ENDOWMENT FOR REGIONAL SUSTAINABILITY SCIENCE: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ENDOWMENT FOR REGIONAL SUSTAINABILITY SCIENCE (EIN 20-2028290)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-14
- IRS object ID
- 201143189349101419
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Notes Loans Rcvbl Short Sch2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-14T14:54:07-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONKLIN HRUZEK & CO PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 TRAVIS SUITE 2050 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77002 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202028290 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ENDOWMENT FOR REGIONAL | BusinessNameLine1 |
| Business Name Line2 | SUSTAINABILITY SCIENCE | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ENDO | NameControl |
| Phone | 7133775085 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVENUE | AddressLine1 |
| Address Line2 | ROOM/SUITE 300 | AddressLine2 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN B PLANCHARD | Name |
| Title | VICE PRESIDENT | Title |
| Phone | 7133775085 | Phone |
| Date Signed | 2011-11-14 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JAMES B HRUZEK | Name |
| Phone | 7132242300 | Phone |
| Date Prepared | 2011-11-14 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 31090575 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 33631 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 33628 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 427459 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 427459 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -1118978 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 13326934 | GrossSalesPrice |
| Total Revenue And Expenses | -657888 | TotalRevenueAndExpenses |
| Total Net Investment Income | 461087 | TotalNetInvestmentIncome |
| Legal Fees Rev And Expnss | 2423 | LegalFeesRevAndExpnss |
| Legal Fees Dsbrs Chrtbl Prps | 2423 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 6137 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 6137 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 7944 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3368 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 100 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 100 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 16604 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 3468 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 8560 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1876000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1876000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1892604 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 3468 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1884560 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -2550492 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 457619 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | -6 | CashEOY |
| Savings And Temp Cash Invst BOY | 11887257 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 7092990 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 7092990 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable BOY | 14623 | AccountsReceivableBOY |
| Other Notes And Loans Receivable | 821597 | OtherNotesAndLoansReceivable |
| Other Notes And Loans Rcvbl EOY | 821597 | OtherNotesAndLoansRcvblEOY |
| Other Notes And Loans Rcvbl EOYFMV | 821597 | OtherNotesAndLoansRcvblEOYFMV |
| Investments Corp Stock BOY | 19479324 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 22170707 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 23147184 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1250000 | InvestmentsCorpBondsBOY |
| Other Assets BOY | 33380 | OtherAssetsBOY |
| Other Assets EOY | 28804 | OtherAssetsEOY |
| Other Assets EOYFMV | 28804 | OtherAssetsEOYFMV |
| Total Assets BOY | 32664584 | TotalAssetsBOY |
| Total Assets EOY | 30114092 | TotalAssetsEOY |
| Total Assets EOYFMV | 31090575 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 32664584 | RetainedEarningsBOY |
| Retained Earnings EOY | 30114092 | RetainedEarningsEOY |
| Total Net Assets BOY | 32664584 | TotalNetAssetsBOY |
| Total Net Assets EOY | 30114092 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 32664584 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 30114092 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 32664584 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -2550492 | ExcessOfRevenueOverExpenses |
| Subtotal | 30114092 | Subtotal |
| Total Net Assets Fund Balances EOY | 30114092 | TotalNetAssetsFundBalancesEOY |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1118174 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 26965426 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.041467 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1517011 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 31824803 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.047668 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1525459 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 33664080 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.045314 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 3013494 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 33677876 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.089480 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1830059 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 31615628 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.057885 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.281814 | TotalDistributionRatio |
| Average Distribution Ratio | 0.056363 | AverageDistributionRatio |
| Net Noncharitable Assets | 28038810 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1580351 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 4576 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1584927 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1884560 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 4576 | InvestmentIncomeExciseTax |
| Subtotal | 4576 | Subtotal |
| Tax Based On Investment Income | 4576 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 33380 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 33380 | TotalCreditsAndPayments |
| Overpayment | 28804 | Overpayment |
| Amount Credited To Next Year | 28804 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JOHN B PLANCHARD | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 7133775017 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVENUE SUITE 300 | AddressLine1 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | Province Or StateForeignAddress/ProvinceOrState | CountryForeignAddress/Country |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BARRY E LEAVITT | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | DIR/PRES. | 0.00 | 0 | 0 | 0 | ||||
| JOHN B PLANCHARD | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | VP/SEC/TREAS | 0.00 | 0 | 0 | 0 | ||||
| MARILU HESTINGS | ||||||||||||
| 4800 RESEARCH FOREST DR | THE WOODLANDS | TX | 77380 | DIRECTOR | 0.00 | 0 | 0 | 0 | ||||
| KATHERINE LORENZ | ||||||||||||
| 24 WATERWAY AVENUE SUITE 300 | THE WOODLANDS | TX | 77380 | DIRECTOR | 0.00 | 0 | 0 | 0 | ||||
| JONATHAN ZONIS | ||||||||||||
| DIRECTOR | 0.00 | 0 | 0 | 0 | 29/F JARDINE HOUSE | HONG KONG | HONG KONG | HK | ||||
| DIETRICH SCHEDER-BIESCHIN | ||||||||||||
| DIRECTOR | 0.00 | 0 | 0 | 0 | VORSETZIN 50 20459 | HAMBURG | GERMANY | GM | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 18994394 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 9031801 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 439602 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 28465797 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 28465797 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 426987 | CashDeemedCharitable |
| Net Noncharitable Assets | 28038810 | NetNoncharitableAssets |
| Minimum Investment Return | 1401941 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1401941 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 4576 | TaxBasedOnInvestmentIncome |
| Total Tax | 4576 | TotalTax |
| Distributable Amount Before Adj | 1397365 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1397365 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1397365 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1884560 | ExpensesAndContributions |
| Qualifying Distributions | 1884560 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 4576 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1879984 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1397365 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 402963 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 1420762 | ExcessDistriCarryoverYear4 |
| Total Excess Distri Carryover | 1823725 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1884560 | QualifyingDistributions |
| Applied To Current Year | 1397365 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 487195 | RemainingDistriFromCorpus |
| Total Corpus | 2310920 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 402963 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 1907957 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 1420762 | ExcessFromYear4 |
| Excess From Current Year | 487195 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JOHN B PLANCHARD | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 WATERWAY AVE | AddressLine1 |
| Address Line2 | SUITE 300 | AddressLine2 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 7133775085 | RecipientPhoneNumber |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person Name | HOUSTON ADVANCED RESEARCH | RecipientPersonName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4800 RESEARCH FOREST DR | AddressLine1 |
| City | THE WOODLANDS | City |
| State | TX | State |
| ZIP Code | 77380 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | 501(C)(3) | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | IMPROVE HUMAN & ECOSYSTEM WELL-BEING | PurposeOfGrantOrContribution |
| Amount | $1,876,000 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1876000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $33,631 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 427459 | RelatedOrExemptFunctionIncome |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | -1118978 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $33,631 | ExclusionAmount |
| Related Or Exempt Function Income | -691519 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | -657888 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROF. SERV. - ACCOUNTING | Category |
| Amount | $6,137 | Amount |
| Disbursements Charitable Prps | 6137 | DisbursementsCharitablePrps |
Compensation Explanation CompensationExplanation
Compensation Compensation (6 entries)
| BARRY E LEAVITT |
| JOHN B PLANCHARD |
| MARILU HESTINGS |
| KATHERINE LORENZ |
| JONATHAN ZONIS |
| DIETRICH SCHEDER-BIESCHIN |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (38 entries)
| NameName | Date AcquiredDateAcquired | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|---|---|---|
| 6,000 SHS OF ALCOA | 2007-10 | PURCHASE | 2010-01 | 93780 | 235182 | -141402 |
| 900 SHS OF RETAIL HOLDERS | 2008-04 | PURCHASE | 2010-01 | 84202 | 85666 | -1464 |
| 20,000 SHS OF TECHNOLOGY SECTOR SPDR | 2007-08 | PURCHASE | 2010-01 | 458089 | 499958 | -41869 |
| 1,250 SHS OF CONSUMER DISCRETIONARY | 2007-10 | PURCHASE | 2010-01 | 37665 | 40138 | -2473 |
| 1,400 SHS OF SEMICONDUCTOR HOLDERS T | 2008-04 | PURCHASE | 2010-01 | 38054 | 42789 | -4735 |
| 2,200 SHS OF SPDR S&P BIOTECH | 2008-04 | PURCHASE | 2010-01 | 122944 | 125226 | -2282 |
| 5,000 SHS OF AIRGAS | 2007-12 | PURCHASE | 2010-02 | 303816 | 263226 | 40590 |
| 500,000 PV AGENCY BONDS CUSIP 3133X | 2009-07 | PURCHASE | 2010-01 | 500000 | 500000 | |
| 6,000 SHS OF AT&T | 2007-10 | PURCHASE | 2010-04 | 156657 | 248648 | -91991 |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 187747 | 187747 | |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 168480 | 168480 | |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 238999 | 238999 | |
| 5,750 SHS OF CONSUMER STAPLES SPDR | 2008-04 | PURCHASE | 2010-04 | 161228 | 161235 | -7 |
| 5,000 SHS OF UNITED HEALTH | 2007-12 | PURCHASE | 2010-04 | 154752 | 294858 | -140106 |
| 6,000 SHS OF VERIZON | 2007-10 | PURCHASE | 2010-04 | 178557 | 272701 | -94144 |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 248925 | 248925 | |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 196300 | 196300 | |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 238795 | 238795 | |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 262767 | 262767 | |
| 5,000 SHS OF GRAINGER | 2007-12 | PURCHASE | 2010-04 | 541237 | 453812 | 87425 |
| 11,000 SHS OF PHILIP MORRIS | 2008-03 | PURCHASE | 2010-04 | 561695 | 575398 | -13703 |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 252100 | 252100 | |
| 113 SHS OF FAIRPOINT COMMUNICATIONS | 2008-04 | PURCHASE | 2010-04 | 7 | 1268 | -1261 |
| VANGUARD MONEY MARKET | 2010-02 | PURCHASE | 2010-04 | 324035 | 324035 | |
| 6,000 SHS OF UNITED TECH. | 2007-10 | DONATION | 2010-04 | 446275 | 452259 | -5984 |
| 10,000 SHS DIRECTV | 2010-04 | PURCHASE | 2010-10 | 414793 | 355804 | 58989 |
| 11,000 SHS MCDONALDS | 2007-10 | PURCHASE | 2010-10 | 816532 | 650791 | 165741 |
| 6,000 SHS IBM | 2007-10 | PURCHASE | 2010-10 | 804826 | 680585 | 124241 |
| 15,900 SHS S&P 500 SPDR TRUST SER 1 | 2007-08 | PURCHASE | 2010-10 | 1814164 | 2284295 | -470131 |
| 25,200 SHS UTIL SPDR "XLU" | 2007-08 | PURCHASE | 2010-12 | 779797 | 978879 | -199082 |
| 11,000 SHS PROCTER & GAMBLE CO. | 2007-10 | PURCHASE | 2010-12 | 710038 | 800210 | -90172 |
| 6,500 SHS MORGAN STANLEY | 2010-04 | PURCHASE | 2010-12 | 178228 | 200707 | -22479 |
| 6,000 SHS MERCK & COMPANY INC NEW | 2007-10 | PURCHASE | 2010-12 | 217196 | 344348 | -127152 |
| 4,000 SHS JOHNSON & JOHNSON | 2010-04 | PURCHASE | 2010-12 | 249000 | 261914 | -12914 |
| 6,000 SHS HEWLETT-PACKARD COMPANY | 2007-10 | PURCHASE | 2010-12 | 255002 | 314108 | -59106 |
| 10,000 SHS BANK OF AMERICA CORP | 2010-04 | PURCHASE | 2010-12 | 133498 | 196300 | -62802 |
| 7,000 SHS LILLY ELI & COMPANY | 2010-04 | PURCHASE | 2010-12 | 246754 | 257459 | -10705 |
| 750,000 PV FHLB BOND 3.375 071614 | 2009-06 | PURCHASE | 2010-08 | 750000 | 750000 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | INVESTMENT IN AGENCY BONDS | NameOfBond |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (5 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| DEVON STOCK | 738800 | 1570200 |
| SPDR | 11573092 | |
| ISHARES MSCI-JAPAN | 1816027 | |
| INVESTMENT IN EQUITIES | 7747382 | 21576984 |
| INVESTMENT IN EXCHANGE TRADED FUND | 295406 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROF. FEES - LEGAL | Category |
| Amount | $2,423 | Amount |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL TAX DEPOSIT | Description |
| BOY Book Value | 33380 | BOYBookValue |
| EOY Book Value | 28804 | EOYBookValue |
| EOYFMV | 28804 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXPENSES | ||
| BANK SERVICE CHARGES | 100 | 100 |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShort (2 entries)
| HARC LINE OF CREDIT |
| ACCRUED INTEREST ON HARC LOC |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| SECTION 4940 TAXES | $4,576 | |
| FOREIGN TAXES PAID | $3,368 | 3368 |
Comments