LAWRENCE AND CAROL POLLOCK FAMILY FOUNDATION: Form 990PF, tax year 2009

View the entire original 990 at ProPublica ↗

Organization
LAWRENCE AND CAROL POLLOCK FAMILY FOUNDATION (EIN 23-3023932)
Tax period
2009-12-01 to 2010-11-30
Filed
2011-03-31
IRS object ID
201140909349100604
Schema version
2009v1.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-03-31T14:17:58-05:00Timestamp
Tax Period End Date2010-11-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1MARCUM LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1401 E CITY AVE 600AddressLine1
CityBALA CYNWYDCity
StatePAState
ZIP Code19004ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2009-12-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN233023932EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1THE LAWRENCE AND CAROL POLLOCK FAMILY FOUNDATIONBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlLAWRNameControl
Phone6106676250Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1217 HERMITAGE DRIVEAddressLine1
CityRADNORCity
StatePAState
ZIP Code19087ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameLAWRENCE POLLOCKName
TitlePRESIDENTTitle
Phone6106676250Phone
Date Signed2011-02-15DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameJEFFREY S WINKLEMANName
Phone6106676250Phone
FieldValueIRS element (for citing)
Tax Year2009TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY339622FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Dividends Rev And Expnss5940DividendsRevAndExpnss
Dividends Net Invst Incm5940DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss2208NetGainSaleAssetsRevAndExpnss
Gross Sales Price16330GrossSalesPrice
Capital Gain Net Incm Net Invst Incm14332CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses8148TotalRevenueAndExpenses
Total Net Investment Income20272TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss0CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm0CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps0CompOfcrDirTrstDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss0TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm0TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps0TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss21000ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps21000ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss21000TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm0TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps21000TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-12852ExcessOfRevenueOverExpenses
Net Investment Income20272NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Savings And Temp Cash Invst BOY3674SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY4943SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV4943SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY310331InvestmentsCorpStockBOY
Investments Corp Stock EOY296210InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV334679InvestmentsCorpStockEOYFMV
Total Assets BOY314005TotalAssetsBOY
Total Assets EOY301153TotalAssetsEOY
Total Assets EOYFMV339622TotalAssetsEOYFMV
Total Liabilities BOY0TotalLiabilitiesBOY
Total Liabilities EOY0TotalLiabilitiesEOY
Org That Do Not Follow SFAS117XOrgThatDoNotFollowSFAS117
Capital Stock BOY0CapitalStockBOY
Capital Stock EOY0CapitalStockEOY
Paid In Or Capital Surplus BOY0PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY0PaidInOrCapitalSurplusEOY
Retained Earnings BOY314005RetainedEarningsBOY
Retained Earnings EOY301153RetainedEarningsEOY
Total Net Assets BOY314005TotalNetAssetsBOY
Total Net Assets EOY301153TotalNetAssetsEOY
Total Liabilities Net Assets BOY314005TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY301153TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY314005TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-12852ExcessOfRevenueOverExpenses
Other Increases0OtherIncreases
Subtotal301153Subtotal
Other Decreases0OtherDecreases
Total Net Assets Fund Balances EOY301153TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)

Description Of AssetDescriptionOfAssetHow AcquiredHowAcquiredDate AcquiredDateAcquiredDate SoldDateSoldCost Or Other BasisCostOrOtherBasisGain Or LossGainOrLossGains Minus Excess Or LossesGainsMinusExcessOrLossesGross Sales PriceGrossSalesPrice
332 CitadelP1999-12-212010-07-01211-211-211
490 Walt DisneyP1999-12-212010-09-021787145431454316330
FieldValueIRS element (for citing)
Capital Gain Net Income14332CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 Tax0LiableFor4942Tax
Qualifying Distributions Year120891QualifyingDistributionsYear1
Noncharitable Assets Year1269574NoncharitableAssetsYear1
Distribution Ratio Year10.077496DistributionRatioYear1
Qualifying Distributions Year222400QualifyingDistributionsYear2
Noncharitable Assets Year2361751NoncharitableAssetsYear2
Distribution Ratio Year20.061921DistributionRatioYear2
Qualifying Distributions Year317876QualifyingDistributionsYear3
Noncharitable Assets Year3410105NoncharitableAssetsYear3
Distribution Ratio Year30.043589DistributionRatioYear3
Qualifying Distributions Year418241QualifyingDistributionsYear4
Noncharitable Assets Year4366203NoncharitableAssetsYear4
Distribution Ratio Year40.049811DistributionRatioYear4
Qualifying Distributions Year516704QualifyingDistributionsYear5
Noncharitable Assets Year5390377NoncharitableAssetsYear5
Distribution Ratio Year50.042789DistributionRatioYear5
Total Distribution Ratio0.275606TotalDistributionRatio
Average Distribution Ratio0.055121AverageDistributionRatio
Net Noncharitable Assets332530NetNoncharitableAssets
Adjusted Noncharitable Assets18329AdjustedNoncharitableAssets
One Percent Net Investment Income203OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One18532AdjNonchrtblAssetsAndOnePct
Qualifying Distributions21000QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eXDomesticOrgMeetingSect4940e
Investment Income Excise Tax203InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal203Subtotal
Subtitle A Tax0SubtitleATax
Tax Based On Investment Income203TaxBasedOnInvestmentIncome
Total Credits And Payments0TotalCreditsAndPayments
Tax Due203TaxDue

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political Activities0LegislativePoliticalActivities
More Than100 Spent0MoreThan100Spent
Form1120 POL Filed0Form1120POLFiled
Sect4955 Tax On Organization0Sect4955TaxOnOrganization
Sect4955 Tax On Managers0Sect4955TaxOnManagers
Reimbursement Of Tax0ReimbursementOfTax
Activities Not Prev Reported0ActivitiesNotPrevReported
Changes To Articles Or Bylaws0ChangesToArticlesOrBylaws
Unrelated Bus Income Over10000UnrelatedBusIncomeOver1000
Termination Etc0TerminationEtc
Requirements Of Sect508e1RequirementsOfSect508e
At Least5000 In Assets1AtLeast5000InAssets
States Filed WithPAStatesFiledWith
Form990 PF Filed With AG1Form990PFFiledWithAG
Private Operating Foundation0PrivateOperatingFoundation
New Substantial Contributors0NewSubstantialContributors
Interest In Controlled Entity0InterestInControlledEntity
Applicable Insurance Contract0ApplicableInsuranceContract
Comply With Public Inspection Rqr1ComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NameLAWRENCE POLLOCKBooksInCareOfPersonName
Books In Care Of Phone Number6106676250BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line1217 HERMITAGE DRIVEAddressLine1
CityRADNORCity
StatePAState
ZIP Code19087ZIPCode

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly Person0SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person0BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person0FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person0PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person0TransferAssetsToDsqflyPerson
Payment To Government Offical0PaymentToGovernmentOffical
Uncorrected Prior Acts0UncorrectedPriorActs
Undistributed Income Prior Years0UndistributedIncomePriorYears
Business Holdings0BusinessHoldings
Jeopardy Investments0JeopardyInvestments
Uncorrected Jeopardy Investments0UncorrectedJeopardyInvestments
Influence Legislation0InfluenceLegislation
Influence Election0InfluenceElection
Grants To Individuals0GrantsToIndividuals
Grants To Organizations0GrantsToOrganizations
Noncharitable Purpose0NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract0RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract0PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn0ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Address Line1USAddress/AddressLine1Address Line2USAddress/AddressLine2CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
LAWRENCE POLLOCK
C/O PEPPER HAMILTON LLP 3000 TWOLOGAN SQUAREPHILADELPHIAPA191032799PRESIDENT/DIRECTOR0.00000
DAVID A POLLOCK
C/O PEPPER HAMILTON LLP 3000 TWOLOGAN SQUAREPHILADELPHIAPA191032799VICE-PRESIDENT/DIRECTOR0.00000
DEBORAH L POLLOCK
C/O PEPPER HAMILTON LLP 3000 TWOLOGAN SQUAREPHILADELPHIAPA191032799VICE-PRESIDENT/DIRECTOR0.00000
JACQUELINE S POLLOCK KANE
C/O PEPPER HAMILTON LLP 3000 TWOLOGAN SQUAREPHILADELPHIAPA191032799SECRETARY/TREASURER0.00000
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONENONECompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

FieldValueIRS element (for citing)
Total0Total

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities326938AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances10656AvgMonthlyCashBalances
FMV All Other Noncharitable Assets0FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets337594TotalFMVOfUnusedAssets
Reduction Claimed0ReductionClaimed
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets337594AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable5064CashDeemedCharitable
Net Noncharitable Assets332530NetNoncharitableAssets
Minimum Investment Return16627MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return16627MinimumInvestmentReturn
Tax Based On Investment Income203TaxBasedOnInvestmentIncome
Total Tax203TotalTax
Distributable Amount Before Adj16424DistributableAmountBeforeAdj
Recoveries Qlfy Distributions0RecoveriesQlfyDistributions
Distributable Amount Before Ded16424DistributableAmountBeforeDed
Deduction Fr Distributable$0DeductionFrDistributableAmount
Distributable Amount As Adjusted16424DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions21000ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Qualifying Distributions21000QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm203OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions20797AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted16424DistributableAmountAsAdjusted
Undistributed Income Prior Year7565UndistributedIncomePriorYear
Total For Prior Years0TotalForPriorYears
Total Excess Distri Carryover0TotalExcessDistriCarryover
Qualifying Distributions21000QualifyingDistributions
Applied To Year17565AppliedToYear1
Applied To Prior Years0AppliedToPriorYears
Treated As Distri From Corpus0TreatedAsDistriFromCorpus
Applied To Current Year13435AppliedToCurrentYear
Remaining Distri From Corpus0RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus0ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY0ExcessDistriCyovAppliedCY
Total Corpus0TotalCorpus
Prior Year Undistributed Income0PriorYearUndistributedIncome
Prior Year Deficiency Or Tax0PriorYearDeficiencyOrTax
Taxable Amount10TaxableAmount1
Taxable Amount20TaxableAmount2
Undistributed Income CY2989UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g30DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year50ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year0ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Contributing ManagerLAWRENCE POLLOCKContributingManager
Only Contributes To PreselectedXOnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (15 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmount
HOMELESS ADVOCACY PROJECT
42 S 15TH STREETPHILADELPHIAPA19102PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$2,000
DV LEAP
2000 G STREET NWWASHINGTONDC20052PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,500
MONTGOMERY COUNTY COMMUNITY FOUNDATION
8720 GEORGIA AVENUE SUITE 202SILVER SPRINGMD20910PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
AVODAH
1101 14TH ST NW SUITE 600WASHINGTONDC20005PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
CHESAPEAKE BAY FOUNDATION
6 HERNDON AVENUEANNAPOLISMD21403PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
CONGREGATION OR AMI
708 RIDGE PIKELAFAYETTE HILLPA19444PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$2,000
ASCENSIONS PSYCHOLOGICAL
1526 HOWARD RD SEWASHINGTONDC20020puBLIC CHARITYunRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
GERTA AND KURT KLEIN FOUNDATION
610 MORENO ROADNARBERTHPA19072PRIVATE FOUNDATIONUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$2,000
JCC STIFFEL SENIOR CENTER
642 N BROAD STREETPHILADELPHIAPA19130PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$2,000
WASHINGTON AREA WOMENS FOUNDATION
1411 K ST SUITE 800WASHINGTONDC20005PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$2,500
yELLOW RIBBON FUND
7200 Wisconsin Ave SUITE 310BETHESDAMD20814PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
MANNA FOOD CENTER
9311 GAITHER ROADGAITHERSBURGMD20877PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
A WIDER CIRCLE
4808 MOORLAND LANE SUITE 802BETHESDAMD20814PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
HOPKINS HOUSE
1224 PRINCESS STREETALEXANDRIAVA22314PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
AFTERSCHOOL ALLIANCE
1616 H ST NWWASHINGTONDC20006PUBLIC CHARITYUNRESTRICTED CONTRIB TO CHARITY (COMMUNITY)$1,000
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year21000TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future0TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$5,940ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion$2,208ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion$8,148ExclusionAmount
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Part XVIA8148TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EO0TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO0TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO0PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc0RentalOfFacilitiesEtc
Reimbursement Arrangements0ReimbursementArrangements
Loans Or Loan Guarantees0LoansOrLoanGuarantees
Performance Of Services Etc0PerformanceOfServicesEtc
Sharing Of Facilities Etc0SharingOfFacilitiesEtc
Relationships Noncharitable E Os0RelationshipsNoncharitableEOs

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (4 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
3690 SHARES WALT DISNEY90847116832
1732 SHARES PEPSICO102065111939
2004 SHARES TARGET CORP.103298105908
332 SHARES CITADEL BROADCASTING CORP.00

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