WHALLEY CHARITABLE TR: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- WHALLEY CHARITABLE TR (EIN 23-7128436)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-06-15
- IRS object ID
- 202201669349100315
- Schema version
- 2021v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-06-15T12:44:24-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 262055351 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KOTZAN CPA AND ASSOCIATES PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 334 BUDFIELD ST STE 180 | AddressLine1Txt |
| City | JOHNSTOWN | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 159043214 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237128436 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHALLEY CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WHAL | BusinessNameControlTxt |
| Phone | 7246268049 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 188 | AddressLine1Txt |
| City | WINDBER | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 159630188 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID KLEMENTIK | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 8144676656 | PhoneNum |
| Signature | 2022-06-02 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAVID | PersonFirstNm |
| Person Last | KLEMENTIK | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SARAH SERNELL CPA | PreparerPersonNm |
| PTIN | P00706115 | PTIN |
| Phone | 8142694912 | PhoneNum |
| Preparation | 2022-06-02 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,190,200 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $3,679 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,679 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $84,586 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $84,586 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $435,476 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,557,490 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $71,191 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $523,741 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $159,456 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $10,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $6,500 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $3,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $18,000 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $11,700 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $6,300 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $1,506 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $979 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $527 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $975 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $525 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $17,638 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $11,465 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $6,173 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,857 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $751 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $404 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $6,000 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $3,900 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $2,100 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,096 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $712 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $384 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $58,597 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $36,982 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $19,913 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $92,232 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $92,232 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $150,829 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $36,982 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $112,145 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $372,912 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $122,474 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $9,892 | CashBOYAmt |
| Cash EOY | $2,302 | CashEOYAmt |
| Cash EOYFMV | $2,302 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $38,311 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $73,258 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $73,258 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $118,592 | AcctRcvblAmt |
| Acct Rcvbl BOY | $118,072 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $118,592 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $118,592 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $3,038 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | -$862 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | -$862 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $54,092 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $32,836 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $35,170 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,310,779 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,547,514 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,922,618 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $65,109 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $52,081 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $54,872 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,626,019 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,773,273 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,984,250 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $10,074 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $10,074 | LandBldgEquipAccumDeprecAmt |
| Other Assets BOY | $1,321 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,645 | OtherAssetsEOYAmt |
| Total Assets BOY | $3,226,633 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,600,639 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,190,200 | TotalAssetsEOYFMVAmt |
| Accounts Payable EOY | $1,094 | AccountsPayableEOYAmt |
| Total Liabilities EOY | $1,094 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $1,655,039 | CapitalStockBOYAmt |
| Capital Stock EOY | $1,655,039 | CapitalStockEOYAmt |
| Retained Earning BOY | $1,571,594 | RetainedEarningBOYAmt |
| Retained Earning EOY | $1,944,506 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,226,633 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,599,545 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,226,633 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,600,639 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,226,633 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $372,912 | ExcessRevenueOverExpensesAmt |
| Subtotal | $3,599,545 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $3,599,545 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $71,191 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,702 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,702 | SubtotalAmt |
| Tax Based On Investment Income | $1,702 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $840 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $840 | TotalPaymentsAndCreditsAmt |
| Tax Due | $862 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JEANNE HENRY | IndividualWithBooksNm |
| Phone | 7246268049 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 188 | AddressLine1Txt |
| City | WINDBER | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15963 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAVID KLEMENTIK | ||||||||
| PO BOX 188 | WINDBER | PA | 159630188 | TRUSTEE | 5.00 | $10,000 | $0 | $0 |
| RUTH KLEMENTIK | ||||||||
| PO BOX 188 | WINDBER | PA | 159630188 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,925,580 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $45,876 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $119,816 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,091,272 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $4,091,272 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $61,369 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,029,903 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $201,495 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $201,495 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,702 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,702 | TotalTaxAmt |
| Distributable Before Adj | $199,793 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $199,793 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $199,793 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $112,145 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $112,145 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $199,793 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $89,339 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $6,148 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $20,618 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $116,105 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $112,145 | QualifyingDistributionsAmt |
| Applied To Current Year | $112,145 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $87,648 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $87,648 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $28,457 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,691 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $26,766 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $6,148 | ExcessFromYear4Amt |
| Excess From Year2 | $20,618 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAVID KLEMENTIK | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 188 | AddressLine1Txt |
| City | WINDBER | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 159630188 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7246268049 | RecipientPhoneNum |
| Form And Info And Materials | NO SPECIAL FORM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | TRUST DISTRIBUTES AMOUNT OF INCOME EARNED EACH YEAR - NO OTHER RESTRICTIONS. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|
| AMERICAN ASSN OF UNIVERSITY WOMEN | |||||||||
| C/O CLAIRE MONTOYA TREASURER | 510 VILLAGE STREET | JOHNSTOWN | PA | 15902 | NONE | 501(C)(3) | CHARITABLE | $600 | |
| ANN HARRIS SMITH FOUNDATION | |||||||||
| C/O COMM FOUND OF THE ALLEGHENIES | 216 FRANKLIN STREET | JOHNSTOWN | PA | 15901 | NONE | 501(C)(3) | CHARITABLE | $750 | SUITE 400 |
| BAND OF BROTHERS SHAKESPEARE COMPAN | |||||||||
| 221 FAYETTE STREET | JOHNSTOWN | PA | 15905 | NONE | 501(C)(3) | CHARITABLE | $1,500 | ||
| CENTRE VOLUNTEERS IN MEDICINE | |||||||||
| 2520 GREEN TECH DR STE D | STATE COLLEGE | PA | 16803 | NONE | 501(C)(3) | SCIENTIFIC | $6,552 | ||
| COMMUNITY FOUNDATION OF THE ALLEGHE | |||||||||
| 216 FRANKLIN STREET | JOHNSTOWN | PA | 15901 | NONE | 501(C)(3) | CHARITABLE | $2,750 | SUITE 400 | |
| GIRL SCOUTS OF WESTERN PA | |||||||||
| 503 MARTINDALE ST STE 500 | PITTSBURGH | PA | 15212 | NONE | 501(C)(3) | EDUCATIONAL | $4,000 | ||
| LAUREL ARTS | |||||||||
| PO BOX 414 | SOMERSET | PA | 155010414 | NONE | 501(C)(3) | ARTISTIC | $1,000 | ||
| PENN STATE UNIVERSITY | |||||||||
| 2583 GATEWAY DR STE 130 | STATE COLLEGE | PA | 168013098 | NONE | 501(C)(3) | EDUCATIONAL | $22,500 | ||
| PENNSYLVANIA CHAMBER ORCHESTRA | |||||||||
| 119 FRASER ST STE D | STATE COLLEGE | PA | 16801 | NONE | 501(C)(3) | ARTISTIC | $5,000 | ||
| SOMERSET COMM HOSP FOUNDATION | |||||||||
| 225 S CENTER AVE | SOMERSET | PA | 15501 | NONE | 501(C)(3) | MEDICAL | $480 | ||
| WINDBER AMERICAN LEAGION | |||||||||
| 312 14TH STREET | WINDBER | PA | 15963 | NONE | 501(C)(3) | CHARITABLE | $2,000 | ||
| WINDBER AREA SCHOOL DISTRICT | |||||||||
| 2301 GRAHAM AVENUE | WINDBER | PA | 15963 | NONE | 501(C)(3) | EDUCATIONAL | $40,000 | ||
| WINDBER BOROUGH POLICE DEPT | |||||||||
| 1301 JEFFERSON AVE | WINDBER | PA | 15963 | NONE | 501(C)(3) | CHARITABLE | $100 | ||
| WINDBER PUBLIC LIBRARY | |||||||||
| 1909 GRAHAM AVENUE | WINDBER | PA | 15963 | NONE | 501(C)(3) | EDUCATIONAL | $5,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $92,232 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,679 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $84,586 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $435,476 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $523,741 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $523,741 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INCOME TAX PREPARATION | CategoryTxt |
| Amt | $1,500 | Amt |
| Net Investment Income | $975 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $525 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (10 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt |
|---|---|---|---|---|---|
| OFFICE EQUIPMENT | 1997-07-01 | $3,942 | $3,942 | 200DB | 5.0000 |
| OFFICE EQUIPMENT | 1998-07-01 | $95 | $95 | 200DB | 5.0000 |
| DELL PROJECTOR/SCREEN | 2004-04-16 | $2,327 | $2,327 | 200DB | 7.0000 |
| DVD/VCR COMBO | 2004-12-17 | $135 | $135 | 200DB | 7.0000 |
| SONY DESKTOP COMPUTER | 2005-01-07 | $1,374 | $1,374 | 200DB | 5.0000 |
| HP 3055 PRINTER | 2007-03-16 | $503 | $503 | 200DB | 5.0000 |
| DELL INSPIRON | 2014-07-16 | $935 | $935 | 200DB | 5.0000 |
| HP COLOR LASERJET PRO M251N | 2014-07-16 | $318 | $318 | 200DB | 5.0000 |
| QUICK BOOKS 2005 | 2004-12-14 | $212 | $212 | AMORTIZATION | 3.0000 |
| OFFICE 2013 SOFTWARE | 2014-07-16 | $233 | $233 | 3.0000 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (344 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| ADVANCED MICRO DEVICES | 2020-07 | PURCHASE | 2021-11 | $4,960 | $1,775 | $3,185 |
| ADVANCED MICRO DEVICES | 2020-07 | PURCHASE | 2021-11 | $10,335 | $3,659 | $6,676 |
| ADVANCED MICRO DEVICES | 2020-07 | PURCHASE | 2021-11 | $10,719 | $3,712 | $7,007 |
| CHARTER COMMUNICATIONS | 2020-01 | PURCHASE | 2021-02 | $1,852 | $1,531 | $321 |
| CHARTER COMMUNICATIONS | 2020-01 | PURCHASE | 2021-02 | $4,279 | $3,572 | $707 |
| CHARTER COMMUNICATIONS | 2020-01 | PURCHASE | 2021-02 | $4,208 | $3,572 | $636 |
| COSTCO WHSL CORP NEW | 2013-01 | PURCHASE | 2021-02 | $2,137 | $605 | $1,532 |
| COSTCO WHSL CORP NEW | 2013-01 | PURCHASE | 2021-02 | $4,269 | $1,210 | $3,059 |
| COSTCO WHSL CORP NEW | 2013-01 | PURCHASE | 2021-02 | $3,854 | $1,109 | $2,745 |
| COSTCO WHSL CORP NEW | 2015-09 | PURCHASE | 2021-02 | $350 | $140 | $210 |
| COSTCO WHSL CORP NEW | 2018-08 | PURCHASE | 2021-02 | $350 | $224 | $126 |
| DANAHER CORP | 2019-06 | PURCHASE | 2021-04 | $3,630 | $2,115 | $1,515 |
| DANAHER CORP | 2019-06 | PURCHASE | 2021-04 | $7,284 | $4,231 | $3,053 |
| DANAHER CORP | 2019-06 | PURCHASE | 2021-04 | $7,482 | $4,372 | $3,110 |
| S&P GLOBAL INC | 2019-04 | PURCHASE | 2021-01 | $7,582 | $4,934 | $2,648 |
| S&P GLOBAL INC | 2019-04 | PURCHASE | 2021-01 | $7,832 | $5,148 | $2,684 |
| HOME DEPOT INC | 2017-09 | PURCHASE | 2021-01 | $4,359 | $2,561 | $1,798 |
| HOME DEPOT INC | 2017-09 | PURCHASE | 2021-02 | $2,155 | $1,281 | $874 |
| HOME DEPOT INC | 2017-09 | PURCHASE | 2021-02 | $2,425 | $1,443 | $982 |
| HOME DEPOT INC | 2017-09 | PURCHASE | 2021-02 | $4,644 | $2,725 | $1,919 |
| ISHS RUSSL 2000GRWTH ETF | 2019-07 | PURCHASE | 2021-05 | $5,129 | $3,624 | $1,505 |
| ISHS RUSSL 2000GRWTH ETF | 2019-07 | PURCHASE | 2021-05 | $3,758 | $2,617 | $1,141 |
| ISHS RUSSL 2000GRWTH ETF | 2019-07 | PURCHASE | 2021-05 | $1,734 | $1,210 | $524 |
| ISHARES RUSSL M/CAP ETF | 2016-08 | PURCHASE | 2021-07 | $19,580 | $10,956 | $8,624 |
| ISHARES RUSSL M/CAP ETF | 2016-08 | PURCHASE | 2021-07 | $21,637 | $12,008 | $9,629 |
| ISHARES RUSSL M/CAP ETF | 2018-10 | PURCHASE | 2021-07 | $17,926 | $11,194 | $6,732 |
| ISHARES RUSSELL 2000 ETF | 2017-08 | PURCHASE | 2021-10 | $9,836 | $6,032 | $3,804 |
| ISHARES RUSSELL 2000 ETF | 2017-08 | PURCHASE | 2021-10 | $666 | $411 | $255 |
| ISHARES RUSSELL 2000 ETF | 2018-01 | PURCHASE | 2021-10 | $9,329 | $6,595 | $2,734 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-01 | $2,457 | $1,451 | $1,006 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-01 | $2,661 | $1,556 | $1,105 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-02 | $5,182 | $2,993 | $2,189 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-02 | $207 | $119 | $88 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-03 | $7,664 | $4,395 | $3,269 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-03 | $104 | $60 | $44 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-03 | $7,767 | $4,553 | $3,214 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-05 | $101 | $60 | $41 |
| ISHARES RUSSL M/CAP ETF | 2018-12 | PURCHASE | 2021-05 | $8,081 | $4,849 | $3,232 |
| ISHARES RUSSL M/CAP ETF | 2019-01 | PURCHASE | 2021-05 | $6,667 | $3,871 | $2,796 |
| ISHARES RUSSL M/CAP ETF | 2019-01 | PURCHASE | 2021-05 | $6,430 | $3,637 | $2,793 |
| ISHARES RUSSL M/CAP ETF | 2019-01 | PURCHASE | 2021-05 | $8,816 | $5,056 | $3,760 |
| MICROSOFT CORP | 2013-05 | PURCHASE | 2021-02 | $5,577 | $775 | $4,802 |
| MICROSOFT CORP | 2013-05 | PURCHASE | 2021-02 | $11,355 | $1,583 | $9,772 |
| MICROSOFT CORP | 2013-05 | PURCHASE | 2021-02 | $11,510 | $1,650 | $9,860 |
| MICROSOFT CORP | 2013-05 | PURCHASE | 2021-10 | $3,543 | $404 | $3,139 |
| MICROSOFT CORP | 2013-05 | PURCHASE | 2021-10 | $7,373 | $842 | $6,531 |
| MICROSOFT CORP | 2013-05 | PURCHASE | 2021-10 | $6,801 | $775 | $6,026 |
| MICROSOFT CORP | 2015-09 | PURCHASE | 2021-10 | $296 | $44 | $252 |
| MICROSOFT CORP | 2016-01 | PURCHASE | 2021-10 | $591 | $102 | $489 |
| NEXTERA ENERGY INC | 2019-10 | PURCHASE | 2021-03 | $2,950 | $2,313 | $637 |
| NEXTERA ENERGY INC | 2019-10 | PURCHASE | 2021-03 | $4,180 | $3,381 | $799 |
| NEXTERA ENERGY INC | 2019-10 | PURCHASE | 2021-03 | $1,540 | $1,243 | $297 |
| NEXTERA ENERGY INC | 2019-10 | PURCHASE | 2021-03 | $5,621 | $4,676 | $945 |
| NIKE INC CLASS B | 2019-02 | PURCHASE | 2021-04 | $3,069 | $1,972 | $1,097 |
| NIKE INC CLASS B | 2019-02 | PURCHASE | 2021-04 | $4,702 | $3,000 | $1,702 |
| NIKE INC CLASS B | 2019-02 | PURCHASE | 2021-04 | $1,478 | $944 | $534 |
| NIKE INC CLASS B | 2019-02 | PURCHASE | 2021-04 | $6,246 | $4,031 | $2,215 |
| PROCTER & GAMBLE CO | 2019-10 | PURCHASE | 2021-01 | $8,613 | $7,615 | $998 |
| PROCTER & GAMBLE CO | 2019-10 | PURCHASE | 2021-01 | $8,701 | $7,744 | $957 |
| TECHNOLOGY SECTOR SP ETF | 2020-02 | PURCHASE | 2021-04 | $3,720 | $2,249 | $1,471 |
| TECHNOLOGY SECTOR SP ETF | 2020-02 | PURCHASE | 2021-04 | $3,723 | $2,249 | $1,474 |
| TECHNOLOGY SECTOR SP ETF | 2020-02 | PURCHASE | 2021-04 | $3,838 | $2,335 | $1,503 |
| TECHNOLOGY SECTOR SP ETF | 2020-02 | PURCHASE | 2021-05 | $2,805 | $1,816 | $989 |
| TECHNOLOGY SECTOR SP ETF | 2020-04 | PURCHASE | 2021-05 | $7,880 | $4,999 | $2,881 |
| TECHNOLOGY SECTOR SP ETF | 2020-04 | PURCHASE | 2021-05 | $11,069 | $6,863 | $4,206 |
| SELECT COMMUNICATION ETF | 2020-01 | PURCHASE | 2021-04 | $3,763 | $2,780 | $983 |
| SELECT COMMUNICATION ETF | 2020-01 | PURCHASE | 2021-04 | $3,839 | $2,837 | $1,002 |
| SELECT COMMUNICATION ETF | 2020-01 | PURCHASE | 2021-04 | $3,899 | $2,893 | $1,006 |
| SPDR S&P 500 TRUST ETF | 2018-10 | PURCHASE | 2021-02 | $2,340 | $1,593 | $747 |
| SPDR S&P 500 TRUST ETF | 2019-04 | PURCHASE | 2021-02 | $11,698 | $8,622 | $3,076 |
| SPDR S&P 500 TRUST ETF | 2019-08 | PURCHASE | 2021-02 | $5,459 | $4,039 | $1,420 |
| SPDR S&P 500 TRUST ETF | 2019-08 | PURCHASE | 2021-02 | $18,377 | $13,558 | $4,819 |
| SPDR S&P 500 TRUST ETF | 2019-08 | PURCHASE | 2021-02 | $1,955 | $1,462 | $493 |
| SPDR S&P 500 TRUST ETF | 2019-08 | PURCHASE | 2021-03 | $9,125 | $6,725 | $2,400 |
| SPDR S&P 500 TRUST ETF | 2019-08 | PURCHASE | 2021-03 | $9,496 | $7,017 | $2,479 |
| SPDR BLOOMBERG ETF | 2019-07 | PURCHASE | 2021-03 | $5,068 | $5,093 | -$25 |
| SPDR BLOOMBERG ETF | 2019-07 | PURCHASE | 2021-03 | $5,171 | $5,201 | -$30 |
| THERMO FISHER SCI INC | 2020-01 | PURCHASE | 2021-04 | $2,471 | $1,702 | $769 |
| THERMO FISHER SCI INC | 2020-01 | PURCHASE | 2021-04 | $5,427 | $3,745 | $1,682 |
| THERMO FISHER SCI INC | 2020-01 | PURCHASE | 2021-04 | $5,861 | $4,086 | $1,775 |
| VANGUARD TOTAL BOND ETF | 2018-01 | PURCHASE | 2021-01 | $4,893 | $4,550 | $343 |
| VANGUARD TOTAL BOND ETF | 2018-01 | PURCHASE | 2021-01 | $4,973 | $4,632 | $341 |
| VANGUARD FTSE EMRG ETF | 2015-09 | PURCHASE | 2021-05 | $14,229 | $9,160 | $5,069 |
| VANGUARD FTSE EMRG ETF | 2015-09 | PURCHASE | 2021-05 | $14,351 | $9,193 | $5,158 |
| VANGUARD FTSE EMRG ETF | 2015-09 | PURCHASE | 2021-10 | $5,937 | $3,940 | $1,997 |
| VANGUARD FTSE EMRG ETF | 2015-09 | PURCHASE | 2021-10 | $5,194 | $3,435 | $1,759 |
| VANGUARD FTSE EMRG ETF | 2015-11 | PURCHASE | 2021-10 | $815 | $556 | $259 |
| VANGUARD FTSE DEV ETF | 2016-02 | PURCHASE | 2021-01 | $11,003 | $7,881 | $3,122 |
| VANGUARD FTSE DEV ETF | 2016-02 | PURCHASE | 2021-02 | $6,028 | $4,278 | $1,750 |
| VANGUARD FTSE DEV ETF | 2016-08 | PURCHASE | 2021-02 | $4,129 | $3,248 | $881 |
| VANGUARD FTSE DEV ETF | 2016-09 | PURCHASE | 2021-02 | $854 | $654 | $200 |
| VANGUARD FTSE DEV ETF | 2016-10 | PURCHASE | 2021-02 | $190 | $146 | $44 |
| ZOETIS INC | 2020-01 | PURCHASE | 2021-03 | $1,862 | $1,705 | $157 |
| ZOETIS INC | 2020-01 | PURCHASE | 2021-03 | $3,593 | $3,267 | $326 |
| ZOETIS INC | 2020-01 | PURCHASE | 2021-03 | $3,834 | $3,551 | $283 |
| APPLE INC 1.55% 080421 | 2016-09 | PURCHASE | 2021-07 | $13,000 | $12,982 | $18 |
| UST INFL 0.375% 071525 | 2016-08 | PURCHASE | 2021-10 | $12,585 | $11,684 | $901 |
| UST INFL 0.375% 071525 | 2016-09 | PURCHASE | 2021-10 | $11,326 | $10,555 | $771 |
| DOLLAR GENERAL CORP | 2020-04 | PURCHASE | 2021-03 | $1,942 | $1,775 | $167 |
| DOLLAR GENERAL CORP | 2020-04 | PURCHASE | 2021-03 | $3,025 | $2,839 | $186 |
| DOLLAR GENERAL CORP | 2020-04 | PURCHASE | 2021-03 | $945 | $875 | $70 |
| DOLLAR GENERAL CORP | 2020-04 | PURCHASE | 2021-03 | $3,903 | $3,852 | $51 |
| ISHARES GOLD TRUST E ETF | 2020-04 | PURCHASE | 2021-01 | $7,911 | $7,423 | $488 |
| ISHARES GOLD TRUST E ETF | 2020-04 | PURCHASE | 2021-01 | $5,139 | $4,780 | $359 |
| ISHARES GOLD TRUST E ETF | 2020-04 | PURCHASE | 2021-02 | $2,785 | $2,579 | $206 |
| ISHARES GOLD TRUST E ETF | 2020-10 | PURCHASE | 2021-02 | $10,343 | $10,599 | -$256 |
| ISHS RUSSL 2000 VAL ETF | 2021-03 | PURCHASE | 2021-11 | $10,125 | $9,657 | $468 |
| ISHS RUSSL 2000 VAL ETF | 2021-03 | PURCHASE | 2021-11 | $10,125 | $9,638 | $487 |
| ISHS RUSSL 2000 VAL ETF | 2021-04 | PURCHASE | 2021-11 | $4,888 | $4,508 | $380 |
| ISHS RUSSL 2000 VAL ETF | 2021-04 | PURCHASE | 2021-11 | $5,006 | $4,669 | $337 |
| ISHS RUSSL 2000 VAL ETF | 2021-04 | PURCHASE | 2021-11 | $10,012 | $9,408 | $604 |
| ISHS RUSSL 2000 VAL ETF | 2021-04 | PURCHASE | 2021-11 | $10,012 | $9,318 | $694 |
| LINDE PLC | 2020-09 | PURCHASE | 2021-03 | $2,432 | $2,140 | $292 |
| LINDE PLC | 2020-09 | PURCHASE | 2021-03 | $3,507 | $3,091 | $416 |
| LINDE PLC | 2020-09 | PURCHASE | 2021-03 | $1,079 | $944 | $135 |
| LINDE PLC | 2020-09 | PURCHASE | 2021-03 | $5,098 | $4,483 | $615 |
| NEWMONT CORP | 2020-08 | PURCHASE | 2021-02 | $1,886 | $2,205 | -$319 |
| NEWMONT CORP | 2020-08 | PURCHASE | 2021-02 | $2,836 | $3,340 | -$504 |
| NEWMONT CORP | 2020-08 | PURCHASE | 2021-02 | $908 | $1,051 | -$143 |
| NEWMONT CORP | 2020-08 | PURCHASE | 2021-02 | $3,836 | $4,403 | -$567 |
| SELECT FINANCIAL ETF | 2021-07 | PURCHASE | 2021-11 | $9,116 | $8,183 | $933 |
| SELECT FINANCIAL ETF | 2021-07 | PURCHASE | 2021-11 | $4,578 | $4,172 | $406 |
| SELECT FINANCIAL ETF | 2021-07 | PURCHASE | 2021-11 | $13,526 | $12,478 | $1,048 |
| MATERIALS SECTOR SPD ETF | 2020-12 | PURCHASE | 2021-10 | $14,547 | $12,669 | $1,878 |
| MATERIALS SECTOR SPD ETF | 2021-01 | PURCHASE | 2021-10 | $8,908 | $8,395 | $513 |
| MATERIALS SECTOR SPD ETF | 2021-01 | PURCHASE | 2021-10 | $3,898 | $3,697 | $201 |
| MATERIALS SECTOR SPD ETF | 2021-01 | PURCHASE | 2021-10 | $12,751 | $12,006 | $745 |
| MATERIALS SECTOR SPD ETF | 2021-07 | PURCHASE | 2021-10 | $2,193 | $2,168 | $25 |
| MATERIALS SECTOR SPD ETF | 2021-07 | PURCHASE | 2021-10 | $4,548 | $4,542 | $6 |
| HEALTH CARE SECTOR S ETF | 2020-01 | PURCHASE | 2021-01 | $6,868 | $6,185 | $683 |
| HEALTH CARE SECTOR S ETF | 2020-01 | PURCHASE | 2021-01 | $3,986 | $3,564 | $422 |
| HEALTH CARE SECTOR S ETF | 2020-08 | PURCHASE | 2021-01 | $2,931 | $2,667 | $264 |
| HEALTH CARE SECTOR S ETF | 2020-08 | PURCHASE | 2021-01 | $4,849 | $4,481 | $368 |
| HEALTH CARE SECTOR S ETF | 2020-08 | PURCHASE | 2021-02 | $3,706 | $3,414 | $292 |
| HEALTH CARE SECTOR S ETF | 2020-08 | PURCHASE | 2021-02 | $1,274 | $1,172 | $102 |
| HEALTH CARE SECTOR S ETF | 2020-08 | PURCHASE | 2021-02 | $5,098 | $4,689 | $409 |
| HEALTH CARE SECTOR S ETF | 2020-08 | PURCHASE | 2021-02 | $5,057 | $4,689 | $368 |
| CONSUMR DISC SECTOR ETF | 2020-06 | PURCHASE | 2021-05 | $13,009 | $9,833 | $3,176 |
| CONSUMR DISC SECTOR ETF | 2020-06 | PURCHASE | 2021-05 | $4,397 | $3,278 | $1,119 |
| CONSUMR DISC SECTOR ETF | 2020-06 | PURCHASE | 2021-05 | $8,964 | $6,813 | $2,151 |
| VANGUARD SHORT TERM ETF | 2021-02 | PURCHASE | 2021-07 | $13,505 | $13,566 | -$61 |
| VANGUARD SHORT TERM ETF | 2021-02 | PURCHASE | 2021-07 | $3,868 | $3,888 | -$20 |
| VANGUARD SHORT TERM ETF | 2021-02 | PURCHASE | 2021-07 | $17,363 | $17,443 | -$80 |
| VANGUARD SHORT TERM ETF | 2021-03 | PURCHASE | 2021-07 | $5,760 | $5,756 | $4 |
| BAIRD AGGREGATE FD CL I | 2019-08 | PURCHASE | 2021-08 | $738 | $722 | $16 |
| DIAMOND HILL LARGE CAP I | 2020-03 | PURCHASE | 2021-08 | $22,418 | $15,788 | $6,630 |
| EATON VANCE MF TR GLBL I | 2017-07 | PURCHASE | 2021-08 | $598 | $589 | $9 |
| EATON VANCE MF TR GLBL I | 2017-07 | PURCHASE | 2021-10 | $45,601 | $44,917 | $684 |
| EATON VANCE MF TR GLBL I | 2017-12 | PURCHASE | 2021-10 | $1,490 | $1,447 | $43 |
| EATON VANCE MF TR GLBL I | 2018-12 | PURCHASE | 2021-10 | $30 | $27 | $3 |
| EATON VANCE MF TR GLBL I | 2019-12 | PURCHASE | 2021-10 | $1,981 | $1,942 | $39 |
| FIDELITY 500 INDEX FUND | 2019-02 | PURCHASE | 2021-08 | $2,361 | $1,456 | $905 |
| HARBOR SML CAP VALU INST | 2017-07 | PURCHASE | 2021-08 | $11,837 | $8,820 | $3,017 |
| HARBOR SML CAP VALU INST | 2017-07 | PURCHASE | 2021-08 | $1,619 | $1,205 | $414 |
| MFS VALUE I | 2017-08 | PURCHASE | 2021-08 | $11,390 | $8,234 | $3,156 |
| MFS VALUE I | 2017-08 | PURCHASE | 2021-08 | $978 | $710 | $268 |
| MERIDIAN S/C GRWTH INV | 2017-08 | PURCHASE | 2021-03 | $10,000 | $6,974 | $3,026 |
| MERIDIAN S/C GRWTH INV | 2017-08 | PURCHASE | 2021-06 | $21,416 | $14,126 | $7,290 |
| MERIDIAN S/C GRWTH INV | 2017-08 | PURCHASE | 2021-08 | $39,625 | $25,909 | $13,716 |
| MERIDIAN S/C GRWTH INV | 2017-08 | PURCHASE | 2021-08 | $812 | $525 | $287 |
| METROPOLITAN WEST T/R I | 2009-04 | PURCHASE | 2021-08 | $1,612 | $1,306 | $306 |
| METROPOLITAN WEST T/R I | 2009-04 | PURCHASE | 2021-09 | $26,219 | $21,212 | $5,007 |
| METROPOLITAN WEST T/R I | 2009-05 | PURCHASE | 2021-09 | $228 | $186 | $42 |
| METROPOLITAN WEST T/R I | 2009-06 | PURCHASE | 2021-09 | $715 | $588 | $127 |
| METROPOLITAN WEST T/R I | 2009-06 | PURCHASE | 2021-09 | $7,984 | $6,575 | $1,409 |
| METROPOLITAN WEST T/R I | 2009-07 | PURCHASE | 2021-09 | $733 | $608 | $125 |
| METROPOLITAN WEST T/R I | 2009-08 | PURCHASE | 2021-09 | $773 | $661 | $112 |
| METROPOLITAN WEST T/R I | 2009-09 | PURCHASE | 2021-09 | $809 | $702 | $107 |
| METROPOLITAN WEST T/R I | 2009-10 | PURCHASE | 2021-09 | $698 | $616 | $82 |
| METROPOLITAN WEST T/R I | 2009-11 | PURCHASE | 2021-09 | $688 | $617 | $71 |
| METROPOLITAN WEST T/R I | 2009-12 | PURCHASE | 2021-09 | $675 | $608 | $67 |
| METROPOLITAN WEST T/R I | 2010-01 | PURCHASE | 2021-09 | $674 | $604 | $70 |
| METROPOLITAN WEST T/R I | 2010-02 | PURCHASE | 2021-09 | $653 | $598 | $55 |
| METROPOLITAN WEST T/R I | 2010-03 | PURCHASE | 2021-09 | $498 | $457 | $41 |
| METROPOLITAN WEST T/R I | 2010-04 | PURCHASE | 2021-09 | $594 | $546 | $48 |
| METROPOLITAN WEST T/R I | 2010-05 | PURCHASE | 2021-09 | $579 | $542 | $37 |
| METROPOLITAN WEST T/R I | 2010-06 | PURCHASE | 2021-09 | $562 | $523 | $39 |
| METROPOLITAN WEST T/R I | 2010-07 | PURCHASE | 2021-09 | $606 | $569 | $37 |
| METROPOLITAN WEST T/R I | 2010-08 | PURCHASE | 2021-09 | $473 | $449 | $24 |
| METROPOLITAN WEST T/R I | 2010-09 | PURCHASE | 2021-09 | $480 | $463 | $17 |
| METROPOLITAN WEST T/R I | 2010-09 | PURCHASE | 2021-09 | $126 | $121 | $5 |
| METROPOLITAN WEST T/R I | 2010-10 | PURCHASE | 2021-09 | $503 | $486 | $17 |
| METROPOLITAN WEST T/R I | 2010-11 | PURCHASE | 2021-09 | $472 | $458 | $14 |
| METROPOLITAN WEST T/R I | 2010-12 | PURCHASE | 2021-09 | $488 | $471 | $17 |
| METROPOLITAN WEST T/R I | 2010-12 | PURCHASE | 2021-09 | $1,344 | $1,260 | $84 |
| METROPOLITAN WEST T/R I | 2010-12 | PURCHASE | 2021-09 | $782 | $733 | $49 |
| METROPOLITAN WEST T/R I | 2011-01 | PURCHASE | 2021-09 | $497 | $466 | $31 |
| METROPOLITAN WEST T/R I | 2011-02 | PURCHASE | 2021-09 | $534 | $503 | $31 |
| METROPOLITAN WEST T/R I | 2011-03 | PURCHASE | 2021-09 | $455 | $429 | $26 |
| METROPOLITAN WEST T/R I | 2011-04 | PURCHASE | 2021-09 | $536 | $505 | $31 |
| METROPOLITAN WEST T/R I | 2011-05 | PURCHASE | 2021-09 | $503 | $477 | $26 |
| METROPOLITAN WEST T/R I | 2011-06 | PURCHASE | 2021-09 | $522 | $499 | $23 |
| METROPOLITAN WEST T/R I | 2011-07 | PURCHASE | 2021-09 | $480 | $453 | $27 |
| METROPOLITAN WEST T/R I | 2011-08 | PURCHASE | 2021-09 | $551 | $524 | $27 |
| METROPOLITAN WEST T/R I | 2011-09 | PURCHASE | 2021-09 | $552 | $525 | $27 |
| METROPOLITAN WEST T/R I | 2011-10 | PURCHASE | 2021-09 | $527 | $500 | $27 |
| METROPOLITAN WEST T/R I | 2011-10 | PURCHASE | 2021-09 | $1,510 | $1,421 | $89 |
| METROPOLITAN WEST T/R I | 2011-11 | PURCHASE | 2021-09 | $527 | $499 | $28 |
| METROPOLITAN WEST T/R I | 2011-12 | PURCHASE | 2021-09 | $500 | $470 | $30 |
| METROPOLITAN WEST T/R I | 2011-12 | PURCHASE | 2021-09 | $622 | $581 | $41 |
| METROPOLITAN WEST T/R I | 2011-12 | PURCHASE | 2021-09 | $471 | $440 | $31 |
| METROPOLITAN WEST T/R I | 2012-01 | PURCHASE | 2021-09 | $500 | $470 | $30 |
| METROPOLITAN WEST T/R I | 2012-02 | PURCHASE | 2021-09 | $506 | $481 | $25 |
| METROPOLITAN WEST T/R I | 2012-03 | PURCHASE | 2021-09 | $460 | $439 | $21 |
| METROPOLITAN WEST T/R I | 2012-04 | PURCHASE | 2021-09 | $529 | $504 | $25 |
| METROPOLITAN WEST T/R I | 2012-05 | PURCHASE | 2021-09 | $505 | $485 | $20 |
| METROPOLITAN WEST T/R I | 2012-06 | PURCHASE | 2021-09 | $462 | $446 | $16 |
| METROPOLITAN WEST T/R I | 2012-07 | PURCHASE | 2021-09 | $504 | $487 | $17 |
| METROPOLITAN WEST T/R I | 2012-08 | PURCHASE | 2021-09 | $485 | $476 | $9 |
| METROPOLITAN WEST T/R I | 2012-09 | PURCHASE | 2021-09 | $477 | $471 | $6 |
| METROPOLITAN WEST T/R I | 2012-12 | PURCHASE | 2021-09 | $260 | $262 | -$2 |
| METROPOLITAN WEST T/R I | 2012-12 | PURCHASE | 2021-09 | $1,890 | $1,864 | $26 |
| METROPOLITAN WEST T/R I | 2012-12 | PURCHASE | 2021-09 | $834 | $822 | $12 |
| METROPOLITAN WEST T/R I | 2013-01 | PURCHASE | 2021-09 | $407 | $401 | $6 |
| METROPOLITAN WEST T/R I | 2013-02 | PURCHASE | 2021-09 | $333 | $328 | $5 |
| METROPOLITAN WEST T/R I | 2013-03 | PURCHASE | 2021-09 | $341 | $337 | $4 |
| METROPOLITAN WEST T/R I | 2013-04 | PURCHASE | 2021-09 | $345 | $340 | $5 |
| METROPOLITAN WEST T/R I | 2013-05 | PURCHASE | 2021-09 | $446 | $445 | $1 |
| METROPOLITAN WEST T/R I | 2013-06 | PURCHASE | 2021-09 | $374 | $367 | $7 |
| METROPOLITAN WEST T/R I | 2013-07 | PURCHASE | 2021-09 | $313 | $300 | $13 |
| METROPOLITAN WEST T/R I | 2013-08 | PURCHASE | 2021-09 | $372 | $357 | $15 |
| METROPOLITAN WEST T/R I | 2013-09 | PURCHASE | 2021-09 | $379 | $361 | $18 |
| METROPOLITAN WEST T/R I | 2013-09 | PURCHASE | 2021-09 | $4,222 | $4,004 | $218 |
| METROPOLITAN WEST T/R I | 2013-10 | PURCHASE | 2021-09 | $375 | $360 | $15 |
| METROPOLITAN WEST T/R I | 2013-11 | PURCHASE | 2021-09 | $346 | $335 | $11 |
| METROPOLITAN WEST T/R I | 2013-12 | PURCHASE | 2021-09 | $299 | $289 | $10 |
| METROPOLITAN WEST T/R I | 2013-12 | PURCHASE | 2021-09 | $805 | $770 | $35 |
| METROPOLITAN WEST T/R I | 2014-01 | PURCHASE | 2021-09 | $200 | $191 | $9 |
| METROPOLITAN WEST T/R I | 2014-02 | PURCHASE | 2021-09 | $228 | $220 | $8 |
| METROPOLITAN WEST T/R I | 2014-03 | PURCHASE | 2021-09 | $253 | $245 | $8 |
| METROPOLITAN WEST T/R I | 2014-04 | PURCHASE | 2021-09 | $283 | $273 | $10 |
| METROPOLITAN WEST T/R I | 2014-05 | PURCHASE | 2021-09 | $289 | $281 | $8 |
| METROPOLITAN WEST T/R I | 2014-06 | PURCHASE | 2021-09 | $283 | $278 | $5 |
| METROPOLITAN WEST T/R I | 2014-07 | PURCHASE | 2021-09 | $266 | $261 | $5 |
| METROPOLITAN WEST T/R I | 2014-08 | PURCHASE | 2021-09 | $272 | $267 | $5 |
| METROPOLITAN WEST T/R I | 2014-09 | PURCHASE | 2021-09 | $247 | $243 | $4 |
| METROPOLITAN WEST T/R I | 2014-09 | PURCHASE | 2021-09 | $1,802 | $1,771 | $31 |
| METROPOLITAN WEST T/R I | 2014-10 | PURCHASE | 2021-09 | $245 | $240 | $5 |
| METROPOLITAN WEST T/R I | 2014-10 | PURCHASE | 2021-09 | $19,807 | $19,431 | $376 |
| MAINSTAY WINSLW L/C GR I | 2020-03 | PURCHASE | 2021-06 | $26,346 | $18,029 | $8,317 |
| MAINSTAY WINSLW L/C GR I | 2020-03 | PURCHASE | 2021-08 | $9,857 | $6,215 | $3,642 |
| MAINSTAY WINSLW L/C GR I | 2020-03 | PURCHASE | 2021-08 | $3,372 | $2,098 | $1,274 |
| PRINCIPAL MIDCAP I | 2017-07 | PURCHASE | 2021-08 | $58,359 | $34,672 | $23,687 |
| PRINCIPAL MIDCAP I | 2017-08 | PURCHASE | 2021-08 | $42,915 | $26,244 | $16,671 |
| PRINCIPAL MIDCAP I | 2017-08 | PURCHASE | 2021-08 | $1,739 | $1,062 | $677 |
| PRINCIPAL MIDCAP I | 2017-12 | PURCHASE | 2021-08 | $3,608 | $2,313 | $1,295 |
| PRINCIPAL MIDCAP I | 2017-12 | PURCHASE | 2021-08 | $351 | $225 | $126 |
| PRINCIPAL MIDCAP I | 2017-12 | PURCHASE | 2021-08 | $61 | $39 | $22 |
| PRINCIPAL MIDCAP I | 2018-08 | PURCHASE | 2021-08 | $78 | $53 | $25 |
| PRINCIPAL MIDCAP I | 2018-12 | PURCHASE | 2021-08 | $254 | $136 | $118 |
| AMER FDS EUROPACIFIC F2 | 2012-09 | PURCHASE | 2021-05 | $10,000 | $5,286 | $4,714 |
| AMER FDS EUROPACIFIC F2 | 2012-09 | PURCHASE | 2021-06 | $7,238 | $3,847 | $3,391 |
| AMER FDS EUROPACIFIC F2 | 2012-09 | PURCHASE | 2021-08 | $30,765 | $16,576 | $14,189 |
| AMER FDS EUROPACIFIC F2 | 2012-09 | PURCHASE | 2021-08 | $494 | $266 | $228 |
| BLACKROCK CORE BND INSTL | 2017-07 | PURCHASE | 2021-08 | $119,472 | $115,274 | $4,198 |
| BLACKROCK CORE BND INSTL | 2017-07 | PURCHASE | 2021-08 | $40 | $39 | $1 |
| BLACKROCK CORE BND INSTL | 2017-08 | PURCHASE | 2021-08 | $187 | $181 | $6 |
| BLACKROCK CORE BND INSTL | 2017-09 | PURCHASE | 2021-08 | $290 | $283 | $7 |
| BLACKROCK CORE BND INSTL | 2017-10 | PURCHASE | 2021-08 | $282 | $273 | $9 |
| BLACKROCK CORE BND INSTL | 2017-11 | PURCHASE | 2021-08 | $293 | $283 | $10 |
| BLACKROCK CORE BND INSTL | 2017-12 | PURCHASE | 2021-08 | $299 | $287 | $12 |
| BLACKROCK CORE BND INSTL | 2018-01 | PURCHASE | 2021-08 | $284 | $274 | $10 |
| BLACKROCK CORE BND INSTL | 2018-02 | PURCHASE | 2021-08 | $276 | $263 | $13 |
| BLACKROCK CORE BND INSTL | 2018-03 | PURCHASE | 2021-08 | $272 | $256 | $16 |
| BLACKROCK CORE BND INSTL | 2018-04 | PURCHASE | 2021-08 | $291 | $275 | $16 |
| BLACKROCK CORE BND INSTL | 2018-05 | PURCHASE | 2021-08 | $280 | $261 | $19 |
| BLACKROCK CORE BND INSTL | 2018-06 | PURCHASE | 2021-08 | $282 | $265 | $17 |
| BLACKROCK CORE BND INSTL | 2018-07 | PURCHASE | 2021-08 | $283 | $265 | $18 |
| BLACKROCK CORE BND INSTL | 2018-08 | PURCHASE | 2021-08 | $302 | $283 | $19 |
| BLACKROCK CORE BND INSTL | 2018-09 | PURCHASE | 2021-08 | $316 | $296 | $20 |
| BLACKROCK CORE BND INSTL | 2018-10 | PURCHASE | 2021-08 | $317 | $294 | $23 |
| BLACKROCK CORE BND INSTL | 2018-11 | PURCHASE | 2021-08 | $334 | $307 | $27 |
| BLACKROCK CORE BND INSTL | 2018-12 | PURCHASE | 2021-08 | $324 | $298 | $26 |
| BLACKROCK CORE BND INSTL | 2019-01 | PURCHASE | 2021-08 | $333 | $310 | $23 |
| BLACKROCK CORE BND INSTL | 2019-02 | PURCHASE | 2021-08 | $340 | $321 | $19 |
| BLACKROCK CORE BND INSTL | 2019-03 | PURCHASE | 2021-08 | $328 | $308 | $20 |
| BLACKROCK CORE BND INSTL | 2019-04 | PURCHASE | 2021-08 | $359 | $344 | $15 |
| BLACKROCK CORE BND INSTL | 2019-05 | PURCHASE | 2021-08 | $352 | $337 | $15 |
| BLACKROCK CORE BND INSTL | 2019-06 | PURCHASE | 2021-08 | $347 | $337 | $10 |
| BLACKROCK CORE BND INSTL | 2019-07 | PURCHASE | 2021-08 | $316 | $310 | $6 |
| BLACKROCK CORE BND INSTL | 2019-08 | PURCHASE | 2021-08 | $308 | $303 | $5 |
| BLACKROCK CORE BND INSTL | 2019-09 | PURCHASE | 2021-08 | $288 | $289 | -$1 |
| BLACKROCK CORE BND INSTL | 2019-10 | PURCHASE | 2021-08 | $285 | $284 | $1 |
| BLACKROCK CORE BND INSTL | 2019-11 | PURCHASE | 2021-08 | $281 | $280 | $1 |
| BLACKROCK CORE BND INSTL | 2019-12 | PURCHASE | 2021-08 | $259 | $258 | $1 |
| BLACKROCK CORE BND INSTL | 2020-01 | PURCHASE | 2021-08 | $284 | $282 | $2 |
| BLACKROCK CORE BND INSTL | 2020-02 | PURCHASE | 2021-08 | $240 | $242 | -$2 |
| BLACKROCK CORE BND INSTL | 2020-03 | PURCHASE | 2021-08 | $214 | $219 | -$5 |
| BLACKROCK CORE BND INSTL | 2020-04 | PURCHASE | 2021-08 | $279 | $278 | $1 |
| BLACKROCK CORE BND INSTL | 2020-05 | PURCHASE | 2021-08 | $254 | $259 | -$5 |
| BLACKROCK CORE BND INSTL | 2020-06 | PURCHASE | 2021-08 | $183 | $189 | -$6 |
| BLACKROCK CORE BND INSTL | 2020-07 | PURCHASE | 2021-08 | $137 | $142 | -$5 |
| BLACKROCK CORE BND INSTL | 2020-08 | PURCHASE | 2021-08 | $203 | $215 | -$12 |
| WELLS FARGO SPL M/C VL I | 2019-08 | PURCHASE | 2021-08 | $1,552 | $1,179 | $373 |
| EATON VANCE MF TR GLBL I | 2020-12 | PURCHASE | 2021-10 | $2,895 | $2,806 | $89 |
| EATON VANCE MF TR GLBL I | 2021-08 | PURCHASE | 2021-10 | $7,050 | $7,043 | $7 |
| BLACKROCK CORE BND INSTL | 2020-09 | PURCHASE | 2021-08 | $216 | $227 | -$11 |
| BLACKROCK CORE BND INSTL | 2020-10 | PURCHASE | 2021-08 | $219 | $229 | -$10 |
| BLACKROCK CORE BND INSTL | 2020-11 | PURCHASE | 2021-08 | $210 | $219 | -$9 |
| BLACKROCK CORE BND INSTL | 2020-12 | PURCHASE | 2021-08 | $185 | $195 | -$10 |
| BLACKROCK CORE BND INSTL | 2020-12 | PURCHASE | 2021-08 | $2,802 | $2,839 | -$37 |
| BLACKROCK CORE BND INSTL | 2020-12 | PURCHASE | 2021-08 | $2,169 | $2,197 | -$28 |
| BLACKROCK CORE BND INSTL | 2021-01 | PURCHASE | 2021-08 | $189 | $193 | -$4 |
| BLACKROCK CORE BND INSTL | 2021-02 | PURCHASE | 2021-08 | $190 | $191 | -$1 |
| BLACKROCK CORE BND INSTL | 2021-03 | PURCHASE | 2021-08 | $176 | $175 | $1 |
| BLACKROCK CORE BND INSTL | 2021-04 | PURCHASE | 2021-08 | $201 | $197 | $4 |
| BLACKROCK CORE BND INSTL | 2021-05 | PURCHASE | 2021-08 | $177 | $175 | $2 |
| BLACKROCK CORE BND INSTL | 2021-06 | PURCHASE | 2021-08 | $184 | $181 | $3 |
| BLACKROCK CORE BND INSTL | 2021-07 | PURCHASE | 2021-08 | $184 | $183 | $1 |
| BLACKROCK CORE BND INSTL | 2021-08 | PURCHASE | 2021-08 | $180 | $181 | -$1 |
| GOLDMAN SACHS SQ TREAS I | 2013-09 | PURCHASE | 2021-01 | $181 | $181 | |
| GOLDMAN SACHS SQ TREAS I | 2014-09 | PURCHASE | 2021-01 | $1,080 | $1,080 | |
| GOLDMAN SACHS SQ TREAS I | 2014-09 | PURCHASE | 2021-04 | $199 | $199 | |
| GOLDMAN SACHS SQ TREAS I | 2015-03 | PURCHASE | 2021-04 | $428 | $428 | |
| GOLDMAN SACHS SQ TREAS I | 2016-01 | PURCHASE | 2021-04 | $1 | $1 | |
| GOLDMAN SACHS SQ TREAS I | 2016-02 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-03 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-04 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-05 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-06 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-07 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-08 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-09 | PURCHASE | 2021-04 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-09 | PURCHASE | 2021-04 | $817 | $817 | |
| GOLDMAN SACHS SQ TREAS I | 2016-09 | PURCHASE | 2021-10 | $779 | $779 | |
| GOLDMAN SACHS SQ TREAS I | 2016-10 | PURCHASE | 2021-10 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-11 | PURCHASE | 2021-10 | $2 | $2 | |
| GOLDMAN SACHS SQ TREAS I | 2016-12 | PURCHASE | 2021-10 | $3 | $3 | |
| GOLDMAN SACHS SQ TREAS I | 2017-01 | PURCHASE | 2021-10 | $4 | $4 | |
| GOLDMAN SACHS SQ TREAS I | 2017-02 | PURCHASE | 2021-10 | $4 | $4 | |
| GOLDMAN SACHS SQ TREAS I | 2017-03 | PURCHASE | 2021-10 | $4 | $4 | |
| GOLDMAN SACHS SQ TREAS I | 2017-04 | PURCHASE | 2021-10 | $6 | $6 | |
| GOLDMAN SACHS SQ TREAS I | 2017-05 | PURCHASE | 2021-10 | $6 | $6 | |
| GOLDMAN SACHS SQ TREAS I | 2017-06 | PURCHASE | 2021-10 | $7 | $7 | |
| GOLDMAN SACHS SQ TREAS I | 2017-07 | PURCHASE | 2021-10 | $8 | $8 | |
| GOLDMAN SACHS SQ TREAS I | 2017-07 | PURCHASE | 2021-10 | $24 | $24 | |
| MFS EMRG MKTS DEBT I | 2012-09 | PURCHASE | 2021-08 | $652 | $652 | |
| MFS EMRG MKTS DEBT I | 2012-09 | PURCHASE | 2021-08 | $267 | $267 | |
| METROPOLITAN WEST T/R I | 2012-10 | PURCHASE | 2021-09 | $419 | $419 | |
| METROPOLITAN WEST T/R I | 2012-11 | PURCHASE | 2021-09 | $144 | $144 | |
| METROPOLITAN WEST T/R I | 2012-11 | PURCHASE | 2021-09 | $296 | $296 | |
| METROPOLITAN WEST T/R I | 2012-12 | PURCHASE | 2021-09 | $120 | $120 | |
| PRINCIPAL HIGH YIELD I | 2017-07 | PURCHASE | 2021-08 | $722 | $722 | |
| PRINCIPAL HIGH YIELD I | 2017-07 | PURCHASE | 2021-08 | $478 | $478 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC SR UNSECURED NOTES | ||
| CITIGROUP INC SR UNSECURED NOTES | $14,957 | $16,090 |
| GOLDMAN SACHS GRP INC. SR. UNSECURED | $12,069 | $12,651 |
| JP MORGAN CHASE & CO SR UNSECURED BD | $14,051 | $14,554 |
| MICROSOFT CORP SR UNSECURED | $11,004 | $11,577 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | STOCKS AND ETF'S | StockNm |
| EOY Book Value | $1,547,514 | EOYBookValueAmt |
| EOYFMV | $1,922,618 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $32,836 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $35,170 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OPEN END MUTUAL FUNDS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,773,273 | BookValueAmt |
| EOYFMV | $1,984,250 | EOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | EQUIPMENT & SOFTWARE | CategoryOrItemTxt |
| Cost Or Other Basis | $10,074 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $10,074 | AccumulatedDepreciationAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INCOME | Desc |
| BOY Book Value | $1,321 | BOYBookValueAmt |
| EOY Book Value | $1,645 | EOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| WORKMEN'S COMPENSATION INSURA | $519 | $337 | $182 |
| MISCELLANEOUS | -$31 | -$20 | -$11 |
| ADVERTISING | $500 | $325 | $175 |
| OFFICE EXPENSE | $108 | $70 | $38 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | WELLS FARGO | CategoryTxt |
| Amt | $17,638 | Amt |
| Net Investment Income | $11,465 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,173 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $1,155 | $751 | $404 |
| EXCISE TAX | $1,702 |
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