THE SHADOW FUNDERS INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- THE SHADOW FUNDERS INC (EIN 20-2031200)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-10-27
- IRS object ID
- 201143009349100609
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-10-27T23:04:11-00:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202031200 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Shadow Funders Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SHAD | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 501 Silversid | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Michael E Haglund | Name |
| Title | President | Title |
| Date Signed | 2011-08-15 | DateSigned |
| Authorize Third Party | false | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2011-08-15 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 932962 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 120 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 120 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 23239 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 23239 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 47889 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 581786 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 47889 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 24 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 24 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 71272 | TotalRevenueAndExpenses |
| Total Net Investment Income | 71272 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 11048 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 11048 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 1070 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 453 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 8246 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 222 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 8024 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 20364 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 11723 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 8024 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 28500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 28500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 48864 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 11723 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 36524 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 22408 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 59549 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 33684 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 29376 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 29376 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 112755 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 162781 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 164213 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 568370 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 540431 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 633273 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 93849 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 98478 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 106100 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 808658 | TotalAssetsBOY |
| Total Assets EOY | 831066 | TotalAssetsEOY |
| Total Assets EOYFMV | 932962 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 808658 | RetainedEarningsBOY |
| Retained Earnings EOY | 831066 | RetainedEarningsEOY |
| Total Net Assets BOY | 808658 | TotalNetAssetsBOY |
| Total Net Assets EOY | 831066 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 808658 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 831066 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 808658 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 22408 | ExcessOfRevenueOverExpenses |
| Subtotal | 831066 | Subtotal |
| Total Net Assets Fund Balances EOY | 831066 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 581786 | GrossSalesPrice |
| Cost Or Other Basis | 533897 | CostOrOtherBasis |
| Gain Or Loss | 47889 | GainOrLoss |
| Gains Minus Excess Or Losses | 47889 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 47889 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 63645 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 788414 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.080725 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 25650 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 938298 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.027337 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 76940 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1060832 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.072528 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 23795 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1027102 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.023167 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 38042 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1026613 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.037056 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.240813 | TotalDistributionRatio |
| Average Distribution Ratio | 000.048163 | AverageDistributionRatio |
| Net Noncharitable Assets | 876206 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 42201 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 595 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 42796 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 36524 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 1191 | InvestmentIncomeExciseTax |
| Subtotal | 1191 | Subtotal |
| Tax Based On Investment Income | 1191 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 500 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 691 | TaxPaidWithExtension |
| Total Credits And Payments | 1191 | TotalCreditsAndPayments |
| Tax Paid Original Return | 1191 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Christina E Haglund | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Erick J Haglund | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Melissa Haglund | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Michael E Haglund | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Molly G Haglund | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 859085 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 30464 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 889549 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 889549 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 13343 | CashDeemedCharitable |
| Net Noncharitable Assets | 876206 | NetNoncharitableAssets |
| Minimum Investment Return | 43810 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 43810 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1191 | TaxBasedOnInvestmentIncome |
| Total Tax | 1191 | TotalTax |
| Distributable Amount Before Adj | 42619 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 42619 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 42619 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 36524 | ExpensesAndContributions |
| Qualifying Distributions | 36524 | QualifyingDistributions |
| Adj Qualifying Distributions | 36524 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 42619 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 11746 | UndistributedIncomePriorYear |
| Qualifying Distributions | 36524 | QualifyingDistributions |
| Applied To Year1 | 11746 | AppliedToYear1 |
| Applied To Current Year | 24778 | AppliedToCurrentYear |
| Undistributed Income CY | 17841 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Melissa Haglund | ContributingManager |
| Contributing Manager | Michael E Haglund | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (3 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN | PORTLAND | OR | 97232 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| ALL SAINTS PARISH | |||||||
| 3847 NE GLISAN | PORTLAND | OR | 97232 | N/A | 509(a)(1) | All Saints School Program | $3,500 |
| COLUMBIA RIVER MARITIME MUSEUM INC | |||||||
| 1792 MARINE DR | ASTORIA | OR | 97103 | N/A | 509(a)(2) | Peacock Restoration/Display Campaign | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 28500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $120 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $23,239 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $47,889 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $24 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $71,272 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 71272 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (29 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIE - 5.875 - 05/15/2016 002824AT7 400000.00% | 4128 | 4614 |
| ASTRAZENECA PLC NT - 5.900 - 09/15/2017 046353AB4 300000.00% | 3024 | 3474 |
| BEAR STEARNS COS INC SR NT - 5.350 - 02/01/2012 073902PP7 400000.00% | 4002 | 4194 |
| BOEING CO - 5.125 - 02/15/2013 097023AT2 400000.00% | 3869 | 4288 |
| CANADIAN NAT RES LTDNT 5.700 05/15/2017 136385AK7 400000.00% | 3929 | 4561 |
| CATERPILLAR FINL SVCS MTNS BE 7.15000 02/15/2019 14912L4E8 200000.00% | 2536 | 2459 |
| CITIGROUP INC SUB NT - 5.000 - 09/15/2014 172967CQ2 400000.00% | 3913 | 4138 |
| COMCAST CORP NT - 6.300 - 11/15/2017 20030NAU5 200000.00% | 2025 | 2290 |
| CONCOPHILLIPS NOTES 04.75000 02/01/2014 20825CAS3 400000.00% | 4049 | 4338 |
| CVS CAREMARK CORPORATION 5.750 06/01/2017 SR NT 126650BH2 400000.00% | 3873 | 4460 |
| DAIMLERCHRYSLER N. AMER - 6.500 - 11/15/2013 233835AW7 500000.00% | 5277 | 5661 |
| EXELON CORP NOTES - 4.900 - 06/15/2015 30161NAD3 400000.00% | 3763 | 4279 |
| GENERAL ELEC CAP CORP MTN BE 5.25000 10/19/2012 36962G3K8 300000.00% | 3099 | 3241 |
| GLAXOSMITHKLINE CAP INC 05.65000 05/15/2018 377372AD9 300000.00% | 3041 | 3425 |
| GOLDMAN SACHS GRP INC - 5.125 - 01/15/2015 38141GEA8 200000.00% | 2026 | 2155 |
| HOME DEPOT INC NOTE 03.95000 09/15/2020 437076AT9 200000.00% | 2004 | 1950 |
| IBM BOND DTD 11/27/2002 4.75 11/29/2012 459200BA8 400000.00% | 4004 | 4308 |
| JOHN DEERE CAPITAL CORP - 7.00 - 03/15/2012 244217BG9 500000.00% | 5502 | 5367 |
| JPMORGAN CHASE CO GLBL - 4.750 - 03/01/2015 46625HCE8 500000.00% | 5459 | 5384 |
| KRAFT FOODS INC NT 5.37500 02/10/2020 50075NBA1 300000.00% | 3039 | 3231 |
| MARATHON OIL CORP BOND - 6.000 - 10/01/2017 565849AD8 300000.00% | 3021 | 3407 |
| METLIFE INC SR NT - 5.375 - 12/15/2012 59156RAD0 200000.00% | 1954 | 2145 |
| MORGAN STANLEY - 4.750 - 04/01/2014 61748AAE6 200000.00% | 1898 | 2057 |
| NEWS AMER INC BD 5.300 12/15/2014 652482BG4 400000.00% | 3979 | 4420 |
| PFIZER INC - 6.200 - 03/15/2019 717081DB6 300000.00% | 3659 | 3523 |
| TIME WARNER CABLE INC - 08.750 - 02/14/2019 88732JAP3 300000.00% | 3018 | 3817 |
| TIME WARNER INC DTD 3/11/2010 4.875 3/15/2020 887317AF2 200000.00% | 2151 | 2083 |
| UNITED PARCEL SRVC NOTE 05.50000 01/15/2018 CALL 911312AH9 300000.00% | 3052 | 3384 |
| WAL MART STORES INC NT - 5.800 - 02/15/2018 931142CJ0 300000.00% | 3184 | 3447 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (167 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 99 shares of AEGON N V ORD AMER REG AEG | 681 | 607 |
| 125 shares of AFLAC INC. AFL | 6723 | 7054 |
| 160 shares of AGILENT TECHNOLOGIES INC A | 4377 | 6629 |
| 130 shares of ALASKA AIR GROUP INC ALK | 6061 | 7370 |
| 91 shares of ALLIANZ SE ADR AZSEY.PK | 1330 | 1080 |
| 409 shares of ALSTOM ALSMY.PK | 2139 | 1996 |
| 255 shares of ALTRIA GROUP INC MO | 6088 | 6278 |
| 351 shares of AMERICAN EXPRESS CO AXP | 15570 | 15065 |
| 62 shares of AMERIPRISE FINANCIAL INC AMP | 2246 | 3568 |
| 53 shares of ANGLO AMERICAN PLC - AMERICAN DEPOSITARY SHARES EX AAUK | 780 | 1384 |
| 42 shares of APPLE INC. AAPL | 4543 | 13548 |
| 16 shares of ASTELLAS PHARMA INC ALPMY.PK | 601 | 601 |
| 54 shares of AUTOZONE INC AZO | 6451 | 14720 |
| 42 shares of BAE SYSTEMS PLC SP/AR BAESY.PK | 874 | 876 |
| 103 shares of BALL CP BLL | 6098 | 7009 |
| 64 shares of BANCO BILBAO ARG SA BBVA | 680 | 651 |
| 103 shares of BANCO POPOLARE SOCIE BPSAY.PK | 396 | 221 |
| 334 shares of BANK NEW YORK MELLON CORP COM BK | 9799 | 10087 |
| 21 shares of BARCLAYS PLC ADR BCS | 887 | 347 |
| 50 shares of BAXTER INTERNATIONAL INC. BAX | 2204 | 2531 |
| 38 shares of BECTON DICKINSON CO BDX | 2553 | 3212 |
| 115 shares of BED BATH BEYOND INC. BBBY | 3964 | 5652 |
| 130 shares of BERKSHIRE HATHAWAY INC. CLASS B BRK-B | 7894 | 10414 |
| 40 shares of BLUESCOPE STEEL ADR BLSFY.PK | 445 | 452 |
| 48 shares of BP P L C SPONSORED ADR BP | 2717 | 2120 |
| 14 shares of BRIDGESTONE CRPJAPANADR BRDCY.PK | 465 | 542 |
| 123 shares of BUZZI UNICEM SPA BZZUY.PK | 868 | 670 |
| 240 shares of CANADIAN NATURAL RESOURCES LTD CNQ | 7087 | 10661 |
| 186 shares of CARREFOUR S A CRERY.PK | 1475 | 1559 |
| 126 shares of CELESIO AG UNSP/ADR CAKFY.PK | 555 | 616 |
| 12 shares of CHINA MOBILE HGK LTD CHL | 580 | 595 |
| 20 shares of CHINA RAILWAY GROUP LTD CRWOY.PK | 374 | 360 |
| 138 shares of CHUO MITSUI T/HL UNSP/ADR CMTDY.PK | 1086 | 1121 |
| 214 shares of COACH INC COH | 9457 | 11836 |
| 78 shares of COCA-COLA CO KO | 4168 | 5130 |
| 31 shares of COCA-COLA WEST-UNSPONS ADR CCOJY.PK | 271 | 271 |
| 265 shares of COSTCO WHOLESALE CORP NEW COST | 13666 | 19137 |
| 192 shares of CRACKER BARREL OLD COUNTRY STORE INC CBRL | 9366 | 10516 |
| 138 shares of CREDIT AGRICOLE SA CRARY.PK | 818 | 879 |
| 372 shares of CVS CAREMARK CORP. CVS | 12065 | 12934 |
| 3 shares of DAIMLERCHRYSLER AG DDAIF.PK | 130 | 203 |
| 5 shares of DAIWA HOUSE IND LTD DWAHY.PK | 542 | 616 |
| 44 shares of DBS GROUP HLDGS SPON ADR DBSDY.PK | 1761 | 1977 |
| 717 shares of DELL INC DELL | 9378 | 9715 |
| 16 shares of DEUTSCHE BANK AG DB | 858 | 833 |
| 29 shares of DEUTSCHE LUFTHANSA S OTC DLAKY.PK | 463 | 631 |
| 64 shares of DEUTSCHE TELE AG ADS DTEGY.PK | 836 | 819 |
| 146 shares of DEVON ENERGY CORPORATION DVN | 8599 | 11462 |
| 70 shares of DIAGEO PLC ADS DEO | 4412 | 5203 |
| 146 shares of DU PONT DE NEMOURS DD | 6761 | 7282 |
| 73 shares of E.ON AG SPON ADR REP 1/3 ORD NPV EONGY.PK | 2339 | 2220 |
| 152 shares of EAST JAPAN RAILWAY C EJPRY.PK | 1662 | 1626 |
| 144 shares of ELECTRICITE FR UNSP/ADR ECIFY.PK | 1229 | 1195 |
| 21 shares of ENI S.P.A. E | 1210 | 919 |
| 139 shares of EOG RESOURCES INC EOG | 8577 | 12706 |
| 128 shares of ERICSSON L M TEL CO ERIC | 1341 | 1476 |
| 163 shares of ESPRIT HLDGS LTDSPONSORED ADR ESPGY.PK | 1840 | 1550 |
| 49 shares of EUROPEAN ARNUTC DS ADR EADSY.PK | 957 | 1149 |
| 340 shares of EXPRESS SCRIPTS INC. ESRX | 12843 | 18378 |
| 304 shares of FINMECCANICA ADR FINMY.PK | 1982 | 1733 |
| 187 shares of FOSTERS GROUP LTD FBRWY.PK | 914 | 1077 |
| 61 shares of FRANCE TELECOM ADS FTE | 1510 | 1286 |
| 724 shares of GAMESA CORP TECN UNSP/ADR GCTAY.PK | 1685 | 1158 |
| 16 shares of GDF SUEZ SP ADR GDFZY.PK | 502 | 577 |
| 103 shares of GEN DYNAMICS CP GD | 6773 | 7309 |
| 272 shares of GILEAD SCIENCES INC GILD | 9351 | 9857 |
| 50 shares of GLAXOSMITHKLINE PLC GSK | 2505 | 1961 |
| 6 shares of GOOGLE INC CL A GOOG | 1962 | 3564 |
| 123 shares of GRUPO TELEVISA ADR TV | 1746 | 3189 |
| 81 shares of HANG SENG BANK LTD S/ADR HSNGY.PK | 1144 | 1336 |
| 146 shares of HARLEY DAVIDSON INC. HOG | 6503 | 5062 |
| 21 shares of HEINEKEN N V ADR HINKY.PK | 499 | 516 |
| 205 shares of HERSHEY FOODS CORP COMMON HSY | 8472 | 9666 |
| 95 shares of HEWLETT PACKARD CO HPQ | 3473 | 4000 |
| 106 shares of HOME RETAIL GRP PLC ADR HMRTY.PK | 1499 | 1237 |
| 64 shares of HSBC HLDGS PLC ADS HBC | 3032 | 3267 |
| 225 shares of HUMANA INC HUM | 9813 | 12317 |
| 21 shares of HUSQUARVA AB HSQVY.PK | 282 | 350 |
| 10 shares of HUTCHISON WHAMPOA LTD ADR HUWHY.PK | 313 | 514 |
| 34 shares of IBERDROLA ADR IBDRY.PK | 1102 | 1042 |
| 17 shares of INPEX HOLDINGS INC IPXHY.PK | 994 | 997 |
| 48 shares of INTERNATIONAL BUSINESS MACHINES IBM | 6119 | 7044 |
| 89 shares of INVESTORS AB UNSP/ADR B IVSBY.PK | 749 | 939 |
| 236 shares of IRON MOUNTAIN NEW IRM | 4989 | 5902 |
| 144 shares of JOHNSON JOHNSON JNJ | 8665 | 8906 |
| 25 shares of KAO CORP ADR KCRPY.PK | 528 | 672 |
| 19 shares of KDDI CP UNSP ADR KDDIY.PK | 1004 | 1091 |
| 29 shares of KONINKLIJKE PHILIPS ELECTRONICS PHG | 885 | 890 |
| 14 shares of KOOKMIN BK ADS NEW KB | 775 | 740 |
| 23 shares of KOREA ELECTRIC PW CP KEP | 321 | 311 |
| 15 shares of KT CORP ADS KT | 348 | 312 |
| 85 shares of LEAR CORP LEA | 6075 | 8390 |
| 240 shares of LIMITED BRANDS INC LTD | 6078 | 7375 |
| 33 shares of LOCKHEED MARTIN CORP LMT | 2320 | 2307 |
| 267 shares of LOEWS CORP L | 7158 | 10389 |
| 10 shares of LONMIN PLC SP ADR LNMIY.PK | 235 | 308 |
| 118 shares of LORILLARD INC COMMON STOCK LO | 9429 | 9683 |
| 125 shares of MCDONALDS CORP MCD | 9466 | 9595 |
| 31 shares of MEDICEO PALTC HOLDINGS MAHLY.PK | 357 | 340 |
| 295 shares of MERCK CO INC. MRK | 8238 | 10632 |
| 121 shares of MICROSOFT CORPORATION MSFT | 3569 | 3377 |
| 348 shares of MITSUBISHI TOKYO FIN MTU | 2783 | 1883 |
| 24 shares of MONSANTO CO MON | 1826 | 1671 |
| 85 shares of MOODYS CORP MCO | 3507 | 2256 |
| 34 shares of MTN GROUP LTD SPON ADR MTNOY.PK | 506 | 702 |
| 63 shares of MUENCHENER RUECKVERS MURGY.PK | 862 | 952 |
| 77 shares of NATIONAL AUSTRALIA BK LTD NABZY.PK | 1895 | 1860 |
| 16 shares of NINTENDO CO LTD ADR OTC NTDOY.PK | 521 | 581 |
| 15 shares of NIPPON EXPRESS CO LTD NPEXY.PK | 375 | 399 |
| 295 shares of NOKIA NOK | 4159 | 3044 |
| 105 shares of NOMURA HOLDINGS ADR NMR | 2015 | 670 |
| 17 shares of NOMURA RESEARCH INST LTD NRILY.PK | 685 | 762 |
| 169 shares of NORSK HYDRO A S ADS NHYDY.PK | 933 | 1230 |
| 40 shares of NOVARTIS AG ADR NVS | 1976 | 2358 |
| 25 shares of OAO GAZPROM SPONS GDR OGZPY.PK | 866 | 636 |
| 177 shares of OCCIDENTAL PETE CORP OXY | 7747 | 17365 |
| 343 shares of ORACLE CORP ORCL | 8476 | 10736 |
| 82 shares of PANASONIC CORP PC | 1154 | 1156 |
| 4 shares of PETRO CHINA PTR | 372 | 526 |
| 18 shares of PETROLEO BRASILEIRO PBR | 713 | 681 |
| 11 shares of PEUGEOT S A SPON ADR PEUGY.PK | 324 | 419 |
| 373 shares of PFIZER INC. PFE | 6300 | 6531 |
| 75 shares of PHILIP MORRIS INTL PM | 3221 | 4390 |
| 65 shares of PROCTER GAMBLE CO PG | 3865 | 4181 |
| 437 shares of PROGRESSIVE CORP OHIO PGR | 8216 | 8683 |
| 103 shares of QBE INSURANCE GP UNSP/ADR QBEIY.PK | 1703 | 1938 |
| 65 shares of QINETIQ GROUP PLC ADR QNTQY.PK | 567 | 519 |
| 14 shares of REED ELSEVIER PLC RUK | 409 | 470 |
| 28 shares of RENTOKIL INITIAL PLC SPON ADR RTOKY.PK | 411 | 210 |
| 41 shares of REXAM PLC ADR REXMY.PK | 964 | 1058 |
| 8 shares of RICOH CO LTD SPN ADR RICOY.OB | 642 | 588 |
| 50 shares of ROCHE HOLDING LTD ADR RHHBY.PK | 1637 | 1833 |
| 43 shares of ROYAL DUTCH SHELL PLC RDS-A | 2442 | 2872 |
| 278 shares of RUE21 INCCOM RUE | 9377 | 8148 |
| 14 shares of RWE AKTIENGESELLSCHAF RWEOY.PK | 1422 | 929 |
| 64 shares of SANOFI-AVENTIS SPONSORED ADR SNY | 2460 | 2063 |
| 207 shares of SCOTTS CO. CLASS A SMG | 8485 | 10509 |
| 314 shares of SEALED AIR CP NEW SEE | 7413 | 7991 |
| 99 shares of SECOM CO LTD ADR OTC SOMLY.PK | 1070 | 1173 |
| 36 shares of SEVEN I HOLDINGS C SVNDY.PK | 1652 | 1921 |
| 33 shares of SHIN-ETSU CHEMICAL C SHECY.PK | 1661 | 1794 |
| 24 shares of SK TELECOM ADS ADS SKM | 563 | 447 |
| 150 shares of SOCIETE GENERALE FRANCE SCGLY.PK | 1823 | 1631 |
| 30 shares of STANDARD BANK GP UNSP/ADR SBGOY.PK | 913 | 992 |
| 218 shares of SUMITOMO MITSUI FINCL GRP SMFG | 2665 | 1550 |
| 26 shares of TELE NORTE LESTE TNE | 374 | 382 |
| 27 shares of TESCO PLC ADR TSCDY.PK | 508 | 545 |
| 26 shares of TEVA PHARMECEUTICAL SP ADR TEVA | 1335 | 1355 |
| 213 shares of TEXAS INSTRUMENTS INC. TXN | 5319 | 6923 |
| 5 shares of TOKYO ELECTRON LTD TOELY.PK | 610 | 627 |
| 51 shares of TOTAL FINA ELF S.A. TOT | 2890 | 2727 |
| 16 shares of TOYODA GOSEI CO LTD TGOSY.PK | 793 | 755 |
| 21 shares of TOYOTA MTR CORP TM | 2322 | 1651 |
| 75 shares of TRANSATLANTIC HLDS TRH | 4441 | 3872 |
| 32 shares of TRANSOCEAN LTD. RIG | 3037 | 2224 |
| 48 shares of TYCO INTERNATIONAL LTD. TYC | 2472 | 1989 |
| 88 shares of UBS AG UBS | 2547 | 1449 |
| 262 shares of UMC ELECTRONICS CO COM UMC | 904 | 828 |
| 62 shares of UNILEVER PLC AMER UL | 1625 | 1915 |
| 1805 shares of UNIPOL GRUPPO FN ADR UFGSY.PK | 847 | 415 |
| 40 shares of UNITED OVRSEAS BK LTD ADR UOVEY.PK | 1062 | 1134 |
| 43 shares of VIVENDI SA S/ADR VIVDY.PK | 1062 | 1164 |
| 47 shares of VODAFONE GROUP PLC VOD | 925 | 1243 |
| 530 shares of WELLS FARGO CO. WFC | 11199 | 16426 |
| 516 shares of WINDSTREAM CORP WIN | 6769 | 7193 |
| 29 shares of YAMATO HLDGS CO UNSP/ADR YATRY.PK | 1121 | 1217 |
| 274 shares of YUM BRANDS INC YUM | 9189 | 13454 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 162781 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 164213 | USGovtSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 8024 | 8024 | |
| Bank Charge | 222 | 222 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Revenue And Expenses Per Books | 24 | RevenueAndExpensesPerBooks |
| Net Investment Income | 24 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $11,048 | Amount |
| Net Investment Income | 11048 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated tax for 2010 | $500 | 0 | 0 | 0 |
| Excise tax for 2009 | $117 | 0 | 0 | 0 |
| Foreign Tax Paid | $453 | 453 | 0 | 0 |
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