OWENOKE FOUNDATION: Form 990PF, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- OWENOKE FOUNDATION (EIN 22-3483048)
- Tax period
- 2009-12-01 to 2010-11-30
- Filed
- 2011-04-11
- IRS object ID
- 201101019349100505
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-04-11T17:08:40-05:00 | Timestamp |
| Tax Period End Date | 2010-11-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NUSSBAUM YATES BERG KLEIN & WOLPOW LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 445 BROAD HOLLOW ROAD STE 319 | AddressLine1 |
| City | MELVILLE | City |
| State | NY | State |
| ZIP Code | 11747 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2009-12-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 223483048 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE OWENOKE FOUNDATION | BusinessNameLine1 |
| Business Name Line2 | CO AVERY ROCKEFELLER III PRESIDENT | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OWEN | NameControl |
| Phone | 8605739683 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 22 SQUIRREL HILL ROAD | AddressLine1 |
| City | WEST HARTFORD | City |
| State | CT | State |
| ZIP Code | 061071003 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | AVERY ROCKEFELLER III | Name |
| Title | PRESIDENT | Title |
| Phone | 8605739683 | Phone |
| Date Signed | 2011-04-11 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KRISTINE MCCARTHY CPA | Name |
| Phone | 6318455252 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 9045680 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 41 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 41 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 54885 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 54885 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 370210 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2068062 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 370210 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | -9018 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 1354 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 416118 | TotalRevenueAndExpenses |
| Total Net Investment Income | 426490 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 10750 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 5375 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 5375 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 53605 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 53605 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 18035 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 283 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 278 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 82673 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 58980 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 5653 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 400000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 400000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 482673 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 58980 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 405653 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -66555 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 367510 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 22086 | CashBOY |
| Cash EOY | 24941 | CashEOY |
| Cash EOYFMV | 24941 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1796176 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1775068 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1775068 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 4725669 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4768194 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 5847299 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 1490147 | InvestmentsOtherBOY |
| Investments Other EOY | 1399320 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1398372 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 8034078 | TotalAssetsBOY |
| Total Assets EOY | 7967523 | TotalAssetsEOY |
| Total Assets EOYFMV | 9045680 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 8034078 | UnrestrictedBOY |
| Unrestricted EOY | 7967523 | UnrestrictedEOY |
| Total Net Assets BOY | 8034078 | TotalNetAssetsBOY |
| Total Net Assets EOY | 7967523 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 8034078 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 7967523 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 8034078 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -66555 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 7967523 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 7967523 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (25 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis | Date AcquiredDateAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|---|
| PAROCK LP K-1 | P | 16 | 16 | 16 | |||
| LOBLOBBY PARTNERS LP K-1 | P | -64501 | -64501 | 64501 | |||
| HSBC | P | 135 | 135 | 135 | |||
| ACCENTURE LTD | P | 50567 | 5632 | 5632 | 44935 | 2007-03-29 | 2010-02-03 |
| ADOBE SYS INC | P | 164526 | -31157 | -31157 | 195683 | 2007-03-07 | 2010-05-07 |
| ALTERA INC | P | 199703 | -11132 | -11132 | 210835 | 2008-06-25 | 2010-01-21 |
| COGNIZANT TECHNOLOGY SOLUTION | P | 83460 | 20697 | 20697 | 62763 | 2008-05-02 | 2009-12-10 |
| COGNIZANT TECHNOLOGY SOLUTION | P | 82725 | 39782 | 39782 | 42943 | 2008-05-02 | 2010-09-13 |
| COVANCE INC | P | 143106 | 1758 | 1758 | 141348 | 2005-06-17 | 2010-10-25 |
| FTI CONSULTING INC | P | 36298 | -15746 | -15746 | 52044 | 2009-05-22 | 2010-10-28 |
| FTI CONSULTING INC | P | 30853 | -13363 | -13363 | 44216 | 2009-05-28 | 2010-10-28 |
| GOODRICH CORP | P | 35680 | 6142 | 6142 | 29538 | 2007-08-21 | 2010-08-18 |
| INFORMATICA CORP | P | 55786 | 26573 | 26573 | 29213 | 2009-08-14 | 2010-09-13 |
| JOHNSON & JOHNSON | P | 116204 | 1372 | 1372 | 114832 | 2008-10-24 | 2010-05-07 |
| MILLIPORE CORP | P | 267220 | 106922 | 106922 | 160298 | 2009-09-06 | 2010-07-14 |
| MILLIPORE CORP | P | 53444 | 22155 | 22155 | 31289 | 2006-10-12 | 2010-07-14 |
| PEPSICO INC | P | 150223 | -2454 | -2454 | 152677 | 2006-06-06 | 2010-02-03 |
| RESMED INC | P | 182849 | 61004 | 61004 | 121845 | 2006-04-06 | 2010-09-13 |
| SYBASE INC | P | 112797 | 3267 | 3267 | 109530 | 2009-11-02 | 2010-02-03 |
| XTO ENERGY INC | P | 137572 | 107879 | 107879 | 29693 | 2003-05-27 | 2010-01-12 |
| XTO ENERGY INC | P | 49813 | 40137 | 40137 | 9676 | 2003-07-21 | 2010-01-12 |
| XTO ENERGY INC | D | 71776 | 47926 | 47926 | 23850 | 2004-05-25 | 2010-01-12 |
| XTO ENERGY INC | D | 39908 | 18904 | 18904 | 21004 | 2005-06-03 | 2010-01-12 |
| BEAVER VALLEY TWO RHO INC | D | 764 | -749 | -749 | 1513 | 2010-12-31 | |
| PERRY ONE INC | D | 2637 | -989 | -989 | 3626 | 2010-12-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 370210 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 405461 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 7647410 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.053019 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 506034 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 10010157 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.050552 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 588451 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 10964935 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.053667 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 494494 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 10034093 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.049281 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 451381 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 9874532 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.045712 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.252231 | TotalDistributionRatio |
| Average Distribution Ratio | 0.050446 | AverageDistributionRatio |
| Net Noncharitable Assets | 8617288 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 434708 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3675 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 438383 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 405653 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 7350 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 7350 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 7350 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2316 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2316 | TotalCreditsAndPayments |
| Tax Due | 5034 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | DE | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | AVERY ROCKEFELLER III | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8605739683 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 22 SQUIRREL HILL ROAD | AddressLine1 |
| City | WEST HARTFORD | City |
| State | CT | State |
| ZIP Code | 061071003 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 1 | BusinessHoldings |
| Excess Business Holdings | 0 | ExcessBusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| AVERY ROCKEFELLER III | ||||||||
| 22 SQUIRREL HILL ROAD | WEST HARTFORD | CT | 06107 | PRESIDENT AND DIRECTOR | 0.00 | 0 | 0 | 0 |
| MARY RUNESTAD | ||||||||
| 716 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | SECRETARY AND DIRECTOR | 0.00 | 0 | 0 | 0 |
| MONICA ROCKEFELLER | ||||||||
| 22 SQUIRREL HILL ROAD | WEST HARTFORD | CT | 06107 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| RODNEY RUNESTAD | ||||||||
| 716 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 6731403 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 2017113 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 8748516 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 8748516 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 131228 | CashDeemedCharitable |
| Net Noncharitable Assets | 8617288 | NetNoncharitableAssets |
| Minimum Investment Return | 430864 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 430864 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 7350 | TaxBasedOnInvestmentIncome |
| Income Tax For This Year | 1853 | IncomeTaxForThisYear |
| Total Tax | 9203 | TotalTax |
| Distributable Amount Before Adj | 421661 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 421661 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 421661 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 405653 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 405653 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 405653 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 421661 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year4 | 23446 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 68063 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 7878 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 41494 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 140881 | TotalExcessDistriCarryover |
| Qualifying Distributions | 405653 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 405653 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 16008 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 16008 | ExcessDistriCyovAppliedCY |
| Total Corpus | 124873 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 124873 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 7438 | ExcessFromYear4 |
| Excess From Year3 | 68063 | ExcessFromYear3 |
| Excess From Year2 | 7878 | ExcessFromYear2 |
| Excess From Year1 | 41494 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (27 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|
| AmeriCares | |||||
| 88 Hamilton Avenue | Stamford | CT | 06902 | GENERAL SUPPORT | $35,000 |
| Connecticut Children's Medical Center | |||||
| 60 Hartland Street 4th floor | East Hartford | CT | 06108 | GENERAL SUPPORT | $25,000 |
| Duke University | |||||
| 2127 Campus Drive | Durham | NC | 27708 | GENERAL SUPPORT | $5,000 |
| DUNCASTER | |||||
| 40 LOEFFLER ROAD | BLOOMfield | CT | 06002 | GENERAL SUPPORT | $5,000 |
| Family Re-Entry Inc | |||||
| 9 Mott Avenue Suite 104 | Norwalk | CT | 06850 | GENERAL SUPPORT | $10,000 |
| Food Bank of Lower Fairfield County | |||||
| 461 Glenbrook Road | Stamford | CT | 06906 | GENERAL SUPPORT | $17,000 |
| Foodshare | |||||
| 475 Woodland Avenue | Bloomfield | CT | 06002 | GENERAL SUPPORT | $22,000 |
| Hands on Hartford | |||||
| 330 Main Street 3rd floor | Hartford | CT | 06106 | GENERAL SUPPORT | $20,000 |
| Kingswood-Oxford School | |||||
| 170 Kingswood Road | West Hartford | CT | 06119 | GENERAL SUPPORT | $30,000 |
| Literacy Volunteers of Greater Hartford | |||||
| 30 Arbor Street | Hartford | CT | 06106 | GENERAL SUPPORT | $25,000 |
| Lutheran Social Services of New England | |||||
| 888 Worcester Street Suite 160 | Wellesley | MA | 02482 | GENERAL SUPPORT | $10,000 |
| Mark Twain House & Museum | |||||
| 351 Farmington Avenue | Hartford | CT | 06105 | GENERAL SUPPORT | $5,000 |
| New Canaan Group Home | |||||
| 162 South Avenue | New Canaan | CT | 06840 | GENERAL SUPPORT | $20,000 |
| Piper Theatre Productions | |||||
| 332 5th Street 5F | Brooklyn | NY | 11213 | GENERAL SUPPORT | $2,000 |
| Planned Parenthood of Connecticut | |||||
| 345 Whitney Avenue | New Haven | CT | 06511 | GENERAL SUPPORT | $13,000 |
| Save the Children | |||||
| 54 Wilton Road | Westport | CT | 06881 | GENERAL SUPPORT | $17,000 |
| St Luke's LifeWorks | |||||
| 141 Franklin Street | Stamford | CT | 06901 | GENERAL SUPPORT | $15,000 |
| St Michael's Lutheran Church | |||||
| 5 Oenoke Ridge Road | New Canaan | CT | 06840 | GENERAL SUPPORT | $10,000 |
| St Olaf College | |||||
| 1520 St Olaf Street | Northfield | MN | 55057 | GENERAL SUPPORT | $5,000 |
| Team Tobati | |||||
| 9 Rogers Place | New Britain | CT | 06051 | GENERAL SUPPORT | $25,000 |
| The Adirondack Council | |||||
| 103 Hand Avenue | Elizabethtown | NY | 12932 | GENERAL SUPPORT | $30,000 |
| The Bridge Family Center Inc | |||||
| 1022 Farmington Avenue | West Hartford | CT | 06107 | GENERAL SUPPORT | $15,000 |
| THE MAGIC JOHNSON FOUNDATION INC | |||||
| 9100 Wilshire Blvd Suite 700 East | Beverly Hills | CA | 90212 | GENERAL SUPPORT | $2,000 |
| The Scott Carter Foundation | |||||
| PO Box 700448 | Tulsa | OK | 74170 | GENERAL SUPPORT | $7,000 |
| The V Foundation for Cancer Research | |||||
| 100 Towerview Court | Cary | NC | 27513 | GENERAL SUPPORT | $20,000 |
| Town Players of New Canaan | |||||
| PO Box 201 | New Canaan | CT | 06840 | GENERAL SUPPORT | $5,000 |
| Wake Forest University | |||||
| PO Box 7227 | WinstonSalem | NC | 27109 | GENERAL SUPPORT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 400000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $41 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $54,885 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $370,210 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|---|---|
| PAROCK LP K-1 UBT | 900002 | $9,013 | 14 | $1,354 |
| LOBLOLLY PARTNERS LP K-1 | 14 | -$19,385 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $9,013 | UnrelatedBusinessIncomeAmount |
| Exclusion | $407,105 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 416118 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $10,750 | Amount |
| Net Investment Income | 5375 | NetInvestmentIncome |
| Disbursements Charitable Prps | 5375 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (48 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABB Ltd | 173494 | 130196 |
| Accenture Ltd | 146712 | 173280 |
| Adobe Sys Inc | 0 | 0 |
| AECOM TECHNOLOGY CORP | 113581 | 123648 |
| Altera Inc | 0 | 0 |
| Amphenol Corp | 124766 | 177606 |
| Ansys Inc | 96425 | 157625 |
| Aqua America Inc | 195286 | 183175 |
| Bank of America | 209914 | 91980 |
| BARD CR | 119691 | 118790 |
| BE AEROSPACE INC | 123568 | 138450 |
| BJ WHOLESALE CLUB | 100493 | 137430 |
| Brown Forman Corp | 126791 | 143074 |
| Cerner Corp | 89513 | 131790 |
| Chevron Corp | 51161 | 169875 |
| Choice Holtels Intl Inc | 94035 | 135962 |
| COACH INC | 111409 | 172447 |
| Cognizant Technology Solution | 75977 | 149454 |
| Covance Inc. | 0 | 0 |
| Devon Energy Corp | 101756 | 211710 |
| DRESSER-RAND | 125103 | 124221 |
| Fiserv Inc | 130107 | 221200 |
| FLIR SYSTEMS INC | 95139 | 95176 |
| Flowserve Corp | 110532 | 113370 |
| FTI Consulting Inc | 0 | 0 |
| Genzyme Corp. | 94673 | 142440 |
| Goodrich Corp | 159507 | 231579 |
| HCC Insurance Holdings Inc. | 56441 | 63461 |
| Informatica Corp | 76511 | 170280 |
| Itron Inc | 90712 | 85155 |
| JACOBS ENGR GROUP INC | 103507 | 104912 |
| Johnson & Johnson | 0 | 0 |
| LINCOLN ELEC | 114125 | 137193 |
| McCormick & Co Inc | 119115 | 202446 |
| Medco Health Solution | 154452 | 196224 |
| Millipore Corp | 0 | 0 |
| Pepsico Inc | 0 | 0 |
| Resmed Inc | 96711 | 141379 |
| ROVI CORP | 122867 | 171027 |
| SAPIENT CORP | 116914 | 133019 |
| SCHULMBERGER LTD | 242723 | 270690 |
| SCRIPPS | 109743 | 133744 |
| SPX Corporation | 171103 | 98520 |
| Sybase Inc. | 0 | 0 |
| Sysco Corp | 123281 | 130590 |
| The Hershey Company | 106550 | 163800 |
| Thermo Fisher Scientific Inc | 193806 | 170381 |
| XTO Energy Inc | 0 | 0 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (3 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| Loblolly Partners, LP | AT COST | 1377994 | 1377046 |
| Stock of non-public companies | AT COST | 21326 | 21326 |
| Parock LP | AT COST | 0 | 0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FILING FEES | 278 | 0 | 278 |
| PENALTIES | 5 | 0 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| PAROCK LP K-1 UBT | 10367 | 1354 | 10367 |
| LOBLOLLY PARTNERS LP K-1 | -19385 | -19385 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | Category |
| Amount | $53,605 | Amount |
| Net Investment Income | 53605 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL UBT | Category |
| Amount | $18,035 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments