2022-01-19T23:07:48-06:00 2020-12-31 111986323 MARCUM LLP 777 S FIGUEROA STREET SUITE 2900 LOS ANGELES CA 90017 990PF 2020-01-01 956945666 ERICH AND DELLA KOENIG FOUNDATION C/O MIGUEL KOENIG ERIC 2136297657 6277 STRADA FRAGANTE RANCHO SANTA FE CA 92091 MIGUEL KOENIG CFO 2136297657 2022-01-17 1 MIGUEL KOENIG XXX-XX-XXXX ROBERT L BABEK P00570618 3104327400 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 16059810 X X 1 1 175266 175266 689611 5095520 689611 12926 11430 877804 876308 0 0 0 3575 0 1788 4500 0 4500 117921 117921 0 15437 2475 0 1195 1195 0 142628 121591 6288 570000 570000 712628 121591 576288 165176 754717 367 834 834 1417724 1052589 1052597 6061376 6714734 13198940 883627 850275 900363 896117 814798 893632 7312 -1531 13444 9266523 9431699 16059810 0 0 X 0 0 0 0 9266523 9431699 9266523 9431699 9266523 9431699 9266523 165176 0 9431699 0 9431699 PUBLICLY TRADED SECURITIES - 0830 2020-01-01 2020-12-31 2800674 2597395 203279 203279 PUBLICLY TRADED SECURITIES - 1632 2020-01-01 2020-12-31 258430 268612 -10182 -10182 PUBLICLY TRADED SECURITIES - 0830 2013-01-01 2020-12-31 621526 443696 177830 177830 PUBLICLY TRADED SECURITIES - 1632 2014-01-31 2020-12-31 1407857 1096206 311651 311651 CAPITAL GAIN DISTRIBUTIONS - 0830 2013-01-01 2020-12-31 223 223 223 CAPITAL GAIN DISTRIBUTIONS - 1632 2014-01-31 2020-12-31 6810 6810 6810 689611 10491 0 10491 0 10491 9399 0 5000 0 14399 10 3898 3898 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A EDWARD A LANDRY 2136297657 624 SOUTH GRAND AVENUE SUITE 2000 LOS ANGELES CA 90017 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MIGUEL KOENIG 624 SOUTH GRAND AVENUE SUITE 2000 LOS ANGELES CA 90017 TREASURER AND CFO 15.00 0 0 0 ENRIQUE KOENIG 624 SOUTH GRAND AVENUE SUITE 2000 LOS ANGELES CA 90017 PRESIDENT 0.00 0 0 0 CAMILLA KOENIG 624 SOUTH GRAND AVENUE SUITE 2000 LOS ANGELES CA 90017 ASSISTANT SECRETARY 0.00 0 0 0 BERNARDO KOENIG 624 SOUTH GRAND AVENUE SUITE 2000 LOS ANGELES CA 90017 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 11837239 1419463 0 13256702 0 0 13256702 198851 13057851 652893 652893 10491 104 10595 642298 0 642298 0 642298 576288 0 576288 0 576288 642298 560476 0 0 576288 560476 0 0 15812 0 0 0 0 0 0 0 0 626486 0 0 0 X ASOCIACION DE ASISTENCIA PRIVADA OSE GOBERNADOR TIBURCIO MONTIEL NO 81 COL SAN MIGUEL CHAPULTEPEC MEXICO MX 11850 NONE EXEMPT GENERAL SUPPORT 20000 BETH TORAH ADATH YESHURUN INC 20350 NE 26TH AVE MIAMI FL 33180 NONE EXEMPT GENERAL SUPPORT 10000 BUTLER INITIATIVE 11771 NATIONAL BLVD APT 2 LOS ANGELES CA 90064 NONE EXEMPT GENERAL SUPPORT 65500 CAMPUS CRUSADE FOR CHRIST - MINISTRY OF KAI & LAUREN POTTINGER 100 LAKE HART DRIVE DEPT 2500 ORLANDO FL 32862 NONE EXEMPT GENERAL SUPPORT 10000 CEDARS-SINAI 8700 BEVERLY BLVD SUITE 2416 LOS ANGELES CA 90048 NONE EXEMPT GENERAL SUPPORT 23000 CHEVRA HATZALAH AC 1722 COL POLANCO MEXICO MX 11510 NONE EXEMPT GENERAL SUPPORT 25000 CHILDREN'S HOSPITAL LOS ANGELES 4650 SUNSET BLVD LOS ANGELES CA 90027 NONE EXEMPT GENERAL SUPPORT 10000 EISHEL NUESTRO HOGAR AC ACAPULCO NO 70 PISO 6 DESPACHO 603 COLONIA ROMA NORTE DELEGACION CUAUH MEXICO MX 06700 NONE EXEMPT GENERAL SUPPORT 25000 FJC-A FOUNDATION OF PHILANTHROPIC FUNDS-NINOS EN ALEGRIA 520 EIGHTH AVENUE 20TH FLOOR NEW YORK NY 10018 NONE EXEMPT GENERAL SUPPORT 15000 FUNDACION DE NEUROSCIENCIAS PARA EL DESARROLLO INTEGRAL INDIVIDUO AC FUENTE DE TREVI NUM 27 LOMAS DE TECAMACHALCO NAUCALPAN DE JUAR MX NONE EXEMPT GENERAL SUPPORT 10000 HARVARD COLLEGE FUND 124 MOUNT AUBURN STREET CAMBRIDGE MA 02138 NONE EXEMPT GENERAL SUPPORT 25000 HIRSHHORN MUSEUM AND SCULPTURE GARDEN INDEPENDENCE AVE SW 7TH ST SW WASHINGTON DC 20560 NONE EXEMPT GENERAL SUPPORT 20000 JEWISH AGENCY FOR ISRAEL-NORTH AMERICAN COUNCIL 633 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 NONE EXEMPT GENERAL SUPPORT 10000 NEEMA INTERNATIONAL FOUNDATION 515 POST OAK BLVD SUITE 1000 HOUSTON TX 77027 NONE EXEMPT GENERAL SUPPORT 13000 SAMARITAN'S PURSE 3000 W MACARTHUR BLVD 310 SANTA ANA CA 92704 NONE EXEMPT GENERAL SUPPORT 10000 SOUTHERN CALIFORNIA FAMILY MEDIATION PO BOX 7576 BURBANK CA 91510 NONE EXEMPT GENERAL SUPPORT 25000 STANFORD UNIVERSITY 450 SERRA MALL STANFORD CA 94305 NONE EXEMPT GENERAL SUPPORT 10000 STATUE OF LIBERTY ELLIS ISLAND FOUNDATION INC 17 BATTERY PL STE 210 NEW YORK NY 10004 NONE EXEMPT GENERAL SUPPORT 10000 THE LOS ANGELES FIRE DEPARTMENT FOUNDATION 1700 STADIUM WAY 100 LOS ANGELES CA 90012 NONE EXEMPT GENERAL SUPPORT 5000 THE UCLA FOUNDATION 10889 WILSHIRE BLVD 1100 LOS ANGELES CA 90024 NONE EXEMPT GENERAL SUPPORT 68750 THE VERSAILLES FOUNDATION 420 LEXINGTON AVENUE SUITE 2044 NEW YORK NY 10017 NONE EXEMPT GENERAL SUPPORT 40000 UNIVERSITY KIDNEY DISEASE FOUNDATION 2049 CENTURY PARK EAST SUITE 3180 LOS ANGELES CA 90067 NONE EXEMPT GENERAL SUPPORT 53000 USC MARSHALL SCHOOL OF BUSINESS CITIGROUP CENTER LOS ANGELES CA 90089 NONE EXEMPT GENERAL SUPPORT 23750 WORLD WILDLIFE FUND INC 1250 24TH STREET NW WASHINGTON DC 20037 NONE EXEMPT GENERAL SUPPORT 2500 YESHIVA GEDOLAH OF LOS ANGELES 5444 W OLYMPIC BLVD LOS ANGELES CA 90036 NONE EXEMPT GENERAL SUPPORT 3000 ZOOLOGICAL SOCIETY OF SAN DIEGO 2920 ZOO DR SAN DIEGO CA 92101 NONE EXEMPT GENERAL SUPPORT 2500 UNION RESCUE MISSION INC 107 JEFFERSON ST FAIRMONT WV 265543162 NONE EXEMPT GENERAL SUPPORT 10000 MEDIATION CENTER OF LOS ANGELES 20750 VENTURA BLVD WOODLAND HILLS CA 91364 NONE EXEMPT GENERAL SUPPORT 10000 LOS CABOS CHILDREN'S FOUNDATION 1585 THOMAS CENTER DRIVE SUITE 101 EAGAN MN 55122 NONE EXEMPT GENERAL SUPPORT 5000 MIRACLE BABIES 8745 AERO DR STE 308 SAN DIEGO CA 921231763 NONE EXEMPT GENERAL SUPPORT 2500 BLACK AND BROWN FOUNDERS INC PO BOX 883093 SAN FRANCISCO CA 941883093 NONE EXEMPT GENERAL SUPPORT 1500 INNOCENCE PROJECT INC 40 WORTH ST RM 701 NEW YORK NY 100132994 NONE EXEMPT GENERAL SUPPORT 2000 DIGITALUNDIVIDED 625 BROAD STREET SUITE 245 NEWARK NJ 07102 NONE EXEMPT GENERAL SUPPORT 1500 CHALLENGED ATHLETES FOUNDATION 9591 WAPLES ST SAN DIEGO CA 92121 NONE EXEMPT GENERAL SUPPORT 2500 570000 0 14 1 14 175266 01 11430 18 689611 K-1 ENTERPRISE PRODUCTS PARTNERS LP 900099 1496 1496 876308 0 877804 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 4500 0 4500 ABBVIE INC SR UNSECD NT CALL 08/14/28 @100 DTD 09/18/18 4.250% DUE 11/14/2 7954 11309 AFFILIATED MANAGERS GROUP INC PFD 5.875% MOODY'S: NA S&P: N AVL 1366 1471 AFFILIATED MANAGERS GROUP INC PFD JR SUB NT 4.750% MOODY'S: NA S&P: N 1777 1872 ALABAMA PWR CO PFD 5.00% SER A MOODY'S: A3 S&P: N AVL 556 615 ALGONQUIN PWR & UTILS CORP SUB NTS FXD/FLTG PFD 6.875% CANADA MOODY'S: NA 814 902 ALLSTATE CORP PFD 4.750% SER I MOODY'S: BAA2 S&P: N AVL 869 965 ALLSTATE CORP PFD 5.100% MOODY'S: BAA1 S&P: N AVL 910 937 ALLSTATE CORP PFD SER G 5.625% MOODY'S: BAA3 S&P: N AVL 3275 3716 ALLSTATE CORP PFD SER H DEPOSITARY SHS REPSTG 1/1000TH MOODY'S: BAA2 S& 2733 2935 APPLE INC UNSECD SR NT CALL 12/09/23 @100 DTD 02/09/17 3.000% DUE 02/09/24 7114 7530 AMERICAN FINL GROUP INC OHIO PFD 5.875% MOODY'S: NA S&P: N AVL 853 978 AMERICAN INTL GROUP INC PFD 5.850% SER A DEP SH MOODY'S: BAA3 S&P: N AV 1690 1832 ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100 DTD 01/25/16 3316 3855 ARCH CAP GROUP LTD NON CUM PFD SER F 5.450% ISIN US03939A1079 BERMUDA MOO 2066 2173 ARCH CAPITAL GROUP LTD PFD 5.250% BERMUDA MOODY'S: NA S&P: N AVL 2959 3271 ASSOCIATED BANC-CORP PFD 5.625 % SER F MOODY'S: NA S&P: N AVL 866 1001 AT&T INC PFD 5.000% SER A MOODY'S: NA S&P: N AVL 3485 3718 AT&T INC PFD 5.350% MOODY'S: BAA1 S&P: N AVL 2067 2564 2845 AT&T INC PRFD 5.625% MOODY'S: BAA2 S&P: N AVL 2076 840 957 AT&T INC SER C PFD 4.750% MOODY'S: NA S&P: N AVL 3617 3853 AT&T INC UNSECD SR GBL NT C12/01/26 @100 DTD 02/09/17 4.250% DUE 03/01/27 7213 8188 BERKLEY W R CORP PFD 5.100% MOODY'S: NA S&P: N AVL 2060 995 1077 BERKLEY W R CORP PFD 5.75% MOODY'S: BAA3 S&P: N AVL 2286 2333 BERKLEY W R CORP PFD 5.900% MOODY'S: BAA3 S&P: N AVL 869 868 BERKSHIRE HATHAWAY INC DEL UNSECD SR NT CALL 01/15/23 @100 DTD 03/15/16 2. 4049 4201 BP CAP MKTS P L C SR UNSECD BD UNITED KINGDOM DTD 09/19/17 3.279% DUE 09/1 4026 4491 CAPITAL ONE FINL CORP PFD 4.800% SER J MOODY'S: NA S&P: N AVL 973 1014 CAPITAL ONE FINL CORP PFD SER I 5.00% MOODY'S: BAA3 S&P: N AVL 2774 2951 CITIGROUP INC DEP SHS REPSTG 1/1000 PFD 6.875% SER K MOODY'S: B1 S&P: N 5999 6058 CITIGROUP INC PFD 7.125% DEP SHS REPSTG 1/1000 SER J MOODY'S: B1 S&P: N 3511 3498 CITIGROUP INC UNSECD SR NT DTD 04/27/15 3.300% DUE 04/27/25 MOODY'S: A3 7045 7763 CITIZENS FINL GROUP INC PFD 5.000% SER E MOODY'S: NA S&P: N AVL 2667 2833 CMG ULTRA SHORT TERM BOND FUND 193000 193000 CMS ENERGY CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL 1718 1966 CMS ENERGY CORP PFD 5.875% MOODY'S: NA S&P: N AVL 822 921 COMCAST CORP NEW SR UNSECD BD CALL 02/01/28 @100 DTD 02/08/18 3.550% DUE 0 6651 8067 CVS HEALTH CORP UNSECD SR PIDI NT CALL 12/25/27 @100 DTD 03/09/18 4.300% D 6952 8330 DIGITAL RLTY TR INC PFD REITS SER L 5.200% S&P: N AVL 1021 1092 DISNEY WALT CO NEW SR UNSECD MTN DTD 11/30/12 2.350% DUE 12/01/22 MOODY'S 4004 4154 DOMINION ENERGY INC PFD 5.250% ENHANCED JR SUB NT 2016 SER A MOODY'S: BAA 3463 3718 DTE ENERGY CO PFD 5.375% JR SUB DEB 2016 SER B MOODY'S: BAA1 S&P: N AVL 892 931 DTE ENERGY CO PFD 6.00% SER F MOODY'S: NA S&P: N AVL 646 670 DTE ENERGY CO PFD JR SUB DEB 2017 SER E MOODY'S: BAA2 S&P: N AVL 876 952 DUKE ENERGY CORP NEW PFD 5.625% JR SUB DEB MOODY'S: BAA2 S&P: N AVL 20 845 978 DUKE ENERGY CORP NEW PFD 5.750% SER A MOODY'S: BAA3 S&P: N AVL 844 941 ENTERGY ARK INC PFD $4.32 MOODY'S: A2 S&P: N AVL 1687 1896 ENTERGY LA LLC PFD 4.875% MOODY'S: A2 S&P: N AVL 1358 1559 ENTERGY MISS LLC PFD 1ST MTG BD 4.900% MOODY'S: A3 S&P: N AVL 1274 1481 ENTERGY NEW ORLEANS LLC PFD 5.500% MOODY'S: BAA2 S&P: N AVL 475 485 ENTERPRISE PRODS OPER LLC SR UNSECD NT CALL 11/15/24 @100 DTD 10/14/14 3.7 4006 4479 FEDERAL HOME LN MTG CORP POOL #G08682 DTD 12/01/15 4.000% DUE 12/01/45 MO 1771 1828 FEDERAL HOME LN MTG CORP POOL #G08701 DTD 04/01/16 3.000% DUE 04/01/46 MO 2755 2945 FEDERAL HOME LN MTG CORP POOL #G08717 DTD 07/01/16 4.000% DUE 08/01/46 MO 1873 1929 FEDERAL HOME LN MTG CORP POOL #G08737 DTD 11/01/16 3.000% DUE 12/01/46 MO 1500 1601 FEDERAL HOME LN MTG CORP POOL #G08747 DTD 01/01/17 3.000% DUE 02/01/47 MO 1627 1753 FEDERAL HOME LN MTG CORP POOL #G08759 DTD 03/01/17 4.500% DUE 04/01/47 MO 1011 1027 FEDERAL HOME LN MTG CORP POOL #G08762 DTD 04/01/17 4.000% DUE 05/01/47 MO 3352 3408 FEDERAL HOME LN MTG CORP POOL #G08820 DTD 04/01/18 4.500% DUE 05/01/48 MO 1104 1158 FEDERAL HOME LN MTG CORP POOL #G08831 DTD 07/01/18 4.000% DUE 08/01/48 MO 931 978 FEDERAL HOME LN MTG CORP POOL #G60855 DTD 01/01/17 4.500% DUE 12/01/45 MO 1711 1789 FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/50 MO 10674 10819 FEDERAL NATL MTG ASSN POOL #190397 DTD 08/01/09 5.000% DUE 09/01/39 MOODY 1813 1918 FEDERAL NATL MTG ASSN POOL #AL4242 DTD 09/01/13 5.000% DUE 10/01/41 MOODY 440 475 FEDERAL NATL MTG ASSN POOL #AL9107 DTD 09/01/16 4.500% DUE 03/01/46 MOODY 1922 2014 FEDERAL NATL MTG ASSN POOL #AS8276 DTD 10/01/16 3.000% DUE 11/01/46 MOODY 479 508 FEDERAL NATL MTG ASSN POOL #BJ9169 DTD 05/01/18 4.000% DUE 05/01/48 MOODY 8611 9178 FEDERAL NATL MTG ASSN POOL #BK0983 DTD 02/01/18 5.000% DUE 02/01/48 MOODY 586 608 FEDERAL NATL MTG ASSN POOL #MA2670 DTD 06/01/16 3.000% DUE 06/01/46 MOODY 1830 1927 FEDERAL NATL MTG ASSN POOL #MA2806 DTD 10/01/16 3.000% DUE 11/01/46 MOODY 485 528 FEDERAL NATL MTG ASSN POOL #MA2929 DTD 02/01/17 3.500% DUE 03/01/47 MOODY 2571 2699 FEDERAL NATL MTG ASSN POOL #MA2930 DTD 02/01/17 4.000% DUE 03/01/47 MOODY 2752 2828 FEDERAL NATL MTG ASSN POOL #MA3058 DTD 06/01/17 4.000% DUE 07/01/47 MOODY 2217 2265 FEDERAL NATL MTG ASSN POOL #MA3120 DTD 08/01/17 3.500% DUE 09/01/47 MOODY 864 885 FEDERAL NATL MTG ASSN POOL #MA3210 DTD 11/01/17 3.500% DUE 12/01/47 MOODY 868 929 FEDERAL NATL MTG ASSN POOL #MA3384 DTD 05/01/18 4.000% DUE 06/01/48 MOODY 338 356 FEDERAL NATL MTG ASSN POOL #MA3833 DTD 10/01/19 2.500% DUE 11/01/49 MOODY 10958 11112 FEDERAL NATL MTG ASSN POOL #MA3835 DTD 10/01/19 3.500% DUE 11/01/49 MOODY 10225 10200 FEDERAL NATL MTG ASSN POOL #MA3991 DTD 03/01/20 3.000% DUE 04/01/50 MOODY 13507 13463 FIFTH THIRD BANCORP PFD 4.950% SER K MOODY'S: NA S&P: N AVL 1738 1968 FIFTH THIRD BANCORP PFD DEP SHS REPSTG 1/1000TH 6.625% S&P: N AVL 866 932 FIRST REP BK SAN FRANCISCO CALIF NEW PFD 4.700% SER J MOODY'S: NA S&P: 907 954 FIRST REP BK SAN FRANCISCO CALIF NEW PFD 5.125% DEP SHS REPSTG 1/40TH INT 904 971 FIRST REP BK SAN FRANCISCO CALIF NEW PFD SER K MOODY'S: NA S&P: N AVL 880 925 FIRST REP BK SAN FRANCISCO CALIF PFD 5.500% SER I MOODY'S: BAA3 S&P: N 848 941 FISERV INC UNSECD SR NT CALL 5/1/26 @100 DTD 06/24/19 3.200% DUE 07/01/26 6689 6721 GATX CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL 1482 1538 GEORGIA PWR CO PFD 5.00% MOODY'S: BAA1 S&P: N AVL 1228 1399 GOLDMAN SACHS GROUP INC DEPOSITARY SHS REPSTG 1/1000TH PFD 5.500% SER J M 7693 7898 GOLDMAN SACHS GROUP INC PFD 6.300% SER N MOODY'S: BA1 S&P: N AVL 1502 1485 GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 DTD 02/25/16 3.750 7191 7952 GOLDMAN SACHS GROUP LTD PFD SER K 6.375% MOODY'S: BA2 S&P: N AVL 3651 3769 HARTFORD FINL SVCS GROUP INC DEL JR SUB DEB FIXED TO FLTG PFD 7.875% MOOD 2463 2236 HOME DEPOT INC UNSECD SR GBL NT C3/15/29 @100 DTD 06/17/19 2.950% DUE 06/1 7292 7957 INTEGRYS ENERGY GROUP INC PFD 6.000% MOODY'S: BAA2 S&P: N AVL 2662 2619 JPMORGAN CHASE & CO PFD 4.750% DEP SHS EPSTG 1/400TH INT SER GG MOODY'S: 893 998 JPMORGAN CHASE & CO PFD 5.750% MOODY'S: NA S&P: N AVL 849 955 JPMORGAN CHASE & CO PFD 6.000% SER EE MOODY'S: NA S&P: N AVL 1346 1481 JPMORGAN CHASE & CO SR UNSECD MTN DTD 01/28/14 3.875% DUE 02/01/24 MOODY' 7372 7703 KEYCORP NEW PFD DEP SHS REPSTG 1/40TH SER G 5.625% MOODY'S: NA S&P: N 844 948 KEYCORP NEW PFD SER E 6.125% MOODY'S: BAA3 S&P: N AVL 3764 3922 KIMCO RLTY CORP PFD REITS DEP SHS REPSTG 1/1000 SHS CL M S&P: N AVL 891 958 MARSH & MCLENNAN COS INC UNSECD SR NT C2/15/24 @100 DTD 01/15/19 3.875% DU 7028 7721 METLIFE INC PFD 4.750% SER F MOODY'S: BAA2 S&P: N AVL 3519 3808 MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 DTD 02/12/15 3.750% DUE 02/ 4885 6427 MORGAN STANLEY DEP SHS REPSTG 1/1000 PFD 4% SER A MOODY'S: BAA1 S&P: N 1424 1522 MORGAN STANLEY PFD 4.875% SER L MOODY'S: BA1 S&P: N AVL 999 1065 MORGAN STANLEY PFD 5.850% SER K MOODY'S: BA1 S&P: N AVL 3561 3924 MORGAN STANLEY PFD 6.875% MOODY'S: BA3 S&P: N AVL 2550 2537 MORGAN STANLEY PFD DEP SHS REP 1/1000TH SHS FIXED/FLTG MOODY'S: BA3 S&P 4925 4970 MORGAN STANLEY PFD SER I MOODY'S: BA3 S&P: N AVL 1381 1464 MORGAN STANLEY SR UNSECD NT DTD 10/23/14 3.700% DUE 10/23/24 MOODY'S: A2 7242 7790 NATIONAL RURAL UTILS COOP FIN PFD 5.50% MOODY'S: A3 S&P: N AVL 855 996 NEW YORK CMNTY BANCORP INC PFD DEP SHS REPSTG SER A 6.375% MOODY'S: BA1 1513 1519 NEXTERA ENERGY CAP HLDGS INC JR SUB DEB SER K PFD 5.250% MOODY'S: BAA2 S 1531 1657 NEXTERA ENERGY CAP HLDGS INC PFD 5.650% SER N MOODY'S: BAA2 S&P: N AVL 5067 5767 NORTHERN TR CORP PFD SER E 4.70% MOODY'S: BAA1 S&P: N AVL 1372 1500 ORACLE CORP SR UNSECD NT CALL 2/15/25 @100 DTD 05/05/15 2.950% DUE 05/15/2 4002 4393 PEOPLES UTD FINL INC PFD 5.625% SER A MOODY'S: BA1 S&P: N AVL 1441 1512 PNC FINL SVCS GROUP INC PFD DEP SHS REPSTG 1/4000TH SER P 6.125% MOODY'S: 8987 8516 PRINCIPAL FUNDS INC - CAP SECS FUND CL S 126097 131180 PRUDENTIAL FINL INC PFD 4.125% MOODY'S: NA S&P: N AVL 2066 890 927 PRUDENTIAL FINL INC PFD 5.625% MOODY'S: BAA2 S&P: N AVL 2059 844 970 PS BUSINESS PKS INC CA PFD REITS DEP SHS REPSTG 1/1000 SHS SER X 5.250% S 1786 1855 PS BUSINESS PKS INC CALIF PFD REITS 4.875% SER Z S&P: N AVL 2035 2219 PS BUSINESS PKS INC CALIF PFD REITS DEP SHS REPSTG 1/1000TH CL Y S&P: N A 866 914 PUBLIC STORAGE PFD 4.950% SER D S&P: N AVL 1987 2188 PUBLIC STORAGE PFD REITS 4.875% SER I DEP SHS REPSTG 1/1000TH S&P: N AVL 1758 1937 PUBLIC STORAGE PFD REITS 5.150% SER F S&P: N AVL 898 962 PUBLIC STORAGE PFD REITS 5.600% S&P: N AVL 853 979 PUBLIC STORAGE PFD REITS SER G 5.050% S&P: N AVL 861 930 PUBLIC STORAGE PFD REITS SER K S&P: N AVL TOTAL FIXED INCOME OTHER 876 992 PUBLIC STORAGE DEP SHS REPSTG 1/1000TH PFD REITS SER J 4.700% S&P: N AVL 1068 1266 REGIONS FINL CORP NEW PFD 5.70% SER C MOODY'S: BA1 S&P: N AVL 860 979 REGIONS FINL CORP NEW DEP SHS REPSTG 1/40TH INT IN SHS OF % FIX/FLOAT NON- 2389 2390 SCHWAB CHARLES CORP NEW PFD DEP SHS REPSTG 1/40TH INT 5.950% MOODY'S: BAA 526 521 SCHWAB CHARLES CORP NEW PRFD 6.0% SER C MOODY'S: BAA2 S&P: N AVL 3019 2950 SHELL INTL FIN B V GTD SR NT NETHERLANDS DTD 05/10/16 4.000% DUE 05/10/46 3541 3778 SOUTHERN CO PFD MOODY'S: BAA3 S&P: N AVL 2078 1250 1366 SOUTHERN CO PFD 5.250% MOODY'S: BAA2 S&P: N AVL 2077 1736 1907 SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100 DTD 05/24/16 3.250% DUE 07/01/ 3943 4487 SPIRE INC PFD 5.90% SER A DEP SHS REPSTG 1/1000TH INT MOODY'S: BA1 S&P: 840 888 STATE STR CORP DEP SHS REPSTG 1/4000TH PERP SER D MOODY'S: BAA2 S&P: N 2145 2238 STIFEL FINL CORP PFD 5.200% MOODY'S: NA S&P: N AVL 900 945 STIFEL FINL CORP PFD 6.125% MOODY'S: NA S&P: N AVL 1676 1883 SVB FINL GROUP PFD 5.250% SER A MOODY'S: NA S&P: N AVL 1417 1478 SYNOVUS FINL CORP PFD 8.875% SER E MOODY'S: NA S&P: N AVL 1789 1877 TORONTO DOMINION BK UNSECD SR MTN CANADA DTD 09/11/20 0.750% DUE 09/11/25 6993 7026 TRUIST FINL CORP PFD 5.200% SER G DEP SHS REPSTG 1/1000TH MOODY'S: BAA1 877 914 TRUIST FINL CORP PFD 5.250% SER O MOODY'S: BAA2 S&P: N AVL 1670 1864 TRUIST FINL CORP PFD 5.625% SER H DEP SHS REPSTG 1/1000TH MOODY'S: BAA1 1205 1222 UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 MOODY'S: AAA S&P 8698 10273 UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 MOODY'S: AAA S&P 22333 27009 UNITED STATES TREAS BD DTD 05/15/19 2.875% DUE 05/15/49 MOODY'S: AAA S&P 11898 12911 UNITED STATES TREAS BD INFLATION INDEX DTD 02/15/14 1.375% DUE 02/15/44 M 5078 6433 UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 MOODY'S: AAA S&P 6425 7453 UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 MOODY'S: AAA S&P 10916 12778 UNITED STATES TREAS NT DTD 08/15/19 1.625% DUE 08/15/29 MOODY'S: AAA S&P 9890 10698 UNITED STATES TREAS NT INFLATION INDEX DTD 07/31/20 0.125% DUE 07/15/30 M 4510 4557 US BANCORP DEL PFD 3.750% SER L MOODY'S: NA S&P: N AVL 1755 1791 US BANCORP DEL PFD DEP SHS REPSTG 1/1000TH SER F S&P: N AVL 8895 8211 US BANCORP DEL PFD DEPOSITARY SHS REPSTG 1/1000TH 5.500% SER K MOODY'S: A 853 969 US BANCORP DEL DEPOSITARY SHS PFD REPSTG 1/1000TH SER B 3.500% MOODY'S: A2 724 768 VERIZON COMMUNICATIONS INC SR UNSECD NT DTD 08/16/17 3.376% DUE 02/15/25 6744 7774 VISA INC SR UNSECD NT CALL 6/14/45 @100 DTD 12/14/15 4.300% DUE 12/14/45 3238 4109 VORNADO RLTY TR PFD REITS REDEEMABLE 5.250% SER N S&P: N AVL 1822 1923 VORNADO RLTY TR PFD REITS SER M 5.250% S&P: N AVL 1789 1898 VOYA FINL INC PFD 5.35% SER B MOODY'S: NA S&P: N AVL 880 991 WALMART INC SR UNSECD NT CALL 3/26/28 @100 DTD 06/27/18 3.700% DUE 06/26/2 7009 8245 WEBSTER FINL CORP WATERBURY CONN PFD DEP SHS REPSTG 1/100TH INT SER F MOO 1077 1157 WELLS FARGO & CO MEDIUM TERM MEDIUM TERM SR NT C4/29/25 @100 DTD 04/30/20 8066 8423 WELLS FARGO & CO NEW PFD 5.500% SER X MOODY'S: BAA2 S&P: N AVL 1756 1863 WELLS FARGO & CO NEW PFD 6.625% MOODY'S: BAA3 S&P: N AVL 2050 3395 3461 WELLS FARGO & CO NEW PFD DEP SHS REPSTG 1/1000TH INT CL A MOODY'S: BAA3 4672 4726 WELLS FARGO & CO NEW PFD SER Y 5.625% MOODY'S: BAA2 S&P: N AVL 2680 2834 ABBOTT LABS TICKER: ABT 3925 13066 ABBVIE INC TICKER: ABBV 7547 10394 ABIOMED INC TICKER: ABMD 1031 1621 ACADIA PHARMACEUTICALS INC TICKER: ACAD 2111 2566 ACADIA RLTY TR COM SH BEN INT TICKER: AKR 1527 1078 ADVANCED DRAINAGE SYSTEMS INC TICKER: WMS 1930 3260 AGNICO EAGLE MINES LTD CANADA TICKER: AEM 122847 176275 AGNICO EAGLE MINES LTD CANADA TICKER: AEM 22564 19108 AIR PRODS & CHEMS INC TICKER: APD 7088 11748 AKOUSTIS TECHNOLOGIES INC TICKER: AKTS 20050 39234 ALARM COM HLDGS INC TICKER: ALRM 1220 3621 ALBEMARLE CORP TICKER: ALB 75688 135866 ALEXANDRIA REAL ESTATE EQ INC TICKER: ARE 3091 3564 ALGONQUIN PWR & UTILS CORP PRF 6.200 SER 19-A CANADA TICKER: AQNB 866 957 ALIBABA GROUP HLDG LTD ADS CAYMAN ISLANDS TICKER: BABA 12989 29789 ALKERMES PLC IRELAND TICKER: ALKS 3067 1297 ALLEGIANT TRAVEL CO TICKER: ALGT 1669 1892 ALNYLAM PHARMACEUTICALS INC TICKER: ALNY 1790 2339 ALPHABET INC CL A COM TICKER: GOOG L 35933 219080 ALPHABET INC CL C COM TICKER: GOOG 58783 299571 AMAZON COM INC TICKER: AMZN 80917 312665 AMAZON COM INC TICKER: AMZN 42289 322436 AMAZON COM INC TICKER: AMZN 41322 45597 AMEDISYS INC TICKER: AMED 2173 2640 AMERICAN HOMES 4 RENT CL A REITS TICKER: AMH 1607 2220 AMERICAN TOWER CORP TICKER: AMT 2181 2245 AMERICOLD RLTY TR REIT TICKER: COLD 3218 4256 AMGEN INC TICKER: AMGN 2824 3909 AMN HEALTHCARE SVCS INC TICKER: AMN 16931 17745 APPLE INC TICKER: AAPL 172032 371532 APPLE INC TICKER: AAPL 104364 508733 APPLE INC TICKER: AAPL 24143 26538 APTIV PLC JERSEY TICKER: APTV 14414 18892 ARRAY TECHNOLOGIES INC TICKER: ARRY 55719 80758 ARROWHEAD PHARMACEUTICALS INC TICKER: ARWR 2512 4220 ASGN INC TICKER: ASGN 1881 3508 ASPEN AEROGELS INC TICKER: ASPN 51776 101575 ASPEN TECHNOLOGY INC TICKER: AZPN 1894 1954 ATRICURE INC TICKER: ATRC 1216 1781 AUTODESK INC TICKER: ADSK 8972 33587 AUTOMATIC DATA PROCESSING INC TICKER: ADP 9516 13215 AVALONBAY CMNTYS INC TICKER: AVB 3067 2888 AVERY DENNISON CORP TICKER: AVY 2442 3568 AXON ENTERPRISE INC TICKER: AAXN 664 858 AXOS FINL INC TICKER: AX 69359 86657 BANDWIDTH INC TICKER: BAND 2214 2920 BARRICK GOLD CORP CANADA TICKER: GOLD 90670 113900 BERRY GLOBAL GROUP INC TICKER: BERY 2362 2753 BIOGEN IDEC INC TICKER: BIIB 103061 84477 BIOHAVEN PHARMACEUTICAL HLDG CO LTD COM VIRGIN ISLANDS (BRITISH) TICKER: 1216 1200 BIOMARIN PHARMACEUTICAL INC TICKER: BMRN 2374 2368 BIOMARIN PHARMACEUTICAL INC TICKER: BMRN 16584 18415 BJS WHSL CLUB HLDGS INC TICKER: BJ 2021 2721 BLACKROCK INC CL A TICKER: BLK 7199 12266 BLUEBIRD BIO INC TICKER: BLUE 3672 1774 BLUEPRINT MEDICINES CORP TICKER: BPMC 1615 2355 BOEING CO TICKER: BA 20955 26972 BOSTON BEER INC CL A COM TICKER: SAM 399 994 BOSTON PROPERTIES INC TICKER: BXP 3483 2552 BOXLIGHT CORP CL A COM TICKER: BOXL 1020 780 BP P L C SPONSORED ADR UNITED KINGDOM TICKER: BP 22030 20520 BRISTOL MYERS SQUIBB CO CONTINGENT VALUE RT EXPIRES 03/30/21 TICKER: ZZZZ 2578 774 BRISTOL MYERS SQUIBB CO TICKER: BMY 63236 69536 BRIXMOR PPTY GROUP INC REITS TICKER: BRX 3056 3343 BROADCOM INC TICKER: AVGO 7418 11384 BURLINGTON STORES INC TICKER: BURL 729 2354 CACI INTL INC CL A TICKER: CACI 1843 3740 CADENCE DESIGN SYSTEM INC TICKER: CDNS 209 1091 CARLISLE COS INC TICKER: CSL 1465 2187 CATALENT INC TICKER: CTLT 2342 6036 CATERPILLAR INC TICKER: CAT 65501 98473 CELCUITY INC TICKER: CELC 6812 6568 CERNER CORP TICKER: CERN 7006 10202 CHEGG INC TICKER: CHGG 1535 26286 CHEGG INC TICKER: CHGG 23850 4065 CHENIERE ENERGY INC NEW COM TICKER: LNG 36013 71736 CHEVRON CORP TICKER: CVX 8256 6503 CIENA CORP NEW COM TICKER: CIEN 89047 139577 CIENA CORP NEW COM TICKER: CIEN 1180 2537 CINTAS CORP TICKER: CTAS 351 1060 CISCO SYS INC TICKER: CSCO 14149 19959 CLOUDERA INC TICKER: CLDR 41703 69161 CLOUDFLARE INC CL A COM TICKER: NET 1601 2204 CNS PHARMACEUTICALS INC TICKER: CNSP 19600 8722 COCA COLA CO TICKER: KO 85797 3729 COCA COLA CO TICKER: KO 2890 86318 COGNEX CORP TICKER: CGNX 42371 65914 COGNEX CORP TICKER: CGNX 2501 3292 COLGATE PALMOLIVE CO TICKER: CL 7756 9406 COMCAST CORP NEW CL A COM TICKER: CMCS A 4283 5921 COOPER COS INC COM NEW TICKER: COO 1926 3633 COPART INC TICKER: CPRT 696 2672 COUSINS PPTYS INC REITS TICKER: CUZ 1331 1106 COWEN INC CL A NEW COM TICKER: COWN 36694 54449 COWEN INC CL A NEW COM TICKER: COWN 15519 21546 CRISPER THERAPEUTICS AG SWITZERLAND TICKER: CRSP 34024 131521 CROWDSTRIKE HLDGS INC CL A COM TICKER: CRWD 44531 148698 CROWN CASTLE INTL CORP REITS TICKER: CCI 7060 10984 CUTERA INC TICKER: CUTR 16414 19409 DECKERS OUTDOOR CORP TICKER: DECK 1639 3155 DEERE & CO TICKER: DE 9838 23407 DIAMONDROCK HOSPITALITY CO REIT TICKER: DRH 776 1271 DIGITAL RLTY TR INC REITS TICKER: DLR 1906 3069 DISNEY WALT CO COM DISNEY TICKER: DIS 97804 127007 DISNEY WALT CO COM DISNEY TICKER: DIS 13245 21923 DISNEY WALT CO COM DISNEY TICKER: DIS 15815 23010 DOMINOS PIZZA INC TICKER: DPZ 1083 2301 DRAFTKINGS INC CL A COM TICKER: DKNG 64409 279034 DUKE RLTY CORP COM NEW TICKER: DRE 1627 2638 EASTGROUP PPTY INC TICKER: EGP 3380 3590 EATON CORP PLC IRELAND TICKER: ETN 3435 4325 EMPIRE ST RLTY TR INC CL A REITS TICKER: ESRT 1510 1435 ENBRIDGE INC PFD SHS SER 2018-A CANADA TICKER: ENBA 1732 1856 ENCOMPASS HEALTH CORP TICKER: EHC 2449 2811 ENDAVA PLC SPONSORED ADR UNITED KINGDOM TICKER: DAVA 16860 19725 ENERGY RECOVERY INC TICKER: ERII 9943 14854 ENPHASE ENERGY INC TICKER: ENPH 1385 3860 ENTEGRIS INC TICKER: ENTG 1752 4805 EQUINIX INC REITS TICKER: EQIX 7821 9999 EQUITY LIFESTYLE PPTYS INC REITS TICKER: ELS 1391 2281 ESSEX PPTY TR INC TICKER: ESS 4669 4748 ETSY INC TICKER: ETSY 1814 6227 EVERBRIDGE INC. TICKER: EVBG 35324 223605 EVERSOURCE ENERGY TICKER: ES 1349 1557 EVOQUA WATER TECHNOLOGIES CORP TICKER: AQUA 1761 2779 EXACT SCIENCES CORP TICKER: EXAS 2530 3577 EXPEDITORS INTL WASHINGTON INC TICKER: EXPD 8291 14647 EXTRA SPACE STORAGE INC REITS TICKER: EXR 2833 3592 FACEBOOK INC CL A COM TICKER: FB 17307 35784 FACTSET RESH SYS INC TICKER: FDS 5938 10308 FAIR ISAAC CORP TICKER: FICO 2110 2555 FEDERAL REALTY INVT TR SH BEN INT NEW TICKER: FRT 2106 1447 FEDERAL SIGNAL CORP TICKER: FSS 2025 2123 FIRSTCASH INC TICKER: FCFS 1522 2031 FIVE BELOW INC TICKER: FIVE 833 3850 FLOOR & DECOR HLDGS INC CL A COM TICKER: FND 1857 3714 FORTINET INC TICKER: FTNT 589 2674 FORTUNE BRANDS HOME & SEC INC TICKER: FBHS 1861 3000 FREEPORT-MCMORAN INC TICKER: FCX 14309 25265 FRESHPET INC TICKER: FRPT 1987 2982 GALLAGHER ARTHUR J & CO TICKER: AJG 44856 123710 GALLAGHER ARTHUR J & CO TICKER: AJG 85450 235668 GENERAC HLDGS INC TICKER: GNRC 1189 2729 GILEAD SCIENCES INC TICKER: GILD 42744 33907 GLOBUS MED INC CL A TICKER: GMED 19357 23414 GODADDY INC CL A COM TICKER: GDDY 1500 1742 GOLDMAN SACHS GROUP INC TICKER: GS 99200 131855 GOLDMAN SACHS GROUP INC TICKER: GS 8688 10812 GRACO INC TICKER: GGG 1692 2532 GREEN DOT CORP COM CL A TICKER: GDOT 870 558 GROWGENERATION CORP TICKER: GRWG 26824 192654 GUARDANT HEALTH INC TICKER: GH 643 1031 GUIDEWIRE SOFTWARE INC TICKER: GWRE 2216 3604 HALOZYME THERAPEUTICS INC TICKER: HALO 776 1196 HAMILTON LANE INC CL A COM TICKER: HLNE 934 1561 HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC COM TICKER: HASI 18317 25309 HARBOR SMALL CAP VALUE FUND INSTL CL TICKER: HASC X 115000 117692 HARSCO CORP TICKER: HSC 2461 1780 HEALTHCARE TR AMER INC REITS TICKER: HTA 1149 1212 HEALTHPEAK PPTYS INC REITS TICKER: PEAK 1998 2690 HEXCEL CORP NEW TICKER: HXL 1533 1455 HMS HLDGS CORP TICKER: HMSY 1838 1985 HOME DEPOT INC TICKER: HD 42479 14078 HOME DEPOT INC TICKER: HD 8708 51265 HONEYWELL INTL INC TICKER: HON 4388 7657 HORIZON THERAPEUTICS PUB LTD CO IRELAND TICKER: HZNP 2942 2853 HOST HOTELS & RESORTS INC REIT TICKER: HST 3824 3160 HUBSPOT INC TICKER: HUBS 2481 5550 HURON CONSULTING GROUP INC TICKER: HURN 1092 1415 ICON PLC ISIN IE0005711209 IRELAND TICKER: ICLR 1721 2925 IDEX CORP TICKER: IEX 1215 1793 IDEXX LABS INC TICKER: IDXX 483 1999 IGM BIOSCIENCES INC TICKER: IGMS 3872 21366 ILLINOIS TOOL WKS INC TICKER: ITW 4230 6116 ILLUMINA INC TICKER: ILMN 17585 18870 ILLUMINA INC TICKER: ILMN 10634 13690 INCYTE CORP TICKER: INCY 1395 2088 INDEPENDENCE RLTY TR INC REITS TICKER: IRT 667 940 INGEVITY CORP TICKER: NGVT 2254 3105 INNOVATIVE INDL PPTYS INC REITS TICKER: IIPR 35426 160605 INSULET CORP TICKER: PODD 797 2301 INSULET CORP TICKER: PODD 26001 26841 INTUIT TICKER: INTU 29614 289826 INTUIT TICKER: INTU 47470 180809 INTUITIVE SURGICAL INC TICKER: ISRG 5120 8181 INVITAE CORP TICKER: NVTA 914 794 INVITATION HOMES INC REITS TICKER: INVH 2649 3119 IOVANCE BIOTHERAPEUTICS INC TICKER: IOVA 2202 3202 IRHYTHM TECHNOLOGIES INC TICKER: IRTC 2034 2372 ISHARES CORE MSCI EAFE ETF TICKER: IEFA 275236 319887 ISHARES CORE S&P SMALL-CAP TICKER: IJR 174563 199423 ISHARES EDGE MSCI MIN VOL EMERGING MKTS ETF TICKER: EEMV 187124 207977 ITERIS INC NEW COM TICKER: ITI 8514 10859 J P MORGAN CHASE & CO TICKER: JPM 98644 159219 JAZZ PHARMACEUTICALS PLC IRELAND TICKER: JAZZ 1884 1816 JOHNSON & JOHNSON TICKER: JNJ 1694 2361 JPMORGAN SMALL CAP GROWTH FUND CL R6 TICKER: JGSM X 115000 114814 KINROSS GOLD CORP NO PAR COM CANADA TICKER: KGC 35650 51285 KORNIT DIGITAL LTD ISRAEL TICKER: KRNT 20747 26561 KUBIENT INC TICKER: KBNT 13367 14625 LAMAR ADVERTISING CO NEW REIT TICKER: LAMR 1849 1914 LEMONADE INC TICKER: LMND 319 1348 LIFE STORAGE INC REITS TICKER: LSI 3060 3701 LILLY ELI & CO TICKER: LLY 5124 7091 LITTELFUSE INC TICKER: LFUS 1736 2801 LIVE NATION ENTERTAINMENT INC TICKER: LYV 1577 2719 LIVENT CORP TICKER: LTHM 54155 114152 LIVEPERSON INC TICKER: LPSN 2929 3112 LOCKHEED MARTIN CORP TICKER: LMT 8815 10649 LUMENTUM HLDGS INC TICKER: LITE 2599 2749 LYONDELLBASELL INDUSTRIES NV CL A COM NETHERLANDS TICKER: LYB 1110 1283 MANHATTAN ASSOCS INC TICKER: MANH 1426 3050 MARCUS & MILLICHAP INC TICKER: MMI 19416 60238 MARKETAXESS HLDGS INC TICKER: MKTX 1263 3994 MARRIOTT VACATIONS WORLDWIDE CORP COM TICKER: VAC 1923 2744 MARSH & MCLENNAN COS INC TICKER: MMC 5874 7956 MASTEC INC TICKER: MTZ 1753 2727 MCDONALDS CORP TICKER: MCD 6577 8583 MEDTRONIC PLC IRELAND TICKER: MDT 6116 8317 MERCK & CO INC NEW COM TICKER: MRK 12280 12679 MERCURY SYSTEMS INC TICKER: MRCY 1036 2554 MERIT MED SYS INC TICKER: MMSI 2487 2831 METTLER TOLEDO INTERNATIONAL TICKER: MTD 1696 4559 MGIC INVT CORP WIS TICKER: MTG 1590 1908 MICROSOFT CORP TICKER: MSFT 69351 276246 MICROSOFT CORP TICKER: MSFT 86426 336521 MIRATI THERAPEUTICS INC TICKER: MRTX 939 879 MKS INSTRUMENT INC TICKER: MKSI 2799 4213 MODEL N INC TICKER: MODN 22105 21979 MONDELEZ INTL INC TICKER: MDLZ 8692 10057 MONGODB INC CL A COM TICKER: MDB 2839 4308 MONSTER BEVERAGE CORP TICKER: MNST 10679 22565 MORGAN STANLEY TICKER: MS 58551 182427 NATIONAL VISION HLDGS INC TICKER: EYE 1729 2582 NETFLIX COM INC TICKER: NFLX 76903 111931 NEUROCRINE BIOSCIENCES INC TICKER: NBIX 1658 3834 NEW RELIC INC TICKER: NEWR 2521 1700 NEWMONT MNG CORP TICKER: NEM 121920 144994 NEWMONT MNG CORP TICKER: NEM 17931 17009 NEXSTAR MEDIA GROUP INC CL A COM TICKER: NXST 2181 3385 NEXTERA ENERGY INC TICKER: NEE 9512 19288 NORTHROP GRUMMAN CORP TICKER: NOC 72907 60944 NOVANTA INC CANADA TICKER: NOVT 843 4138 NOVARTIS A G SPONSORED ADR SWITZERLAND TICKER: NVS 18054 20963 NOVOCURE LTD JERSEY TICKER: NVCR 18934 24226 NOVO-NORDISK A S ADR DENMARK TICKER: NVO 2715 5728 NVIDIA CORP TICKER: NVDA 8187 29243 OKTA INC CL A COM TICKER: OKTA 1352 2797 ORACLE CORP TICKER: ORCL 15927 24518 OUTFRONT MEDIA INC REITS TICKER: OUT 34753 27247 PALO ALTO NETWORKS INC TICKER: PANW 47406 273650 PATRICK INDS INC TICKER: PATK 19906 21052 PAYCHEX INC TICKER: PAYX 6220 9225 PELOTON INTERACTIVE INC CL A COM TICKER: PTON 56795 91032 PEPSICO INC TICKER: PEP 115486 132729 PEPSICO INC TICKER: PEP 9754 13050 PEPSICO INC TICKER: PEP 13378 14089 PHILLIPS 66 TICKER: PSX 3752 2728 PHREESIA INC TICKER: PHR 2056 2767 PLANET FITNESS INC CL A COM TICKER: PLNT 1759 2872 PNC FINL SVCS GROUP INC TICKER: PNC 6852 7450 POOL CORP TICKER: POOL 1467 5215 POST HLDGS INC TICKER: POST 2021 2121 POWER INTEGRATIONS INC TICKER: POWI 1928 3111 PRA GROUP INC TICKER: PRAA 1623 1785 PROCESSA PHARMACEUTICALS INC NEW COM TICKER: PCSA 20388 33615 PROCTER & GAMBLE CO TICKER: PG 5215 5983 PROLOGIS INC REITS TICKER: PLD 11717 14949 PTC INC TICKER: PTC 1976 4426 PTC THERAPEUTICS INC TICKER: PTCT 2083 2441 Q2 HLDGS INC TICKER: QTWO 903 886 QTS RLTY TR INC REITS CL A TICKER: QTS 1251 1176 QUALCOMM INC TICKER: QCOM 14447 28183 QUANTA SVCS INC TICKER: PWR 23739 72596 QUMU CORP TICKER: QUMU 9135 29195 RAYTHEON TECHNOLOGIES CORP TICKER: RTX 93901 124499 REALPAGE INC TICKER: RP 2562 3839 REALTY INCOME CORP TICKER: O 3001 3357 REGENERON PHARMACEUTICALS TICKER: REGN 11262 15943 REGENERON PHARMACEUTICALS TICKER: REGN 63579 67152 REPLIGEN CORP TICKER: RGEN 61224 136441 REPLIGEN CORP TICKER: RGEN 1747 4216 RINGCENTRAL INC CL A COM TICKER: RNG 1261 4169 ROCHE HLDG LTD SPONSORED ADR SWITZERLAND TICKER: RHHB Y 13734 16124 ROKU INC CL A COM TICKER: ROKU 637 1660 ROYAL GOLD INC TICKER: RGLD 47969 63071 ROYALTY PHARMA PLC CL A COM UNITED KINGDOM TICKER: RPRX 1904 3403 SALESFORCE COM INC TICKER: CRM 14074 18915 SALESFORCE COM INC TICKER: CRM 15912 23811 SAREPTA THERAPEUTICS INC TICKER: SRPT 2420 2898 SBA COMMUNICATIONS CORP NEW CL A REITS TICKER: SBAC 1996 1975 SCHLUMBERGER LTD CURACAO TICKER: SLB 18741 7095 SEABRIDGE GOLD INC ORD COM CANADA TICKER: SA 43630 77222 SEI INVESTMENTS CO TICKER: SEIC 7825 9080 SEMPRA ENERGY TICKER: SRE 6271 6880 SILICON LABORATORIES INC TICKER: SLAB 3148 3948 SILK RD MED INC TICKER: SILK 1826 2456 SNOWFLAKE INC CL A COM TICKER: SNOW 2520 5909 SPIRIT RLTY CAP INC NEW REITS TICKER: SRC 3018 3294 STAAR SURGICAL CO COM PAR $0.01 TICKER: STAA 655 1426 STARBUCKS CORP TICKER: SBUX 80718 163358 STARBUCKS CORP TICKER: SBUX 67138 131051 STARBUCKS CORP TICKER: SBUX 17753 22038 STEELCASE INC CL A TICKER: SCS 1704 1938 STERIS PLC IRELAND TICKER: STE 1466 3980 STERLING CONSTR INC TICKER: STRL 12427 14907 SUMMIT MATLS INC CL A COM TICKER: SUM 1994 1667 SUN COMMUNITIES INC REITS TICKER: SUI 4360 5622 SUNNOVA ENERGY INTL INC TICKER: NOVA 19824 74555 SUNRUN INC TICKER: RUN 60122 308859 SUNRUN INC TICKER: RUN 30940 32609 SVB FINL GROUP TICKER: SIVB 887 2327 TANDEM DIABETES CARE INC TICKER: TNDM 901 861 TARGA RES CORP TICKER: TRGP 1961 5856 TELADOC HEALTH INC TICKER: TDOC 55429 199960 TELADOC HEALTH INC TICKER: TDOC 12113 10798 TELOS CORP MD TICKER: TLS 3774 7322 TENABLE HLDGS INC TICKER: TENB 2478 4338 TERADYNE INC TICKER: TER 2812 4076 TERADYNE INC TICKER: TER TOTAL U.S. MID CAP 21644 29973 TERRENO RLTY CORP REITS TICKER: TRNO 1695 1755 TEXAS INSTRS INC TICKER: TXN 8474 15921 THE TRADE DESK INC CL A COM TICKER: TTD 483 2403 TOPBUILD CORP TICKER: BLD 1366 4050 TRUIST FINL CORP TICKER: TFC 9586 10545 TWIST BIOSCIENCE CORP TICKER: TWST 47424 179156 TWIST BIOSCIENCE CORP TICKER: TWST 995 848 UDR INC REITS TICKER: UDR 4443 3728 ULTRAGENYX PHARMACEUTICAL INC TICKER: RARE 1896 3045 UNITED PARCEL SVC INC CL B TICKER: UPS 1875 1852 UNITED RENTALS INC TICKER: URI 52763 159322 UNIVERSAL HLTH SVCS INC CL B TICKER: UHS 1609 1925 US BANCORP DEL COM NEW TICKER: USB 5361 5265 VANECK VECTORS JUNIOR GOLD MINERS ETF TICKER: GDXJ 49864 92045 VENTAS INC TICKER: VTR 1451 1471 VERACYTE INC TICKER: VCYT 9514 13263 VEREIT INC REITS COM TICKER: VER 4018 3560 VERISIGN INC TICKER: VRSN 150762 165113 VERIZON COMMUNICATIONS INC TICKER: VZ 5672 6874 VERTEX PHARMACEUTICALS INC TICKER: VRTX 102340 177255 VICI PPTYS INC REITS TICKER: VICI 4152 4922 VISA INC CL A COM TICKER: V 14288 36747 WALMART INC TICKER: WMT 19092 19028 WEC ENERGY GROUP INC TICKER: WEC 5131 7454 WELLTOWER INC REITS TICKER: WELL 5594 5363 WEX INC TICKER: WEX 1071 2035 WIMI HOLOGRAM CLOUD INC SPONSORED ADR CAYMAN ISLANDS TICKER: WIMI 29189 30568 WORKDAY INC CL A COM TICKER: WDAY 5068 8866 WORKIVA INC TICKER: WK 2688 3023 YETI HLDGS INC TICKER: YETI 1127 3492 YUM BRANDS INC TICKER: YUM 4870 8142 YUM CHINA HLDGS INC TICKER: YUMC 2721 5709 ZENDESK INC TICKER: ZEN 2548 4580 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL AT COST 120000 126283 BLACKSTONE REAL ESTATE INCOME TRUST INC CL I AT COST 157819 158224 HEDGE FUND GUIDED PORTFOLIO SOLUTION CL I AT COST 150000 145570 IRONWOOD INSTITUTIONAL MULTI- STRATEGY FUND LLC CL M AT COST 150000 163658 ISHARES SILVER TR AT COST 51065 55283 NB CROSSROADS PRIVATE MARKETS FUND VI ADVISORY LP AT COST 34500 34500 PIMCO ALL ASSET FUND INSTL CL AT COST 50694 54049 SPDR GOLD TR GOLD SHS AT COST 100720 156065 LEGAL FEES 3575 0 1788 PARTNERSHIP INTERESTS 7312 -1531 13444 OTHER PORTFOLIO DEDUCTIONS 1195 1195 0 STATE TAX REFUND 2 2 2 OTHER INCOME - U.S. TRUST 0830 1077 1077 1077 OTHER INCOME - U.S. TRUST 1632 152 152 152 K-1 ENTERPRISE PRODUCTS PARTNERS, LP 10199 10199 10199 K-1 ENTERPRISE PRODUCTS PARTNERS LP 1496 1496 INVESTMENT ADVISORY FEES - U.S. TRUST 1632 46716 46716 0 INVESTMENT ADVISORY FEES - U.S. TRUST 0830 71205 71205 0 STATE FRANCHISE TAX BOARD 10 0 0 US TREASURY 12802 0 0 ATTORNEY GENERAL 150 0 0 FOREIGN TAXES 2475 2475 0