FREDERICK AND NANCY DEMATTEIS 2001 CHARITABLE TR: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
FREDERICK AND NANCY DEMATTEIS 2001 CHARITABLE TR (EIN 13-7294014)
Tax period
2010-01-01 to 2010-12-31
Filed
2011-07-26
IRS object ID
201122079349100507
Schema version
2010v3.4
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-07-26T14:16:34-05:00Timestamp
Tax Period End Date2010-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1SCHAEFFER & SAM CPA PCBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line11232 RXR PLAZAAddressLine1
CityUNIONDALECity
StateNYState
ZIP Code115561232ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2010-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN137294014EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line12001 FREDERICK & NANCY DEMATTEIS FAMILYBusinessNameLine1
Business Name Line2CHARITABLE TRUSTBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlDEMANameControl
Phone5167455800Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line11230 RXR PLAZA WEST TOWER 12TH FLAddressLine1
CityUNIONDALECity
StateNYState
ZIP Code115561230ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameDONALD M SCHAEFFERName
TitleTRUSTEETitle
Phone5167455800Phone
Date Signed2011-07-26DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameSAMIA B SAMName
Phone5168329100Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY31935516FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Dividends Rev And Expnss1194024DividendsRevAndExpnss
Dividends Net Invst Incm1194024DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss327150NetGainSaleAssetsRevAndExpnss
Gross Sales Price18953350GrossSalesPrice
Capital Gain Net Incm Net Invst Incm327150CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses1521174TotalRevenueAndExpenses
Total Net Investment Income1521174TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss253178CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm86590CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps166588CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss8411LegalFeesRevAndExpnss
Legal Fees Net Invst Incm0LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps8411LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss51008AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm25504AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps25504AccountingFeesDsbrsChrtblPrps
Taxes Rev And Expnss2777TaxesRevAndExpnss
Taxes Net Invst Incm2777TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps0TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss150853OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm141930OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps8923OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss466227TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm256801TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps209426TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss1855000ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps1855000ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss2321227TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm256801TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps2064426TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-800053ExcessOfRevenueOverExpenses
Net Investment Income1264373NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Cash BOY130138CashBOY
Cash EOY109836CashEOY
Cash EOYFMV109836CashEOYFMV
Savings And Temp Cash Invst BOY486253SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY1322195SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV1322195SavingsAndTempCashInvstEOYFMV
Investments Govt Oblig BOY13174767InvestmentsGovtObligBOY
Investments Govt Oblig EOY11024960InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV11616863InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY3606213InvestmentsCorpStockBOY
Investments Corp Stock EOY2895800InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV3456859InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY5472038InvestmentsCorpBondsBOY
Investments Corp Bonds EOY5602175InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV6093928InvestmentsCorpBondsEOYFMV
Investments Other BOY6652778InvestmentsOtherBOY
Investments Other EOY7773598InvestmentsOtherEOY
Investments Other EOYFMV9312970InvestmentsOtherEOYFMV
Other Assets BOY29295OtherAssetsBOY
Other Assets EOY22865OtherAssetsEOY
Other Assets EOYFMV22865OtherAssetsEOYFMV
Total Assets BOY29551482TotalAssetsBOY
Total Assets EOY28751429TotalAssetsEOY
Total Assets EOYFMV31935516TotalAssetsEOYFMV
Total Liabilities BOY0TotalLiabilitiesBOY
Total Liabilities EOY0TotalLiabilitiesEOY
Org That Do Not Follow SFAS117XOrgThatDoNotFollowSFAS117
Capital Stock BOY29551482CapitalStockBOY
Capital Stock EOY28751429CapitalStockEOY
Paid In Or Capital Surplus BOY0PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY0PaidInOrCapitalSurplusEOY
Retained Earnings BOY0RetainedEarningsBOY
Retained Earnings EOY0RetainedEarningsEOY
Total Net Assets BOY29551482TotalNetAssetsBOY
Total Net Assets EOY28751429TotalNetAssetsEOY
Total Liabilities Net Assets BOY29551482TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY28751429TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY29551482TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-800053ExcessOfRevenueOverExpenses
Other Increases0OtherIncreases
Subtotal28751429Subtotal
Other Decreases0OtherDecreases
Total Net Assets Fund Balances EOY28751429TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)

Description Of AssetDescriptionOfAssetHow AcquiredHowAcquiredGross Sales PriceGrossSalesPriceCost Or Other BasisCostOrOtherBasisGain Or LossGainOrLossGains Minus Excess Or LossesGainsMinusExcessOrLosses
BESSEMER TRUST # 9D7B71P189955318456375391653916
BESSEMER TRUST # 9D7B71P1157800958174199626199626
STATE STREET BANK & TRUST CO # XXX-XX-XXXXP13007920129923791554115541
STATE STREET BANK & TRUST CO # XXX-XX-XXXXP284005828300101004810048
CLASS ACTION PROCEEDS - MERRILL LYNCH & CO., INC.P219321932193
CAPITAL GAINS DIVIDENDSP458264582645826
FieldValueIRS element (for citing)
Capital Gain Net Income327150CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 Tax0LiableFor4942Tax
Qualifying Distributions Year12042486QualifyingDistributionsYear1
Noncharitable Assets Year130889220NoncharitableAssetsYear1
Distribution Ratio Year10.066123DistributionRatioYear1
Qualifying Distributions Year22412962QualifyingDistributionsYear2
Noncharitable Assets Year237185461NoncharitableAssetsYear2
Distribution Ratio Year20.064890DistributionRatioYear2
Qualifying Distributions Year32992040QualifyingDistributionsYear3
Noncharitable Assets Year342151472NoncharitableAssetsYear3
Distribution Ratio Year30.070983DistributionRatioYear3
Qualifying Distributions Year42373405QualifyingDistributionsYear4
Noncharitable Assets Year441262463NoncharitableAssetsYear4
Distribution Ratio Year40.057520DistributionRatioYear4
Qualifying Distributions Year51892699QualifyingDistributionsYear5
Noncharitable Assets Year538834893NoncharitableAssetsYear5
Distribution Ratio Year50.048737DistributionRatioYear5
Total Distribution Ratio0.308253TotalDistributionRatio
Average Distribution Ratio0.061651AverageDistributionRatio
Net Noncharitable Assets31348163NetNoncharitableAssets
Adjusted Noncharitable Assets1932646AdjustedNoncharitableAssets
One Percent Net Investment Income12644OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One1945290AdjNonchrtblAssetsAndOnePct
Qualifying Distributions2064426QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eXDomesticOrgMeetingSect4940e
Investment Income Excise Tax12644InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal12644Subtotal
Subtitle A Tax0SubtitleATax
Tax Based On Investment Income12644TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment59263EstTaxPaymentsAndOverpayment
Total Credits And Payments59263TotalCreditsAndPayments
Overpayment46619Overpayment
Amount Credited To Next Year46619AmountCreditedToNextYear
Amount To Be Refunded0AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political Activities0LegislativePoliticalActivities
More Than100 Spent0MoreThan100Spent
Form1120 POL Filed0Form1120POLFiled
Sect4955 Tax On Organization0Sect4955TaxOnOrganization
Sect4955 Tax On Managers0Sect4955TaxOnManagers
Reimbursement Of Tax0ReimbursementOfTax
Activities Not Prev Reported0ActivitiesNotPrevReported
Changes To Articles Or Bylaws0ChangesToArticlesOrBylaws
Unrelated Bus Income Over10000UnrelatedBusIncomeOver1000
Termination Etc0TerminationEtc
Requirements Of Sect508e1RequirementsOfSect508e
At Least5000 In Assets1AtLeast5000InAssets
States Filed WithNYStatesFiledWith
Form990 PF Filed With AG1Form990PFFiledWithAG
Private Operating Foundation0PrivateOperatingFoundation
New Substantial Contributors0NewSubstantialContributors
Interest In Controlled Entity0InterestInControlledEntity
Applicable Insurance Contract0ApplicableInsuranceContract
Comply With Public Inspection Rqr1ComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NameDONALD M SCHAEFFER TRUSTEEBooksInCareOfPersonName
Books In Care Of Phone Number5167455800BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line11230 RXR PLAZAAddressLine1
CityUNIONDALECity
StateNYState
ZIP Code115561230ZIPCode
FieldValueIRS element (for citing)
Foreign Bank0ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly Person0SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person0BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person0FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person0PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person0TransferAssetsToDsqflyPerson
Payment To Government Offical0PaymentToGovernmentOffical
Uncorrected Prior Acts0UncorrectedPriorActs
Undistributed Income Prior Years0UndistributedIncomePriorYears
Business Holdings0BusinessHoldings
Jeopardy Investments0JeopardyInvestments
Uncorrected Jeopardy Investments0UncorrectedJeopardyInvestments
Influence Legislation0InfluenceLegislation
Influence Election0InfluenceElection
Grants To Individuals0GrantsToIndividuals
Grants To Organizations0GrantsToOrganizations
Noncharitable Purpose0NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract0RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract0PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn0ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (8 entries)

Address Line1USAddress/AddressLine1Address Line2USAddress/AddressLine2CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
NANCY DEMATTEIS
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230CHAIRWOMAN/AS REQUIRED0.00000
ROBERT F VIZZA
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230PRESIDENT/AS REQUIRED5.0010000000
DONALD M SCHAEFFER
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230TRUSTEE/AS REQUIRED4.007658900
STANLEY SIROTE
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230TRUSTEE/AS REQUIRED2.007658900
RICHARD F DEMATTEIS
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230TRUSTEE/AS REQUIRED0.00000
SCOTT L DEMATTEIS
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230TRUSTEE/AS REQUIRED0.00000
LINDA LANGER
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230TRUSTEE/AS REQUIRED0.00000
TRACEY SERKO
C/O THE DEMATTEIS ORGANIZATIONS1230 RXR PLAZAUNIONDALENY115561230TRUSTEE/AS REQUIRED0.00000
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (4 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeType Of ServiceTypeOfServiceCompensationCompensationAddress Line2USAddress/AddressLine2
STATE STREET BANK & TRUST COMPANY
PO BOX 5300BOSTONMA02206BROKERAGE FEES107576
ROBERT F VIZZA
C/O THE DEMATTEIS ORGAINZATIONSUNIONDALENY11545PRESIDENT1000001230 RXR PLAZA
DONALD M SCHAEFFER
C/O THE DEMATTEIS ORGAINZATIONSUNIONDALENY11545TRUSTEE765891230 RXR PLAZA
STANLEY SIROTE
C/O THE DEMATTEIS ORGAINZATIONSUNIONDALENY11545TRUSTEE765891230 RXR PLAZA
FieldValueIRS element (for citing)
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

FieldValueIRS element (for citing)
Description1NONEDescription1
Expenses10Expenses1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

FieldValueIRS element (for citing)
Total0Total

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities31467563AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances357983AvgMonthlyCashBalances
FMV All Other Noncharitable Assets0FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets31825546TotalFMVOfUnusedAssets
Reduction Claimed0ReductionClaimed
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets31825546AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable477383CashDeemedCharitable
Net Noncharitable Assets31348163NetNoncharitableAssets
Minimum Investment Return1567408MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return1567408MinimumInvestmentReturn
Tax Based On Investment Income12644TaxBasedOnInvestmentIncome
Total Tax12644TotalTax
Distributable Amount Before Adj1554764DistributableAmountBeforeAdj
Recoveries Qlfy Distributions0RecoveriesQlfyDistributions
Distributable Amount Before Ded1554764DistributableAmountBeforeDed
Deduction Fr Distributable$0DeductionFrDistributableAmount
Distributable Amount As Adjusted1554764DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions2064426ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Qualifying Distributions2064426QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm12644OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions2051782AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted1554764DistributableAmountAsAdjusted
Undistributed Income Prior Year0UndistributedIncomePriorYear
Total For Prior Years0TotalForPriorYears
Excess Distri Carryover Year1759907ExcessDistriCarryoverYear1
Total Excess Distri Carryover759907TotalExcessDistriCarryover
Qualifying Distributions2064426QualifyingDistributions
Applied To Year10AppliedToYear1
Applied To Prior Years0AppliedToPriorYears
Treated As Distri From Corpus794857TreatedAsDistriFromCorpus
Applied To Current Year1269569AppliedToCurrentYear
Remaining Distri From Corpus0RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus285195ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY285195ExcessDistriCyovAppliedCY
Total Corpus1269569TotalCorpus
Prior Year Undistributed Income0PriorYearUndistributedIncome
Prior Year Deficiency Or Tax0PriorYearDeficiencyOrTax
Taxable Amount10TaxableAmount1
Taxable Amount20TaxableAmount2
Undistributed Income CY0UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g30DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year50ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year1269569ExcessDistriCyovToNextYear
Excess From Year1474712ExcessFromYear1
Excess From Current Year794857ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

FieldValueIRS element (for citing)
Recipient NameATTN ROBERT F VIZZA THE DEMATTEIS FRecipientName

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 15AddressLine1
CityGLEN HEADCity
StateNYState
ZIP Code11545ZIPCode
FieldValueIRS element (for citing)
Recipient Phone Number5167054974RecipientPhoneNumber
Form And Info And MaterialsAPPLICATIONS REQUIRE A ONE PAGE ABSTRACT OUTLINING: (1) ORGANIZATION'S MISSION AND SERVICES RENDERED; (2) DESCRIPTION OF THE PROJECT FOR WHICH FUNDING IS SOUGHT; (3) TOTAL COST OF PROJECT; (4) SOURCES AND AMOUNTS OF OTHER SUPPORT; AND (5) COPY OF THE IRS TAX-EXEMPT STATUS LETTER.FormAndInfoAndMaterials
Submission DeadlinesTHE BOARD MEETS QUARTERLY AND TAKES ACTION ON ALL APPLICATIONS RECEIVED. ALL DECISIONS ARE FINAL.SubmissionDeadlines
Restrictions On AwardsTHE FOUNDATION MAKES GRANTS ONLY TO PRIVATE, PUBLICLY SUPPORTED, NOT-FOR-PROFIT, APPROVED 501(C)(3) TAX-EXEMPT AGENCIES, INSTITUTIONS, AND ORGANIZATIONS. THE FOUNDATION MAKES GRANTS TO ELIGIBLE INSTITUTIONS WHOSE MISSION INVOLVES: EDUCATION, HEALTH AND HUMAN SERVICES, MEDICAL RESEARCH, AND THE ARTS WITH A FOCUS ON THE NEW YORK METROPOLITAN AREA. APPLICANTS ARE ASKED NOT TO REQUEST A SPECIFIC GRANT AMOUNT; THE BOARD OF TRUSTEES DECIDES ON THE APPROVED GRANT LEVEL.RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (7 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmount
COLD SPRING HARBOR LABORATORY
ONE BUNGTOWN ROADCOLD SPRING HARBORNY11724NONEPUBLIC CHARITIESCOLON CANCER RESEARCH$1,000,000
HOFSTRA UNIVERSITY
101C HOFSTRA HALLHEMPSTEADNY11549NONEPUBLIC CHARITIESGENERAL GRANT$250,000
RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS
701 OKEECHOBEE BLVDWEST PALM BEACHFL33401NONEPUBLIC CHARITIESGENERAL GRANT$55,000
ST VINCENT'S SERVICES
66 BOERUM PLACEBROOKLYNNY11201NONEPUBLIC CHARITIESGENERAL GRANT$150,000
VILLANOVA UNIVERSITY
800 LANCASTER AVENUE-PICOTTE HALLVILLANOVAPA19085NONEPUBLIC CHARITIESGENERAL GRANT$100,000
WHEELCHAIR CHARITIES INC
83-10 35TH AVENUEJACKSON HEIGHTSNY11372NONEPUBLIC CHARITIESGENERAL GRANT$100,000
WESTHAMPTON BEACH PERFORMING ARTS CENTER
76 MAIN STREETWESTHAMPTONNY11978NONEPUBLIC CHARITIESGENERAL GRANT$200,000
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year1855000TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future0TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$1,194,024ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion$327,150ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion$1,521,174ExclusionAmount
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Part XVIA1521174TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EO0TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO0TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO0PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc0RentalOfFacilitiesEtc
Reimbursement Arrangements0ReimbursementArrangements
Loans Or Loan Guarantees0LoansOrLoanGuarantees
Performance Of Services Etc0PerformanceOfServicesEtc
Sharing Of Facilities Etc0SharingOfFacilitiesEtc
Relationships Noncharitable E Os0RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

FieldValueIRS element (for citing)
CategorySCHAEFFER & SAM, CPA, P.C.Category
Amount$51,008Amount
Net Investment Income25504NetInvestmentIncome
Disbursements Charitable Prps25504DisbursementsCharitablePrps

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (57 entries)

Name Of BondNameOfBondEOY Book ValueEOYBookValueEOYFMVEOYFMV
CORPORATE BONDS00
165000 UNITS - GOLDMAN SACHS GROUP 5% 1/15/11163557165180
35000 UNITS - MORGAN STANLEY 6.75% 4/15/112520035584
400000 UNITS - GENL MTRS ACCEP CO 6.875%% 9/15/11387305410400
40000 UNITS - HOUSEHOLD FIN CORP 6.375% 10/15/113380041700
25000 UNITS - FORD MOTOR CREDIT CO 7.25% 10/25/112413125839
80000 UNITS - MORGAN STANLEY 5.625% 1/09/126441383531
125000 UNITS - INTL LEASE FIN CORP 4.75% 1/13/12124458125781
175000 UNITS - HOUSEHOLD FIN CORP 7% 5/15/12173756187765
200000 UNITS - GENL ELEC CAP CORP 6% 6/15/12198498213802
25000 UNITS - VERIZON GLOBAL 7.375% 9/01/122487827602
195000 UNITS - GENL ELEC CAP CORP 5.45% 1/15/13197038209703
150000 UNITS - MERRILL LYNCH & CO 5.45% 2/05/13149552158219
85000 UNITS - MERRILL LYNCH & CO 6.15% 4/25/138488891206
50000 UNITS - INTL LEASE FIN 5.875% 5/01/134984350563
75000 UNITS - VERIZON GLOBAL 4.375% 6/01/137391580177
162000 UNITS - HOUSEHOLD FIN CORP 4.75% 7/15/13154494170857
25000 UNITS - COCA COLA ENTPS 7.375% 3/03/142497429143
25000 UNITS - CHEVRON CORP 3.95% 3/03/142495426689
25000 UNITS - UNITED PARCEL SVC 3.875% 4/01/142494526636
100000 UNITS - MORGAN STANLEY 6% 5/13/1499651108048
15000 UNITS - BELLSOUTH CORP 5.2% 9/15/141498816375
230000 UNITS - GOLDMAN SACHS GROUP 5.125% 1/15/15224471247107
45000 UNITS - HSBC FINANCE CORP 5.25% 4/15/154031347957
190000 UNITS - VERIZON GLOBAL FDG 4.9% 9/15/15186485208650
95000 UNITS - MORGAN STANLEY 5.375% 10/15/159330399785
70000 UNITS - CON EDISON CO NY 5.375% 12/15/157580478677
160000 UNITS - GOLDMAN SACHS GROUP 5.35% 1/15/16156746171904
40000 UNITS - ELI LILY CO 5.2% 3/15/173935044338
65000 UNITS - MERRILL LYNCH CO 6.4% 8/28/176553568723
420000 UNITS - GEN ELEC CAP CORP 5.625% 9/15/17412400460530
195000 UNITS - BEAR STEARNS CO INC 7.25% 2/01/18206935231087
120000 UNITS - PEPSICO INC 5% 6/01/18118047132468
75000 UNITS - JOJNSON & JOHNSON 5.15% 7/15/187484685352
35000 UNITS - VERIZON COMMS INC 8.75% 11/01/183480345704
55000 UNITS - PFIZER INC 6.2% 3/15/195494464425
30000 UNITS - CON EDISON CO NY 6.65% 4/05/192995635756
52000 UNITS - MORGAN STANLEY 7.3% 5/13/195807558533
140000 UNITS - MORGAN STANLEY 5.5% 1/26/20138822141124
60000 UNITS - GOLDMAN SACHS GROUP 5.375% 3/15/205920862002
10000 UNITS - BANK OF AMERICA CORP 5.875% 1/5/21992610346
50000 UNITS - GENERAL MOTORS CORP 8.25% 7/15/235000017375
35000 UNITS - GMAC (GENL MTRS ACC) 8% 11/01/313420537440
125000 UNITS - VERIZON GBL FDG CORP 7.75% 6/15/32119597152731
150000 UNITS - INTL LEASE FIN MTN 5.75% 6/15/11150968150750
32000 UNITS - JOHN DEERE CPTL CP 5.25% 10/01/123192034420
165000 UNITS - GENL ELEC CAP CORP MTN 5.25% 10/19/12164813176349
160000 UNITS - AMERICAN EXPRESS CR 5.875% 5/02/13151705174006
70000 UNITS - INTL LEASE FIN MTN 6.625% 11/15/136956571488
85000 UNITS - MERRILL LYNCH & CO MTN 5.45% 7/15/147758689364
150000 UNITS - MERRILL LYNCH & CO MTN 5% 1/15/15142831156194
75000 UNITS - MERRILL LYNCH & CO MTN 6.875% 4/25/187611182077
50000 UNITS - GEN ELEC CAP CORP .5919% 4/28/114400050016
55000 UNITS - HSBC FINANCE CORP .00772% 4/24/124283154735
75000 UNITS - GEN ELEC CAP CORP .4948% 1/08/164968870865
100000 UNITS - MORGAN STANLEY (STEPUP) V/R 9/22/209870099569
100000 UNITS - MORGAN STANLEY (STEPUP) V/R 9/30/259844897281

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (32 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
2550 UNITS - DISNEY (WALT) HOLDING CO5968395651
2250 UNITS - GENERAL MOTORS CO7891782935
1640 UNITS - KOHL'S CORP7549189118
2975 UNITS - LOWES COS INC5837874613
3300 UNITS - ARCHER-DANIELS-MIDLAND CO9304099264
3475 UNITS - KRAFT FOODS INC106421109497
1330 UNITS - PROCTER & GAMBLE CO6626585559
1910 UNITS - WAL-MART STORES INC95745103006
975 UNITS - APACHE CORP82805116249
1725 UNITS - HESS CORP93723132032
2650 UNITS - NATIONAL OILWELL VARCO INC114709178213
1800 UNITS - ACE LIMITED93351112050
2875 UNITS - AMERICAN EXPRESS91248123395
2675 UNITS - JPMORGAN CHASE & CO115497113474
3775 UNITS - MORGAN STANLEY GRP INC114586102718
1540 UNITS - T ROWE PRICE GROUP INC7034199392
6750 UNITS - PFIZER INC102351106373
4000 UNITS - ST JUDE MEDICAL INC154401171000
1870 UNITS - TEVA PHARM INDS LTD8640597483
1020 UNITS - BOEING COMPANY6640066565
8050 UNITS - GENERAL ELECTRIC CO132785147235
2140 UNITS - HONEYWELL INTL INC92928113762
3050 UNITS - INGERSOLL-RAND PUBLIC LTD107932143625
4000 UNITS - CISCO SYSTEMS INC8438880920
4150 UNITS - EMC CORP5206795035
169 UNITS - GOOGLE INC74774100381
430 UNITS - MASTERCARD CL A9450796367
5125 UNITS - MICROSOFT CORP135961143039
9250 UNITS - MOTOROLA INC7926483898
1775 UNITS - QUALCOMM INC7283087845
4100 UNITS - INTERNAATIONAL PAPER57136111684
1975 UNITS - PG & E CORP9147194481

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Securities EOY Book Value11024960USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV11616863USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val0StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV0StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (17 entries)

Category Or ItemCategoryOrItemListed At Cost Or FMVListedAtCostOrFMVBook ValueBookValueEOYFMVEOYFMV
OTHER INVESTMENTSAT COST00
6000 UNITS - FHLMC 8.375% SER Z PFDAT COST1572003774
5700 UNITS - FNMA 8.25% PFDAT COST1421503192
1500 UNITS - GOLDMAN SACHS GROUP INC 6.125% PFDAT COST3750034725
2000 UNITS - HSBC FINANCE CORP PFD 6.875%AT COST4841250760
200000 UNITS - BARCLAYS BANK PLC 6.75% 5/22/19AT COST197049225902
70000 UNITS - BARCLAYS BANK PLC 5% 9/22/16AT COST7133574074
100000 UNITS - BARCLAYS BANK PLC 5.125% 1/8/20AT COST99183102126
70000 UNITS - DEUTSCHE BK LONDON 5.375% 10/12/12AT COST6996975231
936245.07 UNITS - HK DOLLAR DEPOSIT - BNYMAT COST120332120401
715254.89 UNITS - NO KRONE DEPOSIT - BNYMAT COST120332122880
156046.86 UNITS - SG DOLLAR DEPOSIT - BNYMAT COST120332121700
804902.42 UNITS - ZA RAND DEPOSIT - BNYMAT COST120332121781
195948.662 UNITS - OLD WESTBURY NON-US LC FDAT COST15953992080975
165298.492 UNITS - OLD WESTBURY GLOBAL SMALL & MID CAP FDAT COST18728412557168
320483.513 UNITS - OLD WESTBURY GLOBAL OPPORTUNITES FUNDAT COST20430002470928
105261.834 UNITS - OLD WESTBURY REAL RETURN FUNDAT COST9582321147353

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

FieldValueIRS element (for citing)
CategorySCHLESINGER, GANNON & LAZETERA, LLPCategory
Amount$8,411Amount
Net Investment Income0NetInvestmentIncome
Disbursements Charitable Prps8411DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionACCRUED GNMA INCOME - IBTDescription
BOY Book Value29295BOYBookValue
EOY Book Value22865EOYBookValue
EOYFMV22865EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

DescriptionDescriptionRevenue And Expenses Per BooksRevenueAndExpensesPerBooksNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
BROKERAGE FEES1470591405706489
NEW YORK LAW JOURNAL AD1250125
FILING FEES7500750
INSURANCE1924962962
PROFESSIONAL DUES & SUBSCRIPTIONS495198297
POSTAGE20080120
MISCELLANEOUS FEES300120180

Taxes Schedule TaxesSchedule

Taxes Taxes

FieldValueIRS element (for citing)
CategoryFOREIGN TAXES PAIDCategory
Amount$2,777Amount
Net Investment Income2777NetInvestmentIncome
Disbursements Charitable Prps0DisbursementsCharitablePrps

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