FRANCES C AND WILLIAM P SMALLWOOD FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- FRANCES C AND WILLIAM P SMALLWOOD FOUNDATION (EIN 23-7000306)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-05-05
- IRS object ID
- 201121259349101962
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-05-05T09:56:21-05:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA - MILWAUKEE | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 532013038 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237000306 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRANCES C AND WILLIAM P SMALLWOOD | BusinessNameLine1 |
| Business Name Line2 | FOUNDATAION 8336608700/R56929004 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | FRAN | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICK PIERSALL | Name |
| Title | TRUSTEE | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-05-05 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JPMORGAN CHASE BANK NA | Name |
| Phone | 4149771210 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 8713579 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 4290 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 4290 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 148096 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 147931 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 213012 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 3772420 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 213012 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 90 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 90 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 365488 | TotalRevenueAndExpenses |
| Total Net Investment Income | 365323 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 57251 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 42938 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 14313 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 1025 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 1025 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 4272 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1472 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 6115 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 6115 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 68663 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 44410 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 21453 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 345750 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 345750 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 414413 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 44410 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 367203 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -48925 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 320913 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 257762 | CashBOY |
| Cash EOY | 397582 | CashEOY |
| Cash EOYFMV | 397582 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 151087 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 78857 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 78857 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 3927510 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4666842 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 5463574 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 2361764 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2637893 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2773566 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 1125188 | InvestmentsOtherBOY |
| Total Assets BOY | 7823311 | TotalAssetsBOY |
| Total Assets EOY | 7781174 | TotalAssetsEOY |
| Total Assets EOYFMV | 8713579 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 7823311 | CapitalStockBOY |
| Capital Stock EOY | 7781174 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 7823311 | TotalNetAssetsBOY |
| Total Net Assets EOY | 7781174 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 7823311 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 7781174 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 7823311 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -48925 | ExcessOfRevenueOverExpenses |
| Other Increases | 11729 | OtherIncreases |
| Subtotal | 7786115 | Subtotal |
| Other Decreases | 4941 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 7781174 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 3768929 | 3559408 | 209521 | 209521 | |
| CAPITAL GAINS DIVIDENDS | 3491 | 3491 | 3491 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 213012 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 399032 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 7362708 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.054196 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 448754 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 8210670 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.054655 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 396637 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 9162776 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.043288 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 427354 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 8643725 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.049441 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 422775 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 8593486 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.049197 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.250777 | TotalDistributionRatio |
| Average Distribution Ratio | 0.050155 | AverageDistributionRatio |
| Net Noncharitable Assets | 8115196 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 407018 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3209 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 410227 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 367203 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 6418 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 6418 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 6418 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 3974 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 3974 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 2444 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8178844772 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 THROCKMORTON | AddressLine1 |
| City | FORT WORTH | City |
| State | TX | State |
| ZIP Code | 76102 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| RICK PIERSALL | ||||||||
| PO BOX 2050 | FT WORTH | TX | 76113 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| SALLY MULLER | ||||||||
| PO BOX 2050 | FT WORTH | TX | 76113 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| SUZY STOCKDALE | ||||||||
| PO BOX 2050 | FT WORTH | TX | 76113 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| SAUL BAKER | ||||||||
| PO BOX 2050 | FT WORTH | TX | 76113 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| HARRY BARTEL | ||||||||
| PO BOX 2050 | FT WORTH | TX | 76113 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| JPMORGAN CHASE BANK NA | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | AGENT | 2.00 | 57251 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 7761899 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 476879 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 8238778 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 8238778 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 123582 | CashDeemedCharitable |
| Net Noncharitable Assets | 8115196 | NetNoncharitableAssets |
| Minimum Investment Return | 405760 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 405760 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 6418 | TaxBasedOnInvestmentIncome |
| Total Tax | 6418 | TotalTax |
| Distributable Amount Before Adj | 399342 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 399342 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 399342 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 367203 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 367203 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 367203 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 399342 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 342973 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 367203 | QualifyingDistributions |
| Applied To Year1 | 342973 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 24230 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 375112 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JPMORGAN CHASE BANK NA | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 THROCKMORTON | AddressLine1 |
| City | FORT WORTH | City |
| State | TX | State |
| ZIP Code | 76102 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8178844772 | RecipientPhoneNumber |
| Form And Info And Materials | REQUIREMENTS VARY DEPENDING ON TYPE OF GRANT REQUESTED. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | GRANTS FOR EDUCATIONAL, MEDICAL RESEARCH, SCIENTIFIC, LITERARY AND/OR CULTURAL PURPOSES | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (24 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AUSTIN COLLEGE | |||||||
| 900 NORTH GRAND AVENUE | SHERMAN | TX | 75090 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $24,000 |
| BALLET CONCERTO INC | |||||||
| 3803 CAMP BOWIE BOULEVARD | FORT WORTH | TX | 761073355 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| BAYLOR ALL SAINTS MEDICAL CENTER | |||||||
| 1400 8TH AVENUE | FORT WORTH | TX | 76104 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| BOYS & GIRLS CLUBS OF GREATER FORT WORTH INC | |||||||
| 3218 EAST BELKNAP STREET | FORT WORTH | TX | 76111 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| CARSON VALLEY ARTS COUNCIL | |||||||
| 1572 HWY 395 | MINDEN | NV | 89423 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $20,000 |
| CASSATA HIGH SCHOOL | |||||||
| 1400 HEMPHILL STREET | FORT WORTH | TX | 76104 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $7,500 |
| COMMUNITIES IN SCHOOLS FORT WORTH TARRANT COUNTY | |||||||
| 6707 BRENTWOOD STAIR ROAD SUITE 510 | FORT WORTH | TX | 76112 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| DOUGLAS COUNTY PUBLIC LIBRARY | |||||||
| PO BOX 337 | MINDEN | NV | 89423 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $9,550 |
| DOUGLAS COUNTY SCHOOL DISTRICT | |||||||
| 1638 MONO AVE | MINDEN | NV | 89423 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,200 |
| DOUGLAS COUNTY SHERIFF'S OFFICE | |||||||
| POST OFFICE BOX 218 | MINDEN | NV | 89423 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| FORT WORTH COUNTRY DAY SCHOOL INC | |||||||
| 4200 COUNTRY DAY LANE | FORT WORTH | TX | 761094299 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $6,000 |
| FORT WORTH OPERA ASSOCIATION INC | |||||||
| 1300 GENDY STREET | FORT WORTH | TX | 76107 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| FORT WORTH SYMPHONY ORCHESTRA ASSOCIATION INC | |||||||
| 330 EAST FOURTH STREET | FORT WORTH | TX | 76102 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| HILL SCHOOL OF FORT WORTH INC | |||||||
| 4817 ODESSA AVE | FORT WORTH | TX | 76133 | NONE | PUBLIC CHARITY | SCHOLARSHIP FUND | $5,000 |
| JUNIOR ACHIEVEMENT OF THE CHISHOLM TRAIL INC | |||||||
| 6300 RIDGLEA PLACE | FORT WORTH | TX | 76116 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| NATURE CONSERVANCY INC | |||||||
| 4245 NORTH FAIRFAX DRIVE SUITE 100 | ARLINGTON | VA | 222031606 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| SOUTHERN METHODIST UNIVERSITY | |||||||
| 6425 BOAZ LANE | DALLAS | TX | 75205 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| SPECIAL CAMPS FOR SPECIAL KIDS DBA CAMP JOHN MARC | |||||||
| 2824 SWISS AVENUE | DALLAS | TX | 75204 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| TARRANT AREA FOOD BANK | |||||||
| 2600 CULLEN STREET | FORT WORTH | TX | 76107 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| TARRANT COUNTY YOUTH ARLINGTON CHILD CARE COUNCIL | |||||||
| 6707 BRENTWOOD STAIR RD | FORT WORTH | TX | 76112 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| UNIVERSITY OF FLORIDA FOUNDATION INC | |||||||
| PO BOX 14425 | GAINESVILLE | FL | 32604 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $121,000 |
| UNIVERSITY OF NEVADA RENO FOUNDATION | |||||||
| 102 MERRILL HALL/162 | RENO | NV | 89557 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $40,000 |
| VAN CLIBURN FOUNDATION INC | |||||||
| 2525 RIDGMAR BLVD SUITE 307 | FORT WORTH | TX | 76116 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $7,500 |
| YWCA OF FORT WORTH AND TARRANT COUNTY | |||||||
| 512 WEST 4TH STREET | FORT WORTH | TX | 761023688 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 345750 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $4,290 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $148,096 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $90 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $213,012 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | EXCISE TAX REFUND | Description |
| Exclusion Code | 01 | ExclusionCode |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $365,488 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 365488 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | Category |
| Amount | $1,025 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 1025 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (124 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ISHARES BARCLAYS TIPS BOND FUND - 2200 SHS | 232214 | 236544 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 5934.844 SHS | 83800 | 85818 |
| JPM INTL CURRENCY INCOME FD INCOME FUND 1.28% - 14699.379 SHS | 160000 | 165368 |
| NATIONSBANK CORP SUB NOTES 7.80% SEP 15 2016 DTE 9/24/96 - 10000 SHS | 11167 | 11067 |
| NORFOLK SOUTHERN CORP NOTES 7.70% MAY 15 2017 DTD 5/19/97 - 5000 SHS | 5582 | 6107 |
| U S A BOND STRIPPED PRIN PMT ZERO CPN MAY 15 2017 DTD 05/16/87 - 55000 SHS | 43292 | 46618 |
| U S A BONDS 7 1/4% MAY 15 2016 DTD 5/15/86 - 30000 SHS | 34816 | 37821 |
| ARROW ELECTRONICS INC 6 7/8% JUN 01 2018 DTD 06/03/1998 - 5000 SHS | 5408 | 5632 |
| SBC COMMUNICATIONS INC NOTES 5 7/8% AUG 15 2012 DTD 8/19/2002 - 15000 SHS | 15994 | 16161 |
| VERIZON GLBL FUNDING CORP NOTES 7 3/8% SEP 1 2012 DTD 8/26/2002 - 10000 SHS | 10913 | 11041 |
| WELLPOINT HEALTH NETWORK NOTES 6 3/8% JAN 15 2012 DTD 1/16/2002 - 5000 SHS | 5127 | 5271 |
| WELLS FARGO COMPANY NOTES 5% NOV 15 2014 DTD 11/6/2002 - 15000 SHS | 14310 | 15928 |
| GOLDMAN SACHS GROUP INC NOTES 5 1/4% APR 1 2013 DTD 3/31/2003 - 25000 SHS | 25348 | 26839 |
| DEUTSCHE TELEKOM INT FIN NOTES 5 1/4% JUL 22 2013 DTD 7/22/2003 - 15000 SHS | 14311 | 16246 |
| AMERICAN EXPRESS NOTES 4 7/8% JUL 15 2013 DTD 7/24/2003 - 15000 SHS | 14744 | 16035 |
| FNMA GTD MTG PASS THRU CTF 5 1/2% SEP 1 2033 DTD 8/1/2003 - 26071.26 SHS | 26422 | 28102 |
| DAIMLERCHRYSLER NA HLDGS NOTES 6 1/2% NOV 15 2013 DTD 11/6/2003 - 5000 SHS | 5558 | 5660 |
| METLIFE INC NOTES 5% NOV 24 2013 DTD 11/24/2003 - 10000 SHS | 9998 | 10836 |
| MORGAN STANLEY NOTES 4 3/4% APR 1 2014 DTD 3/30/2004 - 20000 SHS | 20086 | 20481 |
| BRISTOL-MYERS SQUIBB NOTES 5 1/4% AUG 15 2013 DTD 2/15/2004 - 5000 SHS | 5188 | 5527 |
| U S A NOTES 4 1/4% AUG 15 2014 DTD 8/15/2004 - 50000 SHS | 47484 | 55157 |
| FANNIE MAE WHOLE LN SR 2004-W12 CL 1A1 6% DTD 11/1/2004 - 39799.48 SHS | 41516 | 43854 |
| U S A NOTES 4% FEB 15 2015 DTD 2/15/2005 - 100000 SHS | 102379 | 109555 |
| MERCK & CO 4 3/4% MAR 1 2015 DTD 2/17/2005 - 5000 SHS | 4874 | 5506 |
| EXELON CORP NOTES 4.9% JUN 15 2015 DTD 6/9/2005 - 15000 SHS | 13798 | 15996 |
| CITIGROUP INC SENIOR NOTES 5.3% JAN 7 2016 DTD 12/8/2005 - 30000 SHS | 29911 | 31854 |
| CISCO SYSTEMS NOTES 5 1/2% FEB 22 2016 DTD 2/22/2006 - 10000 SHS | 9749 | 11411 |
| COMCAST CORP 6 1/2% JAN 15 2017 DTD 7/14/2006 - 10000 SHS | 10801 | 11528 |
| FANNIE MAE 7% JAN 1 2031 DTD 1/1/2001 POOL NO 566955 - 5349.16 SHS | 5494 | 6094 |
| GNMA POOL NO 781079 7.50% AUG 15 2029 AUG 8/1/1999 - 6239.25 SHS | 6531 | 7212 |
| ALLSTATE LF GLB FN TRST MED TRM NTS 5 3/8% DTD 04/30/2008 - 5000 SHS | 4934 | 5445 |
| GLAXOSMITHKLINE CAP INC 5.65% MAY 15 2018 DTD 05/13/2008 - 10000 SHS | 9969 | 11434 |
| KEYCORP MEDIUM TERM NOTES 6 1/2% MAY 14 2013 DTD 05/14/2008 - 5000 SHS | 5497 | 5429 |
| KRAFT FOODS INC NOTES 6 1/8% AUG 23 2018 DTD 05/22/2008 - 5000 SHS | 5775 | 5717 |
| FREDDIE MAC GOLD PARTIC CTF 6% JAN 01 2017 DTD 01/01/2002 - 18699.15 SHS | 19059 | 20124 |
| RIO TINTO FIN USA LTD NOTES 6 1/2% JUL 15 2018 DTD 06/27/2008 - 5000 SHS | 5892 | 5829 |
| FHLMC REMIC SER 2594 CL OL 5% APR 15 2018 DTD 04/01/2003 - 30000 SHS | 29869 | 32590 |
| FNMA REMIC TR SER 2004-101 CL HB 5% JAN 25 2020 DTD 12/01/2004 - 20000 SHS | 19850 | 21644 |
| NATIONAL RURAL UTIL CORP 10 3/8% NOV 01 2018 DTD 10/30/2008 - 5000 SHS | 6690 | 6897 |
| BP CAPITAL MARKETS PLC 5 1/4% NOV 07 2013 DTD 11/07/2008 - 5000 SHS | 5432 | 5415 |
| AMERPRISE FINANCIAL INC 5.65% NOV 15 2015 DTD 11/23/2005 - 5000 SHS | 5733 | 5541 |
| FHLMC REMIC SER 2543 CLS YX 6% DEC 15 2032 DTD 12/01/2002 - 25000 SHS | 25906 | 27467 |
| BHP BILLITON FINANCE USA 5 1/4% DEC 15 2015 DTD 12/12/2005 - 10000 SHS | 9565 | 11106 |
| FANNIE MAE 4.50% DEC 1 2019 DTD 1/1/2005 POOL NO 799278 - 8649.99 SHS | 8647 | 9180 |
| OHIO POWER COMPANY 4.85% JAN 15 2014 DTD 7/11/2003 - 5000 SHS | 4719 | 5298 |
| PRAXAIR INC 3.95% JUN 1 2013 DTD 5/30/2003 - 15000 SHS | 14948 | 15944 |
| AMERICREDIT AUTO REC TR 5.21% SER 2006-BG CL A4 DTD 9/26/2006 - 36068.36 SHS | 35865 | 36638 |
| FANNIE MAE 5.5% APR 1 2033 DTD 3/1/2003 POOL NO 254693 - 7081.22 SHS | 7036 | 7633 |
| U S A NOTES 4 1/2% MAY 15 2017 DTD 5/15/2007 - 45000 SHS | 51833 | 50351 |
| SUNTRUST BANKS SR NOTES 6% SEP 11 2017 DTD 09/10/2007 - 5000 SHS | 5000 | 5251 |
| GENERAL ELEC CAP CORP MED TERM NOTES 5 5/8% DTD 09/24/2007 - 35000 SHS | 33929 | 38378 |
| DIAGEO CAPITAL PLC NOTES 5 3/4% OCT 23 2017 DTD 10/26/2007 - 15000 SHS | 15469 | 17013 |
| BOTTLING GROUP LLC 4 5/8% NOV 15 2012 DTD 07/02/2003 - 20000 SHS | 19451 | 21377 |
| ORACLE CORP 5 3/4% APR 15 2018 DTD 04/09/2008 - 5000 SHS | 4998 | 5720 |
| JOHN DEERE CAPITAL CORP MED TERM NOTE 5.35% DTD 04/03/2008 - 5000 SHS | 4985 | 5525 |
| TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 DTD 01/09/2009 - 5000 SHS | 5715 | 6120 |
| STAPLES INC 9 3/4% JAN 15 2014 DTD 01/15/2009 - 5000 SHS | 6023 | 6059 |
| AMGEN INC SR NOTES 5.7% FEB 01 2019 DTD 01/16/2009 - 5000 SHS | 5480 | 5685 |
| PRINCIPAL LIFE INC FDG MEDIUM TERM NOTE 5.3% DTD 04/24/2008 - 15000 SHS | 14774 | 16232 |
| CONOCOPHILLIPS NOTES 5 3/4% FEB 01 2019 DTD 02/03/2009 - 5000 SHS | 5455 | 5698 |
| CATERPILLAR FINACIAL SE MEDIUM TERM NOTE 7.15% DTD 02/12/2009 - 5000 SHS | 5729 | 6148 |
| PACCAR INC NOTES 6 7/8% FEB 15 2014 DTD 02/13/2009 - 5000 SHS | 5713 | 5735 |
| MIDAMERICAN ENERGY CO 5.3% MAR 15 2018 DTD 03/25/2008 - 10000 SHS | 9972 | 11100 |
| EATON CORP 6.95% MAR 20 2019 DTD 3/16/2009 - 5000 SHS | 5720 | 5984 |
| ATOMS ENERGY CORP 8 1/2% MAR 15 2019 DTD 03/26/2009 - 5000 SHS | 4991 | 6259 |
| FHLMC REMIC SER 3150 CL EQ 5% MAY 15 2026 DTD 05/01/2006 - 15000 SHS | 14025 | 15173 |
| ERP OPERATING LP 5 3/4% JUN 15 2017 DTD 06/04/2007 - 5000 SHS | 4958 | 5478 |
| JEFFRIES GROUP INC 5 7/8% JUN 08 2014 DTD 06/08/2007 - 5000 SHS | 5037 | 5376 |
| BURLINGTN NORTH SANTA FE 4.7% OCT 01 2019 DTD 09/24/2009 - 5000 SHS | 4991 | 5226 |
| FED HOME LN MTG CORP PARTN CTFS 5.00% DUE 05/01/2018 - 16786.05 SHS | 17339 | 17901 |
| FED HOME LN MTG CORP PARTN CTFS 5.00% DUE 06/01/2018 - 14683.04 SHS | 15174 | 15658 |
| FED HOME LN MTG CORP MULTI GTD PRTN GTD 7.000% 2/15/2028 - 23897.54 SHS | 24585 | 26950 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 8.00% 1/15/2030 - 16756.38 SHS | 18997 | 19492 |
| FED NATL MTG ASSN GTD REMIC PASS THRU REMIC TR 7/25/2023 - 16806.08 SHS | 17352 | 18532 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 6.50% DUE 08/01/2016 - 21152.2 SHS | 21661 | 23051 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 6.50% DUE 04/01/2013 - 3277.96 SHS | 3311 | 3572 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 5.50% DUE 03/01/2018 - 4634.68 SHS | 4822 | 4997 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 6.50% DUE 12/01/2031 - 851.71 SHS | 862 | 958 |
| FED NATL MTG ASSN GTD REMIC PASS THRU TR 5.50% 12/25/2016 - 15484.7 SHS | 15598 | 16828 |
| FED NATL MTG ASSN GTD REMIC PASS THRU CTF 4.50% 1/25/2018 - 30000 SHS | 28837 | 32130 |
| FED NATL MTG ASSN GTD REMIC PASS THRU CTF 4.50% 2/25/2017 - 6198.61 SHS | 6067 | 6278 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 5.500% 3/15/2023 - 11644.47 SHS | 11521 | 12113 |
| FED NATL MTG ASSN GTD REMIC PASS THRU CTF 4.50% 9/25/2018 - 50000 SHS | 49406 | 53787 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 4.00% 1/15/2017 - 34196.78 SHS | 32166 | 35092 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 4.00% 10/15/2018- 24951.18 SHS | 22035 | 26190 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 5.00% 5/15/2033 - 45000 SHS | 44494 | 47982 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 4.50% 7/15/2029 - 9641.22 SHS | 9231 | 10041 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 5.50% 9/15/2035 - 25000 SHS | 25547 | 27671 |
| FED HOME LN MTG CORP MULTI MTG PRTN GTD 5.00% 7/15/2030 - 35000 SHS | 34650 | 37043 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 5.00% 8/01/2033 - 18064.51 SHS | 18125 | 19106 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 6.00% 3/01/2021 - 9734.1 SHS | 9863 | 10618 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 6.50% 7/01/2024 - 21891.96 SHS | 22761 | 24100 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 4.50% 4/01/2019 - 21329.29 SHS | 21449 | 22636 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 5.50% 7/01/2019 - 11407.58 SHS | 11821 | 12386 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 5.50% 10/01/2034 - 9654.18 SHS | 9816 | 10403 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 5.00% 7/01/2005 - 13192.88 SHS | 13110 | 14105 |
| FED NATL MTG ASSN GTD MTG PASS THRU CTF 5.50% 6/01/2035 - 15071.08 SHS | 15274 | 16240 |
| GNMA GTD PASS THRU CTF POOL NBR 605076 5.50% 3/15/2034 - 11007.87 SHS | 10865 | 11956 |
| GNMA GTD MTG PASS THRU CTF 6.50% DUE 03/15/2013 - 1862.03 SHS | 1878 | 2033 |
| GNMA GTD MTG PASS THRU CTF 6.50% DUE 11/15/2013 - 3574.65 SHS | 3641 | 3903 |
| BANK OF NEW YORK MELLON NOTES 4.6% JAN 15 2020 DTD 11/16/2009 - 5000 SHS | 4990 | 5246 |
| WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 DTD 11/19/2009 - 12000 SHS | 11991 | 12610 |
| BLACKROCK INC 5% DEC 10 2019 DTD 12/10/2009 - 5000 SHS | 4975 | 5221 |
| GNMA SER 2005-33 CL AY 5.5% APR 16 2035 DTD 04/01/2005 - 25000 SHS | 27414 | 26993 |
| U S A NOTES 3 1/2% MAY 15 2020 DTD 05/15/2010 - 50000 SHS | 53650 | 51219 |
| GNMA SER 2005 13 CL-P 5% SEP 20 2034 DTD 02/01/2005 - 25000 SHS | 26250 | 26666 |
| SHELL INTERNATIONAL FIN 3.1% JUN 28 2015 DTD 06/28/2010 - 4000 SHS | 3997 | 4108 |
| COMMONWEALTH REIT 5 7/8% SEP 15 2020 DTD 09/17/2010 - 5000 SHS | 4893 | 4812 |
| TOTAL CAPITAL SA 2.3% MAR 15 2016 DTD 09/15/2010 - 5000 SHS | 5054 | 4972 |
| HOME DEPOT INC SR NOTES 5.40% MAR 1 2016 DTD 3/24/2006 - 5000 SHS | 4853 | 5603 |
| FANNIE MAE NOTES 5 1/4% SEP 15 2016 DTD 8/17/2006 - 15000 SHS | 15305 | 17172 |
| CAP ONE FIN CO SUB NOTES 6.15% SEP 1 2016 DTD 8/29/2006 - 15000 SHS | 15517 | 16239 |
| INTUIT INC 5 3/4% MAR 15 2017 DTD 3/12/2007 - 10000 SHS | 11342 | 10902 |
| U S A NOTES 3 7/8% MAY 15 2018 DTD 05/15/2008 - 55000 SHS | 58427 | 59177 |
| U S A NOTES 3 3/8% JUL 31 2013 DTD 07/31/2008 - 155000 SHS | 166765 | 165329 |
| U S A NOTES 3 3/4% NOV 15 2018 DTD 11/17/2008 - 50000 SHS | 51313 | 53184 |
| DOW CHEMICAL COMPANY 5.7% MAY 15 2018 DTD 05/06/2008 - 5000 SHS | 5519 | 5409 |
| ANADARKO PETROLEUM CORP NOTES 8.7% MAR 15 2019 DTD 03/05/2009 - 5000 SHS | 4945 | 6106 |
| AFLAC INC SR NOTES 8 1/2% MAY 15 2019 DTD 05/21/2009 - 5000 SHS | 6384 | 6182 |
| U S A NOTES 3 1/4% MAY 31 2016 DTD 06/01/2009 - 65000 SHS | 65414 | 68560 |
| VODAFONE GROUP PLC 4.15% JUN 10 2014 DTD 06/10/2009 - 10000 SHS | 9993 | 10512 |
| BUNGE LIMITED FINANCE CO 8 1/2% JUN 15 2019 DTD 06/09/2009 - 5000 SHS | 5123 | 5863 |
| U S A NOTES 3 5/8% AUG 15 2019 DTD 08/15/2009 - 45000 SHS | 44742 | 47011 |
| U S A NOTES 1 3/4% APR 15 2013 DTD 04/15/2010 - 10000 SHS | 10330 | 10230 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (28 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| SPDR S&P 500 ETF TRUST - 2883 SHS | 325676 | 362537 |
| THORNBURG VALUE FUND FD CL I - 7413.322 SHS | 266025 | 255389 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 1739 SHS | 121106 | 157710 |
| FMI FDS INC LARGE CAP FD - 12152.778 SHS | 140000 | 189705 |
| ARBITRAGE FUNDS - I CL I - 12706.106 SHS | 166577 | 162511 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 16728.002 SHS | 293405 | 260622 |
| JPM INTREPID AMERICA FD - SEL FUND 1206 - 10963.892 SHS | 261253 | 251402 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 32258.954 SHS | 243252 | 347106 |
| JPM INTL VALUE FD - SEL FUND 1296 - 10446.988 SHS | 101045 | 139990 |
| JPM ASIA 3 FD - SEL FUND 1134 - 15817.117 SHS | 409301 | 599152 |
| VANGUARD MSCI EMERGING MARKETS ETF - 7285 SHS | 338771 | 350744 |
| NUVEEN NWQ VALUE OPPORTUNITIES FUND - 7058.991 SHS | 141677 | 248265 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 10125.215 SHS | 180000 | 209288 |
| JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 28419.183 SHS | 160000 | 250657 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 23888.868 SHS | 246999 | 245339 |
| GATEWAY FUND - Y - 3235.037 SHS | 83787 | 84305 |
| MORGAN STANLEY ARN SPX 8/11/11 - 85000 SHS | 85000 | 97040 |
| EAGLE SER MID CAP STK I - 8081.494 SHS | 142800 | 226605 |
| HSBC SPX MKT PLS NOTE 02/17/11 - 100000 SHS | 99000 | 123140 |
| BARC ASIA MKT PLS NOTE 03/24/11 - 50000 SHS | 49375 | 55450 |
| JPM RESEARCH MARKET NEUTRAL FD - SEL FUND - SEL - 10940.575 SHS | 170918 | 168922 |
| CS SPX NOTE 05/02/11 INITIAL LEVEL- SPX:4/01/10: 1178.10 - 160000 SHS | 158720 | 169792 |
| GS EAFE NOTE 04/25/11 - 85000 SHS | 83955 | 83111 |
| GS BREN SPX 07/22/11 INITIAL LEVEL-06/25/10 SPX: 1076.76 - 80000 SHS | 79200 | 87742 |
| MS COMMODITY INDEX BREN 01/03/12 LEV 1.2X, BUFF 15%, - 80000 SHS | 79000 | 88500 |
| BARC BREN ASIA BASKET 11/16/11 - 80000 SHS | 80000 | 81496 |
| GS GOLD CPN NOTE 11/11/11 5%CPN, 80% BARRIER, 2 - 80000 SHS | 80000 | 82912 |
| GS CONT BUFF EQ SPX 05/11/12 - 80000 SHS | 80000 | 84142 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MUTUTAL FUND TIMING DIFFERENCE | Description |
| Amount | $4,941 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | TRAVEL EXPENSES FOR MEETINGS | Description |
| Revenue And Expenses Per Books | 6115 | RevenueAndExpensesPerBooks |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 6115 | DisbursementsCharitablePrps |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER INCOME | Description |
| Revenue And Expenses Per Books | 90 | RevenueAndExpensesPerBooks |
| Net Investment Income | 90 | NetInvestmentIncome |
| Adjusted Net Income | 90 | AdjustedNetIncome |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| RETURN OF CAPITAL | $4,962 |
| ADJUSTMENT TO CARRYING VALUE/BASIS | $6,767 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| EXCISE TAXES PAID - ESTIMATES | $2,800 | 0 | 0 |
| FOREIGN TAXES WITHHELD | $1,472 | 1472 | 0 |
Comments