OPPENHEIMER & HAAS FDN 1228831: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- OPPENHEIMER & HAAS FDN 1228831 (EIN 13-6013101)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-04-26
- IRS object ID
- 201131169349100958
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-04-26T15:03:48-05:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136013101 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPPENHEIMER & HAAS FDN P61291004 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OPPE | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANK PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-05-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 16893935 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 211 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 211 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 332927 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 332653 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 911650 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 7003261 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 911650 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 1244788 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1244514 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 144737 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 72368 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 72369 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 5532 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 4766 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 750 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 750 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 151019 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 77134 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 73119 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 650000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 650000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 801019 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 77134 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 723119 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 443769 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1167380 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 52179 | CashBOY |
| Cash EOY | 134640 | CashEOY |
| Cash EOYFMV | 134640 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 806475 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 152528 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 152528 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 7477763 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 9658893 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 11827068 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 4318786 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 4556429 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 4779699 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 1395488 | OtherAssetsBOY |
| Other Assets EOY | 0 | OtherAssetsEOY |
| Other Assets EOYFMV | 0 | OtherAssetsEOYFMV |
| Total Assets BOY | 14050691 | TotalAssetsBOY |
| Total Assets EOY | 14502490 | TotalAssetsEOY |
| Total Assets EOYFMV | 16893935 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 14050691 | CapitalStockBOY |
| Capital Stock EOY | 14502490 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 14050691 | TotalNetAssetsBOY |
| Total Net Assets EOY | 14502490 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 14050691 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 14502490 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 14050691 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 443769 | ExcessOfRevenueOverExpenses |
| Other Increases | 8031 | OtherIncreases |
| Subtotal | 14502491 | Subtotal |
| Other Decreases | 1 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 14502490 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 6999161 | 6091611 | 907550 | 907550 | |
| CAPITAL GAINS DIVIDENDS | 4100 | 4100 | 4100 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 911650 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 831071 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 14269640 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.058241 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1017414 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 17079466 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.059569 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 906026 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 20221716 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.044805 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 912548 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 19114975 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.047740 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 827222 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 18170318 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.045526 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.255881 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051176 | AverageDistributionRatio |
| Net Noncharitable Assets | 15707508 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 803847 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 11674 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 815521 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 723119 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 23348 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 23348 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 23348 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2920 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2920 | TotalCreditsAndPayments |
| Tax Due | 20428 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2126481472 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 245 PARK AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10167 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 144737 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 15311395 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 635314 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 15946709 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 15946709 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 239201 | CashDeemedCharitable |
| Net Noncharitable Assets | 15707508 | NetNoncharitableAssets |
| Minimum Investment Return | 785375 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 785375 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 23348 | TaxBasedOnInvestmentIncome |
| Total Tax | 23348 | TotalTax |
| Distributable Amount Before Adj | 762027 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 762027 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 762027 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 723119 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 723119 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 723119 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 762027 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 647836 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 723119 | QualifyingDistributions |
| Applied To Year1 | 647836 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 75283 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 686744 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (18 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| 92ND STREET YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOC | |||||||
| 1895 LEXINGTON AVENUE | NEW YORK | NY | 10128 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| ARTHRITIS FOUNDATION NEW YORK CHAPTER | |||||||
| 122 EAST 42ND STREET 18TH FLOOR | NEW YORK | NY | 101681898 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| CANCER CARE INC | |||||||
| 275 SEVENTH AVENUE | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $110,000 |
| CHAI LIFELINE | |||||||
| 151 W 30TH STREET | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $20,000 |
| JBI INTERNATIONAL | |||||||
| 110 EAST 30TH STREET | NEW YORK | NY | 10016 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| JEWISH BOARD OF FAMILY AND CHILDREN'S SVCS INC | |||||||
| 135 WEST 50TH STREET- 6TH FLOOR | NEW YORK | NY | 10020 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $55,000 |
| JEWISH CHILD CARE ASSOCIATION OF NEW YORK | |||||||
| 120 WALL STREET | NEW YORK | NY | 10005 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| MAIMONIDES MEDICAL CENTER | |||||||
| 4802 TENTH AVENUE | BROOKLYN | NY | 11219 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| MAKE-A-WISH FOUNDATION OF METRO NY INC | |||||||
| 152 WEST 57 STREET 35TH FLOOR | LAKE SUCCESS | NY | 10019 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $20,000 |
| MOUNT SINAI SCHOOL OF MEDICINE | |||||||
| FIFTH AVENUE AT 100TH STREET | NEW YORK | NY | 100296574 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $100,000 |
| OHEL CHILDRENS HOME AND FAMILY SERVICES | |||||||
| 4510 16TH AVENUE | BROOKLYN | NY | 11204 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $40,000 |
| ORT AMERICA INC | |||||||
| 75 MAIDEN LANE 10TH FLOOR | NEW YORK | NY | 10038 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| PARENTS FOR TORAH FOR ALL CHILDREN | |||||||
| 1428 36TH STREET SUITE 211 | BROOKLYN | NY | 11218 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| PROJECT LEAD | |||||||
| 123-19 HILLSIDE AVENUE | RICHMOND HILL | NY | 11418 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| THE EDUCATIONAL ALLIANCE | |||||||
| 197 EAST BROADWAY | NEW YORK | NY | 10002 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| THE LEXINGTON SCHOOLCENTER FOR THE DEAF | |||||||
| 30TH AVENUE 75TH STREET | JACKSON HEIGHTS | NY | 11370 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $35,000 |
| UJA-FEDERATION OF JEWISH PHILANTROPIES OF NY | |||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $70,000 |
| YESHIVAH EDUCATION FOR SPECIAL STUDENTS | |||||||
| 147-37 70TH ST | KEW GARDENS HILLS | NY | 113671719 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 650000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $211 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $332,927 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $911,650 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,244,788 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1244788 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (11 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 28509.767 SHS | 201564 | 208121 |
| VANGUARD FIXED INCOME SECS F INTR TRM CP PT (FUND 71) - 16520.502 SHS | 143894 | 163883 |
| U S A NOTES 4 3/8% AUG 15 2012 DTD 8/15/2002 - 100000 SHS | 101355 | 106328 |
| ISHARES BARCLAYS TIPS BOND FUND - 2971 SHS | 298022 | 319442 |
| EATON VANCE MUT FDS TR FLT RT CL I - 91046.134 SHS | 779220 | 815773 |
| JPM CORE BOND FD - SEL FUND 3720 3.52% - 39579.027 SHS | 432599 | 453576 |
| JPM HIGH YIELD FD - SEL FUND 3580 6.12% - 100758.929 SHS | 769618 | 821185 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 1.20% - 55607.474 SHS | 600000 | 610014 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 27640.778 SHS | 395391 | 399686 |
| JPM STR INC OPP FD FUND 3844 2.16% - 39839.978 SHS | 437159 | 471307 |
| JPM INTL CURRENCY INCOME FD INCOME FUND 1.45% - 36478.594 SHS | 397607 | 410384 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (121 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 675 SHS | 32082 | 32339 |
| ALEXION PHARMACEUTICALS INC - 100 SHS | 5454 | 8055 |
| AMAZON COM INC - 145 SHS | 15799 | 26100 |
| AMERICAN EXPRESS CO - 200 SHS | 8471 | 8584 |
| APACHE CORP - 325 SHS | 31145 | 38750 |
| APPLE INC. - 220 SHS | 27293 | 70963 |
| BB & T CORP - 300 SHS | 4868 | 7887 |
| BAKER HUGHES INC - 300 SHS | 15343 | 17151 |
| CVS CAREMARK CORPORATION - 600 SHS | 15894 | 20862 |
| CAMPBELL SOUP COMPANY - 300 SHS | 10852 | 10425 |
| CARDINAL HEALTH INC - 500 SHS | 13824 | 19155 |
| CELGENE CORPORATION - 325 SHS | 15242 | 19221 |
| CISCO SYSTEMS INC - 2200 SHS | 32718 | 44506 |
| CITRIX SYSTEMS INC - 125 SHS | 8594 | 8551 |
| COLGATE PALMOLIVE CO - 170 SHS | 13356 | 13663 |
| WALT DISNEY CO - 700 SHS | 12762 | 26257 |
| DOW CHEMICAL CO - 600 SHS | 17190 | 20484 |
| E I DU PONT DE NEMOURS & CO - 900 SHS | 34739 | 44892 |
| E M C CORP MASS - 600 SHS | 12287 | 13740 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 355 SHS | 15730 | 42632 |
| GENERAL ELECTRIC CO - 800 SHS | 12279 | 14632 |
| GENERAL MILLS INC - 300 SHS | 8618 | 10677 |
| INTERNATIONAL BUSINESS MACHINES CORP - 195 SHS | 4434 | 28618 |
| JOHNSON CONTROLS INC - 1000 SHS | 17758 | 38200 |
| KELLOGG CO - 100 SHS | 4862 | 5108 |
| LENNAR CORP - 200 SHS | 3083 | 3750 |
| LOWES COMPANIES INC - 500 SHS | 11539 | 12540 |
| MATTHEWS PACIFIC TIGER FD - 24489.568 SHS | 422206 | 574035 |
| MICROSOFT CORP - 2500 SHS | 56601 | 69775 |
| MORGAN STANLEY - 500 SHS | 9764 | 13605 |
| NATIONAL-OILWELL VARCO INC - 125 SHS | 7584 | 8406 |
| NIKE INC B - 175 SHS | 10253 | 14949 |
| NORFOLK SOUTHERN CORP - 700 SHS | 27674 | 43974 |
| NOVELLUS SYSTEMS INC - 400 SHS | 9999 | 12928 |
| OCCIDENTAL PETROLEUM CORP - 420 SHS | 19630 | 41202 |
| ORACLE CORP - 1100 SHS | 25449 | 34430 |
| PACCAR INC - 525 SHS | 15897 | 30104 |
| PARKER-HANNIFIN CORP - 60 SHS | 2389 | 5178 |
| PEPSICO INC - 325 SHS | 18002 | 21232 |
| PFIZER INC - 2600 SHS | 37378 | 45526 |
| PROCTER & GAMBLE CO - 650 SHS | 19527 | 41815 |
| QUALCOMM INC - 700 SHS | 23652 | 34643 |
| SPDR S&P 500 ETF TRUST - 1378 SHS | 165470 | 173284 |
| SANDISK CORP - 200 SHS | 8605 | 9972 |
| SOUTHERN CO - 400 SHS | 11962 | 15292 |
| SPRINT NEXTEL CORP - 2500 SHS | 10529 | 10575 |
| STAPLES INC - 900 SHS | 18507 | 20493 |
| STATE STREET CORP - 200 SHS | 7933 | 9268 |
| SYSCO CORP - 300 SHS | 9435 | 8820 |
| UNITED TECHNOLOGIES CORP - 500 SHS | 9879 | 39360 |
| XILINX CORP - 400 SHS | 11441 | 11592 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 300 SHS | 15493 | 21987 |
| SEMPRA ENERGY - 200 SHS | 10265 | 10496 |
| CITIGROUP INC - 6600 SHS | 27076 | 31218 |
| WELLS FARGO & CO - 1200 SHS | 27132 | 37188 |
| BANK OF AMERICA CORP - 2251 SHS | 45802 | 30028 |
| GOLDMAN SACHS GROUP INC - 170 SHS | 14882 | 28587 |
| DEVON ENERGY CORP - 290 SHS | 19737 | 22768 |
| EOG RESOURCES INC - 280 SHS | 23902 | 25595 |
| HONEYWELL INTERNATIONAL INC - 500 SHS | 21189 | 26580 |
| UNITEDHEALTH GROUP INC - 300 SHS | 11270 | 10833 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 5591 SHS | 384986 | 507048 |
| VERIZON COMMUNICATIONS INC - 894 SHS | 4624 | 31987 |
| COACH INC - 300 SHS | 10998 | 16593 |
| US BANCORP DEL - 600 SHS | 12395 | 16182 |
| DODGE & COX INTERNATIONAL STOCK - 10550.749 SHS | 246382 | 376767 |
| ADVANCED AUTO PARTS INC - 200 SHS | 6001 | 13230 |
| 3M CO - 130 SHS | 11151 | 11219 |
| YUM BRANDS INC - 600 SHS | 20617 | 29430 |
| ARTISAN INTL VALUE FUND - INV - 7178.238 SHS | 176800 | 194602 |
| COMCAST CORP CL A - 500 SHS | 8461 | 10985 |
| CARNIVAL CORPORATION - 300 SHS | 10490 | 13833 |
| GOOGLE INC CL A - 30 SHS | 8420 | 17819 |
| WELLPOINT INC - 100 SHS | 5542 | 5686 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 26542.821 SHS | 312409 | 413537 |
| JPM INTREPID AMERICA FD - SEL FUND 1206 - 14871.195 SHS | 299803 | 340997 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 67007.493 SHS | 647860 | 721001 |
| JPM MID CAP GROWTH - SEL FUND 3120 - 20557.99 SHS | 300000 | 472628 |
| JPM ASIA 3 FD - SEL FUND 1134 - 17559.646 SHS | 407723 | 665159 |
| VANGUARD MSCI EMERGING MARKETS ETF - 14610 SHS | 646262 | 703413 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 41004.335 SHS | 783559 | 847560 |
| AT&T INC - 400 SHS | 15304 | 11752 |
| STARWOOD HOTELS & RESORTS - 150 SHS | 3143 | 9117 |
| HARTFORD CAPITAL APPRECIATION FUND - 15195.983 SHS | 424670 | 526389 |
| CME GROUP INC CLASS A COMMON STOCK - 40 SHS | 11132 | 12870 |
| INVESCO LTD - 400 SHS | 7823 | 9624 |
| ISHARES S&P GLOBAL INFRASTR - 8200 SHS | 233730 | 287492 |
| PHILIP MORRIS INTERNATIONAL - 200 SHS | 4699 | 11706 |
| ACE LTD NEW - 200 SHS | 8949 | 12450 |
| TYCO INTERNATIONAL LTD - 300 SHS | 11187 | 12432 |
| TIME WARNER INC NEW - 1400 SHS | 34037 | 45038 |
| COVIDIEN PLC - 200 SHS | 7237 | 9132 |
| THREADNEEDLE ASIA PACIFIC FUND - R5 - 12111.832 SHS | 159513 | 171382 |
| MERCK AND CO INC - 1000 SHS | 31203 | 36040 |
| BARC BREN DJ-UBS COMDTY 12/12/11 BUFFER 15% MAX LOSS 100% - 150000 SHS | 147750 | 172800 |
| BARC BREN DJ-UBS COMDTY 12/19/11 BUFFER 15% MAX LOSS 100%- 150000 SHS | 147750 | 173025 |
| HSBC EAFE BREN 02/17/11 - 240000 SHS | 237600 | 241968 |
| GS SPX CONT BUFF EQ NOTE 08/18/11 - 150000 SHS | 148125 | 174092 |
| DB ASIA BREN 03/24/11 - 155000 SHS | 153450 | 178608 |
| CS SPX BREN 04/07/11 - 160000 SHS | 158400 | 171840 |
| CS SPX NOTE 05/02/11 - 320000 SHS | 317440 | 339584 |
| GS EAFE NOTE 04/25/11 - 160000 SHS | 158032 | 156445 |
| DB ASIA BSKT BREN 04/28/11 - 165000 SHS | 163350 | 180967 |
| GS SPX CONT BUFF EQ NOTE 11/21/11 - 160000 SHS | 158000 | 178264 |
| GS EAFE BREN 06/17/11 - 160000 SHS | 158400 | 175117 |
| NEXTERA ENERGY INC - 200 SHS | 10001 | 10398 |
| BARC SPX BREN 07/15/11 - 160000 SHS | 158400 | 176240 |
| MS WTI QRN 11/25/11 LNKD S&P GSCI CRUDE OIL INDEX 102.5% STRIKE- 150000 SHS | 150000 | 152250 |
| DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 250000 SHS | 247500 | 250233 |
| DB BREN ASIA BASKET 01/06/12 10%BUFFER-2XLEV-7.15%CAP- 165000 SHS | 163350 | 166176 |
| JUNIPER NETWORKS INC - 600 SHS | 9627 | 22152 |
| EXXON MOBIL CORP - 905 SHS | 26361 | 66174 |
| METLIFE INC - 400 SHS | 13707 | 17776 |
| MARVELL TECHNOLOGY GROUP LTD - 500 SHS | 10179 | 9275 |
| PRUDENTIAL FINANCIAL INC - 300 SHS | 10006 | 17613 |
| CONOCOPHILLIPS - 400 SHS | 19038 | 27240 |
| BIOGEN IDEC INC - 200 SHS | 10876 | 13410 |
| BAIDU INC SPONS ADR - 110 SHS | 10125 | 10618 |
| TD AMERITRADE HOLDING CORPORATION - 600 SHS | 9470 | 11394 |
| MASTERCARD INC - CLASS A - 45 SHS | 8159 | 10085 |
| GENERAL MOTORS CO - 400 SHS | 13957 | 14744 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER ASSETS | Description |
| BOY Book Value | 1395488 | BOYBookValue |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $1 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NY ATTORNEY GENERAL FILING FEE | Description |
| Revenue And Expenses Per Books | 750 | RevenueAndExpensesPerBooks |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 750 | DisbursementsCharitablePrps |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENT | Description |
| Amount | $8,031 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $4,766 | 4766 | 0 |
| ESTIMATED EXCISE TAXES | $766 | 0 | 0 |
Comments