GORDON T AND MELISSA A EGAN FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- GORDON T AND MELISSA A EGAN FAMILY FOUNDATION (EIN 68-0401845)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-15
- IRS object ID
- 201243209349101094
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-15T13:47:18-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 942517281 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IACOPI LENZ & COMPANY | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3031 W MARCH LANE SUITE 300E | AddressLine1 |
| City | STOCKTON | City |
| State | CA | State |
| ZIP Code | 95219 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 680401845 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE GORDON T AND MELISSA A EGAN | BusinessNameLine1 |
| Business Name Line2 | FAMILY FOUNDATION | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | GORD | NameControl |
| Phone | 2099573691 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3031 W MARCH LANE NO 300-E | AddressLine1 |
| City | STOCKTON | City |
| State | CA | State |
| ZIP Code | 95219 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KERRY HECKMAN | Name |
| Title | DIRECTOR | Title |
| Phone | 2099573691 | Phone |
| Date Signed | 2012-11-15 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KATHY MORRIS-MARR | Name |
| PTIN | P00086321 | PTIN |
| Phone | 2099573691 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2813702 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 71962 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 69902 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 71962 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 58777 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1051214 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 58777 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 1112 | NetSTCGAdjNetIncm |
| Total Revenue And Expenses | 130739 | TotalRevenueAndExpenses |
| Total Net Investment Income | 128679 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 73074 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 0 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 2819 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 1691 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 1691 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 1128 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 20658 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 20658 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Adj Net Incm | 20658 | OtherProfFeesAdjNetIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 1249 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1249 | TaxesNetInvstIncm |
| Taxes Adj Net Incm | 662 | TaxesAdjNetIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 70 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 70 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 70 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 24796 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 23668 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 23081 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 1128 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 89900 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 89900 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 114696 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 23668 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 23081 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 91028 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 16043 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 105011 | NetInvestmentIncome |
| Adjusted Net Income | 49993 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 21845 | CashBOY |
| Cash EOY | 29973 | CashEOY |
| Cash EOYFMV | 29973 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 110852 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 77710 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 77710 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 1235254 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1223456 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1325044 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1331677 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1279572 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1271351 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 0 | InvestmentsOtherBOY |
| Investments Other EOY | 104960 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 109624 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2699628 | TotalAssetsBOY |
| Total Assets EOY | 2715671 | TotalAssetsEOY |
| Total Assets EOYFMV | 2813702 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 2699628 | RetainedEarningsBOY |
| Retained Earnings EOY | 2715671 | RetainedEarningsEOY |
| Total Net Assets BOY | 2699628 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2715671 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2699628 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2715671 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2699628 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 16043 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 2715671 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2715671 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (35 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 3179.210 SHS LITMAN GREGORY MASTERS EQUITY FUND | P | 2004-04-19 | 2011-01-12 | 42513 | 44767 | -2254 | -2254 |
| 2818.956 SHS LITMAN GREGORY MASTERS FOCUSED OPP FUND | P | 2008-07-08 | 2011-01-12 | 27911 | 26847 | 1064 | 1064 |
| 440.088 SHS BRANDYWINE BLUE FUND | P | 2008-10-15 | 2011-02-17 | 12007 | 8410 | 3597 | 3597 |
| 1306.092 SHS LITMAN GREGORY MASTERS FOCUSED OPP FUND | P | 2008-07-08 | 2011-02-17 | 13611 | 12439 | 1172 | 1172 |
| 807.266 SHS LITMAN GREGORY MASTERS INTERNATIONAL FUND | P | 2011-02-17 | 12794 | 13762 | -968 | -968 | |
| 813.679 SHS OAKMARK GLOBAL I FUND | P | 2011-02-17 | 19300 | 16223 | 3077 | 3077 | |
| 812.477 TOUCHSTONE SANDS CAPITAL INST'L GROWTH | P | 2008-04-02 | 2011-02-17 | 12316 | 9509 | 2807 | 2807 |
| 5356.271 SHS PIMCO EMERGING LOCAL BOND INST'L | P | 2009-08-10 | 2011-03-07 | 56430 | 50629 | 5801 | 5801 |
| 4596.842 SHS LOOMIS SAYLES BOND FUND | P | 2011-08-04 | 67824 | 63197 | 4627 | 4627 | |
| 4027.857 SHS PIMCO EMERGING LOCAL BOND INST'L | P | 2009-08-10 | 2011-08-04 | 44443 | 38073 | 6370 | 6370 |
| 876.424 SHS PIMCO TOTAL RETURN PORTFOLIO CLASS D | P | 2010-08-03 | 2011-08-04 | 9746 | 10000 | -254 | -254 |
| 5289.757 SHS PIMCO UNCONSTRAINED BOND FUND INST'L | P | 2008-11-26 | 2011-08-04 | 58744 | 52434 | 6310 | 6310 |
| 2278.943 SHS PIMCO TOTAL RETURN INST'L FUND | P | 2005-11-16 | 2011-09-21 | 24907 | 23956 | 951 | 951 |
| 1823.154 SHS PIMCO UNCONSTRAINED BOND FUND INST'L | P | 2008-11-26 | 2011-09-21 | 19993 | 18072 | 1921 | 1921 |
| 759.878 SHS ARBITRAGE I | P | 2010-05-20 | 2011-09-23 | 9975 | 9467 | 508 | 508 |
| 589.895 SHS LOOMIS SAYLES BOND FUND | P | 2011-09-23 | 8251 | 6930 | 1321 | 1321 | |
| 1139.992 SHS OSTERWEIS STRATEGIC INCOME | P | 2009-12-17 | 2011-09-23 | 12914 | 13126 | -212 | -212 |
| 5011.663 SHS PIMCO EMERGING LOCAL BOND INST'L | P | 2009-08-10 | 2011-09-23 | 50142 | 47372 | 2770 | 2770 |
| 3201.149 SHS PIMCO TOTAL RETURN INST'L FUND | P | 2005-11-16 | 2011-09-23 | 34739 | 33649 | 1090 | 1090 |
| 3382.210 SHS PIMCO UNCONSTRAINED BOND FUND INST'L | P | 2011-09-23 | 36976 | 33841 | 3135 | 3135 | |
| 6247.478 SHS AQR DIVERSIFIED ARBITRAGE I | P | 2009-04-13 | 2011-09-23 | 69821 | 67454 | 2367 | 2367 |
| 4654.603 SHS ARBITRAGE I | P | 2010-05-20 | 2011-09-29 | 61416 | 57988 | 3428 | 3428 |
| 3576.538 SHS LOOMIS SAYLES BOND FUND | P | 2011-09-29 | 49975 | 37535 | 12440 | 12440 | |
| 321.240 SHS FAIRHOLME FUND | P | 2008-10-06 | 2011-10-26 | 8700 | 8683 | 17 | 17 |
| 1205.788 SHS LITMAN GREGORY MASTERS EQUITY FUND | P | 2004-04-19 | 2011-10-26 | 15144 | 16979 | -1835 | -1835 |
| 896.191 SHS LITMAN GREGORY MASTERS INTERNATIONAL FUND | P | 2011-10-26 | 12100 | 16319 | -4219 | -4219 | |
| 11090.573 SHS PIMCO TOTAL RETURN INST'L FUND | P | 2011-10-26 | 119864 | 115310 | 4554 | 4554 | |
| 1376.462 SHS BBH CORE SELECT FUND | P | 2011-08-04 | 2011-11-30 | 20677 | 19621 | 1056 | 1056 |
| 401.248 SHS BRANDYWINE BLUE FUND | P | 2008-10-15 | 2011-11-30 | 9352 | 7667 | 1685 | 1685 |
| 2397.981 SHS FAIRHOLME FUND | P | 2011-11-30 | 60164 | 62541 | -2377 | -2377 | |
| 1118.644 SHS FMI LARGE CAP | P | 2011-08-04 | 2011-11-30 | 17104 | 17048 | 56 | 56 |
| 1053.472 SHS LITMAN GREGORY MASTERS INTERNATIONAL FUND | P | 2006-12-05 | 2011-11-30 | 13702 | 19184 | -5482 | -5482 |
| 205.339 SHS OAKMARK GLOBAL I FUND | P | 2004-04-29 | 2011-11-30 | 4170 | 4063 | 107 | 107 |
| 913.242 SHS PIMCO UNCONSTRAINED BOND FUND INST'L | P | 2009-04-13 | 2011-11-30 | 9938 | 9342 | 596 | 596 |
| CAPITAL GAINS DIVIDENDS | P | 3551 | 3551 | 3551 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 58777 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 1112 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 103418 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2777543 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.037234 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 87872 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1393869 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.063042 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 75850 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2823216 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.026867 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 96681 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3378605 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.028616 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 134117 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 3126161 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.042902 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.198661 | TotalDistributionRatio |
| Average Distribution Ratio | 0.039732 | AverageDistributionRatio |
| Net Noncharitable Assets | 2903438 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 115359 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1050 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 116409 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 91028 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 2100 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2100 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2100 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 597 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 597 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 7 | PenaltyForUnderpayment |
| Tax Due | 1510 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 1 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | NONE | WebsiteAddress |
| Books In Care Of Person Name | KERRY HECKMAN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2094662411 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2211 NORTH WILSON WAY | AddressLine1 |
| City | STOCKTON | City |
| State | CA | State |
| ZIP Code | 95208 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| SUSAN LENZ | ||||||||
| 3031 WEST MARCH LANE SUITE 300-E | STOCKTON | CA | 95219 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| KERRY HECKMAN | ||||||||
| 2211 NORTH WILSON WAY | STOCKTON | CA | 95208 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2824615 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 123038 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2947653 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 2947653 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 44215 | CashDeemedCharitable |
| Net Noncharitable Assets | 2903438 | NetNoncharitableAssets |
| Minimum Investment Return | 145172 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | X | Sect4942j3j5FndtnAndFrgnOrg |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 91028 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 91028 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 91028 | AdjQualifyingDistributions |
Private Operating Foundations PrivateOperatingFoundations
| Field | Value | IRS element (for citing) |
|---|---|---|
| Date Of Ruling | 1997-12-24 | DateOfRuling |
| Section4942j3 | X | Section4942j3 |
Lessor Adj Net Incm Min Invst Return LessorAdjNetIncmMinInvstReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 49993 | CurrentYear |
| Year1 | 62141 | Year1 |
| Year2 | 69693 | Year2 |
| Year3 | 43851 | Year3 |
| Total | 225678 | Total |
Percent85 Of Lessor Percent85OfLessor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 42494 | CurrentYear |
| Year1 | 52820 | Year1 |
| Year2 | 59239 | Year2 |
| Year3 | 37273 | Year3 |
| Total | 191826 | Total |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 91028 | CurrentYear |
| Year1 | 103995 | Year1 |
| Year2 | 88443 | Year2 |
| Year3 | 75850 | Year3 |
| Total | 359316 | Total |
Qlfy Distri Not Used Directly QlfyDistriNotUsedDirectly
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 0 | CurrentYear |
| Year1 | 0 | Year1 |
| Year2 | 0 | Year2 |
| Year3 | 0 | Year3 |
| Total | 0 | Total |
Qlfy Distri Made Directly QlfyDistriMadeDirectly
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 91028 | CurrentYear |
| Year1 | 103995 | Year1 |
| Year2 | 88443 | Year2 |
| Year3 | 75850 | Year3 |
| Total | 359316 | Total |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3Bi
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Two Thirds Min Invst Return TwoThirdsMinInvstReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total Support TotalSupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Public Support PublicSupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Largest Support From EO LargestSupportFromEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Gross Investment Income GrossInvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 130740 | CurrentYear |
| Year1 | 67809 | Year1 |
| Year2 | -99237 | Year2 |
| Year3 | -147509 | Year3 |
| Total | -48197 | Total |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | KERRY HECKMAN | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 8467 | AddressLine1 |
| City | STOCKTON | City |
| State | CA | State |
| ZIP Code | 95208 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2094662411 | RecipientPhoneNumber |
| Form And Info And Materials | APPLICANTS ARE REQURED TO SUBMIT A COMPLETE DESCRIPTION OF WHY THEY ARE IN NEED OF ASSISTANCE AND A SPECIFIC DESCRIPTION OF THE USE OF THE DONATION. | FormAndInfoAndMaterials |
| Submission Deadlines | APPLICATIONS ARE ACCEPTED AT ANY TIME. | SubmissionDeadlines |
| Restrictions On Awards | THE SPECIFIC CRITERIA WHICH THE BOARD SHALL CONSIDER INCLUDE THE USE TO WHICH THE DONATION WILL BE USED, THE NECESSITY OF THE DONATION, AND THE EXEMPT PURPOSE OF THE ORGANIZATION. THE APPLICANT MUST ALSO CONVINCE THE FOUNDATION OF ITS FINANCIAL NEED FOR THE DONATION. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (17 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN CANCER SOCIETY | |||||||
| PO BOX 22718 | OKLAHOMA CITY | OK | 73123 | NONE | NON PROFIT ORGANIZAT | CANCER RESEARCH | $1,500 |
| AMERICAN HEART ASSOCIATION | |||||||
| 7272 GREENVILLE AVE | DALLAS | TX | 75231 | NONE | NON PROFIT ORG-PUBLI | VOLUNTARY HEALTH ORGANIZATION DEDICATED TO FIGHTING | $1,000 |
| AVON FOUNDATION FOR WOMEN | |||||||
| PO BOX 1073 | RYE | NY | 105801073 | NONE | NON PROFIT ORGANIZAT | MEDICAL RESEARCH - BREAST CANCER | $5,000 |
| HOSPICE OF SAN JOAQUIN | |||||||
| 3888 PACIFIC AVENUE | STOCKTON | CA | 95204 | NONE | NON PROFIT ORGANIZAT | PRACTICAL HELP & EDUCATION FOR TERMINALLY ILL PATIEN | $4,000 |
| LEUKEMIA & LYMPHOMA SOCIETY | |||||||
| 1311 MAMARONECK AVE SUITE 310 | WHITE PLAINS | NY | 10605 | NONE | NON PROFIT ORGANIZAT | BLOOD CANCER RESEARCH; INFORMATION AND SUPPORT SERVI | $5,000 |
| LINCOLN HIGH SCHOOL | |||||||
| 6844 ALEXANDRIA PL | STOCKTON | CA | 95207 | NONE | PUBLIC HIGH SCHOOL | SPONSORSHIP FOR GRADUATION NIGHT CELEBRATION | $2,500 |
| LINCOLN UNIFIED SCHOOL DISTRICT | |||||||
| 2010 W SWAIN RD | STOCKTON | CA | 95207 | NONE | PUBLIC SCHOOL DISTRI | STUDENT SUPPORT/ENRICHMENT/EDUCATION | $7,000 |
| MARINE TOYS FOR TOTS FOUNDATION | |||||||
| 18251 QUANTICO GATEWAY DRIVE | TRIANGLE | VA | 22172 | NONE | NON PROFIT ORGANIZAT | TO HELP DISTRIBUTE CHRISTMAS GIFTS TO NEEDY CHILDREN | $1,200 |
| WOMEN'S CENTER OF SAN JOAQUIN | |||||||
| 620 N SAN JOAQUIN | STOCKTON | CA | 95202 | NONE | NON PROFIT ORGANIZAT | CRISIS INTERVENTION SVCS FOR VICTIMS OF DOMESTIC VIOLENCE | $10,000 |
| ST BASIL CHURCH | |||||||
| 920 W MARCH LANE | STOCKTON | CA | 95207 | NONE | NON PROFIT ORG - CHU | TO PROVIDE FINANCIAL SUPPORT TO THE CHURCH MINISTRIES | $500 |
| SUSAN G KOMEN FOR THE CURE | |||||||
| 5005 LBJ FREEWAY SUITE 250 | DALLAS | TX | 75244 | NONE | NON PROFIT ORGANIZAT | PROVIDE FINANCIAL SUPPORT FOR MEDICAL RESEARCH AND EARLY DETECTION AND EFFECTIVE TREATMENT OF BREAST CANCER | $3,500 |
| HSU NURSES ASSOCIATION | |||||||
| 1 HARPST STREET | ARCATA | CA | 95521 | NONE | PUBLIC UNIVERSITY | TO PROVIDE FINANCIAL ASSISTANCE TO THE DEPARTMENT OF NURSING | $5,000 |
| VINCENT HARPER FAMILY FUND | |||||||
| 202 WEST NAPA STREET | SONOMA | CA | 95476 | NONE | NON PROFIT MEMORIAL | MEMORIAL DONATION | $10,000 |
| UC DAVIS SCHOOL OF MEDICINE | |||||||
| 4610 X STREET | SACRAMENTO | CA | 95817 | NONE | UNIVERSITY | ENDOWMENT FUND | $10,000 |
| SAN JOAQUIN COUNTY DISTRICT ATTORNEY INVESTIGATORS BENEFIT ASSOCIATION | |||||||
| PO BOX 747 | STOCKTON | CA | 95202 | NONE | NON PROFIT ORGANIZAT | SPONSORSHIP OF CHARITY GOLF EVENT BENEFITTING MAKE A WISH SACRAMENTO & NORTHEASTERN CALFORNIA CHAPTER | $700 |
| MATSUYAMA ELEMENTARY SCHOOL | |||||||
| 7680 WINDBRIDGE DRIVE | SACRAMENTO | CA | 95831 | NONE | PUBLIC ELEMENTARY SC | PROVIDE FINANCIAL SUPPORT FOR SCHOOL ACTIVITIES | $3,000 |
| THUNDERBIRD PRESERVATION SOCIETY | |||||||
| PO BOX 6812 | INCLINE VILLAGE | NV | 89450 | NONE | NON PROFIT ORGANIZAT | TO PROVIDE FINANCIAL ASSISTANCE TO HELP THE EFFORTS AND PROGRAMS COMMITTED TO THE STUDY AND PRESERVATION OF THE FRAGILE LAKE TAHOE ENVIRONMENTTO HELP PRESERVE AND PROTECT THUNDERBIRD LODGE AND ITS ARTIFACTS AND MUSEUM COLLECTIONS AS A HISTORIC SITY OF NATIONAL SIGNIFICANCE | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 89900 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $71,962 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,551 | ExclusionAmount |
| Related Or Exempt Function Income | 55226 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $75,513 | ExclusionAmount |
| Related Or Exempt Function Income | 55226 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 130739 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 8 | LineNumber |
| Relationship Statement | GAIN/LOSS ON SALE OF STOCK | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | IACOPI, LENZ & CO FOR PREPARATION OF 990-PF FORMS/INVESTMENT SCHEDULES | Category |
| Amount | $2,819 | Amount |
| Net Investment Income | 1691 | NetInvestmentIncome |
| Adjusted Net Income | 1691 | AdjustedNetIncome |
| Disbursements Charitable Prps | 1128 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (6 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 11833.076 SHS LOOMIS SAYLES BOND FUND | 154486 | 164835 |
| 17698.303 SHS PIMCO TOTAL RETURN PORTFOLIO INSTL FUND | 198878 | 192381 |
| 29344.575 SHS PIMCO UNCONSTRAINED FUND | 323792 | 319562 |
| 16766.943 SHS OSTERWEIS STRATEGIC | 194906 | 189969 |
| 13205.797 SHS PIMCO EMRG LOCAL BD FD | 133310 | 132718 |
| 24649.686 SHS DOUBLELINE TOTAL RETURN | 274200 | 271886 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (13 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 22041.541 SHS MASTERS SELECT EQUITY FD | 284265 | 273976 |
| 14953.990 SHS MASTERS SELECT INTL FUND | 191981 | 188121 |
| 9526.807 SHS MASTERS SELECT VALUE FD | 111703 | 111273 |
| 5362.893 SHS OAKMARK GLOBAL FUND CL I | 100761 | 106507 |
| 22335.408 MASTERS SELECT FOCUSED OPPORTUNITY FD | 125723 | 222684 |
| 1196.984 SHS BRANDYWINE BLUE FUND | 25343 | 27519 |
| 2267.646 SHS FAIRHOLME FUND | 64202 | 52496 |
| 2875.555 TOUCHSTONE SANDS CAPITAL INSTL GROWTH | 26579 | 41293 |
| AQR DIVERSIFIED | 0 | 0 |
| ARBITRAGE FUND CLASS I | 0 | 0 |
| 3694.365 SHS BBH CORE SELECT FUND | 52663 | 55009 |
| 3624.419 SHS FMI LARGE CAP FUND | 55236 | 55272 |
| 18497.5 SHS MASTERS ALT STRAT INST | 185000 | 190894 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | 2869 SHS VANGUARD MSCI EMERGING | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 104960 | BookValue |
| EOYFMV | 109624 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| BANK SERVICE CHARGES | 41 | 41 | 41 | 0 |
| ALL OTHER EXPENSES | 29 | 29 | 29 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CHARLES SCHWAB - INVESTMENT MANAGEMENT FEES | Category |
| Amount | $20,658 | Amount |
| Net Investment Income | 20658 | NetInvestmentIncome |
| Adjusted Net Income | 20658 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| FOREIGN TAX PAID | $662 | 662 | 662 | 0 |
| FEDERAL TAX BASED ON INVESTMENT INCOME | $587 | 587 | 0 | 0 |
Comments