THE DUKE OF OMNIUM FUND: Form 990PF, tax year 2025
View the entire original 990 at ProPublica ↗
- Organization
- THE DUKE OF OMNIUM FUND (EIN 13-3740798)
- Tax period
- 2025-01-01 to 2025-12-31
- Filed
- 2026-05-13
- IRS object ID
- 202611339349102806
- Schema version
- 2025v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2026-05-13T11:36:44-05:00 | ReturnTs |
| Tax Period End | 2025-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135420320 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sullivan & Cromwell LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2025-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133740798 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Duke of Omnium Fund | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DUKE | BusinessNameControlTxt |
| Phone | 2125584000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell 125 Broad St | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Coolidge | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2125584000 | PhoneNum |
| Signature | 2026-05-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | John A Pontolillo | PreparerPersonNm |
| PTIN | P01210685 | PTIN |
| Phone | 2125584000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2025 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,330,475 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $383,628 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $3,614 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,614 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $100,315 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $100,315 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $100,624 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $661,141 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $90,972 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $588,181 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $194,901 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $19,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $11,400 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $7,600 | LegalFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,568 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $968 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $21,798 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,328 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $420 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $44,366 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $33,696 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $8,020 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $204,750 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $204,750 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $249,116 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $33,696 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $212,770 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $339,065 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $161,205 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $312,304 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $509,649 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $509,649 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,007,731 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,149,452 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,820,826 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $2,320,035 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,659,101 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,330,475 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $2,320,035 | CapitalStockBOYAmt |
| Capital Stock EOY | $2,659,101 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,320,035 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,659,101 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,320,035 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,659,101 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,320,035 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $339,065 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1 | OtherIncreasesAmt |
| Subtotal | $2,659,101 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,659,101 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (47 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 1,250 shs Aegon Ltd | 2020-03-24 | 2025-05-23 | $8,569 | $3,225 | $5,344 | $5,344 | |
| 1,250 shs Aegon Ltd | 2020-03-24 | 2025-08-07 | $9,062 | $3,225 | $5,837 | $5,837 | |
| 500 shs Barclays PLC | 2018-09-25 | 2025-03-05 | $8,082 | $4,680 | $3,402 | $3,402 | |
| 1,500 shs Barclays PLC | 2019-01-02 | 2025-11-26 | $33,517 | $11,355 | $22,162 | $22,162 | |
| 1,000 shs Barclays PLC | 2019-01-02 | 2025-12-10 | $23,865 | $7,570 | $16,295 | $16,295 | |
| 100 shs Chevron Corp | 2018-11-09 | 2025-01-30 | $15,668 | $11,745 | $3,923 | $3,923 | |
| 100 shs Chevron Corp | 2018-11-09 | 2025-04-04 | $14,828 | $11,745 | $3,083 | $3,083 | |
| 100 shs Chevron Corp | 2021-05-18 | 2025-04-17 | $13,886 | $10,691 | $3,195 | $3,195 | |
| 100 shs Chevron Corp | 2021-09-16 | 2025-04-14 | $13,885 | $9,713 | $4,172 | $4,172 | |
| 50 shs CVS Health | 2019-08-09 | 2025-04-17 | $3,356 | $2,966 | $390 | $390 | |
| 250 shs CVS Health | 2019-08-09 | 2025-04-28 | $16,244 | $14,829 | $1,415 | $1,415 | |
| 5,000 shs Designer Brands | 2025-03-21 | 2025-12-10 | $42,100 | $19,935 | $22,165 | $22,165 | |
| 2,500 shs Designer Brands | 2025-03-21 | 2025-12-12 | $20,945 | $9,967 | $10,978 | $10,978 | |
| 500 shs Designer Brands | 2025-03-21 | 2025-12-15 | $4,303 | $1,993 | $2,310 | $2,310 | |
| 2,000 shs Designer Brands | 2025-04-04 | 2025-12-15 | $17,210 | $5,636 | $11,574 | $11,574 | |
| 100 shs Devon Energy | 2022-04-04 | 2025-03-12 | $3,505 | $6,072 | -$2,567 | -$2,567 | |
| 50 shs Devon Energy | 2022-04-04 | 2025-03-12 | $1,753 | $3,036 | -$1,283 | -$1,283 | |
| 100 shs Devon Energy | 2022-07-18 | 2025-03-12 | $3,505 | $5,457 | -$1,952 | -$1,952 | |
| 300 shs Devon Energy | 2022-07-21 | 2025-03-12 | $10,516 | $16,653 | -$6,137 | -$6,137 | |
| 200 shs Devon Energy | 2023-03-15 | 2025-03-12 | $7,010 | $9,058 | -$2,048 | -$2,048 | |
| 250 shs Devon Energy | 2023-11-02 | 2025-03-12 | $8,763 | $11,734 | -$2,971 | -$2,971 | |
| 250 shs Devon Energy | 2023-11-29 | 2025-04-04 | $7,541 | $11,196 | -$3,655 | -$3,655 | |
| 500 shs Devon Energy | 2024-09-19 | 2025-04-04 | $15,082 | $20,565 | -$5,483 | -$5,483 | |
| 250 shs Devon Energy | 2024-09-19 | 2025-05-23 | $7,778 | $10,283 | -$2,505 | -$2,505 | |
| 500 shs Devon Energy | 2024-12-09 | 2025-09-24 | $17,668 | $17,829 | -$161 | -$161 | |
| 500 shs Devon Energy | 2024-12-12 | 2025-09-24 | $17,667 | $17,050 | $617 | $617 | |
| 100 shs Diamondback Energy | 2025-03-12 | 2025-08-07 | $14,220 | $14,220 | $0 | $0 | |
| 100 shs Diamondback Energy | 2025-02-18 | 2025-10-16 | $14,237 | $14,269 | -$32 | -$32 | |
| 200 shs Diamondback Energy | 2025-03-12 | 2025-10-16 | $28,473 | $29,514 | -$1,041 | -$1,041 | |
| 250 shs LyondellBasell Industries | 2025-04-04 | 2025-12-10 | $11,307 | $14,780 | -$3,473 | -$3,473 | |
| 50 shs Medtronic PLC | 2022-01-11 | 2025-05-23 | $4,015 | $5,354 | -$1,339 | -$1,339 | |
| 100 shs Medtronic PLC | 2022-07-18 | 2025-05-23 | $8,029 | $8,894 | -$865 | -$865 | |
| 100 shs Medtronic PLC | 2022-08-08 | 2025-05-23 | $8,029 | $9,373 | -$1,344 | -$1,344 | |
| 800 shs PotlatchDeltic Corp | 2024-12-20 | 2025-03-21 | $35,687 | $31,114 | $4,573 | $4,573 | |
| 250 shs Rocky Brands | 2022-04-23 | 2025-05-23 | $5,150 | $10,307 | -$5,157 | -$5,157 | |
| 250 shs Rocky Brands | 2023-08-29 | 2025-05-23 | $5,150 | $4,550 | $600 | $600 | |
| 500 shs Rocky Brands | 2023-08-31 | 2025-05-23 | $10,300 | $9,000 | $1,300 | $1,300 | |
| 250 shs Rocky Brands | 2024-10-24 | 2025-07-16 | $5,750 | $6,750 | -$1,000 | -$1,000 | |
| 500 shs Rocky Brands | 2025-03-12 | 2025-07-16 | $11,500 | $9,500 | $2,000 | $2,000 | |
| 500 shs Truist Financial | 2023-03-29 | 2025-09-02 | $22,941 | $17,109 | $5,832 | $5,832 | |
| 250 shs Truist Financial | 2023-04-14 | 2025-09-02 | $11,471 | $8,357 | $3,114 | $3,114 | |
| 250 shs Truist Financial | 2023-04-14 | 2025-09-24 | $11,453 | $8,357 | $3,096 | $3,096 | |
| 300 shs United Parcel Service | 2024-11-12 | 2025-03-12 | $34,677 | $39,102 | -$4,425 | -$4,425 | |
| 200 shs United Parcel Service | 2025-01-30 | 2025-03-12 | $23,118 | $22,794 | $324 | $324 | |
| 750 shs Verizon Communications | 2022-10-05 | 2025-08-07 | $32,216 | $29,498 | $2,718 | $2,718 | |
| 200 shs Whirlpool Corp | 2024-08-02 | 2025-08-07 | $16,750 | $19,119 | -$2,369 | -$2,369 | |
| Capital Gains Dividends | $360 | $360 | $360 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $90,972 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,241 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,241 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,241 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,194 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $1,194 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $23 | EsPenaltyAmt |
| Tax Due | $1,070 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Sullivan Cromwell LLP | IndividualWithBooksNm |
| Phone | 2125584000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Coolidge | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell LLP 125 Broad | AddressLine1Txt |
| Address Line2 | Street | AddressLine2Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,645,845 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $282,288 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,928,133 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,928,133 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $43,922 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,884,211 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $144,211 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $144,211 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,241 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,241 | TotalTaxAmt |
| Distributable Before Adj | $141,970 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $141,970 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $141,970 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $212,770 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $212,770 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $141,970 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $154,801 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $105,006 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $182,067 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $265,484 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $261,521 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $968,879 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $212,770 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $141,970 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $70,800 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,039,679 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $154,801 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $884,878 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $105,006 | ExcessFromYear4Amt |
| Excess From Year3 | $182,067 | ExcessFromYear3Amt |
| Excess From Year2 | $265,484 | ExcessFromYear2Amt |
| Excess From Year1 | $261,521 | ExcessFromYear1Amt |
| Excess From Current Year | $70,800 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | co Sullivan Cromwell LLP | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2125584000 | RecipientPhoneNum |
| Form And Info And Materials | By Correspondence - Outline Purpose | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Requests for individual grants not eligible | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| American Friends of the Musee dOrsay | |||||||
| PO Box 4233 | New York | NY | 10163 | PC | Charitable Purposes | $10,000 | |
| American Friends of Versailles | |||||||
| 1400 North Lake Shore Drive Suite | Chicago | IL | 60610 | PC | Charitable Purposes | $1,000 | 8E |
| Chapin School | |||||||
| 100 East End Avenue | New York | NY | 10028 | PC | Charitable Purposes | $1,000 | |
| Dartmouth College | |||||||
| 6066 Development Office | Hanover | NH | 03755 | PC | Charitable Purposes | $1,000 | |
| Fishers Island Conservancy | |||||||
| PO Box 553 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $500 | |
| Fishers Island Fire Department | |||||||
| PO Box 123 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $250 | |
| Fishers Island Library Association | |||||||
| PO Box 366 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $250 | |
| Fishers Island Union Chapel | |||||||
| PO Box 192 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $250 | |
| Harvard Business School | |||||||
| Teele Hall Soldiers Field | Boston | MA | 02163 | PC | Charitable Purposes | $10,000 | |
| Harvard College | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | PC | Charitable Purposes | $1,000 | |
| Henry L Ferguson Museum | |||||||
| PO Box 554 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $10,000 | |
| Holderness School | |||||||
| PO Box 1879 | Plymouth | NH | 03264 | PC | Charitable Purposes | $2,500 | |
| Island Community Center | |||||||
| Box 464 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $500 | |
| Island Health Project | |||||||
| PO Box 344 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $2,500 | |
| Island People's Project | |||||||
| PO Box 523 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $250 | |
| Lakes Region Community Services | |||||||
| PO Box 509 | Laconia | NH | 03247 | PC | Charitable Purposes | $1,000 | |
| Metropolitan Museum of Art | |||||||
| 1000 Fifth Avenue | New York | NY | 10028 | PC | Charitable Purposes | $12,000 | |
| National Education Equity Lab | |||||||
| 648 Broadway 603 | New York | NY | 10012 | PC | Charitable Purposes | $2,500 | |
| NextGen Face Inc | |||||||
| 812 Park Avenue | New York | NY | 10021 | PC | Charitable Purposes | $5,000 | |
| President and Fellows of Harvard College | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | PC | Charitable Purposes | $54,000 | |
| Rare Book School | |||||||
| University of Virginia PO Box | Charlottesville | VA | 22904 | PC | Charitable Purposes | $35,000 | 400103 |
| Rising Phoenix Conservation Inc | |||||||
| 21 Wolfback Ridge Road | Sausalito | CA | 94965 | PC | Charitable Purposes | $10,000 | |
| Speare Memorial Hospital | |||||||
| 16 Hospital Road | Plymouth | NH | 03264 | PC | Charitable Purposes | $2,500 | |
| Squam Lakes Association | |||||||
| 534 US Route 3 | Holderness | NH | 03245 | PC | Charitable Purposes | $1,000 | |
| Squam Lakes Conservation Society | |||||||
| PO Box 696 | Holderness | NH | 03245 | PC | Charitable Purposes | $1,000 | |
| Squam Lakes Natural Science Center | |||||||
| PO Box 173 | Holderness | NH | 03245 | PC | Charitable Purposes | $1,000 | |
| St Bernard's School | |||||||
| 4 East 98th Street | New York | NY | 10029 | PC | Charitable Purposes | $2,000 | |
| The Brearley School | |||||||
| 610 East 83rd Street | New York | NY | 10028 | PC | Charitable Purposes | $250 | |
| The Lighthouse Works | |||||||
| PO Box 385 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $1,000 | |
| Thomas Jefferson Foundation | |||||||
| PO Box 316 | Charlottesville | VA | 22902 | PC | Charitable Purposes | $25,000 | |
| Tuxedo Park School | |||||||
| Camp Comfort Road | Tuxedo Park | NY | 10987 | PC | Charitable Purposes | $1,000 | |
| Ubuntu Education Fund | |||||||
| 32 Broadway Suite 414 | New York | NY | 10004 | PC | Charitable Purposes | $2,500 | |
| University of Virginia | |||||||
| 1826 University Avenue | Charlottesville | VA | 22904 | PC | Charitable Purposes | $5,000 | |
| Walsh Park | |||||||
| PO Box 684 | Fishers Island | NY | 06390 | PC | Charitable Purposes | $1,000 | |
| Wheaton College | |||||||
| 26 East Main Street | Norton | MA | 02766 | PC | Charitable Purposes | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $204,750 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,614 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $100,315 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $100,624 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $204,553 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $204,553 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Trust uArticle SIXTH owo Albert H Gordon | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell LLP 125 Broad St | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $383,628 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (28 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Aegon Ltd. | $31,922 | $57,825 |
| Amgen Inc. | $48,658 | $81,828 |
| Barclays PLC ADR | $44,283 | $127,250 |
| Bath & Body Works Inc. | $49,075 | $50,200 |
| BP PLC Sponsored ADR | $90,083 | $104,190 |
| Bristol-Myers Squibb Co. | $54,760 | $53,940 |
| CVS Health Corporation | $28,558 | $39,680 |
| Designer Brands Inc. Class A | $31,182 | $74,300 |
| Hewlett Packard Enterprise Co. | $84,684 | $120,100 |
| JPMorgan Chase & Co. Depository Shares | $130,537 | $97,000 |
| LyondellBasell Industries NV | $56,116 | $43,300 |
| Medtronic PLC | $43,333 | $48,030 |
| Novo-Nordisk A S ADR | $129,852 | $127,200 |
| Peoples Bancorp Inc. | $58,373 | $60,060 |
| Pfizer Inc. | $115,461 | $99,600 |
| Rocky Brands Inc. | $24,326 | $36,662 |
| RTX Corporation | $45,092 | $91,700 |
| Smucker JM Company | $55,604 | $48,905 |
| Truist Financial Corporation | $33,031 | $49,210 |
| Verizon Communications Inc. | $45,785 | $50,912 |
| Wesbanco Incorporated | $40,000 | $41,550 |
| Whirlpool Corporation | $106,909 | $90,175 |
| iShares Trust Russell 2000 ETF | $66,752 | $73,848 |
| iShares Trust Select Dividend ETF | $55,875 | $127,026 |
| SPDR DoubleLine Total Return Tactical ETF | $211,745 | $173,075 |
| SPDR S&P 500 ETF | $222,690 | $613,728 |
| Vanguard Bond Index Fund Total Bond Market ETF | $169,347 | $148,140 |
| Vanguard International Equity Index Funds MSCI | $75,419 | $91,392 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Sullivan & Cromwell LLP | CategoryTxt |
| Legal Fees | $19,000 | LegalFeesAmt |
| Net Investment Income | $11,400 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,600 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Deltec Asset Management - investment management fees | $11,679 | $11,679 | $0 |
| Deltec Asset Management - wire transfer fees | $50 | $0 | $0 |
| New York Law Journal - annual notice | $170 | $0 | $170 |
| New York State Department of Law - filing fee | $250 | $0 | $250 |
| Raymond James - investment management fees | $9,649 | $9,649 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Rounding | Desc |
| Amt | $1 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Federal excise tax - 2024 extension payment | $2,600 | $0 | $0 |
| Foreign taxes withheld from dividends | $968 | $968 | $0 |
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