06-26 2021-02-10 1876 1251 625 625 100 SHARES AURORA CANNABIS INC F : ACB P 2020-06-26 2021-02-10 1876 1251 625 625 100 SHARES AURORA CANNABIS INC F : ACB P 2020-06-26 2021-02-10 1877 1251 626 626 200 SHARES AURORA CANNABIS INC F : ACB P 2020-06-26 2021-02-10 3752 2503 1249 1249 20 SHARES MODERNA INC: MRNA P 2020-07-31 2021-02-10 3587 1492 2095 2095 100 SHARES QIAGEN N V F : QGEN P 2020-03-03 2021-02-10 5486 4146 1340 1340 90 SHARES TRUIST FINL CORP : TFC P 2020-03-03 2021-02-10 4836 4262 574 574 83.3333 SHARES AURORA CANNABIS INC F : ACB P 2020-05-20 2021-02-16 1163 1072 91 91 416.6666 SHARES AURORA CANNABIS INC F : ACB P 2020-06-11 2021-02-16 5813 5441 372 372 10 SHARES MODERNA INC: MRNA P 2020-07-30 2021-02-16 1788 779 1009 1009 83 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-11-05 2021-02-16 1168 593 575 575 100 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-11-05 2021-02-16 1407 714 693 693 117 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-11-05 2021-02-16 1646 835 811 811 200 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-11-05 2021-02-16 2814 1428 1386 1386 100 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2020-06-09 2021-02-19 7413 7063 350 350 100 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2021-01-15 2021-02-19 7413 6910 503 503 233 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-11-05 2021-02-19 3080 1664 1416 1416 267 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-11-05 2021-02-19 3530 1906 1624 1624 100 SHARES WALGREENS BOOTS ALLI : WBA P 2020-07-07 2021-02-19 4888 4226 662 662 500 SHARES ABBVIE INC: ABBV P 2018-03-22 2021-01-28 52145 50095 2050 2050 80 SHARES JOHNSON CONTROLS INTER F : JCI P 2016-09-06 2021-01-28 3976 3655 321 321 10 SHARES TRUIST FINL CORP : TFC P 2020-01-30 2021-02-10 537 502 35 35 2000 SHARES BRIGGS BANKRUPTCY P 2019-05-17 2021-02-01 13803 -13803 -13803 500 SHARES CAMECO CORP F : CCJ P 2014-12-08 2021-02-16 8432 8099 333 333 100 SHARES ALERIAN MLP ETF : AMLP P 2020-06-17 2021-03-03 3085 2629 456 456 300 SHARES ALERIAN MLP ETF : AMLP P 2020-12-22 2021-03-03 9256 7874 1382 1382 4 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-03 34 27 7 7 27 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-03 232 185 47 47 100 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-03 860 684 176 176 100 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-03 860 684 176 176 100 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-03 860 684 176 176 169 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-03 1454 1156 298 298 127 SHARES COMSTOCK MINING INC P 2021-02-05 2021-03-03 606 222 384 384 273 SHARES COMSTOCK MINING INC P 2021-02-05 2021-03-03 1301 478 823 823 200 SHARES GAMESTOP CORP GME P 2021-02-19 2021-03-03 23823 8084 15739 15739 10 SHARES KOSS CORP: KOSS P 2021-02-16 2021-03-03 163 141 22 22 44 SHARES KOSS CORP: KOSS P 2021-02-16 2021-03-03 718 621 97 97 51 SHARES KOSS CORP: KOSS P 2021-02-16 2021-03-03 832 720 112 112 95 SHARES KOSS CORP: KOSS P 2021-02-16 2021-03-03 1550 1341 209 209 100 SHARES KOSS CORP: KOSS P 2021-02-16 2021-03-03 1632 1411 221 221 200 SHARES OMNICOM GROUP INC : OMC P 2020-03-06 2021-03-03 14694 13148 1546 1546 200 SHARES OMNICOM GROUP INC : OMC P 2020-03-11 2021-03-03 14694 12325 2369 2369 1,000.0000 SHARES PROSHARES ULTRAPRO SHORTQQQ : SQQQ P 2021-02-02 2021-03-03 14925 12957 1968 1968 100 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2020-06-09 2021-03-03 7542 7063 479 479 90 SHARES WESTPORT FUEL SYSTEM F : WPRT P 2020-09-21 2021-03-03 893 210 683 683 400 SHARES AMC ENTERTAINMENT CLASS A : AMC P 2021-02-05 2021-03-04 3220 2737 483 483 500 SHARES COMSTOCK MINING INC : LODE P 2021-02-05 2021-03-04 2150 875 1275 1275 50 SHARES GAMESTOP CORP CLASS A : GME P 2021-02-16 2021-03-04 6626 2478 4148 4148 50 SHARES GAMESTOP CORP CLASS A : GME P 2021-02-16 2021-03-04 6627 2478 4149 4149 100 SHARES STERLING CONSTRUCTN: STRL P 2021-03-03 2021-03-04 2028 1962 66 66 100 SHARES STERLING CONSTRUCTN: STRL P 2021-03-03 2021-03-04 2028 1962 66 66 200 SHARES STERLING CONSTRUCTN: STRL P 2021-03-03 2021-03-04 4058 3924 134 134 200 SHARES STERLING CONSTRUCTN: STRL P 2021-03-03 2021-03-04 4056 3924 132 132 300 SHARES STERLING CONSTRUCTN: STRL P 2021-03-03 2021-03-04 6085 5886 199 199 100 SHARES A T & T INC : T P 2020-09-21 2021-03-08 3016 2850 166 166 99 SHARES A T & T INC : T P 2021-01-28 2021-03-08 2986 2859 127 127 301 SHARES A T & T INC : T P 2021-01-28 2021-03-08 9078 8693 385 385 1 SHARES A T & T INC : T P 2021-02-10 2021-03-08 30 29 1 1 100 SHARES A T & T INC : T P 2021-02-10 2021-03-08 3016 2851 165 165 100 SHARES A T & T INC : T P 2021-02-10 2021-03-08 3016 2851 165 165 299 SHARES A T & T INC : T P 2021-02-10 2021-03-08 9018 8524 494 494 100 SHARES DIREXION DAILY3X SHARES: SOXS P 2021-02-02 2021-03-08 1532 1302 230 230 400 SHARES DIREXION DAILY3X SHARES: SOXS P 2021-02-02 2021-03-08 6128 5208 920 920 200 SHARES ALERIAN MLP ETF : AMLP P 2020-06-17 2021-03-10 6451 5696 755 755 1,000.0000 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2021-03-08 2021-03-10 4320 3865 455 455 200 SHARES FASTLY INC: FSLY P 2021-03-08 2021-03-10 13846 12410 1436 1436 50 SHARES GAMESTOP CORP CLASS A : P 2021-02-16 2021-03-10 13407 2478 10929 10929 200 SHARES KOSS CORP: KOSS P 2021-02-16 2021-03-10 6106 2823 3283 3283 100 SHARES KOSS CORP: KOSS P 2021-03-04 2021-03-10 3053 1533 1520 1520 90 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-03-12 1008 616 392 392 100 SHARES AURORA CANNABIS INC P 2021-03-10 2021-03-12 1058 983 75 75 200 SHARES AURORA CANNABIS INC P 2021-03-10 2021-03-12 2116 1966 150 150 300 SHARES AURORA CANNABIS INC F : ACB P 2021-03-10 2021-03-12 3171 2949 222 222 400 SHARES AURORA CANNABIS INC F : ACB P 2021-03-10 2021-03-12 4232 3932 300 300 40 SHARES GAMESTOP CORP CLASS GME P 2021-02-16 2021-03-12 10874 1982 8892 8892 100 SHARES KOSS CORP: KOSS P 2021-03-04 2021-03-12 2931 1533 1398 1398 10 SHARES MODERNA INC: MRNA P 2020-07-30 2021-03-12 1367 779 588 588 32 SHARES QIAGEN N V F : QGEN P 2021-03-10 2021-03-12 1544 1503 41 41 54 SHARES QIAGEN N V F : QGEN P 2021-03-10 2021-03-12 2605 2537 68 68 914 SHARES QIAGEN N V F : QGEN P 2021-03-10 2021-03-12 44087 42912 1175 1175 76 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2020-06-09 2021-03-12 5966 5368 598 598 400 SHARES SCHWAB FUNDAMENTAL INL LARGE COM ETF : FNDF P 2021-03-03 2021-03-12 13000 12672 328 328 90 SHARES STERLING CONSTRUCTN: STRL P 2021-03-03 2021-03-12 2084 1766 318 318 90 SHARES WALGREENS BOOTS ALLI : WBA P 2020-07-07 2021-03-12 4804 3803 1001 1001 200 SHARES AMGEN INC. : AMGN P 2021-03-04 2021-03-16 47686 44278 3408 3408 1,000.0000 SHARES CODEXIS INC: CDXS P 2021-03-04 2021-03-16 21650 20019 1631 1631 90 SHARES COMSTOCK MINING INC : LODE P 2021-02-05 2021-03-16 408 157 251 251 500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-12 2021-03-16 15515 14905 610 610 9 SHARES GAMESTOP CORP CLASS A : GME P 2021-02-16 2021-03-16 1883 446 1437 1437 99 SHARES KOSS CORP: KOSS P 2021-03-04 2021-03-16 2666 1518 1148 1148 20 SHARES MODERNA INC: MRNA P 2020-07-30 2021-03-16 3031 1557 1474 1474 200 SHARES THE COCA-COLA CO : KO P 2021-01-15 2021-03-16 10270 9723 547 547 300 SHARES THE COCA-COLA CO : KO P 2021-01-15 2021-03-16 15405 14751 654 654 100 SHARES AMGEN INC. : AMGN P 2020-10-09 2021-03-17 24480 23574 906 906 100 SHARES AMGEN INC. : AMGN P 2020-10-21 2021-03-17 24480 23011 1469 1469 100 SHARES CODEXIS INC: CDXS P 2021-03-03 2021-03-17 2231 2101 130 130 100 SHARES CODEXIS INC: CDXS P 2021-03-03 2021-03-17 2233 2101 132 132 100 SHARES CODEXIS INC: CDXS P 2021-03-03 2021-03-17 2234 2101 133 133 200 SHARES CODEXIS INC: CDXS P 2021-03-03 2021-03-17 4462 4202 260 260 58 SHARES CARDINAL HEALTH INC: CAH P 2021-03-16 2021-03-18 3402 3327 75 75 442 SHARES CARDINAL HEALTH INC: CAH P 2021-03-16 2021-03-18 25928 25354 574 574 500 SHARES DIREXION DAILY SEMICONDUCTOR BEAR3X SHARES: SOXS P 2021-03-16 2021-03-18 5721 5353 368 368 100 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-17 2021-03-18 3223 3060 163 163 100 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-17 2021-03-18 3223 3060 163 163 100 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-17 2021-03-18 3223 3060 163 163 200 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-17 2021-03-18 6447 6119 328 328 100 SHARES PROSHARES ULTRAPRO SHORTQQQ : SQQQ P 2021-01-28 2021-03-18 1402 1336 66 66 400 SHARES PROSHARES ULTRAPRO SHORTQQQ : SQQQ P 2021-01-28 2021-03-18 5606 5344 262 262 100 SHARES CODEXIS INC: CDXS P 2021-03-18 2021-03-19 2168 2096 72 72 100 SHARES CODEXIS INC: CDXS P 2021-03-18 2021-03-19 2168 2096 72 72 300 SHARES CODEXIS INC: CDXS P 2021-03-18 2021-03-19 6503 6287 216 216 1 SHARES MODERNA INC: MRNA P 2020-07-30 2021-03-19 143 78 65 65 59 SHARES MODERNA INC: MRNA P 2020-07-30 2021-03-19 8406 4594 3812 3812 66 SHARES QIAGEN N V F : QGEN P 2021-03-04 2021-03-19 3294 3157 137 137 104 SHARES QIAGEN N V F : QGEN P 2021-03-04 2021-03-19 5190 4974 216 216 149 SHARES QIAGEN N V F : QGEN P 2021-03-04 2021-03-19 7436 7127 309 309 181 SHARES QIAGEN N V F : QGEN P 2021-03-04 2021-03-19 9033 8657 376 376 500 SHARES QIAGEN N V F : QGEN P 2021-03-04 2021-03-19 24953 23730 1223 1223 1,000.0000 SHARES SORRENTO THERAPEUTCS: SRNE P 2020-10-21 2021-03-19 9690 8010 1680 1680 375 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-10 2021-03-24 14581 12232 2349 2349 1 SHARES GAMESTOP CORP CLASS A : GME P 2021-02-16 2021-03-29 179 50 129 129 9 SHARES GAMESTOP CORP CLASS A : GME P 2021-03-24 2021-03-29 1609 1085 524 524 1 SHARES KOSS CORP: KOSS P 2021-03-04 2021-03-29 22 15 7 7 499 SHARES KOSS CORP: KOSS P 2021-03-24 2021-03-29 11103 8178 2925 2925 500 SHARES THE COCA-COLA CO : KO P 2021-03-18 2021-03-29 26920 25318 1602 1602 100 SHARES CBIZ INC: CBZ P 2020-02-26 2021-03-03 3191 2642 549 549 13 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2019-08-01 2021-03-08 332 284 48 48 50 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2019-08-01 2021-03-08 1276 1093 183 183 86 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2019-08-01 2021-03-08 2195 1879 316 316 351 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2019-08-01 2021-03-08 8960 7670 1290 1290 200 SHARES ALERIAN MLP ETF : AMLP P 2020-03-06 2021-03-10 6451 6044 407 407 200 SHARES OMNICOM GROUP INC : OMC P 2020-02-27 2021-03-10 15316 14198 1118 1118 90 SHARES OMNICOM GROUP INC : OMC P 2020-02-26 2021-03-12 7007 6537 470 470 1,000.0000 SHARES GENERAL ELECTRIC CO : GE P 2018-09-04 2021-03-17 13599 12680 919 919 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-27 2021-03-17 1318 1159 159 159 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-27 2021-03-17 1318 1186 132 132 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-27 2021-03-17 1318 1186 132 132 300 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-27 2021-03-17 3954 3559 395 395 400 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-27 2021-03-17 5272 4746 526 526 900 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-26 2021-03-19 4644 4432 212 212 1,100.0000 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-27 2021-03-19 5676 5154 522 522 500 SHARES CARDINAL HEALTH INC: CAH P 2020-02-24 2021-03-24 29627 29120 507 507 100 SHARES VANECK VECTORS GOLD MINERS ETF : GDX P 2021-03-03 2021-03-16 3363 3128 235 235 400 SHARES VANECK VECTORS GOLD MINERS ETF : GDX P 2021-03-03 2021-03-16 13455 12512 943 943 500 SHARES CODEXIS INC: CDXS P 2021-03-29 2021-03-30 10520 9928 592 592 11 SHARES FASTLY INC: FSLY P 2021-03-24 2021-03-31 748 712 36 36 89 SHARES FASTLY INC: FSLY P 2021-03-24 2021-03-31 6049 5761 288 288 400 SHARES FASTLY INC: FSLY P 2021-03-29 2021-03-31 27187 25378 1809 1809 200 SHARES MODERNA INC: MRNA P 2021-03-30 2021-03-31 26126 23644 2482 2482 10 SHARES STERLING CONSTRUCTN : STRL P 2021-03-03 2021-03-31 233 196 37 37 190 SHARES STERLING CONSTRUCTN : STRL P 2021-03-16 2021-03-31 4425 4146 279 279 300 SHARES CODEXIS INC: CDXS P 2021-03-03 2021-04-07 7142 6303 839 839 1,000.0000 SHARES SEELOS THERAPEUTICS INC : SEEL P 2021-03-12 2021-04-07 5760 4703 1057 1057 28 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV P 2021-04-07 2021-04-09 386 362 24 24 28 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV P 2021-04-07 2021-04-09 386 362 24 24 72 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV P 2021-04-07 2021-04-09 994 931 63 63 72 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV P 2021-04-07 2021-04-09 994 932 62 62 100 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV P 2021-04-07 2021-04-09 1380 1293 87 87 100 SHARES MODERNA INC: MRNA P 2021-03-30 2021-04-09 14233 11822 2411 2411 190 SHARES OMNICOM GROUP INC : OMC P 2021-03-31 2021-04-09 14716 14199 517 517 500 SHARES PFIZER INC: PFE P 2021-03-03 2021-04-09 18245 17183 1062 1062 100 SHARES QIAGEN N V F : QGEN P 2021-03-29 2021-04-09 5130 4845 285 285 100 SHARES QIAGEN N V F : QGEN P 2021-03-29 2021-04-09 5130 4845 285 285 112 SHARES QIAGEN N V F : QGEN P 2021-03-29 2021-04-09 5745 5426 319 319 188 SHARES QIAGEN N V F : QGEN P 2021-03-29 2021-04-09 9644 9106 538 538 400 SHARES SANOFI S A FSPONSORED ADR 1ADR REPS: SNY P 2021-02-19 2021-04-09 20302 18645 1657 1657 100 SHARES SEELOS THERAPEUTICS INC : SEEL P 2021-03-12 2021-04-09 541 470 71 71 100 SHARES SEELOS THERAPEUTICS INC : SEEL P 2021-03-12 2021-04-09 542 470 72 72 300 SHARES SEELOS THERAPEUTICS INC : SEEL P 2021-03-12 2021-04-09 1626 1411 215 215 300 SHARES VANECK VECTORS GOLD MINERS ETF : GDX P 2021-02-19 2021-04-09 10403 9830 573 573 500 SHARES A T & T INC : T P 2020-06-11 2021-04-22 15650 15133 517 517 200 SHARES A T & T INC : T P 2020-08-13 2021-04-22 6260 5987 273 273 200 SHARES A T & T INC : T P 2020-09-09 2021-04-22 6260 5908 352 352 100 SHARES A T & T INC : T P 2021-01-28 2021-04-22 3130 2888 242 242 100 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-24 2021-04-22 3137 2738 399 399 100 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-24 2021-04-22 3137 2738 399 399 100 SHARES MODERNA INC: MRNA P 2021-03-29 2021-04-22 16884 12372 4512 4512 190 SHARES OMNICOM GROUP INC : OMC P 2021-03-16 2021-04-22 15379 14583 796 796 10 SHARES OMNICOM GROUP INC : OMC P 2021-03-31 2021-04-22 809 747 62 62 200 SHARES THE COCA-COLA CO : KO P 2021-01-05 2021-04-22 10880 10441 439 439 300 SHARES THE COCA-COLA CO : KO P 2021-03-31 2021-04-22 16320 15795 525 525 100 SHARES ABBVIE INC: ABBV P 2021-02-10 2021-04-27 11157 10375 782 782 200 SHARES ABBVIE INC: ABBV P 2021-03-19 2021-04-27 22314 20763 1551 1551 200 SHARES ABBVIE INC: ABBV P 2021-04-07 2021-04-27 22314 20903 1411 1411 100 SHARES AMGEN INC. : AMGN P 2021-02-05 2021-04-27 25611 23632 1979 1979 77 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-04-27 2414 2211 203 203 223 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-04-27 6991 6404 587 587 50 SHARES MODERNA INC: MRNA P 2021-03-29 2021-04-27 9226 6186 3040 3040 1,000.0000 SHARES OUSTER INC CLASS A : OUST P 2021-04-09 2021-04-27 11060 9321 1739 1739 0.652 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2020-06-09 2021-04-27 54 46 8 8 99.348 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2021-03-31 2021-04-27 8228 7693 535 535 300 SHARES SEELOS THERAPEUTICS INC : SEEL P 2021-03-12 2021-04-27 1880 1411 469 469 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-30 2021-04-27 16645 15757 888 888 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-30 2021-04-27 16645 15757 888 888 10 SHARES OMNICOM GROUP INC : OMC P 2020-02-26 2021-04-09 775 726 49 49 25 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 177 129 48 48 100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 708 517 191 191 100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 708 517 191 191 100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 708 517 191 191 175 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 1238 905 333 333 200 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 1415 1035 380 380 200 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-04-22 1415 1035 380 380 100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-26 2021-04-22 708 493 215 215 100 SHARES ABBVIE INC: ABBV P 2021-03-17 2021-05-03 11460 10493 967 967 100 SHARES ABBVIE INC: ABBV P 2021-03-29 2021-05-03 11460 10664 796 796 300 SHARES ABBVIE INC: ABBV P 2021-04-07 2021-05-03 34379 31355 3024 3024 500 SHARES CARDINAL HEALTH INC: CAH P 2021-04-27 2021-05-03 30771 29823 948 948 50 SHARES MODERNA INC: MRNA P 2021-03-29 2021-05-03 9337 6186 3151 3151 500 SHARES PFIZER INC: PFE P 2021-02-02 2021-05-03 19890 17550 2340 2340 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-30 2021-05-03 16784 15757 1027 1027 500 SHARES A T & T INC : T P 2021-03-29 2021-05-06 16192 15272 920 920 500 SHARES ABBVIE INC: ABBV P 2021-03-29 2021-05-06 57840 53318 4522 4522 100 SHARES CVS HEALTH CORP: CVS P 2021-04-09 2021-05-06 8342 7385 957 957 1,000.0000 SHARES DIREXION DAILY SEMICONDUCTOR BEAR3X SHARES: SO P 2021-04-07 2021-05-06 10054 8446 1608 1608 1 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 28 24 4 4 1 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 28 24 4 4 19 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 540 448 92 92 20 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 569 472 97 97 21 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 597 496 101 101 60 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 1707 1416 291 291 79 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 2247 1864 383 383 99 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 2819 2336 483 483 100 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 2847 2360 487 487 100 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-03-24 2021-05-06 2844 2360 484 484 48 SHARES IMMUNOVANT INC : IMVT P 2021-03-24 2021-05-06 798 744 54 54 52 SHARES IMMUNOVANT INC : IMVT P 2021-03-24 2021-05-06 865 807 58 58 106 SHARES IMMUNOVANT INC : IMVT P 2021-03-24 2021-05-06 1763 1644 119 119 294 SHARES IMMUNOVANT INC : IMVT P 2021-03-24 2021-05-06 4889 4559 330 330 100 SHARES OUSTER INC CLASS A : OUST P 2021-04-07 2021-05-06 1095 981 114 114 100 SHARES OUSTER INC CLASS A : OUST P 2021-04-07 2021-05-06 1095 981 114 114 100 SHARES OUSTER INC CLASS A : OUST P 2021-04-07 2021-05-06 1095 981 114 114 100 SHARES OUSTER INC CLASS A : OUST P 2021-04-07 2021-05-06 1095 981 114 114 100 SHARES OUSTER INC CLASS A : OUST P 2021-04-07 2021-05-06 1095 981 114 114 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-30 2021-05-06 16993 15757 1236 1236 100 SHARES ALERIAN MLP ETF : AMLP P 2021-03-29 2021-05-10 3473 3046 427 427 300 SHARES ALERIAN MLP ETF : AMLP P 2021-03-29 2021-05-10 10420 9138 1282 1282 100 SHARES CVS HEALTH CORP: CVS P 2021-04-09 2021-05-10 8633 7385 1248 1248 1,000.0000 SHARES DIREXION DAILY SEMICONDUCTOR BEAR3X SHARES: SO P 2021-03-31 2021-05-10 10601 9602 999 999 100 SHARES CVS HEALTH CORP: CVS P 2021-04-09 2021-05-13 8431 7385 1046 1046 1 SHARES KOSS CORP: KOSS P 2021-03-24 2021-05-13 19 16 3 3 499 SHARES KOSS CORP: KOSS P 2021-05-06 2021-05-13 9611 8400 1211 1211 400 SHARES MERCK & CO. INC. : MRK P 2021-02-19 2021-05-13 31548 29820 1728 1728 100 SHARES MERCK & CO. INC. : MRK P 2021-04-07 2021-05-13 7887 7599 288 288 1 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 89 84 5 5 30 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 2655 2523 132 132 70 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 6195 5887 308 308 99 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 8762 8326 436 436 100 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 8850 8410 440 440 100 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 8850 8410 440 440 100 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-12 2021-05-13 8850 8411 439 439 100 SHARES PFIZER INC: PFE P 2021-02-02 2021-05-13 4027 3510 517 517 100 SHARES PFIZER INC: PFE P 2021-02-02 2021-05-13 4027 3510 517 517 300 SHARES PFIZER INC: PFE P 2021-02-02 2021-05-13 12078 10530 1548 1548 200 SHARES SANOFI S A FSPONSORED ADR ADR REPS: SNY P 2020-11-06 2021-05-13 10520 9892 628 628 40 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-30 2021-05-13 6841 6303 538 538 60 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-30 2021-05-13 10262 9454 808 808 100 SHARES THE COCA-COLA CO : KO P 2021-03-31 2021-05-13 5472 5265 207 207 100 SHARES THE COCA-COLA CO : KO P 2021-03-31 2021-05-13 5472 5265 207 207 100 SHARES AMGEN INC. : AMGN P 2020-10-08 2021-05-18 25192 24591 601 601 500 SHARES CODEXIS INC: CDXS P 2021-05-10 2021-05-18 9519 8555 964 964 50 SHARES CVS HEALTH CORP: CVS P 2021-04-09 2021-05-18 4429 3693 736 736 400 SHARES MERCK & CO. INC. TRADES WITH DUE BILLS: MRK P 2021-04-07 2021-05-18 31841 30396 1445 1445 100 SHARES MODERNA INC: MRNA P 2021-03-18 2021-05-18 16026 14299 1727 1727 200 SHARES SANOFI S A FSPONSORED ADR ADR REPS: SNY P 2020-11-06 2021-05-18 10728 9892 836 836 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-03 2021-05-18 17507 16075 1432 1432 50 SHARES CVS HEALTH CORP: CVS P 2021-04-09 2021-05-19 4426 3693 733 733 500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-03-31 2021-05-19 17220 16865 355 355 100 SHARES MODERNA INC: MRNA P 2021-05-13 2021-05-24 16591 14899 1692 1692 500 SHARES OUSTER INC CLASS A : OUST P 2021-05-13 2021-05-24 5103 4207 896 896 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-03 2021-05-24 17633 16075 1558 1558 100 SHARES VANECK VECTORS GOLD MINERS ETF : GDX P 2021-01-27 2021-05-24 3952 3418 534 534 500 SHARES CARDINAL HEALTH INC: CAH P 2020-02-13 2021-05-03 30771 29780 991 991 900 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2019-08-14 2021-05-03 6597 5355 1242 1242 100 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2020-02-21 2021-05-03 733 517 216 216 300 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-26 2021-05-03 4473 3731 742 742 600 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-26 2021-05-03 8946 7467 1479 1479 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-27 2021-05-03 1491 1186 305 305 41 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 673 536 137 137 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 1641 1307 334 334 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 1641 1307 334 334 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 1641 1307 334 334 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 1641 1307 334 334 200 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 3282 2615 667 667 259 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-05-06 4248 3386 862 862 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-26 2021-05-06 1641 1244 397 397 20 SHARES ABBVIE INC: ABBV P 2018-03-19 2021-05-10 2335 2219 116 116 80 SHARES ABBVIE INC: ABBV P 2018-03-19 2021-05-10 9339 8876 463 463 100 SHARES ABBVIE INC: ABBV P 2018-03-19 2021-05-10 11675 11095 580 580 100 SHARES ABBVIE INC: ABBV P 2018-03-19 2021-05-10 11674 11097 577 577 200 SHARES ABBVIE INC: ABBV P 2018-03-19 2021-05-13 23377 22193 1184 1184 4 SHARES THE COCA-COLA CO : KO P 2020-03-06 2021-05-13 219 222 -3 -3 96 SHARES THE COCA-COLA CO : KO P 2020-03-06 2021-05-13 5252 5321 -69 -69 400 SHARES PFIZER INC: PFE P 2020-05-01 2021-05-18 16069 14237 1832 1832 100 SHARES ALERIAN MLP ETF : AMLP P 2021-03-29 2021-06-02 3581 3046 535 535 100 SHARES ALERIAN MLP ETF : AMLP P 2021-03-29 2021-06-02 3581 3046 535 535 10 SHARES AMC ENTERTAINMENT AMC P 2021-02-05 2021-06-02 671 68 603 603 200 SHARES ASSERTIO HOLDINGS INC : ASRT P 2021-05-19 2021-06-02 365 312 53 53 300 SHARES ASSERTIO HOLDINGS INC : ASRT P 2021-05-19 2021-06-02 548 468 80 80 100 SHARES ASSERTIO HOLDINGS INC : ASRT P 2021-05-24 2021-06-02 183 151 32 32 400 SHARES ASSERTIO HOLDINGS INC : ASRT P 2021-05-24 2021-06-02 730 603 127 127 1,000.0000 SHARES AURORA CANNABIS INC F : ACB P 2021-04-07 2021-06-02 10015 8429 1586 1586 1,000.0000 SHARES AURORA CANNABIS INC F : ACB P 2021-05-13 2021-06-02 10015 7285 2730 2730 100 SHARES CVS HEALTH CORP: CVS P 2021-04-09 2021-06-02 8606 7385 1221 1221 9 SHARES GAMESTOP CORP CLASS GME P 2021-03-19 2021-06-02 2548 1824 724 724 1 SHARES GAMESTOP CORP CLASS A : GME P 2021-03-24 2021-06-02 283 121 162 162 1,000.0000 SHARES INOVIO PHARMA : INO P 2021-05-06 2021-06-02 7870 6478 1392 1392 1 SHARES KOSS CORP: KOSS P 2021-05-06 2021-06-02 39 17 22 22 100 SHARES KOSS CORP: KOSS P 2021-05-19 2021-06-02 3918 1732 2186 2186 899 SHARES KOSS CORP: KOSS P 2021-05-19 2021-06-02 35218 15570 19648 19648 500 SHARES KOSS CORP: KOSS P 2021-05-24 2021-06-02 19588 8480 11108 11108 30 SHARES MODERNA INC: MRNA P 2021-05-06 2021-06-02 5732 4804 928 928 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1794 1387 407 407 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 100 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 1793 1387 406 406 200 SHARES NIKOLA CORP : NKLA P 2021-03-29 2021-06-02 3586 2774 812 812 500 SHARES NOVARTIS AG1 ADR REPS: NVS P 2021-03-31 2021-06-02 44380 42875 1505 1505 100 SHARES OUSTER INC P 2021-04-07 2021-06-02 1199 981 218 218 100 SHARES OUSTER INC P 2021-04-07 2021-06-02 1199 981 218 218 100 SHARES PFIZER INC: PFE P 2020-12-30 2021-06-02 3873 3695 178 178 90 SHARES SCHWAB FUNDAME P 2021-03-03 2021-06-02 3124 2851 273 273 1,000.0000 SHARES SORRENTO THERAPEUTCS: SRNE P 2021-05-06 2021-06-02 8450 6966 1484 1484 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-03 2021-06-02 17870 16075 1795 1795 90 SHARES VANECK VECTORS GOLD MINERS ETF : GDX P 2021-01-27 2021-06-02 3555 3076 479 479 200 SHARES ABBVIE INC: ABBV P 2021-06-02 2021-06-15 23149 22243 906 906 200 SHARES FASTLY INC: FSLY P 2021-05-19 2021-06-15 10886 8529 2357 2357 1 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-06-15 32 29 3 3 1 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-06-15 32 29 3 3 10 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-06-15 316 287 29 29 13 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-06-15 410 373 37 37 75 SHARES HEALTHCARE SVC GROUP: HCSG P 2021-03-03 2021-06-15 2367 2154 213 213 500 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-05-19 2021-06-15 46920 43844 3076 3076 300 SHARES OUSTER INC P 2021-04-07 2021-06-15 3419 2944 475 475 100 SHARES PFIZER INC: PFE P 2020-12-30 2021-06-15 3956 3695 261 261 100 SHARES PFIZER INC: PFE P 2020-12-30 2021-06-15 3956 3695 261 261 26.652 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2021-03-31 2021-06-15 2386 2064 322 322 500 SHARES PROSHARES ULTRASHORT SHORT DOW 30 : SDOW P 2021-06-02 2021-06-16 17211 16479 732 732 200 SHARES CODEXIS INC: CDXS P 2021-05-06 2021-06-18 4312 3938 374 374 100 SHARES CODEXIS INC: CDXS P 2021-05-10 2021-06-18 2156 1711 445 445 500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-06-07 2021-06-18 15913 14358 1555 1555 200 SHARES MERCK & CO. INC. : MRK P 2021-06-02 2021-06-18 15428 14423 1005 1005 300 SHARES MERCK & CO. INC. : MRK P 2021-06-02 2021-06-18 23142 21635 1507 1507 200 SHARES ABBVIE INC: ABBV P 2021-06-02 2021-06-22 23035 22243 792 792 1,000.0000 SHARES ALSEA SAB DE CV ORDF : ALSSF P 2020-03-18 2021-06-02 1690 892 798 798 200 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2019-02-25 2021-06-02 1586 1370 216 216 10 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2019-08-13 2021-06-02 79 63 16 16 90 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2019-08-14 2021-06-02 714 536 178 178 100 SHARES PFIZER INC: PFE P 2020-05-01 2021-06-02 3873 3559 314 314 67 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 1154 1010 144 144 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 1723 1507 216 216 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 1723 1507 216 216 100 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 1723 1507 216 216 133 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 2292 1972 320 320 200 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 3446 3013 433 433 200 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2019-08-14 2021-06-02 3446 3013 433 433 33 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-06-02 569 432 137 137 67 SHARES SENDAS DISTRIBUIDORA A FSPONSORED ADR1 ADR REPS: ASAI P 2020-02-21 2021-06-02 1154 875 279 279 10 SHARES SPDR INDEX SHARES EMERG MARKT ETF IV : SPEM P 2019-08-14 2021-06-02 464 328 136 136 23.348 SHARES RAYTHEON TECHNOLOGIES CO : RTX P 2020-02-27 2021-06-15 2090 1949 141 141 200 SHARES ALERIAN MLP ETF : AMLP P 2020-03-03 2021-06-16 7728 6736 992 992 400 SHARES COMPANHIA BRASILEIRA D FSPONSORED ADR1 ADR REPS: CBD P 2019-02-25 2021-06-22 3242 3118 124 124 5 SHARES OTIS WORLDWIDE CORP : OTIS P 2020-03-10 2021-06-22 406 320 86 86 5 SHARES OTIS WORLDWIDE CORP : OTIS P 2020-06-10 2021-06-22 406 297 109 109 100 SHARES ABBVIE INC: ABBV P 2021-06-02 2021-07-06 11556 11122 434 434 300 SHARES CODEXIS INC: CDXS P 2021-05-06 2021-07-06 6689 5907 782 782 300 SHARES FINTECH ACQUISITION CORPCLASS A: FTCV P 2021-05-06 2021-07-06 3696 3240 456 456 500 SHARES QIAGEN N V F : QGEN P 2021-06-02 2021-07-06 25022 23559 1463 1463 200 SHARES CODEXIS INC: CDXS P 2021-05-06 2021-07-09 4441 3938 503 503 500 SHARES ENERPAC TOOL GROUP CORP : EPAC P 2021-06-18 2021-07-09 13622 12290 1332 1332 500 SHARES MERCK & CO. INC. : MRK P 2021-06-07 2021-07-09 39010 36428 2582 2582 10 SHARES MODERNA INC: MRNA P 2021-05-06 2021-07-09 2324 1601 723 723 400 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-03 2021-07-09 36988 35126 1862 1862 200 SHARES PFIZER INC: PFE P 2020-12-30 2021-07-09 7930 7390 540 540 400 SHARES QIAGEN N V F : QGEN P 2021-05-06 2021-07-09 20214 19064 1150 1150 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-03-03 2021-07-09 16941 16075 866 866 200 SHARES SPDR GOLD SHARES ETF : GLD P 2021-06-18 2021-07-09 33882 33175 707 707 100 SHARES ABBVIE INC: ABBV P 2018-03-01 2021-07-06 11556 11349 207 207 59 SHARES CODEXIS INC: CDXS P 2021-06-22 2021-08-05 1338 1201 137 137 241 SHARES CODEXIS INC: CDXS P 2021-06-22 2021-08-05 5457 4908 549 549 300 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-05 15827 14748 1079 1079 100 SHARES QIAGEN N V F : QGEN P 2021-05-06 2021-08-05 5276 4766 510 510 200 SHARES CODEXIS INC: CDXS P 2021-03-03 2021-08-16 4666 4202 464 464 300 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-06-02 2021-08-16 9566 8945 621 621 200 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-06-07 2021-08-16 6377 5743 634 634 500 SHARES DIREXION DAILY SMALL CAPBEAR 3X SHARES : TZA P 2021-06-22 2021-08-16 15943 14945 998 998 500 SHARES MERCK & CO. INC. : MRK P 2021-06-07 2021-08-16 38910 36428 2482 2482 161 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-03 2021-08-16 15200 14138 1062 1062 239 SHARES NOVARTIS AG FSPONSORED ADR1 ADR REPS: NVS P 2021-03-03 2021-08-16 22564 20988 1576 1576 500 SHARES ORGANON & CO : OGN P 2021-06-22 2021-08-16 17085 14554 2531 2531 100 SHARES PFIZER INC: PFE P 2020-12-30 2021-08-16 4875 3695 1180 1180 9 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-16 466 442 24 24 91 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-16 4713 4474 239 239 100 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-16 5179 4916 263 263 10 SHARES MODERNA INC: MRNA P 2021-05-06 2021-08-23 4108 1601 2507 2507 100 SHARES PFIZER INC: PFE P 2020-12-30 2021-08-23 4995 3695 1300 1300 13 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-23 701 639 62 62 29 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-23 1563 1426 137 137 58 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-23 3126 2851 275 275 100 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-23 5390 4916 474 474 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-06-18 2021-08-23 16873 16588 285 285 100 SHARES SPDR GOLD SHARES ETF : GLD P 2021-06-18 2021-08-23 16873 16590 283 283 37 SHARES ORGANON & CO : OGN P 2021-06-18 2021-08-27 1267 1123 144 144 263 SHARES ORGANON & CO : OGN P 2021-06-18 2021-08-27 9008 7985 1023 1023 300 SHARES QIAGEN N V F : QGEN P 2021-03-03 2021-08-27 16659 14748 1911 1911 100 SHARES QIAGEN N V F : QGEN P 2021-04-27 2021-08-27 5553 4946 607 607 200 SHARES SPDR GOLD SHARES ETF : GLD P 2021-06-18 2021-08-27 34008 33180 828 828 200 SHARES THE COCA-COLA CO : KO P 2020-03-06 2021-08-05 11307 11085 222 222 200 SHARES ABBVIE INC: ABBV P 2018-03-01 2021-08-16 23677 22699 978 978 100 SHARES ABBVIE INC: ABBV P 2018-03-01 2021-08-23 11963 11349 614 614 100 SHARES QIAGEN N V F : QGEN P 2021-04-27 2021-08-31 5576 4946 630 630 500 SHARES WALGREENS BOOTS ALLI : WBA P 2021-07-06 2021-08-31 25316 23842 1474 1474 4 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 487 379 108 108 5 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 609 474 135 135 12 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 1461 1138 323 323 28 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 3410 2656 754 754 51 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 6211 4838 1373 1373 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 12178 9486 2692 2692 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 12178 9486 2692 2692 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 12178 9486 2692 2692 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-10 12178 9486 2692 2692 5,000.0000 SHARES GLOBALSTAR INC : GSAT P 2021-08-31 2021-09-10 13257 9945 3312 3312 2 SHARES GOHEALTH INC CLASS GOCO P 2021-08-16 2021-09-10 11 10 1 1 198 SHARES GOHEALTH INC CLASS GOCO P 2021-08-16 2021-09-10 1133 975 158 158 800 SHARES GOHEALTH INC CLASS GOCO P 2021-08-16 2021-09-10 4579 3940 639 639 100 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 1000 900 100 100 100 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 1000 901 99 99 100 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 1000 901 99 99 100 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 1000 901 99 99 100 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 1000 901 99 99 200 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 2000 1801 199 199 200 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 2000 1802 198 198 200 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 2000 1802 198 198 322 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 3220 2901 319 319 600 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 6000 5406 594 594 1,178.0000 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 11780 10614 1166 1166 1,800.0000 SHARES LIGHTNING EMOTORS INC : ZEV P 2021-08-31 2021-09-10 18000 16218 1782 1782 10 SHARES MODERNA INC: MRNA P 2021-05-06 2021-09-10 4502 1601 2901 2901 100 SHARES PFIZER INC: PFE P 2020-12-30 2021-09-10 4567 3695 872 872 100 SHARES QIAGEN N V F : QGEN P 2021-04-27 2021-09-10 5553 4946 607 607 49 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-16 5750 4648 1102 1102 51 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-09-16 5985 4838 1147 1147 10 SHARES MODERNA INC: MRNA P 2021-05-06 2021-09-16 4409 1601 2808 2808 100 SHARES QIAGEN N V F : QGEN P 2021-04-27 2021-09-20 5462 4946 516 516 49 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-10-08 7019 4648 2371 2371 51 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-10-08 7306 4838 2468 2468 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-10-08 14325 9486 4839 4839 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-08-31 2021-10-08 14325 9487 4838 4838 9 SHARES COSTCO WHOLESALE CO : COST P 2021-09-28 2021-10-08 4078 4042 36 36 91 SHARES COSTCO WHOLESALE CO : COST P 2021-09-28 2021-10-08 41236 40871 365 365 200 SHARES FIRST SOLAR INC : FSLR P 2021-09-28 2021-10-08 19711 19119 592 592 220 SHARES GRAYSCALE ETHEREUM COM U : ETHE P 2021-09-28 2021-10-08 7668 5982 1686 1686 280 SHARES GRAYSCALE ETHEREUM COM U : ETHE P 2021-09-28 2021-10-08 9759 7608 2151 2151 100 SHARES HUMANA INC: HUM P 2021-09-28 2021-10-08 41003 39660 1343 1343 1,000.0000 SHARES HUT EIGHT MINING CORP F : HUT P 2021-09-28 2021-10-08 10410 8243 2167 2167 300 SHARES JD COM INC FSPONSORED ADR ADR REPS: JD P 2021-09-28 2021-10-08 23493 22374 1119 1119 500 SHARES KE HLDGS INC SPONSORED FSPONSORED P 2021-10-08 2021-10-08 9727 8635 1092 1092 100 SHARES NIKE INC P 2021-10-08 2021-10-08 15257 14625 632 632 300 SHARES PLAYTIKA HLDG CORP : PLTK P 2021-10-08 2021-10-08 8240 7910 330 330 400 SHARES THE COCA-COLA CO : KO P 2021-10-08 2021-10-08 21742 21114 628 628 100 SHARES ZOETIS INC CLASS A : ZTS P 2021-10-08 2021-10-08 19907 19449 458 458 100 SHARES AFFIRM HLDGS INC : AFRM P 2021-10-11 2021-10-11 13564 9487 4077 4077 500 SHARES GRAYSCALE ETHEREUM COM U : ETHE P 2021-10-11 2021-10-11 16885 13595 3290 3290 100 SHARES HUMANA INC: HUM P 2021-10-11 2021-10-11 41412 39674 1738 1738 1,000.0000 SHARES HUT EIGHT MINING CORP F : HUT P 2021-10-11 2021-10-11 10791 8930 1861 1861 200 SHARES JD COM INC FSPONSORED ADR ADR REPS: JD P 2021-10-11 2021-10-11 15597 14916 681 681 400 SHARES KE HLDGS INC SPONSORED FSPONSORED P 2021-10-11 2021-10-11 8193 6908 1285 1285 100 SHARES MERCK & CO. INC. : MRK P 2021-03-30 2021-10-11 7992 7321 671 671 100 SHARES MERCK & CO. INC. : MRK P 2021-06-07 2021-10-11 7992 7286 706 706 300 SHARES MERCK & CO. INC. : MRK P 2021-06-07 2021-10-11 23976 21857 2119 2119 400 SHARES NATL RETAIL PPTY REIT : NNN P 2021-09-28 2021-10-11 17946 17550 396 396 1,000.0000 SHARES SOFI TECHNOLOGIES INC : SOFI P 2021-09-22 2021-10-11 18385 15760 2625 2625 ULTRA VIX ST FUTURE K-1 LOSS P 2020-12-01 2021-11-30 72351 -72351 -72351 460772 6773 0 6773 0 6773 21133 0 0 0 21133 54 14306 14306 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A GUOCHEN YAN 7757719437 2600 FARETTO LN RENO NV 89511 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GUOCHEN YAN 2600 FARETTO LN RENO NV 89511 CEO 6.00 0 0 0 GLORIA GUOHONG ZHANG 2600 FARETTO LN RENO NV 89511 SECRETARY 6.00 0 0 0 NONE 0 NONE 0 COSTS INVOLVED IN DISCUSSION, PLANNING, AND EXAMINING OF SPECIFIC DONATION ACTIVITIES AND ALSO FOR SOME SCHOOL AND CHURCH ACTIVITIES, AS REPORTED IN PREVIOUS YEARS. 3943 0 6429944 2339389 0 8769333 0 0 8769333 131540 8637793 431890 431890 6773 6773 425117 0 425117 0 425117 457421 0 6608 464029 0 464029 425117 332546 0 0 464029 332546 0 0 131483 0 0 0 0 0 0 0 0 293634 0 0 0 GUOCHEN YAN GLORIA GUOHONG ZHANG X UCI FOUNDATION 100 THEORY SUITE 250 IRVINCE CA 92617 N/A PUBLIC CHARITY DONATIONS 25000 UNIVERSITY OF NEVADA SCHOOL OF MEDICINE RENO SCHOOL RENO NV 89557 N/A PUBLIC CHARITY DONATIONS 250000 NORTH AMERICAN CHINESE EDUCATIONAL FOUNDATION 1450 AVILA COURT HAYWARD CA 94544 N/A PUBLIC CHARITY DONATIONS 50000 VIRGINIA COMMONWEALTH UNIVERSITY FOUNDATION PO BOX 843075 RICHMOND VA 23284 N/A PUBLIC CHARITY DONATIONS 100000 425000 0 14 246 14 52665 18 460772 CLIENT REFUND 01 2574 0 516257 0 516257 0 0 0 0 0 0 0 0 0 0 LEGAL AND PROFESSIONAL EXPENSE 8021 0 0 8021 FURNITURE 2010-11-30 2033 1763 SL 7.000000000000 270 0 0 FURNITURE 2014-11-20 187 135 SL 7.000000000000 52 0 0 FURNITURE 2013-12-01 1577 1350 SL 7.000000000000 227 0 0 EQUIPMENT 2009-07-13 328 228 SL 5.000000000000 100 0 0 EQUIPMENT 2013-11-22 537 336 SL 5.000000000000 201 0 0 EQUIPMENT 2013-11-23 1929 1727 SL 5.000000000000 202 0 0 EQUIPMENT 2014-11-30 345 238 SL 5.000000000000 107 0 0 EQUIPMENT 2015-11-30 1941 1740 SL 5.000000000000 201 0 0 FURNITURE 2012-02-07 134 134 SL 7.000000000000 0 0 0 FURNITURE 2012-05-10 405 376 SL 7.000000000000 29 0 0 COMPUTER 2008-06-22 536 536 SL 5.000000000000 0 0 0 COMPUTER 2009-11-30 500 500 SL 5.000000000000 0 0 0 COMPUTER 2010-11-08 437 437 SL 3.000000000000 0 0 0 COMPUTER 2011-11-30 5304 5304 SL 3.000000000000 0 0 0 COMPUTER 2012-11-30 3554 3554 SL 3.000000000000 0 0 0 COMPUTER 2013-11-30 1224 1224 SL 3.000000000000 0 0 0 COMPUTER 2014-11-30 2265 2265 SL 3.000000000000 0 0 0 COMPUTER 2015-11-30 3139 3139 SL 3.000000000000 0 0 0 SOFTWARE 2012-11-30 433 433 SL 5.000000000000 0 0 0 SOFTWARE 2013-11-30 585 585 SL 5.000000000000 0 0 0 COMPUTER 2021-11-21 6608 SL 5.000000000000 0 0 0 INVESTMENT-UVXY 29247 41040 4098394.643 SHARES SVUXX AT COST 4100363 4099624 INVESTMENT-CHARLES SCHWAB AT COST 4266371 3471464 FURNITURE 2033 2033 0 0 FURNITURE 187 187 0 0 FURNITURE 1577 1577 0 0 EQUIPMENT 328 328 0 0 EQUIPMENT 537 537 0 0 EQUIPMENT 1929 1929 0 0 EQUIPMENT 345 345 0 0 EQUIPMENT 1941 1941 0 0 FURNITURE 134 134 0 0 FURNITURE 405 405 0 0 COMPUTER 536 536 0 0 COMPUTER 500 500 0 0 COMPUTER 437 437 0 0 COMPUTER 5304 5304 0 0 COMPUTER 3554 3554 0 0 COMPUTER 1224 1224 0 0 COMPUTER 2265 2265 0 0 COMPUTER 3139 3139 0 0 SOFTWARE 433 433 0 0 SOFTWARE 585 585 0 0 COMPUTER 6608 0 6608 6608 AUTO EXPENSE 1640 0 0 1640 MARKETING 1120 0 0 1120 FILING FEE 110 0 0 110 JANITORIAL EXPENSE 1180 0 0 1180 MAINTENANCE 4605 0 0 4605 OFFICE EXPENSE 451 0 0 451 POSTAGE 1290 0 0 1290 PROGRAM EXPENSE 3943 0 0 3943 SUPPLIES 3995 0 0 3995 TELEPHONE 1811 0 0 1811 UTILITIES 1595 0 0 1595 BANK CHARGE 382 0 0 382 INTEREST EXPENSE 56 0 0 56 PENALTY 260 0 0 0 CLIENT REFUND 2574 2574 IRS TAX 26418 26418 0 0