ERICH AND DELLA KOENIG FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ERICH AND DELLA KOENIG FOUNDATION (EIN 95-6945666)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2022-01-19
- IRS object ID
- 202200209349100000
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-01-19T23:07:48-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 111986323 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 S FIGUEROA STREET SUITE 2900 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956945666 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERICH AND DELLA KOENIG FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O MIGUEL KOENIG | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ERIC | BusinessNameControlTxt |
| Phone | 2136297657 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6277 STRADA FRAGANTE | AddressLine1Txt |
| City | RANCHO SANTA FE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92091 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MIGUEL KOENIG | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 2136297657 | PhoneNum |
| Signature | 2022-01-17 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MIGUEL | PersonFirstNm |
| Person Last | KOENIG | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT L BABEK | PreparerPersonNm |
| PTIN | P00570618 | PTIN |
| Phone | 3104327400 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,059,810 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $175,266 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $175,266 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $689,611 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,095,520 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $689,611 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $12,926 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $11,430 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $877,804 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $876,308 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,575 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,788 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $117,921 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $117,921 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,437 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,475 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,195 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,195 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $142,628 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $121,591 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $6,288 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $570,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $570,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $712,628 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $121,591 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $576,288 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $165,176 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $754,717 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $367 | CashBOYAmt |
| Cash EOY | $834 | CashEOYAmt |
| Cash EOYFMV | $834 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,417,724 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,052,589 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,052,597 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,061,376 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,714,734 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,198,940 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $883,627 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $850,275 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $900,363 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $896,117 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $814,798 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $893,632 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $7,312 | OtherAssetsBOYAmt |
| Other Assets EOY | -$1,531 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $13,444 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $9,266,523 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,431,699 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,059,810 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $9,266,523 | RetainedEarningBOYAmt |
| Retained Earning EOY | $9,431,699 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,266,523 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,431,699 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,266,523 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,431,699 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,266,523 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $165,176 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $9,431,699 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $9,431,699 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES - 0830 | 2020-01-01 | 2020-12-31 | $2,800,674 | $2,597,395 | $203,279 | $203,279 |
| PUBLICLY TRADED SECURITIES - 1632 | 2020-01-01 | 2020-12-31 | $258,430 | $268,612 | -$10,182 | -$10,182 |
| PUBLICLY TRADED SECURITIES - 0830 | 2013-01-01 | 2020-12-31 | $621,526 | $443,696 | $177,830 | $177,830 |
| PUBLICLY TRADED SECURITIES - 1632 | 2014-01-31 | 2020-12-31 | $1,407,857 | $1,096,206 | $311,651 | $311,651 |
| CAPITAL GAIN DISTRIBUTIONS - 0830 | 2013-01-01 | 2020-12-31 | $223 | $223 | $223 | |
| CAPITAL GAIN DISTRIBUTIONS - 1632 | 2014-01-31 | 2020-12-31 | $6,810 | $6,810 | $6,810 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $689,611 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $10,491 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,491 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,491 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,399 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $14,399 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $10 | EsPenaltyAmt |
| Overpayment | $3,898 | OverpaymentAmt |
| Applied To ES Tax | $3,898 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | EDWARD A LANDRY | IndividualWithBooksNm |
| Phone | 2136297657 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 624 SOUTH GRAND AVENUE SUITE 2000 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MIGUEL KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | TREASURER AND CFO | 15.00 | $0 | $0 | $0 |
| ENRIQUE KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | PRESIDENT | 0.00 | $0 | $0 | $0 |
| CAMILLA KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | ASSISTANT SECRETARY | 0.00 | $0 | $0 | $0 |
| BERNARDO KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | SECRETARY | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,837,239 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,419,463 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,256,702 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,256,702 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $198,851 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,057,851 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $652,893 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $652,893 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,491 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $104 | IncomeTaxAmt |
| Total Tax | $10,595 | TotalTaxAmt |
| Distributable Before Adj | $642,298 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $642,298 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $642,298 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $576,288 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $576,288 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $576,288 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $642,298 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $560,476 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $576,288 | QualifyingDistributionsAmt |
| Applied To Year1 | $560,476 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $15,812 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $626,486 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)
| Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ASOCIACION DE ASISTENCIA PRIVADA OSE | |||||||||||||
| GOBERNADOR TIBURCIO MONTIEL NO 81 | COL SAN MIGUEL CHAPULTEPEC | MEXICO | MX | 11850 | NONE | EXEMPT | GENERAL SUPPORT | $20,000 | |||||
| BETH TORAH ADATH YESHURUN INC | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 20350 NE 26TH AVE | MIAMI | FL | 33180 | ||||||
| BUTLER INITIATIVE | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $65,500 | 11771 NATIONAL BLVD APT 2 | LOS ANGELES | CA | 90064 | ||||||
| CAMPUS CRUSADE FOR CHRIST - MINISTRY OF KAI & LAUREN POTTINGER | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 100 LAKE HART DRIVE DEPT 2500 | ORLANDO | FL | 32862 | ||||||
| CEDARS-SINAI | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $23,000 | 8700 BEVERLY BLVD SUITE 2416 | LOS ANGELES | CA | 90048 | ||||||
| CHEVRA HATZALAH AC | |||||||||||||
| 1722 COL POLANCO | MEXICO | MX | 11510 | NONE | EXEMPT | GENERAL SUPPORT | $25,000 | ||||||
| CHILDREN'S HOSPITAL LOS ANGELES | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 4650 SUNSET BLVD | LOS ANGELES | CA | 90027 | ||||||
| EISHEL NUESTRO HOGAR AC | |||||||||||||
| ACAPULCO NO 70 PISO 6 DESPACHO 603 | COLONIA ROMA NORTE DELEGACION CUAUH | MEXICO | MX | 06700 | NONE | EXEMPT | GENERAL SUPPORT | $25,000 | |||||
| FJC-A FOUNDATION OF PHILANTHROPIC FUNDS-NINOS EN ALEGRIA | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $15,000 | 520 EIGHTH AVENUE 20TH FLOOR | NEW YORK | NY | 10018 | ||||||
| FUNDACION DE NEUROSCIENCIAS PARA EL DESARROLLO INTEGRAL INDIVIDUO AC | |||||||||||||
| FUENTE DE TREVI NUM 27 | LOMAS DE TECAMACHALCO | MX | NONE | EXEMPT | GENERAL SUPPORT | $10,000 | NAUCALPAN DE JUAR | ||||||
| HARVARD COLLEGE FUND | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $25,000 | 124 MOUNT AUBURN STREET | CAMBRIDGE | MA | 02138 | ||||||
| HIRSHHORN MUSEUM AND SCULPTURE GARDEN | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $20,000 | INDEPENDENCE AVE SW 7TH ST SW | WASHINGTON | DC | 20560 | ||||||
| JEWISH AGENCY FOR ISRAEL-NORTH AMERICAN COUNCIL | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 633 THIRD AVENUE 21ST FLOOR | NEW YORK | NY | 10017 | ||||||
| NEEMA INTERNATIONAL FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $13,000 | 515 POST OAK BLVD SUITE 1000 | HOUSTON | TX | 77027 | ||||||
| SAMARITAN'S PURSE | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 3000 W MACARTHUR BLVD 310 | SANTA ANA | CA | 92704 | ||||||
| SOUTHERN CALIFORNIA FAMILY MEDIATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $25,000 | PO BOX 7576 | BURBANK | CA | 91510 | ||||||
| STANFORD UNIVERSITY | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 450 SERRA MALL | STANFORD | CA | 94305 | ||||||
| STATUE OF LIBERTY ELLIS ISLAND FOUNDATION INC | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 17 BATTERY PL STE 210 | NEW YORK | NY | 10004 | ||||||
| THE LOS ANGELES FIRE DEPARTMENT FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $5,000 | 1700 STADIUM WAY 100 | LOS ANGELES | CA | 90012 | ||||||
| THE UCLA FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $68,750 | 10889 WILSHIRE BLVD 1100 | LOS ANGELES | CA | 90024 | ||||||
| THE VERSAILLES FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $40,000 | 420 LEXINGTON AVENUE SUITE 2044 | NEW YORK | NY | 10017 | ||||||
| UNIVERSITY KIDNEY DISEASE FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $53,000 | 2049 CENTURY PARK EAST SUITE 3180 | LOS ANGELES | CA | 90067 | ||||||
| USC MARSHALL SCHOOL OF BUSINESS | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $23,750 | CITIGROUP CENTER | LOS ANGELES | CA | 90089 | ||||||
| WORLD WILDLIFE FUND INC | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $2,500 | 1250 24TH STREET NW | WASHINGTON | DC | 20037 | ||||||
| YESHIVA GEDOLAH OF LOS ANGELES | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $3,000 | 5444 W OLYMPIC BLVD | LOS ANGELES | CA | 90036 | ||||||
| ZOOLOGICAL SOCIETY OF SAN DIEGO | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $2,500 | 2920 ZOO DR | SAN DIEGO | CA | 92101 | ||||||
| UNION RESCUE MISSION INC | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 107 JEFFERSON ST | FAIRMONT | WV | 265543162 | ||||||
| MEDIATION CENTER OF LOS ANGELES | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $10,000 | 20750 VENTURA BLVD | WOODLAND HILLS | CA | 91364 | ||||||
| LOS CABOS CHILDREN'S FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $5,000 | 1585 THOMAS CENTER DRIVE SUITE 101 | EAGAN | MN | 55122 | ||||||
| MIRACLE BABIES | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $2,500 | 8745 AERO DR STE 308 | SAN DIEGO | CA | 921231763 | ||||||
| BLACK AND BROWN FOUNDERS INC | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $1,500 | PO BOX 883093 | SAN FRANCISCO | CA | 941883093 | ||||||
| INNOCENCE PROJECT INC | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $2,000 | 40 WORTH ST RM 701 | NEW YORK | NY | 100132994 | ||||||
| DIGITALUNDIVIDED | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $1,500 | 625 BROAD STREET SUITE 245 | NEWARK | NJ | 07102 | ||||||
| CHALLENGED ATHLETES FOUNDATION | |||||||||||||
| NONE | EXEMPT | GENERAL SUPPORT | $2,500 | 9591 WAPLES ST | SAN DIEGO | CA | 92121 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $570,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $175,266 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $11,430 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $689,611 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 ENTERPRISE PRODUCTS PARTNERS LP | Desc |
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,496 | UnrelatedBusinessTaxblIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,496 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $876,308 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $877,804 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $4,500 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (174 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC SR UNSECD NT CALL 08/14/28 @100 DTD 09/18/18 4.250% DUE 11/14/2 | $7,954 | $11,309 |
| AFFILIATED MANAGERS GROUP INC PFD 5.875% MOODY'S: NA S&P: N AVL | $1,366 | $1,471 |
| AFFILIATED MANAGERS GROUP INC PFD JR SUB NT 4.750% MOODY'S: NA S&P: N | $1,777 | $1,872 |
| ALABAMA PWR CO PFD 5.00% SER A MOODY'S: A3 S&P: N AVL | $556 | $615 |
| ALGONQUIN PWR & UTILS CORP SUB NTS FXD/FLTG PFD 6.875% CANADA MOODY'S: NA | $814 | $902 |
| ALLSTATE CORP PFD 4.750% SER I MOODY'S: BAA2 S&P: N AVL | $869 | $965 |
| ALLSTATE CORP PFD 5.100% MOODY'S: BAA1 S&P: N AVL | $910 | $937 |
| ALLSTATE CORP PFD SER G 5.625% MOODY'S: BAA3 S&P: N AVL | $3,275 | $3,716 |
| ALLSTATE CORP PFD SER H DEPOSITARY SHS REPSTG 1/1000TH MOODY'S: BAA2 S& | $2,733 | $2,935 |
| APPLE INC UNSECD SR NT CALL 12/09/23 @100 DTD 02/09/17 3.000% DUE 02/09/24 | $7,114 | $7,530 |
| AMERICAN FINL GROUP INC OHIO PFD 5.875% MOODY'S: NA S&P: N AVL | $853 | $978 |
| AMERICAN INTL GROUP INC PFD 5.850% SER A DEP SH MOODY'S: BAA3 S&P: N AV | $1,690 | $1,832 |
| ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100 DTD 01/25/16 | $3,316 | $3,855 |
| ARCH CAP GROUP LTD NON CUM PFD SER F 5.450% ISIN US03939A1079 BERMUDA MOO | $2,066 | $2,173 |
| ARCH CAPITAL GROUP LTD PFD 5.250% BERMUDA MOODY'S: NA S&P: N AVL | $2,959 | $3,271 |
| ASSOCIATED BANC-CORP PFD 5.625 % SER F MOODY'S: NA S&P: N AVL | $866 | $1,001 |
| AT&T INC PFD 5.000% SER A MOODY'S: NA S&P: N AVL | $3,485 | $3,718 |
| AT&T INC PFD 5.350% MOODY'S: BAA1 S&P: N AVL 2067 | $2,564 | $2,845 |
| AT&T INC PRFD 5.625% MOODY'S: BAA2 S&P: N AVL 2076 | $840 | $957 |
| AT&T INC SER C PFD 4.750% MOODY'S: NA S&P: N AVL | $3,617 | $3,853 |
| AT&T INC UNSECD SR GBL NT C12/01/26 @100 DTD 02/09/17 4.250% DUE 03/01/27 | $7,213 | $8,188 |
| BERKLEY W R CORP PFD 5.100% MOODY'S: NA S&P: N AVL 2060 | $995 | $1,077 |
| BERKLEY W R CORP PFD 5.75% MOODY'S: BAA3 S&P: N AVL | $2,286 | $2,333 |
| BERKLEY W R CORP PFD 5.900% MOODY'S: BAA3 S&P: N AVL | $869 | $868 |
| BERKSHIRE HATHAWAY INC DEL UNSECD SR NT CALL 01/15/23 @100 DTD 03/15/16 2. | $4,049 | $4,201 |
| BP CAP MKTS P L C SR UNSECD BD UNITED KINGDOM DTD 09/19/17 3.279% DUE 09/1 | $4,026 | $4,491 |
| CAPITAL ONE FINL CORP PFD 4.800% SER J MOODY'S: NA S&P: N AVL | $973 | $1,014 |
| CAPITAL ONE FINL CORP PFD SER I 5.00% MOODY'S: BAA3 S&P: N AVL | $2,774 | $2,951 |
| CITIGROUP INC DEP SHS REPSTG 1/1000 PFD 6.875% SER K MOODY'S: B1 S&P: N | $5,999 | $6,058 |
| CITIGROUP INC PFD 7.125% DEP SHS REPSTG 1/1000 SER J MOODY'S: B1 S&P: N | $3,511 | $3,498 |
| CITIGROUP INC UNSECD SR NT DTD 04/27/15 3.300% DUE 04/27/25 MOODY'S: A3 | $7,045 | $7,763 |
| CITIZENS FINL GROUP INC PFD 5.000% SER E MOODY'S: NA S&P: N AVL | $2,667 | $2,833 |
| CMG ULTRA SHORT TERM BOND FUND | $193,000 | $193,000 |
| CMS ENERGY CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL | $1,718 | $1,966 |
| CMS ENERGY CORP PFD 5.875% MOODY'S: NA S&P: N AVL | $822 | $921 |
| COMCAST CORP NEW SR UNSECD BD CALL 02/01/28 @100 DTD 02/08/18 3.550% DUE 0 | $6,651 | $8,067 |
| CVS HEALTH CORP UNSECD SR PIDI NT CALL 12/25/27 @100 DTD 03/09/18 4.300% D | $6,952 | $8,330 |
| DIGITAL RLTY TR INC PFD REITS SER L 5.200% S&P: N AVL | $1,021 | $1,092 |
| DISNEY WALT CO NEW SR UNSECD MTN DTD 11/30/12 2.350% DUE 12/01/22 MOODY'S | $4,004 | $4,154 |
| DOMINION ENERGY INC PFD 5.250% ENHANCED JR SUB NT 2016 SER A MOODY'S: BAA | $3,463 | $3,718 |
| DTE ENERGY CO PFD 5.375% JR SUB DEB 2016 SER B MOODY'S: BAA1 S&P: N AVL | $892 | $931 |
| DTE ENERGY CO PFD 6.00% SER F MOODY'S: NA S&P: N AVL | $646 | $670 |
| DTE ENERGY CO PFD JR SUB DEB 2017 SER E MOODY'S: BAA2 S&P: N AVL | $876 | $952 |
| DUKE ENERGY CORP NEW PFD 5.625% JR SUB DEB MOODY'S: BAA2 S&P: N AVL 20 | $845 | $978 |
| DUKE ENERGY CORP NEW PFD 5.750% SER A MOODY'S: BAA3 S&P: N AVL | $844 | $941 |
| ENTERGY ARK INC PFD $4.32 MOODY'S: A2 S&P: N AVL | $1,687 | $1,896 |
| ENTERGY LA LLC PFD 4.875% MOODY'S: A2 S&P: N AVL | $1,358 | $1,559 |
| ENTERGY MISS LLC PFD 1ST MTG BD 4.900% MOODY'S: A3 S&P: N AVL | $1,274 | $1,481 |
| ENTERGY NEW ORLEANS LLC PFD 5.500% MOODY'S: BAA2 S&P: N AVL | $475 | $485 |
| ENTERPRISE PRODS OPER LLC SR UNSECD NT CALL 11/15/24 @100 DTD 10/14/14 3.7 | $4,006 | $4,479 |
| FEDERAL HOME LN MTG CORP POOL #G08682 DTD 12/01/15 4.000% DUE 12/01/45 MO | $1,771 | $1,828 |
| FEDERAL HOME LN MTG CORP POOL #G08701 DTD 04/01/16 3.000% DUE 04/01/46 MO | $2,755 | $2,945 |
| FEDERAL HOME LN MTG CORP POOL #G08717 DTD 07/01/16 4.000% DUE 08/01/46 MO | $1,873 | $1,929 |
| FEDERAL HOME LN MTG CORP POOL #G08737 DTD 11/01/16 3.000% DUE 12/01/46 MO | $1,500 | $1,601 |
| FEDERAL HOME LN MTG CORP POOL #G08747 DTD 01/01/17 3.000% DUE 02/01/47 MO | $1,627 | $1,753 |
| FEDERAL HOME LN MTG CORP POOL #G08759 DTD 03/01/17 4.500% DUE 04/01/47 MO | $1,011 | $1,027 |
| FEDERAL HOME LN MTG CORP POOL #G08762 DTD 04/01/17 4.000% DUE 05/01/47 MO | $3,352 | $3,408 |
| FEDERAL HOME LN MTG CORP POOL #G08820 DTD 04/01/18 4.500% DUE 05/01/48 MO | $1,104 | $1,158 |
| FEDERAL HOME LN MTG CORP POOL #G08831 DTD 07/01/18 4.000% DUE 08/01/48 MO | $931 | $978 |
| FEDERAL HOME LN MTG CORP POOL #G60855 DTD 01/01/17 4.500% DUE 12/01/45 MO | $1,711 | $1,789 |
| FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/50 MO | $10,674 | $10,819 |
| FEDERAL NATL MTG ASSN POOL #190397 DTD 08/01/09 5.000% DUE 09/01/39 MOODY | $1,813 | $1,918 |
| FEDERAL NATL MTG ASSN POOL #AL4242 DTD 09/01/13 5.000% DUE 10/01/41 MOODY | $440 | $475 |
| FEDERAL NATL MTG ASSN POOL #AL9107 DTD 09/01/16 4.500% DUE 03/01/46 MOODY | $1,922 | $2,014 |
| FEDERAL NATL MTG ASSN POOL #AS8276 DTD 10/01/16 3.000% DUE 11/01/46 MOODY | $479 | $508 |
| FEDERAL NATL MTG ASSN POOL #BJ9169 DTD 05/01/18 4.000% DUE 05/01/48 MOODY | $8,611 | $9,178 |
| FEDERAL NATL MTG ASSN POOL #BK0983 DTD 02/01/18 5.000% DUE 02/01/48 MOODY | $586 | $608 |
| FEDERAL NATL MTG ASSN POOL #MA2670 DTD 06/01/16 3.000% DUE 06/01/46 MOODY | $1,830 | $1,927 |
| FEDERAL NATL MTG ASSN POOL #MA2806 DTD 10/01/16 3.000% DUE 11/01/46 MOODY | $485 | $528 |
| FEDERAL NATL MTG ASSN POOL #MA2929 DTD 02/01/17 3.500% DUE 03/01/47 MOODY | $2,571 | $2,699 |
| FEDERAL NATL MTG ASSN POOL #MA2930 DTD 02/01/17 4.000% DUE 03/01/47 MOODY | $2,752 | $2,828 |
| FEDERAL NATL MTG ASSN POOL #MA3058 DTD 06/01/17 4.000% DUE 07/01/47 MOODY | $2,217 | $2,265 |
| FEDERAL NATL MTG ASSN POOL #MA3120 DTD 08/01/17 3.500% DUE 09/01/47 MOODY | $864 | $885 |
| FEDERAL NATL MTG ASSN POOL #MA3210 DTD 11/01/17 3.500% DUE 12/01/47 MOODY | $868 | $929 |
| FEDERAL NATL MTG ASSN POOL #MA3384 DTD 05/01/18 4.000% DUE 06/01/48 MOODY | $338 | $356 |
| FEDERAL NATL MTG ASSN POOL #MA3833 DTD 10/01/19 2.500% DUE 11/01/49 MOODY | $10,958 | $11,112 |
| FEDERAL NATL MTG ASSN POOL #MA3835 DTD 10/01/19 3.500% DUE 11/01/49 MOODY | $10,225 | $10,200 |
| FEDERAL NATL MTG ASSN POOL #MA3991 DTD 03/01/20 3.000% DUE 04/01/50 MOODY | $13,507 | $13,463 |
| FIFTH THIRD BANCORP PFD 4.950% SER K MOODY'S: NA S&P: N AVL | $1,738 | $1,968 |
| FIFTH THIRD BANCORP PFD DEP SHS REPSTG 1/1000TH 6.625% S&P: N AVL | $866 | $932 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD 4.700% SER J MOODY'S: NA S&P: | $907 | $954 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD 5.125% DEP SHS REPSTG 1/40TH INT | $904 | $971 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD SER K MOODY'S: NA S&P: N AVL | $880 | $925 |
| FIRST REP BK SAN FRANCISCO CALIF PFD 5.500% SER I MOODY'S: BAA3 S&P: N | $848 | $941 |
| FISERV INC UNSECD SR NT CALL 5/1/26 @100 DTD 06/24/19 3.200% DUE 07/01/26 | $6,689 | $6,721 |
| GATX CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL | $1,482 | $1,538 |
| GEORGIA PWR CO PFD 5.00% MOODY'S: BAA1 S&P: N AVL | $1,228 | $1,399 |
| GOLDMAN SACHS GROUP INC DEPOSITARY SHS REPSTG 1/1000TH PFD 5.500% SER J M | $7,693 | $7,898 |
| GOLDMAN SACHS GROUP INC PFD 6.300% SER N MOODY'S: BA1 S&P: N AVL | $1,502 | $1,485 |
| GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 DTD 02/25/16 3.750 | $7,191 | $7,952 |
| GOLDMAN SACHS GROUP LTD PFD SER K 6.375% MOODY'S: BA2 S&P: N AVL | $3,651 | $3,769 |
| HARTFORD FINL SVCS GROUP INC DEL JR SUB DEB FIXED TO FLTG PFD 7.875% MOOD | $2,463 | $2,236 |
| HOME DEPOT INC UNSECD SR GBL NT C3/15/29 @100 DTD 06/17/19 2.950% DUE 06/1 | $7,292 | $7,957 |
| INTEGRYS ENERGY GROUP INC PFD 6.000% MOODY'S: BAA2 S&P: N AVL | $2,662 | $2,619 |
| JPMORGAN CHASE & CO PFD 4.750% DEP SHS EPSTG 1/400TH INT SER GG MOODY'S: | $893 | $998 |
| JPMORGAN CHASE & CO PFD 5.750% MOODY'S: NA S&P: N AVL | $849 | $955 |
| JPMORGAN CHASE & CO PFD 6.000% SER EE MOODY'S: NA S&P: N AVL | $1,346 | $1,481 |
| JPMORGAN CHASE & CO SR UNSECD MTN DTD 01/28/14 3.875% DUE 02/01/24 MOODY' | $7,372 | $7,703 |
| KEYCORP NEW PFD DEP SHS REPSTG 1/40TH SER G 5.625% MOODY'S: NA S&P: N | $844 | $948 |
| KEYCORP NEW PFD SER E 6.125% MOODY'S: BAA3 S&P: N AVL | $3,764 | $3,922 |
| KIMCO RLTY CORP PFD REITS DEP SHS REPSTG 1/1000 SHS CL M S&P: N AVL | $891 | $958 |
| MARSH & MCLENNAN COS INC UNSECD SR NT C2/15/24 @100 DTD 01/15/19 3.875% DU | $7,028 | $7,721 |
| METLIFE INC PFD 4.750% SER F MOODY'S: BAA2 S&P: N AVL | $3,519 | $3,808 |
| MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 DTD 02/12/15 3.750% DUE 02/ | $4,885 | $6,427 |
| MORGAN STANLEY DEP SHS REPSTG 1/1000 PFD 4% SER A MOODY'S: BAA1 S&P: N | $1,424 | $1,522 |
| MORGAN STANLEY PFD 4.875% SER L MOODY'S: BA1 S&P: N AVL | $999 | $1,065 |
| MORGAN STANLEY PFD 5.850% SER K MOODY'S: BA1 S&P: N AVL | $3,561 | $3,924 |
| MORGAN STANLEY PFD 6.875% MOODY'S: BA3 S&P: N AVL | $2,550 | $2,537 |
| MORGAN STANLEY PFD DEP SHS REP 1/1000TH SHS FIXED/FLTG MOODY'S: BA3 S&P | $4,925 | $4,970 |
| MORGAN STANLEY PFD SER I MOODY'S: BA3 S&P: N AVL | $1,381 | $1,464 |
| MORGAN STANLEY SR UNSECD NT DTD 10/23/14 3.700% DUE 10/23/24 MOODY'S: A2 | $7,242 | $7,790 |
| NATIONAL RURAL UTILS COOP FIN PFD 5.50% MOODY'S: A3 S&P: N AVL | $855 | $996 |
| NEW YORK CMNTY BANCORP INC PFD DEP SHS REPSTG SER A 6.375% MOODY'S: BA1 | $1,513 | $1,519 |
| NEXTERA ENERGY CAP HLDGS INC JR SUB DEB SER K PFD 5.250% MOODY'S: BAA2 S | $1,531 | $1,657 |
| NEXTERA ENERGY CAP HLDGS INC PFD 5.650% SER N MOODY'S: BAA2 S&P: N AVL | $5,067 | $5,767 |
| NORTHERN TR CORP PFD SER E 4.70% MOODY'S: BAA1 S&P: N AVL | $1,372 | $1,500 |
| ORACLE CORP SR UNSECD NT CALL 2/15/25 @100 DTD 05/05/15 2.950% DUE 05/15/2 | $4,002 | $4,393 |
| PEOPLES UTD FINL INC PFD 5.625% SER A MOODY'S: BA1 S&P: N AVL | $1,441 | $1,512 |
| PNC FINL SVCS GROUP INC PFD DEP SHS REPSTG 1/4000TH SER P 6.125% MOODY'S: | $8,987 | $8,516 |
| PRINCIPAL FUNDS INC - CAP SECS FUND CL S | $126,097 | $131,180 |
| PRUDENTIAL FINL INC PFD 4.125% MOODY'S: NA S&P: N AVL 2066 | $890 | $927 |
| PRUDENTIAL FINL INC PFD 5.625% MOODY'S: BAA2 S&P: N AVL 2059 | $844 | $970 |
| PS BUSINESS PKS INC CA PFD REITS DEP SHS REPSTG 1/1000 SHS SER X 5.250% S | $1,786 | $1,855 |
| PS BUSINESS PKS INC CALIF PFD REITS 4.875% SER Z S&P: N AVL | $2,035 | $2,219 |
| PS BUSINESS PKS INC CALIF PFD REITS DEP SHS REPSTG 1/1000TH CL Y S&P: N A | $866 | $914 |
| PUBLIC STORAGE PFD 4.950% SER D S&P: N AVL | $1,987 | $2,188 |
| PUBLIC STORAGE PFD REITS 4.875% SER I DEP SHS REPSTG 1/1000TH S&P: N AVL | $1,758 | $1,937 |
| PUBLIC STORAGE PFD REITS 5.150% SER F S&P: N AVL | $898 | $962 |
| PUBLIC STORAGE PFD REITS 5.600% S&P: N AVL | $853 | $979 |
| PUBLIC STORAGE PFD REITS SER G 5.050% S&P: N AVL | $861 | $930 |
| PUBLIC STORAGE PFD REITS SER K S&P: N AVL TOTAL FIXED INCOME OTHER | $876 | $992 |
| PUBLIC STORAGE DEP SHS REPSTG 1/1000TH PFD REITS SER J 4.700% S&P: N AVL | $1,068 | $1,266 |
| REGIONS FINL CORP NEW PFD 5.70% SER C MOODY'S: BA1 S&P: N AVL | $860 | $979 |
| REGIONS FINL CORP NEW DEP SHS REPSTG 1/40TH INT IN SHS OF % FIX/FLOAT NON- | $2,389 | $2,390 |
| SCHWAB CHARLES CORP NEW PFD DEP SHS REPSTG 1/40TH INT 5.950% MOODY'S: BAA | $526 | $521 |
| SCHWAB CHARLES CORP NEW PRFD 6.0% SER C MOODY'S: BAA2 S&P: N AVL | $3,019 | $2,950 |
| SHELL INTL FIN B V GTD SR NT NETHERLANDS DTD 05/10/16 4.000% DUE 05/10/46 | $3,541 | $3,778 |
| SOUTHERN CO PFD MOODY'S: BAA3 S&P: N AVL 2078 | $1,250 | $1,366 |
| SOUTHERN CO PFD 5.250% MOODY'S: BAA2 S&P: N AVL 2077 | $1,736 | $1,907 |
| SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100 DTD 05/24/16 3.250% DUE 07/01/ | $3,943 | $4,487 |
| SPIRE INC PFD 5.90% SER A DEP SHS REPSTG 1/1000TH INT MOODY'S: BA1 S&P: | $840 | $888 |
| STATE STR CORP DEP SHS REPSTG 1/4000TH PERP SER D MOODY'S: BAA2 S&P: N | $2,145 | $2,238 |
| STIFEL FINL CORP PFD 5.200% MOODY'S: NA S&P: N AVL | $900 | $945 |
| STIFEL FINL CORP PFD 6.125% MOODY'S: NA S&P: N AVL | $1,676 | $1,883 |
| SVB FINL GROUP PFD 5.250% SER A MOODY'S: NA S&P: N AVL | $1,417 | $1,478 |
| SYNOVUS FINL CORP PFD 8.875% SER E MOODY'S: NA S&P: N AVL | $1,789 | $1,877 |
| TORONTO DOMINION BK UNSECD SR MTN CANADA DTD 09/11/20 0.750% DUE 09/11/25 | $6,993 | $7,026 |
| TRUIST FINL CORP PFD 5.200% SER G DEP SHS REPSTG 1/1000TH MOODY'S: BAA1 | $877 | $914 |
| TRUIST FINL CORP PFD 5.250% SER O MOODY'S: BAA2 S&P: N AVL | $1,670 | $1,864 |
| TRUIST FINL CORP PFD 5.625% SER H DEP SHS REPSTG 1/1000TH MOODY'S: BAA1 | $1,205 | $1,222 |
| UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 MOODY'S: AAA S&P | $8,698 | $10,273 |
| UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 MOODY'S: AAA S&P | $22,333 | $27,009 |
| UNITED STATES TREAS BD DTD 05/15/19 2.875% DUE 05/15/49 MOODY'S: AAA S&P | $11,898 | $12,911 |
| UNITED STATES TREAS BD INFLATION INDEX DTD 02/15/14 1.375% DUE 02/15/44 M | $5,078 | $6,433 |
| UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 MOODY'S: AAA S&P | $6,425 | $7,453 |
| UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 MOODY'S: AAA S&P | $10,916 | $12,778 |
| UNITED STATES TREAS NT DTD 08/15/19 1.625% DUE 08/15/29 MOODY'S: AAA S&P | $9,890 | $10,698 |
| UNITED STATES TREAS NT INFLATION INDEX DTD 07/31/20 0.125% DUE 07/15/30 M | $4,510 | $4,557 |
| US BANCORP DEL PFD 3.750% SER L MOODY'S: NA S&P: N AVL | $1,755 | $1,791 |
| US BANCORP DEL PFD DEP SHS REPSTG 1/1000TH SER F S&P: N AVL | $8,895 | $8,211 |
| US BANCORP DEL PFD DEPOSITARY SHS REPSTG 1/1000TH 5.500% SER K MOODY'S: A | $853 | $969 |
| US BANCORP DEL DEPOSITARY SHS PFD REPSTG 1/1000TH SER B 3.500% MOODY'S: A2 | $724 | $768 |
| VERIZON COMMUNICATIONS INC SR UNSECD NT DTD 08/16/17 3.376% DUE 02/15/25 | $6,744 | $7,774 |
| VISA INC SR UNSECD NT CALL 6/14/45 @100 DTD 12/14/15 4.300% DUE 12/14/45 | $3,238 | $4,109 |
| VORNADO RLTY TR PFD REITS REDEEMABLE 5.250% SER N S&P: N AVL | $1,822 | $1,923 |
| VORNADO RLTY TR PFD REITS SER M 5.250% S&P: N AVL | $1,789 | $1,898 |
| VOYA FINL INC PFD 5.35% SER B MOODY'S: NA S&P: N AVL | $880 | $991 |
| WALMART INC SR UNSECD NT CALL 3/26/28 @100 DTD 06/27/18 3.700% DUE 06/26/2 | $7,009 | $8,245 |
| WEBSTER FINL CORP WATERBURY CONN PFD DEP SHS REPSTG 1/100TH INT SER F MOO | $1,077 | $1,157 |
| WELLS FARGO & CO MEDIUM TERM MEDIUM TERM SR NT C4/29/25 @100 DTD 04/30/20 | $8,066 | $8,423 |
| WELLS FARGO & CO NEW PFD 5.500% SER X MOODY'S: BAA2 S&P: N AVL | $1,756 | $1,863 |
| WELLS FARGO & CO NEW PFD 6.625% MOODY'S: BAA3 S&P: N AVL 2050 | $3,395 | $3,461 |
| WELLS FARGO & CO NEW PFD DEP SHS REPSTG 1/1000TH INT CL A MOODY'S: BAA3 | $4,672 | $4,726 |
| WELLS FARGO & CO NEW PFD SER Y 5.625% MOODY'S: BAA2 S&P: N AVL | $2,680 | $2,834 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (353 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS TICKER: ABT | $3,925 | $13,066 |
| ABBVIE INC TICKER: ABBV | $7,547 | $10,394 |
| ABIOMED INC TICKER: ABMD | $1,031 | $1,621 |
| ACADIA PHARMACEUTICALS INC TICKER: ACAD | $2,111 | $2,566 |
| ACADIA RLTY TR COM SH BEN INT TICKER: AKR | $1,527 | $1,078 |
| ADVANCED DRAINAGE SYSTEMS INC TICKER: WMS | $1,930 | $3,260 |
| AGNICO EAGLE MINES LTD CANADA TICKER: AEM | $122,847 | $176,275 |
| AGNICO EAGLE MINES LTD CANADA TICKER: AEM | $22,564 | $19,108 |
| AIR PRODS & CHEMS INC TICKER: APD | $7,088 | $11,748 |
| AKOUSTIS TECHNOLOGIES INC TICKER: AKTS | $20,050 | $39,234 |
| ALARM COM HLDGS INC TICKER: ALRM | $1,220 | $3,621 |
| ALBEMARLE CORP TICKER: ALB | $75,688 | $135,866 |
| ALEXANDRIA REAL ESTATE EQ INC TICKER: ARE | $3,091 | $3,564 |
| ALGONQUIN PWR & UTILS CORP PRF 6.200 SER 19-A CANADA TICKER: AQNB | $866 | $957 |
| ALIBABA GROUP HLDG LTD ADS CAYMAN ISLANDS TICKER: BABA | $12,989 | $29,789 |
| ALKERMES PLC IRELAND TICKER: ALKS | $3,067 | $1,297 |
| ALLEGIANT TRAVEL CO TICKER: ALGT | $1,669 | $1,892 |
| ALNYLAM PHARMACEUTICALS INC TICKER: ALNY | $1,790 | $2,339 |
| ALPHABET INC CL A COM TICKER: GOOG L | $35,933 | $219,080 |
| ALPHABET INC CL C COM TICKER: GOOG | $58,783 | $299,571 |
| AMAZON COM INC TICKER: AMZN | $80,917 | $312,665 |
| AMAZON COM INC TICKER: AMZN | $42,289 | $322,436 |
| AMAZON COM INC TICKER: AMZN | $41,322 | $45,597 |
| AMEDISYS INC TICKER: AMED | $2,173 | $2,640 |
| AMERICAN HOMES 4 RENT CL A REITS TICKER: AMH | $1,607 | $2,220 |
| AMERICAN TOWER CORP TICKER: AMT | $2,181 | $2,245 |
| AMERICOLD RLTY TR REIT TICKER: COLD | $3,218 | $4,256 |
| AMGEN INC TICKER: AMGN | $2,824 | $3,909 |
| AMN HEALTHCARE SVCS INC TICKER: AMN | $16,931 | $17,745 |
| APPLE INC TICKER: AAPL | $172,032 | $371,532 |
| APPLE INC TICKER: AAPL | $104,364 | $508,733 |
| APPLE INC TICKER: AAPL | $24,143 | $26,538 |
| APTIV PLC JERSEY TICKER: APTV | $14,414 | $18,892 |
| ARRAY TECHNOLOGIES INC TICKER: ARRY | $55,719 | $80,758 |
| ARROWHEAD PHARMACEUTICALS INC TICKER: ARWR | $2,512 | $4,220 |
| ASGN INC TICKER: ASGN | $1,881 | $3,508 |
| ASPEN AEROGELS INC TICKER: ASPN | $51,776 | $101,575 |
| ASPEN TECHNOLOGY INC TICKER: AZPN | $1,894 | $1,954 |
| ATRICURE INC TICKER: ATRC | $1,216 | $1,781 |
| AUTODESK INC TICKER: ADSK | $8,972 | $33,587 |
| AUTOMATIC DATA PROCESSING INC TICKER: ADP | $9,516 | $13,215 |
| AVALONBAY CMNTYS INC TICKER: AVB | $3,067 | $2,888 |
| AVERY DENNISON CORP TICKER: AVY | $2,442 | $3,568 |
| AXON ENTERPRISE INC TICKER: AAXN | $664 | $858 |
| AXOS FINL INC TICKER: AX | $69,359 | $86,657 |
| BANDWIDTH INC TICKER: BAND | $2,214 | $2,920 |
| BARRICK GOLD CORP CANADA TICKER: GOLD | $90,670 | $113,900 |
| BERRY GLOBAL GROUP INC TICKER: BERY | $2,362 | $2,753 |
| BIOGEN IDEC INC TICKER: BIIB | $103,061 | $84,477 |
| BIOHAVEN PHARMACEUTICAL HLDG CO LTD COM VIRGIN ISLANDS (BRITISH) TICKER: | $1,216 | $1,200 |
| BIOMARIN PHARMACEUTICAL INC TICKER: BMRN | $2,374 | $2,368 |
| BIOMARIN PHARMACEUTICAL INC TICKER: BMRN | $16,584 | $18,415 |
| BJS WHSL CLUB HLDGS INC TICKER: BJ | $2,021 | $2,721 |
| BLACKROCK INC CL A TICKER: BLK | $7,199 | $12,266 |
| BLUEBIRD BIO INC TICKER: BLUE | $3,672 | $1,774 |
| BLUEPRINT MEDICINES CORP TICKER: BPMC | $1,615 | $2,355 |
| BOEING CO TICKER: BA | $20,955 | $26,972 |
| BOSTON BEER INC CL A COM TICKER: SAM | $399 | $994 |
| BOSTON PROPERTIES INC TICKER: BXP | $3,483 | $2,552 |
| BOXLIGHT CORP CL A COM TICKER: BOXL | $1,020 | $780 |
| BP P L C SPONSORED ADR UNITED KINGDOM TICKER: BP | $22,030 | $20,520 |
| BRISTOL MYERS SQUIBB CO CONTINGENT VALUE RT EXPIRES 03/30/21 TICKER: ZZZZ | $2,578 | $774 |
| BRISTOL MYERS SQUIBB CO TICKER: BMY | $63,236 | $69,536 |
| BRIXMOR PPTY GROUP INC REITS TICKER: BRX | $3,056 | $3,343 |
| BROADCOM INC TICKER: AVGO | $7,418 | $11,384 |
| BURLINGTON STORES INC TICKER: BURL | $729 | $2,354 |
| CACI INTL INC CL A TICKER: CACI | $1,843 | $3,740 |
| CADENCE DESIGN SYSTEM INC TICKER: CDNS | $209 | $1,091 |
| CARLISLE COS INC TICKER: CSL | $1,465 | $2,187 |
| CATALENT INC TICKER: CTLT | $2,342 | $6,036 |
| CATERPILLAR INC TICKER: CAT | $65,501 | $98,473 |
| CELCUITY INC TICKER: CELC | $6,812 | $6,568 |
| CERNER CORP TICKER: CERN | $7,006 | $10,202 |
| CHEGG INC TICKER: CHGG | $1,535 | $26,286 |
| CHEGG INC TICKER: CHGG | $23,850 | $4,065 |
| CHENIERE ENERGY INC NEW COM TICKER: LNG | $36,013 | $71,736 |
| CHEVRON CORP TICKER: CVX | $8,256 | $6,503 |
| CIENA CORP NEW COM TICKER: CIEN | $89,047 | $139,577 |
| CIENA CORP NEW COM TICKER: CIEN | $1,180 | $2,537 |
| CINTAS CORP TICKER: CTAS | $351 | $1,060 |
| CISCO SYS INC TICKER: CSCO | $14,149 | $19,959 |
| CLOUDERA INC TICKER: CLDR | $41,703 | $69,161 |
| CLOUDFLARE INC CL A COM TICKER: NET | $1,601 | $2,204 |
| CNS PHARMACEUTICALS INC TICKER: CNSP | $19,600 | $8,722 |
| COCA COLA CO TICKER: KO | $85,797 | $3,729 |
| COCA COLA CO TICKER: KO | $2,890 | $86,318 |
| COGNEX CORP TICKER: CGNX | $42,371 | $65,914 |
| COGNEX CORP TICKER: CGNX | $2,501 | $3,292 |
| COLGATE PALMOLIVE CO TICKER: CL | $7,756 | $9,406 |
| COMCAST CORP NEW CL A COM TICKER: CMCS A | $4,283 | $5,921 |
| COOPER COS INC COM NEW TICKER: COO | $1,926 | $3,633 |
| COPART INC TICKER: CPRT | $696 | $2,672 |
| COUSINS PPTYS INC REITS TICKER: CUZ | $1,331 | $1,106 |
| COWEN INC CL A NEW COM TICKER: COWN | $36,694 | $54,449 |
| COWEN INC CL A NEW COM TICKER: COWN | $15,519 | $21,546 |
| CRISPER THERAPEUTICS AG SWITZERLAND TICKER: CRSP | $34,024 | $131,521 |
| CROWDSTRIKE HLDGS INC CL A COM TICKER: CRWD | $44,531 | $148,698 |
| CROWN CASTLE INTL CORP REITS TICKER: CCI | $7,060 | $10,984 |
| CUTERA INC TICKER: CUTR | $16,414 | $19,409 |
| DECKERS OUTDOOR CORP TICKER: DECK | $1,639 | $3,155 |
| DEERE & CO TICKER: DE | $9,838 | $23,407 |
| DIAMONDROCK HOSPITALITY CO REIT TICKER: DRH | $776 | $1,271 |
| DIGITAL RLTY TR INC REITS TICKER: DLR | $1,906 | $3,069 |
| DISNEY WALT CO COM DISNEY TICKER: DIS | $97,804 | $127,007 |
| DISNEY WALT CO COM DISNEY TICKER: DIS | $13,245 | $21,923 |
| DISNEY WALT CO COM DISNEY TICKER: DIS | $15,815 | $23,010 |
| DOMINOS PIZZA INC TICKER: DPZ | $1,083 | $2,301 |
| DRAFTKINGS INC CL A COM TICKER: DKNG | $64,409 | $279,034 |
| DUKE RLTY CORP COM NEW TICKER: DRE | $1,627 | $2,638 |
| EASTGROUP PPTY INC TICKER: EGP | $3,380 | $3,590 |
| EATON CORP PLC IRELAND TICKER: ETN | $3,435 | $4,325 |
| EMPIRE ST RLTY TR INC CL A REITS TICKER: ESRT | $1,510 | $1,435 |
| ENBRIDGE INC PFD SHS SER 2018-A CANADA TICKER: ENBA | $1,732 | $1,856 |
| ENCOMPASS HEALTH CORP TICKER: EHC | $2,449 | $2,811 |
| ENDAVA PLC SPONSORED ADR UNITED KINGDOM TICKER: DAVA | $16,860 | $19,725 |
| ENERGY RECOVERY INC TICKER: ERII | $9,943 | $14,854 |
| ENPHASE ENERGY INC TICKER: ENPH | $1,385 | $3,860 |
| ENTEGRIS INC TICKER: ENTG | $1,752 | $4,805 |
| EQUINIX INC REITS TICKER: EQIX | $7,821 | $9,999 |
| EQUITY LIFESTYLE PPTYS INC REITS TICKER: ELS | $1,391 | $2,281 |
| ESSEX PPTY TR INC TICKER: ESS | $4,669 | $4,748 |
| ETSY INC TICKER: ETSY | $1,814 | $6,227 |
| EVERBRIDGE INC. TICKER: EVBG | $35,324 | $223,605 |
| EVERSOURCE ENERGY TICKER: ES | $1,349 | $1,557 |
| EVOQUA WATER TECHNOLOGIES CORP TICKER: AQUA | $1,761 | $2,779 |
| EXACT SCIENCES CORP TICKER: EXAS | $2,530 | $3,577 |
| EXPEDITORS INTL WASHINGTON INC TICKER: EXPD | $8,291 | $14,647 |
| EXTRA SPACE STORAGE INC REITS TICKER: EXR | $2,833 | $3,592 |
| FACEBOOK INC CL A COM TICKER: FB | $17,307 | $35,784 |
| FACTSET RESH SYS INC TICKER: FDS | $5,938 | $10,308 |
| FAIR ISAAC CORP TICKER: FICO | $2,110 | $2,555 |
| FEDERAL REALTY INVT TR SH BEN INT NEW TICKER: FRT | $2,106 | $1,447 |
| FEDERAL SIGNAL CORP TICKER: FSS | $2,025 | $2,123 |
| FIRSTCASH INC TICKER: FCFS | $1,522 | $2,031 |
| FIVE BELOW INC TICKER: FIVE | $833 | $3,850 |
| FLOOR & DECOR HLDGS INC CL A COM TICKER: FND | $1,857 | $3,714 |
| FORTINET INC TICKER: FTNT | $589 | $2,674 |
| FORTUNE BRANDS HOME & SEC INC TICKER: FBHS | $1,861 | $3,000 |
| FREEPORT-MCMORAN INC TICKER: FCX | $14,309 | $25,265 |
| FRESHPET INC TICKER: FRPT | $1,987 | $2,982 |
| GALLAGHER ARTHUR J & CO TICKER: AJG | $44,856 | $123,710 |
| GALLAGHER ARTHUR J & CO TICKER: AJG | $85,450 | $235,668 |
| GENERAC HLDGS INC TICKER: GNRC | $1,189 | $2,729 |
| GILEAD SCIENCES INC TICKER: GILD | $42,744 | $33,907 |
| GLOBUS MED INC CL A TICKER: GMED | $19,357 | $23,414 |
| GODADDY INC CL A COM TICKER: GDDY | $1,500 | $1,742 |
| GOLDMAN SACHS GROUP INC TICKER: GS | $99,200 | $131,855 |
| GOLDMAN SACHS GROUP INC TICKER: GS | $8,688 | $10,812 |
| GRACO INC TICKER: GGG | $1,692 | $2,532 |
| GREEN DOT CORP COM CL A TICKER: GDOT | $870 | $558 |
| GROWGENERATION CORP TICKER: GRWG | $26,824 | $192,654 |
| GUARDANT HEALTH INC TICKER: GH | $643 | $1,031 |
| GUIDEWIRE SOFTWARE INC TICKER: GWRE | $2,216 | $3,604 |
| HALOZYME THERAPEUTICS INC TICKER: HALO | $776 | $1,196 |
| HAMILTON LANE INC CL A COM TICKER: HLNE | $934 | $1,561 |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC COM TICKER: HASI | $18,317 | $25,309 |
| HARBOR SMALL CAP VALUE FUND INSTL CL TICKER: HASC X | $115,000 | $117,692 |
| HARSCO CORP TICKER: HSC | $2,461 | $1,780 |
| HEALTHCARE TR AMER INC REITS TICKER: HTA | $1,149 | $1,212 |
| HEALTHPEAK PPTYS INC REITS TICKER: PEAK | $1,998 | $2,690 |
| HEXCEL CORP NEW TICKER: HXL | $1,533 | $1,455 |
| HMS HLDGS CORP TICKER: HMSY | $1,838 | $1,985 |
| HOME DEPOT INC TICKER: HD | $42,479 | $14,078 |
| HOME DEPOT INC TICKER: HD | $8,708 | $51,265 |
| HONEYWELL INTL INC TICKER: HON | $4,388 | $7,657 |
| HORIZON THERAPEUTICS PUB LTD CO IRELAND TICKER: HZNP | $2,942 | $2,853 |
| HOST HOTELS & RESORTS INC REIT TICKER: HST | $3,824 | $3,160 |
| HUBSPOT INC TICKER: HUBS | $2,481 | $5,550 |
| HURON CONSULTING GROUP INC TICKER: HURN | $1,092 | $1,415 |
| ICON PLC ISIN IE0005711209 IRELAND TICKER: ICLR | $1,721 | $2,925 |
| IDEX CORP TICKER: IEX | $1,215 | $1,793 |
| IDEXX LABS INC TICKER: IDXX | $483 | $1,999 |
| IGM BIOSCIENCES INC TICKER: IGMS | $3,872 | $21,366 |
| ILLINOIS TOOL WKS INC TICKER: ITW | $4,230 | $6,116 |
| ILLUMINA INC TICKER: ILMN | $17,585 | $18,870 |
| ILLUMINA INC TICKER: ILMN | $10,634 | $13,690 |
| INCYTE CORP TICKER: INCY | $1,395 | $2,088 |
| INDEPENDENCE RLTY TR INC REITS TICKER: IRT | $667 | $940 |
| INGEVITY CORP TICKER: NGVT | $2,254 | $3,105 |
| INNOVATIVE INDL PPTYS INC REITS TICKER: IIPR | $35,426 | $160,605 |
| INSULET CORP TICKER: PODD | $797 | $2,301 |
| INSULET CORP TICKER: PODD | $26,001 | $26,841 |
| INTUIT TICKER: INTU | $29,614 | $289,826 |
| INTUIT TICKER: INTU | $47,470 | $180,809 |
| INTUITIVE SURGICAL INC TICKER: ISRG | $5,120 | $8,181 |
| INVITAE CORP TICKER: NVTA | $914 | $794 |
| INVITATION HOMES INC REITS TICKER: INVH | $2,649 | $3,119 |
| IOVANCE BIOTHERAPEUTICS INC TICKER: IOVA | $2,202 | $3,202 |
| IRHYTHM TECHNOLOGIES INC TICKER: IRTC | $2,034 | $2,372 |
| ISHARES CORE MSCI EAFE ETF TICKER: IEFA | $275,236 | $319,887 |
| ISHARES CORE S&P SMALL-CAP TICKER: IJR | $174,563 | $199,423 |
| ISHARES EDGE MSCI MIN VOL EMERGING MKTS ETF TICKER: EEMV | $187,124 | $207,977 |
| ITERIS INC NEW COM TICKER: ITI | $8,514 | $10,859 |
| J P MORGAN CHASE & CO TICKER: JPM | $98,644 | $159,219 |
| JAZZ PHARMACEUTICALS PLC IRELAND TICKER: JAZZ | $1,884 | $1,816 |
| JOHNSON & JOHNSON TICKER: JNJ | $1,694 | $2,361 |
| JPMORGAN SMALL CAP GROWTH FUND CL R6 TICKER: JGSM X | $115,000 | $114,814 |
| KINROSS GOLD CORP NO PAR COM CANADA TICKER: KGC | $35,650 | $51,285 |
| KORNIT DIGITAL LTD ISRAEL TICKER: KRNT | $20,747 | $26,561 |
| KUBIENT INC TICKER: KBNT | $13,367 | $14,625 |
| LAMAR ADVERTISING CO NEW REIT TICKER: LAMR | $1,849 | $1,914 |
| LEMONADE INC TICKER: LMND | $319 | $1,348 |
| LIFE STORAGE INC REITS TICKER: LSI | $3,060 | $3,701 |
| LILLY ELI & CO TICKER: LLY | $5,124 | $7,091 |
| LITTELFUSE INC TICKER: LFUS | $1,736 | $2,801 |
| LIVE NATION ENTERTAINMENT INC TICKER: LYV | $1,577 | $2,719 |
| LIVENT CORP TICKER: LTHM | $54,155 | $114,152 |
| LIVEPERSON INC TICKER: LPSN | $2,929 | $3,112 |
| LOCKHEED MARTIN CORP TICKER: LMT | $8,815 | $10,649 |
| LUMENTUM HLDGS INC TICKER: LITE | $2,599 | $2,749 |
| LYONDELLBASELL INDUSTRIES NV CL A COM NETHERLANDS TICKER: LYB | $1,110 | $1,283 |
| MANHATTAN ASSOCS INC TICKER: MANH | $1,426 | $3,050 |
| MARCUS & MILLICHAP INC TICKER: MMI | $19,416 | $60,238 |
| MARKETAXESS HLDGS INC TICKER: MKTX | $1,263 | $3,994 |
| MARRIOTT VACATIONS WORLDWIDE CORP COM TICKER: VAC | $1,923 | $2,744 |
| MARSH & MCLENNAN COS INC TICKER: MMC | $5,874 | $7,956 |
| MASTEC INC TICKER: MTZ | $1,753 | $2,727 |
| MCDONALDS CORP TICKER: MCD | $6,577 | $8,583 |
| MEDTRONIC PLC IRELAND TICKER: MDT | $6,116 | $8,317 |
| MERCK & CO INC NEW COM TICKER: MRK | $12,280 | $12,679 |
| MERCURY SYSTEMS INC TICKER: MRCY | $1,036 | $2,554 |
| MERIT MED SYS INC TICKER: MMSI | $2,487 | $2,831 |
| METTLER TOLEDO INTERNATIONAL TICKER: MTD | $1,696 | $4,559 |
| MGIC INVT CORP WIS TICKER: MTG | $1,590 | $1,908 |
| MICROSOFT CORP TICKER: MSFT | $69,351 | $276,246 |
| MICROSOFT CORP TICKER: MSFT | $86,426 | $336,521 |
| MIRATI THERAPEUTICS INC TICKER: MRTX | $939 | $879 |
| MKS INSTRUMENT INC TICKER: MKSI | $2,799 | $4,213 |
| MODEL N INC TICKER: MODN | $22,105 | $21,979 |
| MONDELEZ INTL INC TICKER: MDLZ | $8,692 | $10,057 |
| MONGODB INC CL A COM TICKER: MDB | $2,839 | $4,308 |
| MONSTER BEVERAGE CORP TICKER: MNST | $10,679 | $22,565 |
| MORGAN STANLEY TICKER: MS | $58,551 | $182,427 |
| NATIONAL VISION HLDGS INC TICKER: EYE | $1,729 | $2,582 |
| NETFLIX COM INC TICKER: NFLX | $76,903 | $111,931 |
| NEUROCRINE BIOSCIENCES INC TICKER: NBIX | $1,658 | $3,834 |
| NEW RELIC INC TICKER: NEWR | $2,521 | $1,700 |
| NEWMONT MNG CORP TICKER: NEM | $121,920 | $144,994 |
| NEWMONT MNG CORP TICKER: NEM | $17,931 | $17,009 |
| NEXSTAR MEDIA GROUP INC CL A COM TICKER: NXST | $2,181 | $3,385 |
| NEXTERA ENERGY INC TICKER: NEE | $9,512 | $19,288 |
| NORTHROP GRUMMAN CORP TICKER: NOC | $72,907 | $60,944 |
| NOVANTA INC CANADA TICKER: NOVT | $843 | $4,138 |
| NOVARTIS A G SPONSORED ADR SWITZERLAND TICKER: NVS | $18,054 | $20,963 |
| NOVOCURE LTD JERSEY TICKER: NVCR | $18,934 | $24,226 |
| NOVO-NORDISK A S ADR DENMARK TICKER: NVO | $2,715 | $5,728 |
| NVIDIA CORP TICKER: NVDA | $8,187 | $29,243 |
| OKTA INC CL A COM TICKER: OKTA | $1,352 | $2,797 |
| ORACLE CORP TICKER: ORCL | $15,927 | $24,518 |
| OUTFRONT MEDIA INC REITS TICKER: OUT | $34,753 | $27,247 |
| PALO ALTO NETWORKS INC TICKER: PANW | $47,406 | $273,650 |
| PATRICK INDS INC TICKER: PATK | $19,906 | $21,052 |
| PAYCHEX INC TICKER: PAYX | $6,220 | $9,225 |
| PELOTON INTERACTIVE INC CL A COM TICKER: PTON | $56,795 | $91,032 |
| PEPSICO INC TICKER: PEP | $115,486 | $132,729 |
| PEPSICO INC TICKER: PEP | $9,754 | $13,050 |
| PEPSICO INC TICKER: PEP | $13,378 | $14,089 |
| PHILLIPS 66 TICKER: PSX | $3,752 | $2,728 |
| PHREESIA INC TICKER: PHR | $2,056 | $2,767 |
| PLANET FITNESS INC CL A COM TICKER: PLNT | $1,759 | $2,872 |
| PNC FINL SVCS GROUP INC TICKER: PNC | $6,852 | $7,450 |
| POOL CORP TICKER: POOL | $1,467 | $5,215 |
| POST HLDGS INC TICKER: POST | $2,021 | $2,121 |
| POWER INTEGRATIONS INC TICKER: POWI | $1,928 | $3,111 |
| PRA GROUP INC TICKER: PRAA | $1,623 | $1,785 |
| PROCESSA PHARMACEUTICALS INC NEW COM TICKER: PCSA | $20,388 | $33,615 |
| PROCTER & GAMBLE CO TICKER: PG | $5,215 | $5,983 |
| PROLOGIS INC REITS TICKER: PLD | $11,717 | $14,949 |
| PTC INC TICKER: PTC | $1,976 | $4,426 |
| PTC THERAPEUTICS INC TICKER: PTCT | $2,083 | $2,441 |
| Q2 HLDGS INC TICKER: QTWO | $903 | $886 |
| QTS RLTY TR INC REITS CL A TICKER: QTS | $1,251 | $1,176 |
| QUALCOMM INC TICKER: QCOM | $14,447 | $28,183 |
| QUANTA SVCS INC TICKER: PWR | $23,739 | $72,596 |
| QUMU CORP TICKER: QUMU | $9,135 | $29,195 |
| RAYTHEON TECHNOLOGIES CORP TICKER: RTX | $93,901 | $124,499 |
| REALPAGE INC TICKER: RP | $2,562 | $3,839 |
| REALTY INCOME CORP TICKER: O | $3,001 | $3,357 |
| REGENERON PHARMACEUTICALS TICKER: REGN | $11,262 | $15,943 |
| REGENERON PHARMACEUTICALS TICKER: REGN | $63,579 | $67,152 |
| REPLIGEN CORP TICKER: RGEN | $61,224 | $136,441 |
| REPLIGEN CORP TICKER: RGEN | $1,747 | $4,216 |
| RINGCENTRAL INC CL A COM TICKER: RNG | $1,261 | $4,169 |
| ROCHE HLDG LTD SPONSORED ADR SWITZERLAND TICKER: RHHB Y | $13,734 | $16,124 |
| ROKU INC CL A COM TICKER: ROKU | $637 | $1,660 |
| ROYAL GOLD INC TICKER: RGLD | $47,969 | $63,071 |
| ROYALTY PHARMA PLC CL A COM UNITED KINGDOM TICKER: RPRX | $1,904 | $3,403 |
| SALESFORCE COM INC TICKER: CRM | $14,074 | $18,915 |
| SALESFORCE COM INC TICKER: CRM | $15,912 | $23,811 |
| SAREPTA THERAPEUTICS INC TICKER: SRPT | $2,420 | $2,898 |
| SBA COMMUNICATIONS CORP NEW CL A REITS TICKER: SBAC | $1,996 | $1,975 |
| SCHLUMBERGER LTD CURACAO TICKER: SLB | $18,741 | $7,095 |
| SEABRIDGE GOLD INC ORD COM CANADA TICKER: SA | $43,630 | $77,222 |
| SEI INVESTMENTS CO TICKER: SEIC | $7,825 | $9,080 |
| SEMPRA ENERGY TICKER: SRE | $6,271 | $6,880 |
| SILICON LABORATORIES INC TICKER: SLAB | $3,148 | $3,948 |
| SILK RD MED INC TICKER: SILK | $1,826 | $2,456 |
| SNOWFLAKE INC CL A COM TICKER: SNOW | $2,520 | $5,909 |
| SPIRIT RLTY CAP INC NEW REITS TICKER: SRC | $3,018 | $3,294 |
| STAAR SURGICAL CO COM PAR $0.01 TICKER: STAA | $655 | $1,426 |
| STARBUCKS CORP TICKER: SBUX | $80,718 | $163,358 |
| STARBUCKS CORP TICKER: SBUX | $67,138 | $131,051 |
| STARBUCKS CORP TICKER: SBUX | $17,753 | $22,038 |
| STEELCASE INC CL A TICKER: SCS | $1,704 | $1,938 |
| STERIS PLC IRELAND TICKER: STE | $1,466 | $3,980 |
| STERLING CONSTR INC TICKER: STRL | $12,427 | $14,907 |
| SUMMIT MATLS INC CL A COM TICKER: SUM | $1,994 | $1,667 |
| SUN COMMUNITIES INC REITS TICKER: SUI | $4,360 | $5,622 |
| SUNNOVA ENERGY INTL INC TICKER: NOVA | $19,824 | $74,555 |
| SUNRUN INC TICKER: RUN | $60,122 | $308,859 |
| SUNRUN INC TICKER: RUN | $30,940 | $32,609 |
| SVB FINL GROUP TICKER: SIVB | $887 | $2,327 |
| TANDEM DIABETES CARE INC TICKER: TNDM | $901 | $861 |
| TARGA RES CORP TICKER: TRGP | $1,961 | $5,856 |
| TELADOC HEALTH INC TICKER: TDOC | $55,429 | $199,960 |
| TELADOC HEALTH INC TICKER: TDOC | $12,113 | $10,798 |
| TELOS CORP MD TICKER: TLS | $3,774 | $7,322 |
| TENABLE HLDGS INC TICKER: TENB | $2,478 | $4,338 |
| TERADYNE INC TICKER: TER | $2,812 | $4,076 |
| TERADYNE INC TICKER: TER TOTAL U.S. MID CAP | $21,644 | $29,973 |
| TERRENO RLTY CORP REITS TICKER: TRNO | $1,695 | $1,755 |
| TEXAS INSTRS INC TICKER: TXN | $8,474 | $15,921 |
| THE TRADE DESK INC CL A COM TICKER: TTD | $483 | $2,403 |
| TOPBUILD CORP TICKER: BLD | $1,366 | $4,050 |
| TRUIST FINL CORP TICKER: TFC | $9,586 | $10,545 |
| TWIST BIOSCIENCE CORP TICKER: TWST | $47,424 | $179,156 |
| TWIST BIOSCIENCE CORP TICKER: TWST | $995 | $848 |
| UDR INC REITS TICKER: UDR | $4,443 | $3,728 |
| ULTRAGENYX PHARMACEUTICAL INC TICKER: RARE | $1,896 | $3,045 |
| UNITED PARCEL SVC INC CL B TICKER: UPS | $1,875 | $1,852 |
| UNITED RENTALS INC TICKER: URI | $52,763 | $159,322 |
| UNIVERSAL HLTH SVCS INC CL B TICKER: UHS | $1,609 | $1,925 |
| US BANCORP DEL COM NEW TICKER: USB | $5,361 | $5,265 |
| VANECK VECTORS JUNIOR GOLD MINERS ETF TICKER: GDXJ | $49,864 | $92,045 |
| VENTAS INC TICKER: VTR | $1,451 | $1,471 |
| VERACYTE INC TICKER: VCYT | $9,514 | $13,263 |
| VEREIT INC REITS COM TICKER: VER | $4,018 | $3,560 |
| VERISIGN INC TICKER: VRSN | $150,762 | $165,113 |
| VERIZON COMMUNICATIONS INC TICKER: VZ | $5,672 | $6,874 |
| VERTEX PHARMACEUTICALS INC TICKER: VRTX | $102,340 | $177,255 |
| VICI PPTYS INC REITS TICKER: VICI | $4,152 | $4,922 |
| VISA INC CL A COM TICKER: V | $14,288 | $36,747 |
| WALMART INC TICKER: WMT | $19,092 | $19,028 |
| WEC ENERGY GROUP INC TICKER: WEC | $5,131 | $7,454 |
| WELLTOWER INC REITS TICKER: WELL | $5,594 | $5,363 |
| WEX INC TICKER: WEX | $1,071 | $2,035 |
| WIMI HOLOGRAM CLOUD INC SPONSORED ADR CAYMAN ISLANDS TICKER: WIMI | $29,189 | $30,568 |
| WORKDAY INC CL A COM TICKER: WDAY | $5,068 | $8,866 |
| WORKIVA INC TICKER: WK | $2,688 | $3,023 |
| YETI HLDGS INC TICKER: YETI | $1,127 | $3,492 |
| YUM BRANDS INC TICKER: YUM | $4,870 | $8,142 |
| YUM CHINA HLDGS INC TICKER: YUMC | $2,721 | $5,709 |
| ZENDESK INC TICKER: ZEN | $2,548 | $4,580 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL | AT COST | $120,000 | $126,283 |
| BLACKSTONE REAL ESTATE INCOME TRUST INC CL I | AT COST | $157,819 | $158,224 |
| HEDGE FUND GUIDED PORTFOLIO SOLUTION CL I | AT COST | $150,000 | $145,570 |
| IRONWOOD INSTITUTIONAL MULTI- STRATEGY FUND LLC CL M | AT COST | $150,000 | $163,658 |
| ISHARES SILVER TR | AT COST | $51,065 | $55,283 |
| NB CROSSROADS PRIVATE MARKETS FUND VI ADVISORY LP | AT COST | $34,500 | $34,500 |
| PIMCO ALL ASSET FUND INSTL CL | AT COST | $50,694 | $54,049 |
| SPDR GOLD TR GOLD SHS | AT COST | $100,720 | $156,065 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $3,575 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,788 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP INTERESTS | Desc |
| BOY Book Value | $7,312 | BOYBookValueAmt |
| EOY Book Value | -$1,531 | EOYBookValueAmt |
| EOYFMV | $13,444 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER PORTFOLIO DEDUCTIONS | Desc |
| Revenue And Expenses Per Books | $1,195 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,195 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| STATE TAX REFUND | $2 | $2 | $2 |
| OTHER INCOME - U.S. TRUST 0830 | $1,077 | $1,077 | $1,077 |
| OTHER INCOME - U.S. TRUST 1632 | $152 | $152 | $152 |
| K-1 ENTERPRISE PRODUCTS PARTNERS, LP | $10,199 | $10,199 | $10,199 |
| K-1 ENTERPRISE PRODUCTS PARTNERS LP | $1,496 | $1,496 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEES - U.S. TRUST 1632 | $46,716 | $46,716 | $0 |
| INVESTMENT ADVISORY FEES - U.S. TRUST 0830 | $71,205 | $71,205 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FRANCHISE TAX BOARD | $10 | $0 | $0 |
| US TREASURY | $12,802 | $0 | $0 |
| ATTORNEY GENERAL | $150 | $0 | $0 |
| FOREIGN TAXES | $2,475 | $2,475 | $0 |
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