HARRIS AND ELIZA KEMPNER FUND: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- HARRIS AND ELIZA KEMPNER FUND (EIN 76-0680130)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-08-18
- IRS object ID
- 201112309349100106
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Employee Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-08-18T12:20:36-07:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J B Schmidt IV CPA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2200 Market Suite 400 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 775501532 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760680130 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Harris & Eliza Kempner Fund Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARR | NameControl |
| Phone | 4097621603 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 Market Suite 1250 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANNE BRASIER | Name |
| Title | Executive Direc | Title |
| Date Signed | 2011-08-18 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | James B Schmidt IV | Name |
| Phone | 4097655569 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 42103583 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 475 | ContriReceivedRevAndExpnss |
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 196825 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 196825 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 728810 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 728810 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 1172906 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 13727352 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 1172906 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 112220 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 104819 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 2211236 | TotalRevenueAndExpenses |
| Total Net Investment Income | 2203360 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 90000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 90000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Rev And Expnss | 65000 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 65000 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 5369 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 5369 | PensionEmplBnftDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 60113 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 60113 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 183087 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 183087 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 65254 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 14180 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 11987 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Occupancy Rev And Expnss | 21045 | OccupancyRevAndExpnss |
| Occupancy Dsbrs Chrtbl Prps | 21045 | OccupancyDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 15738 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 15738 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 796 | PrintingAndPubRevAndExpnss |
| Printing And Pub Dsbrs Chrtbl Prps | 796 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 186751 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 99726 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 87025 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 693153 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 296993 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 357073 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1275387 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1275387 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1968540 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 296993 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1632460 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 242696 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1906367 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 279954 | CashBOY |
| Cash EOY | 457397 | CashEOY |
| Cash EOYFMV | 457397 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1488207 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2334246 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2334246 | SavingsAndTempCashInvstEOYFMV |
| Other Notes And Loans Receivable | 373528 | OtherNotesAndLoansReceivable |
| Other Notes And Loans Rcvbl BOY | 518269 | OtherNotesAndLoansRcvblBOY |
| Other Notes And Loans Rcvbl EOY | 373528 | OtherNotesAndLoansRcvblEOY |
| Other Notes And Loans Rcvbl EOYFMV | 373528 | OtherNotesAndLoansRcvblEOYFMV |
| Prepaid Expenses BOY | 68035 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 28948 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 68035 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 6614411 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 5546085 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 5981617 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 22272210 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 22330349 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 23459463 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 75000 | InvestmentsCorpBondsBOY |
| Investments Other BOY | 6168777 | InvestmentsOtherBOY |
| Investments Other EOY | 6200467 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 8961948 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 22032 | OtherAssetsBOY |
| Other Assets EOY | 467349 | OtherAssetsEOY |
| Other Assets EOYFMV | 467349 | OtherAssetsEOYFMV |
| Total Assets BOY | 37506895 | TotalAssetsBOY |
| Total Assets EOY | 37738369 | TotalAssetsEOY |
| Total Assets EOYFMV | 42103583 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 11222 | OtherLiabilitiesBOY |
| Total Liabilities BOY | 11222 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 37495673 | RetainedEarningsBOY |
| Retained Earnings EOY | 37738369 | RetainedEarningsEOY |
| Total Net Assets BOY | 37495673 | TotalNetAssetsBOY |
| Total Net Assets EOY | 37738369 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 37506895 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 37738369 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 37495673 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 242696 | ExcessOfRevenueOverExpenses |
| Subtotal | 37738369 | Subtotal |
| Total Net Assets Fund Balances EOY | 37738369 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| SEE SCHEDULE D PAGE 19 ATTACHED | P | 2009-01-01 | 2010-12-31 | 4172322 | 3866518 | 305804 | 305804 |
| SEE SCHEDULE D PAGE 47 ATTACHED | P | 2008-01-01 | 2010-12-31 | 9555030 | 8687928 | 867102 | 867102 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 1172906 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1786297 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 34174278 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.05227 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 2629945 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 43030666 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.06112 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2212611 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 45855203 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.04825 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2025456 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 41931433 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.04830 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1946147 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 40626343 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.04790 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.25785 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05157 | AverageDistributionRatio |
| Net Noncharitable Assets | 37485728 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1933139 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 19064 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1952203 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1632460 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 38127 | InvestmentIncomeExciseTax |
| Subtotal | 38127 | Subtotal |
| Tax Based On Investment Income | 38127 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 65535 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 65535 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 27408 | Overpayment |
| Amount Credited To Next Year | 27408 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | true | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | true | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | kempnerfund.org | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Anne Brasier | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 4097621603 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 Market Suite 1250 | AddressLine1 |
| City | Galveston | City |
| State | TX | State |
| ZIP Code | 775501529 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (15 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| ELIZA K QUIGLEY | ||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Secretary | 4.00 | 0 |
| ANNE BRASIER | ||||||
| 2424 SYDNOR LANE | GALVESTON | TX | 77551 | Executive Direc | 40.00 | 90000 |
| ELIZABETH K MCFARLAND | ||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | 0 |
| PATRICIA GRAY | ||||||
| 1816 CHURCH | GALVESTON | TX | 77550 | Director | 4.00 | 0 |
| DANIEL W HAMILTON | ||||||
| 2001 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | 0 |
| RANDALL T KEMPNER | ||||||
| 1503A SWANN ST NW | WASHINGTON | DC | 200093995 | Director | 4.00 | 0 |
| DANIEL K THORNE | ||||||
| 35 PINELAWN RD SUITE 212W | MELVILLE | NY | 11747 | Treasurer | 4.00 | 0 |
| RHODA T EZELL | ||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | Director | 4.00 | 0 |
| BARBARA W SASSER | ||||||
| 7221 BROADWAY | GALVESTON | TX | 77554 | HON DIRECTOR | 10.00 | 0 |
| HETTA T KEMPNER | ||||||
| 1507 DRIFTWOOD | GALVESTON | TX | 77551 | Director | 4.00 | 0 |
| JOHN T CURRIE | ||||||
| 6218 CEDAR CREEK | HOUSTON | TX | 77052 | HON DIRECTOR | 4.00 | 0 |
| ARTHUR M ALPERT | ||||||
| 2982 BAYSIDE WALK | SAN DIEGO | CA | 92109 | HON DIRECTOR | 4.00 | 0 |
| ROBERT L K LYNCH | ||||||
| 44 CEDAR LAWN | GALVESTON | TX | 77551 | Vice President | 4.00 | 0 |
| JOHN H CAMPBELL | ||||||
| 2200 MARKET SUITE 804 | GALVESTON | TX | 77550 | Director | 4.00 | 0 |
| LYDA ANN Q THOMAS | ||||||
| PO BOX 2010 | GALVESTON | TX | 77553 | President | 10.00 | 0 |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | HARRETTE M HOWARD | Name |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1810 VALERO | AddressLine1 |
| City | FRIENDSWOOD | City |
| State | TX | State |
| ZIP Code | 77546 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | GRANTS MANAGER | Title |
| Average Hours Per Week | 40.00 | AverageHoursPerWeek |
| Compensation | 65000 | Compensation |
| Employee Benefits | 5369 | EmployeeBenefits |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET 12TH FLOOR | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Service | PORTFOLIO MANAGEMENT | TypeOfService |
| Compensation | 79985 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 35899287 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 2157290 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 38056577 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 38056577 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 570849 | CashDeemedCharitable |
| Net Noncharitable Assets | 37485728 | NetNoncharitableAssets |
| Minimum Investment Return | 1874286 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1874286 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 38127 | TaxBasedOnInvestmentIncome |
| Total Tax | 38127 | TotalTax |
| Distributable Amount Before Adj | 1836159 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1836159 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1836159 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1632460 | ExpensesAndContributions |
| Qualifying Distributions | 1632460 | QualifyingDistributions |
| Adj Qualifying Distributions | 1632460 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1836159 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year4 | 49037 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 27645 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 499610 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 90447 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 666739 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1632460 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 1632460 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 203699 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 203699 | ExcessDistriCyovAppliedCY |
| Total Corpus | 463040 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 463040 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 372593 | ExcessFromYear2 |
| Excess From Year1 | 90447 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | HARRIS ELIZA KEMPNER FUND | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET STREET SUITE 1250 | AddressLine1 |
| City | GALVESTON | City |
| State | TX | State |
| ZIP Code | 775501529 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 4097621603 | RecipientPhoneNumber |
| Form And Info And Materials | SEE APPLICATION GUIDELINES ATTACHED | FormAndInfoAndMaterials |
| Submission Deadlines | SEE APPLICATION GUIDELINES ATTACHED | SubmissionDeadlines |
| Restrictions On Awards | SEE APPLICATION GUIDELINES ATTACHED | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person Name | SEE SCHEDULE 1 ATTACHED | RecipientPersonName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ALL RECIPIENTS 501c3 ORG | AddressLine1 |
| City | VARIOUS | City |
| State | TX | State |
| ZIP Code | 77550 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationship |
| Purpose Of Grant Or Contribution | SEE SCHEDULE 1 ATTACHED | PurposeOfGrantOrContribution |
| Amount | $1,275,387 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1275387 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $196,825 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $728,810 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 1172906 | RelatedOrExemptFunctionIncome |
Other Revenue Described OtherRevenueDescribed (4 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount |
|---|---|---|---|---|
| OTHER PORTFOLIO INCOME | 14 | $30,219 | ||
| Oil & Gas Royalties | 15 | $74,600 | ||
| BLACK STONE RESOURCES K-1 | 211110 | $143 | ||
| BLACK STONE MINERALS K-1 | 211110 | $7,258 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $7,401 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,030,454 | ExclusionAmount |
| Related Or Exempt Function Income | 1172906 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 2210761 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| MONTHLY ACCOUNTING & 990-PF PREP | $48,613 | 0 | 0 | 48613 |
| DRDA, PC ANNUAL AUDIT | $11,500 | 0 | 0 | 11500 |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Explanation ContractorCompExplanation
Contractor Name Business ContractorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1 |
Employee Compensation Expln EmployeeCompensationExpln
Employee Comp Explanation EmployeeCompExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Employee Name | HARRETTE M HOWARD | EmployeeName |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | SEE SCHEDULE 2, PAGE 16, ATTACHED | NameOfStock |
| EOY Book Value | 22330349 | EOYBookValue |
| EOYFMV | 23459463 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 5546085 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 5981617 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE SCHEDULE 2, PAGE 16, ATTACHED | CategoryOrItem |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMV |
| Book Value | 6200467 | BookValue |
| EOYFMV | 8961948 | EOYFMV |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| PARTNERSHIP DISTRIBUTION RECEIVABLE | 14211 | 16255 | 16255 |
| CASH ON UNSETTLED TRANSACTIONS RECEIVABL | 451094 | 451094 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (15 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| UTILITIES | 958 | 958 | |
| TELEPHONE | 4546 | 4546 | |
| REPAIRS AND MAINTENANCE | 6367 | 6367 | |
| REGISTRATION FEES | 9194 | 9194 | |
| POSTAGE | 2113 | 2113 | |
| PASSTHROUGH ITEMS FROM K-1'S | 14435 | 14435 | |
| PARKING | 1164 | 1164 | |
| OTHER INVESTMENT EXPENSE FROM K-1'S | 49314 | 49314 | |
| OFFICE SUPPLIES | 1766 | 1766 | |
| OFFICE EQUIPMENT/FURNITURE | 2888 | 2888 | |
| MISCELLANEOUS | 120 | 120 | |
| MEMBERSHIP FEES | 1861 | 1861 | |
| INVESTMENT EXPENSE FROM K-1'S | 50412 | 50412 | |
| INSURANCE | 39704 | 39704 | |
| ENTERTAINMENT | 1909 | 1909 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| OTHER PORTFOLIO INCOME | 30219 | 30219 |
| Oil & Gas Royalties | 74600 | 74600 |
| BLACK STONE RESOURCES K-1 | 143 | |
| BLACK STONE MINERALS K-1 | 7258 |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShort
Name Of501c3 Organization NameOf501c3Organization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE 2 PG 1 ATTACHED | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Balance Due | 373528 | BalanceDue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (8 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| WESTEND ADVISORS | $12,331 | 12331 | 0 | 0 |
| WENTWORTH INTERNATIONAL | $4,075 | 4075 | 0 | 0 |
| PAINE WEBBER | $2,624 | 2624 | 0 | 0 |
| MARSICO MANAGEMENT | $49,121 | 49121 | 0 | 0 |
| KEMPNER CAPITAL MANAGEMENT | $79,985 | 79985 | 0 | 0 |
| FROST BANK CUSTODIAL FEES | $6,580 | 6580 | 0 | 0 |
| FAYEZ, SAROFIM & CO | $16,812 | 16812 | 0 | 0 |
| DELAWARE INTERNATIONAL | $11,559 | 11559 | 0 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| UBIT TAXES | $960 | ||
| PAYROLL TAXES | $11,987 | 11987 | |
| FOREIGN TAX ON SECURITIES | $14,180 | 14180 | |
| EXCISE TAXES | $38,127 |
Comments