CARNEGIE CORPORATION OF NEW YORK: Form 990PF, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- CARNEGIE CORPORATION OF NEW YORK (EIN 13-1628151)
- Tax period
- 2009-10-01 to 2010-09-30
- Filed
- 2011-07-15
- IRS object ID
- 201122009349100257
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-07-15T16:51:21-05:00 | Timestamp |
| Tax Period End Date | 2010-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM MCGLADREY INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1185 AVENUE OF THE AMERICAS | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100362602 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2009-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 131628151 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CARNEGIE CORPORATION OF NEW YORK | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CARN | NameControl |
| Phone | 2123713200 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 437 MADISON AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ROBERT J SEMAN | Name |
| Title | CHIEF FINANCIAL OFFICER | Title |
| Phone | 2123713200 | Phone |
| Date Signed | 2011-07-19 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARTIN GREIF | Name |
| Phone | 2123721000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2534623009 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 363311 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 370952 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 5720487 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 6172276 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 47604154 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 785301321 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 5441429 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 14821922 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | -8554754 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 68509874 | TotalRevenueAndExpenses |
| Total Net Investment Income | 3429903 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 2989696 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 1059526 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 1930170 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Rev And Expnss | 7271305 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Net Invst Incm | 1530103 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 5741834 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 4139781 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Net Invst Incm | 437483 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 3688489 | PensionEmplBnftDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 610930 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 458727 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 152865 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 240587 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 82827 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 126471 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 3018614 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 3016337 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Rev And Expnss | 57384 | InterestRevAndExpnss |
| Interest Net Invst Incm | 0 | InterestNetInvstIncm |
| Interest Dsbrs Chrtbl Prps | 57384 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 369469 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 132353 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Occupancy Rev And Expnss | 2157561 | OccupancyRevAndExpnss |
| Occupancy Net Invst Incm | 158280 | OccupancyNetInvstIncm |
| Occupancy Dsbrs Chrtbl Prps | 2001071 | OccupancyDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 885367 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 96928 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 800729 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 351718 | PrintingAndPubRevAndExpnss |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Dsbrs Chrtbl Prps | 412414 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 1690711 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 224443 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 1574929 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 23915476 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 7064654 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 16486356 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 96749316 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 126171879 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 120664792 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 7064654 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 142658235 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -52154918 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 0 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 4520 | CashBOY |
| Cash EOY | 4150 | CashEOY |
| Cash EOYFMV | 4150 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 131830 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 158592 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 158592 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 2371012 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 2341010 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 2341010 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 0 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 7452786 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 7452786 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 239590518 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 240241706 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 240241706 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 158054656 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 105567922 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 105567922 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 2031476341 | InvestmentsOtherBOY |
| Investments Other EOY | 2178066356 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 2178066356 | InvestmentsOtherEOYFMV |
| Land Building And Equipment Basis | 8262562 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 7747991 | AccumDeprecLandBldgAndEquip |
| Land Building And Equipment BOY | 593170 | LandBuildingAndEquipmentBOY |
| Land Building And Equipment EOY | 514571 | LandBuildingAndEquipmentEOY |
| Land Building And Equipment EOYFMV | 514571 | LandBuildingAndEquipmentEOYFMV |
| Other Assets BOY | 360489 | OtherAssetsBOY |
| Other Assets EOY | 275916 | OtherAssetsEOY |
| Other Assets EOYFMV | 275916 | OtherAssetsEOYFMV |
| Total Assets BOY | 2432582536 | TotalAssetsBOY |
| Total Assets EOY | 2534623009 | TotalAssetsEOY |
| Total Assets EOYFMV | 2534623009 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 1868009 | AccountsPayableBOY |
| Accounts Payable EOY | 1595697 | AccountsPayableEOY |
| Grants Payable BOY | 146500961 | GrantsPayableBOY |
| Grants Payable EOY | 117486522 | GrantsPayableEOY |
| Other Liabilities BOY | 2552141 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 6589938 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 150921111 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 125672157 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 2146324557 | UnrestrictedBOY |
| Unrestricted EOY | 0 | UnrestrictedEOY |
| Temporarily Restricted EOY | 2273613984 | TemporarilyRestrictedEOY |
| Permanently Restricted BOY | 135336868 | PermanentlyRestrictedBOY |
| Permanently Restricted EOY | 135336868 | PermanentlyRestrictedEOY |
| Total Net Assets BOY | 2281661425 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2408950852 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2432582536 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2534623009 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2281661425 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -52154918 | ExcessOfRevenueOverExpenses |
| Other Increases | 179444345 | OtherIncreases |
| Subtotal | 2408950852 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2408950852 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | SEE CAPITAL GAIN SCHEDULE | DescriptionOfAsset |
| Gross Sales Price | 785301321 | GrossSalesPrice |
| Cost Or Other Basis | 779859892 | CostOrOtherBasis |
| Gain Or Loss | 5441429 | GainOrLoss |
| Gains Minus Excess Or Losses | 5441429 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 5441429 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 117963168 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2259373068 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.052211 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 118403171 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2978879087 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.039748 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 96306541 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2795347855 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.034452 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 83791990 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2347785222 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.035690 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 103404932 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2057875839 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.050248 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.212349 | TotalDistributionRatio |
| Average Distribution Ratio | 0.042470 | AverageDistributionRatio |
| Net Noncharitable Assets | 2388718428 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 101448872 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 0 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 101448872 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 142711989 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 0 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 0 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 0 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 500000 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 500000 | TotalCreditsAndPayments |
| Overpayment | 500000 | Overpayment |
| Amount Credited To Next Year | 0 | AmountCreditedToNextYear |
| Amount To Be Refunded | 500000 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 1 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.CARNEGIE.ORG | WebsiteAddress |
| Books In Care Of Person Name | ROBERT J SEMAN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2123713200 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 437 MADISON AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | 0 | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | 1 | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (25 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line2USAddress/AddressLine2 | Address Line1ForeignAddress/AddressLine1 | Address Line2ForeignAddress/AddressLine2 | Province Or StateForeignAddress/ProvinceOrState | CountryForeignAddress/Country | CityForeignAddress/City | Postal CodeForeignAddress/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| VARTAN GREGORIAN SEE STMT 18 19 | |||||||||||||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | PRESIDENT/TRUSTEE | 60.00 | 553595 | 134317 | 50000 | |||||||
| D ELLEN SHUMAN SEE STMT 18 19 | |||||||||||||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | V.P. & CHIEF INVESTMENT OFFICER | 50.00 | 1059526 | 92948 | 0 | |||||||
| SUSAN KING | |||||||||||||||
| JOURNALISM INITIATIVE SPECIAL | NEW YORK | NY | 10022 | VP, EXTERNAL AFFAIRS & PROGRAM DIR. | 50.00 | 290000 | 90131 | 0 | INITIATIVES STRATEGY 437 MADISON AV | ||||||
| DEANA ARSENIAN | |||||||||||||||
| HIGHER EDUCATION IN EURASIA 437 | NEW YORK | NY | 10022 | VP, INT'L PROGRAM & PROGRAM DIR. | 50.00 | 256000 | 89111 | 0 | MADISON AVENUE | ||||||
| MICHELE CAHILL | |||||||||||||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | VP NAT'L PROGRAM/PROGRAM DIR URBAN EDU | 50.00 | 256000 | 78901 | 0 | |||||||
| ELLEN BLOOM | |||||||||||||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | VP CHIEF ADMIN OFFICER/CORP. SECRETARY | 50.00 | 225000 | 63302 | 0 | |||||||
| ROBERT SEMAN | |||||||||||||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | CHIEF FINANCIAL OFFICER | 50.00 | 200000 | 78682 | 0 | |||||||
| RIKARD TREIBER | |||||||||||||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | ASSO. CORP. SECRETARY/GRANTS MAN. DIR. | 50.00 | 126325 | 61897 | 0 | |||||||
| KOFI ANNAN | |||||||||||||||
| TRUSTEE | 5.00 | 3750 | 0 | 0 | KOFI ANNAN FOUNDATION 9-11 RUE DE | VAREMBE | GENEVA 1202 | SZ | |||||||
| PEDRO ASPE | |||||||||||||||
| TRUSTEE | 5.00 | 0 | 0 | 0 | PROTEGO ASESORE FINANCIEROS BLVD | MANUEL AVILA COMACHO 36 PISO 22 | MX | COLONIA LOMAS DE CHAPULTE | 11000 | ||||||
| RICHARD I BEATTIE | |||||||||||||||
| SIMPSON THACHER BARTLETT LLP 425 | NEW YORK | NY | 10017 | TRUSTEE | 5.00 | 0 | 0 | 0 | LEXINGTON AVENUE 2TH FLOOR | ||||||
| GEOFFREY BOISI | |||||||||||||||
| ROUNDTABLE INVESTMENT PARTNERS LLC | NEW YORK | NY | 10017 | STARTS DEC 2009 BOARD MEETING, TRUSTEE | 5.00 | 0 | 0 | 0 | 280 PARK AVENUE 23RD FLOOR EAST T | ||||||
| RICHARD H BRODHEAD | |||||||||||||||
| DUKE UNIVERSITY 207 ALLEN BUILDING | DURHAM | NC | 277080001 | TRUSTEE | 5.00 | 0 | 0 | 0 | BOX 90001 | ||||||
| RALPH CICERONE | |||||||||||||||
| NATIONAL ACADEMY OF SCIENCES 500 | WASHINGTON | DC | 20001 | TRUSTEE | 5.00 | 0 | 0 | 0 | FIFTH STREET NW | ||||||
| AMY GUTMANN | |||||||||||||||
| UNIVERSITY OF PENNSYLVANIA 1 | PHILADELPHIA | PA | 19104 | TRUSTEE | 5.00 | 0 | 0 | 0 | COLLEGE HALL | ||||||
| SUSAN HOCKFIELD | |||||||||||||||
| MASSACHUSETTS INSTITUTE OF | CAMBRIDGE | MA | 021394307 | TRUSTEE | 5.00 | 0 | 0 | 0 | TECHNOLOGY 77 MASSACHUSETTS AVENUE | ||||||
| THOMAS KEAN | |||||||||||||||
| THK CONSULTING LLC 49 ROUTE 202 | FAR HILLS | NJ | 079310810 | TRUSTEE | 5.00 | 0 | 0 | 0 | |||||||
| ANA PALACIO | |||||||||||||||
| TRUSTEE | 5.00 | 8550 | 0 | 0 | PLAXA DE LAS SALESAS 3 3D | 28004 MADRID | SP | ||||||||
| NORMAN PEARLSTINE | |||||||||||||||
| BLOOMBERG LP 731 LEXINGTON AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 5.00 | 0 | 0 | 0 | |||||||
| THOMAS R PICKERING | |||||||||||||||
| THE BOEING COMPANY 1200 WILSON BLVD | ARLINGTON | VA | 222091989 | TRUSTEE | 5.00 | 0 | 0 | 0 | |||||||
| DON M RANDEL | |||||||||||||||
| THE ANDREW W MELLON FOUNDATION 140 | NEW YORK | NY | 10021 | STARTS SEP 2010 BOARD MEETING, TRUSTEE | 5.00 | 0 | 0 | 0 | EAST 62ND STREET | ||||||
| RICHARD RILEY | |||||||||||||||
| NELSON MULLINS RILEY SCARBOROUGH | WASHINGTON | DC | 20001 | TRUSTEE | 5.00 | 0 | 0 | 0 | 101 CONSTITUTIONAL AVENUE | ||||||
| JANET ROBINSON | |||||||||||||||
| THE NEW YORK TIMES 620 EIGHTH | NEW YORK | NY | 10018 | TRUSTEE | 5.00 | 0 | 0 | 0 | AVENUE | ||||||
| KURT SCHMOKE | |||||||||||||||
| HOWARD UNIVERSITY SCHOOL OF LAW | WASHINGTON | DC | 20008 | TRUSTEE | 5.00 | 10950 | 0 | 0 | 2900 VAN NESS STREET NW | ||||||
| JAMES D WOLFENSOHN | |||||||||||||||
| WOLKENSOHN COMPANY LLC 130 AVENUE | NEW YORK | NY | 10019 | STARTS DEC 2009 BOARD MEETING, TRUSTEE | 5.00 | 0 | 0 | 0 | OF THE AMERICAS | ||||||
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)
| NameName | Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Average Hours Per WeekAverageHoursPerWeek | CompensationCompensation | Employee BenefitsEmployeeBenefits | Expense AccountExpenseAccount |
|---|---|---|---|---|---|---|---|---|---|
| KIM LEW | 437 MADISON AVENUE | NEW YORK | NY | 10022 | DIRECTOR OF INVESTME | 50.00 | 526450 | 93641 | 0 |
| LI TAN | 437 MADISON AVENUE | NEW YORK | NY | 10022 | DIRECTOR OF INVESTME | 50.00 | 430650 | 91837 | 0 |
| ALISA MALL | 437 MADISON AVENUE | NEW YORK | NY | 10022 | DIRECTOR OF INVESTME | 50.00 | 254955 | 56308 | 0 |
| STEPHEN DEL ROSSO | 437 MADISON AVENUE | NEW YORK | NY | 10022 | PROGRAM DIRECTOR | 50.00 | 201600 | 79058 | 0 |
| GERALDINE MANNION | 437 MADISON AVENUE | NEW YORK | NY | 10022 | PROGRAM DIRECTOR | 50.00 | 200000 | 57545 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Oth Empl Paid Over50k | 54 | TotNumberOfOthEmplPaidOver50k |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | Province Or StateForeignAddress/ProvinceOrState | CountryForeignAddress/Country |
|---|---|---|---|---|---|---|---|---|---|
| SOUTHEASTERN ASSET MANAGEMENT INC | |||||||||
| 6410 POPLAR AVENUE STE900 | MEMPHIS | TN | 38119 | INVESTMENT ADVISORY | 759581 | ||||
| ASSET VALUE INVESTOR LTD | |||||||||
| INVESTMENT ADVISORY | 666367 | 54 JAMESS ST | WESTMINSTER | LONDON SWIA | UK | ||||
| BARES CAPITAL MANAGEMENT | |||||||||
| 221 W 6TH STREET STE1225 | AUSTIN | TX | 78701 | INVESTMENT ADVISORY | 593825 | ||||
| SIMPSON THACHER & BARTLETT | |||||||||
| 425 LEXINGTON AVENUE | NEW YORK | NY | 10174 | LEGAL SERVICES | 578218 | ||||
| WIDMEYER COMMUNICATIONS | |||||||||
| 1129 20TH STREET NW | WASHINGTON | DC | 20036 | DESIGN/COMMUNICATIONS SERVICES | 512927 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Cntrct Paid Over50k | 9 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SEE STATEMENT 20 & 21 | Description1 |
| Expenses1 | 3065476 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2426741936 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | -1647085 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2425094851 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 2425094851 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 36376423 | CashDeemedCharitable |
| Net Noncharitable Assets | 2388718428 | NetNoncharitableAssets |
| Minimum Investment Return | 119435921 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 119435921 | MinimumInvestmentReturn |
| Total Tax | 0 | TotalTax |
| Distributable Amount Before Adj | 119435921 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 380151 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 119816072 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 119816072 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 142658235 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 53754 | AmountsPaidAcqCharitableAssets |
| Qualifying Distributions | 142711989 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 142711989 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 119816072 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 70208092 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 142711989 | QualifyingDistributions |
| Applied To Year1 | 70208092 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 72503897 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 47312175 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | SEE STATEMENT 22 23 | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O CARNEGIE CORPORATION OF NY 437 | AddressLine1 |
| Address Line2 | MADISON AVENUE | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2123713200 | RecipientPhoneNumber |
| Form And Info And Materials | SEE STATEMENT 22 & 23 | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | SEE STATEMENT 22 & 23 | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE OF APPROPRIATIONS AND PAYMENTS | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 437 MADISON AVE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | SEE SCHEDULE OF APPROPRIATIONS AND PAYMENTS | RecipientRelationship |
| Recipient Foundation Status | SEE SCHEDULE | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | SEE SCHEDULE OF APPROPRIATIONS AND PAYMENTS | PurposeOfGrantOrContribution |
| Amount | $126,171,879 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 126171879 | TotGrantOrContriPaidDuringYear |
Grant Or Contri Approved For Future GrantOrContriApprovedForFuture
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE OF APPROPRIATIONS AND PAYMENTS | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 437 MADISON AVE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | SEE SCHEDULE OF APPROPRIATIONS AND PAYMENTS | RecipientRelationship |
| Recipient Foundation Status | SEE SCHEDULE | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | SEE SCHEDULE OF APPROPRIATIONS AND PAYMENTS | PurposeOfGrantOrContribution |
| Amount | $117,486,522 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Approved Future | 117486522 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $363,311 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $5,720,487 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $47,604,154 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|---|---|
| INCOME FROM LIMITED PARTNERSHIPS | 525990 | -$3,564,710 | 14 | $17,157,912 |
| INTEREST RECEIVED ON TAX REFUNDS | 14 | $614 | ||
| MISCELLANEOUS | 14 | $1,802 | ||
| FEDERAL UBIT | 01 | $1,196,133 | ||
| STATE UBIT | 01 | $30,171 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | -$3,564,710 | UnrelatedBusinessIncomeAmount |
| Exclusion | $72,074,584 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 68509874 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $240,587 | Amount |
| Net Investment Income | 82827 | NetInvestmentIncome |
| Disbursements Charitable Prps | 126471 | DisbursementsCharitablePrps |
Depreciation Schedule DepreciationSchedule
Depreciation Depreciation (2 entries)
| Description Of PropertyDescriptionOfProperty | Cost Or Other BasisCostOrOtherBasis | Prior Years DepreciationPriorYearsDepreciation | RateRate | Current Year ExpenseCurrentYearExpense | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|---|---|
| LEASEHOLD IMPROVEMENTS | 4195460 | 4060913 | 0.000000000000 | 30942 | 0 |
| FURNITURE AND EQUIPMENT | 4067102 | 3554725 | 0.000000000000 | 101411 | 0 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibility (50 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Grant DateGrantDate | GrantGrantAmount | Grant PurposeGrantPurpose | Amount Expended By GranteeAmountExpendedByGrantee | Any Diversion By GranteeAnyDiversionByGrantee | Dates Of Reports By GranteeDatesOfReportsByGrantee | Date Of VerificationDateOfVerification | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CIVITAS ASSOCIATES | |||||||||||||
| 10845 OLIVE STREET | ST LOUIS | MO | 63141 | 2009-03-26 | $50,000 | TOWARD INTERNATIONAL REPORTING ON STATES AT RISK. | 50000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL & PROGRESS REPORTS RECEIVED 4/20/10 & 4/9/10. GRANT CLOSED 4/20/10 | 2010-04-20 | |||
| TOYNBEE PRIZE FOUNDATION INC | |||||||||||||
| 706 BEACON STREET | NEWTON CENTER | MA | 02459 | 2008-08-20 | $25,000 | TOWARD A CONFERENCE ON GLOBAL ENERGY TRANSITIONS. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 12/22/10. | ||||
| AFRICAN MEDIA INITATIVE | |||||||||||||
| 2010-08-26 | $50,000 | TOWARD THE 2010 AFRICIAN MEDIA LEADERS FORUM, A CONFERENCE TO STRENGTHEN THE CONTINENT'S MEDIA SECTOR. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | 7TH FLOOR PURSHOTTAM PLACE CHIROMO | NAIROBI | KE | |||||
| AFRICAN NETWORK OF SCIENTIFIC AND TECHNOLOGICAL INSTITUTIONS | |||||||||||||
| 2009-05-11 | $25,000 | FOR THE PARTICIPATION OF REPRESENTATIVES OF UNIVERSITIES SUPPORTED BY THE CORPORATION AT A REGIONAL CONFERENCE ON SCIENCE AND TECHNOLOGY IN AFRICA. | 25000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 2/22/10. GRANT CLOSED 2/22/10. | 2010-02-22 | PO BOX 30592 | NAIROBI | KE | ||||
| AFRICAN NETWORK OPERATORS GROUP (FORMERLY TERTIARY EDUCATION NETWORK) | |||||||||||||
| 2005-06-09 | $156,100 | TOWARD TRAINING IN BANWIDTH MANAGEMENT FOR SELECTED AFRICAN UNIVERSITIES.PROGRESS REPORTS RECEIVED 2/13/06, 2/5/07, 12/11/07, 3/6/09 AND 6/18/10. FINANCIAL REPORTS RECEIVED 2/13/06, 2/5/07, 5/19/08, 3/6/09 AND 11/19/10. GRANT CLOSED 11/19/10. | 156100 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-11-19 | 46 ROUWKOOP ROAD | RONDEBOSCH | SF | ||||
| AMERICAN ACADEMY IN BERLIN | |||||||||||||
| 2010-08-26 | $25,000 | TOWARD A SERIES OF NUCLEAR NONPROLIFERATION ROUNDTABLES. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | AM SANDWERDER 17-19 | BERLIN | GM | |||||
| ASSOCIATION OF COMMONWEALTH UNIVERSITIES | |||||||||||||
| 2008-04-28 | $50,000 | TOWARD AFRICAN PARTICIPATION IN CONFERENCES FOR VICE-CHANCELLORS AND PUBLIC AFFAIRS OFFICERS. | 41858 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 9/9/09. | 2009-09-09 | JOHN FOSTER HOUSE 36 GORDON SQUARE | LONDON WCH OPF | UK | ||||
| ASSOCIATION OF COMMONWEALTH UNIVERSITIES | |||||||||||||
| 2008-09-11 | $540,900 | FOR STRENGTHENING RESEARCH MANAGEMENT CAPACITY IN SELECTED AFRICAN UNIVERSITIES, IN COLLABORATION WITH SOCIETY RESEARCH ADMINISTRATORS INTERNATIONAL. | 165696 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 2/1/10 AND 1/29/10. | 2010-02-01 | JOHN FOSTER HOUSE 36 GORDON SQUARE | LONDON WCH OPF | UK | ||||
| UNIVERSITY OF CAMBRIDGE | |||||||||||||
| 2007-09-27 | $356,900 | FOR RESEARCH ON STABILIZING STATES AT RISK THROUGH ASYMMETRICAL CONSTITUTIONAL DESIGNS.PROGRESS REPORT RECEIVED 12/9/08 AND 7/20/10. FINANCIAL REPORT RECEIVED 12/18/08. FINANCIAL REPORT REQUESTED 7/1/10 AND 11/29/10. | 167793 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-11-29 | TRUMPINGTON STREET | CAMBRIDGE CBAG | UK | ||||
| UNIVERSITY OF CAMBRIDGE | |||||||||||||
| 2009-09-10 | $378,000 | AS A FINAL GRANT FOR RESEARCH ON STABILIZING STATES AT RISK THROUGH ASYMMETRICAL CONSTITUTIONAL DESIGNS. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | REPORTS REQUESTED 12/22/10. | TRUMPINGTON STREET | CAMBRIDGE CBAG | UK | |||||
| CENTRAL EUROPEAN UNIVERSITY | |||||||||||||
| 2008-08-25 | $50,000 | TOWARD A CONFERENCE ON EASTERN CHRISTIANITY. | 28716 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORTS 10/9/09 & 7/31/10. PROGRESS REPORTS 6/4/10 & 10/20/10. | 2010-10-20 | NADOR U 9 | BUDAPEST | HU | ||||
| CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST | |||||||||||||
| 2008-12-04 | $250,000 | TOWARD NATIONAL AND REGIONAL POLICY DIALOGUES FOR HIGHER EDUCATION EXPERTS AND POLICYMAKERS IN SOUTH AFRICA. | 71716 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 3/26/10. | THE CHET TRUST PO BOX 29204 | SUNNYSIDE PRETORIA | SF | |||||
| CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST | |||||||||||||
| 2007-09-27 | $500,000 | TOWARD THE ESTABLISHMENT OF A HIGHER EDUCATION RESEARCH AND ADVOCACY EXPERTISE NETWORK IN AFRICA. | 487888 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORTS 11/13/08 & 9/21/09. PROGRESS REPORTS 11/13/08 & 2/4/10. | 2010-02-04 | HSE VINCENT 10 BRODIE ROAD WYNBERG | WYNBERG CAPE TOWN | SF | ||||
| THE CLIMATE RESEARCH FUND (TRANSFERRED FROM GLOBAL CENTER) | |||||||||||||
| 2008-09-11 | $500,000 | ONE-TIME GRANT TOWARD RESEARCH, ANALYSIS AND TRAINING ON WATER-RELATED SECURITY AND HUMANITARIAN CHALLENGES TO SOUTH ASIA POSED BY MELTING HIMALAYA GLACIERS. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | HVASSALEITI 111 | REYKJAVIK | IC | |||||
| CONSTITUTIONAL COURT TRUST | |||||||||||||
| 2007-09-27 | $200,000 | ONE-TIME FUNDING TOWARD THE SOUTHERN AFICAN LEGAL INFORMATION INSTITUTE. | 177506 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 10/31/08 AND 11/11/09. | 2009-11-11 | PRIVATE BAG X1 | BRAAMFONTEIN | SF | ||||
| UNIVERSITY OF EDUCATION WINNEBA | |||||||||||||
| 2006-09-28 | $2,000,000 | TOWARD DISTANCE EDUCATION, STUDENT INTERNSHIPS AND GRADUATE STUDIES.PROGRESS REPORTS RECEIVED 11/6/07, 11/7/08 AND 4/26/10. FINANCIAL REPORTS RECEIVED 11/7/08, 2/18/09, 3/19/09 AND 4/26/10. | 1193935 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-04-26 | PO BOX 25 | WINNEBA | GH | ||||
| UNIVERSITY OF EDUCATION WINNEBA | |||||||||||||
| 2009-09-10 | $1,500,000 | AS A FINAL GRANT TOWARD DISTANCE EDUCATION, LIBRARY AUTOMATION AND GENDER EQUITY. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | PO BOX 25 | WINNEBA | GH | |||||
| EVALUATION RESEARCH AGENCY | |||||||||||||
| 2006-09-28 | $796,000 | FOR BUILDING EVALUATION AND RESEARCH CAPACITY AT EAST AND WEST AFRICAN UNIVERSITIES.PROGRESS REPORTS RECIVED 1/8/08 AND 6/29/09. FINANCIAL REPORTS RECEIVED 1/8/08 AND 6/26/09. GRANT CLOSED 1/3/11. | 796000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2011-01-03 | 20 BUITEKRING | STELLENBOSCH | SF | ||||
| EVALUATION RESEARCH AGENCY | |||||||||||||
| 2009-06-11 | $660,000 | FOR A PROJECT A MONITOR AND EVALUATE UNIVERSITY LEADERSHIP PROGRAMS. | 126366 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS AND FINANCIAL REPORTS RECEIVED 10/14/10. | 2010-10-14 | 20 BUITEKRING | STELLENBOSCH | SF | ||||
| FOUNDATION FOR LIBRARY AND INFORMATION SERVICE DEVELOPMENT (PTY) LTD | |||||||||||||
| 2005-06-09 | $2,000,000 | FOR A MODEL NATIONAL LIBRARY IN SOUTH AFRICA.PROGRESS REPORTS RECEIVED 11/17/06, 12/17/07 AND 9/23/08. FINANCIAL REPORTS RECEIVED 10/31/06, 10/31/07 AND 9/23/08. REPORTS REQUESTED 2/3/10 AND 1/3/11.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL OVERDUE REPORTS ARE RECEIVED. | 645474 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2008-09-23 | NATIONAL LIBRARY OF SOUTH AFRICA PR | PRETORIA | SF | ||||
| FOUNDATION FOR LIBRARY AND INFORMATION SERVICE DEVELOPMENT (PTY) LTD | |||||||||||||
| 2006-08-31 | $15,000 | FOR EXPANSION AND ENRICHMENT OF COLLECTIONS OF AFRICAN LITERATURE.PROGRESS AND FINANCIAL REPORTS RECEIVED 5/14/07. REFUND OF UNEXPENDED BALANCE OF $141.71 REQUESTED 5/14/07, 1/26/09, 2/3/10 AND 1/3/11.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REFUND IS RECEIVED. | 14858 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2007-05-14 | NATIONAL LIBRARY OF SOUTH AFRICA PR | PRETORIA | SF | ||||
| GENEVA CENTRE FOR SECURITY POLICY | |||||||||||||
| 2008-07-23 | $45,200 | TOWARD A MEETING ON GLOBAL SECURITY CONCERNS. | 45200 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL & PROGRESS REPORTS RECEIVED 1/29/09, 4/30/10. GRANT CLOSED 4/30/10 | 2010-04-30 | AVENUE DE LA PAIX 7BIS PO BOX 1295 | GENEVA CH | SZ | ||||
| HUMAN SCIENCES RESEARCH COUNCIL | |||||||||||||
| 2008-08-20 | $25,000 | FOR ATTENDANCE OF AFRICAN SCHOLARS AT A NOVEMBER 2008 SYMPOSIUM ON SOCIAL SCIENCES AND HUMANITIES. | 25000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT 11/16/09. PROGRESS REPORT 4/15/10. GRANT CLOSED 4/15/10. | 2010-04-15 | 134 PRETORIUS STREET PRIVATE BAG X4 | PRETORIA | SF | ||||
| INTERNATIONAL FEDERATION OF LIBRARY ASSOCIATIONS AND INSTITUTIONS | |||||||||||||
| 2009-06-04 | $49,385 | TOWARD A CONFERENCE ON AFRICAN DIGITAL LIBRARIES AND ARCHIVES. | 49385 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS & FINANCIAL REPORTS RECEIVED 1/11/10 & 8/2/10. GRANT CLOSED 8/5/10. | 2010-08-02 | PO BOX 95312 | CH THE HAGUE | NL | ||||
| THE INTERNATIONAL INSTITUTE FOR STRATEGIC STUDIES | |||||||||||||
| 2008-03-06 | $425,000 | TOWARD A MULTILATERAL DIALOGUE ON IRAN'S NUCLEAR PROGRAM. | 425000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL & PROGRESS REPORTS RECEIVED 4/30/09, 7/27/10. GRANT CLOSED 7/27/10 | 2010-07-27 | ARUNDEL HOUSE 13-15 ARUNDEL STREET | LONDON WCR DX | UK | ||||
| JORDAN MEDIA INSTITUTE | |||||||||||||
| 2009-04-06 | $50,000 | FOR SUPPORT TO BRING AMERICAN CURRICULUM STANDARDS TO JOURNALISM TRAINING IN JORDAN. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | REPORTS REQUESTED 1/3/11. | PO BOX 3387 | AMMAN | JO | |||||
| UNIVERSITY OF KWAZULU NATAL | |||||||||||||
| 2005-03-03 | $1,996,100 | TOWARD A LEADERSHIP AND EQUITY ADVANCEMENT PROGRAM.PROGRESS REPORTS RECEIVED 9/6/06, 8/28/07, 9/25/08, 1/29/10 AND 9/1/10. FINANCIAL REPORTS RECEIVED 9/6/06, 8/28/07, 9/25/08, 8/31/09 AND 11/18/10. | 1281492 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-11-18 | WESTVILLE CAMPUS PRIVATE BAG X54001 | DURBAN | SF | ||||
| UNIVERSITY OF KWAZULU NATAL | |||||||||||||
| 2005-09-29 | $499,500 | TOWARD AN UNDERGRADUATE SCHOLARSHIP PROGRAM TO PROMOTE WOMEN IN ENGINEERING AND AGRICULTURE.PROGRESS REPORTS RECEIVED 11/9/06, 12/14/07, 12/12/08, 9/15/09 AND 11/18/10. FINANCIAL REPORTS RECEIVED 11/9/06, 12/12/08 AND 12/22/09. | 273812 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-11-18 | WESTVILLE CAMPUS PRIVATE BAG X54001 | DURBAN | SF | ||||
| UNIVERSITY OF KWAZULU NATAL | |||||||||||||
| 2008-09-11 | $1,984,643 | FINAL GRANT TOWARD A LEADERSHIP AND EQUITY ADVANCEMENT PROGRAM. | 1457000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS AND FINANCIAL REPORTS RECEIVED 2/8/10 AND 7/20/10. | 2010-07-20 | WESTVILLE CAMPUS PRIVATE BAG X54001 | DURBAN | SF | ||||
| LIBRARY AND INFORMATION ASSOCIATION OF SOUTH AFRICA | |||||||||||||
| 2004-02-05 | $499,500 | FOR THE ESTABLISHMENT OF A DATABASE AND TRAINING UNIT.PROGRESS REPORTS RECEIVED 4/4/05, 3/31/06, 2/2/07, 6/25/08 AND 4/28/09. FINANCIAL REPORTS RECEIVED 4/4/05, 3/31/06, 2/5/07, 5/15/09, 2/12/10 AND 6/8/10. PROGRESS REPORT REQUESTED 6/14/10. | 353000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-06-08 | PO BOX 1598 | PRETORIA | SF | ||||
| LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE | |||||||||||||
| 2010-05-18 | $25,000 | TOWARD AN INTERNATIONAL CONFERENCE ON CHANGES IN THE NEWS MEDIA. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | HOUGHTON STREET | LONDON WCA AE | UK | |||||
| MOSCOW SCHOOL OF POLITICAL STUDIES | |||||||||||||
| 2009-03-05 | $230,000 | FINAL GRANT TOWARD A PROJECT TO STRENGTHEN DEMOCRATIC INSTITUTIONS AND CIVIL SOCIETY IN RUSSIA. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | BOLSHOI KOZIHINSKY PEREULOK 7 BLD 2 | MOSCOW | RS | |||||
| NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS | |||||||||||||
| 2007-09-27 | $400,000 | TOWARD TECHNICAL TRAINING, POLICY RESEARCH AND PLANNING OF A NATIONAL RESEARCH AND EDUCATION NETWORK. | 339400 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORTS 12/23/08 & 12/16/09. PROGRESS REPORTS 11/1/08 & 12/16/09. | 2009-12-16 | AHMADU BELLO UNIVERSITY PMB 1045 | ZARIA KADUNA STATE | NI | ||||
| NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS | |||||||||||||
| 2010-09-16 | $400,000 | AS A FINAL GRANT TOWARD TECHNICAL TRAINING AND PLANNING OF A NATIONAL RESEARCH AND EDUCATION NETWORK. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | AHMADU BELLO UNIVERSITY PMB 1045 | ZARIA KADUNA STATE | NI | |||||
| NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS | |||||||||||||
| 2008-09-11 | $1,000,000 | TOWARD A SATELLITE BANDWIDTH PURCHASING CONSORTIUM SERVING AFRICAN EDUCATION AND RESEARCH INSTITUTIONS. | 989000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 12/15/09 AND 11/9/10. | 2010-11-09 | AHMADU BELLO UNIVERSITY PMB 1045 | ZARIA KADUNA STATE | NI | ||||
| NORWEGIAN INSTITUTE OF INTERNATIONAL AFFAIRS | |||||||||||||
| 2010-02-24 | $10,000 | TOWARD A SEMINAR ON PEACEBUILDING. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS REPORT RECEIVED 12/17/10. FINANCIAL REPORT REQUESTED 1/11/11. | 2010-12-17 | CJ HAMBROS PL 2D PO BOX 8159 | OSLO N | NO | ||||
| ONTARIO CONFEDERATION OF UNIVERSITY FACULTY ASSOCIATIONS | |||||||||||||
| 2010-08-26 | $20,000 | TOWARD A CONFERENCE ON MEDIA COVERAGE OF HIGHER EDUCATION IN THE 21ST CENTURY. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | 83 YONGE STREET SUITE 300 | TORONTO MC S | CA | |||||
| OXFORD CENTRE FOR ISLAMIC STUDIES | |||||||||||||
| 2009-12-03 | $300,000 | AS A CHALLENGE GRANT TOWARD AN HISTORICAL ATLAS PROJECT. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | GEORGE STREET | OXFORD OX AR | UK | |||||
| UNIVERSITY OF READING | |||||||||||||
| 2008-12-04 | $390,600 | FOR A JOINT PROJECT WITH KING'S COLLEGE LONDON ON THE POLITICAL ECONOMY OF STATEBUILDING. | 14958 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS AND FINANCIAL REPORTS RECEIVED 2/1/10. | 2010-02-01 | READING RGG6AA | UK | |||||
| SABINET GATEWAY | |||||||||||||
| 2008-06-12 | $1,800,000 | TOWARD THE RETROSPECTIVE DIGITIZATION OF AFRICAN JOURNALS. | 879828 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 7/30/09 AND 8/6/10. | 2010-08-06 | NO3 CENTURION OFFICE PARK 1021 BANK | CENTURION | SF | ||||
| SOUTH AFRICAN INSTITUTE FOR ADVANCEMENT | |||||||||||||
| 2007-05-23 | $49,308 | FOR ANNUAL DEVELOPMENT AND FUNDRAISING WORKSHOP FOR WOMEN FROM AFRICAN UNIVERSITIES.PROGRESS REPORTS RECEIVED 5/14/08, 5/13/09 AND 7/30/10. FINANCIAL REPORTS RECEIVED 5/14/08, 5/13/09 AND 8/4/10. GRANT CLOSED 11/4/10. | 49308 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-11-04 | PO BOX 43276 | WOODSTOCK CAPE TOWN | SF | ||||
| SOUTH AFRICAN INSTITUTE FOR ADVANCEMENT | |||||||||||||
| 2008-08-20 | $49,874 | TOWARD PLANNING A RESEARCH PROJECT ON AFRICAN HIGHER EDUCATION ADVANCEMENT AND DEVELOPMENT. | 49874 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS REPORT 4/30/10. FINANCIAL REPORT 5/7/10. GRANT CLOSED 5/11/10. | 2010-05-11 | PO BOX 43276 | WOODSTOCK CAPE TOWN | SF | ||||
| STOCKHOLM INTERNATIONAL PEACE RESEARCH INSTITUTE (SIPRI) | |||||||||||||
| 2008-12-04 | $400,000 | TOWARD PROJECTS OF THE ORGANIZATION THAT WILL ADVANCE DISARMAMENT AND NONPROLIFERATION; AND CONDUCT DIALOGUES AMONG AMERICAN, EUROPEAN AND IRANIAN ACADEMICS AND OFFICALS. | 216764 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | PROGRESS REPORT RECEIVED 3/3/10. FINANCIAL REPORT RECEIVED 3/29/10. | 2010-03-29 | PIPERS VAG 28 | SOLNA S | SW | ||||
| STOCKHOLM INTERNATIONAL PEACE RESEARCH INSTITUTE (SIPRI) | |||||||||||||
| 2010-09-16 | $250,000 | TOWARD ANALYSIS ON THE TRANS-ATLANTIC DIMENSION OF THE NEXT ROUND OF ARMS REDUCTION NEGOTIATIONS WITH RUSSIA. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | PIPERS VAG 28 | SOLNA S | SW | |||||
| UNIVERSITY OF SUSSEX | |||||||||||||
| 2007-09-27 | $365,000 | AS A FINAL GRANT FOR A PROJECT TO DEVELOP AN INTERNATIONAL AGREEMENT TO CRIMINALIZE THE DEVELOPMENT, PRODUCTION OR USE OF BIOLOGICAL WEAPONS. | 293816 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORTS 7/29/09 & 6/17/10. PROGRESS REPORTS 7/29/09 & 7/29/10. | 2010-07-29 | BRIGNTON BN1 9RF | UK | |||||
| SUTTON TRUST | |||||||||||||
| 2007-12-06 | $206,500 | TOWARD A SUMMIT ON SOCIAL MOBILITY. | 175300 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 2/16/10. | 2010-02-16 | 111 UPPER RICHMOND ROAD PUTNEY | LONDON SW TJ | UK | ||||
| VERIFICATION RESEARCH TRAINING AND INFORMATION CENTRE | |||||||||||||
| 2010-02-19 | $48,600 | TOWARD AN INDEPENDENT ASSESSMENT OF THE UK-NORWAY WARHEAD DISMANTLEMENT INITIATIVE. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE AS OF 9/30/10. | 15-17 ST CROSS STREET | LONDON ECN SUW | UK | |||||
| UNIVERSITY OF THE WESTERN CAPE | |||||||||||||
| 2002-06-13 | $1,000,000 | FOR A PARTNERSHIP WITH UNIVERSITIES AND TECHNICAL COLLEGES TO RESEARCH AND DISSEMINATE THE APPLICATION OF INFORMATION AND COMMUNICATION TECHNOLOGIES TO ACHIEVE QUALITY AND EQUITY IN HIGHER EDUCATION IN SOUTH AFRICA.PROGRESS REPORTS WERE RECEIVED 8/4/03, 8/3/04, 8/22/05, 3/20/07 AND 6/9/08. FINANCIAL REPORTS RECEIVED 8/4/03, 8/3/04, 9/14/04, 5/4/05, 8/22/05, 3/20/07 AND 6/7/10. GRANT CLOSED 6/10/10. | 1000000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-06-10 | PRIVATE BAG X17 | BELLVILLE | SF | ||||
| UNIVERSITY OF THE WESTERN CAPE | |||||||||||||
| 2004-12-07 | $46,000 | TOWARD A STUDY OF THE RECONFIGURATION OF SOUTH AFRICA'S HIGHER EDUCATION INSTITUTIONS.PROGRESS REPORTS RECEIVED 4/7/06, 10/10/06 AND 10/15/09. FINANCIAL REPORTS RECEIVED 4/13/06, 10/10/06 AND 3/31/10. REFUND REQUESTED 1/12/10, 3/31/10 AND 1/4/11.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REFUND IS RECEIVED. | 34688 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2010-03-31 | PRIVATE BAG X17 | BELLVILLE | SF | ||||
| UNIVERSITY OF THE WESTERN CAPE | |||||||||||||
| 2005-02-01 | $50,000 | TOWARD AN ORAL HISTORY OF SOUTH AFRICA.PROGRESS REPORT RECEIVED 11/30/09. FINANCIAL REPORT RECEIVED 11/7/09. REFUND OF $50,000 RECEIVED 11/17/09. GRANT CLOSED 11/30/09. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | SEE PURPOSE OF GRANT LINE. | 2009-11-30 | PRIVATE BAG X17 | BELLVILLE | SF | ||||
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| FOUNDATION MANAGERS AND THEIR COMPENSATION INFORMATION | FORM 990PF, PART VIII, LINE 1 | VARTAN GREGORIAN, PRESIDENT/TRUSTEE- COMPENSATION $553,595 INCLUDES $10,095 REPRESENTING INCOME DISTRIBUTED FROM EARNINGS ON ACCOUNT HOLDINGS UNDER THE CORPORATION'S FLEX-OP PLAN.- RECEIVED $50,000 HOUSING ALLOWANCE.D. ELLEN SHUMAN, VICE PRESIDENT & CHIEF INVESTMENT OFFICER- COMPENSATION $1,059,526 INCLUDES $1,776 REPRESENTING INCOME DISTRIBUTED FROM EARNINGS ON ACCOUNT HOLDINGS UNDER THE CORPORATION'S FLEX-OP PLAN. |
| SUMMARY OF DIRECT CHARITABLE ACTIVITIES | FORM 990PF, PART IX-A | CARNEGIE CORPORATION OF NEW YORK (CC) WAS FOUNDED IN 1911 FOR THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING. CC FULFILLS ITS CHARTER PRIMARILY BY GIVING GRANTS TO ORGANIZATIONS IN THE PROGRAM AREAS SELECTED BY ITS PRESIDENT AND BOARD OF TRUSTEES. (SEE SCHEDULE 12 FOR IDENTIFICATION OF THE CURRENT AREAS OF CONCENTRATION.) IN ADDITION TO MAKING GRANTS, CC ENCOURAGES STAFF MEMBERS TO GIVE FREELY OF THEIR TIME TO ASSIST OTHER NON PROFIT ORGANIZATIONS AND GOVERNMENTAL AGENCIES INVOLVED IN PUBLIC SERVICE. THIS IS ACCOMPLISHED THROUGH SERVICE ON BOARDS AND ADVISORY COMMITTEES OF OTHER INSTITUTIONS, TECHNICAL ASSISTANCE, RESEARCH, PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS AND THE CONDUCT OF EDUCATIONAL CONFERENCES, MEETINGS AND SEMINARS.A) TECHNICAL ASSISTANCE TO GRANTEES AND OTHER CHARITABLE ORGANIZATIONS: $469,324THIS AMOUNT REPRESENTS SALARY AND OVERHEAD ALLOCATIONS OF PROGRAM STAFF FOR TIME SPENT ADVISING GRANTEES AND OTHER CHARITABLE ORGANIZATIONS ON A VARIETY OF SUBJECTS INCLUDING, BUT NOT LIMITED TO, OBTAINING ADDITIONAL FUNDING FROM OTHER SOURCES, REDUCING OPERATING EXPENSES, COMPLYING WITH GOVERNMENT REGULATION, AND MAINTAINING ACCURATE FINANCIAL RECORDS.B) CONDUCTING CONFERENCES AND MEETINGS: $44,450CC CONDUCTS SEVERAL MEETINGS PER YEAR IN EACH OF ITS PROGRAM AREAS THAT BRING TOGETHER PARTICIPANTS FROM VARIOUS ACADEMIC DISCIPLINES, AND THE PUBLIC AND PRIVATE SECTORS, TO EXCHANGE IDEAS AND FORMULATE SOLUTIONS OR METHODS OF ARRIVING AT SOLUTIONS TO PROBLEMS IN THEIR AREA OF EXPERTISE. THE MEETINGS BENEFIT THESE INDIVIDUALS AND ULTIMATELY THE COMMUNITIES THEY SERVE.C) PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS: $2,136,024ARTICLES, BOOKS AND OTHER READING MATERIAL, GENERATED FROM THE MEETINGS MENTIONED ABOVE, FROM CARNEGIE-SUPPORTED GRANTEES AND CARNEGIE STAFF, ARE REGULARLY PRODUCED AND DISTRIBUTED BY CC TO THE GENERAL PUBLIC AND TO THOSE INDIVIDUALS MOST DIRECTLY INTERESTED IN THEIR CONTENTS. THE CORPORATION MAINTAINS A FILE OF NAMES AND ADDRESSES TO FACILITATE THE DISSEMINATION PROGRAM.D) OTHER: $156,339THE MAJORITY OF THIS CATEGORY REPRESENTS THE ALLOCATION OF DIRECT SALARIES, BENEFITS, AND OVERHEAD FOR STAFF INVOLVED ON A FULL TIME BASIS, AND FOR STAFF CONTRIBUTING PORTIONS OF THEIR TIME TO THE ADMINISTRATION OF TWO CORPORATION-SPONSORED ACTIVITIES: THE CARNEGIE ADVISORY COUNCIL ON ADVANCING ADOLESCENT LITERACY AND ADVANCING THE RECOMMENDATIONS OF THE OPPORTUNITY EQUATION: TRANSFORMING MATHEMATICS AND SCIENCE EDUCATION FOR CITIZENSHIP AND THE GLOBAL ECONOMY.E) SERVICE ON BOARDS OR ADVISORY COMMITTEES: $259,339THE AMOUNT REPRESENTS THE COST TO SUPPORT THE SERVICE OF THE CORPORATION'S STAFF ON BOARDS OR ADVISORY COMMITTEES OF OTHER CHARITABLE ORGANIZATIONS. |
| SUPPLEMENTARY INFORMATION, LINES 2A, B, D | FORM 990PF, PART XV | THE CHARTER OF THE CORPORATION PROVIDES THAT ALL FUNDS ARE TO BE USED TO PROMOTE "THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING." GRANTS MUST BE BROADLY EDUCATIONAL IN NATURE, BUT THEY NEED NOT BE LIMITED TO THE FORMAL EDUCATIONAL SYSTEM OR TO EDUCATIONAL INSTITUTIONS. THE FOUNDATION MAKES IT A POLICY TO SELECT A FEW AREAS IN WHICH TO CONCENTRATE ITS GRANTS OVER A PERIOD OF YEARS. THE CORPORATION CURRENTLY OPERATES GRANT PROGRAMS IN FOUR BROAD AREAS. THE FOUR AREAS ARE EDUCATION, INTERNATIONAL PEACE AND SECURITY, INTERNATIONAL DEVELOPMENT, AND STRENGTHENING U.S. DEMOCRACY. THE CORPORATION ACCEPTS REQUESTS FOR FUNDING AT ALL TIMES OF THE YEAR. THERE ARE NO APPLICATION DEADLINES.GRANT DECISIONS ARE BASED PRIMARILY ON THE INFORMATION PROVIDED BY GRANTSEEKERS IN THE CORPORATION'S OWN DETAILED PROPOSALS FORMATS. ONLY PROPOSALS PRESENTED IN THE CORPORATION'S FORMAT WILL BE CONSIDERED FOR FUNDING. GRANTSEEKERS WHO WOULD LIKE TO APPROACH THE FOUNDATION WITH A PRELIMINARY REQUEST FOR FUNDING ARE ENCOURAGED TO SUBMIT A LETTER OF INQUIRY. IF THE PROJECT DESCRIBED IN THE LETTER FITS THE FOUNDATION'S GUIDELINES, THE SENDER WILL BE CONTACTED AND ASKED TO SUBMIT A PROPOSAL IN THE CORPORATION'S FORMAT. A REQUEST TO SUBMIT A PROPOSAL IS NOT AN INDICATION OF THE CORPORATION'S INTENTION OR COMMITMENT TO AWARD A GRANT.A LETTER OF INQUIRY, NOT TO EXCEED FIVE PAGES, SHOULD CONCISELY DESCRIBE THE PROJECT, ITS AIMS, ITS SIGNIFICANCE, ITS DURATION AND THE AMOUNTS OF FUNDS REQUIRED. THE INQUIRY SHOULD BE SENT TO ELLEN BLOOM, CORPORATE SECRETARY, CARNEGIE CORPORATION OF NEW YORK, 437 MADISON AVENUE, NEW YORK, NY 10022. HER TELEPHONE NUMBER IS (212) 371-3200.THE CORPORATION DOES NOT MAKE GRANTS FOR CONSTRUCTION OR MAINTENANCE OF FACILITIES OR ENDOWMENTS. IT DOES NOT MAKE PROGRAM-RELATED INVESTMENTS.THE CORPORATION DOES NOT GENERALLY MAKE GRANTS TO INDIVIDUALS EXCEPT THROUGH ITS SCHOLARS PROGRAM, WHICH SUPPORTS THE WORK OF SELECT SCHOLARS AND EXPERTS CONDUCTING RESEARCH IN THE FOUNDATION'S FIELD OF INTEREST. THE CORPORATION USUALLY CONSIDERS ONLY THOSE PROJECTS THAT HAVE THE POTENTIAL FOR WIDE-SPREAD NATIONAL OR INTERNATIONAL IMPACT. IT DOES NOT GENERALLY MAKE GRANTS TO LOCAL OR REGIONAL COMMUNITY SERVICE ORGANIZATIONS. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | CORPORATE BOND OBLIGATIONS | NameOfBond |
| EOY Book Value | 105567922 | EOYBookValue |
| EOYFMV | 105567922 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (86 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 6203599.556 EMERGING MARKETS GROWTH FUND | 59244374 | 59244374 |
| 43482 AKER ASA A SHARES | 861294 | 861294 |
| 38149 ALARKO GAYRIMENKUL | 466824 | 466824 |
| 1224148 AMERISUR RESOURCES PLC | 255594 | 255594 |
| 13973 BIP INVESTMENT PARTNERS SA | 968104 | 968104 |
| 251595.182 CF MORANT WRIGHT JAPAN FUND | 738652 | 738652 |
| 1971 CIE DU BOIS SAUVAGE | 472210 | 472210 |
| 554210 CIR SPA | 1131885 | 1131885 |
| 391000 COFIDE SPA | 354973 | 354973 |
| 66921 COLONIA REAL ESTATE AG | 383715 | 383715 |
| 79352 DAIBIRU CORP | 587019 | 587019 |
| 83968 DAIDOH LTD | 711627 | 711627 |
| 48165 DETOUR GOLD CORP | 1395393 | 1395393 |
| 277765 DEUTSCHE WOHNEN AG BR | 3309322 | 3309322 |
| 13861 DOOSAN CORP | 1853806 | 1853806 |
| 43809 ELECTRA PRIVATE EQUITY PLC | 944389 | 944389 |
| 120295 EXOR SPA PRF | 2410850 | 2410850 |
| 32204 FORTH PORTS PLC | 699802 | 699802 |
| 1732 GROUPE BRUX LAMBERT STR VVPR | 21 | 21 |
| 39570 GROUPE BRUXELLES LAMBERT SA | 3301763 | 3301763 |
| 565686 GSD HOLDING | 434105 | 434105 |
| 203253 HACI OMER SABANCI HOLDING | 1053889 | 1053889 |
| 6079 HENEX | 341921 | 341921 |
| 305933 IMPAX ENVIRONMENTAL MARKETS PL | 561152 | 561152 |
| 480000 INDIA CAPITAL GROWTH FUND LTD | 518123 | 518123 |
| 153346 INVESTOR AB A SHS | 2998319 | 2998319 |
| 95132 JARDINE MATHESON HLDGS LTD | 4294258 | 4294258 |
| 180260 JARDINE STRATEGIC HLDGS LTD | 4830968 | 4830968 |
| 30042 JP MORGAN STRUCTURED PROD WTS | 552472 | 552472 |
| 42842 JPMORGAN FLEMING JAPANESE SMAL | 20253 | 20253 |
| 214214 JPMORGAN FLEMING JAPANESE SMAL | 452329 | 452329 |
| 206926 JPMORGAN JAPANESE INVESTMENT T | 521719 | 521719 |
| 34198 KATAKURA INDUSTRIES CO LTD | 350822 | 350822 |
| 74918 KINROSS GOLD CORP US | 1409482 | 1409482 |
| 13870 LE FOYER COMPAGNIE LUX | 752680 | 752680 |
| 20698 LUNDBERGS AB B SHS | 1236551 | 1236551 |
| 155005 MITRA ENERGY LTD | 627770 | 627770 |
| 236829 ORKLA ASA | 2191888 | 2191888 |
| 549928 ORTAK | 657731 | 657731 |
| 61981 PANTHEON INTL PART | 568926 | 568926 |
| 7944 PARGESA HOLDING SA BR | 583430 | 583430 |
| 56812 PARIS ORLEANS | 1420120 | 1420120 |
| 54000 RESACA EXPLOITATION DI | 94500 | 94500 |
| 61220 SHOWA AIRCRAFT INDUSTRY | 439694 | 439694 |
| 156643 SOCO INTERNATIONAL PLC | 1061404 | 1061404 |
| 30879 SOFINA | 2741407 | 2741407 |
| 617361 SWIRE PACIFIC LTD B | 1590481 | 1590481 |
| 200800 TREASURY CHINA TRUST | 230515 | 230515 |
| 345005 VIETNAM PROPERTY FUND LTD | 234603 | 234603 |
| 179205 VIVENDI SA | 4905249 | 4905249 |
| 112140 YAMANA GOLD INC | 1282256 | 1282256 |
| 16522 ACCELRYS INC | 114993 | 114993 |
| 45034 WORKSTREAM INC | 946 | 946 |
| 199583 AMERICAN DENTAL PARTNERS INC | 2406971 | 2406971 |
| 356030 BIDZ.COM INC | 587450 | 587450 |
| 83255 DOLAN CO/THE | 946609 | 946609 |
| 149011 FEMALE HEALTH COMPANY | 767407 | 767407 |
| 533721 HALLMARK FINL SERVICES INC | 4664722 | 4664722 |
| 564397 INTERACTIVE INTELLIGENCE INC | 9933387 | 9933387 |
| 498551 INTL ASSETS HOLDING CORP | 9023773 | 9023773 |
| 77213 OMEGA FLEX INC | 1102602 | 1102602 |
| 235950 STAMPS.COM INC | 3067350 | 3067350 |
| 190950 STRATASYS INC | 5293134 | 5293134 |
| 394759 TANDY LEATHER FACTORY INC | 1780363 | 1780363 |
| 76495 TRAVELZOO INC | 1970511 | 1970511 |
| 79074 UTAH MEDICAL PRODUCTS INC | 2316868 | 2316868 |
| 210358 WINMARK CORP | 7034372 | 7034372 |
| 103179 ACCOR SA | 3772936 | 3772936 |
| 110000 ACS ACTIVIDADES CONS Y SERV | 5500053 | 5500053 |
| 64000 CARREFOUR SA | 3443801 | 3443801 |
| 355846 CEMEX SAB SPONS ADR PART CER | 3024691 | 3024691 |
| 155000 CHESAPEAKE ENERGY CORP | 3510750 | 3510750 |
| 302000 CHEUNG KONG HOLDINGS LTD | 4574815 | 4574815 |
| 322000 DELL INC | 4173120 | 4173120 |
| 151000 DIRECTV CLASS A | 6286130 | 6286130 |
| 103179 EDENRED | 2046697 | 2046697 |
| 15000 FAIRFAX FINANCIAL HLDGS LTD | 6106691 | 6106691 |
| 1760000 LEVEL 3 COMMUNICATIONS INC | 1649648 | 1649648 |
| 159000 LIBERTY MEDIA CORP INTER A | 2179890 | 2179890 |
| 1052000 NKSJ HOLDINGS INC | 6598611 | 6598611 |
| 108000 OLYMPUS CORP | 2826047 | 2826047 |
| 63000 PIONEER NATURAL RESOURCES CO | 4096890 | 4096890 |
| 120000 WALT DISNEY CO/THE | 3973200 | 3973200 |
| 76000 YUM BRANDS INC | 3500560 | 3500560 |
| TIAA CREF MUTUAL FUNDS | 448022 | 448022 |
| DUE FROM BROKERS FOR SALES OF SECURITIES | 2467062 | 2467062 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 7452786 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 7452786 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (189 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| BRAHMAN PARTNERS IV OFFSHORE LTD | FMV | 43420160 | 43420160 |
| CONVEXITY CAPITAL (S&P) | FMV | 111847798 | 111847798 |
| LONE CASCADE | FMV | 89369250 | 89369250 |
| STEEL PARTNERS II | FMV | 6048260 | 6048260 |
| BLAKENEY-(CC Development Partners) | FMV | 64816122 | 64816122 |
| CEDAR ROCK CAPITAL | FMV | 70366712 | 70366712 |
| CHILDREN'S INVESTMENT FUND, THE | FMV | 11517034 | 11517034 |
| GMO EMERGING MARKETS FUND | FMV | 15196166 | 15196166 |
| GMO EMERGING MARKETS ILLIQUID FUND | FMV | 11483648 | 11483648 |
| ICHIGO JAPAN FUND B | FMV | 30289314 | 30289314 |
| KEYWISE GREATER CHINA OPPORTUNITIES | FMV | 38157505 | 38157505 |
| LONE DRAGON PINE | FMV | 24134218 | 24134218 |
| NEW VERNON INDIA FUND II | FMV | 8814283 | 8814283 |
| PARVUS EUROPEAN OPPS FUND | FMV | 52310430 | 52310430 |
| SILCHESTER INTL VALUE EQUITY TRUST | FMV | 66841370 | 66841370 |
| STEEL PARTNERS JAPAN FUND | FMV | 5489691 | 5489691 |
| SQM FRONTIER AFRICA FUND LTD | FMV | 21086043 | 21086043 |
| TARPON ALL EQUITIES FUND | FMV | 61477366 | 61477366 |
| ACCEL X | FMV | 2356665 | 2356665 |
| ATA VENTURES I | FMV | 4139351 | 4139351 |
| ATA VENTURES II | FMV | 4132795 | 4132795 |
| AUGUST CAPITAL III | FMV | 3499669 | 3499669 |
| AUGUST CAPITAL IV | FMV | 6923353 | 6923353 |
| AUGUST CAPITAL V | FMV | 1289043 | 1289043 |
| BAIN CAPITAL VENTURE FUND 2001 | FMV | 2415288 | 2415288 |
| BAIN CAPITAL VENTURE FUND 2005 | FMV | 4522620 | 4522620 |
| BAIN CAPITAL VENTURE FUND 2007 | FMV | 11858925 | 11858925 |
| BAIN CAPITAL VENTURE FUND 2009 | FMV | 2315200 | 2315200 |
| CATHAY CAPITAL HOLDINGS | FMV | 875490 | 875490 |
| CDH VENTURE PARTNERS | FMV | 4194998 | 4194998 |
| CDH VENTURE PARTNERS II | FMV | 4239432 | 4239432 |
| CHARLES RIVER XI | FMV | 204419 | 204419 |
| CHARLES RIVER XI ANNEX | FMV | 54485 | 54485 |
| CHARLES RIVER XII | FMV | 4445394 | 4445394 |
| CHARLES RIVER XII ANNEX | FMV | 334310 | 334310 |
| CHARLES RIVER XIII | FMV | 6088254 | 6088254 |
| EMERGENCE CAPITAL PARTNERS II | FMV | 2320938 | 2320938 |
| GENERAL CATALYST GROUP III | FMV | 4751096 | 4751096 |
| GENERAL CATALYST GROUP IV | FMV | 4435151 | 4435151 |
| HELION VENTURE PARTNERS | FMV | 8008268 | 8008268 |
| HELION VENTURE PARTNERS II | FMV | 2641406 | 2641406 |
| IDG-ACCEL CHINA CAPITAL | FMV | 2417723 | 2417723 |
| IDG-ACCEL CHINA GROWTH FUND II | FMV | 6374346 | 6374346 |
| KEYTONE VENTURES | FMV | 6040101 | 6040101 |
| MATRIX PARTNERS CHINA I | FMV | 2970453 | 2970453 |
| MAVERON EQUITY PARTNERS III | FMV | 2871110 | 2871110 |
| MAVERON EQUITY PARTNERS IV | FMV | 1568955 | 1568955 |
| MOHR DAVIDOW VENTURES (MDV) IX | FMV | 2832598 | 2832598 |
| NEXUS INDIA CAPITAL II | FMV | 2181348 | 2181348 |
| SB ASIA FUND II | FMV | 10357289 | 10357289 |
| SCF-V PARTNERS | FMV | 3808068 | 3808068 |
| SCF-VI PARTNERS | FMV | 8425304 | 8425304 |
| SCF-VII PARTNERS | FMV | 2419096 | 2419096 |
| SEQUOIA CAPITAL 2010 | FMV | 877641 | 877641 |
| SEQUOIA CAPITAL XII | FMV | 2428191 | 2428191 |
| SEQUOIA CAPITAL CHINA I | FMV | 1322529 | 1322529 |
| SEQUOIA CAPITAL CHINA II | FMV | 1173123 | 1173123 |
| SEQUOIA CAPITAL CHINA GROWTH I | FMV | 1804653 | 1804653 |
| SEQUOIA CAPITAL GROWTH FUND III | FMV | 5580174 | 5580174 |
| SEQUOIA CAPITAL INDIA II | FMV | 6008244 | 6008244 |
| SEQUOIA CAPITAL INDIA III | FMV | 949094 | 949094 |
| SEQUOIA CAPITAL INDIA GROWTH FUND I | FMV | 1901131 | 1901131 |
| SEQUOIA CAPITAL INDIA GROWTH FUND II | FMV | 2058001 | 2058001 |
| SEQUOIA CAPITAL US GROWTH FUND IV | FMV | 3616956 | 3616956 |
| VERSANT VENTURES I | FMV | 6170235 | 6170235 |
| VERSANT VENTURES II | FMV | 7192031 | 7192031 |
| VERSANT VENTURES III | FMV | 8254041 | 8254041 |
| VERSANT VENTURES IV | FMV | 1880093 | 1880093 |
| VOYAGER CAPITAL FUND II-A | FMV | 1426532 | 1426532 |
| VOYAGER CAPITAL FUND III | FMV | 2680319 | 2680319 |
| W I HARPER INC FUND VI LTD | FMV | 7447989 | 7447989 |
| AEA SCAND-DUNI AB | FMV | 178000 | 178000 |
| ABRY PARTNERS IV | FMV | 6416270 | 6416270 |
| ABRY PARTNERS V | FMV | 6595211 | 6595211 |
| ABRY PARTNERS VI | FMV | 18116859 | 18116859 |
| ALPINE INVESTORS II | FMV | 4053208 | 4053208 |
| ALPINE INVESTOR III | FMV | 2549234 | 2549234 |
| AMERICAN SECURITIES PARTNERS III | FMV | 4061379 | 4061379 |
| AMERICAN SECURITIES PARTNERS IV | FMV | 7445532 | 7445532 |
| AMERICAN SECURITIES PARTNERS V | FMV | 6579120 | 6579120 |
| BAIN CAPITAL VII | FMV | 2089938 | 2089938 |
| BAIN CAPITAL FUND VII-E | FMV | 1061498 | 1061498 |
| BAIN CAPITAL VIII | FMV | 14507379 | 14507379 |
| BAIN VIII-E (EURO) | FMV | 11861872 | 11861872 |
| BAIN CAPITAL FUND IX | FMV | 11417701 | 11417701 |
| BAIN CAPITAL FUND X | FMV | 4587630 | 4587630 |
| BAIN CAPITAL ASIA FUND | FMV | 1596009 | 1596009 |
| BAIN CAPITAL EUROPE FUND III | FMV | 7062405 | 7062405 |
| BERKSHIRE FUND VI | FMV | 7033521 | 7033521 |
| BERKSHIRE FUND VII | FMV | 6418675 | 6418675 |
| CCG INVESTMENT FUND | FMV | 7863845 | 7863845 |
| CDH CHINA FUND III (incl supplementary) | FMV | 8295954 | 8295954 |
| CDH CHINA FUND IV | FMV | 681597 | 681597 |
| CITIC CAPITAL CHINA | FMV | 7925649 | 7925649 |
| CITIC CAPITAL CHINA II | FMV | 598883 | 598883 |
| CS CAPITAL PARTNERS II | FMV | 2991424 | 2991424 |
| CS CAPITAL PARTNERS III | FMV | 3750399 | 3750399 |
| DRAWBRIDGE LONG DATED VALUE FUND | FMV | 5621500 | 5621500 |
| DRAWBRIDGE LONG DATED VALUE FUND II (B) | FMV | 2853050 | 2853050 |
| ENERGY CAPITAL PARTNERS IIA | FMV | 2829713 | 2829713 |
| FLEXPOINT FUND | FMV | 4200089 | 4200089 |
| FLEXPOINT FORD FUND II | FMV | 404408 | 404408 |
| FORD FINANCIAL FUND | FMV | 8940101 | 8940101 |
| FORTRESS FUND III | FMV | 7482519 | 7482519 |
| FORTRESS INVESTMENT FUND IV | FMV | 10884627 | 10884627 |
| FORTRESS RESIDENTIAL DEUTSCHLAND | FMV | 3023597 | 3023597 |
| GOLDEN GATE CAPITAL II | FMV | 22584721 | 22584721 |
| GGC INVESTMENT ANNEX FUND II | FMV | 5896001 | 5896001 |
| GOLDEN GATE OPPORTUNITY FUND | FMV | 30709604 | 30709604 |
| INDUSTRIAL GROWTH PARTNERS II | FMV | 1302060 | 1302060 |
| INDUSTRIAL GROWTH PARTNERS III | FMV | 7409062 | 7409062 |
| LIME ROCK PARTNERS II | FMV | 359434 | 359434 |
| LIME ROCK PARTNERS III | FMV | 8272200 | 8272200 |
| LIME ROCK PARTNERS IV | FMV | 10565179 | 10565179 |
| LIME ROCK PARTNERS V | FMV | 5684869 | 5684869 |
| PACIFIC EQUITY PARTNERS IV | FMV | 3439310 | 3439310 |
| PACIFIC EQUITY PARTNERS SUPPLEMENTARY IV | FMV | 850534 | 850534 |
| RESOURCE CAPITAL FUND IV | FMV | 24401392 | 24401392 |
| ROARK CAPITAL PARTNERS | FMV | 4683102 | 4683102 |
| TIFF SECONDARY PARTNERS I | FMV | 2504613 | 2504613 |
| TIGER GLOBAL PARTNERS V | FMV | 10784750 | 10784750 |
| ACADIA STRATEGIC OPP FUND I | FMV | 3182222 | 3182222 |
| ACADIA STRATEGIC OPP FUND II | FMV | 13202195 | 13202195 |
| ACADIA STRATEGIC OPP FUND III | FMV | 5751414 | 5751414 |
| AVANTI INVESTORS III | FMV | 2900475 | 2900475 |
| AVANTI INVESTORS IV | FMV | 5732197 | 5732197 |
| AVANTI INVESTORS V | FMV | 8215854 | 8215854 |
| AVANTI INVESTORS VI | FMV | 6046900 | 6046900 |
| ASLAN REALTY II (TRANSWESTERN) | FMV | 2197000 | 2197000 |
| BROOKDALE INVESTORS V | FMV | 4491090 | 4491090 |
| BROOKDALE INVESTORS VI | FMV | 199454 | 199454 |
| CEDAR BRIDGE REALTY | FMV | 17370565 | 17370565 |
| CP INVESTMENT FUND (CARMEL) | FMV | 5691616 | 5691616 |
| CP INVESTMENT FUND II (CARMEL) | FMV | 6932033 | 6932033 |
| CARMEL PARTNERS FUND III | FMV | 922622 | 922622 |
| DENHAM COMMODITY FUND IV | FMV | 5991757 | 5991757 |
| DENHAM COMMODITY FUND V | FMV | 8471352 | 8471352 |
| GREEN COURTE REAL ESTATE PARTNERS | FMV | 9257110 | 9257110 |
| GREEN COURTE FUND II REIT | FMV | 15004523 | 15004523 |
| HAMPSHIRE PARTNERS REIT VI | FMV | 4335341 | 4335341 |
| HAMPSHIRE PARTNERS REIT VII | FMV | 15558625 | 15558625 |
| HAMPSHIRE PARTNERS REIT VIII | FMV | 207136 | 207136 |
| HIGH CROSS REGIONAL UK II | FMV | 1814288 | 1814288 |
| HIGH CROSS REGIONAL UK III | FMV | 1911073 | 1911073 |
| JBG INVESTMEENT FUND VII | FMV | 3402310 | 3402310 |
| LBA INDUSTRIAL FUND I | FMV | 2004663 | 2004663 |
| LBA REALTY FUND | FMV | 3352405 | 3352405 |
| LBA REALTY FUND II | FMV | 14723593 | 14723593 |
| LBA REALTY FUND III | FMV | 10071996 | 10071996 |
| LBA REALTY FUND IV | FMV | 3197634 | 3197634 |
| M&H (DB) SWAP | FMV | 3247498 | 3247498 |
| MADISON INTL RE LIQUIDITY FUND | FMV | 8098269 | 8098269 |
| MERLONE GEIER PARTNERS | FMV | 6531677 | 6531677 |
| MERLONE GEIER PARTNERS IX | FMV | 1199881 | 1199881 |
| MERIT ENERGY PARTNERS CANADA | FMV | 7729839 | 7729839 |
| MERIT ENERGY CANADA II | FMV | 2309726 | 2309726 |
| MERIT ENERGY PARTNERS E-1 | FMV | 4268484 | 4268484 |
| MERIT ENERGY PARTNERS F-1 | FMV | 776216 | 776216 |
| MERIT ENERGY PARTNERS G | FMV | 4397989 | 4397989 |
| NORTHWOOD R. E. CO-INVESTORS | FMV | 1182362 | 1182362 |
| NORTHWOOD R. E. PARTNERS | FMV | 1351307 | 1351307 |
| OAKTREE - OCM REAL ESTATE OPP FUND LP | FMV | 1046308 | 1046308 |
| REALTY FINANCIAL PARTNERS II | FMV | 1436684 | 1436684 |
| REALTY FINANCIAL PARTNERS IV | FMV | 2637853 | 2637853 |
| SRI REIT INC (FUND SIX) | FMV | 3652798 | 3652798 |
| SRI SEVEN REIT | FMV | 16240118 | 16240118 |
| SRI EIGHT REIT | FMV | 3499095 | 3499095 |
| TALCOTT REALTY III | FMV | 4657000 | 4657000 |
| BAUPOST VALUE PARTNERS | FMV | 84349554 | 84349554 |
| BLUE RIDGE OFFSHORE FUND | FMV | 98174472 | 98174472 |
| BROOKSIDE | FMV | 82512355 | 82512355 |
| FIR TREE INTERNATIONAL VALUE FUND | FMV | 30536628 | 30536628 |
| HIGHFIELDS CAPITAL IV LP | FMV | 4662698 | 4662698 |
| HOPLITE OFFSHORE FUND | FMV | 29610919 | 29610919 |
| LANSDOWNE UK EQUITY FUND | FMV | 51763488 | 51763488 |
| LONE PINON FUND (LONE KAURI) | FMV | 12369761 | 12369761 |
| PERMIT CAPITAL | FMV | 7183644 | 7183644 |
| PERMIT CAPITAL - SERIES B | FMV | 6835212 | 6835212 |
| PERMIT CAPITAL - SERIES C | FMV | 6012550 | 6012550 |
| PERMIT CAPITAL - SERIES D | FMV | 5009055 | 5009055 |
| REALTY FINANCIAL PARTNERS V | FMV | 4622950 | 4622950 |
| SANKATY CREDIT OPPORTUNITIES FUND | FMV | 5914951 | 5914951 |
| SWIFTCURRENT OFFSHORE LTD | FMV | 1877491 | 1877491 |
| TIGER GLOBAL LTD | FMV | 32339676 | 32339676 |
| TYNDALL | FMV | 90641739 | 90641739 |
| VARDE FUND IV | FMV | 54676622 | 54676622 |
| VARDE FUND VIII | FMV | 14263335 | 14263335 |
| VARDE IX | FMV | 21315092 | 21315092 |
| WATERSHED CAPITAL | FMV | 1816702 | 1816702 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtc (2 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|---|
| LEASEHOLD IMPROVEMENTS | 4195460 | 4091855 | 103605 | 0 |
| FURNITURE AND EQUIPMENT | 4067102 | 3656136 | 410966 | 0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $610,930 | Amount |
| Net Investment Income | 458727 | NetInvestmentIncome |
| Disbursements Charitable Prps | 152865 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACCRUED INCOME RECEIVABLE | Description |
| BOY Book Value | 360489 | BOYBookValue |
| EOY Book Value | 275916 | EOYBookValue |
| EOYFMV | 275916 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (11 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| TRUSTEES EXPENSES | 69403 | 5438 | 75315 |
| CONSULTANTS | 724963 | 137547 | 675294 |
| POSTAGE, TELEPHONE & MESSENGER | 122832 | 13596 | 112169 |
| OFFICE EQUIPMENT, SERVICES AND SUPPLIES | 197185 | 12397 | 195598 |
| COMPUTER EQUIPMENT AND SERVICE | 332200 | 40055 | 348777 |
| COPYING & DUPLICATING | 59890 | 6523 | 53323 |
| BOOKS & PERIODICALS | 76993 | 2730 | 69889 |
| INSURANCE | 63867 | 0 | 59744 |
| MEMBERSHIP FEES | 14908 | 3059 | 13229 |
| MISCELLANEOUS | 28470 | 3098 | 25345 |
| FIXED ASSETS CAPITALIZED | 0 | 0 | -53754 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (6 entries)
| DescriptionDescription | Net Investment IncomeNetInvestmentIncome | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| INCOME FROM LIMITED PARTNERSHIPS | -25715082 | ||
| INCOME FROM LIMITED PARTNERSHIPS | 17157912 | 13593202 | 13593202 |
| INTEREST RECEIVED ON TAX REFUNDS | 614 | 614 | 614 |
| MISCELLANEOUS | 1802 | 1802 | 1802 |
| FEDERAL UBIT | 1196133 | 1196133 | |
| STATE UBIT | 30171 | 30171 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | INCREASE IN UNREALIZED APPRECIATION (NET OF RELATED TAX) | Description |
| Amount | $179,444,345 | Amount |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DEFERRED TAXES PAYABLE | Description |
| BOY Book Value | 2552141 | BOYBookValue |
| EOY Book Value | 6589938 | EOYBookValue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT AND CUSTODY | Category |
| Amount | $3,018,614 | Amount |
| Net Investment Income | 3016337 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | DEFERRED FEDERAL EXCISE TAXES | Category |
| Amount | $369,469 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments