ALLIANCE FOR AUTOMOTIVE INNOVATION: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ALLIANCE FOR AUTOMOTIVE INNOVATION (EIN 52-2143968)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-11
- IRS object ID
- 201103159349302340
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-11T15:16:57-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HERTZBACH & COMPANY PA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 RED BROOK BOULEVARD SUITE 300 | AddressLine1 |
| City | OWINGS MILLS | City |
| State | MD | State |
| ZIP Code | 21117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 522143968 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLIANCE OF AUTOMOBILE MANUFACTURERS INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALLI | NameControl |
| Phone | 2023265593 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW NO 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200056562 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CHARLES ROBINSON | Name |
| Title | VP OF FINANCE & OPERATIONS | Title |
| Phone | 2023265593 | Phone |
| Date Signed | 2011-11-07 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICHARD L WOLF | Name |
| Phone | 4103633200 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | MITCH BAINWOL | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW NO 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200056562 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 26222990 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | WWW.AUTOALLIANCE.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1999 | YearFormation |
| State Legal Domicile | DC | StateLegalDomicile |
| Activity Or Mission Description | TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEAN, SAFE, EFFICIENT, AND AFFORDABLE PERSONAL TRANSPORTATION.TO REPRESENT 11 CAR AND LIGHT TRUCK MANUFACTURERS SELLING VEHICLES IN THE UNITED STATES AND SERVES AS A LEADING ADVOCACY GROUP FOR THE AUTO INDUSTRY. ALLIANCE MEMBERS REPRESENT APPROXIMATELY 77% OF ALL CAR AND LIGHT TRUCK SALES IN THE U.S.RESPECT FOR PRINCIPALS OF SUSTAINABLE MOBILITY PERMITS TECHNOLOGICAL PROGRESS IN HARMONY WITH THE ENVIRONMENT AND THE ECONOMY. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 24 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 24 | NbrIndependentVotingMembers |
| Total Nbr Employees | 59 | TotalNbrEmployees |
| Total Nbr Volunteers | 24 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 0 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 0 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 28590301 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 21192474 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 183795 | InvestmentIncomePriorYear |
| Investment Income Current Year | 390298 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 100 | OtherRevenuePriorYear |
| Other Revenue Current Year | 151 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 28774196 | TotalRevenuePriorYear |
| Total Revenue Current Year | 21582923 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 1000000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 8875085 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 9351784 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 16371915 | OtherExpensePriorYear |
| Other Expenses Current Year | 11991211 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 25247000 | TotalExpensesPriorYear |
| Total Expenses Current Year | 22342995 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 3527196 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -760072 | RevenuesLessExpensesCY |
| Total Assets BOY | 19510915 | TotalAssetsBOY |
| Total Assets EOY | 18433257 | TotalAssetsEOY |
| Total Liabilities BOY | 4761133 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 4546902 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 14749782 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 13886355 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEAN, SAFE, EFFICIENT, AND AFFORDABLE PERSONAL TRANSPORTATION.TO REPRESENT 11 CAR AND LIGHT TRUCK MANUFACTURERS SELLING VEHICLES IN THE UNITED STATES AND SERVES AS A LEADING ADVOCACY GROUP FOR THE AUTO INDUSTRY. ALLIANCE MEMBERS REPRESENT APPROXIMATELY 77% OF ALL CAR AND LIGHT TRUCK SALES IN THE U.S.RESPECT FOR PRINCIPALS OF SUSTAINABLE MOBILITY PERMITS TECHNOLOGICAL PROGRESS IN HARMONY WITH THE ENVIRONMENT AND THE ECONOMY. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Description | TO WORK WITH MEMBER COMPANIES ON RESEARCH MATTERS. THIS INCLUDES PROGRAMS ADDRESSING A VARIETY OF ENVIRONMENTAL AND VEHICLE SAFETY ISSUES. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | TO WORK WITH MEMBER COMPANIES ON LEGISLATIVE AND REGULATORY ISSUES AFFECTING THE INDUSTRY. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Described In501 C3 | 0 | DescribedIn501C3 |
| Schedule B Required | 0 | ScheduleBRequired |
| Political Activities | 1 | PoliticalActivities |
| Subject To Proxy Tax | 1 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 1 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 162 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 59 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 24 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 24 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 0 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORGANIZATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 2023265593 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW NO 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (31 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| ZIAD OJAKLI | |||||||
| CHAIRMAN | 2.00 | X | X | 0 | 0 | 0 | |
| JODY TRAPASSO | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| DAVID GEANACOPOULOS | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| ANNA-MARIA SCHNEIDER | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| PETER LAWSON | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| SUSAN M CISCHKE | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| MARK L REUSS | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| MICHAEL J ROBINSON | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| ERNST H LIEB | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| JAKE JONES | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| JONATHAN BROWNING | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| JAMES E LENTZ | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| TOM J LEHNER | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| KATHLEEN HENNESSEY | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| REGINALD R MODLIN | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| ROBERT E FERGUSON | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| BILL CRAVEN | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| TOM STRICKER | |||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | ||
| DAVE K MCCURDY | |||||||
| PRESIDENT & CEO | 40.00 | X | 1885464 | 0 | 49284 | ||
| JOHN T WHATLEY | |||||||
| VP & GENERAL COUNSEL | 40.00 | X | 282709 | 0 | 52030 | ||
| GLORIA BERGQUIST | |||||||
| VP OF COMMUNICATIONS | 40.00 | X | 255621 | 0 | 47765 | ||
| ROBERT STRASSBURGER | |||||||
| VP OF SAFETY & HARMONIZATI | 40.00 | X | 234262 | 0 | 46547 | ||
| JULIE BECKER | |||||||
| VP OF ENVIRONMENT AFFAIRS | 40.00 | X | 229670 | 0 | 44361 | ||
| SHANE KARR | |||||||
| VP OF GOVERNMENT AFFAIRS | 40.00 | X | 272938 | 0 | 51530 | ||
| MATTHEW GODLEWSKI | |||||||
| VP OF STATE AFFAIRS | 40.00 | X | 253600 | 0 | 36541 | ||
| CHARLES ROBINSON | |||||||
| VP OF FINANCE, OPERATION | 40.00 | X | 251070 | 0 | 46790 | ||
| STEVEN DOUGLAS | |||||||
| SR. DIRECTOR ENVIRON AFFAI | 40.00 | 174438 | 0 | 43432 | X | ||
| CHARLES TERRITO | |||||||
| SR. DIRECTOR COMMUNICATION | 40.00 | 190115 | 0 | 27764 | X | ||
| CURTIS AUGUSTINE | |||||||
| SR. DIRECTOR | 40.00 | 182474 | 0 | 26283 | X | ||
| KATHRYN CLAY | |||||||
| DIRECTOR | 40.00 | 176208 | 0 | 21348 | X | ||
| VALERIE UGHETTA | |||||||
| DIRECTOR | 40.00 | 170183 | 0 | 27262 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 4558752 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 520937 | TotalOtherCompensation |
| Number Individuals GT100 K | 28 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| BUYING TIME LLC | |||||
| 650 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20001 | ADVERTISING | 480544 |
| CORE LABORATORIES LP | |||||
| 8210 MOSLEY ROAD | HOUSTON | TX | 77075 | RESEARCH | 399941 |
| HOGAN LOVELLS | |||||
| 55 13TH STREET NW | WASHINGTON | DC | 20004 | LEGAL | 370650 |
| CONNECTIONS MEDIA | |||||
| 1428 U STREET NW | WASHINGTON | DC | 20009 | TECHNOLOGY | 296334 |
| HOGAN & HARTSON LLP | |||||
| 875 3RD AVENUE | NEW YORK | NY | 10022 | LEGAL | 270000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 23 | NumberOfContractorsGT100K |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| MEMBERSHIP DUES | 900099 | 21100000 | 21100000 |
| SPECIAL PROJECTS | 900099 | 92474 | 92474 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 21192474 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 263274 | TotalRevenueColumn |
| Exclusion | $263,274 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 4767091 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 4640067 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 127024 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 127024 | TotalRevenueColumn |
| Exclusion | $127,024 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MISCELLANEOUS | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 151 | TotalRevenueColumn |
| Related Or Exempt Function Income | 151 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 151 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 21582923 | TotalRevenueColumn |
| Related Or Exempt Function Income | 21192625 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $390,298 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1000000 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4040181 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3942029 | Total |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 250985 | Total |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 755902 | Total |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 362687 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 624949 | Total |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 201349 | Total |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3568761 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3469005 | Total |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 560717 | Total |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 135789 | Total |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102890 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1117001 | Total |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 572341 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 313611 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 196628 | Total |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 46856 | Total |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal |
|---|---|
| MEMBERSHIPS & SPONSORSH | 686229 |
| MISCELLANEOUS | 395085 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 22342995 | Total |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2664144 | BOY |
| EOY | 7382394 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4367479 | BOY |
| EOY | 488719 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 395789 | BOY |
| EOY | 155632 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 101307 | BOY |
| EOY | 97503 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 3258426 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 2633158 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 761820 | BOY |
| EOY | 625268 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10148332 | BOY |
| EOY | 9267748 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1072044 | BOY |
| EOY | 415993 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19510915 | BOY |
| EOY | 18433257 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2088093 | BOY |
| EOY | 2575160 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 575000 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 813852 | BOY |
| EOY | 908246 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1859188 | BOY |
| EOY | 488496 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4761133 | BOY |
| EOY | 4546902 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14749782 | BOY |
| EOY | 13886355 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14749782 | BOY |
| EOY | 13886355 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19510915 | BOY |
| EOY | 18433257 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | -760072 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -103355 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Political Expenditures | 6500 | PoliticalExpenditures |
| Amt Expended For527 Activities | 0 | AmtExpendedFor527Activities |
| Amt Of Internal Funds Contributed | 6500 | AmtOfInternalFundsContributed |
| Total Exmpt Function Expenditures | 6500 | TotalExmptFunctionExpenditures |
| Form1120 Pol Filed | 0 | Form1120PolFiled |
Sec527 Pol Orgs Sec527PolOrgs
Name Of527 Organization NameOf527Organization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLIANCE OF AUTOMOBILE MANUFACTURERS CA PAC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 555 CAPITOL MALL SUITE 1425 | AddressLine1 |
| City | SACRAMENTO | City |
| State | CA | State |
| ZIP Code | 95814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 262335858 | EIN |
| Amt Pd From Internal Funds | 6500 | AmtPdFromInternalFunds |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantially All Dues Nondeduct | 0 | SubstantiallyAllDuesNondeduct |
| Only In House Lobbying | 0 | OnlyInHouseLobbying |
| Agree To Carryover Prior Year | 0 | AgreeToCarryoverPriorYear |
| Dues Assessments | 21100000 | DuesAssessments |
| Non Ded Lobby Political Current | 5863795 | NonDedLobbyPoliticalCurrent |
| Non Ded Lobby Political Total | 5863795 | NonDedLobbyPoliticalTotal |
| Aggr Amt Reported In Dues Notices | 5697000 | AggrAmtReportedInDuesNotices |
| Amount To Be Carried Over | 166795 | AmountToBeCarriedOver |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: | Identifier |
| Return Reference | PART I-A, LINE 1: | ReturnReference |
| Explanation | ALLIANCE OF AUTOMOBILE MANUFACTURERS, INC. PROVIDED INDIRECT POLITICAL SUPPORT TO THE ALLIANCE OF AUTOMOBILE MANUFACTURERS CA PAC. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | 0 | AgentTrusteeEtc |
| Included On FS | 1 | IncludedOnFS |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1334200 | OtherCostOrOtherBasis |
| Depreciation | 930969 | Depreciation |
| Book Value | 403231 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1924226 | OtherCostOrOtherBasis |
| Depreciation | 1702189 | Depreciation |
| Book Value | 222037 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 625268 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DEFERRED RENT CREDITS | Description |
| Amount | $488,496 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 488496 | TotalOfAmounts |
| Total Revenue | 21582923 | TotalRevenue |
| Total Expenses | 22342995 | TotalExpenses |
| Excess Or Deficit For Year | -760072 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -103355 | NetUnrealizedGLOnInvestments |
| Total Adjustments | -103355 | TotalAdjustments |
| Excess Or Deficit Per FS | -863427 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 21479568 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -103355 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | -103355 | RevenueNotRptdF990 |
| Revenue Subtotal | 21582923 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 21582923 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 22342995 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 22342995 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 22342995 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART IV, LINE 2B: | THE ALLIANCE SERVES AS A PASS-THRU ENTITY WHEREBY ALLIANCE MEMBERS CONTRIBUTE CERTAIN AMOUNTS TO THE ALLIANCE. THE ALLIANCE THEN WILL REMIT THE FUNDS TO OTHER NONPROFIT ORGANIZATIONS WHO ARE DOING RESEARCH IN RELATED AUTOMOTIVE FIELDS. | |
| PART X: | EFFECTIVE JANUARY 1, 2009, THE ALLIANCE ADOPTED ASC 740, INCOME TAXES (FORMERLY REFERRED TO AS FASB FINANCIAL INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES), WHICH CLARIFIED THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THE ALLIANCE RECOGNIZES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (2 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| SOUTH ASIA | 0 | 0 | PROGRAM SERVICE | SEE PART V | 13639 |
| EUROPE | 0 | 0 | PROGRAM SERVICE | SEE PART V | 31228 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 44867 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 44867 | TotalAmountSpent |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | OTHER INFORMATION | Identifier |
| Return Reference | SCHEDULE F, PART V | ReturnReference |
| Explanation | AS PRESIDENT OF THE ALLIANCE, MR. MCCURDY WAS CHAIRMAN OF OICA DURING 2010 AND TRAVELED TO FRANCE, SWITZERLAND, INDIA, AND ITALY TO REPRESENT THE GLOBAL AUTO INDUSTRY. OICA CONNECTS PEOPLE, PRODUCTS AND SERVICES TO ENHANCE QUALITY OF THE SUSTAINABLE AUTOMOBILITY. THEY ARE COMMITTED TO TECHNOLOGICAL INNOVATION IN THE AREAS OF SAFETY, ENVIRONMENT, FUEL EFFICIENCY, AND SEEK GLOBAL HARMONIZATION OF SAFETY AND ENVIRONMENTAL STANDARDS TO BENEFIT ALL COUNTRIES. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUTOMOTIVE COALITION FOR TRAFFIC SAFETY | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW SUITE 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 541638971 | EINOfRecipient |
| IRC Section | 501(C)(4) | IRCSection |
| Amount Of Cash Grant | 1000000 | AmountOfCashGrant |
| Method Of Valuation | BOOK | MethodOfValuation |
| Purpose Of Grant | AAM FUNDS THE MATCHING PORTION OF THE COOPERATIVE RESEARCH AGREEMENT BETWEEN ACTS AND NHTSA. UNDER THIS AGREEMENT, ACTS WILL WORK COOPERATIVELY WITH NHTSA TO EXPLORE THE FEASIBILITY, THE POTENTIAL BENEFITS OF, AND THE PUBLIC POLICY CHALLENGES ASSOCIATED WITH, THE MORE UBIQUITOUS USE OF A RANGE OF TECHNOLOGIES TO PREVENT DRUNK DRIVING. THIS RESEARCH WILL DETERMINE WHAT IS LIKELY TO BE NEEDED TO ENSURE THE SUCCESSFUL DEVELOPMENT AND DEPLOYMENT OF ADVANCED TECHNOLOGY ALCOHOL DETECTION DEVICES. | PurposeOfGrant |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 0 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 1 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: AAM AND ACTS UTILIZE THE SAME OUTSOURCED ACCOUNTING FIRM TO PROVIDE THEIR BOOKKEEPING SERVICES. IN ADDITION, ACTS IS SUBJECT TO AN A-133 AUDIT WHILE THE COOPERATIVE AGREEMENT WITH NHTSA IS IN PLACE. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 1 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
Form990 Schedule J Part II Form990ScheduleJPartII (13 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DAVE K MCCURDY | |||||||||||||
| 741042 | 0 | 205238 | 0 | 939184 | 0 | 27400 | 0 | 21884 | 0 | 1934748 | 0 | 939184 | 0 |
| JOHN T WHATLEY | |||||||||||||
| 253546 | 0 | 20193 | 0 | 8970 | 0 | 27400 | 0 | 24630 | 0 | 334739 | 0 | 0 | 0 |
| GLORIA BERGQUIST | |||||||||||||
| 227251 | 0 | 20000 | 0 | 8370 | 0 | 27400 | 0 | 20365 | 0 | 303386 | 0 | 0 | 0 |
| ROBERT STRASSBURGER | |||||||||||||
| 213572 | 0 | 20000 | 0 | 690 | 0 | 26234 | 0 | 20313 | 0 | 280809 | 0 | 0 | 0 |
| JULIE BECKER | |||||||||||||
| 208800 | 0 | 20000 | 0 | 870 | 0 | 25600 | 0 | 18761 | 0 | 274031 | 0 | 0 | 0 |
| SHANE KARR | |||||||||||||
| 242678 | 0 | 20600 | 0 | 9660 | 0 | 27400 | 0 | 24130 | 0 | 324468 | 0 | 0 | 0 |
| MATTHEW GODLEWSKI | |||||||||||||
| 199750 | 0 | 45000 | 0 | 8850 | 0 | 27400 | 0 | 9141 | 0 | 290141 | 0 | 0 | 0 |
| CHARLES ROBINSON | |||||||||||||
| 218680 | 0 | 20000 | 0 | 12390 | 0 | 26800 | 0 | 19990 | 0 | 297860 | 0 | 0 | 0 |
| STEVEN DOUGLAS | |||||||||||||
| 161208 | 0 | 12780 | 0 | 450 | 0 | 19095 | 0 | 24337 | 0 | 217870 | 0 | 0 | 0 |
| CHARLES TERRITO | |||||||||||||
| 152890 | 0 | 37000 | 0 | 225 | 0 | 5505 | 0 | 22259 | 0 | 217879 | 0 | 0 | 0 |
| CURTIS AUGUSTINE | |||||||||||||
| 163900 | 0 | 12900 | 0 | 5674 | 0 | 19348 | 0 | 6935 | 0 | 208757 | 0 | 0 | 0 |
| KATHRYN CLAY | |||||||||||||
| 155208 | 0 | 20000 | 0 | 1000 | 0 | 19025 | 0 | 2323 | 0 | 197556 | 0 | 0 | 0 |
| VALERIE UGHETTA | |||||||||||||
| 151742 | 0 | 17151 | 0 | 1290 | 0 | 18361 | 0 | 8901 | 0 | 197445 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART I, LINE 1A | ALL OF THE ITEMS CHECKED ON SCHEDULE J - PART 1, LINE 1A RELATE TO DAVID K. MCCURDY, PRESIDENT & CEO OF THE ORGANIZATION. FIRST CLASS TRAVEL IS PROVIDED IN THE NORMAL COURSE OF BUSINESS FOR AN EXECUTIVE IN THIS POSITION. MUCH OF MR. MCCURDY'S TRAVEL IS OVERSEAS, AND IN ORDER TO CONDUCT BUSINESS UPON HIS ARRIVAL IT IS NECESSARY TO TRAVEL BUSINESS OR FIRST CLASS. TRAVEL FOR MR. MCCURDY'S SPOUSE IS TREATED AS TAXABLE COMPENSATION ON HIS W-2 AS WELL AS HIS GROSS-UP PAYMENT AND SOCIAL CLUB DUES. | |
| PART I, LINES 4A-B | DAVID K. MCCURDY - SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN - PRESIDENT & CEO - $200,000 | |
| PART III | BEGINNING IN 2008, THE ALLIANCE ALSO SPONSORED A NONQUALIFIED 457(F) EXECUTIVE RETIREMENT PLAN FOR ITS PRESIDENT. THE 457(F) PLAN REQUIRED AN INITIAL CONTRIBUTION OF $959,834, ADJUSTED FOR ANY EARNINGS, GAINS OR LOSSES. THE PARTICIPANT WAS VESTED ONE-SIXTH OF THIS AMOUNT ON JUNE 27, 2007 AND FIVE-SIXTHS OF THE AMOUNT UPON TERMINATION OF EMPLOYMENT. THE ASSETS AND LIABILITIES UNDER THE 457(F) PLAN ARE SHOWN IN THE ACCOMPANYING FINANCIAL STATEMENTS AS WITHIN INVESTMENTS AND DEFERRED COMPENSATION - EXECUTIVE RETIREMENT PLAN. THE 457(F) PLAN ALSO REQUIRES ADDITIONAL CONTRIBUTIONS BY THE ALLIANCE TO COVER TAXES ON CERTAIN DISTRIBUTIONS, FOR WHICH THE PARTICIPANT IS FULLY VESTED UPON TERMINATION, AND FOR A BONUS AND MATCHING ON THE BONUS. EFFECTIVE DECEMBER 31, 2010 THE PRESIDENT RESIGNED FROM THE ALLIANCE. ACCORDING TO THE TERMS OF HIS EMPLOYMENT AGREEMENT, UPON TERMINATION, HE WAS ENTITLED TO THE VESTED VALUE OF THE ASSETS IN THE 457(F) PLAN. THAT VESTED VALUE WAS TO BE ISSUED TO HIM IN THE FORM OF A CERTIFICATE OF TRANSFER FROM THE INVESTMENT COMPONENT OF THE ING LIFE INSURANCE COMPANY AND A CHECK REPRESENTING THE TARGETED BENEFIT AMOUNT HELD IN THE UBS ACCOUNT. UPON TERMINATION AND THE ACCOUNTS BECOMING VESTED, THESE AMOUNTS WERE DEEMED COMPENSATION TO THE PRESIDENT IN 2010. TOTAL DEFERRED COMPENSATION FOR THE 457(F) PLAN AT DECEMBER 31, 2010 AND 2009 WAS $-0- AND $1,225,337, RESPECTIVELY. TOTAL PREMIUM PAYMENTS FOR THE 457(F) PLAN FOR EACH OF THE YEARS ENDED DECEMBER 31, 2010 AND 2009 WAS $458,000. THE AMOUNT PAID TO THE PRESIDENT IN 2010 AS A RESULT HIS RESIGNATION WAS $1,291,249 OF WHICH $939,184 WAS INCLUDIBLE AS TAXABLE COMPENSATION. | SUPPLEMENTAL INFORMATION |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 6 | THE ALLIANCE HAS REGULAR MEMBERS, INTERMEDIATE MEMBERS, AND ASSOCIATE MEMBERS. THOSE WHO ARE REGULAR MEMBERS MAY VOTE ON ALLIANCE MATTERS. INTERMEDIATE MEMBERS AND ASSOCIATE MEMBERS MAY ATTEND BOARD MEETINGS AND PARTICIPATE IN DISCUSSIONS BUT MAY NOT VOTE. | |
| FORM 990, PART VI, SECTION A, LINE 7A | THERE WERE SIX REGULAR MEMBER COMPANIES ON THE BOARD OF DIRECTORS. EACH REGULAR MEMBER COMPANY CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. THESE REGULAR MEMBERS HAVE VOTING RIGHTS AND PARTICIPATE IN THE ALLIANCE GOVERNANCE. ADDITIONALLY, THERE WAS ONE INTERMEDIATE MEMBER AND FIVE ASSOCIATE MEMBERS WHO DO NOT HAVE VOTING RIGHTS. | |
| FORM 990, PART VI, SECTION A, LINE 7B | EACH OF THE SIX REGULAR MEMBER COMPANIES CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD ALSO PARTICIPATE IN THE EXECUTIVE COMMITTEE MEETINGS. EACH COMPANY, REGARDLESS OF THE NUMBER OF BOARD MEMBERS PRESENT, HAS ONE VOTE ON EACH ISSUE FOR A TOTAL IF ALL MEMBERS ARE REPRESENTED OF SIX VOTES. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE INFORMATION FOR THE 990 IS COMPILED BY THE VP OF FINANCE AND THE OUTSOURCED ACCOUNTING STAFF AND GIVEN TO THE TAX STAFF OF THE INDEPENDENT AUDITING FIRM. ONCE THE AUDIT FIRM HAS PREPARED THE DRAFT, THE OUTSOURCED ACCOUNTING FIRM REVIEWS IT AND REQUESTS ANY NECESSARY CHANGES. THEN THE VP OF FINANCE MAKES HIS FINAL REVIEW BEFORE THE FINAL REVIEW IS MADE BY THE PRESIDENT AND CEO, AND THE GENERAL COUNSEL. A COPY OF THE 990 IS MADE AVAILABLE TO THE BOARD OF DIRECTORS PRIOR TO FILING. | |
| THE CONFLICT OF INTEREST DECLARATION IS DISCUSSED IN AT LEAST ONE BOARD MEETING ANNUALLY. IN ADDITION, EACH MEMBER OF THE BOARD REAFFIRMS THE CONFLICT OF INTEREST DECLARATION ANNUALLY. THE PROCESS IS RECORDED IN THE MINUTES OF THE BOARD MEETINGS. | FORM 990, PART VI, SECTION B, LINE 12C | |
| COMPARABILITY DATA FROM A NUMBER OF LIKE INDUSTRY SURVEYS IS MAINTAINED AND REVIEWED BY THE PRESIDENT AND CEO AND THE EXECUTIVE COMMITTEE OF THE BOARD. ANNUAL PERFORMANCE WEIGHS HEAVILY IN THE DETERMINATION OF ANNUAL PAY ADJUSTMENTS. RECOMMENDATIONS ARE PRESENTED TO THE BOARD AT THE ANNUAL SPRING MEETING. THE BOARD SETS THE COMPENSATION FOR THE PRESIDENT AND CEO BASED ON THE DATA COLLECTED AND ACCEPTS OR MODIFIES RECOMMENDATIONS FOR THE REMAINING STAFF. | FORM 990, PART VI, SECTION B, LINE 15A | |
| GOVERNING DOCUMENTS AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON AN AS REQUESTED BASIS. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | NET UNREALIZED LOSSES ON INVESTMENTS: -103,355. | FORM 990, PART XI, LINE 5: |
| FORM 990, PART XI, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. |
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