JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION (EIN 13-5673173)
Tax period: 2010-01-01 to 2010-12-31
Filed: 2011-10-06
IRS object ID: 201112799349100106
Schema version: 2010v3.4
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-10-06T14:04:16-05:00	Timestamp
Tax Period End Date	2010-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	LUTZ AND CARR CPAS LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	300 EAST 42ND STREET	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10017	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	135673173	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	JOHN	NameControl
Phone	2126874470	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33 FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	COLEEN HIGGINS-JACOB	Name
Title	VP, CFO AND TREASURER	Title
Phone	2126874470	Phone
Date Signed	2011-10-04	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	LAUREN CRESCI	Name
Phone	2126972299	Phone

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	265682128	FMVAssetsEOY
Method Of Accounting Accrual	X	MethodOfAccountingAccrual

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	854105	ContriReceivedRevAndExpnss
Dividends Rev And Expnss	1752968	DividendsRevAndExpnss
Dividends Net Invst Incm	1752968	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	3980401	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	187977575	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	3980401	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	-39166	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	3655	OtherIncomeNetInvstIncm
Total Revenue And Expenses	6548308	TotalRevenueAndExpenses
Total Net Investment Income	5737024	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	782750	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	142695	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	640055	CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Rev And Expnss	1208700	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Net Invst Incm	77598	OthEmplSlrsWgsNetInvstIncm
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	1131102	OthEmplSlrsWgsDsbrsChrtblPrps
Pension Empl Bnft Rev And Expnss	1538587	PensionEmplBnftRevAndExpnss
Pension Empl Bnft Net Invst Incm	170127	PensionEmplBnftNetInvstIncm
Pension Empl Bnft Dsbrs Chrtbl Prps	774157	PensionEmplBnftDsbrsChrtblPrps
Legal Fees Rev And Expnss	15146	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	0	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	6638	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	30591	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	13766	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	16325	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	115207	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	107638	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	4208	OtherProfFeesDsbrsChrtblPrps
Interest Rev And Expnss	20323	InterestRevAndExpnss
Interest Net Invst Incm	20323	InterestNetInvstIncm
Interest Dsbrs Chrtbl Prps	0	InterestDsbrsChrtblPrps
Taxes Rev And Expnss	6182	TaxesRevAndExpnss
Taxes Net Invst Incm	1137	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	255483	DeprecAndDepletionRevAndExpnss
Deprec And Depletion Net Invst Incm	12774	DeprecAndDepletionNetInvstIncm
Occupancy Rev And Expnss	638722	OccupancyRevAndExpnss
Occupancy Net Invst Incm	70643	OccupancyNetInvstIncm
Occupancy Dsbrs Chrtbl Prps	613419	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	179769	TravConfMeetingRevAndExpnss
Trav Conf Meeting Net Invst Incm	688	TravConfMeetingNetInvstIncm
Trav Conf Meeting Dsbrs Chrtbl Prps	179081	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	2955	PrintingAndPubRevAndExpnss
Printing And Pub Net Invst Incm	0	PrintingAndPubNetInvstIncm
Printing And Pub Dsbrs Chrtbl Prps	2955	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	1346547	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	1207566	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	391497	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	6140962	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	1824955	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	3759437	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	7552000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	7735100	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	13692962	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	1824955	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	11494537	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-7144654	ExcessOfRevenueOverExpenses
Net Investment Income	3912069	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	6647656	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	5322014	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	5322014	SavingsAndTempCashInvstEOYFMV
Pledges Receivable	426109	PledgesReceivable
Pledges Receivable BOY	498945	PledgesReceivableBOY
Pledges Receivable EOY	426109	PledgesReceivableEOY
Pledges Receivable EOYFMV	426109	PledgesReceivableEOYFMV
Prepaid Expenses BOY	5677	PrepaidExpensesBOY
Investments Govt Oblig BOY	45632061	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	27336348	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	27336348	InvestmentsGovtObligEOYFMV
Investments Corp Bonds BOY	12734643	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	9084225	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	9084225	InvestmentsCorpBondsEOYFMV
Investments Other BOY	186459626	InvestmentsOtherBOY
Investments Other EOY	216738031	InvestmentsOtherEOY
Investments Other EOYFMV	216738031	InvestmentsOtherEOYFMV
Land Building And Equipment Basis	1310900	LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip	636312	AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY	666438	LandBuildingAndEquipmentBOY
Land Building And Equipment EOY	674588	LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV	674588	LandBuildingAndEquipmentEOYFMV
Other Assets BOY	368632	OtherAssetsBOY
Other Assets EOY	6100813	OtherAssetsEOY
Other Assets EOYFMV	6100813	OtherAssetsEOYFMV
Total Assets BOY	253013678	TotalAssetsBOY
Total Assets EOY	265682128	TotalAssetsEOY
Total Assets EOYFMV	265682128	TotalAssetsEOYFMV
Accounts Payable BOY	173543	AccountsPayableBOY
Accounts Payable EOY	334816	AccountsPayableEOY
Grants Payable BOY	4365050	GrantsPayableBOY
Grants Payable EOY	4181950	GrantsPayableEOY
Other Liabilities BOY	8596446	OtherLiabilitiesBOY
Other Liabilities EOY	8694844	OtherLiabilitiesEOY
Total Liabilities BOY	13135039	TotalLiabilitiesBOY
Total Liabilities EOY	13211610	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	239019797	UnrestrictedBOY
Unrestricted EOY	251724676	UnrestrictedEOY
Temporarily Restricted BOY	858842	TemporarilyRestrictedBOY
Temporarily Restricted EOY	745842	TemporarilyRestrictedEOY
Total Net Assets BOY	239878639	TotalNetAssetsBOY
Total Net Assets EOY	252470518	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	253013678	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	265682128	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	239878639	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-7144654	ExcessOfRevenueOverExpenses
Other Increases	20350006	OtherIncreases
Subtotal	253083991	Subtotal
Other Decreases	613473	OtherDecreases
Total Net Assets Fund Balances EOY	252470518	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (9 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
PUBLICLY TRADED SECURITIES	P	147260998	146516812	744186	744186
PERSHING SQUARE INT'L LTD.	P	19141598	15000000	4141598	4141598
PARA INTERNATIONAL FUND LTD	P	5000000	2496175	2503825	2503825
KING STREET CAPITAL, LTD.	P	5000000	1577255	3422745	3422745
TONTINE PARTNERS	P	743402	669370	74032	74032
TONTINE "25" OVERSEAS FUND, LTD	P	881207	4624136	-3742929	-3742929
TONTINE CAPITAL OVERSEAS FUND, LTD	P	912810	5613426	-4700616	-4700616
WESLEY CAPITAL LTD.	P	7566533	7500000	66533	66533
CAPITAL GAINS PASSTHROUGH FROM K-1'S	P	1471027		1471027	1471027

Field	Value	IRS element (for citing)
Capital Gain Net Income	3980401	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	12515314	QualifyingDistributionsYear1
Noncharitable Assets Year1	237745393	NoncharitableAssetsYear1
Distribution Ratio Year1	0.052642	DistributionRatioYear1
Qualifying Distributions Year2	13562812	QualifyingDistributionsYear2
Noncharitable Assets Year2	276702064	NoncharitableAssetsYear2
Distribution Ratio Year2	0.049016	DistributionRatioYear2
Qualifying Distributions Year3	12683856	QualifyingDistributionsYear3
Noncharitable Assets Year3	298226019	NoncharitableAssetsYear3
Distribution Ratio Year3	0.042531	DistributionRatioYear3
Qualifying Distributions Year4	12141170	QualifyingDistributionsYear4
Noncharitable Assets Year4	259512277	NoncharitableAssetsYear4
Distribution Ratio Year4	0.046785	DistributionRatioYear4
Qualifying Distributions Year5	11416382	QualifyingDistributionsYear5
Noncharitable Assets Year5	248461054	NoncharitableAssetsYear5
Distribution Ratio Year5	0.045948	DistributionRatioYear5
Total Distribution Ratio	0.236922	TotalDistributionRatio
Average Distribution Ratio	0.047384	AverageDistributionRatio
Net Noncharitable Assets	246034046	NetNoncharitableAssets
Adjusted Noncharitable Assets	11658077	AdjustedNoncharitableAssets
One Percent Net Investment Income	39121	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	11697198	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	11758170	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	39121	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	39121	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	39121	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	319315	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	100000	TaxPaidWithExtension
Total Credits And Payments	419315	TotalCreditsAndPayments
Overpayment	380194	Overpayment
Amount Credited To Next Year	380194	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	WWW.GF.ORG	WebsiteAddress
Books In Care Of Person Name	COLEEN HIGGINS-JACOB	BooksInCareOfPersonName
Books In Care Of Phone Number	2126874470	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	1	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	0	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	1	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	0	TrFailToQualifyAsExceptions
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (15 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
EDWARD HIRSCH
90 PARK AVENUE	NEW YORK	NY	10016	PRESIDENT AND TRUSTEE	40.00	379750	44582	0
ANDRE BERNARD
90 PARK AVENUE	NEW YORK	NY	10016	V.P., AND SECRETARY	40.00	193500	53598	0
COLEEN P HIGGINS-JACOB
90 PARK AVENUE	NEW YORK	NY	10016	V.P., C.F.O. AND TREASURER	40.00	209500	54852	0
ROBERT ALLAN CARO
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
JOEL CONARROE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
MICHAEL HEGARTY
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
DR WILLIAM P KELLY
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
JOYCE CAROL OATES
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
A ALEX PORTER
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
JOSEPH A RICE
90 PARK AVENUE	NEW YORK	NY	10016	CHAIRMAN & TRUSTEE	1.00	0	0	0
RICHARD A RIFKIND
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
CHARLES P STEVENSON JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
WADDELL W STILLMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
PATRICK J WAIDE JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
ELLEN TAAFFE ZWILICH
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)

NameName	Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Average Hours Per WeekAverageHoursPerWeek	CompensationCompensation	Employee BenefitsEmployeeBenefits
RICHARD HATTER	90 PARK AVENUE	NEW YORK	NY	10016	DIR. DEVLPMNT & PUB	40.00	110000	22390
PATRICIA O'SULLIVAN	90 PARK AVENUE	NEW YORK	NY	10016	ASST SECRETARY	40.00	102500	21639
DEREK LIM	90 PARK AVENUE	NEW YORK	NY	10016	SYSTEMS ADMINISTRATO	40.00	87000	31962
JULIE KLEIN	90 PARK AVENUE	NEW YORK	NY	10016	ASST TREASURER	40.00	96000	21074
JULIE GEFFKE	90 PARK AVENUE	NEW YORK	NY	10016	ASST TREASURER	40.00	85250	20171

Field	Value	IRS element (for citing)
Tot Number Of Oth Empl Paid Over50k	9	TotNumberOfOthEmplPaidOver50k

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (4 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Type Of ServiceTypeOfService	CompensationCompensation
IGNOTUM INC
125 KETAY DRIVE SOUTH	EAST NORTHPORT	NY	11731	WESBITE DEVEL/COMPETITION	188393
STONEHOUSE SYSTEMS AND TECHNOLOGY
2 WOOSTER STREET	NEW YORK	NY	10013	IT CONSULTING	180000
JP MORGAN CHASE PRIVATE BANK
500 STANTON CHRISTINA ROAD	NEWARK	DE	19713	FINANCIAL ADVISORY FEES	103194
SOLIANT CONSULTING INC
14 N PEORIA STREET 2H	CHICAGO	IL	60607	WEB APPLICATION AND FILEMAKING	65252

Field	Value	IRS element (for citing)
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	245962802	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	3693110	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	124845	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	249780757	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	249780757	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	3746711	CashDeemedCharitable
Net Noncharitable Assets	246034046	NetNoncharitableAssets
Minimum Investment Return	12301702	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	12301702	MinimumInvestmentReturn
Tax Based On Investment Income	39121	TaxBasedOnInvestmentIncome
Total Tax	39121	TotalTax
Distributable Amount Before Adj	12262581	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	12262581	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	12262581	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	11494537	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	263633	AmountsPaidAcqCharitableAssets
Qualifying Distributions	11758170	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	39121	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	11719049	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	12262581	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year2	251773	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	821634	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	1073407	TotalExcessDistriCarryover
Qualifying Distributions	11758170	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	11758170	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	504411	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	504411	ExcessDistriCyovAppliedCY
Total Corpus	568996	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	568996	ExcessDistriCyovToNextYear
Excess From Year1	568996	ExcessFromYear1

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	JOHN SIMON GUGGENHEIM MEMORIAL FDTN	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	2126874470	RecipientPhoneNumber
Form And Info And Materials	THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.	FormAndInfoAndMaterials
Submission Deadlines	OCTOBER 1	SubmissionDeadlines
Restrictions On Awards	INDIVIDUALS IN THE U.S.A., CANADA, LATIN AMERICA, AND THE CARRIBEAN.	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (366 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line1RecipientForeignAddress/AddressLine1	CityRecipientForeignAddress/City	CountryRecipientForeignAddress/Country	Address Line2RecipientUSAddress/AddressLine2	Postal CodeRecipientForeignAddress/PostalCode	Province Or StateRecipientForeignAddress/ProvinceOrState
LEONARD BARKAN
DEP OF COMPARATIVE LITERATURE	PRINCETON	NJ	08544	NONE	NONE	THE ANALOGY OF POETRY AND PAINTING	$18,500
YOAN CAPOTE
				NONE	NONE	SCUPTURE & INSTALLATION ART	$34,000	CALLE 21 3607	CUIDAD HABAN	CU
MARTHA FELDMAN
5120 NORTH WOLCOTT AVENUE	CHICAGO	IL	60640	NONE	NONE	THE CASTRATO AS MYTH	$20,000
JONATHAN M METZL
2203 LANE HALL UNIVERSITY OF	ANN ARBOR	MI	481091290	NONE	NONE	RACE, STIGMA, AND THE DIAGNOSIS OF SCHIZOPHRENIA	$19,000				MICHIGAN 204 SOUTH STATE STREET
DANIEL TRUEMAN
167 NASSAU STREET	PRINCETON	NJ	08542	NONE	NONE	MUSIC COMPOSITION	$20,000
STANLEY H BRANDES
DEPARTMENT OF ANTHROPOLOGY	BERKELEY	CA	94720	NONE	NONE	PETS AND THEIR PEOPLE	$21,000
DEBORAH COHEN
25 WILLIAMS STREET	PROVIDENCE	RI	02903	NONE	NONE	FAMILY SECRETS IN BRITAIN, 1840-1990	$21,500
OVIDIU COSTIN
THE OHIO STATE UNIVERSITY	COLUMBUS	OH	43210	NONE	NONE	STUDY OF SINGULAR DIFFERENTIAL SYSTEMS USING GEN. SUMMABILITY TECHNIQUES.	$10,000
MICHAEL LEJA
PO BOX 99	LANDENBERG	PA	193500099	NONE	NONE	THE FLOOD PICTURES IN THE MID-NINETEENTH CENTURY	$42,000
SIMON LEUNG
4114 1/2 PERLITA AVENUE	LOS ANGELES	CA	90039	NONE	NONE	POST-STUDIO ART	$21,000
RICHARD H PILDES
ONE MORTON SQUARE 12AE	NEW YORK	NY	10014	NONE	NONE	POLITICAL POWER, DEMOCRATIC POLITICS, AND CONSTITUTIONAL THEORY	$21,700
RICHARD PRIMUS
535 LEGAL RESEARCH UNIVERSITY OF	ANN ARBOR	MI	48109	NONE	NONE	CONSTITUTIONAL AUTHORITY IN THE WAKE OF CIVIL WAR	$43,000				MICHIGAN LAW SCHOOL 625 SOUTH STATE
ROGER D WALDINGER
5945 RUSTLING OAKS DRIVE	AGOURA HILLS	CA	91301	NONE	NONE	AMERICA'S NEW IMMIGRANTS AND THEIR HOMELAND CONNECTION	$20,000
JASON X-J YUAN
UNIV OF CALIFORNIA/DEPT OF MEDICINE	LA JOLLA	CA	92093	NONE	NONE	ROLE OF ION CHANNELS IN STEM CELL PROLIFERATION AND DIFFERENTIATION	$13,000
MARIANA ACHUGAR
CARNEGIE MELLON UNI BAKER HALL 160	PITTSBURGH	PA	15213	NONE	NONE	INTERGENERATIONAL TRANSMISSION OF RECENT HISTORY	$26,000
CHRIS ADRIAN
65A NOE STREET	SAN FRANCISCO	CA	94114	NONE	NONE	FICTION	$17,500
GUILLERMO LUIS ALBANESI
				NONE	NONE	ORDOVICIAN CONODONT BIOSTRATIGRAPHY AND PALEOBIOGEOGRAPHY	$13,500	UNIVERSIDAD NACIONAL DE CRDOBA	CORDOBA	AR
ANGELA ALONSO
				NONE	NONE	IDEAS AND STRATEGIES IN THE BRAZILIAN MOVEMENT FOR THE ABOLITION OF SLAVERY	$13,500	RUA BOQUIM 693 VILA IDA	SAO PAULO	BR
AMANDA ANDERSON
5009 FALLS ROAD TERRACE	BALTIMORE	MD	21210	NONE	NONE	THEORIES OF LIBERALISM IN ENGLISH LITERATURE AND PHILOSOPHY	$18,300
MICHAEL ASHKIN
CORNELL UNIV224 OLIVE TJADEN HALL	ITHACA	NY	14853	NONE	NONE	SCULPTURE	$7,800
JABARI ASIM
2605 WENDOVER PLACE	CHAMPAIGN	IL	61822	NONE	NONE	VIOLENCE AND BLACK AMERICA	$17,500
RAMIN BAHRANI
1282 CEDARLINE LANE	WINSTONSALEM	NC	27103	NONE	NONE	FILM	$13,300
BRUCE BARCOTT
4540 TAYLOR AVENUE NE	BAINBRIDGE ISLAND	WA	98110	NONE	NONE	NONFICTION	$23,000
ROBERT BEACHY
905 SAINT PAUL STREET	BALTIMORE	MD	21202	NONE	NONE	HOMOSEXUALITY IN NAZI GERMANY	$35,000
FERNANDO BENADON
16501 KIPLING ROAD	DERWOOD	MD	20855	NONE	NONE	MUSIC COMPOSITION	$8,700
DIKE BLAIR
235 EAST 11TH STREET 4D	NEW YORK	NY	10003	NONE	NONE	PAINTING AND SCULPTURE	$26,700
PAUL BLOODGOOD
33-16 81ST STREET 41	JACKSON HEIGHTS	NY	11372	NONE	NONE	PAINTING	$22,000
SALLY BLOWER
453 12TH STREET	SANTA MONICA	CA	90402	NONE	NONE	MATHEMATICAL MODELING OF INFECTIOUS DISEASES	$16,000
ELIOT BORENSTEIN
ONE WASHINGTON SQUARE VILLAGE 15-U	NEW YORK	NY	10012	NONE	NONE	APOCALYPTIC ENTERTAINMENT IN POST-SOVIET RUSSIA	$22,000
JEFFREY BORTZ
APPALACHIAN STATE UNIV/HISTORY DEPT	BOONE	NC	28608	NONE	NONE	GANGSTERS, WORKERS, AND CITIZENS IN MEXICO'S LABOR REGIME, 1923-1959	$25,000
THOMAS L BRADSHAW
229 17TH STREET	BROOKLYN	NY	11215	NONE	NONE	DRAMA AND PERFORMANCE ART	$20,000
THOMAS DAVID BROTHERS
1113 WATTS STREET	DURHAM	NC	27701	NONE	NONE	LOUIS ARMSTRONG AND AMERICAN CULTURE, 1922-1935	$17,500
KATE BROWN
3435 MT PLEASANT STREET NW	WASHINGTON	DC	20010	NONE	NONE	THE TANDEM HISTORY OF THE SECRET CITIES PLUTONIUM BUILT	$23,300
TOM BURCKHARDT
405 EAST 13TH STREET 2	NEW YORK	NY	10009	NONE	NONE	PAINTING	$16,700
THOMAS J CAMPANELLA
UNIV OF NORTH CAROLINA CHAPEL HILL	CHAPEL HILL	NC	27599	NONE	NONE	A HISTORY OF "SOUL CITY," NORTH CAROLINA, AND THE CIVIL RIGHTS MOVEMENT	$17,500
SUZANNE CARBONNEAU
3415 PARK HILL PLACE	FAIRFAX	VA	220302026	NONE	NONE	A BIOGRAPHY OF PAUL TAYLOR	$36,000
VINCENT CARRETTA
7604 INGLE PLACE	SPRINGFIELD	VA	22151	NONE	NONE	A BIOGRAPHY OF PHILLIS WHEATLEY	$18,300
VERONICA CERECEDA BIANCHI
				NONE	NONE	TEXTILE DESIGNS OF INDIGENOUS PEOPLES IN BOLIVIA AS EXPRESSIONS OF IDENTITY	$13,500	CALLE SAN ALBERTO 413 CASA	SUCRE	BL
KANCHAN CHANDRA
NEW YORK UNIV/19 WEST 4TH ST 412	NEW YORK	NY	10012	NONE	NONE	A THEORY OF ETHNIC DIVERSITY AND DEMOCRACY	$13,700
YU-HUI CHANG
40 MOULTON ROAD	ARLINGTON	MA	02476	NONE	NONE	MUSIC COMPOSITION	$17,500
CONSTANCE J CHANG-HASNAIN
2925 GREER ROAD	PALO ALTO	CA	94303	NONE	NONE	NANO-OPTOELECTRONICS FOR HIGH-EFFICIENCY SOLAR CELLS AND HANDHELD BIOSENSORS	$17,500
NANCY CHUNN
182 GRAND STREET 4W	NEW YORK	NY	10013	NONE	NONE	PAINTING INSTALLATION	$13,300
MARGARET COGSWELL
37-28 85TH STREET 2	JACKSON HEIGHTS	NY	11372	NONE	NONE	FINE ARTS	$17,500
RYAN COHAN
4620 NORTH BEACON STREET	CHICAGO	IL	60640	NONE	NONE	MUSIC COMPOSITION	$30,000
RICHARD M COOK
437 CARSWOLD DRIVE	ST LOUIS	MO	63105	NONE	NONE	THE JOURNALS OF ALFRED KAZIN	$23,300
THOMAS JOSHUA COOPER
				NONE	NONE	PHOTOGRAPHY	$17,500	37 ROWALLAN GARDENS	GLASGOW	UK
LIVIA CORONA
277 WEST 11TH STREET 1A	NEW YORK	NY	10014	NONE	NONE	PHOTOGRAPHY	$19,300
MIGUEL COYULA
67-104 AUSTIN STREET	FOREST HILLS	NY	11375	NONE	NONE	FILM AND VIDEO	$14,500
VEENA DAS
4000 NORTH CHARLES STREET 1606	BALTIMORE	MD	21218	NONE	NONE	ENTANGLED IDENTITIES OF HINDUS AND MUSLIMS IN URBAN INDIA	$21,300
FERNANDA G DE FELICE
				NONE	NONE	ALZHEIMER'S DISEASE AS A NEW FORM OF BRAIN-SPECIFIC DIABETES	$13,500	UNIVERSIDADE FEDERAL DO RIO DE	RIO DE JANEIRO	BR		21941-590
STACEY D'ERASMO
250 WEST 27TH STREET 4C	NEW YORK	NY	10001	NONE	NONE	FICTION	$17,500
PAUL DESENNE
C/O ROSEMARY HOLLAND 9 STONY BRANCH	CHAPEL HILL	NC	27516	NONE	NONE	MUSIC COMPOSITION	$17,000				TRAIL
EVGENY A DOBRENKO
				NONE	NONE	SOVIET MULTINATIONAL LITERATURE	$18,900	27 WINCHESTER ROAD		UK
FRANCES E DOLAN
818 OESTE DRIVE	DAVIS	CA	95616	NONE	NONE	SEVENTEENTH-CENTURY ENGLISH LITERATURE AND HISTORY	$22,000
PATRICK DOYLE
MASSACHUSETTS INST OF TECHNOLOGY	CAMBRIDGE	MA	02139	NONE	NONE	DEVELOPMENT OF SOFT FUNCTIONAL MICROPARTICLES	$3,400
R LAWRENCE EDWARDS
2337 CHILCOMBE AVENUE	SAINT PAUL	MN	55108	NONE	NONE	CLIMATE CHANGE	$13,700
DANAE ELON
246 WITHERS STREET 4G	BROOKLYN	NY	11211	NONE	NONE	FILM	$20,800
CARYL EMERSON
PRINCETON UNIV-241 EAST PYNE HALL	PRINCETON	NJ	08544	NONE	NONE	THE THEATER AND LITERARY ESSAYS OF SIGIZMUND KRZHIZHANOVSKY	$5,800
CARL W ERNST
1906 CLEARWATER LAKE ROAD	CHAPEL HILL	NC	27517	NONE	NONE	A TRANSLATION AND A STUDY OF THE POETRY OF AL-HALLAJ	$35,000
XIAOHUI FAN
UNIVERSITY OF ARIZONA	TUCSON	AZ	85721	NONE	NONE	THE END OF COSMIC DARK AGES: BEYOND THE REDSHIFT SEVEN BARRIER	$33,000
WALTER MARCELO FARINA
				NONE	NONE	MULTIAGENT INTERACTIONS AND COGNITION IN SOCIAL INSECTS	$18,000	UNIVERSIDAD DE BUENOS AIRES CIUDAD	BUENOS AIRES	AR		1428
DENIS FEENEY
117 MEADOWBROOK DRIVE	PRINCETON	NJ	08540	NONE	NONE	THE INVENTION OF ROMAN LITERATURE	$33,000
ELLEN FELDMAN
40 EAST 94TH STREET	NEW YORK	NY	10128	NONE	NONE	FICTION	$16,000
JENNIFER FEWELL
SCHOOL OF LIFE SCIENCES	TEMPE	AZ	85287	NONE	NONE	SOCIOCOMPLEXITY: FROM GROUP TO INDIVIDUAL	$17,500
FRANCESCA FIORANI
907 OLD FARM ROAD	CHARLOTTESVILLE	VA	22903	NONE	NONE	LEONARDO DA VINCI'S SHADOWS	$11,700
FRANCES FITZGERALD
14 EAST 75TH STREET	NEW YORK	NY	10021	NONE	NONE	EVANGELICAL POLITICS	$8,700
A S FOKAS
				NONE	NONE	BOUNDARY VALUE PROBLEMS, INTEGRABILITY, AND MEDICAL IMAGING	$13,300	UNIV OF CAMBRIDGE/DEPT OF MATH	CAMBRIDGE	UK		CB3 0WA
PIERRE M FORCE
COLUMBIA UNIVERSITY	NEW YORK	NY	10027	NONE	NONE	NOVELTY CLAIMS IN EARLY MODERN FRENCH LITERATURE AND SCIENCE	$16,500
GABRIELA LENA FRANK
1933 STUART STREET APT D	BERKELEY	CA	94703	NONE	NONE	MUSIC COMPOSITION	$13,300
PETER GALISON
HARVARD UNIVERSITY	CAMBRIDGE	MA	02138	NONE	NONE	AN EXAMINATION OF TECHNICAL OBJECTS AND THEIR EFFECT ON THE SCIENTIFIC SELF	$16,000
ERIN E GEE
3345 DRAKE DRIVE	ORCUTT	CA	93455	NONE	NONE	MUSIC COMPOSITION	$20,800
KATHRYN LINN GEURTS
1536 HEWITT AVENUE - BOX 16	ST PAUL	MN	55104	NONE	NONE	ETHNOGRAPHY OF DISABILITY IN URBAN AFRICA	$17,500
HOWARD GOLDBLATT
4786 FRANKLIN DRIVE	BOULDER	CO	80301	NONE	NONE	A TRANSLATION OF MO YAN'S +TANXIANG XING=	$20,000
GEORGE D GOLLIN
UNIVERSITY OF ILLINOIS	URBANA	IL	61801	NONE	NONE	HOW AMERICAN CRIMINALS CAME TO CONTROL LIBERIA'S US EMBASSY AND MIN. OF ED.	$13,700
RISA L GOLUBOFF
UNI OF VIRGINIA LAW SCHOOL 580	CHARLOTTESVILLE	VA	22903	NONE	NONE	VAGRANCY LAW IN THE 1960S	$51,000				MASSIE ROAD
FLAVIO DOS SANTOS GOMES
				NONE	NONE	A COMPARATIVE STUDY OF THE POST-EMANCIPATION BLACK PEASANTRY IN RIO DE JANEI	$10,800	RUA SOARES CABRAL 26 APARTAMENTO	RIO DE JANEIRO	BR		222241-070
MICHAEL GORDON
20 DESBROSSES STREET	NEW YORK	NY	10013	NONE	NONE	MUSIC COMPOSITION	$33,300
LAURA H GREENE
UNIV OF ILLINOIS AT URBANA-CHAMPAIG	URBANA	IL	61801	NONE	NONE	GROWTH OF NOVEL SUPERCONDUCTORS	$14,200
JENNIFER M GROH
LSRC RM B203 BOX 90999	DURHAM	NJ	27708	NONE	NONE	SPACE AND THE BRAIN	$16,000
STEVEN S GUBSER
3 QUEENSTON PLACE	PRINCETON	NJ	08540	NONE	NONE	STRING THEORY AND STRONGLY COUPLED PHENOMENA	$32,000
RICHARD HALPERN
67 EAST 11TH STREET 524	NEW YORK	NY	10003	NONE	NONE	TRAGEDY AND POLITICAL ECONOMY	$33,000
KAREN HALTTUNEN
PO BOX 1432	GUALALA	CA	95445	NONE	NONE	NEW ENGLAND GROUNDWORK: NATURE, HISTORY, AND LOCAL PLACE, 1790-1876	$16,000
MARIA SASKIA HAMILTON
434 WEST 120TH STREET 7A	NEW YORK	NY	10027	NONE	NONE	POETRY	$20,000
ALICE C HARRIS
DEPARTMENT OF LINGUISTICS	STONY BROOK	NY	11794	NONE	NONE	EXTENDED EXPONENCE	$21,300
JOSEPH HARRISON
6419 CEDONIA AVENUE	BALTIMORE	MD	21206	NONE	NONE	POETRY	$25,700
JOHN HASKELL
567 CARLTON AVENUE	BROOKLYN	NY	11238	NONE	NONE	FICTION	$23,300
TERRANCE HAYES
5545 AVONDALE PLACE	PITTSBURGH	PA	15206	NONE	NONE	POETRY	$17,500
LYN HEJINIAN
2639 RUSSELL STREET	BERKELEY	CA	947052131	NONE	NONE	POETRY	$35,000
HEATHER HENDERSHOT
396 EIGHTH STREET 4L	BROOKLYN	NY	11215	NONE	NONE	HISTORY OF BROADCASTING	$23,300
ROBIN MARANTZ HENIG
106 MORNINGSIDE DRIVE 81	NEW YORK	NY	10027	NONE	NONE	HOW AMERICA DISCOVERED VALIUM AND REDEFINED MENTAL HEALTH	$19,200
LYNN HERSHMAN LEESON
1201 CALIFORNIA STREET 302	SAN FRANCISCO	CA	94109	NONE	NONE	FILM	$17,500
BENJAMIN CARTER HETT
34-30 78TH STREET 3H	JACKSON HEIGHTS	NY	11372	NONE	NONE	A CULTURAL HISTORY OF THE REICHSTAG FIRE	$35,000
HENRY HILLS
303 EAST 8TH STREET 6R	NEW YORK	NY	10009	NONE	NONE	FILM	$50,000
EVELYNE HUBER
113 BOLINWOOD DRIVE	CHAPEL HILL	NC	27514	NONE	NONE	POLITICS, DEVELOPMENT, SOCIAL POLICY AND POVERTY AND INEQUALITY IN LATIN AM.	$40,000
ALBERTO A IGLESIAS
				NONE	NONE	ENZYMOLOGY AND BACTERIA METABOLISM	$13,500	DON BOSCO 131	ROSARIO	AR		2000
SANFORD M JACOBY
UCLA ANDERSON SCHOOL	LOS ANGELES	CA	90095	NONE	NONE	LABOR AND FINANCE: RISK, INEQUALITY, AND DEMOCRACY	$16,000
KEN KALFUS
330 SOUTH 24TH STREET	PHILADELPHIA	PA	19103	NONE	NONE	FICTION	$5,800
LAURA KASISCHKE
10655 SCIO CHURCH ROAD	CHELSEA	MI	48118	NONE	NONE	POETRY	$35,000
SAM KAUFFMANN
44 EVERGREEN WAY	MEDFIELD	MA	02052	NONE	NONE	FILM	$7,800
JOHN N KING
1811 COVENTRY ROAD	COLUMBUS	OH	43212	NONE	NONE	THE REFORMATION OF THE BOOK, 1450-1650	$24,700
MARCELO KNOBEL
				NONE	NONE	MAGNETIC PROPERTIES OF NANOSTRUCTURED MATERIALS	$14,600	UNIVERSIDADE ESTADUAL DE CAMPINAS	CAMPINAS	BR		13083-970
ARTYOM KOPP
1218 B STREET	DAVIS	CA	95616	NONE	NONE	THE ROLE OF CIS-REGULATORY SEQUENCES IN THE EVOLUTION OF GENE EXPRESSION	$6,000
HEIDI KUMAO
1601 PONTIAC TRAIL	ANN ARBOR	MI	48105	NONE	NONE	VIDEO SCULPTURES	$21,000
PAUL LAFFOLEY
15 CHANNEL CENTER STREET STUDIO 409	BOSTON	MA	02210	NONE	NONE	FINE ARTS	$13,000
BARBARA LANDAU
219 WENDOVER ROAD	BALTIMORE	MD	21218	NONE	NONE	SPATIAL REPRESENTATION IN PEOPLE WITH WILLIAMS SYNDROME	$16,000
RICHARD LANGE
1421 NORTH BENTON WAY	LOS ANGELES	CA	90026	NONE	NONE	FICTION	$17,500
JAIME R LARA
111 PARK STREET 14C	NEW HAVEN	CT	06511	NONE	NONE	FLYING FRANCIS: A NEW ICONOGRAPHY IN THE ANDES	$35,000
DEBORAH LAWRENCE
525 GROVE AVENUE	CHARLOTTESVILLE	VA	22902	NONE	NONE	SUSTAINABILITY OF SHIFTING CULTIVATION	$35,000
THOMAS LAWSON
127 WILTON DRIVE	LOS ANGELES	CA	90004	NONE	NONE	PAINTING	$16,500
ZACHARY LAZAR
35 MISSAPOGUE AVENUE	SOUTHAMPTON	NY	11968	NONE	NONE	FICTION	$35,000
ZACHARY LEADER
				NONE	NONE	A BIOGRAPHY OF SAUL BELLOW	$17,500	11 BROOKSVILLE AVENUE	LONDON	UK		NE6 6TH
RALPH LEMON
C/O MAPP INTERNATIONAL PROD INC	NEW YORK	NY	10003	NONE	NONE	CHOREOGRAPHY	$20,800
NOEL LENSKI
4806 MCKINLEY DRIVE	BOULDER	CO	80303	NONE	NONE	A HISTORY OF SLAVERY IN LATE ANTIQUITY	$21,600
LEI LIANG
7858 CAMINO AGUILA	SAN DIEGO	CA	92122	NONE	NONE	MUSIC COMPOSITION	$23,300
PAUL ETIENNE LINCOLN
177 WEST 26TH STREET 604	NEW YORK	NY	10001	NONE	NONE	FINE ARTS	$20,800
JULIA LOKTEV
39 PEARL STREET 5F	BROOKLYN	NY	11201	NONE	NONE	FILM	$20,000
MEDRIE MACPHEE
111 BOWERY 4TH FLOOR	NEW YORK	NY	10002	NONE	NONE	PAINTING	$18,700
LENORE MALEN
121 WEST 17TH STREET 3C	NEW YORK	NY	10011	NONE	NONE	FINE ARTS	$20,800
JOANNA MALINOWSKA
78 BERRY STREET 3L	BROOKLYN	NY	11211	NONE	NONE	MULTIMEDIA ART	$15,000
INIGO MANGLANO-OVALLE
1235 NORTH ROCKWELL STREET	CHICAGO	IL	60622	NONE	NONE	FINE ARTS	$16,500
CHARLES MARSH
1841 UNIVERSITY CIRCLE	CHARLOTTESVILLE	VA	22903	NONE	NONE	DIETRICH BONHOEFFER IN AMERICA	$17,000
RODERICK A MCDONALD
1810 RITTENHOUSE SQUARE 1411	PHILADELPHIA	PA	19103	NONE	NONE	DR. JONATHAN TROUP'S JOURNAL OF DOMINICA, 1789-1791	$22,700
MARGARET MCFALL-NGAI
5078 SUNRISE RIDGE TRAIL	MIDDLETON	WI	53562	NONE	NONE	BENEFICIAL ANIMAL-MICROBE INTERACTIONS	$17,800
JEFF MCMAHAN
133 BENNER STREET	HIGHLAND PARK	NJ	08904	NONE	NONE	SELF-DEFENSE, WAR AND PUNISHMENT	$32,000
SARAH MICHELSON
256 ADELPHI STREET APT 1	BROOKLYN	NY	11205	NONE	NONE	CHOREOGRAPHY	$20,800
SUSAN MIDDLETON
4403 A 20TH STREET	SAN FRANCISCO	CA	94114	NONE	NONE	SCIENCE WRITING	$12,500
L SCOTT MILLS
3239 CUMMINS WAY	MISSOULA	MT	59802	NONE	NONE	ECOLOGY AND CONSERVATION BIOLOGY	$8,000
ROBERT A MOFFITT
JOHNS HOPKINS UNIVERSITY	BALTIMORE	MD	21218	NONE	NONE	THE GROWTH OF VOLATILITY IN THE U.S. LABOR MARKET	$16,000
UDAYAN MOHANTY
BOSTON UNIVERSITY	CHESTNUT HILL	MA	02467	NONE	NONE	THEORETICAL STUDIES OF COMPLEX SYSTEMS	$16,000
INGRID MONSON
330 BROADWAY 2	CAMBRIDGE	MA	02139	NONE	NONE	MUSIC OF MALI	$19,800
TAMAR MUSKAL
306 WEST 100TH STREET 51	NEW YORK	NY	10025	NONE	NONE	MUSIC COMPOSITION	$24,000
OSAMU JAMES NAKAGAWA
2431 N BARBARA DRIVE	BLOOMINGTON	IN	47408	NONE	NONE	PHOTOGRAPHY	$23,300
PRIYAMVADA NATARAJAN
29 CONCORD AVENUE 307	CAMBRIDGE	MA	02138	NONE	NONE	BLACK HOLE FORMATION AT HIGH REDSHIFT	$16,500
FAE MYENNE NG
PO BOX 1501	NEW YORK	NY	10028	NONE	NONE	FICTION	$17,500
MAE M NGAI
606 WEST 116TH STREET APT 41	NEW YORK	NY	10027	NONE	NONE	THE CHINESE MINING DIASPORA, 1848-1908	$16,500
SUZANNE OPTON
652 BROADWAY 11F	NEW YORK	NY	10012	NONE	NONE	PHOTOGRAPHY	$29,200
EVE C OSTRIKER
UNIVERSITY OF MARYLAND	COLLEGE PARK	MD	20742	NONE	NONE	LARGE-SCALE REGULATION OF STAR FORMATION	$16,500
CHUCK OWEN
406 GLEN RIDGE AVENUE	TAMPA	FL	33617	NONE	NONE	MUSIC COMPOSITION	$32,000
ROLANDO PENA
				NONE	NONE	INSTALLATION ART	$19,300	AV MIGUEL ANGEL EDIF MACAREO PH-4	CARACAS	VE		1041
ARTURO PEREZ TORRES
				NONE	NONE	FILM	$8,400	52 LANSDOWNE AVENUE	TORONTO	CA		M6K 2V8
ENRIQUE PERUZZOTTI
				NONE	NONE	DEMOCRATIC REPRESENTATION AS MEDIATED POLITICS	$13,500	UNIVERSIDAD TORCUATO DI TELLA	BUENOS AIRES	AR		C1428ATG
CARLA GARDINA PESTANA
				NONE	NONE	ATLANTIC ORIGINS OF IMPERIALISM	$35,000	6313 BIGWOOD CIRCLE	OXFORD	UK		45056-9271	OHIO
ANDREW X PHAM
94-1066 MAUELE STREET	WAIPAHU	HI	96797	NONE	NONE	A MEMOIR	$20,000
JUAN CARLOS QUINTERO-HERENCIA
1103 CANNON ROAD	SILVER SPRING	MD	20904	NONE	NONE	CARIBBEAN LITERATURE AND CULTURE: POETICS AND POLITICS	$27,000
WALID RAAD
338 EAST 67TH STREET 16	NEW YORK	NY	10065	NONE	NONE	FINE ARTS	$16,700
MARIA CLEMENCIA RAMIREZ
48 LIBERTY AVENUE	SOMERVILE	MA	02144	NONE	NONE	ETHNOGRAPHY OF GOOD GOVT. AND DEMOCRACY IN A MARGINAL REGION OF COLUMBIA.	$15,700
ANGELA CECILIA RAMIREZ SANZ
				NONE	NONE	FINE ARTS	$13,500	AMAPOLAS 3874 DEPARTAMENTO 202	SANTIAGO	CI
BARBARA RAS
PO BOX 91046	SAN ANTONIO	TX	78209	NONE	NONE	POETRY	$30,000
ALEXANDER REHDING
HARVARD UNIV/DEPT OF MUSIC	CAMBRIDGE	MA	02138	NONE	NONE	NINETEENTH-CENTURY AESTHETICS AND ACOUSTICS	$12,000
LISA RODENSKY
26 CHARLOTTE ROAD	NEWTON	MA	02459	NONE	NONE	THE 19TH- AND 20TH-CENTURY NOVEL AND THE PERIODICAL REVIEW	$32,000
TAMAR ROGOFF HEITLER
170 AVENUE C 19G	NEW YORK	NY	10009	NONE	NONE	CHOREOGRAPHY	$16,700
VICTORIA SANFORD
525 WEST 238TH STREET APT C	BRONX	NY	10463	NONE	NONE	FEMINICIDE, SOCIAL CLEANSING, AND IMPURITY	$17,500
RENATO DE LIMA SANTOS
				NONE	NONE	ANTIMICROBIAL RESPONSES TO +SALMONELLA=	$26,000	BLOCO 1 APARTMENTO 903	BELO HORIZONTE MG	BR		31140-540
JONATHAN H SHANNON
2 WASHINGTON SQUARE VILLAGE 14N	NEW YORK	NY	10012	NONE	NONE	MUSICAL PERFORMANCE AND COLLECTIVE MEMORY	$35,000
ANNA SHTEYNSHLEYGER
6529 NORTH FRANCISCO AVENUE 2	CHICAGO	IL	60645	NONE	NONE	PHOTOGRAPHY	$25,000
MARK P SIMMONS
DEPARTMENT OF BIOLOGY	FORT COLLINS	CO	80523	NONE	NONE	THE PHYLOGEOGRAPHY OF +CATHA EDULIS= (QAT)	$19,400
GEORGE SINGLETON
1315 HESTER STORE ROAD	EASLEY	SC	29640	NONE	NONE	FICTION	$13,300
JOSEPH R SLAUGHTER
706 NORTH PROSPECT	YPSILANTI	MI	48198	NONE	NONE	INTELLECTUAL PROPERTY AND THE WORLD NOVEL	$17,500
ROBERT COURTNEY SMITH
301 VALLEY ROAD	MONTCLAIR	NJ	07042	NONE	NONE	AMERICA'S CRUEL NATURAL EXPERIMENT WITH UNDOCUMENTED CHILDREN	$16,000
WADADA LEO SMITH
575 ARCADE DRIVE	VENTURA	CA	93003	NONE	NONE	MUSIC COMPOSITION	$17,500
STEPHANIE SNIDER
21 SOUTH PORTLAND AVENUE 2F	BROOKLYN	NY	11217	NONE	NONE	VISUAL ARTS	$20,500
JACOB SOLL
4417 OSAGE AVENUE	PHILADELPHIA	PA	19104	NONE	NONE	THE ENLIGHTENMENT LIBRARY AND THE QUEST FOR UNIVERSAL KNOWLEDGE	$17,500
FEDERICO SOLMI
505 EAST 79TH STREET 1H	NEW YORK	NY	10075	NONE	NONE	FILM	$19,000
LISA RUSS SPAAR
UNIVERSITY OF VIRGINIA-PO BOX	CHARLOTTESVILLE	VA	22904	NONE	NONE	POETRY	$17,500				400121
JERED SPRECHER
147 DRUID DRIVE	KNOXVILLE	TN	37920	NONE	NONE	PAINTING	$20,400
JESSICA EVE STERN
141 COOLIDGE HILL	CAMBRIDGE	MA	02138	NONE	NONE	A MEMOIR OF POST-TRAUMATIC STRESS DISORDER	$7,100
CHERYLE ST ONGE
8 WISWALL ROAD	DURHAM	NH	03824	NONE	NONE	PHOTOGRAPHY	$17,500
DANIEL Z SUI
9200 BROOKWATER CIRCLE	COLLEGE STATION	TX	77845	NONE	NONE	GEOSLAVERY IN AN AGE OF PERVASIVE SURVEILLANCE	$32,000
JEANNIE SUK
72 SPARKS STREET	CAMBRIDGE	MA	02138	NONE	NONE	THE LEGAL CONSTRUCTION OF TRAUMA	$32,000
LARISSA SZPORLUK CELLI
1102 MELROSE STREET	BOWLING GREEN	OH	43402	NONE	NONE	POETRY	$17,500
DANIEL TOBIN
EMERSON COLLEGE - 120 BOYLSTON ST	BOSTON	MA	02116	NONE	NONE	POETRY	$16,500
SUKNAI SHIRLEY TSE
5509 EATON STREET	LOS ANGELES	CA	90042	NONE	NONE	INSTALLATION ART	$14,600
BRIAN ULRICH
3910 NORTH BERNARD STREET APT GW	CHICAGO	IL	60618	NONE	NONE	PHOTOGRAPHY	$20,800
DAVID J WALLACE
1722 DELANCEY STREET	PHILADELPHIA	PA	19103	NONE	NONE	A LITERARY HISTORY OF EUROPE, 1348-1418	$32,000
ANNE WASHBURN
87 TEHAMA STREET	BROOKLYN	NY	11218	NONE	NONE	PLAYWRITING	$16,700
SUSAN COTTS WATKINS
2700 NEILSON WAY 1436	SANTA MONICA	CA	90405	NONE	NONE	NAVIGATING AIDS IN SUB-SAHARAN AFRICA	$5,800
ANNA WEESNER
3419 HAMILTON STREET	PHILADELPHIA	PA	19104	NONE	NONE	MUSIC COMPOSITION	$17,500
JEFF WHEELWRIGHT
246 KERN AVENUE	MORRO BAY	CA	93442	NONE	NONE	GENETICS, CULTURE, AND RELIGION	$25,000
DEBORAH GRAY WHITE
12 PARK SQUARE	METUCHEN	NJ	08840	NONE	NONE	AMERICAN IDENTITY AT THE TURN OF THE MILLENNIUM	$32,000
PAMELA WILSON-RYCKMAN
454 DAY STREET	SAN FRANCISCO	CA	94131	NONE	NONE	PAINTING	$17,500
BYRON WOLFE
788 DOWNING AVENUE	CHICO	CA	95926	NONE	NONE	PHOTOGRAPHY	$21,600
LINDA WORDEMAN
UNIVERSITY OF WASHINGTON	SEATTLE	WA	98195	NONE	NONE	ECHINODERMS AS A MODEL FOR CELL DIVISION	$15,000
YASUKO YOKOSHI
39 CHARLES STREET 5	NEW YORK	NY	10014	NONE	NONE	CHOREOGRAPHY	$16,700
MUHAMMAD QASIM ZAMAN
32 SHADYBROOK LANE	PRINCETON	NJ	08540	NONE	NONE	ISLAM IN PAKISTAN	$34,000
OSCAR ADOLFO ZANETTI LECUONA
10426 SW 22ND STREET	MIAMI	FL	33165	NONE	NONE	THE RISE AND FALL OF THE SPANISH CARIBBEAN SUGAR INDUSTRY	$28,000
SHOU-WU ZHANG
COLUMBIA UNIV 2990 BROADWAY	NEW YORK	NY	10027	NONE	NONE	TOPICS IN ARITHMETICAL ALGEBRAIC GEOMETRY	$17,000
JAWOLE WILLA JO ZOLLAR
309 HOFFMAN DRIVE	TALLAHASSEE	FL	32312	NONE	NONE	CHOREOGRAPHY	$35,000
KIMBERLEE ACQUARO
302 MESA ROAD	SANTA MONICA	CA	90402	NONE	NONE	"I'LL RISE"	$40,000
LORRAINE ADAMS
112 WEST 118TH STREET	NEW YORK	NY	10026	NONE	NONE	NOVEL ABOUT PAKISTAN	$17,500
SHELBY ADAMS
3 SOUTH CHURCH STREET	PITTSFIELD	MA	01201	NONE	NONE	APPALACIAN PORTRAITS	$40,000
OSCAR F AGUILERA
				NONE	NONE	EL OCASO DELOS HIJOIS DE LA MUJER SOL. LOS KAWESQUAR DE LA PATAGONIA OCCID.	$23,000	MEJICANA 1232	PUNTA ARENAS	CI
RICARDO AINSLIE
403 EAST 35TH STREET	AUSTIN	TX	78705	NONE	NONE	MEXICO AT THE CROSSROADS	$20,400
ANA AMADO
				NONE	NONE	INSURGENCIA POLITICA E IMAGINARIO POPULAR EN LA FOTOGRAFIA	$9,600	GALLO 1080	BUENOS AIRES	AR		1172
CHRISTY ANDERSON
PO BOX 427	SUNDERLAND	MA	01375	NONE	NONE	THE MATTER OF RENAISSANCE ARCHITECTURE	$29,200
ROBERT ANTONI
110 WEST 25TH STREET APT7	NEW YORK	NY	10001	NONE	NONE	AS FLIES TO WHATLESS BOYS: THE STORY OF THE TROPICAL EMIGRATION SOC. IN BR.	$11,000
ANDREW APTER
1207 OAK STREET	SANTA MONICA	CA	90405	NONE	NONE	CREOLE DIVIDES: SLAVE COASTS AND HINTERLANDS IN AFRO-ATLANTIC PERSPECTIVE	$11,000
LILIANA ARRACHEA
				NONE	NONE	QUEANTUM TRANSPORT ON NANO AND MESOSTRUCTURES	$23,000	CIUDAD AUTONOMA DE BUENOS AIRES	BUENOS AIRES	AR		1430
GUAVIN BAILEY
				NONE	NONE	ROCOCO ART AND SPIRITUALITY IN SOUTH AMERICA	$17,500	INVERURIE AB51 5HJ		UK
ADAM BEGLEY
				NONE	NONE	BIOGRAPHY OF JOHN UPDIKE	$23,300	11-17 BENEFIELD ROAD	PETERBOROUGH	UK		PE8 4EU
JOHN BEWAJI
				NONE	NONE	POLITICAL PHILOSOPHY IN AFRICANA THOUGHT	$23,000	UNIVERSITY OF THE WEST INDIES MONA	KINGSTON ST ANDREW	JM
TOM BISSELL
PO BOX 1244	ESCANABA	MI	49829	NONE	NONE	BONES THAT SHINE LIKE FIRE	$18,700
ED BOWES
236 WEST 27TH STREET 1302	NEW YORK	NY	10001	NONE	NONE	TIME, CONTRADICTION	$20,400
PATRICIA T BOZZA
				NONE	NONE	BIOGENESIS AND FUNCTIONS OF LIPID DROPLETS IN HOST-PATHOGEN INTERACTIONS	$23,000	INST OSWALDO CRUZ OSWALDO CRUZ	RIO DE JANEIRO	BR		21045900
TROY BRAUNTUCH
2413 SOUTH 6TH STREET	AUSTIN	TX	78704	NONE	NONE	BERLIN PROJECT	$23,800
JOEL BROUWER
306 17TH AVENUE	TUSCALOOSA	AL	35401	NONE	NONE	THE WESTERN APPROACHES	$19,000
MARKUS BRUNNERMEIER
26 PROSPECT AVENUE	PRINCETON	NJ	08540	NONE	NONE	FINANCIAL FRICTIONS AND THE MACROECONOMY	$16,000
ANTOINETTE BURTON
1801 PLEASANT STREET	URBANA	IL	61801	NONE	NONE	EMPIRE FROM BELOW	$13,800
HARMEN BUSSEMAKER
1212 AMSTERDAM AVE MC 2441	NEW YORK	NY	10027	NONE	NONE	DECIPHERING THE LANGUAGE OF GENE EXPRESSION REGULATION	$13,200
WILLIAM CAFERRO
VANDERBILT UN DPT HISTORY BENSON	NASHVILLE	TN	37212	NONE	NONE	WAR, ECONOMY AND CULTURE IN ITALY, 1330-1450	$13,800				HALL 2613 ESSEX PL
REBECCA CAMMISA
21 DUNNINGS DRIVE	TARRYTOWN	NY	10591	NONE	NONE	THE DEATH OF THE U.S. NEWSPAPER	$37,500
LEONOR CARABALLO-FARMAN
6 ALLAPARTUS CIRCLE	OSSINING	NY	10562	NONE	NONE	BRCA2: THE BREAST AND ITS ILLNESSES	$10,000
DAVID CARON
1312 BROADWAY STREET	ANN ARBOR	MI	48105	NONE	NONE	TACT AND CONTACT: HIV/AIDS, DISCLOSURE, AND THE RETURN OF THE BODY	$11,700
ARACHU CASTRO
243 CONCORD AVENUE 4	CAMBRIDGE	MA	02138	NONE	NONE	WOMEN AND AIDS IN LATIN AMERICA NAD THE CARIBBEAN	$17,500
ROSSINA CAZALI
				NONE	NONE	ARTE CONTEMPORANEO EN GUATEMALA	$24,000	3 AVENIDA 3-81 ZONA 8 SAN CISTOBAL		GT		01001
CATHERINE CHALMERS
35 WOOSTER STREET 2R	NEW YORK	NY	10013	NONE	NONE	LEAFCUTTER ANT PROJECT	$33,300
ENRICO CHAPELA
				NONE	NONE	PRIVATE ALLELES	$24,000	OLIVAR DE LOS PADRES/DELE ALVARO	MEXICO	MX		01780
ABRAHAM CHIAN
				NONE	NONE	NONLINEAR DYNAMICS OF EARTH-OCEAN-SPACE INVIRONMENT: IMPACT ON CLIMATE CHNG.	$23,000	AV ASTRO 1758 SAO HOSE DOS CAMPOS	SAO PAULO	BR		12227-010
ANNE CHU
3513 76 STREET APT 31	JACKSON HEIGHTS	NY	11372	NONE	NONE	ARTIST BOOK AND PAINTED SCULPTURE	$9,500
LEON CHUA
2916 AVALON AVENUE	BERKELEY	CA	94705	NONE	NONE	BEYOND MEMRISTORS	$5,500
JOHN COLLINS
504 GRAND STREET APT B14	NEW YORK	NY	10002	NONE	NONE	THE SUN ALSO RISES	$33,800
JANE COMFORT
55 NORTH MOORE STREET	NEW YORK	NY	10013	NONE	NONE	BEAUTY	$20,000
PETER CONSTANTINE
339 WEST 48TH STREET APT 4C	NEW YORK	NY	10036	NONE	NONE	A TRANSLATION OF POPE JOAN AND OTHER WRITINGS BY EMMANUEL ROIDIS	$31,500
INGRID DAUBECHIES
PRINCETON UNIV/218 FINE HALL	PRINCETON	NJ	08544	NONE	NONE	MATHEMATICAL MOKELING FOR THE MADAGASCAR RAIN FOREST	$33,000				WASHINGTON ROAD
BLANE DE ST CROIX
111 NORTH 10TH STREET	BROOKLYN	NY	11211	NONE	NONE	LANDSCAPE SECTIONS, BORDERS	$25,000
LAV DIAZ
2618 91ST STREET	EAST ELMHURST	NY	11369	NONE	NONE	POSTPRODUCTION, PREPRODUCTION, RESEARCH, PRODUCTION	$40,000
HASIA DINER
4 WASHINGTON SQUARE VILLAGE 8L	NEW YORK	NY	10012	NONE	NONE	PEDDLERS: A NEW WORLD JEWISH HISTORY	$11,000
EDGARDO DOBRY
				NONE	NONE	EL DR. JREST EN OL PIQUETE	$23,000	PUTGET 84 1 B	BARCELONA	SP		08024
C JOSH DONLAN
PO BOX 1201	MIDWAY	UT	840491201	NONE	NONE	BUILDING AN ENVIRONMENTAL SOCIAL NETWORK	$23,300
JILL DOWNEN
377 N TAYLOR 3 SOUTH	ST LOUIS	MO	63108	NONE	NONE	TEMPORAL BODIES: A TRANSFORMATION OF SITE AND FLESH	$19,000
CAROLYN DRAKE
25 LAKESIDE DRIVE	GREENBELT	MD	20770	NONE	NONE	PARADISE RIVERS	$20,000
JUDITH EISEN
UNIV-OREGON DPT OF BIOLOGY 1254	EUGENE	OR	974031254	NONE	NONE	LEARNING THE ROLE OF RESIDENT MICROBES IN NERVOUS SYSTEM DEV. AND FUNCTION	$16,500				UNIVERSITY OF OREGON
NORMAN ELLSTRAND
3416 ELMWOOD DRIVE	RIVERSIDE	CA	925061231	NONE	NONE	GENETICS, GENOMICS, AND THE MANY FACES OF HYBRIDIZATION	$16,500
ANGIE ESTES
209 WEST CALIFORNIA AVENUE	URBANA	IL	61801	NONE	NONE	SWAY: A FIFTH BOOK OF POEMS	$13,300
RITA FELSKI
2285 OWENSVILLE ROAD	CHARLOTTESVILLE	VA	22901	NONE	NONE	THE DEMON OF INTERPRETATION	$13,200
GARY FINE
CTR FOR ADV STUDIES IN BEHAVIORAL	STANFORD	CA	94305	NONE	NONE	TINY PUBLICS: GROUP DYNANMICS, MICROCULTURES, AND THE EST. OF SOCIAL ORDER	$32,000				SCIENCE 75 ALTA ROAD
JAMES FOWLER
1811 LYNDON ROAD	SAN DIEGO	CA	92103	NONE	NONE	PAY-IT-FORWARD DYNAMICS IN SOCIAL NETWORKS	$33,000
DALE FRAIL
1234 CALLE DEL LAGO	SOCORRO	NM	87801	NONE	NONE	FINDING THAT WHICH IS HIDDEN: PULSARS, BARYONS AND THE FIRST GEN. OF STARS	$11,700
KATHERINE FREEMAN
538 WESTVIEW AVENUE	STATE COLLEGE	PA	16803	NONE	NONE	PLANTS, WATER AND CLIMATE: IS THE PAST OUR FUTURE	$11,000
NELL FREUDENBERGER
444 6TH STREET	BROOKLYN	NY	11215	NONE	NONE	THE NEWLYWEDS	$26,300
ALBERTO FUGUET
				NONE	NONE	MATIAS VICUNA (A NOVEL)	$24,000	COPIHUE 2874 DPTO 601	SANTIAGO	CI		7510165
MATTHEW GABEL
6317 ALAMO AVENUE	SAINT LOUIS	MO	63105	NONE	NONE	THE POLITICS OF SUPRANATIONAL LEGAL INTEGRATION IN THE EUROPEAN UNION	$17,500
MARIO D GALIGNIANA
				NONE	NONE	ROLE OF THE HSP90-BINDING IMMUNOPHILIN FKBP51 IN APOPTOSIS AND TUMOR PROG.	$22,000	SAN JOSE DE CALASANZ 439/1 PISO	BUENOS AIRES	AR		C1424AHI
TED GENOWAYS
128 BENNINGTON ROAD	CHARLOTTESVILLE	VA	22901	NONE	NONE	WALT WHITMAN AND THE CIVIL WAR	$20,400
PETER GODWIN
210 RIVERSIDE DRIVE APT 1E	NEW YORK	NY	10025	NONE	NONE	THE FEAR - THE LAST DAYS OF ROBERT MUGABE	$45,000
PINELOPI GOLDBERG
40 WEST 77TH STREET 14B	NEW YORK	NY	10024	NONE	NONE	ESTIMATING THE IMPACT OF TRADE ON PROD. AND GROWTH USING FIRM-LEVEL DATA	$8,300
SANDER GOLDBERG
1406 SELBY AVENUE	LOS ANGELES	CA	90024	NONE	NONE	REALITIES OF ROMAN PERFORMANCE	$16,500
ENRICO GONZALEZ GONZALEZ
				NONE	NONE	EL SURGIMIENTO DE LAS UNIVERSIDADES EN EL NUEVO MUNDO (S. XVI-XVII)	$23,000	ANICETO ORTEGA 1346 COLONIA DEL	MEXICO	MX		03400
GASTON GORDILLO
				NONE	NONE	SEDIMENTS OF HISTORY: RUINS OF MEMORIES OF THE CONQUEST OF THE GRAN CHACO	$17,500	UNI-BRIT COLUMBIA-DPT ANTH 6303 NW	VANCOUVER	CA		V6T-1Z1
PHILIP GOUREVITCH
MACVITCH LIMITED 159 PROSPECT PLACE	BROOKLYN	NY	11238	NONE	NONE	YOU HIDE THAT YOU HATE ME AND I HIDE THAT I KNOW: SURVIVAL IN RWANDA	$20,400
ALAN GOVENAR
PO BOX 140244	DALLAS	TX	75214	NONE	NONE	THE FOLK ART OF COMMUNITY PHOTOGRAPHY	$40,000
TERENCE GOWER
465 WEST 23RD ST 4D	NEW YORK	NY	10011	NONE	NONE	EMBASSY SERIES	$21,500
PAUL GRAHAM
799 GREENWICH ST APT 6N	NEW YORK	NY	10014	NONE	NONE	THE WHITENESS OF THE WHALE	$25,000
VINCENT GRENIER
912 N AURORA STREET	ITHACA	NY	14850	NONE	NONE	BORDERLESS MATTER	$33,000
MARLON GRIFFITH
				NONE	NONE	A WALK INTO THE NIGHT (TRINIDAD)	$12,000	ROYAL CASTLE HIRYU 2012-19-20	AICHI	JA		451-0031
JORGE GROSSMANN
335 LINGERING LANE	HENDERSON	NV	89012	NONE	NONE	MOVEMENTS (A QUINTET) AND NOCTURNE, FOR BARITONE, CELLO AND CONTRABASS	$7,300
MIGUEL GUTIERREZ
210 HUMBOLDT ST 2	BROOKLYN	NY	11206	NONE	NONE	UNTITLED NEW PROJECT	$20,000
KIMIKO HAHN
550 SUNSET AVENUE	MATTITUCK	NY	11952	NONE	NONE	KIMIKO HAHN / POETRY	$35,000
MONICA HALLER
3821 14TH AVENUE SOUTH	MINNEAPOLIS	MN	55407	NONE	NONE	RECONTAIN: BOOKLETS WITH VETERANS (WORKING TITLE)	$28,700
BARBARA HAMBY
1168 SEMINOLE DRIVE	TALLAHASSEE	FL	323014656	NONE	NONE	ON THE STREET OF DIVINE LOVE: NEW AND SELECTED POEMS	$25,300
PAUL HARDING
118 WEST MAIN STREET	GEORGETOWN	MA	01833	NONE	NONE	ENON	$26,300
LORENZO HARRIS
1529 SOUTH 11TH STREET	PHILADELPHIA	PA	19147	NONE	NONE	LEGENDS OF HIP HOP	$20,000
JOEL HARRISON
10 SOUTH OXFORD ST APT 1	BROOKLYN	NY	11217	NONE	NONE	TWO COMPOSITIONS	$22,500
MOLLY HASKELL
19 EAST 88TH ST APT 11E	NEW YORK	NY	10128	NONE	NONE	MY BROTHER / MY SISTER	$20,400
JUAN HERRERA
1210 VIA PALERMO	REDLANDS	CA	92374	NONE	NONE	POETRY FELLOWSHIP	$35,000
DANIEL HEYMAN
833 NORTH WOODSTOCK STREET	PHILADELPHIA	PA	19130	NONE	NONE	RAPE ACROSS THE ARMY	$22,200
KATHRYN HIGH
138 BALTIC STREET 4C	BROOKLYN	NY	11201	NONE	NONE	VAMPIRE STUDIES GROUP	$17,500
CYNTHIA HOPKINS
85 SOUTH 6TH STREET	BROOKLYN	NY	11211	NONE	NONE	THE TRUTH: A TRAGEDY	$25,000
HOLLY HUGHES
216 BUCHOLZ COURT	ANN ARBOR	MI	48103	NONE	NONE	LET THEM EAT CAKE	$17,500
PABLO IRARRAZAVAL
				NONE	NONE	NEW TECHNIQUES FOR FAST MAGNETIC RESONANCE IMAGING	$23,000	LAS TERRAZAS 1171 LAS CONDES	SANTIAGO	CI		761-0585
SHEILA JASANOFF
74 GARFIELD STREET	CAMBRIDGE	MA	02138	NONE	NONE	THE IMAGINED EARTH: NATURE, CULTURE, ENVIRONMENT	$33,000
MYRIAM JIMENO
				NONE	NONE	CIUDADANIAS EN EL LIMITE: EL CASO DE KITEK KIWE EN EL CAUCA	$13,000	AK 20 86-30 APTO 301	BOGOTA	CO		0057
ROSEMARY JOYCE
2679 SIMAS AVENUE	PINOLE	CA	94654	NONE	NONE	MATERIALITY AND HISTORY: AN ARCHAEOLOGICAL APPROACH	$19,300
JOSHUA KATZ
PRINCETON UN-DPT-CLASSICS 141 EAST	PRINCETON	NJ	08544	NONE	NONE	"WORDPLAY: A CHAPTER IN THE HISTORY OF IDEAS"	$16,500				PYNE BUILDING
MARK KILSTOFTE
134 LAKECREST DRIVE	GREENVILLE	SC	29609	NONE	NONE	ORCHESTRAL SONGS: "WHITE ALBUM" / CHAMBER OPERA: IBSEN'S "BRAND"	$11,700
JIN HI KIM
1042 BROAD ST STUDIO 504	BRIDGEPORT	CT	06604	NONE	NONE	KOMUNGO MEDITATION	$29,200
MARI KIMURA
145 WEST 79TH ST APT 5B	NEW YORK	NY	10024	NONE	NONE	EXTRACTING HUMAN EXPRESSION FROM BOWING DATA:INT. COMP. WITH AUG. VIOLIN	$12,700
JEFFREY KINKLEY
226 RIVER ROAD	MILLINGTON	NJ	07946	NONE	NONE	MOVING BACKWARD: THE DYSTOPIAN IMAGINATION OF CHINA'S AVANT-GARDE	$16,500
SHINOBU KITAYAMA
419 SOUTH ASHLEY	ANN ARBOR	MI	48103	NONE	NONE	CULTURAL NEUROSCIENCE	$33,000
HERBERT KOHL
40561 EUREKA HILL ROAD	POINT ARENA	CA	95468	NONE	NONE	CONTINUITY AND CHANGE IN MORAL DEVELOPMENT	$24,500
ELIZABETH KOLBERT
326 OBLONG ROAD	WILLIAMSTOWN	MA	01267	NONE	NONE	A HISTORY OF LOSS	$20,400
TAMARA KOSTIANOVSKY
14 CLIFFORD PLACE APT 2L	BROOKLYN	NY	11222	NONE	NONE	THE ARCHITECTURE OF VIOLENCE	$11,000
LADISLAV KUBIK
2305 HAMPSHIRE WAY	TALLAHASSEE	FL	323093106	NONE	NONE	CONCERTO NO.3 FOR PIANO, ORCHESTRA, AND ELECTRONICS	$20,400
THOMAS KUEHNE
950 MAIN STREET	WORCESTER	MA	01610	NONE	NONE	STRUGGLING FOR BEAUTY: BODY AESTHETICS AND SOCIAL CONFLICT IN MODERN HISTORY	$11,700
FRANZISKA LAMPRECHT
50-15 39TH STREET 3H	SUNNYSIDE	NY	11104	NONE	NONE	OPEN SOURCE GRABELAND	$28,000
JORGE LANZARO
				NONE	NONE	SOCIAL DEMOCRATIC GOVT. IN L.A.: BRAZIL, CHILE AND URUGUAY IN COMP. PERSP.	$23,000	UNIVERSIDAD DE LA REPUBLICA AV	MONTEVIDEO	UY		113300
VICTOR LAVALLE
804 WEST 180TH STREET 33	NEW YORK	NY	10033	NONE	NONE	THE BLUE HOUSE	$17,500
GREGORY LEVINE
111 RAMONA AVENUE	EL CERRITO	CA	94530	NONE	NONE	SCULPTURAL FRAGMENTS IN DEVOTIONAL AND MODERN-CONTEMPORARY IMAGINATIONS	$17,500
CHARLES LINDSAY
35 WOOSTER STREET 2R	NEW YORK	NY	10013	NONE	NONE	CARBON	$50,000
LAURENT LOINARD
				NONE	NONE	THE SPACE DISTRIBUTION OF NEARBY STAR-FORMATION	$13,400	UNIVERSITE LAVAL 1045 AVENUE DE LA	QUEBEC	CA		G1V 0A6
HUGO LUJAN
				NONE	NONE	DEVELOPMENT OF A VACCINE AGAINST GIARDIA LAMBLIA	$13,400	UN-CATOLICA CORDOBA/JACINTO RIOS	CORDOBA	AR		X5004ASK
MARY LUM
243 UNION STREET 403	NORTH ADAMS	MA	01247	NONE	NONE	TRACING THE CITY	$9,000
JIM LUTES
333 ADDISON RD	RIVERSIDE	IL	60546	NONE	NONE	INCONVENIENT STORIES OF YORE	$11,700
PATRICK LYNETT
TEXAS AM UN DPT CIVIL ENG CE/TTI MS	COLLEGE STATION	TX	778433136	NONE	NONE	WIND OVER WAVES OVER SURGE OVER SAND: WHEN HURRICANES HIT THE COAST	$20,400				3136
NATHANIEL MACKEY
3506 LOCHNORA PARKWAY	DURHAM	NC	27705	NONE	NONE	SERIAL POETICS	$33,000
SILVIA MALAGRINO
2325 WEST FARWELL AVE APT 2N	CHICAGO	IL	60645	NONE	NONE	CREATION OF NEW WORK	$14,600
CAMERON MARTIN
422 STATE STREET 12	BROOKLYN	NY	11217	NONE	NONE	PLAN FOR CAMERON MARTIN	$30,000
ADELINE MASQUELIER
TULANE UN DPT ANTHRO 7041 FRERET	NEW ORLEANS	LA	701185549	NONE	NONE	NEGOTIATING FUTURES: YOUTH, ISLAM, AND GLOBALIZATION IN NIGER	$17,500				STREET
RICHARD MAXWELL
400 WEST 43RD ST 27N	NEW YORK	NY	10036	NONE	NONE	BALLET AND NEUTRAL HERO	$26,700
COLUM MCCANN
61 EAST 86TH STREET APT 51	NEW YORK	NY	10028	NONE	NONE	DOUGLASS IN IRELAND	$35,000
VAN MCELWEE
645 CRAIGSWOODS DRIVE	ST LOUIS	MO	63122	NONE	NONE	HALF-REAL	$20,400
LAWRENCE MCFARLAND
1702 RAVEY STREET	AUSTIN	TX	787044927	NONE	NONE	HIGH PLAINS REVISITED	$17,500
MICHAEL MCKEAN
1916 MONTAIGNE DRIVE	RICHMOND	VA	23235	NONE	NONE	NEW WORK	$15,800
LOUISE MCREYNOLDS
105 PRIESTLY CREEK DRIVE	CHAPEL HILL	NC	27614	NONE	NONE	MURDER MOST RUSSIAN: TRUE CRIME AND PUNISHMENT IN LATE IMPERIAL RUSSIA	$16,500
ANNE MENDELSON
9060 PALISADES AVENUE	NORTH BERGEN	NJ	07047	NONE	NONE	THE CHINESE DIASPORA AND AMERICAN CULINARY HISTORY	$20,400
ZOILA MENDOZA
1528 SANTA ROSA STREET	DAVIS	CA	95616	NONE	NONE	PILGRIMAGE, MUSIC AND DANCE AMONG QUECHUA-SPEAKING PEOPLE	$11,000
MICHAEL MEYER
5920 WOLFBERRY LANE	GOLDEN VALLEY	MN	55422	NONE	NONE	IN MANCHURIA	$20,400
PHILIPP MEYER
4807 CASWELL AVENUE	AUSTIN	TX	78751	NONE	NONE	AMERICAN SON	$45,000
NIC NICOSIA
130 SUNLIT DRIVE WEST	SANTA FE	NM	87508	NONE	NONE	MAKING PICTURES	$50,000
MARK NOWAK
104 CHESTNUT LANE	QUEENSTOWN	MD	21658	NONE	NONE	GENERAL DOLLAR: POEMS	$19,000
SEUNG-AH OH
171 ELM STREET	OBERLIN	OH	44074	NONE	NONE	NEW WORKS FOR CME, ICE, MR. AGI AND MR. LIPPEL	$18,800
HELEN OLEARY
133 EAST PARK AVENUE	STATE COLLEGE	PA	16803	NONE	NONE	THINGS YOU DO	$20,400
JOAO OLIVEIRA
				NONE	NONE	DEFINING A NEW MODEL FOR BRAIN RESILIENCE	$23,000	34 CASA 01 VARZEA RECLIFE	PERNAMBUCCO	BR		50810-000
JOSEPH O'NEILL
348 WEST 38TH STREET APT 10D	NEW YORK	NY	10018	NONE	NONE	DUBAI: A NOVEL	$8,800
LOTHAR OSTERBURG
226 14TH STREET	BROOKLYN	NY	11215	NONE	NONE	IMAGINING NEW YORK	$13,300
JED PERL
250 WEST 85 STREET 5C	NEW YORK	NY	10024	NONE	NONE	ALEXANDER CALDER: A BIOGRAPHY	$35,000
PATRICK PHILLIPS
275 CLINTON AVENUE 1-2	BROOKLYN	NY	11205	NONE	NONE	THE HOUSE WITHOUT YOU	$8,800
SIMONE PINET
230 HIGHGATE ROAD	ITHACA	NY	14850	NONE	NONE	CARTOGRAPHIC CULTURE IN THIRTEENTH-CENTURY CASTILE	$11,000
MARIANO BEN PLOTKIN
				NONE	NONE	THE DIFFUSION OF PSYCHOANALYSIS AND POLITICAL AUTHORITARIANISM IN LATIN AM.	$11,000	IDES ARAOZ 2838	BUENOS AIRES	AR		C1425DGT
JORGE RICARDO PONTE
				NONE	NONE	ULAS CIUDADES EMERGENTES DE LAS CIVILIZACIONES DE REGADO	$23,000	URUGUAY 765 PLANTA BAJA CIUD	MENDOZA	UY		M5502HBC
MARTA PTASZYNSKA
5819 S BLACKSTONE AVENUE	CHICAGO	IL	60637	NONE	NONE	TONE POEM FOR A GLOBAL VILLAGE	$35,000
DAVID RHODES
E18836 HAVLIK ROAD	WONEWOC	WI	53968	NONE	NONE	DAUGHTERS OF INSPIRATION	$29,200
FRANCES ROSENBLUTH
49 DEEPWOOD DRIVE	HAMDEN	CT	06517	NONE	NONE	REAL EQUALITY: ASSESSING ALTERNATIVE PATHS TO GENDER PARITY	$18,700
J ROSSER
12750 RICH LANE	ATHENS	OH	45701	NONE	NONE	CREATIVE WRITING	$15,600
FEDERICO RUBIO
				NONE	NONE	BOTANICA	$24,000	WILLIMAN 515	MONTEVIDEO	UY		11309
SARAH RUDEN
128 DOWNEY HOUSE WESLEYAN UNIV-294	MIDDLETOWN	CT	064590413	NONE	NONE	THREE GREEK TRAGEDIES	$29,200				HIGH STREET
CARL SAFINA
BLUE OCEAN INSTITUTE 250 LAWRENCE	COLD SPRING HARBOR	NY	11724	NONE	NONE	NARRATIVE NONFICTION: NATURE, RELIGION, ECONOMICS, ETHICS	$26,300				HILL RD
ALEJANDRO SCHNIDER
				NONE	NONE	ADULT NEUROGENESIS AS A STRATEGY TO UNDERSTAND NEURODEGENERATION	$7,300	FUNDACION INSTITUTO LELOIR AV	BUENOS AIRES	AR		1405
SUSAN SCHULTEN
UN DENVER DPT HISTORY STURM HALL	DENVER	CO	80208	NONE	NONE	A NATION IN TIME AND SPACE	$14,600				2000 EAST ASBURY
MICHAEL SCHULTZ
10662 UNION STAR CHURCH RD	WEST FORK	AR	72774	NONE	NONE	FOUNDRY WORK II	$26,300
CHARLOTTE SCHULTZ
19 EAST WILLOW STREET	BEACON	NY	12508	NONE	NONE	THE FOLDS IN OUR SCREENS	$20,000
CHRISTINE SCHUTT
51 EAST 90TH STREET	NEW YORK	NY	10128	NONE	NONE	HOUSE WITH NAMES, A NOVEL	$17,500
ELIZABETH SEARS
UN-MICHIGAN 110 TAPPAN HALL 855 SO	ANN ARBOR	MI	481091357	NONE	NONE	WARBURG CIRCLES: TOWARDS A CULTURAL HISTORICAL HISTORY OF ART, 1929-1964	$17,500				UNIVERSITY AVE
NADRIAN SEEMAN
3 WASHINGTON SQ VILLAGE APT 17E	NEW YORK	NY	10012	NONE	NONE	STRUCTURAL DNA NANOTECHNOLOGY	$14,700
RICHARD SERRANO
204 WEST 103RD ST APT9	NEW YORK	NY	10025	NONE	NONE	QUR'AN AND THE LYRIC IMPERATIVE	$18,000
NANCY SHAVER
PO BOX 205	JEFFERSON	NY	12093	NONE	NONE	ART, LIFE, AND COMMERCE	$19,000
EDWARD SIMON
1750 N SPARKMAN AVE	ORANGE CITY	FL	32763	NONE	NONE	WORKS FOR STRINGS	$26,300
ADAM SMITH
23 HUNTER LANE	ITHACA	NY	14850	NONE	NONE	THE POLITICAL MACHINE: AFFECTS, OBJECTS & PUBLICS FROM ANC. TO THE MODERN	$20,400
DAWN SONG
COMP SCI DIV 675 SODA HALL	BERKELEY	CA	947201776	NONE	NONE	SAFE PATCHES AND APPLICATIONS TO SECURE MEDICAL DEVICES	$22,000				UN-CALIFORNIA BERKELEY
DAVID STOREY
134 WEST BROADWAY	NEW YORK	NY	10013	NONE	NONE	PAINTING	$12,700
WINNIFRED SULLIVAN
5555 S EVERETT AVE APT A1-2	CHICAGO	IL	60637	NONE	NONE	SPIRITUAL GOVERNANCE: THE NEW ESTABLISHMENT OF RELIGION	$16,000
SEBASTIAN SZYD
				NONE	NONE	LAS FLORES Y LAS PIEDRAS	$24,000	CHARLONE 1366 DPTO 2	BUENOS AIRES	AR
MARYAM TABRIZIAN
				NONE	NONE	CELL-CELL AND CELL-BIOMATERIAL INTERACTIONS	$26,000	MCGILL UNIVERSITY DUFF MEDICAL	MONTREAL	CA		H3A-2B4
STEVEN TAKASUGI
31 LARCH ROAD	WABAN	MA	02468	NONE	NONE	A VIRTUAL STRING QUARTET	$25,300
GORDON TESKEY
98 ERIE STREET 2	CAMBRIDGE	MA	02139	NONE	NONE	MYTH AND METAPHYSICS IN EARLY MODERN POETRY, 1590-1674	$16,500
MORGAN THORSON
3112 10TH AVENUE SOUTH	MINNEAPOLIS	MN	55407	NONE	NONE	GRID/FAT (WORKING TITLE)	$17,500
RICHARD TILLINGHAST
				NONE	NONE	TO START A NEW BOOK OF POEMS	$20,000	GLENASKEOGH-NINE MILE HOUSE		EI
ALEXANDER TODOROV
PRINCETON UN/DPT PSYCHOLOGY GREEN	PRINCETON	NJ	08540	NONE	NONE	FOOLED BY FIRST IMPRESSIONS: THE INORDINATE INFLUENCE OF FIRST IMP. ON DEC.	$16,500				HALL
PETER TRACHTENBERG
18 BROADWAY	TIVOLI	NY	12583	NONE	NONE	ON RUIN: GOING BROKE IN AMERICA	$30,000
MONIQUE TRUONG
535 CLINTON STREET 1B	BROOKLYN	NY	11231	NONE	NONE	HISORICAL NOVEL BASED ON LIFE OF LAFCADIO HEARN (1850-1904)	$30,000
ANNA TSING
237 DICKENS WAY	SANTA CRUZ	CA	95064	NONE	NONE	ON THE CIRCULATION OF SPECIES	$8,300
SEBASTIAN VAN DOESBURG
544 WEST 156TH STREET 3W	NEW YORK	NY	10032	NONE	NONE	500 YEARS OF HISTORY: THE PICTOGRAPHIC LIT. OF THE COIXTLAHUACA VALLEY, MEX.	$23,000
DAVID VAN TAYLOR
C/O LUMIERE PRODUCTIONS INC 26 WEST	NEW YORK	NY	10011	NONE	NONE	THE DEER HUNTER	$22,200				17TH ST SUITE 803
VICTOR VICH
				NONE	NONE	THE POWER OF REPRESENTATION: ART, VIOLENCE AND POLITICS IN CONTEMPORARY PERU	$23,000	CALLE PORTA 671 MIRAFLORES	LIMA	PE		18
IRENE VILAR
2580 JUNIPER AVENUE APT C	BOULDER	CO	80304	NONE	NONE	THE MIDDLE OF THE NIGHT, A MEMOIR	$49,000
R WALLACE
UNIV OF CALIFORNIA 314 MOSES HALL	BERKELEY	CA	947202390	NONE	NONE	THE MORAL NEXUS	$16,500				MC 2
LAURA WALLS
UNIVERSITY OF SOUTH CAROLINA 6486	COLUMBIA	SC	29206	NONE	NONE	WRITING THE COSMOS: THE LIFE OF HENRY DAVID THOREAU	$13,800				BRIDGEWOOD DRIVE
KENNY WERNER
PO BOX 820	SOUTH FALLSBURG	NY	12779	NONE	NONE	NO BEGINNING, NO END (VISITATION AND CRY OUT)	$38,000
JOHN WETTLAUFER
67 RUGGLES ROAD	GUILFORD	CT	06437	NONE	NONE	WHITHER ARCTIC SEA ICE? STOCHASTIC DYN. AND ABRUPT CHANGES IN ARCTIC CLIMATE	$33,000
JAMES WHITMAN
215 W 78TH ST APT 10A/B	NEW YORK	NY	10024	NONE	NONE	THE VERDICT OF BATTLE	$8,000
MATT WOLF
402 GRAHAM AVE PMB 134	BROOKLYN	NY	11211	NONE	NONE	TEENAGE: A PREHISTORY OF YOUTH	$20,000
SHUHAI XAO
VIRGINIA TECH/ DPT GEOSCIENCES 4044	BLACKSBURG	VA	24061	NONE	NONE	AN INTEGRATED STUDY OF EDIACARAN GEO. AND PALEN. IN ARCTIC SIB. & S. CHINA	$13,800				DERRING HALL
YUNXIANG YAN
10526 TENNESSEE AVE	LOS ANGELES	CA	900642328	NONE	NONE	THE INDIVIDUAL AND MORAL CHANGES IN CHINA, 1978-2008	$16,500
DAVID ZAMBRANO
				NONE	NONE	DAVID ZAMBRANO'S 50	$24,000	ROMBOUT HOGERBEETSSTRAAT 40 HS	AMSTERDAM	NL		1052XE
DAVID ZEIGER
3421 FERNWOOD AVENUE	LOS ANGELES	CA	90039	NONE	NONE	SWEET OLD WORLD	$50,000
JOHN ZURIER
2156 BLAKE STREET	BERKELEY	CA	947042716	NONE	NONE	PAINTING	$45,000
PAVEL ZUSTIAK
875 WEST 181ST STREET APT 5H	NEW YORK	NY	10033	NONE	NONE	THE PAINTED BIRD	$12,500

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	7735100	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (192 entries)

Address Line1RecipientUSAddress/AddressLine1	Address Line2RecipientUSAddress/AddressLine2	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line1RecipientForeignAddress/AddressLine1	Address Line2RecipientForeignAddress/AddressLine2	CityRecipientForeignAddress/City	CountryRecipientForeignAddress/Country	Postal CodeRecipientForeignAddress/PostalCode
JONATHAN M METZL
2203 LANE HALL UNIVERSITY OF	MICHIGAN 204 SOUTH STATE STREET	ANN ARBOR	MI	481091290	NONE	NONE	RACE, STIGMA, AND THE DIAGNOSIS OF SCHIZOPHRENIA	$19,000
DANIEL TRUEMAN
167 NASSAU STREET		PRINCETON	NJ	08542	NONE	NONE	MUSIC COMPOSITION	$20,000
SANDRA R WAXMAN
DEPARTMENT OF PSYCHOLOGY NORTHWESTE	N UNIVERSITY 2029 SHERIDAN ROAD	EVANSTON	IL	602082710	NONE	NONE	NOTIONS OF THE NATURAL WORLD	$40,000
KEN ALDER
DEPARTMENT OF HISTORY NORTHWESTERN	UNIVERSITY 1881 SHERIDAN ROAD	EVANSTON	IL	602082710	NONE	NONE	PERSONAL IDENTIFICATION FROM THE RENAISSANCE TO THE GENOME	$42,000
RUI CURI
					NONE	NONE	THE CENTRAL ROLE OF FATTY ACIDS IN THE PATHOGENESIS AND COMPLICATIONS OF DIA	$34,000	UNIVERSIDADE DE SAO PAULO INSTITUTO	DE CINCIAS BIOMDICAS	SAO PAULO	BR	05588-090
MARTHA HIMMELFARB
14 MADISON STREET		PRINCETON	NJ	08542	NONE	NONE	JEWISH ESCHATOLOGY AND CHRISTIAN EMPIRE	$32,000
PAUL CHRISTOPHER JOHNSON
716 GRANGER AVENUE		ANN ARBOR	MI	48104	NONE	NONE	"RELIGION" AND THE PURIFICATION OF SPIRITS	$42,000
FERNANDO BENADON
16501 KIPLING ROAD		DERWOOD	MD	20855	NONE	NONE	MUSIC COMPOSITION	$17,300
SALLY BLOWER
453 12TH STREET		SANTA MONICA	CA	90402	NONE	NONE	MATHEMATICAL MODELING OF INFECTIOUS DISEASES	$16,000
JOHN CAMPBELL
1852 TACOMA AVENUE		BERKELEY	CA	947071936	NONE	NONE	CAUSATION IN PSYCHOLOGY	$33,000
RYAN COHAN
4620 NORTH BEACON STREET		CHICAGO	IL	60640	NONE	NONE	MUSIC COMPOSITION	$15,000
MARTIN DOYLE
2700 CANTER DRIVE		HILLSBOROUGH	NC	27278	NONE	NONE	A HISTORY OF AMERICAN RIVERS	$35,000
FRANCESCA FIORANI
907 OLD FARM ROAD		CHARLOTTESVILLE	VA	22903	NONE	NONE	LEONARDO DA VINCI'S SHADOWS	$23,300
JOSHUA GAMSON
5906 COLBY STREET		OAKLAND	CA	94618	NONE	NONE	A BIOGRAPHY OF MOMS MABLEY	$32,000
FLAVIO DOS SANTOS GOMES
					NONE	NONE	A COMPARATIVE STUDY OF THE POST-EMANCIPATION BLACK PEASANTRY IN RIO DE JAN.	$9,450	RUA SOARES CABRAL-26 APAR 701	LARANJEIRAS	RIO DE JANEIRO	BR	2241-070
ANNETTE GORDON-REED
101 WEST 90TH STREET 16H		NEW YORK	NY	10024	NONE	NONE	MONTICELLO LEGACIES IN THE "NEW AGE."	$32,000
AMY S GREENBERG
318 HILL DRIVE		STATE COLLEGE	PA	168016830	NONE	NONE	THE 1846 U.S.-MEXICO WAR	$34,000
NOEL LENSKI
4806 MCKINLEY DRIVE		BOULDER	CO	80303	NONE	NONE	A HISTORY OF SLAVERY IN LATE ANTIQUITY	$15,400
CHARLES MARSH
1841 UNIVERSITY CIRCLE		CHARLOTTESVILLE	VA	22903	NONE	NONE	DIETRICH BONHOEFFER IN AMERICA	$17,000
TARA NUMMEDAL
20 EAST STREET		PROVIDENCE	RI	02906	NONE	NONE	ALCHEMY, APOCALYPSE, AND GENDER IN REFORMATION EUROPE	$35,000
FAITH WILDING
3037 WEST LOGAN BOULEVARD 3		CHICAGO	IL	60647	NONE	NONE	MULTIMEDIA INSTALLATION	$35,000
LORRAINE ADAMS
112 WEST 118TH STREET		NEW YORK	NY	10026	NONE	NONE	NOVEL ABOUT PAKISTAN	$17,500
RICARDO AINSLIE
403 EAST 35TH STREET		AUSTIN	TX	78705	NONE	NONE	MEXICO AT THE CROSSROADS	$14,600
ANA AMADO
					NONE	NONE	INSURGENCIA POLITICA E IMAGINARIO POPULAR EN LA FOTOGRAFIA	$13,400	GALLO 1080		BUENOS AIRES	AR	1172
CHRISTY ANDERSON
PO BOX 427		SUNDERLAND	MA	01375	NONE	NONE	THE MATTER OF RENAISSANCE ARCHITECTURE	$5,800
ROBERT ANTONI
110 WEST 25TH STREET APT7		NEW YORK	NY	10001	NONE	NONE	AS FLIES TO WHATLESS BOYS: THE STORY OF THE TROPICAL EMIGRATION SOC. IN BR.	$11,000
ANDREW APTER
1207 OAK STREET		SANTA MONICA	CA	90405	NONE	NONE	CREOLE DIVIDES: SLAVE COASTS AND HINTERLANDS IN AFRO-ATLANTIC PERSPECTIVE	$22,000
GUAVIN BAILEY
					NONE	NONE	ROCOCO ART AND SPIRITUALITY IN SOUTH AMERICA	$17,500	INVERURIE AB51 5HJ			UK
ADAM BEGLEY
					NONE	NONE	BIOGRAPHY OF JOHN UPDIKE	$11,700	11-17 BENEFIELD ROAD		PETERBOROUGH	UK	PE8 4EU
TOM BISSELL
PO BOX 1244		ESCANABA	MI	49829	NONE	NONE	BONES THAT SHINE LIKE FIRE	$13,300
ED BOWES
236 WEST 27TH STREET 1302		NEW YORK	NY	10001	NONE	NONE	TIME, CONTRADICTION	$14,600
FRANCISCO BOZINOVIC
					NONE	NONE	MECHANISTIC INSIGHTS INTO GLOBAL CHANGE BIOLOGY	$23,000	PONTIFICIA UNIV CATALOICA DE CHILE	ECOLOGIA ALAMEDA 340	SANTIAGO	CI	6513677
TROY BRAUNTUCH
2413 SOUTH 6TH STREET		AUSTIN	TX	78704	NONE	NONE	BERLIN PROJECT	$14,200
JOEL BROUWER
306 17TH AVENUE		TUSCALOOSA	AL	35401	NONE	NONE	THE WESTERN APPROACHES	$19,000
JOSHUA BROWN
211 WEST 106TH STREET APT 4C		NEW YORK	NY	10025	NONE	NONE	THE DIVIDED EYE: STUDIES IN THE VISUAL CULTURE OF THE AMERICAN CIVIL WAR	$33,000
MARKUS BRUNNERMEIER
26 PROSPECT AVENUE		PRINCETON	NJ	08540	NONE	NONE	FINANCIAL FRICTIONS AND THE MACROECONOMY	$16,000
ANTOINETTE BURTON
1801 PLEASANT STREET		URBANA	IL	61801	NONE	NONE	EMPIRE FROM BELOW	$19,200
HARMEN BUSSEMAKER
1212 AMSTERDAM AVE MC 2441		NEW YORK	NY	10027	NONE	NONE	DECIPHERING THE LANGUAGE OF GENE EXPRESSION REGULATION	$19,800
LUCA BUVOLI
32 SPRING STREET 8		NEW YORK	NY	10012	NONE	NONE	RUNNING ON THE MOON	$40,000
WILLIAM CAFERRO
VANDERBILT UN DPT HISTORY BENSON	HALL 2613 ESSEX PL	NASHVILLE	TN	37212	NONE	NONE	WAR, ECONOMY AND CULTURE IN ITALY, 1330-1450	$19,200
REBECCA CAMMISA
21 DUNNINGS DRIVE		TARRYTOWN	NY	10591	NONE	NONE	THE DEATH OF THE U.S. NEWSPAPER	$7,500
ETHAN CANIN
210 RICHARDS STREET		IOWA CITY	IA	52246	NONE	NONE	A COLLECTION OF SHORT STORIES	$33,000
LEONOR CARABALLO-FARMAN
6 ALLAPARTUS CIRCLE		OSSINING	NY	10562	NONE	NONE	BRCA2: THE BREAST AND ITS ILLNESSES	$14,000
DAVID CARON
1312 BROADWAY STREET		ANN ARBOR	MI	48105	NONE	NONE	TACT AND CONTACT: HIV/AIDS, DISCLOSURE, AND THE RETURN OF THE BODY	$23,300
ARACHU CASTRO
243 CONCORD AVENUE 4		CAMBRIDGE	MA	02138	NONE	NONE	WOMEN AND AIDS IN LATIN AMERICA NAD THE CARIBBEAN	$17,500
CATHERINE CHALMERS
35 WOOSTER STREET 2R		NEW YORK	NY	10013	NONE	NONE	LEAFCUTTER ANT PROJECT	$16,700
ANNE CHU
3513 76 STREET APT 31		JACKSON HEIGHTS	NY	11372	NONE	NONE	ARTIST BOOK AND PAINTED SCULPTURE	$28,500
LEON CHUA
2916 AVALON AVENUE		BERKELEY	CA	94705	NONE	NONE	BEYOND MEMRISTORS	$27,500
JOHN COLLINS
504 GRAND STREET APT B14		NEW YORK	NY	10002	NONE	NONE	THE SUN ALSO RISES	$11,200
JANE COMFORT
55 NORTH MOORE STREET		NEW YORK	NY	10013	NONE	NONE	BEAUTY	$20,000
PETER CONSTANTINE
339 WEST 48TH STREET APT 4C		NEW YORK	NY	10036	NONE	NONE	A TRANSLATION OF POPE JOAN AND OTHER WRITINGS BY EMMANUEL ROIDIS	$13,500
CARLOS DE LA TORRE
					NONE	NONE	UNDERSTANDING POPULAR SUPPORT FOR RADICAL POPULIST REGIMES	$23,000	PASAJE PANORAMA 101 Y BOSSANNO ED	TORRES PANORAMICAS/APT 61 A	QUITO	EC
BLANE DE ST CROIX
111 NORTH 10TH STREET		BROOKLYN	NY	11211	NONE	NONE	LANDSCAPE SECTIONS, BORDERS	$15,000
HASIA DINER
4 WASHINGTON SQUARE VILLAGE 8L		NEW YORK	NY	10012	NONE	NONE	PEDDLERS: A NEW WORLD JEWISH HISTORY	$22,000
ANTHONY DOERR
164 EAST HULLS RIDGE COURT		BOISE	ID	83702	NONE	NONE	CIVILIZATION: A NOVEL	$35,000
C JOSH DONLAN
PO BOX 1201		MIDWAY	UT	840491201	NONE	NONE	BUILDING AN ENVIRONMENTAL SOCIAL NETWORK	$11,700
JILL DOWNEN
377 N TAYLOR 3 SOUTH		ST LOUIS	MO	63108	NONE	NONE	TEMPORAL BODIES: A TRANSFORMATION OF SITE AND FLESH	$19,000
CAROLYN DRAKE
25 LAKESIDE DRIVE		GREENBELT	MD	20770	NONE	NONE	PARADISE RIVERS	$20,000
JUDITH ELSEN
UNIV-OREGON DPT OF BIOLOGY 1254	UNIVERSITY OF OREGON	EUGENE	OR	974031254	NONE	NONE	LEARNING THE ROLE OF RESIDENT MICROBES IN NERVOUS SYSTEM DEV. AND FUNCTION	$16,500
CAROLINE ELKINS
HARVARD UN/CGIS SOUTH BLDG-432 1730	CAMBRIDGE STREET	CAMBRIDGE	MA	02138	NONE	NONE	TWILIGHT: THE END OF THE BRITISH EMPIRE AFTER THE SECOND WORLD WAR	$33,000
NORMAN ELLSTRAND
3416 ELMWOOD DRIVE		RIVERSIDE	CA	925061231	NONE	NONE	GENETICS, GENOMICS, AND THE MANY FACES OF HYBRIDIZATION	$16,500
BETSY ERKKILA
1629 CENTRAL AVENUE		WILMETTE	IL	60091	NONE	NONE	IMAGINING THE REVOLUTION: LITERATURE AND POLITICS IN INSURRECTIONARY AM.	$33,000
EDUARDO ESPINA
1009 GLADE		COLLEGE STATION	TX	77840	NONE	NONE	THE GREAT NORTH AMERICAN PAST	$23,000
ANGIE ESTES
209 WEST CALIFORNIA AVENUE		URBANA	IL	61801	NONE	NONE	SWAY: A FIFTH BOOK OF POEMS	$26,700
RITA FELSKI
2285 OWENSVILLE ROAD		CHARLOTTESVILLE	VA	22901	NONE	NONE	THE DEMON OF INTERPRETATION	$19,800
DALE FRAIL
1234 CALLE DEL LAGO		SOCORRO	NM	87801	NONE	NONE	FINDING THAT WHICH IS HIDDEN: PULSARS, BARYONS & FIRST GEN. OF STARS IN UNIV	$23,300
AMY FRANCESCHINI
499 ALABAMA STREET 114		SAN FRANCISCO	CA	94110	NONE	NONE	LOCAL LANDSCAPE CAMPUS	$40,000
KATHERINE FREEMAN
538 WESTVIEW AVENUE		STATE COLLEGE	PA	16803	NONE	NONE	PLANTS, WATER AND CLIMATE: IS THE PAST OUR FUTURE	$22,000
NELL FREUDENBERGER
444 6TH STREET		BROOKLYN	NY	11215	NONE	NONE	THE NEWLYWEDS	$8,700
MATTHEW GABEL
6317 ALAMO AVENUE		SAINT LOUIS	MO	63105	NONE	NONE	THE POLITICS OF SUPRANATIONAL LEGAL INTEGRATION IN THE EUROPEAN UNION	$17,500
TED GENOWAYS
128 BENNINGTON ROAD		CHARLOTTESVILLE	VA	22901	NONE	NONE	WALT WHITMAN AND THE CIVIL WAR	$14,600
SHARON GERSTEL
1644 WEST 25TH STREET		LOS ANGELES	CA	90007	NONE	NONE	THE LANDSCAPE OF THE VILLAGE: THE DEV. LIFE & SETTING OF THE LATE BYZ. PEAS.	$33,000
PINELOPI GOLDBERG
40 WEST 77TH STREET 14B		NEW YORK	NY	10024	NONE	NONE	ESTIMATING THE IMPACT OF TRADE ON PROD. AND GROWTH USING FIRM-LEVEL DATA	$24,700
SANDER GOLDBERG
1406 SELBY AVENUE		LOS ANGELES	CA	90024	NONE	NONE	REALITIES OF ROMAN PERFORMANCE	$16,500
GASTON GORDILLO
					NONE	NONE	SEDIMENTS OF HISTORY: RUINS OF MEMORIES OF THE CONQUEST OF THE GRAN CHACO	$17,500	UNI-BRIT COLUMBIA-DPT ANTH 6303 NW	MARINE DRIVE	VANCOUVER	CA	V6T-1Z1
PHILIP GOUREVITCH
MACVITCH LIMITED 159 PROSPECT PLACE		BROOKLYN	NY	11238	NONE	NONE	YOU HIDE THAT YOU HATE ME AND I HIDE THAT I KNOW: SURVIVAL IN RWANDA	$14,600
TERENCE GOWER
465 WEST 23RD ST 4D		NEW YORK	NY	10011	NONE	NONE	EMBASSY SERIES	$21,500
PAUL GRAHAM
799 GREENWICH ST APT 6N		NEW YORK	NY	10014	NONE	NONE	THE WHITENESS OF THE WHALE	$25,000
MARLON GRIFFITH
					NONE	NONE	A WALK INTO THE NIGHT (TRINIDAD)	$12,000	ROYAL CASTLE HIRYU 201 2-19-20	JOUSAI NISHI-KU NAGOYA-SHI	AICHI	JA	451-0031
JORGE GROSSMANN
335 LINGERING LANE		HENDERSON	NV	89012	NONE	NONE	MOVEMENTS (A QUINTET) AND NOCTURNE, FOR BARITONE, CELLO AND CONTRABASS	$14,700
MIGUEL GUTIERREZ
210 HUMBOLDT ST 2		BROOKLYN	NY	11206	NONE	NONE	UNTITLED NEW PROJECT	$20,000
MONICA HALLER
3821 14TH AVENUE SOUTH		MINNEAPOLIS	MN	55407	NONE	NONE	RECONTAIN: BOOKLETS WITH VETERANS (WORKING TITLE)	$14,300
BARBARA HAMBY
1168 SEMINOLE DRIVE		TALLAHASSEE	FL	323014656	NONE	NONE	ON THE STREET OF DIVINE LOVE: NEW AND SELECTED POEMS	$12,700
PAUL HARDING
118 WEST MAIN STREET		GEORGETOWN	MA	01833	NONE	NONE	ENON	$18,700
JONATHAN HARR
58 LYMAN ROAD		NORTHAMPTON	MA	01060	NONE	NONE	THE LIVES OF SAINTS (ALTERNATIVELY, THE BUREAU OF COMPETING SORROWS)	$35,000
LORENZO HARRIS
1529 SOUTH 11TH STREET		PHILADELPHIA	PA	19147	NONE	NONE	LEGENDS OF HIP HOP	$20,000
JOEL HARRISON
10 SOUTH OXFORD ST APT 1		BROOKLYN	NY	11217	NONE	NONE	TWO COMPOSITIONS	$22,500
MOLLY HASKELL
19 EAST 88TH ST APT 11E		NEW YORK	NY	10128	NONE	NONE	MY BROTHER / MY SISTER	$14,600
BERNARD HAYKEL
PRINCETON UN-NEAR EAST STUDIES 110	JONES HALL	PRINCETON	NY	08544	NONE	NONE	A POLITICAL HISTORY OF SAUDI ARABIA	$33,000
BERNARD HERMAN
116 EASTGREEN DRIVE		CHAPEL HILL	NC	27516	NONE	NONE	TROUBLESOME THINGS IN THE BORDERLANDS OF CONTEMPORARY ART	$33,000
LINDA HESS
1520 BLAKE STREET		BERKELEY	CA	94703	NONE	NONE	BODIES OF SONG: KABIR ORAL TRADITIONS AND PERFORMATIVE WORLDS IN CEN. IND.	$35,000
DANIEL HEYMAN
833 NORTH WOODSTOCK STREET		PHILADELPHIA	PA	19130	NONE	NONE	RAPE ACROSS THE ARMY	$15,800
KATHRYN HIGH
138 BALTIC STREET 4C		BROOKLYN	NY	11201	NONE	NONE	VAMPIRE STUDIES GROUP	$17,500
CYNTHIA HOPKINS
85 SOUTH 6TH STREET		BROOKLYN	NY	11211	NONE	NONE	THE TRUTH: A TRAGEDY	$25,000
HOLLY HUGHES
216 BUCHOLZ COURT		ANN ARBOR	MI	48103	NONE	NONE	LET THEM EAT CAKE	$17,500
PETR JANATA
CENTER FOR MIND AND BRAIN 267	COSTEAU PLACE	DAVIS	CA	95618	NONE	NONE	MUSIC, MEMORIES, AND THE BRAIN	$35,000
MYRIAM JIMENO
					NONE	NONE	CIUDADANIAS EN EL LIMITE: EL CASO DE KITEK KIWE EN EL CAUCA	$10,000	AK 20 86-30 APTO 301		BOGOTA	CO	0057
WALTER JOHNSON
HARVARD UN-HISTORY DP/CGIS SO 1730	CAMBRIDGE STREET	CAMBRIDGE	MA	02138	NONE	NONE	RIVER OF DARK DREAMS: SLAVERY, CAPITALISM, AND IMPERIALISM IN MISSISSIPPI	$33,000
ROSEMARY JOYCE
2679 SIMAS AVENUE		PINOLE	CA	94654	NONE	NONE	MATERIALITY AND HISTORY: AN ARCHAEOLOGICAL APPROACH	$13,700
PIETER JUDSON
SWARTHMORE COLLEGE DEPT OF	HISTORY-500 COLLEGE AVENUE	SWARTHMORE	PA	19081	NONE	NONE	EVERYDAY EMPIRE: A NEW HISTORY OF HABSBURG CENTRAL EUROPE 1780-1948	$33,000
JOSHUA KATZ
PRINCETON UN-DPT-CLASSICS 141 EAST	PYNE BUILDING	PRINCETON	NJ	08544	NONE	NONE	"WORDPLAY: A CHAPTER IN THE HISTORY OF IDEAS"	$16,500
MARK KILSTOFTE
134 LAKECREST DRIVE		GREENVILLE	SC	29609	NONE	NONE	ORCHESTRAL SONGS: "WHITE ALBUM" / CHAMBER OPERA: IBSEN'S "BRAND"	$23,300
JIN HI KIM
1042 BROAD ST STUDIO 504		BRIDGEPORT	CT	06604	NONE	NONE	KOMUNGO MEDITATION	$20,800
JUNHYONG KIM
UN-PENNSYLVANIA DPT-BIOLOGY 415 S	UNIVERSITY AVENUE	PHILADELPHIA	PA	19104	NONE	NONE	GENOME-SCALE HIGHER ORDER EVOLUTION	$32,000
MARI KIMURA
145 WEST 79TH ST APT 5B		NEW YORK	NY	10024	NONE	NONE	EXTRACTING HUMAN EXPRESSION FROM BOWING DATA: INT. COMP. WITH AUG. VIOLIN	$25,300
JEFFREY KINKLEY
226 RIVER ROAD		MILLINGTON	NJ	07946	NONE	NONE	MOVING BACKWARD: THE DYSTOPIAN IMAGINATION OF CHINA'S AVANT-GARDE	$16,500
IGOR KLEBANOV
14 WILLOW STREET		PRINCETON	NJ	08542	NONE	NONE	QUANTUM FIELD THEORIES AS CURVED SPACETIMES	$32,000
HERBERT KOHL
40561 EUREKA HILL ROAD		POINT ARENA	CA	95468	NONE	NONE	CONTINUITY AND CHANGE IN MORAL DEVELOPMENT	$17,500
ELIZABETH KOLBERT
326 OBLONG ROAD		WILLIAMSTOWN	MA	01267	NONE	NONE	A HISTORY OF LOSS	$14,600
TAMARA KOSTIANOVSKY
14 CLIFFORD PLACE APT 2L		BROOKLYN	NY	11222	NONE	NONE	THE ARCHITECTURE OF VIOLENCE	$11,000
LADISLAV KUBIK
2305 HAMPSHIRE WAY		TALLAHASSEE	FL	323093106	NONE	NONE	CONCERTO NO.3 FOR PIANO, ORCHESTRA, AND ELECTRONICS	$14,600
THOMAS KUEHNE
950 MAIN STREET		WORCESTER	MA	01610	NONE	NONE	STRUGGLING FOR BEAUTY: BODY AESTHETICS AND SOCIAL CONFLICT IN MODERN HISTORY	$23,300
GERALD KUTCHER
PO BOX 6000		BINGHAMTON	NY	139026000	NONE	NONE	HIGH EXPECTATIONS: A HISTORY OF CANCER THERAPIES	$35,000
FRANZISKA LAMPRECHT
50-15 39TH STREET 3H		SUNNYSIDE	NY	11104	NONE	NONE	OPEN SOURCE GRABELAND	$12,000
VICTOR LAVALLE
804 WEST 180TH STREET 33		NEW YORK	NY	10033	NONE	NONE	THE BLUE HOUSE	$17,500
GREGORY LEVINE
111 RAMONA AVENUE		EL CERRITO	CA	94530	NONE	NONE	SCULPTURAL FRAGMENTS IN DEVOTIONAL AND MODERN-CONTEMPORARY IMAGINATIONS	$17,500
LAURENT LOINARD
					NONE	NONE	THE SPACE DISTRIBUTION OF NEARBY STAR-FORMATION	$9,600	UNIVERSITE LAVAL 1045 AVENUE DE LA	MEDECINE	QUEBEC	CA	G1V 0A6
HUGO LUJAN
					NONE	NONE	DEVELOPMENT OF A VACCINE AGAINST GIARDIA LAMBLIA	$9,600	UN-CATOLICA CORDOBA/BIOCH/MOLEBIO	JACINTO RIOS 571 GENERAL PAZ	CORDOBA	AR	X5004ASK
MARY LUM
243 UNION STREET 403		NORTH ADAMS	MA	01247	NONE	NONE	TRACING THE CITY	$26,000
JIM LUTES
333 ADDISON RD		RIVERSIDE	IL	60546	NONE	NONE	INCONVENIENT STORIES OF YORE	$23,300
PATRICK LYNETT
TEXAS AM UN DPT CIVIL ENG CE/TTI MS	3136	COLLEGE STATION	TX	778433136	NONE	NONE	WIND OVER WAVES OVER SURGE OVER SAND: WHEN HURRICANES HIT THE COAST	$14,600
SILVIA MALAGRINO
2325 WEST FARWELL AVE APT 2N		CHICAGO	IL	60645	NONE	NONE	CREATION OF NEW WORK	$20,400
CAMERON MARTIN
422 STATE STREET 12		BROOKLYN	NY	11217	NONE	NONE	PLAN FOR CAMERON MARTIN	$15,000
ADELINE MASQUELIER
TULANE UN DPT ANTHRO 7041 FRERET	STREET	NEW ORLEANS	LA	701185549	NONE	NONE	NEGOTIATING FUTURES: YOUTH, ISLAM, AND GLOBALIZATION IN NIGER	$17,500
TOMOKO MASUZAWA
3995 PENBERTON DRIVE		ANN ARBOR	MI	48105	NONE	NONE	PROMISE OF THE SECULAR: WILLIAM ROBERTSON SMITH & HIST. CONS. OF BIB. STUD.	$33,000
RICHARD MAXWELL
400 WEST 43RD ST 27N		NEW YORK	NY	10036	NONE	NONE	BALLET AND NEUTRAL HERO	$13,300
VAN MCELWEE
645 CRAIGSWOODS DRIVE		ST LOUIS	MO	63122	NONE	NONE	HALF-REAL	$14,600
LAWRENCE MCFARLAND
1702 RAVEY STREET		AUSTIN	TX	787044927	NONE	NONE	HIGH PLAINS REVISITED	$17,500
MICHAEL MCKEAN
1916 MONTAIGNE DRIVE		RICHMOND	VA	23235	NONE	NONE	NEW WORK	$22,200
LOUISE MCREYNOLDS
105 PRIESTLY CREEK DRIVE		CHAPEL HILL	NC	27614	NONE	NONE	MURDER MOST RUSSIAN: TRUE CRIME AND PUNISHMENT IN LATE IMPERIAL RUSSIA	$16,500
ANNE MENDELSON
9060 PALISADES AVENUE		NORTH BERGEN	NJ	07047	NONE	NONE	THE CHINESE DIASPORA AND AMERICAN CULINARY HISTORY	$14,600
ZOILA MENDOZA
1528 SANTA ROSA STREET		DAVIS	CA	95616	NONE	NONE	PILGRIMAGE, MUSIC AND DANCE AMONG QUECHUA-SPEAKING PEOPLE	$11,000
MICHAEL MEYER
5920 WOLFBERRY LANE		GOLDEN VALLEY	MN	55422	NONE	NONE	IN MANCHURIA	$14,600
PAULA MICHAELS
106 HANFORD ROAD		CHAPEL HILL	NC	27516	NONE	NONE	LAMAZE: AN INTERNATIONAL HISTORY	$33,000
MARGARET MITCHELL
UN-CHICAGO DIVINITY SCHOOL SWIFT	HALL 1025 E 58TH ST	CHICAGO	IL	60637	NONE	NONE	PREACHING PAUL IN THE LATE ANTIQUE CITY	$32,000
TOMASZ MROWKA
MIT DPT MATH BLDG 2 RM 367 77	MASSACHUSETTS AVENUE	CAMBRIDGE	MA	02139	NONE	NONE	GAUGE THEORY AND LOW DIMENSIONAL TOPOLOGY	$33,000
MAGGIE NELSON
839 NORTH AVENUE 64		LOS ANGELES	CA	900421413	NONE	NONE	THE ART OF CRUELTY	$38,000
MARK NOWAK
104 CHESTNUT LANE		QUEENSTOWN	MD	21658	NONE	NONE	GENERAL DOLLAR: POEMS	$19,000
SEUNG-AH OH
171 ELM STREET		OBERLIN	OH	44074	NONE	NONE	NEW WORKS FOR CME, ICE, MR. AGI AND MR. LIPPEL	$26,200
HELEN OLEARY
133 EAST PARK AVENUE		STATE COLLEGE	PA	16803	NONE	NONE	THINGS YOU DO	$14,600
JOSEPH O'NEILL
348 WEST 38TH STREET APT 10D		NEW YORK	NY	10018	NONE	NONE	DUBAI: A NOVEL	$26,200
CARMEN OQUENDO-VILLAR
CALLE 2 A-39 TINTILLO		GUAYNABO	PR	00966	NONE	NONE	DIANA DE SANTA FE	$22,000
LOTHAR OSTERBURG
226 14TH STREET		BROOKLYN	NY	11215	NONE	NONE	IMAGINING NEW YORK	$26,700
PHILIP PETTIT
PRINCETON UN-CTR HUMAN VALUES	WASHINGTON RD	PRINCETON	NJ	08544	NONE	NONE	A CIVIC REPUBLICAN THEORY OF DEMOCRACY	$32,000
PATRICK PHILLIPS
275 CLINTON AVENUE 1-2		BROOKLYN	NY	11205	NONE	NONE	THE HOUSE WITHOUT YOU	$26,200
SIMONE PINET
230 HIGHGATE ROAD		ITHACA	NY	14850	NONE	NONE	CARTOGRAPHIC CULTURE IN THIRTEENTH-CENTURY CASTILE	$11,000
MARIANO BEN PLOTKIN
					NONE	NONE	THE DIFFUSION OF PSYCHOANALYSIS AND POLITICAL AUTHORITARIANISM IN LATIN AM.	$11,000	IDES ARAOZ 2838		BUENOS AIRES	AR	C1425DGT
DAVID RHODES
E18836 HAVLIK ROAD		WONEWOC	WI	53968	NONE	NONE	DAUGHTERS OF INSPIRATION	$20,800
FRANCES ROSENBLUTH
49 DEEPWOOD DRIVE		HAMDEN	CT	06517	NONE	NONE	REAL EQUALITY: ASSESSING ALTERNATIVE PATHS TO GENDER PARITY	$13,300
J ROSSER
12750 RICH LANE		ATHENS	OH	45701	NONE	NONE	CREATIVE WRITING	$19,400
SARAH RUDEN
DEPT OF CLASSICS-128 DOWNEY HOUSE	WESLEYAN UNIV-294 HIGH STREET	MIDDLETOWN	CT	064590413	NONE	NONE	THREE GREEK TRAGEDIES	$20,800
CARL SAFINA
BLUE OCEAN INSTITUTE 250 LAWRENCE	HILL RD	COLD SPRING HARBOR	NY	11724	NONE	NONE	NARRATIVE NONFICTION: NATURE, RELIGION, ECONOMICS, ETHICS	$18,700
ALEJANDRO SCHNIDER
					NONE	NONE	ADULT NEUROGENESIS AS A STRATEGY TO UNDERSTAND NEURODEGENERATION	$14,700	FUNDACION INSTITUTO LELOIR AV	PATRICIAS ARGENTINAS 435	BUENOS AIRES	AR	1405
SUSAN SCHULTEN
UN DENVER DPT HISTORY STURM HALL	2000 EAST ASBURY	DENVER	CO	80208	NONE	NONE	A NATION IN TIME AND SPACE	$20,400
MICHAEL SCHULTZ
10662 UNION STAR CHURCH RD		WEST FORK	AR	72774	NONE	NONE	FOUNDRY WORK II	$18,700
CHARLOTTE SCHULTZ
19 EAST WILLOW STREET		BEACON	NY	12508	NONE	NONE	THE FOLDS IN OUR SCREENS	$20,000
CHRISTINE SCHUTT
51 EAST 90TH STREET		NEW YORK	NY	10128	NONE	NONE	HOUSE WITH NAMES, A NOVEL	$17,500
SALVATORE SCIBONA
4 BREWSTER STREET 8		PROVINCETOWN	MA	02657	NONE	NONE	THE ICE GARDEN	$35,000
ELIZABETH SEARS
UN-MICHIGAN 110 TAPPAN HALL 855 SO	UNIVERSITY AVE	ANN ARBOR	MI	481091357	NONE	NONE	WARBURG CIRCLES: TOWARDS A CULTURAL HISTORICAL HISTORY OF ART, 1929-1964	$17,500
NADRIAN SEEMAN
3 WASHINGTON SQ VILLAGE APT 17E		NEW YORK	NY	10012	NONE	NONE	STRUCTURAL DNA NANOTECHNOLOGY	$18,300
RICHARD SERRANO
204 WEST 103RD ST APT9		NEW YORK	NY	10025	NONE	NONE	QUR'AN AND THE LYRIC IMPERATIVE	$18,000
NANCY SHAVER
PO BOX 205		JEFFERSON	NY	12093	NONE	NONE	ART, LIFE, AND COMMERCE	$19,000
KERRY SHAW
DPT NEUROBIO BEHAVIOR CORNELL UN	TOWER ROAD	ITHACA	NY	14853	NONE	NONE	AXES OF DIFFERENTIATION AND THE ORIGIN OF SPECIES	$33,000
MARY SHERIFF
810 OLD MILL ROAD		CHAPEL HILL	NC	27514	NONE	NONE	ENCHANTED ISLANDS: PICTURING THE ALLURE OF CONQUEST IN 18TH CENT. FRANCE	$33,000
CAROL SILVERMAN
3150 PORTLAND STREET		EUGENE	OR	97405	NONE	NONE	GLOBAL GYPSY: REPRESENTATION, APPROPRIATION, AND ROMA IN WORLD MUSIC	$35,000
EDWARD SIMON
1750 N SPARKMAN AVE		ORANGE CITY	FL	32763	NONE	NONE	WORKS FOR STRINGS	$18,700
ADAM SMITH
23 HUNTER LANE		ITHACA	NY	14850	NONE	NONE	THE POLITICAL MACHINE: AFFECTS, OBJECTS, AND PUBLICS FROM ANCIENT TO MODERN	$14,600
HYONGSOK SOH
1182 VIA BOLANZO		SANTA BARBARA	CA	93106	NONE	NONE	DIRECTED EVOLUTION OF COMPLEX MOLECULAR FUNCTIONS	$33,000
DAWN SONG
COMP SCI DIV 675 SODA HALL	UN-CALIFORNIA BERKELEY	BERKELEY	CA	947201776	NONE	NONE	SAFE PATCHES AND APPLICATIONS TO SECURE MEDICAL DEVICES	$11,000
SARAH STANBURY
14 ARNOLD STREET		PROVIDENCE	RI	02906	NONE	NONE	CREOLE THINGS FROM CHAUCER TO LYDGATE	$33,000
DAVID STOREY
134 WEST BROADWAY		NEW YORK	NY	10013	NONE	NONE	PAINTING	$25,300
WINNIFRED SULLIVAN
5555 S EVERETT AVE APT A1-2		CHICAGO	IL	60637	NONE	NONE	SPIRITUAL GOVERNANCE: THE NEW ESTABLISHMENT OF RELIGION	$16,000
STEVEN TAKASUGI
31 LARCH ROAD		WABAN	MA	02468	NONE	NONE	A VIRTUAL STRING QUARTET	$12,700
GORDON TESKEY
98 ERIE STREET 2		CAMBRIDGE	MA	02139	NONE	NONE	MYTH AND METAPHYSICS IN EARLY MODERN POETRY, 1590-1674	$16,500
MORGAN THORSON
3112 10TH AVENUE SOUTH		MINNEAPOLIS	MN	55407	NONE	NONE	GRID/FAT (WORKING TITLE)	$17,500
RICHARD TILLINGHAST
					NONE	NONE	TO START A NEW BOOK OF POEMS	$25,000	GLENASKEOGH-NINE MILE HOUSE	CARRICK-ON-SUIR-TIPPERARY		EI
ALEXANDER TODOROV
PRINCETON UN/DPT PSYCHOLOGY GREEN	HALL	PRINCETON	NJ	08540	NONE	NONE	FOOLED BY FIRST IMPRESSIONS: THE INORDINATE INFLUENCE OF FIRST IMP. ON DEC.	$16,500
CAMILLA TOWNSEND
122 NORTH 6TH AVENUE		HIGHLAND PARK	NJ	08904	NONE	NONE	NATIVE HISTORY FOR NATIVES: THE EVOLVING NAHUA TRADITION	$36,000
PETER TRACHTENBERG
18 BROADWAY		TIVOLI	NY	12583	NONE	NONE	ON RUIN: GOING BROKE IN AMERICA	$15,000
MONIQUE TRUONG
535 CLINTON STREET 1B		BROOKLYN	NY	11231	NONE	NONE	HISORICAL NOVEL BASED ON LIFE OF LAFCADIO HEARN (1850-1904)	$15,000
ANNA TSING
237 DICKENS WAY		SANTA CRUZ	CA	95064	NONE	NONE	ON THE CIRCULATION OF SPECIES	$24,700
LEA VANDERVELDE
914 HIGHWOOD STREET		IOWA CITY	IA	52246	NONE	NONE	SLAVERY AND FREEDOM IN THE LAW OF THE AMERICAN FRONTIER: 1818-1857	$36,000
DAVID VAN TAYLOR
C/O LUMIERE PRODUCTIONS INC 26 WEST	17TH ST SUITE 803	NEW YORK	NY	10011	NONE	NONE	THE DEER HUNTER	$15,800
R WALLACE
UNIV OF CALIFORNIA 314 MOSES HALL	MC 2	BERKELEY	CA	947202390	NONE	NONE	THE MORAL NEXUS	$16,500
LAURA WALLS
UNIVERSITY OF SOUTH CAROLINA 6486	BRIDGEWOOD DRIVE	COLUMBIA	SC	29206	NONE	NONE	WRITING THE COSMOS: THE LIFE OF HENRY DAVID THOREAU	$19,200
TANDY WARNOW
1734 BEN CRENSHAW WAY		AUSTIN	TX	78746	NONE	NONE	NEW PROBLEMS IN EVOLUTIONARY ESTIMATION	$33,000
JAMES WHITMAN
215 W 78TH ST APT 10A/B		NEW YORK	NY	10024	NONE	NONE	THE VERDICT OF BATTLE	$24,000
JOHN WITT
175 BISHOP STREET		NEW HAVEN	CT	06511	NONE	NONE	THE LAW OF WAR IN AMERICA	$32,000
MATT WOLF
402 GRAHAM AVE PMB 134		BROOKLYN	NY	11211	NONE	NONE	TEENAGE: A PREHISTORY OF YOUTH	$20,000
SHUHAI XAO
VIRGINIA TECH/ DPT GEOSCIENCES 4044	DERRING HALL	BLACKSBURG	VA	24061	NONE	NONE	AN INTEGRATED STUDY OF EDIACARAN GEO. AND PAL. IN ARCTIC SIB. & S. CHINA	$19,200
YUNXIANG YAN
10526 TENNESSEE AVE		LOS ANGELES	CA	900642328	NONE	NONE	THE INDIVIDUAL AND MORAL CHANGES IN CHINA, 1978-2008	$16,500
PAVEL ZUSTIAK
875 WEST 181ST STREET APT 5H		NEW YORK	NY	10033	NONE	NONE	THE PAINTED BIRD	$37,500

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	4181950	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$1,752,968	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$3,980,401	ExclusionAmount

Other Revenue Described OtherRevenueDescribed (2 entries)

DescriptionDescription	Exclusion CodeExclusionCode	ExclusionExclusionAmount	Business CodeBusinessCode	Unrelated Business IncomeUnrelatedBusinessIncomeAmount
OTHER INVESTMENT INCOME	14	$3,655
UNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS			900000	-$42,821

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	-$42,821	UnrelatedBusinessIncomeAmount
Exclusion	$5,737,024	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	5694203	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo (14 entries)

Contributor NumberContributorNumber	Contributor Name IndividualContributorNameIndividual	Address Line1ContributorAddressUS/AddressLine1	CityContributorAddressUS/City	StateContributorAddressUS/State	ZIP CodeContributorAddressUS/ZIPCode	Aggregate ContributionsAggregateContributions	Noncash Contribution TypeNoncashContributionType	Person Contribution TypePersonContributionType
1	A ALEX PORTER	110 EAST 57TH STREET	NEW YORK	NY	10022	75386	X
2	DOROTHY GOLDMAN	1070 PARK AVENUE PENTHOUSE EAST	NEW YORK	NY	10128	150000		X
3	EDWARD T CONE FOUNDATION	18 COLLEGE ROAD WEST	PRINCETON	NJ	08540	5000		X
4	ESTATE OF MARY HENLE	801 OLD LANCASTER ROAD	BRYN MAWR	PA	19010	232783		X
5	JOSEPH RICE	15 ROSE LANE	CHAPPAQUA	NY	10514	50041	X
6	THE AARON COPLAND FUND FOR MUSIC	254 WEST 31ST STREET 15TH FLOOR	NEW YORK	NY	10001	20000		X
7	THE WINSTON FOUNDATION	1285 AVENUE OF THE AMERICAS	NEW YORK	NY	10019	20000		X
8	WW NORTON COMPANY INC ROBERT ADAMS	500 FIFTH AVE	NEW YORK	NY	10110	21433		X
9	MAXINE SEMMEL	PO BOX 1162	STONY BROOK	NY	11790	10000		X
10	H ALLEN BROOKS	80 LYME ROAD APT 373	HANOVER	NH	03755	10335		X
11	ESTATE OF CARL GANS	C/O LEO GANS EXECUTOR 1044 EAST LAW	TEANECK	NJ	07666	100000		X
12	AI OGAWA	2029 WEST SHERWOOD AVENUE	STILLWATER	OK	74074	8426		X
13	ROGER D ABRAHAMS	1648 CHATTIN ROAD	LAVEROCK	PA	19038	5000		X
14	THOMAS KAILATH	1024 CATHCART WAY	STANFORD	CA	94305	5000		X

Noncash Property NoncashProperty (2 entries)

Contributor Number From Part IContributorNumberFromPartI	Noncash Property DescriptionNoncashPropertyDescription	Fair Market ValueFairMarketValue	Date ReceivedDateReceived
1	2,770 SHARES OF BIOMARIN PHARMACEUTICAL INC.	75386	2010-12-10
5	1,772 SHARES OF THE BANK OF NEW YORK MELLON CORPORATION	50041	2010-12-09

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	AUDIT & TAXES	Category
Amount	$30,591	Amount
Net Investment Income	13766	NetInvestmentIncome
Disbursements Charitable Prps	16325	DisbursementsCharitablePrps

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (5 entries)

Description Of PropertyDescriptionOfProperty	Date AcquiredDateAcquired	Cost Or Other BasisCostOrOtherBasis	Prior Years DepreciationPriorYearsDepreciation	Computation MethodComputationMethod	LifeLife	Current Year ExpenseCurrentYearExpense
COMPUTER EQUIPMENT	2005-01-01	205214	124679	SL	3.000000000000	48843
OFFICE EQUIPMENT	2005-01-01	39513	31753	SL	5.000000000000	3103
LEASEHOLD IMPROVEMENTS	2008-07-01	506057	133585	SL	7.000000000000	72294
OFFICE FURNITURE	2008-07-01	66816	18414	SL	5.000000000000	9545
WEBSITE DEVELOPMENT	2008-07-01	493300	72398	SL	3.000000000000	121698

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Field	Value	IRS element (for citing)
Name Of Bond	CORPORATE BONDS	NameOfBond
EOY Book Value	9084225	EOYBookValue
EOYFMV	9084225	EOYFMV

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	27336348	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	27336348	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	0	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	0	StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (33 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
SHORT-TERM INVESTMENTS	FMV	19322296	19322296
AMERICAN SECURITIES PARTNERS III	FMV	2913824	2913824
DAVIDSON KEMPNER DISTRESSED OPPO INTL LTD	FMV	14595729	14595729
GOLDMAN SACHS MEZZANINE PARTNERS	FMV	1353150	1353150
GS INTRASTRUCTURE PARTNERS I	FMV	4779814	4779814
HHR ATLAS FUND	FMV	12889621	12889621
KING STREET CAPITAL, LTD.	FMV	16774634	16774634
MATTERHORN OFFSHORE FUND LTD.	FMV	6363568	6363568
MILLENNIUM TECH VALUE PARTNERS, LLP	FMV	1204567	1204567
KEYWISE GREATER CHINA FUND	FMV	5181937	5181937
ODYSSEY INVESTMENT PARTNERS FUND III	FMV	3183890	3183890
OWL CREEK OVERSEAS FUND	FMV	17949608	17949608
PARA INTERNATIONAL FUND LTD	FMV	11929096	11929096
ROCKEFELLER ACCESS FUND 06-I, LLC	FMV	2107457	2107457
GOLDMAN SACHS MEZZANINE V FUND	FMV	1387678	1387678
BOSTWICK COMPOUND OFFSHORE, LTD.	FMV	9881158	9881158
SCOGGIN OVERSEAS FUND, LTD.	FMV	11672528	11672528
ARCHSTONE OFFSHORE FUND, LTD.	FMV	9830419	9830419
GS VINTAGE FUND V OFFSHORE	FMV	2635323	2635323
AMERICAN SECURITIES PARTNERS V	FMV	3984560	3984560
GS RE MEZZ PARTNERS OFFSHORE	FMV	839059	839059
PAULSON ADVANTAGE PLUS	FMV	11677995	11677995
ODYSSEY INVESTMENT PARTNERS FUND IV	FMV	1828089	1828089
SPH PARTNERS (STEEL)	FMV	7225779	7225779
PAULSON ADVANTAGE PLUS - GOLD EX	FMV	4350662	4350662
PAULSON CREDIT OPPORTUNITY	FMV	5077572	5077572
PAULSON CREDIT OPPORTUNITY - GOLD	FMV	1896985	1896985
PAULSON RECOVERY FUND, LTD.	FMV	5052408	5052408
PAULSON RECOVERY FUND, LTD. - GOLD	FMV	1876295	1876295
PAULSON RE RECOVERY LP	FMV	2533901	2533901
TONTINE CAPITAL PARTNERS II	FMV	2229312	2229312
BUCKINGHAM RAF INT'L	FMV	5190956	5190956
RUSSIAN PROSPERITY FUND	FMV	7018161	7018161

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (5 entries)

Category Or ItemCategoryOrItem	Cost Or Other BasisCostOrOtherBasis	Accumulated DepreciationAccumulatedDepreciation	Book ValueBookValue
COMPUTER EQUIPMENT	205214	173522	31692
OFFICE EQUIPMENT	39513	34856	4657
LEASEHOLD IMPROVEMENTS	506057	205879	300178
OFFICE FURNITURE	66816	27959	38857
WEBSITE DEVELOPMENT	493300	194096	299204

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$15,146	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	6638	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (3 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ACCRUED INVESTMENT INCOME RECEIVABLE	255522	124845	124845
PREPAID FEDERAL EXCISE TAX	113110	219315	219315
DUE FROM BROKERS	0	5756653	5756653

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (2 entries)

DescriptionDescription	AmountAmount
DEFERRED FEDERAL EXCISE TAX EXPENSE	$403,139
NON TAXABLE INCOME PER K-1'S FROM PARTNERSHIPS	$210,334

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (9 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
OFFICE EQUIPMENT	232507	11625	222378
TELEPHONE	15759	1743	14016
POSTAGE, STATIONARY, & SUPPLIES	45983	0	45983
INSURANCE	26985	2985	24000
MISCELLANEOUS	80527	0	77148
ANNUITY PAYMENTS	7972	0	7972
OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S	1220887	1220887	0
PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS	-285989	-31590	0
ORDINARY AND OTHER LOSS PASSTHROUGH FROM LPS PER K-1'S	1916	1916	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
OTHER INVESTMENT INCOME	3655	3655	3655
UNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS	-42821		-42821

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

DescriptionDescription	AmountAmount
UNREALIZED APPRECIATION IN MARKET VALUE OF INVESTMENTS	$20,156,901
RECOVERY OF RESERVE FOR IMPAIRED INVESTMENT	$193,105

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
DEFERRED EXCISE TAX LIABILITY	426033	829172
ACCUMULATED POSTRETIREMENT BENEFIT OBLIGATION	5730655	6246161
DEFERRED LEASE INCENTIVE	310714	259171
PENSION ACCOUNT LIABILITY	634797	501487
DUE TO BROKER	1494247	858853

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
INVESTMENT CUSTODY FEES	$106,934	106934	0
ACTUARY FEES	$6,361	704	2296
OTHER FEES	$1,912	0	1912

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FEDERAL EXCISE TAX	$4,795	0
NYS UNRELATED BUSINESS INCOME TAX	$250	0
FOREIGN TAX EXPENSE	$1,137	1137

JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2010

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (9 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (15 entries)

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (4 entries)

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Recipient US Address RecipientUSAddress

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (366 entries)

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (192 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Other Revenue Described OtherRevenueDescribed (2 entries)

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo (14 entries)

Noncash Property NoncashProperty (2 entries)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (5 entries)

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (33 entries)

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (5 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (3 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (2 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (9 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (5 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

Comments