HARVEST FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- HARVEST FOUNDATION (EIN 91-2065635)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-07
- IRS object ID
- 201243129349100724
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-07T16:17:18-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 911275259 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SMITH BUNDAY BERMAN BRITTON PS | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11808 NORTHUP WAY SUITE 240 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 980051922 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 912065635 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARVEST FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARV | NameControl |
| Phone | 2064593012 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | EDWARD RINGNESS | Name |
| Title | PRESIDENT | Title |
| Phone | 2064593012 | Phone |
| Date Signed | 2012-11-07 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PATRICK E GREEN | Name |
| PTIN | P00166052 | PTIN |
| Phone | 4258278255 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amended Return | X | AmendedReturn |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 9337417 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 50000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 303 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 303 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 296444 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 292444 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 182775 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2076892 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 182775 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 82 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 82 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 529604 | TotalRevenueAndExpenses |
| Total Net Investment Income | 475604 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 88 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 44 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 44 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 11966 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 5983 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 5983 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 69161 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 69161 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 3758 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3758 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 3376 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 192 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 3184 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 88349 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 79138 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 9211 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 400000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 400000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 488349 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 79138 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 409211 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 41255 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 396466 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 6158 | CashBOY |
| Cash EOY | 978 | CashEOY |
| Cash EOYFMV | 978 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 875126 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 606541 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 607677 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 146898 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 148682 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 170287 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 6185547 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6490628 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 7146466 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1198627 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1120495 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1153260 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 105748 | InvestmentsOtherBOY |
| Investments Other EOY | 192772 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 225472 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 2338 | OtherAssetsBOY |
| Other Assets EOY | 1601 | OtherAssetsEOY |
| Other Assets EOYFMV | 33277 | OtherAssetsEOYFMV |
| Total Assets BOY | 8520442 | TotalAssetsBOY |
| Total Assets EOY | 8561697 | TotalAssetsEOY |
| Total Assets EOYFMV | 9337417 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 8520442 | RetainedEarningsBOY |
| Retained Earnings EOY | 8561697 | RetainedEarningsEOY |
| Total Net Assets BOY | 8520442 | TotalNetAssetsBOY |
| Total Net Assets EOY | 8561697 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 8520442 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 8561697 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 8520442 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 41255 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 8561697 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 8561697 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (5 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| PUBLICALLY TRADED SECURITIES | P | 634677 | 672220 | -37543 | -37543 |
| PUBLICALLY TRADED SECURITIES | P | 1439143 | 1221897 | 217246 | 217246 |
| PUBLICALLY TRADED PARTNERSHIP | P | 943 | 943 | 943 | |
| PUBLICALLY TRADED PARTNERSHIP | P | 10 | 10 | 10 | |
| CAPITAL GAINS DIVIDENDS | P | 2119 | 2119 | 2119 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 182775 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 457427 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 8903725 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.051375 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 473126 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 8038717 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.058856 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 530600 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 9664806 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.054900 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 518690 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 11229248 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.046191 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 508606 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 10548718 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.048215 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.259537 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051907 | AverageDistributionRatio |
| Net Noncharitable Assets | 9419327 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 488929 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3965 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 492894 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 409211 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 7929 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 7929 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 7929 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 12178 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 5000 | TaxPaidWithExtension |
| Total Credits And Payments | 17178 | TotalCreditsAndPayments |
| Overpayment | 9249 | Overpayment |
| Amount Credited To Next Year | 9249 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | WA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.HARVESTF.ORG | WebsiteAddress |
| Books In Care Of Person Name | MARJORIE RINGNESS | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2064593012 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| EDWARD RINGNESS | ||||||||
| PO BOX 75554 | SEATTLE | WA | 981750554 | MANAGER/DIRECTOR/PRESIDENT | 1.00 | 0 | 0 | 0 |
| MARJORIE RINGNESS | ||||||||
| PO BOX 75554 | SEATTLE | WA | 981750554 | MANAGER/DIRECTOR/TREASURER | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 9057226 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 505543 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 9562769 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 9562769 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 143442 | CashDeemedCharitable |
| Net Noncharitable Assets | 9419327 | NetNoncharitableAssets |
| Minimum Investment Return | 470966 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 470966 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 7929 | TaxBasedOnInvestmentIncome |
| Total Tax | 7929 | TotalTax |
| Distributable Amount Before Adj | 463037 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 463037 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 463037 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 409211 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 409211 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 409211 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 463037 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 373352 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 409211 | QualifyingDistributions |
| Applied To Year1 | 373352 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 35859 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 427178 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EDWARD RINGNESS | ContributingManager |
| Contributing Manager | MARJORIE RINGNESS | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (40 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| ACT THEATRE | ||||||
| 700 UNION STREET | SEATTLE | WA | 98101 | 501(C)(3) | YOUNG PLAYWRIGHTS PROGRAM | $10,000 |
| VILLAGE COMMUNITY SERVICES | ||||||
| 3210 SMOKEY POINT DR STE 200 | ARLINGTON | WA | 98223 | 501(C)(3) | AGING ADULTS WITH DISABILITIES PROJECT | $10,000 |
| WASHINGTON WOMEN'S EMPLOYMENT & EDUCATION | ||||||
| 3516 SOUTH 47TH ST STE 205 | TACOMA | WA | 98409 | 501(C)(3) | REACH PLUS | $10,000 |
| WEST AUBURN HIGH SCHOOL | ||||||
| 401 WEST NAUB STREET | AUBURN | WA | 98001 | 501(C)(3) | ART CLASSES | $10,000 |
| BOYS & GIRLS CLUBS OF KING COUNTY | ||||||
| 603 STEWARD ST SUITE 300 | SEATTLE | WA | 98101 | 501(C)(3) | MICROSOCIETY PROGRAM | $10,000 |
| WHATCOM COUNTY COUNCIL ON AGING | ||||||
| 315 HALLECK STREET | BELLINGHAM | WA | 98225 | 501(C)(3) | WHATCOM SAN JUAN NUTRITION PROGRAM | $10,000 |
| WHATCOM LITERACY COUNCIL | ||||||
| PO BOX 1292 | BELLINGHAM | WA | 98227 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| WORK FORCE DEVELOPMENT CENTER | ||||||
| 11215 47TH AVE W | MUKILTEO | WA | 98275 | 501(C)(3) | WFDC CAPACITY BUILDING PROJECT | $10,000 |
| COCOON HOUSE | ||||||
| 2929 PINE STREET | EVERETT | WA | 98201 | 501(C)(3) | EDUCATION & LIFE SKILLS PROGRAM FOR HOMELESS TEENS | $10,000 |
| EL CENTRO DE LA RAZA | ||||||
| 2524 16TH AVE S | SEATTLE | WA | 98144 | 501(C)(3) | SENIOR WELLNESS AND CONGREGATE PROGRAM | $10,000 |
| GLADSTONE SCHOOL DISTRICT | ||||||
| 17789 WEBSTER ROAD | GLADSTONE | OR | 97027 | 501(C)(3) | TEACHER TRAINING IN TECHNOLOGY | $10,000 |
| GREATER MAPLE VALLEY COMMUNITY CENTER | ||||||
| 22010 SE 248TH ST | MAPLE VALLEY | WA | 98038 | 501(C)(3) | SENIOR PROGRAM | $10,000 |
| ADELANTE MUJERES | ||||||
| 2420 19TH AVE | FOREST GROVE | OR | 97116 | 501(C)(3) | ADULT SKILLS CLASSES | $10,000 |
| ARTS CORPS | ||||||
| 4408 DELRIDGE WAY SW TE 110 | SEATTLE | WA | 98106 | 501(C)(3) | K-12 ARTS RESIDENCIES | $10,000 |
| CATHOLIC COMMUNITY SERVICES | ||||||
| 100 23RD AVE S | SEATTLE | WA | 98144 | 501(C)(3) | VOLUNTEER CHORE SERVICES | $10,000 |
| SEATTLE EDUCATION ACCESS | ||||||
| 6920 ROOSEVELT WAY NE 355 | SEATTLE | WA | 98115 | 501(C)(3) | COLLEGE SUCCESS PROGRAM | $10,000 |
| LOPEZ ISLAND FAMILY RESOURCE CENTER | ||||||
| PO BOX 732 | LOPEZ ISLAND | WA | 98261 | 501(C)(3) | EMPLOYMENT AND LIFE SKILLS PROGRAM | $10,000 |
| CDM SERVICES | ||||||
| 11818 SE MILL PLAIN BLVD STE 415 | VANCOUVER | WA | 98684 | 501(C)(3) | ELDERFRIENDS | $10,000 |
| NEIGHBORCARE HEALTH | ||||||
| 1537 WESTERN AVE | SEATTLE | WA | 98101 | 501(C)(3) | CLINIC SERVICES FOR SENIORS | $10,000 |
| CHILDREN'S INSTITUTE FOR LEARNING DIFFERENCES | ||||||
| 4030 86TH AVE SE | MERCER ISLAND | WA | 98040 | 501(C)(3) | SCHOOL ARTS PROGRAM | $10,000 |
| COMMUNITY ACTION PARTNERSHIP OF NORTHWEST MONTANA | ||||||
| 214 MAIN ST | KALISPELL | MT | 59901 | 501(C)(3) | FREE TO CHOO$E | $10,000 |
| DIOCESE OF OLYMPIA | ||||||
| 1610 S KING ST | SEATTLE | WA | 98144 | 501(C)(3) | ENGLISH LANGUAGE TRAINING & JOB ASSISTANCE | $10,000 |
| JACK STRAW FOUNDATION | ||||||
| 4261 ROOSEVELT WAY NE | SEATTLE | WA | 98105 | 501(C)(3) | ARTS AND TECHNOLOGY PROGRAMS | $10,000 |
| PORTLAND YOUTH BUILDERS | ||||||
| 4816 SE 92ND AVE | PORTLAND | OR | 97266 | 501(C)(3) | PATHWAYS TO INDEPENDENCE | $10,000 |
| KITSAP ADULT CENTER FOR EDUCATION | ||||||
| 616 FIFTH STEET | BREMERTON | WA | 98337 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| LOG CABIN LITERACY CENTER | ||||||
| 801 S CAPITOL BLVD | BOISE | ID | 83702 | 501(C)(3) | WRITERS IN THE SCHOOLS | $10,000 |
| MASON COUNTY LITERACY | ||||||
| PO BOX 2529 | SHELTON | WA | 98584 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| PROVAIL | ||||||
| 12550 AURORA AVE N | SEATTLE | WA | 98133 | 501(C)(3) | TRANSITION PROGRAM FOR HIGH SCHOOL STUDENTS | $10,000 |
| NORTHWEST INDIAN COLLEGE | ||||||
| 2522 KWINA ROAD | BELLINGHAM | WA | 98226 | 501(C)(3) | FINANCIAL LITERACY COMMUNITY EDUCATION PROGRAM | $10,000 |
| OPEN MEADOW ALTERNATIVE SCHOOLS | ||||||
| 7621 N WABASH AVE | PORTLAND | OR | 97217 | 501(C)(3) | ARTS EDUCATION FOR LOW INCOME YOUTH | $10,000 |
| OUR LADY OF GUADALUPE SCHOOL | ||||||
| 3401 SW MYRTLE ST | SEATTLE | WA | 98126 | 501(C)(3) | BUILDING FOR OUR PUTURE CAMPAIGN | $10,000 |
| SENIOR SERVICES OF SNOHOMISH COUNTY | ||||||
| 8225 44TH AVE W SUITE O | MULKITEO | WA | 98275 | 501(C)(3) | NUTRITION SERVICES | $10,000 |
| SENIOR SERVICES SEATTLE | ||||||
| 2208 2ND AVE SUITE 100 | SEATTLE | WA | 98121 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| TRANSITIONS PROGRAMS FOR WOMEN | ||||||
| 3104 W FORTH GEORGE WRIGHT DR | SPOKANE | WA | 99224 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| PACIFIC NORTHWEST BALLET | ||||||
| 301 MERCER ST | SEATTLE | WA | 98109 | 501(C)(3) | DISCOVER DANCE | $10,000 |
| SACAJAWEA PTA | ||||||
| 9501 20TH AVE NE | SEATTLE | WA | 98115 | 501(C)(3) | SACAJAWEA MULTICULTURAL ARTS PROGRAM | $10,000 |
| VASHON MAURY SENIOR CENTER | ||||||
| PO BOX 848 | VASHON | WA | 98070 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| SEATTLE JOBS INITIATIVE | ||||||
| 330 6TH AVE N 301 | SEATTLE | WA | 98109 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| SHORELINE-LAKE FOREST PARK ARTS COUNCIL | ||||||
| SHORELINE CENTER 18560 1ST AVE NE | SHORELINE | WA | 98155 | 501(C)(3) | ARTISTS-IN-RESIDENCE PROGRAM | $10,000 |
| TREEHOUSE | ||||||
| 2100 24TH AVE S 200 | SEATTLE | WA | 98144 | 501(C)(3) | COLLEGE AND CAREER PLANNING | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 400000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $303 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $292,444 | ExclusionAmount |
| Related Or Exempt Function Income | 4000 | RelatedOrExemptFunctionIncome |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $82 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $182,775 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $475,604 | ExclusionAmount |
| Related Or Exempt Function Income | 4000 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 479604 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 4 | LineNumber |
| Relationship Statement | IRC SEC. 103- TAX EXEMPT INCOME | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | EDWARD AND MARJORIE RINGNESS | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 50000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SMITH BUNDAY BERMAN BRITTON, P.S. - FORM 990-PF PREPARATION | Category |
| Amount | $11,966 | Amount |
| Net Investment Income | 5983 | NetInvestmentIncome |
| Disbursements Charitable Prps | 5983 | DisbursementsCharitablePrps |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 - SUPPORTING SCHEDULEDETAIL OF PART II, LINE 10BBALANCE SHEET - CORPORATE STOCK INVESTMENTS # SHS DESCRIPTION COST BASIS FAIR MARKET VALUE5000 SHARES CISCO SYSTEMS INC 101,900 90,400 853 SHARES CIT GROUP 27,995 29,744 1000 ISHARES BARCLAYS TREAS INFLN 97,484 116,690 3400 ISHARES MSCI KLD 176,099 187,102 900 ISHARES TR S&P US PFD STK 24,017 32,058 2000 SHARES RYDEX S&P EQUAL WEIGHT 63,976 92,560 366 SHARES AMGEN INC 18,963 23,501 425 SHARES AMER EXPRESS COMPANY 20,634 20,047 78 SHARES APPLE INC 19,694 31,590 1103 SHARES ASSA ABLOY AB ADR 9,677 13,743 1854 SHARES BANCO DO BRASIL SA 28,520 23,360 1049 SHARE4S BAYERISCHE MOTORENWERKE 30,800 23,319 117 SHARES BG GROUP PLC 11,260 12,519 292 SHARES BHP BILLITON LTD 16,493 20,624 326 SHARES BOEING COMPANY 19,933 23,912 269 SHARES CHEVRON CORP 27,579 28,622 838 SHARES CISCO SYS INC 17,298 15,151 196 SHARES COCA COLA COM 13,015 13,714 602 SHARES COMCAST CORP 9,412 14,183 433 SHARES CONOCOPHILLIPS 23,399 31,553 536 SHARES CVS CAREMARK CORP 19,667 21,858 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 CONT.1194 SHARES DAITO TR CONSTRUCTION CO 21,081 25,432 789 SHARES DANONE-SPONS ADR 9,566 9,973 137 SHARES DEVON ENERGY CORP 8,804 8,494 122 SHARES DOVER CORP 6,229 7,082 893 SHS EMC CORP MASS 13,187 19,235 87 SHARES ENERGIZER HLDGS INC 6,313 6,741 608 SHARES FANUC LTD-UNSP 8,961 15,382 164 SHARES FREEPORT-MCMRAN CPR & GLD 6,881 6,034 678 SHARES GLAXOSMITHKLINE PLC 26,594 30,937 22 SHARES GOOGLE INC 6,558 14,210 608 SHARES HALLIBURTON CO HOLDING 17,980 20,982 524 SHARES HONEYWELL INTL INC 24,296 28,479 1015 SHARES INMARST PLC 7,616 6,293 1062 SHARES INTEL CORP 20,285 25,754 69 SHARES INTERNL BUS MACHINES CORP 5,995 12,688 3062 SHARES ISHARES BARCLAYS AGENCY 331,232 345,853 4137 SHARES ISHARES BARCLAYS BD FD 429,823 447,086 396 SHARES JPMORGAN CHASE & CO 14,990 13,167 146 SHARES JS GROUP CORP 7,236 5,548 732 SHARES KASIKORNBANK PCL 11,685 11,566 781 SHARES KOC HLDG AS 12,993 11,621 1610 SHARES MITSUBISHI ESTATE -UN 26,102 23,973 398 SHARES MOBILE TELESYS OJSC 8,383 5,843 320 SHARES MR PRICE GROUP LT 6,666 6,336 1558 SHARES MRV ENGENHRA SPND 26,027 18,353 1538 SHARES ORACLE CORP 34,899 39,450 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 CONT.1396 SHARES PFIZER INC 25,685 30,209 644 SHARES PRUDENTIAL PLC 11,744 12,713 303 SHARES QUALCOMM INC 15,973 16,574 449 SHARES REXAM PLC 13,568 12,235 232 SHARES ROSS STORES INC 9,371 11,027 470 SHARES SAMPO PLC 5,841 5,795 350 SHARES SAP AG 16,801 18,533 2010 SHARES SBERBANK 19,595 19,979 185 SHARES SCHLUMBERGER LTD 12,787 12,637 3605 SHARES SUMITOMO MITSUI FIN GP INC 27,352 19,864 253 SHARES SUNCOR ENERGY INC 10,884 7,294 489 SHARES SYSCO CORPORATION 15,500 14,342 1176 SHARES TAIWAN S MANUFCTRING 11,713 15,182 672 SHARES TECHNIP 13,828 15,859 667 SHARES TELEKOMUNIKASI INDONESIA 23,119 20,504 2507 SHARES TELSTRA CORP 37,929 42,744 4419 SHARES TEMPLETON GLOBAL INCOME FD 29,667 41,759 1342 SHARES TULLOW OIL PLC 13,367 14,421 465 SHARES UNILEVER PLC 13,296 15,587 388 SHARES UNITED TECHNOLOGIES CORP 18,414 28,359 457 SHARES VALE SA 11,544 9,803 792 SHARES VALEO SPONSORED ADR 16,390 15,666 1027 SHARES WAL-MART STORES INC 54,233 61,374 813 SHARES WELLS FARGO & CO 23,703 22,406 7306 SHARES XSTRATA PLC 24,510 21,480 1500 SHARES ALLSTATE CORP 42,593 41,115 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 CONT.695 SHARES ABBOTT LABS 35,076 39,080 2425 SHARES APPLIED MATERIAL INC 26,942 25,972 1752 SHARES AT&T INC 42,269 52,980 715 SHARES BAKER HUGHES INC 28,186 34,778 1500 SHARES BANK NEW YORK MELLON CORP 37,072 29,865 295 SHARES BLACKROCK INC 49,188 52,581 800 SHARES BOEING CO 46,912 58,680 570 SHARES CHEVRON CORP 39,386 60,648 140 SHARES CME GROUP 36,405 34,114 325 SHARES COCA COLA CO 13,489 22,740 1550 SHARES DOW CHEMICAL CO 50,689 44,578 830 SHARES ENSCO PLC 32,899 38,944 710 SHARES EXXON MOBIL CORP 48,289 60,180 480 SHARES FREEPORT-MCMRAN CPR & GLD 19,019 17,659 3000 SHARES GENERAL ELECTRIC CO 60,287 53,730 362 SHARES GOLDMAN SACHS GROUP INC 35,824 32,736 2235 SHARES INTEL CORP 44,345 54,199 2080 SHARES INVESCO LTD 42,160 41,787 635 SHARES JOHNSON & JOHNSON 37,235 41,643 605 SHARES JOHNSON CONTROLS INC 19,325 18,912 1361 SHARES JPMORGAN CHASE & CO 60,399 45,253 3190 SHARES KKR & CO LP DEL 52,797 40,928 550 SHARES KRAFT FOODS INC 18,226 20,548 3015 SHARES MASCO CORP 36,869 31,597 1300 SHARES MEDTRONIC INC 42,584 49,725 1240 SHARES MERCK AND CO INC 43,985 46,748 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 CONT.1485 SHARES METLIFE INC 47,052 46,302 3340 SHARES NEW YORK COMMUNITY BANCORP 44,408 41,316 3265 SHARES NEWELL RUBBERMAID INC 50,040 52,730 1175 SHARES OMNICON GROUP 37,245 52,382 475 SHARES PEPSICO INC 31,345 31,516 2408 SHARES PFIZER INC 49,745 52,109 950 SHARES PRUDENTIAL FINANCIAL INC 52,708 47,614 550 SHARES QUALCOMM INC 21,394 30,085 1135 SHARES SANOFI-AVENTIS 45,358 41,473 625 SHARES SCHLUMBERGER LTD 25,499 42,694 2575 SHARES STAPLES INC 52,344 35,767 920 SHARES TEVA PHARMACTCL INDS ADR 38,342 37,131 1515 SHARES VODAFONE GROP PLC 39,571 42,465 700 SHARES WAL-MART STORES INC 35,355 41,832 1690 SHARES WELLS FARGO & CO 49,993 46,576 385 SHARES 3M COMPANY 27,576 31,466 1494 SHARES ASTRAZENECA PLC 70,057 69,157 2670 SHARES AT&T INC 65,666 80,741 1022 SHARES BOEING CO 52,376 74,964 2560 SHARES BRISTOL MYERS SQUIBB 60,194 90,214 1090 SHARES CHEVRON CORP 66,824 115,976 1116 SHARES CONOCOPHILLIPS 57,761 81,323 1295 SHARES DOMINION RES INC 55,678 68,738 1145 DU PONT E I DE NEMOURS & CO 37,593 52,418 1996 SHARES LILLY ELI & CO 93,196 82,954 3411 SHARES GENERAL ELECTRIC CO 96,294 61,091 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 CONT.1118 SHARES GENUINE PARTS CO 48,943 68,422 1730 SHARES HEINZ H J CO 64,874 93,489 1215 SHARES HSBC HLDGS PLC 54,066 46,292 2886 SHARES INTEL CORP 55,343 69,985 1172 SHARES JOHNSON & JOHNSON 72,095 76,860 1060 SHARES KIMBERLY CLARK 73,074 77,973 2199 SHARES KRAFT FOODS INC 70,483 82,155 1760 SHARES MERCK AND CO INC 56,969 66,352 1274 SHARES NEXTERA ENERGY 64,779 77,561 2950 SHARES NOKIA CORP 46,270 14,219 814 SHARES ROYAL DUTCH SHEL PLC 58,779 61,872 1040 SHARES TRAVELERS COS 44,233 61,537 2910 SHARES UNILEVER N V 64,186 100,017 2192 SHARES VERIZON COMMUNICATIONS 72,326 87,943 2290 SHARES VODAFONE GROUP PLC 66,146 64,189 795 SHS 3M COMPANY 47,413 64,975 405 SHARES ACME PACKET INC 20,507 12,519 467 SHARES ALEXION PHARMS INC 19,847 33,391 442 SHARES ALLERGAN INC 23,330 38,781 157 SHARES AMAZON 15,779 27,177 131 SHARES APPLE INC 14,370 53,055 681 SHARES ARM HOLDINGS PLC 6,173 18,843 164 SHARES BIOGEN IDEC INC 14,851 18,048 575 SHARES CAMERON INTL CORP 26,521 28,284 258 SHARES CATERPILLER INC 26,607 23,375 80 SHARES CHIPOTLE MEXICAN GRILL 20,785 27,019 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 10 CONT.430 SHARES CITRIX SYSTEMS INC 22,879 26,109 611 SHARES COGNIZANT TECH SOLTNS CORP 15,221 39,293 269 SHARES DOLLAR TREE INC 20,208 22,357 952 SHARES EMC CORP 26,069 20,506 463 SHARES EXPEDITORS INTL WASH INC 18,477 18,964 388 SHARES EXPRESS SCRIPTS INC 18,019 17,340 64 SHARES GOOGLE INC 28,591 41,338 371 SHARES LULULEMON ATHLETICA INC 16,574 17,311 351 SHARES MONSANTO CO 25,519 24,594 250 SHARES OCCIDENTAL PETE CORP 22,641 23,425 363 SHARES PERRIGO CO 21,568 35,320 339 SHARES POLYPORE INTL INC 21,377 14,913 45 SHARES PRICELINE COM INC 12,429 21,047 615 SHARES QUALCOMM INC 26,081 33,640 435 SHARES SCHLUMBERGER LTD 27,499 29,715 498 SHARES STARWOOD HOTELS 24,948 23,889 325 SHARES UNION PACIFIC CORP 22,730 34,431 194 SHARES VISA INC 18,843 19,697 $6,239,497 $6,940,084 |
| AMENDED 2011 FORM 990-PF | 2011 FORM 990-PF HAS BEEN AMENDED TO INCLUDE THE CORRECT ATTACHMENT FOR THE CORPORATE STOCK FOOTNOTE AND TO REMOVE STATEMENTS WHICH HAD BEEN CARRIED FORWARD FROM THE 2010 RETURN AND WERE NO LONGER APPLICABLE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (14 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 70,000 CATERPILLAR FINL SVCS CORP 4.625% MATURES 6/1/2015 | 69305 | 76930 |
| 50,000 AMERICAN INTL GROUP INC 5.05% MATURES 10/1/2015 | 48076 | 48412 |
| 40,000 GE CAPITAL INTERNOTES 5% MATURES 12/15/2015 | 40005 | 42916 |
| 140,000 AETNA INC 6% | 147461 | 161085 |
| 14,879 CIT GROUP INC 7% MATURES 5/1/2015 | 16879 | 14909 |
| 24,799 CIT GROUP INC 7% MATURES 5/1/2016 | 28133 | 24799 |
| 34,719 CIT GROUP INC 7% MATURES 5/1/2017 | 39386 | 34719 |
| 50,000 VERIZON COMM INC BONDS 5.5% MATURES 2/15/2018 | 49956 | 58291 |
| 55,000 COUNTRYWIDE HOME LOANS 5.5% MATURES 6/15/2018 | 56380 | 48407 |
| 50,000 HARTFORD FINL SVCS MTN 6% MATURES 5/16/2018 | 50456 | 51314 |
| 140,000 NEW YORK TELE CO 6.7% MATURES 11/1/2023 | 146060 | 145949 |
| 140,000 MERRILL LYNCH & CO INC. 6.22% MATURES 9/15/2026 | 142986 | 115482 |
| 140,000 BELLSOUTH TELECOM 6.375% MATURES 6/1/2028 | 145585 | 164766 |
| 139,000 JOHN HOPKINS UNIVERSITY 5.25% MATURES 7/1/2019 | 139827 | 165281 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 7,950 SHS MICROSOFT CORPORATION | 251131 | 206382 |
| SEE STATEMENT | 6239497 | 6940084 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 48649 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 57776 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 100033 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 112511 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (4 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 50,000 MIDFIRST BANK CD DUE 2/4/2013 - 1.7% | AT COST | 50005 | 50161 |
| 40,000 ALPINE BANK CD DUE 2/12/2014 - 2.1% | AT COST | 40005 | 40122 |
| 1631 SHS HCP INC | AT COST | 51479 | 67572 |
| 1240 SHS HEALTHCARE REIT 5.9% | AT COST | 51283 | 67617 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | JEPPESEN GRAY SAKAI P.S. - GENERAL CORPORATE COUNSELING | Category |
| Amount | $88 | Amount |
| Net Investment Income | 44 | NetInvestmentIncome |
| Disbursements Charitable Prps | 44 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| RECEIVABLE FROM BROKER | 2338 | 1601 | 1601 |
| ACCRUED INTEREST RECEIVABLE | 0 | 31676 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| LICENSES & FEES | 35 | 0 | 35 |
| OFFICE EXPENSES | 484 | 0 | 484 |
| MEMBERSHIPS | 2665 | 0 | 2665 |
| OTHER INVESTMENT COSTS | 192 | 192 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PUBLICALLY TRADED PARTNERSHIP INVESTMENT | Description |
| Revenue And Expenses Per Books | 82 | RevenueAndExpensesPerBooks |
| Net Investment Income | 82 | NetInvestmentIncome |
| Adjusted Net Income | 82 | AdjustedNetIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MERRILL LYNCH - INVESTMENT SERVICES | Category |
| Amount | $69,161 | Amount |
| Net Investment Income | 69161 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX WITHHOLDING | Category |
| Amount | $3,758 | Amount |
| Net Investment Income | 3758 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments