NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD (EIN 06-1669185)
Tax period: 2010-06-01 to 2011-05-31
Filed: 2011-12-09
IRS object ID: 201103439349300510
Schema version: 2010v3.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-12-09T09:14:06-08:00	Timestamp
Tax Period End Date	2011-05-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	WALLACE W TAPIA PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	131 MAIN ST 8TH FL	AddressLine1
City	BURLINGTON	City
State	VT	State
ZIP Code	05401	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2010-06-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	061669185	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORW	NameControl
Phone	8024852753	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 30	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	056630030	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ERIC BRAMAN	Name
Title	VICE PRESIDENT/TREASURER	Title
Phone	8024852753	Phone
Date Signed	2011-11-21	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	WALLACE W TAPIA CPA	Name
Phone	8028636370	Phone
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	ERIC BRAMAN	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	PO BOX 30	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	6671145	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.NUARI.org	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	2002	YearFormation
State Legal Domicile	VT	StateLegalDomicile
Activity Or Mission Description	To serve the public interest through the study of critical national issues, research and technology development, the deploy- ment of necessary technolgy solutions, addressing issues which enhance national response capability, and serving as a national education center for counter-terrorism and cybercrime.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	11	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	9	NbrIndependentVotingMembers
Total Nbr Employees	35	TotalNbrEmployees
Total Nbr Volunteers	9	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Contributions Grants Prior Year	5439710	ContributionsGrantsPriorYear
Contributions Grants Current Year	6425149	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	346440	ProgramServiceRevenuePriorYear
Program Service Revenue CY	241190	ProgramServiceRevenueCY
Investment Income Prior Year	5608	InvestmentIncomePriorYear
Investment Income Current Year	4506	InvestmentIncomeCurrentYear
Other Revenue Prior Year	3828	OtherRevenuePriorYear
Other Revenue Current Year	300	OtherRevenueCurrentYear
Total Revenue Prior Year	5795586	TotalRevenuePriorYear
Total Revenue Current Year	6671145	TotalRevenueCurrentYear
Grants And Similar Amnts CY	0	GrantsAndSimilarAmntsCY
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	2247530	SalariesEtcPriorYear
Salaries Etc Current Year	2775305	SalariesEtcCurrentYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	0	TotalFundrsngExpCurrentYear
Other Expense Prior Year	3360796	OtherExpensePriorYear
Other Expenses Current Year	3850670	OtherExpensesCurrentYear
Total Expenses Prior Year	5608326	TotalExpensesPriorYear
Total Expenses Current Year	6625975	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	187260	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	45170	RevenuesLessExpensesCY
Total Assets BOY	1623874	TotalAssetsBOY
Total Assets EOY	1567918	TotalAssetsEOY
Total Liabilities BOY	788425	TotalLiabilitiesBOY
Total Liabilities EOY	687299	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	835449	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	880619	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	NUARI's mission is a) to serve the national public interest through the study of critical national	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	115051	Expense
Description	RESEARCH AND DEVELOPMENT ACTIVITIES: CONDUCTED AN ADVANCED SCIENCES CONVERGENCE SURVEY AND ANALYSIS FOR THE DEFENSE THREAT REDUCTION AGENCY.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	4089145	Expense
Description	TRAINING, EXERCISE AND SIMULATION ACTIVITIES: PROVIDED MANAGEMENT AND CONSULTING SERVICES INCLUDING (A) WEB*DECIDE - A SIMULATION TOOL FOR EMULATING IMPACTS OF A CYBER ATTACK ON FINANCIAL INSTITUTIONS WITHIN THE PUBLIC AND PRIVATE SECTOR; AND (B) "CYBERSMART" - A CYBER SIMULATION MODELING AND REPORTING TOOL USED TO PRODUCE A COHERENT SET OF INJECTS TO SUPPORT A PUBLIC AND PRIVATE SECTOR EXERCISE.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	1452003	Expense
Revenue	173708	Revenue
Description	COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES: DESIGNED AND DEVELOPED COURSEWARE AND SOFTWARE FOR (A) THE VERMONT AIR NATIONAL GUARD THAT SUPPORTS THE REQUIREMENT FOR BOTH RESIDENT INSTRUCTION AS WELL AS ADVANCED DISTRIBUTED LEARNING (ADL) FOR UNDERGRADUATE NETWORK WARFARE TRAINING (UNWT); (B) THE FEMA NATIONAL TRAINING PROGRAM IN SUPPORT OF FIRST RESPONDER AND INFORMATION TECHNOLOGY PROFESSIONAL AWARENESS TRAINING FOR A CYBER INCIDENT; AND (C) UNDERGRADUATE AND GRADUATE CULTURAL AWARENESS TRAINI	Description

Activity Other ActivityOther

Field	Value	IRS element (for citing)
Expense	48938	Expense
Revenue	67482	Revenue
Description	Other Program Services: includes the provision of technical services related to program support and network technical services related to program support and network	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	48938	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	67482	TotalOfOtherProgramServiceRev
Total Program Service Expense	5705137	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	false	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	30	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Number Of Employees	35	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	false	QuidProQuoContributions
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	11	NbrVotingGoverningBodyMembers
Number Independent Voting Members	9	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	true	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	true	ElectionOfBoardMembers
Decisions Subject To Approval	true	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	MARSHA HOPKINS	NamePerson
Telephone Number	8024852819	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	57 OLD FREIGHT YARD	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (18 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Highest Compensated EmployeeHighestCompensatedEmployee
PHILIP T SUSMANN
President/Director	27.00	X	X	0	179321	26757
ERIC W BRAMAN
VP / Treasurer	40.00		X	140327	0	9578
JUDY BAILEY
Secretary	10.00		X	8375	73674	11859
FRED C KREITZBERG
Director/Chair	1.00	X	X	0	0	0
RICHARD W SCHNEIDER
Director/Vice-Chair	1.00	X	X	0	265402	53220
DIRAN APELIAN
Director	0.50	X		0	0	0
GEN ALFRED M GRAY
Director	0.50	X		0	0	0
FREDERICK M HAYNES
Director	0.50	X		0	0	0
JOEL KOBERT
Director	0.50	X		0	0	0
ROBERT S LAPPIN
Director	1.00	X		0	0	0
ROBERT B MACK
Director	0.50	X		0	0	0
THOMAS N PELLETIER
Director	0.50	X		0	0	0
E TARRY POLIDOR
Director	0.50	X		0	0	0
ASHOK VASEASHTA
Program Director	40.00			167899	0	14301	X
DENNIS MCGRATH
Research Scientist	40.00			123201	0	24513	X
MARK BESCH
Systems Administrator	40.00			107088	0	11856	X
RICHARD FINN
Program Manager	40.00			101296	0	8708	X
ERNEST DREW
Program Director	40			105834		19373	X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	754020	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	518397	TotalReportableCompFrmRltdOrgs
Total Other Compensation	180165	TotalOtherCompensation
Number Individuals GT100 K	6	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
NEVADA SYS OF HIGHER ED
1664 N VIRGINIA ST MS 325	RENO	NV	89557	Research & Development	343000
UTAH ST UNIV RESEARCH
1695 N RESEARCH PARKWAY	N LOGAN	UT	84341	Research & Development	851884
MIAMI UNIVERSITY
102 ROUDEBUSH HALL	OXFORD	OH	45056	Research & Development	294102
DELTA RISK LLC
2804 N SEMINARY	CHICAGO	IL	60657	Research & Development	621728
POTOMAC INST POLICY STUDIES
901 N STUART ST 200	ARLINGTON	VA	22203	Research & Development	338437

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	6	NumberOfContractorsGT100K
Government Grants	6318025	GovernmentGrants
All Other Contributions	107124	AllOtherContributions
Total Contributions	6425149	TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn
Courseware Dev.	611710	173708
Other Services	541900	67482

Field	Value	IRS element (for citing)
Total Program Service Revenue	241190	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	4506	TotalRevenueColumn
Exclusion	$4,506	ExclusionAmount

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	Other Income	Description
Business Code	900099	BusinessCode
Total Revenue Column	300	TotalRevenueColumn
Exclusion	$300	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	300	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	6671145	TotalRevenueColumn
Related Or Exempt Function Income	241190	RelatedOrExemptFunctionIncome
Exclusion	$4,806	ExclusionAmount

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	326656	Total
Program Services	163611	ProgramServices
Management And General	163045	ManagementAndGeneral
Fundraising	0	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	102	Total
Program Services	0	ProgramServices
Management And General	102	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1922467	Total
Program Services	1555407	ProgramServices
Management And General	367060	ManagementAndGeneral
Fundraising	0	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	88655	Total
Program Services	70215	ProgramServices
Management And General	18440	ManagementAndGeneral
Fundraising	0	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	274890	Total
Program Services	217713	ProgramServices
Management And General	57177	ManagementAndGeneral
Fundraising	0	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	162535	Total
Program Services	128728	ProgramServices
Management And General	33807	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	5287	Total
Program Services	0	ProgramServices
Management And General	5287	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	35980	Total
Program Services	0	ProgramServices
Management And General	35980	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	3273528	Total
Program Services	3236513	ProgramServices
Management And General	37015	ManagementAndGeneral
Fundraising	0	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	77654	Total
Program Services	48157	ProgramServices
Management And General	29497	ManagementAndGeneral
Fundraising	0	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	75160	Total
Program Services	62861	ProgramServices
Management And General	12299	ManagementAndGeneral
Fundraising	0	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	76935	Total
Program Services	62587	ProgramServices
Management And General	14348	ManagementAndGeneral
Fundraising	0	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	142843	Total
Program Services	90084	ProgramServices
Management And General	52759	ManagementAndGeneral
Fundraising	0	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	20662	Total
Program Services	17180	ProgramServices
Management And General	3482	ManagementAndGeneral
Fundraising	0	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	8914	Total
Program Services	7252	ProgramServices
Management And General	1662	ManagementAndGeneral
Fundraising	0	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	46585	Total
Program Services	0	ProgramServices
Management And General	46585	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral
Materials	43095	43085	10
Recruiting	352	0	352
Membership	1265	489	776
Patent Costs	31804	0	31804
Community Outreach	2285	0	2285

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	8321	Total
Program Services	1255	ProgramServices
Management And General	7066	ManagementAndGeneral
Fundraising	0	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	6625975	Total
Program Services	5705137	ProgramServices
Management And General	920838	ManagementAndGeneral
Fundraising	0	Fundraising

Total Joint Costs TotalJointCosts

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	9453	BOY
EOY	6128	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	346818	BOY
EOY	540756	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	1197843	BOY
EOY	942220	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	51932	BOY
EOY	69900	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	109582	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	100668	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	17828	BOY
EOY	8914	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	1623874	BOY
EOY	1567918	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	705093	BOY
EOY	654594	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
EOY	5310	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	83332	BOY
EOY	27395	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	788425	BOY
EOY	687299	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	835449	BOY
EOY	880619	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	835449	BOY
EOY	880619	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1623874	BOY
EOY	1567918	EOY

Field	Value	IRS element (for citing)
Reconcilation Revenue Expenses	45170	ReconcilationRevenueExpenses
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Both	X	FinancialStatementBoth
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org509a2	X	PubliclySupportedOrg509a2
Public Support Total170	0	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Total	0	Total

Field	Value	IRS element (for citing)
Public Support Pertcentage170	0	PublicSupportPertcentage170

Gifts Grants Contrib Received509 GiftsGrantsContribReceived509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	2823705	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	1496062	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	1166828	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	5439710	CurrentTaxYearMinus1Year
Current Tax Year	6425149	CurrentTaxYear
Total	17351454	Total

Gross Receipts From Admissions GrossReceiptsFromAdmissions

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1386116	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	761604	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	261863	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	346440	CurrentTaxYearMinus1Year
Current Tax Year	241190	CurrentTaxYear
Total	2997213	Total

Total509 Total509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	4209821	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	2257666	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	1428691	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	5786150	CurrentTaxYearMinus1Year
Current Tax Year	6666339	CurrentTaxYear
Total	20348667	Total

Amts From Subst Contributors AmtsFromSubstContributors

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1027397	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	574784	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	214204	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	215207	CurrentTaxYearMinus1Year
Current Tax Year	101652	CurrentTaxYear
Total	2133244	Total

Support From DQ Ps Etc SupportFromDQPsEtc

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1027397	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	574784	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	214204	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	215207	CurrentTaxYearMinus1Year
Current Tax Year	101652	CurrentTaxYear
Total	2133244	Total

Field	Value	IRS element (for citing)
Public Support Total509	18215423	PublicSupportTotal509

Gross Investment Income509 GrossInvestmentIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	24234	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	21063	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	2100	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	5608	CurrentTaxYearMinus1Year
Current Tax Year	4506	CurrentTaxYear
Total	57511	Total

Investment Income And UBTI InvestmentIncomeAndUBTI

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	24234	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	21063	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	2100	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	5608	CurrentTaxYearMinus1Year
Current Tax Year	4506	CurrentTaxYear
Total	57511	Total

Other Income509 OtherIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	553	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	7763	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	1030	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	3828	CurrentTaxYearMinus1Year
Current Tax Year	300	CurrentTaxYear
Total	13474	Total

Total Support Total TotalSupportTotal

Field	Value	IRS element (for citing)
Total	20419652	Total

Field	Value	IRS element (for citing)
Public Support Percentage509	0.89210	PublicSupportPercentage509
Prior Year Support Percentage	0.86200	PriorYearSupportPercentage
Investment Income Percentage	0.00280	InvestmentIncomePercentage
Prior Yr Invest Income Percentage	0.00240	PriorYrInvestIncomePercentage
Thirty Three Percnt Tests CY509	X	ThirtyThreePercntTestsCY509
Facts And Circumstances Test	OTHER INCOME PART III, LINE 12; DESCRIPTION: MISCELLANEOUS INCOME; 2006: 553.; 2007: 7763.; 2008: 1030.; 2009: 3828.; 2010: 300.;	FactsAndCircumstancesTest

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	false	Volunteers
Paid Staff Or Management	false	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	false	DirectContactLegislators
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	true	OtherActivities
Other Activities	$29	OtherActivitiesAmount
Total Lobbying Expenditures IIB	29	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	Pt II-B Line 1i	Identifier
Explanation	12% of the annual Vermont Society of CPA dues paid for the	Explanation

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	109582	OtherCostOrOtherBasis
Depreciation	100668	Depreciation
Book Value	8914	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	8914	TotalOfBookValueLandBuildings

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	Due to Affiliate	Description
Amount	$27,395	Amount

Field	Value	IRS element (for citing)
Total Of Amounts	27395	TotalOfAmounts
Total Revenue	6671145	TotalRevenue
Total Expenses	6625975	TotalExpenses
Excess Or Deficit For Year	45170	ExcessOrDeficitForYear
Excess Or Deficit Per FS	45170	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	6671145	TotRevenueEtcAuditedFinclStmt
Revenue Subtotal	6671145	RevenueSubtotal
Total Revenue Per Form990	6671145	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	6625975	TotExpensesEtcAuditedFinclStmt
Expenses Subtotal	6625975	ExpensesSubtotal
Total Expenses Per Form990	6625975	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

Field	Value	IRS element (for citing)
Identifier	Pt X	Identifier
Explanation	"NUARI is a not-for-profit corporation as described in Section 501(c)(3)	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	false	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)

Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs	Base Compensation Filing OrgBaseCompensationFilingOrg	Bonus Filing OrgBonusFilingOrg	Other Compensation Filing OrgOtherCompensationFilingOrg	Deferred Comp Filing OrgDeferredCompFilingOrg	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Total Compensation Filing OrgTotalCompensationFilingOrg
PHILIP T SUSMANN
165889	15000	-1568	12584	14173	206078	185744
RICHARD W SCHNEIDER
250000		15402	18533	34687	318622	320053
ASHOK VASEASHTA
							158500	10000	-601	3170	11131	182200

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	Pt I Line 1b	Identifier
Explanation	The Board of Directors approved a change to the Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (29 entries)

IdentifierIdentifier	ExplanationExplanation
Pt VI-A, Line 4	A By-Laws modification in October 2010 now specifies that the Chairperson of the
	Norwich University Board of Trustees-Trustees Affairs Committee shall be a member of the
	Board of Directors of the reporting Organization.
Pt VI-A, Line 7a	Members of the Organization's Board of Directors are appointed
	by the Norwich University Board of Trustees.
Pt VI-A, Line 7b	Approval by the majority of the Norwich University Board
	of Trustees is only required for the appointment (including
	the filling of a vacant Board position), and/or removal
	of Directors of the Organization.
Pt VI-B, Line 11a	The Audit Committee is charged with the responsibility of reviewing and approving
	the annual Tax Return prior to its submission.
Pt VI-B, Line 12c	Each member of the Board of Directors, Officers, and Key
	Employees is required to read the Organization's Conflict of
	Interest Policy and to sign an annual statement disclosing any
	real or potential conflicts of interest. The signed statement
	is then submitted to the Board Secretary and summarized
	for the entire Board. The Board reviews them to determine
	what, if any, conflicts are present and how to proceed.
	The procedures are documented in the Board minutes.
Pt VI-B, Line 15	The Organization obtains salary comparability data for its
	Directors, Officers, and Key Employees; this information is
	then reviewed by the Organization's Compensation Committee in
	determining appropriate compensation for those individuals.
Pt VI-C, Line 19	The Organization makes all organizational documents,
	including its Form 1023, annual tax returns, governing
	documents and policies, and financial statements available for
Form 990, Part III, Line 4d	OTHER PROGRAM SERVICES: INCLUDES THE PROVISION OF 48938. 0. 67482.
Form 990, Part IX, Line 24f	OTHER 8321. 1255. 7066. 0.
	public inspection upon request.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	NORWICH UNIVERSITY	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	158 HARMON DIRVE	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Field	Value	IRS element (for citing)
EIN	030179424	EIN
Primary Activities	HIGHER EDUCATION	PrimaryActivities
Legal Domicile State	VT	LegalDomicileState
Exempt Code Section	170(b)(1)(A)(ii)	ExemptCodeSection
Public Charity Status	2	PublicCharityStatus

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1

Field	Value	IRS element (for citing)
Controlled Org	false	ControlledOrg

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	false	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (13 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD (NUARI) REIMBURSES
n	171168	cash
NORWICH UNIVERSITY FOR THE PORTION OF MR SUSMANN'S SALARY RELATED TO HIS

POSITION AS NUARI PRESIDENT PLUS 30 FOR THE COST OF HIS FRINGE BENEFITS

NUARI CONTRACTED WITH NORWICH UNIVERSITY TO UTILIZED A PROFESSOR'S
o	76218	cash
TIME ON A FEDERAL CONTRACT NUARI REIMBURSED THE UNIVERSITY FOR THE

PROFESSOR'S SALARY COST ATTRIBUTABLE TO THE PROJECT 30 FRINGE

AND F&A RECOVERY BASED ON THE UNIVERSITY'S APPROVED INDIRECT RATE

NUARI CONTRACTED WITH NORWICH UNIVERSITY TO UTILIZE A RESEARCHER'S
o	5400
TIME ON A FEDERAL CONTRACT NUARI REIMBURSED THE UNIVERSITY FOR THE

EMPLOYEE'S SALARY COST ATTRIBUTABLE TO THE PROJECT 30 FRINGE

AND F&A RECOVERY BASED ON THE UNIVERSITY'S APPROVED INDIRECT RATE

NUARI PURCHASES EMAIL TELEPHONE AND INTERNET SERVICES FROM
o	32140
NORWICH UNIVERSITY