CLAREMONT GRADUATE UNIVERSITY: Form 990, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- CLAREMONT GRADUATE UNIVERSITY (EIN 95-1664100)
- Tax period
- 2009-07-01 to 2010-06-30
- Filed
- 2011-05-16
- IRS object ID
- 201101369349306200
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule E
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-05-16T16:09:22-05:00 | Timestamp |
| Tax Period End Date | 2010-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Moss Adams LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3121 West March Lane Suite 100 | AddressLine1 |
| City | Stockton | City |
| State | CA | State |
| ZIP Code | 952192303 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2009-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 951664100 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Claremont Graduate University | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CLAR | NameControl |
| Phone | 9096218043 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 E Tenth Street | AddressLine1 |
| City | Claremont | City |
| State | CA | State |
| ZIP Code | 91711 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Mia Alonzo | Name |
| Title | Controller | Title |
| Phone | 9096218043 | Phone |
| Date Signed | 2011-05-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | TRACY S PAGLIA | Name |
| Phone | 2099556100 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Joseph C Hough | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 E Tenth Street | AddressLine1 |
| City | Claremont | City |
| State | CA | State |
| ZIP Code | 91711 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 229562854 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | www.cgu.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1925 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | CGU an independent institution that awards master's and doctoral degrees in 22 disciplines. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 27 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 27 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1212 | TotalNbrEmployees |
| Total Nbr Volunteers | 20 | TotalNbrVolunteers |
| Total Gross UBI | 59989 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 55263 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 6113424 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 10444488 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 53773818 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 56687933 | ProgramServiceRevenueCY |
| Investment Income Prior Year | -3327608 | InvestmentIncomePriorYear |
| Investment Income Current Year | -9276909 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1169977 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1226828 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 57729611 | TotalRevenuePriorYear |
| Total Revenue Current Year | 59082340 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 10735545 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 10711806 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 36540567 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 37635958 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 43792 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 1927905 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 25641137 | OtherExpensePriorYear |
| Other Expenses Current Year | 26846738 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 72961041 | TotalExpensesPriorYear |
| Total Expenses Current Year | 75194502 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -15231430 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -16112162 | RevenuesLessExpensesCY |
| Total Assets BOY | 233584896 | TotalAssetsBOY |
| Total Assets EOY | 243288122 | TotalAssetsEOY |
| Total Liabilities BOY | 73624051 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 71032798 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 159960845 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 172255324 | NetAssetsOrFundBalancesEOY |
| Mission Description | None | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 64901764 | Expense |
| Grants | 10711806 | Grants |
| Revenue | 56687933 | Revenue |
| Description | Claremont Graduate University (the "University") is an independent institution of higher learning dedicated entirely to graduate study. The University consists of eight academic schools and one independent department that awards master's and doctoral degrees in 22 disciplines. The University was founded in 1925 and has an enrollment of approximately 2,000 students. The University's mission is to prepare a diverse group of outstanding individuals to assume leadership roles in the worldwide community through research, teaching and practice in selected fields. This is accomplished through global linkages and partnerships, innovation in teaching techniques, continuous reconfiguration, responsive research to social issues and needs, and sensitivity to aesthetic and moral dimensions of professional life. | Description |
| Total Program Service Expense | 64901764 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 1 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Balance Sheet Amounts Reported | 1 | BalanceSheetAmountsReported |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 1 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 3248 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 1212 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Nbr Voting Governing Body Members | 27 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 27 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Mia Alonzo | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 9096218043 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 East 8th Street No Ste A | AddressLine1 |
| City | Claremont | City |
| State | CA | State |
| ZIP Code | 91711 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (40 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| Deborah Anders-Altman | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| John W Bachmann | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Donald P Baker | |||||||||
| Chair of the Board | 1.00 | X | 0 | 0 | 0 | X | |||
| Alfred Balitzer | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Richard D Byrd | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Roy E Christensen | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Carolyn H Denham | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Jonathan L Dolgen | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Richard S Falk Jr | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Priscilla Fernandez | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Michael J Johnston | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| John F Llewellyn | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Mohannad S Malas | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Richard Medley | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Thomas J O'Donnell | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Mashi Rahmani | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Virgil P Roberts | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Michael E Rossi | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Beverly P Ryder | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Sung Won Sohn | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Elliot H Stein Jr | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Marshall W Taylor | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Douglas M West | |||||||||
| Vice Chair & Committee Chair | 1.00 | X | 0 | 0 | 0 | ||||
| Joseph Hough | |||||||||
| Interim President | 40.00 | X | 267830 | 0 | 26606 | X | |||
| Marilyn P Sutton PhD | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Megan Scott-Kakures | |||||||||
| Trustee | 1.00 | X | 0 | 0 | 0 | ||||
| Steven Garcia | |||||||||
| Secretary/Treasurer | 40.00 | 243850 | 0 | 25873 | X | ||||
| Robert D Calvo | |||||||||
| Assistant Treasurer | 40.00 | 72598 | 0 | 13721 | X | ||||
| Yi Feng | |||||||||
| Provost/VP Acad Affairs | 40.00 | 203856 | 0 | 59553 | X | ||||
| Mia Alonzo | |||||||||
| Controller | 40.00 | 0 | 109726 | 20273 | X | ||||
| Ira Jackson | |||||||||
| Dean | 40.00 | 352949 | 0 | 36049 | X | ||||
| Stewart Donaldson | |||||||||
| Dean | 40.00 | 296963 | 0 | 32397 | X | ||||
| Carl Johnson | |||||||||
| Dean | 40.00 | 314358 | 0 | 36631 | X | ||||
| Cornelis de Kluyver | |||||||||
| Faculty | 40.00 | 254408 | 0 | 34462 | X | ||||
| Vijay Sathe | |||||||||
| Faculty | 40.00 | 227055 | 0 | 20053 | X | ||||
| Richard Wartzman | |||||||||
| Administrator | 40.00 | 206065 | 0 | 30755 | X | ||||
| Thomas Horan | |||||||||
| Faculty | 40.00 | 202231 | 0 | 31311 | X | ||||
| Deborah Smith | |||||||||
| Faculty | 40.00 | 198033 | 0 | 21755 | X | ||||
| Philip Dreyer | |||||||||
| Frmr Officer/Cur Faculty | 40.00 | 190492 | 0 | 26557 | X | ||||
| Robert Klitgaard | |||||||||
| Frmr President/Cur Faculty | 40.00 | 338375 | 0 | 146359 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3369063 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 109726 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 562355 | TotalOtherCompensation |
| Number Individuals GT100 K | 78 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Tovey Schultz Construction Inc | |||||
| 18261 Collier Ave Unit A | Lake Elsinore | CA | 92530 | Construction | 4941719 |
| Sungard Collegis Inc | |||||
| 2300 Maitland Ctr Pkwy 34 | Maitland | FL | 32751 | Consulting | 2194432 |
| Alchemy Construction | |||||
| 603 E First St | Claremont | CA | 91711 | Construction | 887130 |
| HMC Architects | |||||
| 3546 Concours St | Ontario | CA | 91764 | Architect | 353577 |
| Brian R Bloom | |||||
| 350 S Milliken Ave Ste G | Ontario | CA | 91761 | Architect | 327166 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 9 | NumberOfContractorsGT100K |
| Fundraising Events | 535 | FundraisingEvents |
| Related Organizations | 450000 | RelatedOrganizations |
| Government Grants | 820415 | GovernmentGrants |
| All Other Contributions | 9173538 | AllOtherContributions |
| Noncash Contributions | 2174313 | NoncashContributions |
| Total Contributions | 10444488 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| Tuition and fees | 900099 | 48118455 | 48118455 |
| Fed grants & contracts | 900099 | 6449227 | 6449227 |
| Auxilliary services | 900099 | 2120251 | 2120251 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 56687933 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3397120 | TotalRevenueColumn |
| Unrelated Business Revenue | 59989 | UnrelatedBusinessRevenue |
| Exclusion | $3,337,131 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 156707564 | Securities |
| Other | 1067786 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 170237088 | Securities |
| Other | 212291 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | -13529524 | Securities |
| Other | 855495 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -12674029 | TotalRevenueColumn |
| Exclusion | -$12,674,029 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 14705 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 535 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 31135 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -16430 | TotalRevenueColumn |
| Exclusion | -$16,430 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Other sources | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 1243258 | TotalRevenueColumn |
| Exclusion | $1,243,258 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1243258 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 59082340 | TotalRevenueColumn |
| Related Or Exempt Function Income | 56687933 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 59989 | UnrelatedBusinessRevenue |
| Exclusion | -$8,110,070 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10711806 | Total |
| Program Services | 10711806 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2170364 | Total |
| Program Services | 1576942 | ProgramServices |
| Management And General | 504383 | ManagementAndGeneral |
| Fundraising | 89039 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 616222 | Total |
| Program Services | 616222 | ProgramServices |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 27955116 | Total |
| Program Services | 25558194 | ProgramServices |
| Management And General | 1195258 | ManagementAndGeneral |
| Fundraising | 1201664 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2208612 | Total |
| Program Services | 1768290 | ProgramServices |
| Management And General | 344491 | ManagementAndGeneral |
| Fundraising | 95831 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2943427 | Total |
| Program Services | 2322215 | ProgramServices |
| Management And General | 488443 | ManagementAndGeneral |
| Fundraising | 132769 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1742217 | Total |
| Program Services | 1383945 | ProgramServices |
| Management And General | 282715 | ManagementAndGeneral |
| Fundraising | 75557 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 171262 | Total |
| Program Services | 22679 | ProgramServices |
| Management And General | 148583 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 160313 | Total |
| Management And General | 160313 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 734937 | Total |
| Program Services | 65717 | ProgramServices |
| Management And General | 669220 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4120583 | Total |
| Program Services | 3141728 | ProgramServices |
| Management And General | 912140 | ManagementAndGeneral |
| Fundraising | 66715 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1880473 | Total |
| Program Services | 1719317 | ProgramServices |
| Management And General | 123040 | ManagementAndGeneral |
| Fundraising | 38116 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3163962 | Total |
| Program Services | 2493045 | ProgramServices |
| Management And General | 594717 | ManagementAndGeneral |
| Fundraising | 76200 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 645767 | Total |
| Program Services | 295442 | ProgramServices |
| Management And General | 350325 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1344919 | Total |
| Program Services | 1268597 | ProgramServices |
| Management And General | 75737 | ManagementAndGeneral |
| Fundraising | 585 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1535582 | Total |
| Program Services | 1462493 | ProgramServices |
| Management And General | 46278 | ManagementAndGeneral |
| Fundraising | 26811 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 203080 | Total |
| Program Services | 197318 | ProgramServices |
| Management And General | 5648 | ManagementAndGeneral |
| Fundraising | 114 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2760471 | Total |
| Program Services | 2579710 | ProgramServices |
| Management And General | 129860 | ManagementAndGeneral |
| Fundraising | 50901 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4295247 | Total |
| Program Services | 2728106 | ProgramServices |
| Management And General | 1562106 | ManagementAndGeneral |
| Fundraising | 5035 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1963395 | Total |
| Program Services | 1842832 | ProgramServices |
| Management And General | 95203 | ManagementAndGeneral |
| Fundraising | 25360 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 196409 | Total |
| Management And General | 196409 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| Grant subcontracting | 1225797 | 1225797 | ||
| Building repair | 890738 | 831651 | 39599 | 19488 |
| Food and housing | 305436 | 305436 | ||
| Subscribed services | 170816 | 113829 | 49850 | 7137 |
| Books and periodicals | 144783 | 135751 | 1 | 9031 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 932768 | Total |
| Program Services | 534702 | ProgramServices |
| Management And General | 390514 | ManagementAndGeneral |
| Fundraising | 7552 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 75194502 | Total |
| Program Services | 64901764 | ProgramServices |
| Management And General | 8364833 | ManagementAndGeneral |
| Fundraising | 1927905 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 501557 | BOY |
| EOY | 461786 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10768963 | BOY |
| EOY | 528716 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7034080 | BOY |
| EOY | 8549445 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1856879 | BOY |
| EOY | 1885055 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1251659 | BOY |
| EOY | 1378217 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 87588697 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 18228758 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 65411420 | BOY |
| EOY | 69359939 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 90395879 | BOY |
| EOY | 88315259 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 54054947 | BOY |
| EOY | 70647271 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1977221 | BOY |
| EOY | 1876602 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 332291 | BOY |
| EOY | 285832 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 233584896 | BOY |
| EOY | 243288122 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5675005 | BOY |
| EOY | 4553619 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3808598 | BOY |
| EOY | 3804861 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 55075738 | BOY |
| EOY | 54510891 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3102459 | BOY |
| EOY | 1752115 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5962251 | BOY |
| EOY | 6411312 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 73624051 | BOY |
| EOY | 71032798 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24988756 | BOY |
| EOY | 29664616 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24037875 | BOY |
| EOY | 31770965 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 110934214 | BOY |
| EOY | 110819743 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 159960845 | BOY |
| EOY | 172255324 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 233584896 | BOY |
| EOY | 243288122 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Assets In Part X | 697694 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collect Used For Preservation | X | CollectUsedForPreservation |
| Solicited Assets For Sale | 0 | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 141274207 | BeginningOfYearBalance |
| Contributions | 16364 | Contributions |
| Investment Earnings Or Losses | 12261080 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 125336 | GrantsOrScholarships |
| Other Expenditures | 2160405 | OtherExpenditures |
| End Of Year Balance | 151265910 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 191225374 | BeginningOfYearBalance |
| Contributions | 1042545 | Contributions |
| Investment Earnings Or Losses | -42504908 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 162689 | GrantsOrScholarships |
| Other Expenditures | 8326115 | OtherExpenditures |
| End Of Year Balance | 141274207 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.12950 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.71420 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.15620 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 1 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 358329 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 8645563 | OtherCostOrOtherBasis |
| Book Value | 9003892 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 61233917 | OtherCostOrOtherBasis |
| Depreciation | 15118303 | Depreciation |
| Book Value | 46115614 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5956571 | OtherCostOrOtherBasis |
| Depreciation | 1514545 | Depreciation |
| Book Value | 4442026 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2463010 | OtherCostOrOtherBasis |
| Depreciation | 1595910 | Depreciation |
| Book Value | 867100 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 8931307 | OtherCostOrOtherBasis |
| Book Value | 8931307 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 69359939 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (5 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| Limited partnerships - alternative assets | 51227248 | F |
| Limited partnerships - fixed income | 6726911 | F |
| Funds held in trust by others | 12411526 | F |
| Trust deed loans | 37334 | F |
| Other assets | 244252 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 70647271 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| Liability for staff retirement | $1,241,197 |
| Annuities payable | $2,825,652 |
| Government advance for student loan | $1,752,116 |
| Asset retirement obligation | $592,347 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 6411312 | TotalOfAmounts |
| Total Revenue | 59082340 | TotalRevenue |
| Total Expenses | 75194502 | TotalExpenses |
| Excess Or Deficit For Year | -16112162 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 29160309 | NetUnrealizedGLOnInvestments |
| Other | -$753,668 | OtherAmount |
| Total Adjustments | 28406641 | TotalAdjustments |
| Excess Or Deficit Per FS | 12294479 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 76756144 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 29160309 | NetUnrealizedGainsInvestments |
| Other Revenues | 241471 | OtherRevenues |
| Revenue Not Rptd F990 | 29401780 | RevenueNotRptdF990 |
| Revenue Subtotal | 47354364 | RevenueSubtotal |
| Investment Expenses Not Included | 725291 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | 11002685 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 11727976 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 59082340 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 64233298 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 31135 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 31135 | ExpensesNotRptdF990 |
| Expenses Subtotal | 64202163 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 725291 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | 10267048 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 10992339 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 75194502 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (8 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Part III, Line 4: | Historically, CGU has been a great supporter of artistic endeavors. This support is manifest in the art collections currently on display throughout the CGU campus. Through acquisition and gifts in kind, CGU has been a champion of creative expression through the visual arts. CGU has four distinct collections in its possession and on display. These include: the Claremont Graduate University Collection of work donated or accessioned; Claremont Graduate University President's Award (annually purchased from graduating MFA students in the CGU Art Department); The Capital Group Collection on loan to CGU through the Capital Group Foundation; and CGU MFA student artwork (loaned by students for display to the CGU and CUC community). Original works of art exhibited on campus can inspire students, faculty and staff to a greater appreciation of beauty, the creative process and diversity of critical thought that bridges academic disciplines. The borrowing and display of original works of art must be implemented in a manner that ensures the effective educational and artistic use of the art collections in our keeping. Works must not become mere decoration, lost in the shuffle, forgotten or cast aside. It is of utmost concern that we care for the works of art and use them to some positive educational purpose. CGU policies with respect to the collection support ongoing integration of the art collections in the educational mission of CGU. | |
| Part V, Line 4: | Claremont Graduate University (CGU) pursues investment objectives that strike a balance between preserving the real inflation adjusted value of the Fund; maximize the total long-term investment returns; and generate sufficient current income and capital gains to meet CGU's endowment spending goals. Endowment spending supports the mission of the University by augmenting financial support for academic curriculum, student programs, and research beyond that available through tuition and fees alone. The University manages investment risk by avoiding concentration of assets in one or several investment managers; excess concentration in asset classes; asset and investment class volatility; and personnel risk within investment managers. | Description of Intended Use of Endowment Funds: |
| Part X: | In accordance with provisions of GAAP, the University had no unrecognized tax benefits at June 30, 2010 and 2009. | Description of Uncertain Tax Positions Under FIN 48: |
| Part XI, Line 8 - Other Adjustments: | Actuarial adjustment: 107548. Pension gain/(loss): -333196. Income from K-1s: -59989. Blais Foundation - change in unrealized loss: -468031. | |
| Part XII, Line 2d - Other Adjustments: | Special event expenses reclassified to page 1: 31135. Blais Foundation income included in financial statement: 210336. | |
| Part XII, Line 4b - Other Adjustments: | Student financial aid: 10267048. Comprehensive pension loss: 333196. Acturial adjustment: -107548. Income from K-1s: 59989. Distribution from Blais removed in consolidation: 450000. | |
| Part XIII, Line 2d - Other Adjustments: | Special event expenses reclassified to page 1: 31135. | |
| Part XIII, Line 4b - Other Adjustments: | Student financial aid: 10267048. |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | 1 | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | 1 | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | 1 | PolicyPublViaBroadcastMedia |
| Pub Via Broadcast Media Expln | The Claremont Graduate University nondiscrimination policy is publicized in catalogues, promotional brochures and on the school's website. | PubViaBroadcastMediaExpln |
| Maint Racial Composition Records | 1 | MaintRacialCompositionRecords |
| Maint Scholarships Records | 1 | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | 1 | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | 1 | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | 0 | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | 0 | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | 0 | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | 0 | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | 0 | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | 0 | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActy |
| Government Financial Aid Received | 1 | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | 0 | GovernmentFinancialAidRevoked |
| Govt Financial Aid Explanation | Claremont Graduate University participates in the College Work-Study and Perkins Loan programs. | GovtFinancialAidExplanation |
| Compliance With Rev Proc7550 | 1 | ComplianceWithRevProc7550 |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | Drucker Day 2010 | NameOfEvent1 |
| Gross Receipts Event1 | 15240 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 535 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 14705 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 13193 | RentFacilityCostsEvent1 |
| Other Direct Expenses Event1 | 17942 | OtherDirectExpensesEvent1 |
| Gross Receipts Total | 15240 | GrossReceiptsTotal |
| Charitable Contributions Total | 535 | CharitableContributionsTotal |
| Gross Revenue Total Events | 14705 | GrossRevenueTotalEvents |
| Rent Facility Costs Total Events | 13193 | RentFacilityCostsTotalEvents |
| Other Direct Expenses Total Events | 17942 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 31135 | DirectExpenseSummaryEvents |
| Net Income Summary | -16430 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | Student financial aid | TypeOfGrant |
| Number Of Recipients | 1108 | NumberOfRecipients |
| Amount Of Cash Grant | 10711806 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Grants in the U.S.: | Identifier |
| Return Reference | Part I, Line 2: | ReturnReference |
| Explanation | Schedule I, Part I, Line 2: The College determines the eligibility for each student needs, the awards are credited to the student's account and the Office of Financial Aid monitors the students continued eligibility to receive the assistance. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Personal Services | X | PersonalServices |
| Written Policy Re T And E Expenses | 0 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (13 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Joseph Hough | |||||||||||||
| 259348 | 0 | 0 | 0 | 8482 | 0 | 25802 | 0 | 804 | 0 | 294436 | 0 | 0 | 0 |
| Steven Garcia | |||||||||||||
| 223850 | 0 | 20000 | 0 | 0 | 0 | 24726 | 0 | 1147 | 0 | 269723 | 0 | 0 | 0 |
| Yi Feng | |||||||||||||
| 201516 | 0 | 0 | 0 | 2340 | 0 | 22406 | 0 | 37147 | 0 | 263409 | 0 | 0 | 0 |
| Ira Jackson | |||||||||||||
| 347326 | 0 | 0 | 0 | 5623 | 0 | 27264 | 0 | 8785 | 0 | 388998 | 0 | 0 | 0 |
| Stewart Donaldson | |||||||||||||
| 264937 | 0 | 25000 | 0 | 7026 | 0 | 22910 | 0 | 9487 | 0 | 329360 | 0 | 0 | 0 |
| Carl Johnson | |||||||||||||
| 291308 | 0 | 10000 | 0 | 13050 | 0 | 27264 | 0 | 9367 | 0 | 350989 | 0 | 0 | 0 |
| Cornelis de Kluyver | |||||||||||||
| 245421 | 0 | 0 | 0 | 8987 | 0 | 24011 | 0 | 10451 | 0 | 288870 | 0 | 0 | 0 |
| Vijay Sathe | |||||||||||||
| 211055 | 0 | 0 | 0 | 16000 | 0 | 18931 | 0 | 1122 | 0 | 247108 | 0 | 0 | 0 |
| Richard Wartzman | |||||||||||||
| 175830 | 0 | 25000 | 0 | 5235 | 0 | 20220 | 0 | 10535 | 0 | 236820 | 0 | 0 | 0 |
| Thomas Horan | |||||||||||||
| 193036 | 0 | 0 | 0 | 9195 | 0 | 22068 | 0 | 9243 | 0 | 233542 | 0 | 0 | 0 |
| Deborah Smith | |||||||||||||
| 192956 | 0 | 0 | 0 | 5077 | 0 | 21154 | 0 | 601 | 0 | 219788 | 0 | 0 | 0 |
| Philip Dreyer | |||||||||||||
| 187634 | 0 | 0 | 0 | 2858 | 0 | 18786 | 0 | 7771 | 0 | 217049 | 0 | 0 | 0 |
| Robert Klitgaard | |||||||||||||
| 327921 | 0 | 0 | 0 | 10454 | 0 | 38497 | 0 | 107862 | 0 | 484734 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| Part I, Line 1a | Former President was required to live in college-owned house as part of his contract. All maintenance expenses related to the house are paid by CGU. |
| Part I, Line 1b | There is no formal written policy pertaining to housing; however, provisions are included in certain contracts. |
| Part I, Line 4a | Robert Klitgaard, former President, participated in a nonqualified deferred compensation plan under section 457(f) during the year. Vesting occurs upon the earliest of the following: Term End Date (the date upon which the President's employment with the Employer is terminated by the Board of Trustees, other than for Cause and upon a determination that he has fulfilled all of his material obligations to the Employer as determined by the Board of Trustees), date of death, date employment terminates due to a Disability, or a date specified by the President. If the President voluntarily terminates Employment with the Employer prior to a Term End Date (other than because of death or Disability) or is involuntarily terminated for Cause, the President shall forfeit all amounts in his Account. Robert Klitgaard was employed as a faculty member only during this year, so no contributions were made to the plan. No distributions were made from the plan during the year. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer |
|---|---|---|---|---|---|---|
| California Educational Facilities Authority | ||||||
| 521705592 | 130178QJ8 | 2008-08-21 | 15074351 | Acquisition, construction, improvement, and equipment of certain facilities | 0 | 0 |
| California Educational Facilities Authority | ||||||
| 521705592 | 130178ET9 | 2007-02-15 | 37337930 | Construct new housing for graduate students at the University | 0 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Total ProceedsTotalProceeds | Amount DefeasedAmountDefeased | Amount UnspentAmountUnspent | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Capital ExpendituresCapitalExpenditures | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind | Year Of Subst CompletionYearOfSubstCompletion |
|---|---|---|---|---|---|---|---|---|---|
| 15384356 | 920721 | 5262066 | 169320 | 10122290 | 1 | 0 | 1 | 1 | |
| 39077159 | 318527 | 39077159 | 0 | 0 | 1 | 1 | 2009 |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0 | 0 |
| 0 | 0 | 0 | 0 | 0 | 0 |
Schedule M IRS990ScheduleM
Books And Publications BooksAndPublications
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Noncash Contribs Rptd F990 | 3 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 12 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 177720 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | Equipment | Description |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 1599 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 0 | NumberOf8283Received |
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 1 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Third Party Use: | Identifier |
| Return Reference | Part I, Line 32b: | ReturnReference |
| Explanation | A third party broker is used in the sale of marketable securities. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (4 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| Form 990, Part VI, Section B, line 11 | CGU utilizes a process for review of the IRS Form 990 Return of Organization Exempt from Income Tax that involves multiple layers of management as well as governing board members. CGU has engaged an outside accounting firm to prepare the 990 using information provided by the Office of Financial Services, the Office of Human Resources, and the Treasurer's Office, and changes are made as needed. Once a revised draft is available, it is reviewed by the Controller and the Vice President/Treasurer. After this review and any resulting changes are complete, the revised draft is provided to members of the CGU Audit Committee for questions and comments. Once questions and comments from the Audit Committee are fielded and issues resolved, the Audit Committee accepts the 990 and the 990 is provided to all voting members of the Board of Trustees prior to filing. |
| Form 990, Part VI, Section B, line 12c | Annually, the Board of Trustees receives a disclosure form for related party transactions and the Treasurer's Office reviews and reports any conflicts to the Audit Committee. |
| Form 990, Part VI, Section B, line 15 | In the Spring the Associate Vice President for Human Resources collects and analyzes published compensation data from peer group institutions, local surveys, and the other members of the Claremont Colleges for the position of the President. The Executive Committee or the Compensation Committee (a sub-committee appointed by the Executive Committee) gathers information from stakeholders regarding the President's performance, and the President presents a self-evaluation to the Executive Committee. After review and discussion of the data by the Executive committee, the Executive Committees presents its recommendation of compensation for the President to the Board of Trustees for approval. After review and discussion the Board of Trustees determines and approves compensation for the President. Minutes of the Committee meetings and the analyses are kept confidential, limited to the Board of Trustees, the President, Senior Vice President for Finance and Administration, and the Associate Vice President for Human Resources. In the Spring the Associate Vice President for Human Resources also collects and analyzes published compensation data from peer group institutions, local surveys, and the other members of the Claremont Colleges for each senior administrator and key employee positions. The comparability compensation data, along with written performance evaluations and salary recommendations, are presented to the Executive Committee and President for review and discussion. After review and discussion by the Executive Committee and the President, compensation is determined and approved for each senior administrator and key employee. Minutes of the Committee meetings and the analyses are kept confidential, limited to the Board of Trustees, the President, Senior Vice President for Finance and Administration, and the Associate Vice President for Human Resources. |
| Form 990, Part VI, Section C, line 19 | The organization's audited financial statements are available upon request from the Treasurer's Office. The organization's governing/organizing documents are not made available to the public. The organization's conflict of interest policy is available on the organization's website. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Direct Controlling Entity NADirectControllingEntityNA |
|---|---|---|---|---|---|---|---|---|---|
| Claremont University Consortium | |||||||||
| 150 E 8th Street | Claremont | CA | 91711 | 954786748 | Provide academic and business services | CA | 501(c)(3) | 11-I | N/A |
| Blais Foundation | |||||||||
| 150 E Tenth Street | Claremont | CA | 91711 | 954729463 | Support of Claremont Graduate University | CA | 501(c)(3) | 11-I | N/A |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 1 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 1 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 1 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 0 | SharingOfFacilities |
| Sharing Of Paid Employees | 0 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 1 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable
Name Of Other Organization NameOfOtherOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blais Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transaction Type | C | TransactionType |
| Amount Involved | 450000 | AmountInvolved |
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