RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK (EIN 14-1368361)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2011-11-09
- IRS object ID
- 201103139349302200
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule J
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-09T11:27:27-06:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 515 BROADWAY 4TH FLOOR | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 122072974 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 141368361 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE RESEARCH FOUNDATION OF STATE UNIVERSITY | BusinessNameLine1 |
| Business Name Line2 | OF NEW YORK | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RESE | NameControl |
| Phone | 5184347050 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MS BONNY BOICE | Name |
| Title | Executive VP | Title |
| Date Signed | 2011-11-02 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5184274600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | MS BONNY BOICE | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 1466667273 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.RFSUNY.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1951 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | SEE ATTACHMENT 1 | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 15 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 11 | NbrIndependentVotingMembers |
| Total Nbr Employees | 17209 | TotalNbrEmployees |
| Total Nbr Volunteers | 2150 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Contributions Grants Prior Year | 893712558 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 946482384 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 180684025 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 167179948 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 8421165 | InvestmentIncomePriorYear |
| Investment Income Current Year | 12749265 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 29840306 | OtherRevenuePriorYear |
| Other Revenue Current Year | 32584188 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 1112658054 | TotalRevenuePriorYear |
| Total Revenue Current Year | 1158995785 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 589117975 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 586005305 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 513767272 | OtherExpensePriorYear |
| Other Expenses Current Year | 560506121 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 1102885247 | TotalExpensesPriorYear |
| Total Expenses Current Year | 1146511426 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 9772807 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 12484359 | RevenuesLessExpensesCY |
| Total Assets BOY | 435232851 | TotalAssetsBOY |
| Total Assets EOY | 532361690 | TotalAssetsEOY |
| Total Liabilities BOY | 539218253 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 564872449 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | -103985402 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | -32510759 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | The Research Foundation of State University of New York (RF) exists to support the State University of New York (SUNY). Serving SUNY for over 60 years, the RF is the largest, most comprehensive university-connected research foundation in the country, supporting over $1 billion in SUNY research activity annually and facilitating university-industry-government partnerships to accelerate the growth of sponsored program and applied research opportunities. Areas of supported research encompass a vast range of disciplines including life sciences and medicine; engineering and nanotechnology; physical sciences and energy; social sciences; and computer and information sciences. Founded in 1951 as a private non-profit educational corporation, the RF works with academic and business leadership to support essential research and discovery that translate into invention, innovation, entrepreneurship, economic opportunity and public benefit across New York and throughout the world. The RF is tax-exemp | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 528194447 | Expense |
| Revenue | 724445 | Revenue |
| Description | Research See Schedule O | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 179054946 | Expense |
| Revenue | 5192679 | Revenue |
| Description | Public Service See Schedule O | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 56842671 | Expense |
| Revenue | 28634 | Revenue |
| Description | Training and Education See Schedule O | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 203433173 | Expense |
| Revenue | 181894074 | Revenue |
| Description | Other Program Services | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 203433173 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 181894074 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 967525237 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | true | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 3403 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 17209 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | false | UnrelatedBusinessIncome |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | AF | NameOfForeignCountry |
| Name Of Foreign Country | BK | NameOfForeignCountry |
| Name Of Foreign Country | LE | NameOfForeignCountry |
| Name Of Foreign Country | KE | NameOfForeignCountry |
| Name Of Foreign Country | JO | NameOfForeignCountry |
| Name Of Foreign Country | UG | NameOfForeignCountry |
| Name Of Foreign Country | MX | NameOfForeignCountry |
| Name Of Foreign Country | TU | NameOfForeignCountry |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Name Of Foreign Country | BD | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | true | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 3 | NumberOf8282Filed |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Form1098 C Filed | true | Form1098CFiled |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 15 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 11 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | true | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | false | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | true | InvestmentInJointVenture |
| Written Policy Or Procedure | true | WrittenPolicyOrProcedure |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | FRANK GABRIEL | NamePerson |
| Telephone Number | 5184347050 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (32 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| Dr Nancy L Zimpher | |||||||||
| Chair | 6.0 | X | 0 | 0 | 0 | ||||
| Dr George B Stefano | |||||||||
| Director | 2.0 | X | 0 | 0 | 0 | ||||
| Dr Raymond W Cross | |||||||||
| Director | 2.0 | X | 0 | 0 | 0 | ||||
| Mr Robert L Ecklin | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Mr John Fitzgibbons | |||||||||
| Director | 6.0 | X | 0 | 0 | 0 | ||||
| Dr Meng-Ling Hsiao | |||||||||
| Director | 6.0 | X | 0 | 0 | 0 | ||||
| Dr John C LaRosa | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Dr Myron J Mitchell | |||||||||
| Vice Chair | 12.0 | X | 22519 | 0 | 2883 | ||||
| Mr James McNamara Jr | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Mr George M Philip | |||||||||
| Director | 6.0 | X | 0 | 0 | 0 | ||||
| Dr Bahgat G Sammakia | |||||||||
| Director | 10.0 | X | 25710 | 0 | 2571 | ||||
| Dr Steven J Scheinman | |||||||||
| Director | 20.0 | X | 246877 | 0 | 19600 | ||||
| Dr John B Simpson | |||||||||
| Director | 2.0 | X | 0 | 0 | 0 | ||||
| Mr Louis R Tomson | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Dr Samuel L Stanley Jr | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Mr Oscar K Anderson III | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Mr Steven N Fischer | |||||||||
| Director | 6.0 | X | 0 | 0 | 0 | ||||
| Dr Shaun L McKay | |||||||||
| Director | 4.0 | X | 0 | 0 | 0 | ||||
| Mr John J O'Connor | |||||||||
| President | 19.0 | 0 | 0 | 0 | X | ||||
| Ms Bonny G Boice | |||||||||
| Executive Vice President | 37.5 | 278387 | 0 | 42293 | X | ||||
| Ms Lynn D Manning | |||||||||
| Interim Secretary | 37.5 | 154705 | 0 | 33885 | X | ||||
| Ms Sherry Holland | |||||||||
| General Counsel and Secretary | 37.5 | 325152 | 0 | 11129 | X | ||||
| Mr Adam C Gibbs | |||||||||
| Treasurer | 37.5 | 120390 | 0 | 302 | X | ||||
| Mr Frank Gabriel | |||||||||
| Interim CFO | 37.5 | 164349 | 0 | 31158 | X | ||||
| Mr Joshua Toas | |||||||||
| Deputy General Counsel | 37.5 | 151474 | 0 | 18384 | X | ||||
| Dr Alain E Kaloyeros | |||||||||
| Principal Investigator | 37.5 | 507413 | 0 | 29400 | X | ||||
| Mr Thomas McMahon | |||||||||
| Project Administrative Officer | 37.5 | 726728 | 0 | 47076 | X | ||||
| Mr Mahmoud Batlouni | |||||||||
| Project Staff Associate | 37.5 | 363622 | 0 | 29885 | X | ||||
| Mr Michael Moskal | |||||||||
| Senior Research Scientist | 37.5 | 294734 | 0 | 43077 | X | ||||
| Dr Michael Holden | |||||||||
| Principal Investigator | 37.5 | 369422 | 0 | 38629 | X | ||||
| Ms Brenda Lubrano-Birken | |||||||||
| Vice President | 37.5 | 305378 | 0 | 40056 | X | ||||
| Dr James A Weyhenmeyer | |||||||||
| Senior Vice President | 37.5 | 293976 | 0 | 41093 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 4350836 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 431421 | TotalOtherCompensation |
| Number Individuals GT100 K | 313 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation | Address Line1AddressOfContractor/AddressForeign/AddressLine1 | CityAddressOfContractor/AddressForeign/City | Province Or StateAddressOfContractor/AddressForeign/ProvinceOrState | CountryAddressOfContractor/AddressForeign/Country | Postal CodeAddressOfContractor/AddressForeign/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|
| Air Liquide Electronics US LP | ||||||||||
| 768 Purchase Brook Road | SOUTHBURY | CT | 06488 | Gas & Chemical Mgmt. | 1189670 | |||||
| MW US Incorporated | ||||||||||
| PO Box 910744 | DALLAS | TX | 753910744 | Contractor- install | 7789225 | |||||
| Carl Zeiss SMS GmbH | ||||||||||
| Metrology systems | 1864400 | CARL ZEISS PROMENADE 10 | JENA | 0 | GM | 07745 | ||||
| Hellmuth Obata and Kassabaum PC | ||||||||||
| 620 Avenue of the Americas | NEW YORK | NY | 10011 | Architect- engineer | 1862191 | |||||
| J Kokolakis Contracting Incorporat | ||||||||||
| 1500 Ocean Ave | BOHEMIA | NY | 11716 | General Contractor | 1209039 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 74 | NumberOfContractorsGT100K |
| Government Grants | 754916712 | GovernmentGrants |
| All Other Contributions | 191565672 | AllOtherContributions |
| Noncash Contributions | 17800 | NoncashContributions |
| Total Contributions | 946482384 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | AGENCY ACTIVITY | Description |
| Business Code | 561000 | BusinessCode |
| Total Revenue Column | 167179948 | TotalRevenueColumn |
| Related Or Exempt Function Income | 167179948 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 167179948 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 6472691 | TotalRevenueColumn |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $6,472,691 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11924304 | TotalRevenueColumn |
| Exclusion | $11,924,304 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 313948062 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 307671488 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 6276574 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 6276574 | TotalRevenueColumn |
| Exclusion | $6,276,574 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| AGENCY FEES | 561000 | 5821444 | 5821444 |
| SERVICE CENTER REVENUE | 541380 | 4486614 | 4486614 |
| ADMINISTRATIVE FEES AND OTHER | 611710 | 10351826 | 10351826 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 20659884 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1158995785 | TotalRevenueColumn |
| Related Or Exempt Function Income | 187839832 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $24,673,569 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2188581 | Total |
| Program Services | 53683 | ProgramServices |
| Management And General | 2134898 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 426231436 | Total |
| Program Services | 361461990 | ProgramServices |
| Management And General | 64769446 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 30794000 | Total |
| Program Services | 24547533 | ProgramServices |
| Management And General | 6246467 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 96878841 | Total |
| Program Services | 75829367 | ProgramServices |
| Management And General | 21049474 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 29912447 | Total |
| Program Services | 25242703 | ProgramServices |
| Management And General | 4669744 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 319261 | Total |
| Management And General | 319261 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3430930 | Total |
| Program Services | 884929 | ProgramServices |
| Management And General | 2546001 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 310388 | Total |
| Program Services | 22550 | ProgramServices |
| Management And General | 287838 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 833185 | Total |
| Management And General | 833185 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Fundraising | 0 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1268114 | Total |
| Management And General | 1268114 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 112273155 | Total |
| Program Services | 101845629 | ProgramServices |
| Management And General | 10427526 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 644979 | Total |
| Program Services | 494627 | ProgramServices |
| Management And General | 150352 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 59134034 | Total |
| Program Services | 50065061 | ProgramServices |
| Management And General | 9068973 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6175303 | Total |
| Program Services | 3679419 | ProgramServices |
| Management And General | 2495884 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7881982 | Total |
| Program Services | 204224 | ProgramServices |
| Management And General | 7677758 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9629444 | Total |
| Program Services | 6120630 | ProgramServices |
| Management And General | 3508814 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19582447 | Total |
| Program Services | 15515994 | ProgramServices |
| Management And General | 4066453 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Fundraising | 0 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6185376 | Total |
| Program Services | 4581966 | ProgramServices |
| Management And General | 1603410 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 255757 | Total |
| Management And General | 255757 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 31739434 | Total |
| Program Services | 21191825 | ProgramServices |
| Management And General | 10547609 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4465283 | Total |
| Management And General | 4465283 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1345726 | Total |
| Program Services | 391397 | ProgramServices |
| Management And General | 954329 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| SUBCONTRACTS | 63066050 | 62759547 | 306503 |
| CAMPUS SERVICES | 73009163 | 69427982 | 3581181 |
| EQUIPMENT | 78038236 | 75551543 | 2486693 |
| FELLOWSHIP STIPENDS | 18686338 | 16704423 | 1981915 |
| TUITION AND FEES | 16917074 | 16589727 | 327347 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 45314462 | Total |
| Program Services | 34358488 | ProgramServices |
| Management And General | 10955974 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1146511426 | Total |
| Program Services | 967525237 | ProgramServices |
| Management And General | 178986189 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 45605157 | BOY |
| EOY | 79663807 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 179757394 | BOY |
| EOY | 194506719 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26105056 | BOY |
| EOY | 32575731 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 11037058 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 84323284 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 63246161 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 23005816 | BOY |
| EOY | 21077123 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 90367059 | BOY |
| EOY | 96009208 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60968853 | BOY |
| EOY | 90672077 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9423516 | BOY |
| EOY | 6819967 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 435232851 | BOY |
| EOY | 532361690 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 108547721 | BOY |
| EOY | 115330139 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 159235236 | BOY |
| EOY | 201444191 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5540000 | BOY |
| EOY | 5375000 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10482429 | BOY |
| EOY | 29218666 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 255412867 | BOY |
| EOY | 213504453 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 539218253 | BOY |
| EOY | 564872449 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -103985402 | BOY |
| EOY | -32510759 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -103985402 | BOY |
| EOY | -32510759 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 435232851 | BOY |
| EOY | 532361690 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 12484359 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 58990284 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Both | X | FinancialStatementBoth |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 791191924 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 794499940 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 846285731 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 893712558 | CurrentTaxYearMinus1Year |
| Current Tax Year | 946482384 | CurrentTaxYear |
| Total | 4272172537 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 791191924 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 794499940 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 846285731 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 893712558 | CurrentTaxYearMinus1Year |
| Current Tax Year | 946482384 | CurrentTaxYear |
| Total | 4272172537 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | 4272172537 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 21224559 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 28054107 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 21293593 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 13878019 | CurrentTaxYearMinus1Year |
| Current Tax Year | 14801670 | CurrentTaxYear |
| Total | 99251948 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 157904464 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 167960991 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 188812069 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 201364254 | CurrentTaxYearMinus1Year |
| Current Tax Year | 191435157 | CurrentTaxYear |
| Total | 907476935 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 5278901420 | TotalSupport |
| Public Support Pertcentage170 | 0.80929 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.80898 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | true | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $833,185 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 833185 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Description of lobbying activities | Identifier |
| Return Reference | Schedule C, Part II-B | ReturnReference |
| Explanation | The reported expenditures are incurred by the RF as fiscal agent for the State University of New York (SUNY) System Administration and many of SUNY's 64 member institutions with regard to federal, state, and local legislation and direct funding support for various projects to be sponsored by or administered by numerous SUNY campuses. Appropriations requests seek to enhance the capabilities and infrastructure of SUNY and its member institutions. Because the RF acts as fiscal agent for SUNY and its member institutions, expenditures incurred regarding federal legislation and appropriations are reported by SUNY on its federal Lobby Disclosure Act Form LD-2. Expenditures for state and local legislation and appropriations are reported by SUNY consistent with applicable New York State and New York City law and regulations. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Land | Land |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 6500000 | OtherCostOrOtherBasis |
| Depreciation | 1170000 | Depreciation |
| Book Value | 5330000 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovements |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 44903693 | OtherCostOrOtherBasis |
| Depreciation | 29374785 | Depreciation |
| Book Value | 15528908 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 32919591 | OtherCostOrOtherBasis |
| Depreciation | 32701376 | Depreciation |
| Book Value | 218215 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 21077123 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| ALTERNATIVE INVESTMENTS | 87914281 | F |
| INVEST IN EQUITY PARTNERSHIP | 2757796 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 90672077 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| POST RETIREMENT BENEFIT LIABIL | $209,035,000 |
| 457B PLAN LIABILITY | $3,839,442 |
| INTEREST RATE SWAP | $630,011 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 213504453 | TotalOfAmounts |
| Total Revenue | 1158995785 | TotalRevenue |
| Total Expenses | 1146511426 | TotalExpenses |
| Excess Or Deficit For Year | 12484359 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 7172284 | NetUnrealizedGLOnInvestments |
| Other | $51,818,000 | OtherAmount |
| Total Adjustments | 58990284 | TotalAdjustments |
| Excess Or Deficit Per FS | 71474643 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 998988121 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 7172284 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | 7172284 | RevenueNotRptdF990 |
| Revenue Subtotal | 991815837 | RevenueSubtotal |
| Other Revenues Not Included | 167179948 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 167179948 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 1158995785 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 927513478 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | -51818000 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | -51818000 | ExpensesNotRptdF990 |
| Expenses Subtotal | 979331478 | ExpensesSubtotal |
| Other Expenses Not Included | 167179948 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 167179948 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 1146511426 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Schedule D, Part XI, Line 8 | Post-retirement change in net assets other than net periodic benefit costs | Post-Retirement change in net assets: $51,818,000 ============= |
| Schedule D, Part XII, Line 4b | Other Revenue Included on form 990 but not included in F/S | Agency Program Service Revenue: $167,179,948 ============ |
| Schedule D, Part XIII, Line 4b | Other Expense Included on form 990 but not included in F/S | Agency Program Service Expense: $167,179,948 ============ |
| Schedule D, Part XIII, Line 2d | Post-retirement change in net assets other than net periodic benefit costs | Post-Retirement change in net assets: $51,818,000 =========== |
| Schedule D, Part X, Line 2 | Schedule D, Part X, Line 2 | Footnote 2(m) of the June 30, 2011 audited financial statements contains the following language regarding FIN 48 (ASC 740): "The RF follows the provisions of ASC 740-10, Accounting for Uncertainty in Income Taxes. Management has evaluated ASC 740-10 and there was no impact to the RF's financial statements for the years ended June 30, 2011 and 2010." |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (23 entries)
| RegionRegion | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures | Number Of OfficesNumberOfOffices |
|---|---|---|---|---|---|
| Central America and the Caribbean | 1 | Program Services | Organized Research | 19125 | |
| East Asia and the Pacific | 5 | Program Services | Public Services | 178112 | |
| Europe (Including Iceland and Greenland) | 1 | Program Services | Public Services | 634433 | |
| North America | 4 | Program Services | Organized Research | 145239 | |
| Russia and the Newly Independent States | 2 | Program Services | Organized Research | 102801 | |
| South Asia | Program Services | Organized Research | 1607 | 2 | |
| Sub-Saharan Africa | 8 | Program Services | Public Services | 2809573 | |
| Central America and the Caribbean | 1 | Program Services | Public Services | 120815 | |
| East Asia and the Pacific | Program Services | Educational Support | 3145 | ||
| South Asia | 13 | Program Services | Public Services | 2250611 | |
| East Asia and the Pacific | 11 | Program Services | Organized Research | 974837 | |
| East Asia and the Pacific | 3 | Program Services | Training | 901674 | |
| Europe (Including Iceland and Greenland) | 7 | Program Services | Educational Support | 107815 | 1 |
| Europe (Including Iceland and Greenland) | 21 | Program Services | Organized Research | 1837904 | |
| Middle East and North Africa | 4 | Program Services | Public Services | 789300 | |
| Middle East and North Africa | 5 | Program Services | Organized Research | 345747 | 6 |
| Middle East and North Africa | 38 | Program Services | Training | 754774 | |
| North America | 6 | Program Services | Public Services | 179631 | |
| Russia and the Newly Independent States | 3 | Program Services | Training | 48327 | |
| South America | 9 | Program Services | Organized Research | 236481 | |
| South America | Program Services | Training | 2368 | ||
| Sub-Saharan Africa | 11 | Program Services | Organized Research | 1030619 | 3 |
| Central America and the Caribbean | Investments | Investments | 84422304 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 9 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 124 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 3 | ContNumberOfOffices |
| Cont Number Of Employees | 29 | ContNumberOfEmployees |
| Total Number Of Offices | 12 | TotalNumberOfOffices |
| Total Number Of Employees | 153 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 11977512 | SubtotalAmountSpent |
| Cont Amount Spent | 85919730 | ContAmountSpent |
| Total Amount Spent | 97897242 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | false | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | true | BoycottCountries |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Severance Payment | true | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | false | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (13 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dr Steven J Scheinman | |||||||||||||
| 246877 | 0 | 0 | 0 | 0 | 0 | 19600 | 0 | 0 | 0 | 266477 | 0 | 0 | 0 |
| Ms Bonny G Boice | |||||||||||||
| 278387 | 0 | 0 | 0 | 0 | 0 | 29400 | 0 | 12893 | 0 | 320680 | 0 | 0 | 0 |
| Ms Lynn D Manning | |||||||||||||
| 154705 | 0 | 0 | 0 | 0 | 0 | 14007 | 0 | 19878 | 0 | 188590 | 0 | 0 | 0 |
| Dr James A Weyhenmeyer | |||||||||||||
| 293928 | 0 | 0 | 0 | 48 | 0 | 19600 | 0 | 21493 | 0 | 335069 | 0 | 0 | 0 |
| Dr Alain E Kaloyeros | |||||||||||||
| 507413 | 0 | 0 | 0 | 0 | 0 | 29400 | 0 | 0 | 0 | 536813 | 0 | 0 | 0 |
| Mr Thomas McMahon | |||||||||||||
| 419636 | 0 | 307092 | 0 | 0 | 0 | 24500 | 0 | 22576 | 0 | 773804 | 0 | 0 | 0 |
| Mr Mahmoud Batlouni | |||||||||||||
| 347122 | 0 | 0 | 0 | 16500 | 0 | 28905 | 0 | 980 | 0 | 393507 | 0 | 0 | 0 |
| Mr Michael Moskal | |||||||||||||
| 234734 | 0 | 60000 | 0 | 0 | 0 | 24500 | 0 | 18577 | 0 | 337811 | 0 | 0 | 0 |
| Dr Michael Holden | |||||||||||||
| 324422 | 0 | 45000 | 0 | 0 | 0 | 24500 | 0 | 14129 | 0 | 408051 | 0 | 0 | 0 |
| Ms Sherry Holland | |||||||||||||
| 217341 | 0 | 100000 | 0 | 7811 | 0 | 0 | 0 | 11129 | 0 | 336281 | 0 | 0 | 0 |
| Ms Brenda Lubrano-Birken | |||||||||||||
| 305378 | 0 | 0 | 0 | 0 | 0 | 19600 | 0 | 20456 | 0 | 345434 | 0 | 0 | 0 |
| Mr Frank Gabriel | |||||||||||||
| 164349 | 0 | 0 | 0 | 0 | 0 | 16786 | 0 | 14372 | 0 | 195507 | 0 | 0 | 0 |
| Mr Joshua Toas | |||||||||||||
| 151474 | 0 | 0 | 0 | 0 | 0 | 10919 | 0 | 7465 | 0 | 169858 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Compensation Information | Schedule J, Part I, Line 1a | Housing Allowance- Mahmoud Batlouni was paid a taxable living quarters allowance by a contract with the US Agency on International Development. According to the US Department of State Foreign Affairs Manual Volume 3, a living quarters allowance is granted to employees under procedures in section STNRG-0130 of the Standardized Regulations. It is intended to cover the average employee's costs for rent, heat, light, fuel, gas, electricitiy, water and certain other fees. Housing and Travel Allowance- Adam Gibbs was provided $30,000 in tax year 2010 for temporary housing and travel expenses as per his employment agreement. Club Dues- Chair Zimpher has been provided memberships in the Fort Orange Club and the University Club that are used only for business purposes. |
| Severance | Schedule J, Part I, Line 4a | Severance of $260,000 was paid in March 2011 to Sherry Holland, General Counsel and Secretary, upon termination in accordance with an agreement signed at the time of hire. Also in accordance with that agreement, the RF paid the cost of Ms. Holland's health care coverage under COBRA; this amounted to $7235 in tax year 2010. |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| Paula Kaloyeros | |||
| Family member - Key Empl | 110823 | Employee compensation | false |
| Tanya McKay | |||
| Family member - Board Mbr | 47278 | Employee compensation | false |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Statements of Program Services Accomplishments | Part III, lines 4a through 4d | Part III, Line 4a - Program Service Accomplishments Research - The RF provides SUNY faculty and staff with administrative support for Research grants and awards that are funded by sponsors (federal and state governments, private sector companies and nonprofit foundations). The administrative support includes services such as hiring personnel necessary to conduct the research, purchasing equipment and supplies, prefunding expenses prior to sponsor reimbursement and providing financial reports to the sponsors. These research grants and awards encompass a wide range of disciplines including medical diagnostics, alternative energies, nanotechnologies and small scale packaging, and high-performance computing. The RF supported 4,948 research grants and awards that were conducted by 1,993 faculty members (principal investigators). This year, research at SUNY led to 63 patents, 38 licensing and option agreements, 286 invention disclosures, and 202 patent applications filed. Part III, Line 4b - Program Service Accomplishments Public Service - SUNY faculty and staff conduct various programs that benefit local communities and beyond such as providing workforce development services, educational and therapeutic services to children through early intervention programs and coordinating small business development center activities. Funding for these grants and programs is provided by sponsors to the RF on behalf of SUNY. The RF supports the faculty and staff by performing the following administrative tasks: hiring personnel the faculty need to help conduct the program, purchasing necessary equipment and supplies and reimbursing travel costs that are provided for by the grant, submitting financial reports required by the sponsors, and ensuring compliance with federal and state regulations and the sponsor's terms and conditions. The RF supported 362 SUNY faculty and staff by administering 1,197 grants and programs from July 1, 2010 to June 30, 2011. Part III, Line 4c - Program Service Accomplishments Training and education - SUNY faculty and staff are awarded grants and contracts for training and education programs that help build skills and disseminate SUNY expertise. The programs are designed to help people of all ages in New York State and around the world, such as teachers and health care workers. The RF provides administrative services that allow SUNY faculty and staff to focus on these programs. These administrative services include: hiring personnel to help conduct programs, purchasing necessary equipment and supplies and reimbursing travel costs that are provided for by grant, submitting financial reports required by the sponsor, and ensuring compliance with federal and state regulations and the sponsor's terms and conditions. During the 2010 tax year, the RF administered 722 grants and contracts for training and educational programs on behalf of 398 SUNY faculty and staff. Under the program services included on lines 4a through 4c, the RF employed approximately 12,800 individuals. Part III, Line 4d - Other Program Services Description Other program services - The RF administers grants and contracts such as scholarships and fellowships for SUNY students that are funded by external sponsors. Also included in other program services are services the RF provides to organizations that are collaborative public/private partnerships which support economic development and entrepreneurial opportunity for SUNY and its education, research and public service missions. Examples of these include campus-related organizations, clinical practice plans at the SUNY medical institutions, and university-industry-government partnerships that foster collaboration and accelerate the growth of sponsored program and applied research opportunities at SUNY. The RF offers human resources/payroll and purchasing/payables administrative services to these organizations. Approximately 2,700 individuals were employed by the RF under these public/private partnerships. The remaining 1,700 individuals employed by the RF were mainly corporate staff supporting the programs descibed in lines 4a through 4d. |
| Business Relationships and Transactions with Directors, Officers, etc. | Part VI, line 2 | Mr. O'Connor served as the Vice Chancellor and Secretary of the State University of New York (SUNY) and also served as the non-compensated President of the RF until June 15, 2011. The Foundation provides services to SUNY pursuant to a contractual arrangement between the two parties. Dr. Kaloyeros is the Chairman of the Board of Directors for Fuller Road Management Corporation. He additionally serves as Vice President and Special Advisor to the President, as well as Professor of Nanoscience for SUNY at the University at Albany campus, earning compensation paid directly by SUNY. In that SUNY role, Dr. Kaloyeros reported to Director Philip and ultimately to Chair Zimpher. The above circumstances are not reportable on Schedule L, Part IV. Mr. O'Connor was not paid by the RF for the services noted above, while amounts paid to Dr. Kaloyeros by the RF were reported on Part VII, Section A as compensation. The following Directors had business relationships through employment at SUNY: Chair Zimpher, Vice Chair Mitchell, Director Stefano, Director Cross, Director LaRosa, Director Philip, Director Sammakia, Director Scheinman, Director Simpson, and Director Stanley. None of these Directors received payments from the RF other than compensation reported on Part VII, Section A. |
| Delegation of Control during tax year | Part VI, line 3 | The RF delegated control over certain duties of the CFO other than those of the office of Treasurer, to an individual assigned under an agreement with an outside consulting firm, during the period of the fiscal year from July 1, 2010 until the individual was hired as an employee and appointed to the office of Chief Financial Officer on September 8, 2010. |
| Review of Form 990 by Governing Body | Part VI, line 11 | The Audit Committee of the Board of Directors reviews the Form 990 prior to submission according to the Audit Committee charter. All Board members receive a copy of the Form 990 prior to submission. |
| Conflict of Interest Monitoring | Part VI, line 12c | The RF monitors conflicts of interest for directors, officers and key employees by doing an annual certification of business and family relationships. Any director with a relationship that may be perceived as constituting a conflict of interest will recuse him/herself from the vote on that issue. |
| Compensation of Officers and Key Employees | Part VI, line 15 | The Executive Committee acts as the Compensation Committee for the RF according to the Executive Committee Charter. In this capacity, the Committee approved a salary plan for the officers. The former president of the RF, its top management official until his departure from the RF, served through June 15, 2011 in an unpaid capacity. The Committee retained a compensation consultant to gather comparable market data to create benchmarks for all officer positions, except for the former president's because it was an unpaid position. |
| Availability of Documents to Public | Part VI, line 19 | The Research Foundation Charter, the 1977 Agreement with the State University of New York, the conflict of interest policy and the financial statements are all available on the RF's public Web site at www.rfsuny.org |
| Compensation for Directors | Part VII, Section A | Compensation for directors who are also faculty members is unrelated to their activities as members of the board of directors. Such compensation is related to their role as principal investigator, research scientist, or campus administrator. The RF paid direct compensation to Dr. Myron Mitchell as a principal investigator, Dr. Baghat Sammakia as a research scientist, and Dr. Stephen Scheinman as a campus administrator. The RF paid the Stony Brook Foundation $115,000 in recognition and support of Dr. Samuel Stanley's ongoing research activities, in accordance with the May 2009 agreement reached between Dr. Stanley and the SUNY Board of Trustees. |
| Other Changes to Net Assets | Part XI, Line 5 | Other changes to net assets consist of unrealized gains on investments of $7.2 million and a post-retirement benefit related change to net assets of $51.8 million. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| Binghamton Technologies Corporation | |||||||||
| PO Box 9 | Albany | NY | 12207 | 900497228 | Inactive | NY | 501(c)(25) | N/A | Research Fdn |
| New York Maritime College Sailing Fdn | |||||||||
| 6 Pennyfield Avenue | Throggs Neck | NY | 10465 | 470901548 | Inactive | NY | 501(c)(3) | Private Fdn | Research Fdn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
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