JOHN L NAU III FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-14
- IRS object ID
- 201143189349101124
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-14T12:13:49-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8511 S SAM HOUSTON PARKWAY E STE 10 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77075 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NAU FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NAUF | NameControl |
| Phone | 7138666323 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 770071037 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN L NAU III | Name |
| Title | DIRECTOR | Title |
| Phone | 7138666362 | Phone |
| Date Signed | 2011-11-11 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | BRYAN F CLARK | Name |
| Phone | 7132267800 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1463305 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 21842 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 21842 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 112023 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 637358 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 112023 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 127 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 127 | OtherIncomeNetInvstIncm |
| Other Income Adj Net Incm | 0 | OtherIncomeAdjNetIncm |
| Total Revenue And Expenses | 133992 | TotalRevenueAndExpenses |
| Total Net Investment Income | 133992 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 0 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 0 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 3200 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 2600 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 800 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 1734 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 234 | TaxesNetInvstIncm |
| Taxes Adj Net Incm | 0 | TaxesAdjNetIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 4284 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 4284 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 0 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 9218 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 7118 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 800 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 140000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 140000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 149218 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 7118 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 140800 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -15226 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 126874 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 447633 | CashBOY |
| Cash EOY | 75831 | CashEOY |
| Cash EOYFMV | 75831 | CashEOYFMV |
| Investments Corp Stock BOY | 535993 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 295966 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 295966 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 457867 | InvestmentsOtherBOY |
| Investments Other EOY | 1091508 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1091508 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 1441493 | TotalAssetsBOY |
| Total Assets EOY | 1463305 | TotalAssetsEOY |
| Total Assets EOYFMV | 1463305 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 1441493 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 1463305 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 1441493 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1463305 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1441493 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1463305 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1441493 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -15226 | ExcessOfRevenueOverExpenses |
| Other Increases | 37038 | OtherIncreases |
| Subtotal | 1463305 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 1463305 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (80 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| AMERICAN FUNDS SMALLCAP | D | 2009-12-29 | 2010-03-08 | 170 | 163 | 7 | 7 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2009-03-23 | 2010-03-08 | 140 | 97 | 43 | 43 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2009-06-22 | 2010-03-08 | 315 | 261 | 54 | 54 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2009-09-28 | 2010-03-08 | 103 | 100 | 3 | 3 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2009-12-17 | 2010-03-08 | 117 | 119 | -2 | -2 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2009-03-23 | 2010-03-08 | 388 | 288 | 100 | 100 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2009-06-22 | 2010-03-08 | 298 | 248 | 50 | 50 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2009-09-21 | 2010-03-08 | 266 | 252 | 14 | 14 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2009-12-24 | 2010-03-08 | 256 | 253 | 3 | 3 |
| AMERICAN FUNDS EURO PACIFIC | D | 2009-12-28 | 2010-06-08 | 329 | 379 | -50 | -50 |
| AMERICAN FUNDS EURO PACIFIC | D | 2010-03-08 | 2010-06-08 | 36221 | 40921 | -4700 | -4700 |
| AMERICAN FUNDS EURO PACIFIC | D | 2010-05-05 | 2010-06-08 | 18181 | 19768 | -1587 | -1587 |
| COLUMBIA MARSICO GROWTH FUND | D | 2009-06-18 | 2010-03-08 | 93 | 73 | 20 | 20 |
| COLUMBIA MARSICO GROWTH FUND | D | 2009-12-11 | 2010-03-08 | 35 | 34 | 1 | 1 |
| HENDERSON GLOBAL INVESTORS INT'L | D | 2009-12-30 | 2010-03-08 | 82 | 84 | -2 | -2 |
| JP MORGAN MID CAP VALUE FUND | D | 2009-06-24 | 2010-03-08 | 452 | 332 | 120 | 120 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-05-27 | 2010-05-05 | 276 | 220 | 56 | 56 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-06-23 | 2010-05-05 | 270 | 224 | 46 | 46 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-07-28 | 2010-05-05 | 280 | 242 | 38 | 38 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-08-25 | 2010-05-05 | 297 | 265 | 32 | 32 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-09-22 | 2010-05-05 | 253 | 233 | 20 | 20 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-10-27 | 2010-05-05 | 274 | 257 | 17 | 17 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-11-24 | 2010-05-05 | 270 | 256 | 14 | 14 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-12-22 | 2010-05-05 | 290 | 277 | 13 | 13 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2010-01-26 | 2010-05-05 | 286 | 276 | 10 | 10 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2010-02-23 | 2010-05-05 | 272 | 263 | 9 | 9 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2010-03-23 | 2010-05-05 | 216 | 215 | 1 | 1 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2010-04-27 | 2010-05-05 | 223 | 224 | -1 | -1 |
| LORD ABBETT FUNDAMENTAL EQUITY CLASS A | D | 2009-11-24 | 2010-03-08 | 9 | 9 | 0 | 0 |
| UBS DYNAMIC ALPHA FUND CLASS A | D | 2009-12-18 | 2010-03-08 | 1196 | 1160 | 36 | 36 |
| UBS GLOBAL ALLOCATION FUND CLASS A | D | 2009-12-18 | 2010-03-08 | 1525 | 1496 | 29 | 29 |
| ABBOTT LABS | D | 2006-04-25 | 2010-03-08 | 47596 | 36367 | 11229 | 11229 |
| AMERICAN FUNDS SMALLCAP | D | 2008-07-24 | 2010-03-08 | 23756 | 24422 | -666 | -666 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2008-09-25 | 2010-03-08 | 153 | 157 | -4 | -4 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2008-12-18 | 2010-03-08 | 243 | 193 | 50 | 50 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH | D | 2008-07-24 | 2010-03-08 | 21194 | 24422 | -3228 | -3228 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2008-09-22 | 2010-03-08 | 163 | 173 | -10 | -10 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2008-12-26 | 2010-03-08 | 423 | 344 | 79 | 79 |
| AMERICAN FUNDS INCOME FUND OF AMERICA | D | 2008-07-24 | 2010-03-08 | 22641 | 24422 | -1781 | -1781 |
| AMERICAN FUNDS EURO PACIFIC | D | 2008-12-24 | 2010-06-08 | 524 | 424 | 100 | 100 |
| AMERICAN FUNDS EURO PACIFIC | D | 2008-12-24 | 2010-06-08 | 950 | 769 | 181 | 181 |
| AMERICAN FUNDS EURO PACIFIC | D | 2008-07-24 | 2010-06-08 | 18413 | 24422 | -6009 | -6009 |
| BAYER A G SPON ADR | D | 2005-07-15 | 2010-03-08 | 12046 | 5839 | 6207 | 6207 |
| BOSTON BEER CO INC CL A | D | 2003-02-13 | 2010-03-08 | 51010 | 13682 | 37328 | 37328 |
| CHEVRON CORP | D | 2003-09-18 | 2010-03-08 | 44619 | 21633 | 22986 | 22986 |
| COLUMBIA MARSICO GROWTH FUND | D | 2008-07-24 | 2010-03-08 | 22197 | 24422 | -2225 | -2225 |
| HENDERSON GLOBAL INVESTORS INT'L | D | 2008-12-08 | 2010-03-08 | 137 | 94 | 43 | 43 |
| HENDERSON GLOBAL INVESTORS INT'L | D | 2008-12-08 | 2010-03-08 | 324 | 223 | 101 | 101 |
| HENDERSON GLOBAL INVESTORS INT'L | D | 2008-12-08 | 2010-03-08 | 0 | 0 | ||
| HENDERSON GLOBAL INVESTORS INT'L | D | 2008-07-24 | 2010-03-08 | 21979 | 24422 | -2443 | -2443 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-07-24 | 2010-03-08 | 7083 | 7058 | 25 | 25 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-12-29 | 2010-05-05 | 71 | 51 | 20 | 20 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-07-29 | 2010-05-05 | 306 | 296 | 10 | 10 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-08-26 | 2010-05-05 | 290 | 276 | 14 | 14 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-09-23 | 2010-05-05 | 327 | 289 | 38 | 38 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-10-28 | 2010-05-05 | 401 | 280 | 121 | 121 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-11-25 | 2010-05-05 | 405 | 276 | 129 | 129 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-12-29 | 2010-05-05 | 680 | 489 | 191 | 191 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-01-27 | 2010-05-05 | 317 | 236 | 81 | 81 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-02-24 | 2010-05-05 | 297 | 216 | 81 | 81 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-03-24 | 2010-05-05 | 319 | 229 | 90 | 90 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2009-04-28 | 2010-05-05 | 282 | 212 | 70 | 70 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-12-29 | 2010-05-05 | 329 | 237 | 92 | 92 |
| LOOMIS SAYLES STRATEGIC INCOME FUND | D | 2008-07-24 | 2010-05-05 | 41912 | 41008 | 904 | 904 |
| LORD ABBETT FUNDAMENTAL EQUITY CLASS A | D | 2008-11-21 | 2010-03-08 | 211 | 137 | 74 | 74 |
| LORD ABBETT FUNDAMENTAL EQUITY CLASS A | D | 2008-07-24 | 2010-03-08 | 24833 | 24422 | 411 | 411 |
| NIKE INC CL B | D | 2005-09-12 | 2010-03-08 | 66117 | 38740 | 27377 | 27377 |
| ORACLE CORP | D | 2005-10-03 | 2010-03-08 | 40536 | 20611 | 19925 | 19925 |
| SCHLUMBERGER LTD NETHERLANDS ANTILLES | D | 2003-09-17 | 2010-03-08 | 10199 | 3860 | 6339 | 6339 |
| TEXAS INSTRUMENTS | D | 1997-01-16 | 2010-03-08 | 10375 | 3548 | 6827 | 6827 |
| TEXAS INSTRUMENTS | D | 1997-03-24 | 2010-03-08 | 9765 | 3726 | 6039 | 6039 |
| UBS DYNAMIC ALPHA FUND CLASS A | D | 2008-12-18 | 2010-03-08 | 8606 | 6808 | 1798 | 1798 |
| UBS DYNAMIC ALPHA FUND CLASS A | D | 2008-07-24 | 2010-03-08 | 15593 | 24422 | -8829 | -8829 |
| UBS GLOBAL ALLOCATION FUND CLASS A | D | 2008-12-18 | 2010-03-08 | 724 | 553 | 171 | 171 |
| UBS GLOBAL ALLOCATION FUND CLASS A | D | 2008-12-18 | 2010-03-08 | 1181 | 902 | 279 | 279 |
| UBS GLOBAL ALLOCATION FUND CLASS A | D | 2008-12-18 | 2010-03-08 | 1730 | 1322 | 408 | 408 |
| UBS GLOBAL ALLOCATION FUND CLASS A | D | 2008-07-24 | 2010-03-08 | 18653 | 24422 | -5769 | -5769 |
| JP MORGAN MID CAP VALUE FUND | D | 2008-12-23 | 2010-03-08 | 103 | 75 | 28 | 28 |
| JP MORGAN MID CAP VALUE FUND | D | 2008-12-19 | 2010-03-08 | 1075 | 793 | 282 | 282 |
| JP MORGAN MID CAP VALUE FUND | D | 2008-07-24 | 2010-03-08 | 22887 | 24422 | -1535 | -1535 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 112023 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 60906 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 888789 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.068527 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 2018 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 559534 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.003607 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 0 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 22402 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.0 | DistributionRatioYear3 |
| Total Distribution Ratio | 0.072134 | TotalDistributionRatio |
| Average Distribution Ratio | 0.024045 | AverageDistributionRatio |
| Net Noncharitable Assets | 1444009 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 34721 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1269 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 35990 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 140800 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1269 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1269 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1269 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2877 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2877 | TotalCreditsAndPayments |
| Overpayment | 1608 | Overpayment |
| Amount Credited To Next Year | 1608 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 0 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | CAROLINE LANDRY | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 7138666362 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 770071037 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | PRESIDENT, DIRECTOR | 1.00 | 0 | 0 | 0 |
| BARBARA NAU | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | SECRETARY, DIRECTOR | 1.00 | 0 | 0 | 0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| VICTORIA NAU JOHNSON | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1409806 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 56193 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1465999 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 1465999 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 21990 | CashDeemedCharitable |
| Net Noncharitable Assets | 1444009 | NetNoncharitableAssets |
| Minimum Investment Return | 72200 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 72200 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1269 | TaxBasedOnInvestmentIncome |
| Total Tax | 1269 | TotalTax |
| Distributable Amount Before Adj | 70931 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 70931 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 70931 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 140800 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 140800 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1269 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 139531 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 70931 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 4789 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 140800 | QualifyingDistributions |
| Applied To Year1 | 4789 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 70931 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 65080 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 65080 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 65080 | ExcessDistriCyovToNextYear |
| Excess From Current Year | 65080 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManager |
| Contributing Manager | BARBARA NAU | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (3 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| TEXAS WILDLIFE ASSOCIATION FOUNDATOIN | |||||||
| 2800 NE LOOP 410 SUITE 105 | SAN ANTONIO | TX | 78218 | N/A | PUBLIC CHARITY | EDUCATION | $25,000 |
| SAN ANTONIO CAN | |||||||
| 325 W 12TH STREET | DALLAS | TX | 75208 | N/A | PUBLIC CHARITY | EDUCATION | $100,000 |
| WORKSHOP HOUSTON | |||||||
| PO BOX 88365 | HOUSTON | TX | 77288 | N/A | PUBLIC CHARITY | EDUCATION | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 140000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $21,842 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $127 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $112,023 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $133,992 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 133992 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $3,200 | Amount |
| Net Investment Income | 2600 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 800 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (5 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| APPLE INC | 49997 | 49997 |
| BERKSHIRE KATHAWAY INC CL B | 104143 | 104143 |
| EXXON MOBIL CORP | 96153 | 96153 |
| ORACLE CORP | 31300 | 31300 |
| PEPSICO INC | 14373 | 14373 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (12 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F | FMV | 56582 | 56582 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F | FMV | 57674 | 57674 |
| CALAMOS GROWTH FUND CLASS A | FMV | 59221 | 59221 |
| JOHN HANCOCK LARGE CAP EQUITY FUND CLASS A | FMV | 56709 | 56709 |
| UBS PACE ALTERNATIVE STRATEGIES INVESTMENTS CLASS A | FMV | 98822 | 98822 |
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F | FMV | 110251 | 110251 |
| FIRST EAGLE GLOBAL FUND CLASS A | FMV | 169873 | 169873 |
| NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS A | FMV | 118629 | 118629 |
| EATON VANCE FLOATING RATE FUND | FMV | 74309 | 74309 |
| LORD ABBOTT FLOATING RATE FUND A | FMV | 74570 | 74570 |
| GATEWAY FUND CLASS A | FMV | 101959 | 101959 |
| IVY ASSET STRATEGY FUND CLASS A | FMV | 112909 | 112909 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | INVESTMENT FEES | Description |
| Revenue And Expenses Per Books | 4284 | RevenueAndExpensesPerBooks |
| Net Investment Income | 4284 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | CAPITAL GAIN DISTRIBUTION | Description |
| Revenue And Expenses Per Books | 127 | RevenueAndExpensesPerBooks |
| Net Investment Income | 127 | NetInvestmentIncome |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED GAIN ON INVESTMENTS | Description |
| Amount | $37,038 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| FOREIGN TAXES | $234 | 234 | 0 | 0 |
| TAXES - FEDERAL | $1,500 | 0 | 0 | 0 |
Comments