THE JOSEPH J SCOTT FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- THE JOSEPH J SCOTT FOUNDATION (EIN 26-3374979)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-05-03
- IRS object ID
- 201131309349100018
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-05-03T15:38:31-00:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263374979 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Joseph J Scott Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | JOSE | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 501 Silversid | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Cordell Fonnesbeck | Name |
| Title | Vice President | Title |
| Date Signed | 2011-05-03 | DateSigned |
| Authorize Third Party | false | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2011-05-03 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 5666082 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 500000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 1478 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 1478 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 175089 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 175089 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 68226 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 414622 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 68226 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 744793 | TotalRevenueAndExpenses |
| Total Net Investment Income | 244793 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 16327 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 16327 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 922 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 122 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 15306 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 178 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 15128 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 32555 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 16627 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 15128 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 550000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 550000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 582555 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 16627 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 565128 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 162238 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 228166 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 574905 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 703238 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 703238 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 2507108 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2597323 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3281864 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1560450 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1504140 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1680980 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 4642463 | TotalAssetsBOY |
| Total Assets EOY | 4804701 | TotalAssetsEOY |
| Total Assets EOYFMV | 5666082 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 4642463 | RetainedEarningsBOY |
| Retained Earnings EOY | 4804701 | RetainedEarningsEOY |
| Total Net Assets BOY | 4642463 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4804701 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 4642463 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4804701 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 4642463 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 162238 | ExcessOfRevenueOverExpenses |
| Subtotal | 4804701 | Subtotal |
| Total Net Assets Fund Balances EOY | 4804701 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 414622 | GrossSalesPrice |
| Cost Or Other Basis | 346396 | CostOrOtherBasis |
| Gain Or Loss | 68226 | GainOrLoss |
| Gains Minus Excess Or Losses | 68226 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 68226 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 560516 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 5225641 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.107263 | DistributionRatioYear1 |
| Noncharitable Assets Year2 | 615625 | NoncharitableAssetsYear2 |
| Total Distribution Ratio | 000.107263 | TotalDistributionRatio |
| Average Distribution Ratio | 000.053632 | AverageDistributionRatio |
| Net Noncharitable Assets | 5012384 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 268824 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2282 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 271106 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 565128 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2282 | InvestmentIncomeExciseTax |
| Subtotal | 2282 | Subtotal |
| Tax Based On Investment Income | 2282 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2116 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2116 | TotalCreditsAndPayments |
| Tax Paid Original Return | 2116 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 166 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Cordell Fonnesbeck | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Mark Petrie | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Joseph J Scott | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 4736314 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 352401 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5088715 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 5088715 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 76331 | CashDeemedCharitable |
| Net Noncharitable Assets | 5012384 | NetNoncharitableAssets |
| Minimum Investment Return | 250619 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 250619 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2282 | TaxBasedOnInvestmentIncome |
| Total Tax | 2282 | TotalTax |
| Distributable Amount Before Adj | 248337 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 248337 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 248337 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 565128 | ExpensesAndContributions |
| Qualifying Distributions | 565128 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2282 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 562846 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 248337 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year1 | 293997 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 293997 | TotalExcessDistriCarryover |
| Qualifying Distributions | 565128 | QualifyingDistributions |
| Applied To Current Year | 248337 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 316791 | RemainingDistriFromCorpus |
| Total Corpus | 610788 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 610788 | ExcessDistriCyovToNextYear |
| Excess From Year1 | 293997 | ExcessFromYear1 |
| Excess From Current Year | 316791 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Joseph J Scott | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CASPER COLLEGE FOUNDATION | |||||||
| 125 COLLEGE DR | CASPER | WY | 82601 | N/A | 509(a)(1) | Thunderbird Booster Club | $2,500 |
| CASPER FAMILY YMCA | |||||||
| 315 E 15TH ST | CASPER | WY | 82601 | N/A | 509(a)(2) | General Unrestricted | $2,000 |
| CHILD DEVELOPMENT CENTER OF NATRONA | |||||||
| 2020 E 12TH ST | CASPER | WY | 82601 | N/A | 509(a)(2) | General Unrestricted | $20,000 |
| JASONS FRIENDS FOUNDATION INC | |||||||
| 340 W B ST STE 101 | CASPER | WY | 82601 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| NATRONA COUNTY SCHOOL DISTRICT NO | |||||||
| 970 N GLENN RD | CASPER | WY | 82601 | N/A | 509(a)(1) | Kelly Walsh High School SOS | $4,000 |
| REACH 4A STAR RIDING ACADEMY INC | |||||||
| 4250 N 6 MILE RD | CASPER | WY | 82604 | N/A | 509(a)(1) | Construction of Bathroom Facilities | $4,000 |
| SAINT ANTHONY TRI-PARISH SCHOOL FOU | |||||||
| 218 E 7TH ST | CASPER | WY | 82601 | N/A | 509(a)(1) | Building Fund | $500,000 |
| TREASURE VALLEY FAMILY YMCA | |||||||
| 1177 W STATE ST | BOISE | ID | 83702 | N/A | 509(a)(1) | Strong Kids Campaign | $2,000 |
| TWIN FALLS SCHOOL DISTRICT 411 EDUC | |||||||
| FOUNDATION INC PO BOX 1182 | TWIN FALLS | ID | 83303 | N/A | 509(a)(1) | Twin Falls High School Athletic Department | $3,000 |
| TWO FLY FOUNDATION INC | |||||||
| 2231 MIRACLE DR | CASPER | WY | 82609 | N/A | 509(a)(2) | General Unrestricted | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 550000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,478 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $175,089 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $68,226 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $244,793 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 244793 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 0001 | ContributorNumber |
| Contributor Name Individual | Scott Joseph J | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 123 West 1st Street Suite 620 | AddressLine1 |
| City | Casper | City |
| State | WY | State |
| ZIP Code | 82601 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 500000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (28 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ACE INA HOLDINGS 5.875 DUE 06/15/14 00440EAG2 6000000.00% | 60868 | 67274 |
| ALLEGIANCE CORP 7 10/15/2026 017475AC8 5000000.00% | 43784 | 55608 |
| ANADARKO PETE CORP 4/15/2012 6.125 032511AT4 5000000.00% | 51562 | 52568 |
| ANADARKO PETROLEUM CORP - 5.950 - 09/15/2016 032511AX5 6000000.00% | 57740 | 64457 |
| BJ SERVICES CO 6/1/2018 6 055482AJ2 5000000.00% | 48846 | 57130 |
| BLACK DECKER SR NTS 5.750 11/15/2016 MAKE WHOLE 091797AN0 5000000.00% | 47231 | 55171 |
| DEVON ENERGY CORP 4/15/2032 251799AA0 1700000.00% | 18308 | 22573 |
| DOW CHEMICAL CO 6.85 8/15/2013 260543BF9 5000000.00% | 51678 | 54600 |
| FIRST ENERGY CORP 7.375 11/15/2031 337932AC1 7500000.00% | 76566 | 79062 |
| GENERAL ELEC CAP CORP MTN BE 5.400 02/15/2017 FR 36962G2G8 9200000.00% | 92704 | 98599 |
| GENERAL ELEC CAP CORP MTN BE 5.62500 05/01/2018 36962G3U6 5000000.00% | 50398 | 54624 |
| GOLDMAN SACHS - 5.000 - 10/01/2014 38143UAW1 3400000.00% | 32666 | 36464 |
| GOLDMAN SACHS - 6.125 - 11/01/2060 38145X111 25600.00% | 6241 | 5926 |
| GOLDMAN SACHS 5.95 1/18/18 38141GFG4 5000000.00% | 50298 | 54371 |
| HOME DEPOT INC SR UNS 5.250 CALLABLE 12/16/2012 437076AR3 5000000.00% | 50346 | 54857 |
| KEER-MCGEE 6.95 7/1/2024 492386AU1 5000000.00% | 45470 | 54349 |
| MARATHON OIL CORP BOND - 6.000 - 10/01/2017 565849AD8 5000000.00% | 47126 | 56788 |
| PEPSI BOTTLING GRP INC GTD - 7.000 - 03/01/2029 713409AC4 10000000.00% | 112363 | 122988 |
| PPL ENERGY SUPPLY 6.2 5/15/2016 69352JAH0 5000000.00% | 46021 | 55245 |
| ROHM HAAS CO 7.85 7/15/2029 775371AU1 10000000.00% | 102471 | 116199 |
| STAPLES INC CREDIT SEN NT 7.37500 10/01/2012 855030AH5 6000000.00% | 61680 | 65722 |
| TELEPHONE DATA SYSTEMS - 6.875 - 11/15/2059 879433845 4200.00% | 1045 | 1044 |
| TIME WARNER INC 6.500 11/15/2036 887317AD7 5000000.00% | 46492 | 54647 |
| TRANS CANADA PIPE 6.5 8/15/2018 89352HAF6 5000000.00% | 51577 | 59018 |
| VERIZON COMM INC NT 5.500 04/01/2017 MAKE WHOLE 92343VAG9 5000000.00% | 51205 | 55627 |
| WELLS FARGO CO 5.3 8/26/2011 949746NJ6 5000000.00% | 53696 | 51535 |
| WILLAMS CO 9/1/2021 969457BG4 3800000.00% | 33364 | 44853 |
| XTO ENERGY INC SR NT - 6.250 - 08/01/2017 98385XAL0 11000000.00% | 112394 | 129681 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (235 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 193 shares of 3M CO MMM | 10667 | 16656 |
| 387 shares of ABBOTT LABS ABT | 17853 | 18541 |
| 271 shares of ACCENTURE PLC ACN | 9492 | 13141 |
| 34 shares of ACE LTD ACE | 1877 | 2117 |
| 255 shares of AEGON NV PFD - 6.375 AEH | 3725 | 5518 |
| 71 shares of AEGON NV PFD - 6.500 AED | 1142 | 1544 |
| 65 shares of AEGON NV PFD - 6.875 AEV | 1088 | 1481 |
| 70 shares of AEGON NV PFD - 7.250 AEF | 880 | 1674 |
| 143 shares of AEGON NV PFD FLOAT RATE AEGZF.PK | 1227 | 2994 |
| 47 shares of AIR PRODS CHEM INC. APD | 3598 | 4275 |
| 3000 shares of AKTIEBOLAGET SVENSK NT LKD ENRGY SELECTINDEX 0.00 ANI | 30000 | 38040 |
| 422 shares of ALGER CHINA U.S. GROWTH FUND CLASS C CHUCX | 5000 | 7173 |
| 408 shares of ALLIANZ SOC EUR SE UNDTD SUB CALL 8.375 AZM | 8399 | 10723 |
| 156 shares of AMB PPTY CORP AMB | 4325 | 4947 |
| 154 shares of AMERIPRISE FINANCIAL INC 7.75 6/15/39 03076C205 | 3485 | 4104 |
| 89 shares of AON CORP AON | 3261 | 4095 |
| 63 shares of APACHE CORPORATION APA | 5165 | 7511 |
| 133 shares of ARCH CAPITAL GROUP LTD 8 G0450A147 | 2787 | 3392 |
| 63 shares of ARCH CAPITAL GROUP LTD PRFD B ARHPB | 1505 | 1611 |
| 655 shares of ATT CORP COM NEW T | 16708 | 19244 |
| 3000 shares of BANK AMER COR INDEX NT LKD TO CHINA BRAZIL MLGAV | 30000 | 31410 |
| 397 shares of BANK NEW YORK MELLON CORP COM BK | 9545 | 11989 |
| 10000 shares of BANK OF AMERICA N.A. SPX MLNBK | 100000 | 117100 |
| 186 shares of BANK OF MONTREAL BMO | 10458 | 10708 |
| 133 shares of BANK OF NOVA SCOTIA BNS | 6706 | 7608 |
| 130 shares of BARCLAYS BANK PLC - 6.625 - ADS SER BCS-P | 1013 | 3033 |
| 146 shares of BARCLAYS BANK PLC PRFD C BCS-PC | 2182 | 3711 |
| 167 shares of BARCLAYS BANK PLC SER 3 - 7.100 BCS-PA | 1361 | 4163 |
| 147 shares of BARCLAYS BK SPONS ADR PREF SHS SER 5 8.125 PERPET 06739H362 | 1376 | 3778 |
| 63 shares of BBT CAP TR V ENHANCED TR PFD SECS8.95 12/15/2063 BBTVP | 1503 | 1729 |
| 95 shares of BBT CAP TR VI GTD ENHANCED TR PFD SECS 9.6 08/01 05531B201 | 2463 | 2746 |
| 132 shares of BECTON DICKINSON CO BDX | 9507 | 11157 |
| 104 shares of BNY CAPITAL V TR PFD SER F - 5.950 - 05/01/2033 BK-PF | 2096 | 2596 |
| 65 shares of BOSTON PPTYS INC BXP | 2706 | 5597 |
| 335 shares of CBS CORP NTS - 6.750 - 03/27/2056 CPV | 4929 | 8465 |
| 232 shares of CENTURY TEL INC CTL | 5973 | 10711 |
| 280 shares of CHEVRONTEXACO CORP CVX | 20128 | 25550 |
| 92 shares of CHUBB CORP CB | 3767 | 5487 |
| 122 shares of CITIGROUP CAP TR IX PFD - 6.000 - 02/14/2033 C-PS | 1520 | 2721 |
| 23 shares of CITIGROUP CAP VIII C-PZ | 246 | 557 |
| 74 shares of CITIGROUP CAP XII TR PFD SECS C-PJ | 1795 | 1960 |
| 97 shares of CITIGROUP CAPITAL X PFD - 6.100 - 09/30/2033 C-PR | 918 | 2154 |
| 43 shares of CITIGROUP CAPITAL XI PFD - 6.000 - 09/27/2034 CPQ | 418 | 1038 |
| 154 shares of CITIGROUP CAPITAL XIII - 7.875 - 10/30/2040 173080201 | 4016 | 4144 |
| 58 shares of CITIGROUP CAPITAL XVI - 6.450 - 12/31/2066 C-PW | 551 | 1328 |
| 83 shares of CITIGROUP CAPITAL XVII PFD - 6.350 - 03/15/2067 C-PE | 763 | 1893 |
| 160 shares of COCA-COLA CO KO | 6166 | 10523 |
| 2386 shares of COHEN STEERS GLOBAL REALTY SHARES, INC CLASS C CSFCX | 81217 | 96977 |
| 7604 shares of COHEN STEERS DIVIDEND VALUE FUND INC CLASS C DVFCX | 75704 | 87746 |
| 592 shares of COLUMBIA FDS SRS TR COLUMBIA MARSICO 21ST CENTURY NMYCX | 5000 | 7497 |
| 246 shares of COMCAST CORP NT - 7.000 - 09/15/2055 CCW | 5557 | 6224 |
| 195 shares of COMCAST CORP NTS - 6.625 - 05/15/2056 CC-S | 4294 | 4963 |
| 53 shares of COMCAST CORP NTS - 7.000 - 05/15/2055 CCT | 1204 | 1344 |
| 164 shares of COMMONWEALTH REIT 8.75 HRP-PC | 1968 | 3957 |
| 78 shares of COMMONWEALTH REIT SR NT PFD 7.50 11/15/2019 203233507 | 1469 | 1650 |
| 160 shares of CONOCOPHILLIPS COP | 7421 | 10896 |
| 175 shares of COOPER INDUSTRIES PLC CBE | 4789 | 10201 |
| 438 shares of CREDIT SUISSE GRNS TIER 1 CDTSF.PK | 9532 | 11730 |
| 90 shares of CULLEN FROST BANKERS INC CFR | 4533 | 5501 |
| 124 shares of DB CAPITAL FDG VIII - 6.375 - PERPETUAL DUA | 1454 | 2784 |
| 351 shares of DB CONT CAP TR II - 6.550 DXB | 4001 | 8126 |
| 93 shares of DEUTSCH BK CONTINGENT CAP TR V TR PFD SECS 8.05 25150L108 | 2367 | 2431 |
| 61 shares of DEUTSCHE BK C/F TR X PFD DCE | 1106 | 1534 |
| 146 shares of DEUTSCHE BK CONTINGENT CAP TR III TR PFD SECS 7.6 25154A108 | 3143 | 3713 |
| 81 shares of DIAGEO PLC ADS DEO | 4179 | 6021 |
| 84 shares of DIGITAL RLTY TR INC DLR | 4969 | 4329 |
| 235 shares of DU PONT DE NEMOURS DD | 5553 | 11722 |
| 27 shares of DUKE REALTY CORP PFD SER M - 6.950 DRE-PM | 605 | 645 |
| 11777 shares of DWS SHORT DURATION PLUS C PPLCX | 105332 | 111648 |
| 3000 shares of EKSPORTFINANS ASA ACCELERATED RETURN NTS LKD TO MS 282649227 | 30000 | 30732 |
| 3000 shares of EKSPORTFINANS ASA STRAT LKD SP500 0 12/21/2011 28264M509 | 30000 | 29700 |
| 245 shares of EMERSON ELECTRIC CO. EMR | 8014 | 14007 |
| 51 shares of ENTERGY ARK INC 1ST MTG BD - 5.750 - 11/01/2040 29364D779 | 1271 | 1270 |
| 26 shares of ENTERGY LA LLC SER - 5.875 - 06/15/2041 29364W405 | 639 | 645 |
| 47 shares of ENTERGY LOUISIANA LLC 1ST MTG BD ELB | 1170 | 1202 |
| 75 shares of ENTERGY TEXAS INC EDT | 1896 | 2072 |
| 261 shares of EVEREST RE CAP TR II SER B - 6.200 - 03/29/2034 RE-PB | 4451 | 5810 |
| 18824 shares of EVERGREEN EQUITY TR ASSET ALLOC FD CL C EACFX | 182973 | 219113 |
| 282 shares of EXXON MOBIL CORP XOM | 21131 | 20620 |
| 730 shares of FEDERATED MARKET OPPORTUNITIES FUND C FMRCX | 8336 | 7027 |
| 44 shares of FIFTH THIRD CAP TR FTB-PC | 691 | 1162 |
| 85 shares of FIFTH THIRD CAP TR V 7.25 DUE8/15/67 FTB-PA | 1088 | 2115 |
| 120 shares of FIFTH THIRD CAPTL TR VI PFD - 7.250 - 11/15/2067 FTB-PB | 1547 | 3001 |
| 34 shares of FPL GROUP CAP TRUST I 5.875 3/15/2044 FPL-PC | 846 | 845 |
| 148 shares of GE CAP CORP SER A - 6.050 - 02/06/2047 GEG | 3258 | 3790 |
| 107 shares of GE CAP CORP SR DEBT - 6.450 - 06/15/2046 GER | 2462 | 2734 |
| 145 shares of GE CAPITAL NTS - 6.000 - 04/24/2047 GEJ | 3111 | 3698 |
| 531 shares of GENERAL MILLS INC GIS | 16764 | 18898 |
| 29 shares of GOLDMAN SACHS DEP SH GS-PD | 546 | 624 |
| 70 shares of GOLDMAN SACHS GROUP GS | 6834 | 11771 |
| 91 shares of GOLDMAN SACHS GROUP INC PFD - FLOAT GS-PA | 1092 | 1913 |
| 367 shares of HARTFORD CAPITAL APPRECIATION FUND CLASS C THE HCACX | 8000 | 11291 |
| 9009 shares of HARTFORD CAPITAL APPRECIATION II FUND CLASS C HFCCX | 80000 | 120630 |
| 115 shares of HASBRO INC HAS | 3014 | 5426 |
| 130 shares of HEALTH CARE PPTY INVS INC HCP | 2787 | 4783 |
| 97 shares of HESS CORP HES | 5145 | 7424 |
| 345 shares of HOME DEPOT INC. HD | 7479 | 12096 |
| 304 shares of HONEYWELL INTERNATIONAL INC. HON | 10820 | 16161 |
| 125 shares of HSBC HLDGS PFD SER A HBC-PA | 1811 | 2863 |
| 252 shares of HSBC HLDGS PLC PERP SUB CAP SECS SECS EXCH PREF SH 404280802 | 6493 | 6716 |
| 103 shares of HSBC HLDGS PLC PERPETUAL SUB CAP SECS 8.125 PERPE HCS | 2112 | 2763 |
| 139 shares of ING GROEP NV - 6.125 - PERPETUAL DEBT IDG | 1478 | 3222 |
| 108 shares of ING GROEP PERP DEBT 7.20 INZ | 2419 | 2502 |
| 75 shares of ING GROUP - 6.125 - PERPETUAL ISG | 735 | 1520 |
| 181 shares of ING GROUP NV DEBT - 7.050 - PERPETUAL IND | 3174 | 4136 |
| 304 shares of INTEL CORP INTC | 3882 | 6393 |
| 70 shares of INTERNATIONAL BUSINESS MACHINES IBM | 8108 | 10273 |
| 5195 shares of IVY ASSET STRATEGY CL C WASCX | 100000 | 123272 |
| 248 shares of JENNISON NATURAL RESOURCES FUND CLASS C PNRCX | 7320 | 11948 |
| 353 shares of JOHNSON JOHNSON JNJ | 20095 | 21833 |
| 108 shares of JOHNSON CONTROLS INC. JCI | 3552 | 4126 |
| 377 shares of JP MORGAN CHASE CO JPM | 8426 | 15992 |
| 193 shares of JPM CHASE CAP XI - 5.875 - 06/15/2033 JPMPRK | 3861 | 4700 |
| 80 shares of JPM CHASE CAP XIV - 6.200 - 10/15/2034 JPM-PY | 1403 | 2003 |
| 273 shares of JPM CHASE CAP XXIX GTD CAP SER CC 6.7 4/02/2040 48125E207 | 6657 | 6972 |
| 24 shares of JPM CHASE CAP XXVI VAR SER Z 8.00 05/15/48 48124G104 | 499 | 646 |
| 96 shares of JPMORGAN CHASE CAP XXVIII 7.200 12/22/2039 48124Y204 | 2514 | 2591 |
| 206 shares of KIMCO REALTY CORP PFD SER G - 7.750 - PERPETUAL KIM-PG | 4048 | 5438 |
| 103 shares of KIMCO RLTY CORP DEPOSITARY SHS REPSTG 1/100 SH CUM 49446R828 | 2555 | 2482 |
| 175 shares of LINCOLN NATIONAL CORP - 6.750 - 04/20/2066 LNC-PG | 3126 | 4400 |
| 128 shares of LLOYDS BANKING GROUPPLC PRF 7.75 12/15/2050 ISIN 539439802 | 3277 | 3322 |
| 184 shares of LOCKHEED MARTIN CORP LMT | 13945 | 12863 |
| 450 shares of LOOMIS SAYLES FDS STRATEGIC INC FD CL C TR II NECZX | 5464 | 6699 |
| 1678 shares of LORD ABBETT SECURITIES TR BOND DEBENTURE TR CL C BDLAX | 10940 | 13138 |
| 1561 shares of LORD ABBETT SECURITIES TRUST ALL VALUE FUND CL C GILAX | 13000 | 19180 |
| 30 shares of MT CAP TR PFD MTB-PA | 727 | 799 |
| 161 shares of MARKEL CORP SR DEBT - 7.500 - 08/22/2046 MKV | 3839 | 4077 |
| 17 shares of MASTERCARD INC MA | 3602 | 3810 |
| 185 shares of MCDONALDS CORP MCD | 11976 | 14201 |
| 211 shares of MEDTRONIC INC MDT | 7369 | 7826 |
| 275 shares of MERCK CO INC. MRK | 8287 | 9911 |
| 216 shares of METLIFE INC PFD B - 6.500 MET-PB | 3554 | 5357 |
| 227 shares of METLIFE INC. MET | 6338 | 10088 |
| 1575 shares of MFS INTERNATIONAL DIVERSIFICATION FD CL C MDIGX | 15133 | 20967 |
| 124 shares of MORGAN STANLEY CAP TR IV PFD - 6.250 - 04/01/2033 MWG | 1860 | 2827 |
| 99 shares of MORGAN STANLEY CAP TR V PFD - 5.750 - 07/15/2033 MWO | 1275 | 2165 |
| 118 shares of MORGAN STANLEY CAP TR VII - 6.600 - 10/15/2066 MSZ | 1739 | 2803 |
| 26 shares of MORGAN STANLEY CAP TRUST 6.45 4/15/2067 MSK | 631 | 610 |
| 166 shares of MORGAN STANLEY CP TR III - 6.250 - 03/01/2033 MWR | 3017 | 3722 |
| 43 shares of MORGAN STANLEY CP VI MSJ | 950 | 1019 |
| 113 shares of MORGAN STANLEY SER A - FLOAT MS-PA | 1181 | 2179 |
| 199 shares of NATIONAL CITY CAP TR II 6.625 11/15/2036 NLCPP.PK | 3320 | 4971 |
| 88 shares of NATIONAL CITY CAP TR III 6.625 5/25/2047 NCC-PA | 1449 | 2188 |
| 187 shares of NATIONAL GRID TRANSCO PLC NGG | 8931 | 8299 |
| 66 shares of NATL RURAL UTILITY CFC NTS - 5.950 - 02/15/2045 NRU | 1429 | 1612 |
| 85 shares of NESTLE S.A. NSRGY.PK | 3169 | 5000 |
| 121 shares of NEXTERA ENERGY CAPITAL HOLDINGS INC 6.6 10/01/66 FGC | 3049 | 3111 |
| 22 shares of NEXTERA ENERGY CAPITAL HOLDINGS INC 8.75 3/01/69 NEE-PF | 557 | 615 |
| 106 shares of NOBLE CORPORATION NE | 3507 | 3792 |
| 105 shares of NORFOLK SOUTHERN CORP NSC | 4064 | 6596 |
| 125 shares of NORTHROP GRUMMAN CORP NOC | 5682 | 8098 |
| 362 shares of ORACLE CORP ORCL | 6889 | 11331 |
| 210 shares of P P G IND PPG | 8288 | 17655 |
| 215 shares of PARTNERRE LTD PFD SER D - 6.500 - PERPETUAL PRE-PD | 3936 | 5177 |
| 62 shares of PARTNERRE LTD. PRFD C PRE-PC | 1267 | 1525 |
| 228 shares of PEPSICO INC PEP | 11510 | 14895 |
| 875 shares of PFIZER INC. PFE | 14894 | 15321 |
| 369 shares of PG E CORP PCG | 14260 | 17653 |
| 286 shares of PHILIP MORRIS INTL PM | 12253 | 16740 |
| 7680 shares of PIMCO HIGH YIELD FD CL C PHDCX | 57067 | 71427 |
| 2665 shares of PIONEER GLOBAL HIGH YLD FD A PGHYX | 26122 | 28110 |
| 12784 shares of PIONEER STRATEGIC INCOME C PSRCX | 110030 | 136910 |
| 35 shares of PNC CAP TR E PNH | 769 | 920 |
| 151 shares of PNC CAPITAL TR D PFD - 6.125 - 12/15/2033 PNU | 2831 | 3766 |
| 75 shares of PPL CAP FDG INC SR NTS 6.85 07/01/2047 69352P889 | 1862 | 1919 |
| 112 shares of PPL ENERGY SUPPLY LLC NTS - 7.000 - 07/15/2046 PLS | 2822 | 2910 |
| 175 shares of PROCTER GAMBLE CO PG | 9920 | 11258 |
| 31 shares of PROLOGIS TR - 6.750 - 12/31/2049 PLD-PF | 358 | 713 |
| 131 shares of PRUDENTIAL FINCL INC PRU | 6277 | 7691 |
| 177 shares of PRUDENTIAL FINL INC JR SUB NTS 9.00 06/15/2038 744320508 | 3535 | 4866 |
| 90 shares of PRUDENTIAL PLC - 6.500 - PERPETUAL PUK-PA | 1309 | 2219 |
| 54 shares of PRUDENTIAL PLC PRFD PUK-P | 718 | 1354 |
| 30 shares of PS BUS PKS DEP PFD H PSB-PH | 507 | 735 |
| 26 shares of PS BUSINESS PARKS INC - 6.875 PSB-PR | 644 | 634 |
| 36 shares of PS BUSINESS PARKS, INC PRFD P PSB-PP | 792 | 857 |
| 26 shares of PUBLIC STORAGE 6.45 PSA-PX | 584 | 636 |
| 67 shares of PUBLIC STORAGE DEP PSA-PL | 1317 | 1693 |
| 75 shares of PUBLIC STORAGE INC PFD SER I - 7.250 - PERPETUAL PSA-PI | 1896 | 1898 |
| 171 shares of PUBLIC STORAGE INC PFD SER M - 6.625 - PERPETUAL PSAGK.PK | 3327 | 4268 |
| 43 shares of PUBLIC STORAGE PFD SER C - 6.600 PSA-PC | 802 | 1055 |
| 17 shares of PUBLIC STORAGE PRFD E PSA-PE | 328 | 423 |
| 21 shares of PUBLIC STORAGE PRFD H PSA-PH | 424 | 528 |
| 37 shares of PUBLIC STORAGE PRFD K PSA-PK | 887 | 941 |
| 24 shares of PUBLIC STORAGE SBI O 6.875 PSAXZ.PK | 593 | 616 |
| 78 shares of PUBLIC SVC ENTERPRISE GROUP INC. PEG | 2420 | 2481 |
| 12091 shares of PUTNAM ASSET ALLOCATION GROWTH PORTFOLIO FUND CL C PAECX | 108918 | 143877 |
| 8753 shares of PUTNAM VOYAGER FD CLASS C PVFCX | 150939 | 193448 |
| 81 shares of REALTY INCOME CORP PFD CL E - 6.750 - PERPETUAL O-PE | 1643 | 1986 |
| 665 shares of REGAL ENTERTAINMENT RGC | 7198 | 7807 |
| 43 shares of REGENCY CENTERS CORP 6.7 758849608 | 727 | 1069 |
| 38 shares of REGENCY CENTERS CORP. PRFD D REG-PD | 669 | 930 |
| 55 shares of REGENCY CENTERS PFD SER 3 - 7.450 - PERPETUAL 758849301 | 981 | 1394 |
| 26 shares of REGIONS FINANCIAL CORP 7.000 DUE 03-01-11 PSA-PP | 649 | 637 |
| 17 shares of REGIONS FINANCING TR III 8.875 6/15/2078 7591EM107 | 295 | 426 |
| 233 shares of RENAISSANCE HLDGS PFD SER D - 6.600 - PERPETUAL RNR-PD | 4676 | 5739 |
| 30 shares of RENAISSANCERE HOLDINGS LTD. PRFD C RNR-PC | 473 | 682 |
| 431 shares of SANTANDER FIN PFD - 10.500 - PERPETUAL STD-PE | 10134 | 12008 |
| 21 shares of SCANA CORP NEW JR SB NT 7.7 1/30/65 SCU | 533 | 582 |
| 57 shares of SIMON PPTY GROUP INC NEW SPG | 2401 | 5671 |
| 196 shares of ST. JUDE MED INC. STJ | 7854 | 8379 |
| 65 shares of STANLEY BLACK DECKER INC SWK | 3448 | 4347 |
| 72 shares of SUNTRUST CAPITAL IX 7.875 3/15/2068 867885105 | 1431 | 1858 |
| 360 shares of SYSCO CORP SYY | 8232 | 10584 |
| 59 shares of TELEPHONE DATA 7.6 TDA | 1191 | 1487 |
| 24 shares of TELEPHONE DATA SYSTEMS 6.625 3/31/2045 879433852 | 351 | 596 |
| 873 shares of TOUCHSTONE LARGE CAP GROWTH CLASS A TEQAX | 15043 | 20844 |
| 11277 shares of TRANSAMERICA ASSET ALLOCATION - GROWTH PORTFOLIO IAALX | 100415 | 132388 |
| 3332 shares of TRANSAMERICA LEGG MASON FUND C ILLLX | 30023 | 47178 |
| 11071 shares of TRANSAMERICA SH/TER BOND C ITACX | 106915 | 115471 |
| 8639 shares of TRANSAMERICA SMALL/MID CAP VALUE CLASS C IIVLX | 124999 | 174239 |
| 126 shares of TRAVELERS COMPANIES INC THE TRV | 5841 | 7019 |
| 254 shares of UBS PFD FNDG TR IV PFD - FLOAT USB-PD | 2661 | 4298 |
| 262 shares of UNITED TECHNOLOGIES CORP UTX | 15555 | 20625 |
| 48 shares of US BANCORP SER B - FLOAT - PERPETUAL USB-PH | 624 | 1081 |
| 38 shares of USB CAP X PREFERRED STOCK USB-PI | 858 | 969 |
| 48 shares of USB CAP XII 6.3 TR USB-PK | 889 | 1192 |
| 69 shares of USB CAPITAL VI PFD - 5.750 - 03/09/2035 USB-PE | 1349 | 1712 |
| 86 shares of USB CAPITAL VII PFD - 5.875 - 08/15/2035 USB-PF | 1688 | 2122 |
| 148 shares of USB CAPITAL XI PFD - 6.600 - 09/15/2066 USB-PJ | 3109 | 3715 |
| 230 shares of VERIZON COMMUNICATIONS VZ | 6511 | 8229 |
| 345 shares of VIACOM INC NTS - 6.850 - 12/15/2055 VNV | 6853 | 8756 |
| 160 shares of VODAFONE GROUP PLC VOD | 2925 | 4230 |
| 346 shares of VORNADO REALTY LP PUBLIC INCOME NT 7.875 10/1/39 929043602 | 8651 | 9228 |
| 294 shares of WACHOVIA PFD FUNDING PFD SER A - 7.250 - PERP WNAP | 5074 | 7523 |
| 101 shares of WALGREEN CO WAG | 3495 | 3935 |
| 129 shares of WALT DISNEY HOLDINGS CO. DIS | 2692 | 4839 |
| 59 shares of WEINGARTEN REALTY INVESTORS WRD | 1211 | 1348 |
| 278 shares of WEINGARTEN REALTY SER F - 6.500 - PERPETUAL WRI-PF | 4312 | 6477 |
| 280 shares of WELLS FARGO CO. WFC | 7251 | 8677 |
| 88 shares of WELLS FARGO CAPITAL IX PFD - 5.625 - 04/08/2034 JWF | 1547 | 2130 |
| 206 shares of WELLS FARGO CAPITAL XI PFD - 6.250 - 06/15/2067 FWF | 3621 | 5173 |
| 35 shares of WELLS FARGO CAPITAL XII 7.875 3/15/2068 94985V202 | 738 | 939 |
| 87 shares of WELLS FARGO CAPTL TR VII PFD - 5.850 - 06/15/2033 WPK | 1473 | 2174 |
| 279 shares of WR BERKLEY CPTL TR II PFD - 6.750 - PERPETUAL BER-PA | 5234 | 6972 |
| 149 shares of XCEL ENERGY INC JR SUB NT 7.600 01/01/2068 XCJ | 3809 | 4087 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 14633 | 14633 | |
| Bank Charge | 178 | 178 | |
| Miscellaneous office supplies | 70 | 70 | |
| State or local filing fees | 425 | 425 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $16,327 | Amount |
| Net Investment Income | 16327 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated tax for 2010 | $800 | 0 | 0 | 0 |
| Foreign Tax Paid | $122 | 122 | 0 | 0 |
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