2022-06-15T12:44:24-05:00 2021-12-31 262055351 KOTZAN CPA AND ASSOCIATES PC 334 BUDFIELD ST STE 180 JOHNSTOWN PA 159043214 990PF 2021-01-01 237128436 WHALLEY CHARITABLE TRUST WHAL 7246268049 PO BOX 188 WINDBER PA 159630188 DAVID KLEMENTIK TRUSTEE 8144676656 2022-06-02 DAVID KLEMENTIK XXX-XX-XXXX SARAH SERNELL CPA P00706115 8142694912 2022-06-02 2021 2022-09-23 18:48:47Z X 4190200 X X 3679 3679 84586 84586 435476 1557490 71191 523741 159456 10000 6500 3500 18000 11700 6300 1506 979 527 1500 975 525 17638 11465 6173 2857 751 404 6000 3900 2100 1096 712 384 58597 36982 19913 92232 92232 150829 36982 112145 372912 122474 9892 2302 2302 38311 73258 73258 118592 118072 118592 118592 3038 -862 -862 54092 32836 35170 1310779 1547514 1922618 65109 52081 54872 1626019 1773273 1984250 10074 10074 1321 1645 3226633 3600639 4190200 1094 1094 X 1655039 1655039 1571594 1944506 3226633 3599545 3226633 3600639 3226633 372912 3599545 3599545 71191 1702 1702 1702 840 840 862 false false false false false false false true true PA true false false false false true N/A JEANNE HENRY 7246268049 PO BOX 188 WINDBER PA 15963 false false false false false false false false false false false false false false false false false false false false DAVID KLEMENTIK PO BOX 188 WINDBER PA 159630188 TRUSTEE 5.00 10000 0 0 RUTH KLEMENTIK PO BOX 188 WINDBER PA 159630188 TRUSTEE 1.00 0 0 0 NONE NONE N/A 3925580 45876 119816 4091272 4091272 61369 4029903 201495 201495 1702 1702 199793 199793 199793 112145 112145 199793 89339 6148 20618 116105 112145 112145 87648 87648 28457 0 1691 26766 6148 20618 DAVID KLEMENTIK PO BOX 188 WINDBER PA 159630188 7246268049 NO SPECIAL FORM NONE TRUST DISTRIBUTES AMOUNT OF INCOME EARNED EACH YEAR - NO OTHER RESTRICTIONS. AMERICAN ASSN OF UNIVERSITY WOMEN C/O CLAIRE MONTOYA TREASURER 510 VILLAGE STREET JOHNSTOWN PA 15902 NONE 501(C)(3) CHARITABLE 600 ANN HARRIS SMITH FOUNDATION C/O COMM FOUND OF THE ALLEGHENIES 216 FRANKLIN STREET SUITE 400 JOHNSTOWN PA 15901 NONE 501(C)(3) CHARITABLE 750 BAND OF BROTHERS SHAKESPEARE COMPAN 221 FAYETTE STREET JOHNSTOWN PA 15905 NONE 501(C)(3) CHARITABLE 1500 CENTRE VOLUNTEERS IN MEDICINE 2520 GREEN TECH DR STE D STATE COLLEGE PA 16803 NONE 501(C)(3) SCIENTIFIC 6552 COMMUNITY FOUNDATION OF THE ALLEGHE 216 FRANKLIN STREET SUITE 400 JOHNSTOWN PA 15901 NONE 501(C)(3) CHARITABLE 2750 GIRL SCOUTS OF WESTERN PA 503 MARTINDALE ST STE 500 PITTSBURGH PA 15212 NONE 501(C)(3) EDUCATIONAL 4000 LAUREL ARTS PO BOX 414 SOMERSET PA 155010414 NONE 501(C)(3) ARTISTIC 1000 PENN STATE UNIVERSITY 2583 GATEWAY DR STE 130 STATE COLLEGE PA 168013098 NONE 501(C)(3) EDUCATIONAL 22500 PENNSYLVANIA CHAMBER ORCHESTRA 119 FRASER ST STE D STATE COLLEGE PA 16801 NONE 501(C)(3) ARTISTIC 5000 SOMERSET COMM HOSP FOUNDATION 225 S CENTER AVE SOMERSET PA 15501 NONE 501(C)(3) MEDICAL 480 WINDBER AMERICAN LEAGION 312 14TH STREET WINDBER PA 15963 NONE 501(C)(3) CHARITABLE 2000 WINDBER AREA SCHOOL DISTRICT 2301 GRAHAM AVENUE WINDBER PA 15963 NONE 501(C)(3) EDUCATIONAL 40000 WINDBER BOROUGH POLICE DEPT 1301 JEFFERSON AVE WINDBER PA 15963 NONE 501(C)(3) CHARITABLE 100 WINDBER PUBLIC LIBRARY 1909 GRAHAM AVENUE WINDBER PA 15963 NONE 501(C)(3) EDUCATIONAL 5000 92232 14 3679 14 84586 18 435476 523741 523741 false false false false false false false false false false INCOME TAX PREPARATION 1500 975 525 OFFICE EQUIPMENT 1997-07-01 3942 3942 200DB 5.0000 OFFICE EQUIPMENT 1998-07-01 95 95 200DB 5.0000 DELL PROJECTOR/SCREEN 2004-04-16 2327 2327 200DB 7.0000 DVD/VCR COMBO 2004-12-17 135 135 200DB 7.0000 SONY DESKTOP COMPUTER 2005-01-07 1374 1374 200DB 5.0000 HP 3055 PRINTER 2007-03-16 503 503 200DB 5.0000 DELL INSPIRON 2014-07-16 935 935 200DB 5.0000 HP COLOR LASERJET PRO M251N 2014-07-16 318 318 200DB 5.0000 QUICK BOOKS 2005 2004-12-14 212 212 AMORTIZATION 3.0000 OFFICE 2013 SOFTWARE 2014-07-16 233 233 3.0000 ADVANCED MICRO DEVICES 2020-07 PURCHASE 2021-11 4960 1775 3185 ADVANCED MICRO DEVICES 2020-07 PURCHASE 2021-11 10335 3659 6676 ADVANCED MICRO DEVICES 2020-07 PURCHASE 2021-11 10719 3712 7007 CHARTER COMMUNICATIONS 2020-01 PURCHASE 2021-02 1852 1531 321 CHARTER COMMUNICATIONS 2020-01 PURCHASE 2021-02 4279 3572 707 CHARTER COMMUNICATIONS 2020-01 PURCHASE 2021-02 4208 3572 636 COSTCO WHSL CORP NEW 2013-01 PURCHASE 2021-02 2137 605 1532 COSTCO WHSL CORP NEW 2013-01 PURCHASE 2021-02 4269 1210 3059 COSTCO WHSL CORP NEW 2013-01 PURCHASE 2021-02 3854 1109 2745 COSTCO WHSL CORP NEW 2015-09 PURCHASE 2021-02 350 140 210 COSTCO WHSL CORP NEW 2018-08 PURCHASE 2021-02 350 224 126 DANAHER CORP 2019-06 PURCHASE 2021-04 3630 2115 1515 DANAHER CORP 2019-06 PURCHASE 2021-04 7284 4231 3053 DANAHER CORP 2019-06 PURCHASE 2021-04 7482 4372 3110 S&P GLOBAL INC 2019-04 PURCHASE 2021-01 7582 4934 2648 S&P GLOBAL INC 2019-04 PURCHASE 2021-01 7832 5148 2684 HOME DEPOT INC 2017-09 PURCHASE 2021-01 4359 2561 1798 HOME DEPOT INC 2017-09 PURCHASE 2021-02 2155 1281 874 HOME DEPOT INC 2017-09 PURCHASE 2021-02 2425 1443 982 HOME DEPOT INC 2017-09 PURCHASE 2021-02 4644 2725 1919 ISHS RUSSL 2000GRWTH ETF 2019-07 PURCHASE 2021-05 5129 3624 1505 ISHS RUSSL 2000GRWTH ETF 2019-07 PURCHASE 2021-05 3758 2617 1141 ISHS RUSSL 2000GRWTH ETF 2019-07 PURCHASE 2021-05 1734 1210 524 ISHARES RUSSL M/CAP ETF 2016-08 PURCHASE 2021-07 19580 10956 8624 ISHARES RUSSL M/CAP ETF 2016-08 PURCHASE 2021-07 21637 12008 9629 ISHARES RUSSL M/CAP ETF 2018-10 PURCHASE 2021-07 17926 11194 6732 ISHARES RUSSELL 2000 ETF 2017-08 PURCHASE 2021-10 9836 6032 3804 ISHARES RUSSELL 2000 ETF 2017-08 PURCHASE 2021-10 666 411 255 ISHARES RUSSELL 2000 ETF 2018-01 PURCHASE 2021-10 9329 6595 2734 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-01 2457 1451 1006 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-01 2661 1556 1105 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-02 5182 2993 2189 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-02 207 119 88 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-03 7664 4395 3269 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-03 104 60 44 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-03 7767 4553 3214 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-05 101 60 41 ISHARES RUSSL M/CAP ETF 2018-12 PURCHASE 2021-05 8081 4849 3232 ISHARES RUSSL M/CAP ETF 2019-01 PURCHASE 2021-05 6667 3871 2796 ISHARES RUSSL M/CAP ETF 2019-01 PURCHASE 2021-05 6430 3637 2793 ISHARES RUSSL M/CAP ETF 2019-01 PURCHASE 2021-05 8816 5056 3760 MICROSOFT CORP 2013-05 PURCHASE 2021-02 5577 775 4802 MICROSOFT CORP 2013-05 PURCHASE 2021-02 11355 1583 9772 MICROSOFT CORP 2013-05 PURCHASE 2021-02 11510 1650 9860 MICROSOFT CORP 2013-05 PURCHASE 2021-10 3543 404 3139 MICROSOFT CORP 2013-05 PURCHASE 2021-10 7373 842 6531 MICROSOFT CORP 2013-05 PURCHASE 2021-10 6801 775 6026 MICROSOFT CORP 2015-09 PURCHASE 2021-10 296 44 252 MICROSOFT CORP 2016-01 PURCHASE 2021-10 591 102 489 NEXTERA ENERGY INC 2019-10 PURCHASE 2021-03 2950 2313 637 NEXTERA ENERGY INC 2019-10 PURCHASE 2021-03 4180 3381 799 NEXTERA ENERGY INC 2019-10 PURCHASE 2021-03 1540 1243 297 NEXTERA ENERGY INC 2019-10 PURCHASE 2021-03 5621 4676 945 NIKE INC CLASS B 2019-02 PURCHASE 2021-04 3069 1972 1097 NIKE INC CLASS B 2019-02 PURCHASE 2021-04 4702 3000 1702 NIKE INC CLASS B 2019-02 PURCHASE 2021-04 1478 944 534 NIKE INC CLASS B 2019-02 PURCHASE 2021-04 6246 4031 2215 PROCTER & GAMBLE CO 2019-10 PURCHASE 2021-01 8613 7615 998 PROCTER & GAMBLE CO 2019-10 PURCHASE 2021-01 8701 7744 957 TECHNOLOGY SECTOR SP ETF 2020-02 PURCHASE 2021-04 3720 2249 1471 TECHNOLOGY SECTOR SP ETF 2020-02 PURCHASE 2021-04 3723 2249 1474 TECHNOLOGY SECTOR SP ETF 2020-02 PURCHASE 2021-04 3838 2335 1503 TECHNOLOGY SECTOR SP ETF 2020-02 PURCHASE 2021-05 2805 1816 989 TECHNOLOGY SECTOR SP ETF 2020-04 PURCHASE 2021-05 7880 4999 2881 TECHNOLOGY SECTOR SP ETF 2020-04 PURCHASE 2021-05 11069 6863 4206 SELECT COMMUNICATION ETF 2020-01 PURCHASE 2021-04 3763 2780 983 SELECT COMMUNICATION ETF 2020-01 PURCHASE 2021-04 3839 2837 1002 SELECT COMMUNICATION ETF 2020-01 PURCHASE 2021-04 3899 2893 1006 SPDR S&P 500 TRUST ETF 2018-10 PURCHASE 2021-02 2340 1593 747 SPDR S&P 500 TRUST ETF 2019-04 PURCHASE 2021-02 11698 8622 3076 SPDR S&P 500 TRUST ETF 2019-08 PURCHASE 2021-02 5459 4039 1420 SPDR S&P 500 TRUST ETF 2019-08 PURCHASE 2021-02 18377 13558 4819 SPDR S&P 500 TRUST ETF 2019-08 PURCHASE 2021-02 1955 1462 493 SPDR S&P 500 TRUST ETF 2019-08 PURCHASE 2021-03 9125 6725 2400 SPDR S&P 500 TRUST ETF 2019-08 PURCHASE 2021-03 9496 7017 2479 SPDR BLOOMBERG ETF 2019-07 PURCHASE 2021-03 5068 5093 -25 SPDR BLOOMBERG ETF 2019-07 PURCHASE 2021-03 5171 5201 -30 THERMO FISHER SCI INC 2020-01 PURCHASE 2021-04 2471 1702 769 THERMO FISHER SCI INC 2020-01 PURCHASE 2021-04 5427 3745 1682 THERMO FISHER SCI INC 2020-01 PURCHASE 2021-04 5861 4086 1775 VANGUARD TOTAL BOND ETF 2018-01 PURCHASE 2021-01 4893 4550 343 VANGUARD TOTAL BOND ETF 2018-01 PURCHASE 2021-01 4973 4632 341 VANGUARD FTSE EMRG ETF 2015-09 PURCHASE 2021-05 14229 9160 5069 VANGUARD FTSE EMRG ETF 2015-09 PURCHASE 2021-05 14351 9193 5158 VANGUARD FTSE EMRG ETF 2015-09 PURCHASE 2021-10 5937 3940 1997 VANGUARD FTSE EMRG ETF 2015-09 PURCHASE 2021-10 5194 3435 1759 VANGUARD FTSE EMRG ETF 2015-11 PURCHASE 2021-10 815 556 259 VANGUARD FTSE DEV ETF 2016-02 PURCHASE 2021-01 11003 7881 3122 VANGUARD FTSE DEV ETF 2016-02 PURCHASE 2021-02 6028 4278 1750 VANGUARD FTSE DEV ETF 2016-08 PURCHASE 2021-02 4129 3248 881 VANGUARD FTSE DEV ETF 2016-09 PURCHASE 2021-02 854 654 200 VANGUARD FTSE DEV ETF 2016-10 PURCHASE 2021-02 190 146 44 ZOETIS INC 2020-01 PURCHASE 2021-03 1862 1705 157 ZOETIS INC 2020-01 PURCHASE 2021-03 3593 3267 326 ZOETIS INC 2020-01 PURCHASE 2021-03 3834 3551 283 APPLE INC 1.55% 080421 2016-09 PURCHASE 2021-07 13000 12982 18 UST INFL 0.375% 071525 2016-08 PURCHASE 2021-10 12585 11684 901 UST INFL 0.375% 071525 2016-09 PURCHASE 2021-10 11326 10555 771 DOLLAR GENERAL CORP 2020-04 PURCHASE 2021-03 1942 1775 167 DOLLAR GENERAL CORP 2020-04 PURCHASE 2021-03 3025 2839 186 DOLLAR GENERAL CORP 2020-04 PURCHASE 2021-03 945 875 70 DOLLAR GENERAL CORP 2020-04 PURCHASE 2021-03 3903 3852 51 ISHARES GOLD TRUST E ETF 2020-04 PURCHASE 2021-01 7911 7423 488 ISHARES GOLD TRUST E ETF 2020-04 PURCHASE 2021-01 5139 4780 359 ISHARES GOLD TRUST E ETF 2020-04 PURCHASE 2021-02 2785 2579 206 ISHARES GOLD TRUST E ETF 2020-10 PURCHASE 2021-02 10343 10599 -256 ISHS RUSSL 2000 VAL ETF 2021-03 PURCHASE 2021-11 10125 9657 468 ISHS RUSSL 2000 VAL ETF 2021-03 PURCHASE 2021-11 10125 9638 487 ISHS RUSSL 2000 VAL ETF 2021-04 PURCHASE 2021-11 4888 4508 380 ISHS RUSSL 2000 VAL ETF 2021-04 PURCHASE 2021-11 5006 4669 337 ISHS RUSSL 2000 VAL ETF 2021-04 PURCHASE 2021-11 10012 9408 604 ISHS RUSSL 2000 VAL ETF 2021-04 PURCHASE 2021-11 10012 9318 694 LINDE PLC 2020-09 PURCHASE 2021-03 2432 2140 292 LINDE PLC 2020-09 PURCHASE 2021-03 3507 3091 416 LINDE PLC 2020-09 PURCHASE 2021-03 1079 944 135 LINDE PLC 2020-09 PURCHASE 2021-03 5098 4483 615 NEWMONT CORP 2020-08 PURCHASE 2021-02 1886 2205 -319 NEWMONT CORP 2020-08 PURCHASE 2021-02 2836 3340 -504 NEWMONT CORP 2020-08 PURCHASE 2021-02 908 1051 -143 NEWMONT CORP 2020-08 PURCHASE 2021-02 3836 4403 -567 SELECT FINANCIAL ETF 2021-07 PURCHASE 2021-11 9116 8183 933 SELECT FINANCIAL ETF 2021-07 PURCHASE 2021-11 4578 4172 406 SELECT FINANCIAL ETF 2021-07 PURCHASE 2021-11 13526 12478 1048 MATERIALS SECTOR SPD ETF 2020-12 PURCHASE 2021-10 14547 12669 1878 MATERIALS SECTOR SPD ETF 2021-01 PURCHASE 2021-10 8908 8395 513 MATERIALS SECTOR SPD ETF 2021-01 PURCHASE 2021-10 3898 3697 201 MATERIALS SECTOR SPD ETF 2021-01 PURCHASE 2021-10 12751 12006 745 MATERIALS SECTOR SPD ETF 2021-07 PURCHASE 2021-10 2193 2168 25 MATERIALS SECTOR SPD ETF 2021-07 PURCHASE 2021-10 4548 4542 6 HEALTH CARE SECTOR S ETF 2020-01 PURCHASE 2021-01 6868 6185 683 HEALTH CARE SECTOR S ETF 2020-01 PURCHASE 2021-01 3986 3564 422 HEALTH CARE SECTOR S ETF 2020-08 PURCHASE 2021-01 2931 2667 264 HEALTH CARE SECTOR S ETF 2020-08 PURCHASE 2021-01 4849 4481 368 HEALTH CARE SECTOR S ETF 2020-08 PURCHASE 2021-02 3706 3414 292 HEALTH CARE SECTOR S ETF 2020-08 PURCHASE 2021-02 1274 1172 102 HEALTH CARE SECTOR S ETF 2020-08 PURCHASE 2021-02 5098 4689 409 HEALTH CARE SECTOR S ETF 2020-08 PURCHASE 2021-02 5057 4689 368 CONSUMR DISC SECTOR ETF 2020-06 PURCHASE 2021-05 13009 9833 3176 CONSUMR DISC SECTOR ETF 2020-06 PURCHASE 2021-05 4397 3278 1119 CONSUMR DISC SECTOR ETF 2020-06 PURCHASE 2021-05 8964 6813 2151 VANGUARD SHORT TERM ETF 2021-02 PURCHASE 2021-07 13505 13566 -61 VANGUARD SHORT TERM ETF 2021-02 PURCHASE 2021-07 3868 3888 -20 VANGUARD SHORT TERM ETF 2021-02 PURCHASE 2021-07 17363 17443 -80 VANGUARD SHORT TERM ETF 2021-03 PURCHASE 2021-07 5760 5756 4 BAIRD AGGREGATE FD CL I 2019-08 PURCHASE 2021-08 738 722 16 DIAMOND HILL LARGE CAP I 2020-03 PURCHASE 2021-08 22418 15788 6630 EATON VANCE MF TR GLBL I 2017-07 PURCHASE 2021-08 598 589 9 EATON VANCE MF TR GLBL I 2017-07 PURCHASE 2021-10 45601 44917 684 EATON VANCE MF TR GLBL I 2017-12 PURCHASE 2021-10 1490 1447 43 EATON VANCE MF TR GLBL I 2018-12 PURCHASE 2021-10 30 27 3 EATON VANCE MF TR GLBL I 2019-12 PURCHASE 2021-10 1981 1942 39 FIDELITY 500 INDEX FUND 2019-02 PURCHASE 2021-08 2361 1456 905 HARBOR SML CAP VALU INST 2017-07 PURCHASE 2021-08 11837 8820 3017 HARBOR SML CAP VALU INST 2017-07 PURCHASE 2021-08 1619 1205 414 MFS VALUE I 2017-08 PURCHASE 2021-08 11390 8234 3156 MFS VALUE I 2017-08 PURCHASE 2021-08 978 710 268 MERIDIAN S/C GRWTH INV 2017-08 PURCHASE 2021-03 10000 6974 3026 MERIDIAN S/C GRWTH INV 2017-08 PURCHASE 2021-06 21416 14126 7290 MERIDIAN S/C GRWTH INV 2017-08 PURCHASE 2021-08 39625 25909 13716 MERIDIAN S/C GRWTH INV 2017-08 PURCHASE 2021-08 812 525 287 METROPOLITAN WEST T/R I 2009-04 PURCHASE 2021-08 1612 1306 306 METROPOLITAN WEST T/R I 2009-04 PURCHASE 2021-09 26219 21212 5007 METROPOLITAN WEST T/R I 2009-05 PURCHASE 2021-09 228 186 42 METROPOLITAN WEST T/R I 2009-06 PURCHASE 2021-09 715 588 127 METROPOLITAN WEST T/R I 2009-06 PURCHASE 2021-09 7984 6575 1409 METROPOLITAN WEST T/R I 2009-07 PURCHASE 2021-09 733 608 125 METROPOLITAN WEST T/R I 2009-08 PURCHASE 2021-09 773 661 112 METROPOLITAN WEST T/R I 2009-09 PURCHASE 2021-09 809 702 107 METROPOLITAN WEST T/R I 2009-10 PURCHASE 2021-09 698 616 82 METROPOLITAN WEST T/R I 2009-11 PURCHASE 2021-09 688 617 71 METROPOLITAN WEST T/R I 2009-12 PURCHASE 2021-09 675 608 67 METROPOLITAN WEST T/R I 2010-01 PURCHASE 2021-09 674 604 70 METROPOLITAN WEST T/R I 2010-02 PURCHASE 2021-09 653 598 55 METROPOLITAN WEST T/R I 2010-03 PURCHASE 2021-09 498 457 41 METROPOLITAN WEST T/R I 2010-04 PURCHASE 2021-09 594 546 48 METROPOLITAN WEST T/R I 2010-05 PURCHASE 2021-09 579 542 37 METROPOLITAN WEST T/R I 2010-06 PURCHASE 2021-09 562 523 39 METROPOLITAN WEST T/R I 2010-07 PURCHASE 2021-09 606 569 37 METROPOLITAN WEST T/R I 2010-08 PURCHASE 2021-09 473 449 24 METROPOLITAN WEST T/R I 2010-09 PURCHASE 2021-09 480 463 17 METROPOLITAN WEST T/R I 2010-09 PURCHASE 2021-09 126 121 5 METROPOLITAN WEST T/R I 2010-10 PURCHASE 2021-09 503 486 17 METROPOLITAN WEST T/R I 2010-11 PURCHASE 2021-09 472 458 14 METROPOLITAN WEST T/R I 2010-12 PURCHASE 2021-09 488 471 17 METROPOLITAN WEST T/R I 2010-12 PURCHASE 2021-09 1344 1260 84 METROPOLITAN WEST T/R I 2010-12 PURCHASE 2021-09 782 733 49 METROPOLITAN WEST T/R I 2011-01 PURCHASE 2021-09 497 466 31 METROPOLITAN WEST T/R I 2011-02 PURCHASE 2021-09 534 503 31 METROPOLITAN WEST T/R I 2011-03 PURCHASE 2021-09 455 429 26 METROPOLITAN WEST T/R I 2011-04 PURCHASE 2021-09 536 505 31 METROPOLITAN WEST T/R I 2011-05 PURCHASE 2021-09 503 477 26 METROPOLITAN WEST T/R I 2011-06 PURCHASE 2021-09 522 499 23 METROPOLITAN WEST T/R I 2011-07 PURCHASE 2021-09 480 453 27 METROPOLITAN WEST T/R I 2011-08 PURCHASE 2021-09 551 524 27 METROPOLITAN WEST T/R I 2011-09 PURCHASE 2021-09 552 525 27 METROPOLITAN WEST T/R I 2011-10 PURCHASE 2021-09 527 500 27 METROPOLITAN WEST T/R I 2011-10 PURCHASE 2021-09 1510 1421 89 METROPOLITAN WEST T/R I 2011-11 PURCHASE 2021-09 527 499 28 METROPOLITAN WEST T/R I 2011-12 PURCHASE 2021-09 500 470 30 METROPOLITAN WEST T/R I 2011-12 PURCHASE 2021-09 622 581 41 METROPOLITAN WEST T/R I 2011-12 PURCHASE 2021-09 471 440 31 METROPOLITAN WEST T/R I 2012-01 PURCHASE 2021-09 500 470 30 METROPOLITAN WEST T/R I 2012-02 PURCHASE 2021-09 506 481 25 METROPOLITAN WEST T/R I 2012-03 PURCHASE 2021-09 460 439 21 METROPOLITAN WEST T/R I 2012-04 PURCHASE 2021-09 529 504 25 METROPOLITAN WEST T/R I 2012-05 PURCHASE 2021-09 505 485 20 METROPOLITAN WEST T/R I 2012-06 PURCHASE 2021-09 462 446 16 METROPOLITAN WEST T/R I 2012-07 PURCHASE 2021-09 504 487 17 METROPOLITAN WEST T/R I 2012-08 PURCHASE 2021-09 485 476 9 METROPOLITAN WEST T/R I 2012-09 PURCHASE 2021-09 477 471 6 METROPOLITAN WEST T/R I 2012-12 PURCHASE 2021-09 260 262 -2 METROPOLITAN WEST T/R I 2012-12 PURCHASE 2021-09 1890 1864 26 METROPOLITAN WEST T/R I 2012-12 PURCHASE 2021-09 834 822 12 METROPOLITAN WEST T/R I 2013-01 PURCHASE 2021-09 407 401 6 METROPOLITAN WEST T/R I 2013-02 PURCHASE 2021-09 333 328 5 METROPOLITAN WEST T/R I 2013-03 PURCHASE 2021-09 341 337 4 METROPOLITAN WEST T/R I 2013-04 PURCHASE 2021-09 345 340 5 METROPOLITAN WEST T/R I 2013-05 PURCHASE 2021-09 446 445 1 METROPOLITAN WEST T/R I 2013-06 PURCHASE 2021-09 374 367 7 METROPOLITAN WEST T/R I 2013-07 PURCHASE 2021-09 313 300 13 METROPOLITAN WEST T/R I 2013-08 PURCHASE 2021-09 372 357 15 METROPOLITAN WEST T/R I 2013-09 PURCHASE 2021-09 379 361 18 METROPOLITAN WEST T/R I 2013-09 PURCHASE 2021-09 4222 4004 218 METROPOLITAN WEST T/R I 2013-10 PURCHASE 2021-09 375 360 15 METROPOLITAN WEST T/R I 2013-11 PURCHASE 2021-09 346 335 11 METROPOLITAN WEST T/R I 2013-12 PURCHASE 2021-09 299 289 10 METROPOLITAN WEST T/R I 2013-12 PURCHASE 2021-09 805 770 35 METROPOLITAN WEST T/R I 2014-01 PURCHASE 2021-09 200 191 9 METROPOLITAN WEST T/R I 2014-02 PURCHASE 2021-09 228 220 8 METROPOLITAN WEST T/R I 2014-03 PURCHASE 2021-09 253 245 8 METROPOLITAN WEST T/R I 2014-04 PURCHASE 2021-09 283 273 10 METROPOLITAN WEST T/R I 2014-05 PURCHASE 2021-09 289 281 8 METROPOLITAN WEST T/R I 2014-06 PURCHASE 2021-09 283 278 5 METROPOLITAN WEST T/R I 2014-07 PURCHASE 2021-09 266 261 5 METROPOLITAN WEST T/R I 2014-08 PURCHASE 2021-09 272 267 5 METROPOLITAN WEST T/R I 2014-09 PURCHASE 2021-09 247 243 4 METROPOLITAN WEST T/R I 2014-09 PURCHASE 2021-09 1802 1771 31 METROPOLITAN WEST T/R I 2014-10 PURCHASE 2021-09 245 240 5 METROPOLITAN WEST T/R I 2014-10 PURCHASE 2021-09 19807 19431 376 MAINSTAY WINSLW L/C GR I 2020-03 PURCHASE 2021-06 26346 18029 8317 MAINSTAY WINSLW L/C GR I 2020-03 PURCHASE 2021-08 9857 6215 3642 MAINSTAY WINSLW L/C GR I 2020-03 PURCHASE 2021-08 3372 2098 1274 PRINCIPAL MIDCAP I 2017-07 PURCHASE 2021-08 58359 34672 23687 PRINCIPAL MIDCAP I 2017-08 PURCHASE 2021-08 42915 26244 16671 PRINCIPAL MIDCAP I 2017-08 PURCHASE 2021-08 1739 1062 677 PRINCIPAL MIDCAP I 2017-12 PURCHASE 2021-08 3608 2313 1295 PRINCIPAL MIDCAP I 2017-12 PURCHASE 2021-08 351 225 126 PRINCIPAL MIDCAP I 2017-12 PURCHASE 2021-08 61 39 22 PRINCIPAL MIDCAP I 2018-08 PURCHASE 2021-08 78 53 25 PRINCIPAL MIDCAP I 2018-12 PURCHASE 2021-08 254 136 118 AMER FDS EUROPACIFIC F2 2012-09 PURCHASE 2021-05 10000 5286 4714 AMER FDS EUROPACIFIC F2 2012-09 PURCHASE 2021-06 7238 3847 3391 AMER FDS EUROPACIFIC F2 2012-09 PURCHASE 2021-08 30765 16576 14189 AMER FDS EUROPACIFIC F2 2012-09 PURCHASE 2021-08 494 266 228 BLACKROCK CORE BND INSTL 2017-07 PURCHASE 2021-08 119472 115274 4198 BLACKROCK CORE BND INSTL 2017-07 PURCHASE 2021-08 40 39 1 BLACKROCK CORE BND INSTL 2017-08 PURCHASE 2021-08 187 181 6 BLACKROCK CORE BND INSTL 2017-09 PURCHASE 2021-08 290 283 7 BLACKROCK CORE BND INSTL 2017-10 PURCHASE 2021-08 282 273 9 BLACKROCK CORE BND INSTL 2017-11 PURCHASE 2021-08 293 283 10 BLACKROCK CORE BND INSTL 2017-12 PURCHASE 2021-08 299 287 12 BLACKROCK CORE BND INSTL 2018-01 PURCHASE 2021-08 284 274 10 BLACKROCK CORE BND INSTL 2018-02 PURCHASE 2021-08 276 263 13 BLACKROCK CORE BND INSTL 2018-03 PURCHASE 2021-08 272 256 16 BLACKROCK CORE BND INSTL 2018-04 PURCHASE 2021-08 291 275 16 BLACKROCK CORE BND INSTL 2018-05 PURCHASE 2021-08 280 261 19 BLACKROCK CORE BND INSTL 2018-06 PURCHASE 2021-08 282 265 17 BLACKROCK CORE BND INSTL 2018-07 PURCHASE 2021-08 283 265 18 BLACKROCK CORE BND INSTL 2018-08 PURCHASE 2021-08 302 283 19 BLACKROCK CORE BND INSTL 2018-09 PURCHASE 2021-08 316 296 20 BLACKROCK CORE BND INSTL 2018-10 PURCHASE 2021-08 317 294 23 BLACKROCK CORE BND INSTL 2018-11 PURCHASE 2021-08 334 307 27 BLACKROCK CORE BND INSTL 2018-12 PURCHASE 2021-08 324 298 26 BLACKROCK CORE BND INSTL 2019-01 PURCHASE 2021-08 333 310 23 BLACKROCK CORE BND INSTL 2019-02 PURCHASE 2021-08 340 321 19 BLACKROCK CORE BND INSTL 2019-03 PURCHASE 2021-08 328 308 20 BLACKROCK CORE BND INSTL 2019-04 PURCHASE 2021-08 359 344 15 BLACKROCK CORE BND INSTL 2019-05 PURCHASE 2021-08 352 337 15 BLACKROCK CORE BND INSTL 2019-06 PURCHASE 2021-08 347 337 10 BLACKROCK CORE BND INSTL 2019-07 PURCHASE 2021-08 316 310 6 BLACKROCK CORE BND INSTL 2019-08 PURCHASE 2021-08 308 303 5 BLACKROCK CORE BND INSTL 2019-09 PURCHASE 2021-08 288 289 -1 BLACKROCK CORE BND INSTL 2019-10 PURCHASE 2021-08 285 284 1 BLACKROCK CORE BND INSTL 2019-11 PURCHASE 2021-08 281 280 1 BLACKROCK CORE BND INSTL 2019-12 PURCHASE 2021-08 259 258 1 BLACKROCK CORE BND INSTL 2020-01 PURCHASE 2021-08 284 282 2 BLACKROCK CORE BND INSTL 2020-02 PURCHASE 2021-08 240 242 -2 BLACKROCK CORE BND INSTL 2020-03 PURCHASE 2021-08 214 219 -5 BLACKROCK CORE BND INSTL 2020-04 PURCHASE 2021-08 279 278 1 BLACKROCK CORE BND INSTL 2020-05 PURCHASE 2021-08 254 259 -5 BLACKROCK CORE BND INSTL 2020-06 PURCHASE 2021-08 183 189 -6 BLACKROCK CORE BND INSTL 2020-07 PURCHASE 2021-08 137 142 -5 BLACKROCK CORE BND INSTL 2020-08 PURCHASE 2021-08 203 215 -12 WELLS FARGO SPL M/C VL I 2019-08 PURCHASE 2021-08 1552 1179 373 EATON VANCE MF TR GLBL I 2020-12 PURCHASE 2021-10 2895 2806 89 EATON VANCE MF TR GLBL I 2021-08 PURCHASE 2021-10 7050 7043 7 BLACKROCK CORE BND INSTL 2020-09 PURCHASE 2021-08 216 227 -11 BLACKROCK CORE BND INSTL 2020-10 PURCHASE 2021-08 219 229 -10 BLACKROCK CORE BND INSTL 2020-11 PURCHASE 2021-08 210 219 -9 BLACKROCK CORE BND INSTL 2020-12 PURCHASE 2021-08 185 195 -10 BLACKROCK CORE BND INSTL 2020-12 PURCHASE 2021-08 2802 2839 -37 BLACKROCK CORE BND INSTL 2020-12 PURCHASE 2021-08 2169 2197 -28 BLACKROCK CORE BND INSTL 2021-01 PURCHASE 2021-08 189 193 -4 BLACKROCK CORE BND INSTL 2021-02 PURCHASE 2021-08 190 191 -1 BLACKROCK CORE BND INSTL 2021-03 PURCHASE 2021-08 176 175 1 BLACKROCK CORE BND INSTL 2021-04 PURCHASE 2021-08 201 197 4 BLACKROCK CORE BND INSTL 2021-05 PURCHASE 2021-08 177 175 2 BLACKROCK CORE BND INSTL 2021-06 PURCHASE 2021-08 184 181 3 BLACKROCK CORE BND INSTL 2021-07 PURCHASE 2021-08 184 183 1 BLACKROCK CORE BND INSTL 2021-08 PURCHASE 2021-08 180 181 -1 GOLDMAN SACHS SQ TREAS I 2013-09 PURCHASE 2021-01 181 181 GOLDMAN SACHS SQ TREAS I 2014-09 PURCHASE 2021-01 1080 1080 GOLDMAN SACHS SQ TREAS I 2014-09 PURCHASE 2021-04 199 199 GOLDMAN SACHS SQ TREAS I 2015-03 PURCHASE 2021-04 428 428 GOLDMAN SACHS SQ TREAS I 2016-01 PURCHASE 2021-04 1 1 GOLDMAN SACHS SQ TREAS I 2016-02 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-03 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-04 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-05 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-06 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-07 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-08 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-09 PURCHASE 2021-04 2 2 GOLDMAN SACHS SQ TREAS I 2016-09 PURCHASE 2021-04 817 817 GOLDMAN SACHS SQ TREAS I 2016-09 PURCHASE 2021-10 779 779 GOLDMAN SACHS SQ TREAS I 2016-10 PURCHASE 2021-10 2 2 GOLDMAN SACHS SQ TREAS I 2016-11 PURCHASE 2021-10 2 2 GOLDMAN SACHS SQ TREAS I 2016-12 PURCHASE 2021-10 3 3 GOLDMAN SACHS SQ TREAS I 2017-01 PURCHASE 2021-10 4 4 GOLDMAN SACHS SQ TREAS I 2017-02 PURCHASE 2021-10 4 4 GOLDMAN SACHS SQ TREAS I 2017-03 PURCHASE 2021-10 4 4 GOLDMAN SACHS SQ TREAS I 2017-04 PURCHASE 2021-10 6 6 GOLDMAN SACHS SQ TREAS I 2017-05 PURCHASE 2021-10 6 6 GOLDMAN SACHS SQ TREAS I 2017-06 PURCHASE 2021-10 7 7 GOLDMAN SACHS SQ TREAS I 2017-07 PURCHASE 2021-10 8 8 GOLDMAN SACHS SQ TREAS I 2017-07 PURCHASE 2021-10 24 24 MFS EMRG MKTS DEBT I 2012-09 PURCHASE 2021-08 652 652 MFS EMRG MKTS DEBT I 2012-09 PURCHASE 2021-08 267 267 METROPOLITAN WEST T/R I 2012-10 PURCHASE 2021-09 419 419 METROPOLITAN WEST T/R I 2012-11 PURCHASE 2021-09 144 144 METROPOLITAN WEST T/R I 2012-11 PURCHASE 2021-09 296 296 METROPOLITAN WEST T/R I 2012-12 PURCHASE 2021-09 120 120 PRINCIPAL HIGH YIELD I 2017-07 PURCHASE 2021-08 722 722 PRINCIPAL HIGH YIELD I 2017-07 PURCHASE 2021-08 478 478 APPLE INC SR UNSECURED NOTES CITIGROUP INC SR UNSECURED NOTES 14957 16090 GOLDMAN SACHS GRP INC. SR. UNSECURED 12069 12651 JP MORGAN CHASE & CO SR UNSECURED BD 14051 14554 MICROSOFT CORP SR UNSECURED 11004 11577 STOCKS AND ETF'S 1547514 1922618 32836 35170 OPEN END MUTUAL FUNDS AT COST 1773273 1984250 EQUIPMENT & SOFTWARE 10074 10074 ACCRUED INCOME 1321 1645 EXPENSES WORKMEN'S COMPENSATION INSURA 519 337 182 MISCELLANEOUS -31 -20 -11 ADVERTISING 500 325 175 OFFICE EXPENSE 108 70 38 WELLS FARGO 17638 11465 6173 FOREIGN TAX WITHHELD 1155 751 404 EXCISE TAX 1702