HAUGLAND FAMILY FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- HAUGLAND FAMILY FOUNDATION (EIN 20-0270777)
- Tax period
- 2010-10-01 to 2011-09-30
- Filed
- 2012-06-25
- IRS object ID
- 201241779349100054
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-25T12:05:45-05:00 | Timestamp |
| Tax Period End Date | 2011-09-30 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200270777 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROSARIA P HAUGLAND FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ROSA | NameControl |
| Phone | 5413431418 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1590 WILLAMETTE ST NO 220 | AddressLine1 |
| City | EUGENE | City |
| State | OR | State |
| ZIP Code | 97401 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CAROLYN FOWLER | Name |
| Title | SECRETARY/DIRECTOR | Title |
| Phone | 5413431418 | Phone |
| Date Signed | 2012-06-25 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 18952699 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 524751 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 524751 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 403692 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 7019224 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 403692 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 61070 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 53621 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 989513 | TotalRevenueAndExpenses |
| Total Net Investment Income | 982064 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Interest Rev And Expnss | 425 | InterestRevAndExpnss |
| Interest Net Invst Incm | 425 | InterestNetInvstIncm |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 1646 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1286 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 145110 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 145110 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 147181 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 146821 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 909550 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 909550 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1056731 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 146821 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 909550 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -67218 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 835243 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 467515 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2083282 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2083282 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 2027217 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 505203 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 520815 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 12267680 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 11663537 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 11566638 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 835228 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 756905 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 741256 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 2980053 | InvestmentsOtherBOY |
| Investments Other EOY | 3534048 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 4040708 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 18577693 | TotalAssetsBOY |
| Total Assets EOY | 18542975 | TotalAssetsEOY |
| Total Assets EOYFMV | 18952699 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 0 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 32500 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 32500 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 18577693 | CapitalStockBOY |
| Capital Stock EOY | 18510475 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 18577693 | TotalNetAssetsBOY |
| Total Net Assets EOY | 18510475 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 18577693 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 18542975 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 18577693 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -67218 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 18510475 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 18510475 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (401 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| BAXTER INTL INC COM, 260 SH (CS 035748) | P | 2009-06-05 | 2010-10-22 | 13269 | 12423 | 846 | 846 |
| SYMANTEC CORP, 520 SH (CS 035749) | P | 2009-02-03 | 2010-10-28 | 8538 | 7638 | 900 | 900 |
| AKAMAI TECHNOLOGIES INC COM, 165 SH (CS 035750) | P | 2009-02-03 | 2010-11-08 | 8899 | 2298 | 6601 | 6601 |
| WEATHERFORD INTL LTD REG ISIN#CH0038838394, 270 SH (CS 035751) | P | 2009-02-03 | 2010-12-09 | 5679 | 2859 | 2820 | 2820 |
| BRISTOL MYERS SQUIBB CO COM, 95 SH (CS 035752) | P | 2009-05-28 | 2010-12-14 | 2503 | 1855 | 648 | 648 |
| BRISTOL MYERS SQUIBB CO COM, 285 SH (CS 035753) | P | 2009-02-27 | 2010-12-14 | 7509 | 5373 | 2136 | 2136 |
| BRISTOL MYERS SQUIBB CO COM, 60 SH (CS 035754) | P | 2009-02-27 | 2010-12-14 | 1581 | 1131 | 450 | 450 |
| DOLE FOOD CO INC NEW, 650 SH (CS 035755) | P | 2009-12-09 | 2010-12-28 | 8663 | 7671 | 992 | 992 |
| MARKEL CORP COM, 2 SH (CS 035756) | P | 2009-02-03 | 2011-01-31 | 805 | 590 | 215 | 215 |
| HALLIBURTON CO COM, 130 SH (CS 035757) | P | 2009-02-03 | 2011-02-01 | 5862 | 2228 | 3634 | 3634 |
| MARKEL CORP COM, 14 SH (CS 035758) | P | 2009-02-03 | 2011-02-01 | 5645 | 4133 | 1512 | 1512 |
| MARKEL CORP COM, 9 SH (CS 035759) | P | 2009-02-03 | 2011-02-02 | 3618 | 2657 | 961 | 961 |
| MARKEL CORP COM, 15 SH (CS 035760) | P | 2009-02-03 | 2011-02-11 | 6261 | 4428 | 1833 | 1833 |
| WEATHERFORD INTL LTD REG ISIN#CH0038838394, 115 SH (CS 035761) | P | 2009-02-03 | 2011-02-14 | 2927 | 1218 | 1709 | 1709 |
| DOLE FOOD CO INC NEW, 70 SH (CS 035762) | P | 2010-02-05 | 2011-02-18 | 1030 | 763 | 267 | 267 |
| HALLIBURTON CO COM, 105 SH (CS 035763) | P | 2009-02-03 | 2011-03-29 | 5121 | 1800 | 3321 | 3321 |
| BECTON DICKINSON & CO, 75 SH (CS 035764) | P | 2009-05-06 | 2011-05-13 | 6638 | 4606 | 2032 | 2032 |
| UNITEDHEALTH GROUP INC COM, 95 SH (CS 035765) | P | 2009-02-03 | 2011-05-13 | 4853 | 2745 | 2108 | 2108 |
| BECTON DICKINSON & CO, 35 SH (CS 035766) | P | 2009-05-06 | 2011-05-18 | 3129 | 2150 | 979 | 979 |
| L 3 COMMUNICATIONS HLDGS INC COM, 105 SH (CS 035767) | P | 2009-02-03 | 2011-07-01 | 9240 | 8106 | 1134 | 1134 |
| UNITEDHEALTH GROUP INC COM, 10 SH (CS 035768) | P | 2009-02-03 | 2011-07-25 | 526 | 289 | 237 | 237 |
| ENERGIZER HLDGS INC COM, 55 SH (CS 035769) | P | 2009-02-03 | 2011-07-28 | 4482 | 2574 | 1908 | 1908 |
| YUM BRANDS INC COM, 10 SH (CS 035770) | P | 2009-02-03 | 2011-08-30 | 543 | 274 | 269 | 269 |
| YUM BRANDS INC COM, 40 SH (CS 035771) | P | 2009-02-03 | 2011-09-15 | 2142 | 1097 | 1045 | 1045 |
| EBAY INC COM, 50 SH (CS 035772) | P | 2009-02-03 | 2011-09-21 | 1673 | 612 | 1061 | 1061 |
| NEXTERA ENERGY INC COM, 105 SH (CS 035773) | P | 2010-02-18 | 2011-09-27 | 5823 | 4802 | 1021 | 1021 |
| ADOBE SYS INC COM, 230 SH (CS 035774) | P | 2010-06-23 | 2011-09-28 | 5863 | 6978 | -1115 | -1115 |
| APACHE CORP, 10 SH (CS 035775) | P | 2008-08-27 | 2011-09-28 | 850 | 1194 | -344 | -344 |
| APACHE CORP, 50 SH (CS 035776) | P | 2008-08-25 | 2011-09-28 | 4251 | 5638 | -1387 | -1387 |
| ACTIVISION BLIZZARD INC COM, 205 SH (CS 035777) | P | 2009-09-15 | 2011-09-28 | 2495 | 2365 | 130 | 130 |
| ACTIVISION BLIZZARD INC COM, 630 SH (CS 035778) | P | 2009-02-03 | 2011-09-28 | 7668 | 5524 | 2144 | 2144 |
| COMCAST CORP CL A, 465 SH (CS 035779) | P | 2009-02-03 | 2011-09-28 | 10398 | 6709 | 3689 | 3689 |
| CISCO SYSTEMS INC, 400 SH (CS 035780) | P | 2009-02-03 | 2011-09-28 | 6485 | 6072 | 413 | 413 |
| DELL INC COM, 600 SH (CS 035781) | P | 2009-02-03 | 2011-09-28 | 9079 | 5528 | 3551 | 3551 |
| DOLE FOOD CO INC NEW, 520 SH (CS 035782) | P | 2010-05-06 | 2011-09-28 | 5320 | 5809 | -489 | -489 |
| DOLE FOOD CO INC NEW, 15 SH (CS 035783) | P | 2010-02-05 | 2011-09-28 | 153 | 163 | -10 | -10 |
| EBAY INC COM, 285 SH (CS 035784) | P | 2009-02-03 | 2011-09-28 | 9140 | 3491 | 5649 | 5649 |
| ENERGIZER HLDGS INC COM, 50 SH (CS 035785) | P | 2009-02-03 | 2011-09-28 | 3490 | 2340 | 1150 | 1150 |
| GILEAD SCIENCES INC, 45 SH (CS 035786) | P | 2009-10-02 | 2011-09-28 | 1792 | 2012 | -220 | -220 |
| GILEAD SCIENCES INC, 165 SH (CS 035787) | P | 2009-08-14 | 2011-09-28 | 6572 | 7335 | -763 | -763 |
| HARRIS CORP DEL, 90 SH (CS 035788) | P | 2009-02-03 | 2011-09-28 | 3228 | 3750 | -522 | -522 |
| INTUIT INCORPORATED COM, 150 SH (CS 035789) | P | 2009-09-10 | 2011-09-28 | 7259 | 4201 | 3058 | 3058 |
| L 3 COMMUNICATIONS HLDGS INC COM, 60 SH (CS 035790) | P | 2009-07-07 | 2011-09-28 | 3765 | 3845 | -80 | -80 |
| L 3 COMMUNICATIONS HLDGS INC COM, 25 SH (CS 035791) | P | 2009-02-03 | 2011-09-28 | 1569 | 1930 | -361 | -361 |
| MCKESSON CORP COM, 80 SH (CS 035792) | P | 2009-02-03 | 2011-09-28 | 6045 | 3555 | 2490 | 2490 |
| NEXTERA ENERGY INC COM, 100 SH (CS 035793) | P | 2010-02-18 | 2011-09-28 | 5447 | 4573 | 874 | 874 |
| UNITEDHEALTH GROUP INC COM, 245 SH (CS 035794) | P | 2009-02-03 | 2011-09-28 | 11851 | 7080 | 4771 | 4771 |
| WEATHERFORD INTL LTD REG ISIN#CH0038838394, 80 SH (CS 035795) | P | 2009-02-03 | 2011-09-28 | 1047 | 847 | 200 | 200 |
| YUM BRANDS INC COM, 145 SH (CS 035796) | P | 2009-02-03 | 2011-09-28 | 7701 | 3975 | 3726 | 3726 |
| INTERNATIONAL BUSINESS MACHS CORP COM, 20 SH (CS 035797) | P | 2009-02-02 | 2010-10-06 | 2748 | 1820 | 928 | 928 |
| ORACLE CORP COM, 90 SH (CS 035798) | P | 2008-10-27 | 2010-10-22 | 2599 | 1489 | 1110 | 1110 |
| BRISTOL MYERS SQUIBB CO COM, 60 SH (CS 035799) | P | 2009-04-17 | 2010-10-27 | 1613 | 1247 | 366 | 366 |
| CONOCOPHILLIPS COM, 10 SH (CS 035800) | P | 2009-02-02 | 2010-11-12 | 623 | 460 | 163 | 163 |
| ITT CORP NEW COM, 350 SH (CS 035801) | P | 2009-02-02 | 2010-11-29 | 15844 | 15376 | 468 | 468 |
| CHUBB CORP, 50 SH (CS 035802) | P | 2009-02-02 | 2010-12-09 | 2934 | 2100 | 834 | 834 |
| INTERNATIONAL BUSINESS MACHS CORP COM, 20 SH (CS 035803) | P | 2009-02-02 | 2010-12-20 | 2896 | 1820 | 1076 | 1076 |
| ACE LIMITED SHS ISIN#CH0044328745, 30 SH (CS 035804) | P | 2009-04-24 | 2011-01-05 | 1871 | 1327 | 544 | 544 |
| FLEXTRONICS INTL LTD ORD SHS ISIN#SG9999000020, 280 SH (CS 035805) | P | 2009-02-02 | 2011-01-10 | 2246 | 745 | 1501 | 1501 |
| FLEXTRONICS INTL LTD ORD SHS ISIN#SG9999000020, 410 SH (CS 035806) | P | 2009-02-02 | 2011-02-07 | 3251 | 1091 | 2160 | 2160 |
| EXELON CORP COM, 190 SH (CS 035807) | P | 2009-12-15 | 2011-02-16 | 7854 | 9733 | -1879 | -1879 |
| CONOCOPHILLIPS COM, 60 SH (CS 035808) | P | 2009-02-02 | 2011-03-21 | 4668 | 2762 | 1906 | 1906 |
| ORACLE CORP COM, 90 SH (CS 035809) | P | 2008-10-27 | 2011-03-25 | 2999 | 1489 | 1510 | 1510 |
| CAPITAL ONE FINL CORP COM, 50 SH (CS 035810) | P | 2009-02-02 | 2011-04-26 | 2696 | 805 | 1891 | 1891 |
| WESTERN DIGITAL CORP COM, 150 SH (CS 035811) | P | 2010-04-13 | 2011-05-05 | 5706 | 6055 | -349 | -349 |
| JOHNSON & JOHNSON COM, 60 SH (CS 035812) | P | 2010-03-19 | 2011-05-11 | 3990 | 3907 | 83 | 83 |
| JOHNSON & JOHNSON COM, 60 SH (CS 035813) | P | 2009-04-22 | 2011-05-11 | 3990 | 3074 | 916 | 916 |
| JOHNSON & JOHNSON COM, 80 SH (CS 035814) | P | 2009-02-02 | 2011-05-11 | 5320 | 4591 | 729 | 729 |
| JOHNSON & JOHNSON COM, 66 SH (CS 035815) | P | 2008-10-16 | 2011-05-11 | 4389 | 4171 | 218 | 218 |
| INTERNATIONAL BUSINESS MACHS CORP COM, 10 SH (CS 035816) | P | 2009-02-02 | 2011-05-20 | 1699 | 910 | 789 | 789 |
| ST JUDE MED INC COM, 40 SH (CS 035817) | P | 2009-04-17 | 2011-05-25 | 1971 | 1442 | 529 | 529 |
| AT&T INC COM, 60 SH (CS 035818) | P | 2009-02-02 | 2011-06-07 | 1827 | 1486 | 341 | 341 |
| MCGRAW-HILL COS INC COM, 210 SH (CS 035819) | P | 2010-04-13 | 2011-06-09 | 8698 | 7612 | 1086 | 1086 |
| GAMESTOP CORP NEW CLASS A, 60 SH (CS 035820) | P | 2009-05-27 | 2011-06-15 | 1577 | 1375 | 202 | 202 |
| ST JUDE MED INC COM, 80 SH (CS 035821) | P | 2009-04-17 | 2011-06-17 | 3834 | 2885 | 949 | 949 |
| V F CORP, 22 SH (CS 035822) | P | 2009-07-29 | 2011-06-21 | 2329 | 1400 | 929 | 929 |
| CHUBB CORP, 35 SH (CS 035823) | P | 2009-02-02 | 2011-06-28 | 2166 | 1470 | 696 | 696 |
| MCGRAW-HILL COS INC COM, 80 SH (CS 035824) | P | 2010-06-16 | 2011-07-21 | 3540 | 2446 | 1094 | 1094 |
| MCGRAW-HILL COS INC COM, 70 SH (CS 035825) | P | 2010-04-13 | 2011-07-21 | 3098 | 2537 | 561 | 561 |
| ST JUDE MED INC COM, 40 SH (CS 035826) | P | 2009-10-06 | 2011-07-26 | 1913 | 1371 | 542 | 542 |
| ST JUDE MED INC COM, 180 SH (CS 035827) | P | 2009-04-17 | 2011-07-26 | 8607 | 6490 | 2117 | 2117 |
| ADVANCE AUTO PTS INC COM, 60 SH (CS 035828) | P | 2010-03-19 | 2011-08-11 | 3286 | 2567 | 719 | 719 |
| ADVANCE AUTO PTS INC COM, 110 SH (CS 035829) | P | 2010-03-15 | 2011-08-11 | 6024 | 4627 | 1397 | 1397 |
| CONOCOPHILLIPS COM, 40 SH (CS 035830) | P | 2009-06-05 | 2011-08-16 | 2673 | 1790 | 883 | 883 |
| CONOCOPHILLIPS COM, 220 SH (CS 035831) | P | 2009-02-02 | 2011-08-16 | 14701 | 10128 | 4573 | 4573 |
| CHUBB CORP, 30 SH (CS 035832) | P | 2009-02-02 | 2011-08-23 | 1784 | 1260 | 524 | 524 |
| AT&T INC COM, 120 SH (CS 035833) | P | 2009-02-02 | 2011-08-23 | 3427 | 2972 | 455 | 455 |
| V F CORP, 42 SH (CS 035834) | P | 2009-07-29 | 2011-09-23 | 5251 | 2673 | 2578 | 2578 |
| BRISTOL MYERS SQUIBB CO COM, 87 SH (CS 035835) | P | 2009-04-17 | 2011-09-28 | 2712 | 1808 | 904 | 904 |
| V F CORP, 16 SH (CS 035836) | P | 2009-10-27 | 2011-09-30 | 1991 | 1174 | 817 | 817 |
| V F CORP, 6 SH (CS 035837) | P | 2009-07-29 | 2011-09-30 | 747 | 382 | 365 | 365 |
| SYNAPTICS INC COM, 167 SH (CS 035838) | P | 2009-09-22 | 2010-10-22 | 4460 | 4468 | -8 | -8 |
| SYNAPTICS INC COM, 153 SH (CS 035839) | P | 2009-09-16 | 2010-10-22 | 4086 | 4355 | -269 | -269 |
| KINDER MORGAN MGMT LLC SHS, 0.729 SH (CS 035840) | P | 2009-02-02 | 2010-11-12 | 27 | -27 | -27 | |
| BRINKS CO COM, 298 SH (CS 035841) | P | 2009-02-02 | 2010-12-03 | 7772 | 7949 | -177 | -177 |
| CARMAX INC COM, 69 SH (CS 035842) | P | 2009-06-18 | 2010-12-20 | 2446 | 897 | 1549 | 1549 |
| CARMAX INC COM, 14 SH (CS 035843) | P | 2009-06-17 | 2010-12-20 | 496 | 177 | 319 | 319 |
| KNOLL INC COM NEW, 207 SH (CS 035844) | P | 2009-02-02 | 2010-12-20 | 3427 | 1445 | 1982 | 1982 |
| UNIVERSAL CORP VA COM, 133 SH (CS 035845) | P | 2009-04-27 | 2010-12-20 | 5527 | 4028 | 1499 | 1499 |
| UNIVERSAL CORP VA COM, 84 SH (CS 035846) | P | 2009-04-27 | 2010-12-21 | 3499 | 2544 | 955 | 955 |
| KINDER MORGAN MGMT LLC SHS, 0.679 SH (CS 035847) | P | 2009-02-02 | 2011-02-14 | 25 | -25 | -25 | |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 323 SH (CS 035 | P | 2009-11-24 | 2011-02-28 | 1615 | 1725 | -110 | -110 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 204 SH (CS 035 | P | 2009-11-23 | 2011-02-28 | 1020 | 1091 | -71 | -71 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 75 SH (CS 0358 | P | 2009-11-24 | 2011-03-01 | 370 | 400 | -30 | -30 |
| INVESTORS TITLE CO, 8 SH (CS 035851) | P | 2009-02-02 | 2011-03-09 | 245 | 272 | -27 | -27 |
| INVESTORS TITLE CO, 8 SH (CS 035852) | P | 2009-02-02 | 2011-03-10 | 244 | 272 | -28 | -28 |
| INVESTORS TITLE CO, 112 SH (CS 035853) | P | 2009-02-02 | 2011-03-14 | 3438 | 3806 | -368 | -368 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 264 SH (CS 035 | P | 2009-12-29 | 2011-03-22 | 1304 | 1425 | -121 | -121 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 244 SH (CS 035 | P | 2009-12-28 | 2011-03-22 | 1206 | 1336 | -130 | -130 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 243 SH (CS 035 | P | 2009-11-25 | 2011-03-22 | 1201 | 1272 | -71 | -71 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 6 SH (CS 03585 | P | 2009-11-24 | 2011-03-22 | 30 | 32 | -2 | -2 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 374 SH (CS 035 | P | 2009-12-31 | 2011-03-23 | 1825 | 1974 | -149 | -149 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 446 SH (CS 035 | P | 2009-12-30 | 2011-03-23 | 2176 | 2395 | -219 | -219 |
| FORCE PROTN INC COM NEW C/A EFF 12/19/11 1 OLD/USD 5.52 P/S, 131 SH (CS 035 | P | 2009-12-29 | 2011-03-23 | 639 | 707 | -68 | -68 |
| ALLEGHANY CORP DEL COM, 0.62 SH (CS 035861) | P | 2009-02-02 | 2011-04-29 | 204 | 158 | 46 | 46 |
| WESCO FINL CORP_C/A EFF 6/24/11 1 OLD/ USD385 P/S, 17 SH (CS 035862) | P | 2009-02-02 | 2011-05-03 | 6640 | 5032 | 1608 | 1608 |
| CARMAX INC COM, 18 SH (CS 035863) | P | 2009-07-15 | 2011-05-03 | 618 | 273 | 345 | 345 |
| CARMAX INC COM, 105 SH (CS 035864) | P | 2009-07-14 | 2011-05-03 | 3604 | 1514 | 2090 | 2090 |
| CARMAX INC COM, 25 SH (CS 035865) | P | 2009-07-07 | 2011-05-03 | 858 | 338 | 520 | 520 |
| CARMAX INC COM, 111 SH (CS 035866) | P | 2009-07-01 | 2011-05-03 | 3810 | 1635 | 2175 | 2175 |
| CARMAX INC COM, 70 SH (CS 035867) | P | 2009-06-18 | 2011-05-03 | 2403 | 910 | 1493 | 1493 |
| KINDER MORGAN MGMT LLC SHS, 0.669 SH (CS 035868) | P | 2009-02-02 | 2011-05-13 | 24 | -24 | -24 | |
| ALBEMARLE CORP, 35 SH (CS 035869) | P | 2009-02-02 | 2011-06-27 | 2314 | 794 | 1520 | 1520 |
| ALBEMARLE CORP, 94 SH (CS 035870) | P | 2009-02-02 | 2011-08-09 | 5100 | 2132 | 2968 | 2968 |
| HASBRO INC COM, 42 SH (CS 035871) | P | 2009-07-01 | 2011-08-09 | 1456 | 1036 | 420 | 420 |
| HASBRO INC COM, 68 SH (CS 035872) | P | 2009-06-18 | 2011-08-09 | 2357 | 1687 | 670 | 670 |
| AOL INC COM, 71 SH (CS 035873) | P | 2010-07-15 | 2011-08-11 | 820 | 1535 | -715 | -715 |
| AOL INC COM, 87 SH (CS 035874) | P | 2010-07-14 | 2011-08-11 | 1005 | 1830 | -825 | -825 |
| AOL INC COM, 77 SH (CS 035875) | P | 2010-07-13 | 2011-08-11 | 889 | 1619 | -730 | -730 |
| AOL INC COM, 65 SH (CS 035876) | P | 2010-07-12 | 2011-08-11 | 751 | 1340 | -589 | -589 |
| AOL INC COM, 87 SH (CS 035877) | P | 2010-07-09 | 2011-08-11 | 1005 | 1766 | -761 | -761 |
| AOL INC COM, 43 SH (CS 035878) | P | 2010-07-08 | 2011-08-11 | 496 | 884 | -388 | -388 |
| KINDER MORGAN MGMT LLC SHS, 0.957 SH (CS 035879) | P | 2009-02-02 | 2011-08-12 | 34 | -34 | -34 | |
| OWENS AND MINOR INC HLDGS CO INC, 34.5 SH (CS 035880) | P | 2009-02-02 | 2011-08-25 | 971 | 914 | 57 | 57 |
| OWENS AND MINOR INC HLDGS CO INC, 30 SH (CS 035881) | P | 2007-05-04 | 2011-08-25 | 844 | 716 | 128 | 128 |
| OWENS AND MINOR INC HLDGS CO INC, 5.5 SH (CS 035882) | P | 2007-03-15 | 2011-08-25 | 155 | 126 | 29 | 29 |
| CONSTELLATION BRANDS INC CL A, 20 SH (CS 035883) | P | 2010-04-30 | 2011-08-25 | 376 | 367 | 9 | 9 |
| CONSTELLATION BRANDS INC CL A, 600 SH (CS 035884) | P | 2010-04-29 | 2011-08-25 | 11288 | 11198 | 90 | 90 |
| ALEXANDER & BALDWIN INC COM C/A EFF 06/06/12 1 OLD / 1 CU XXX-XX-XXXX ALEXANDE | P | 2009-02-02 | 2011-09-28 | 8794 | 5051 | 3743 | 3743 |
| ADVENT SOFTWARE INC COM, 97 SH (CS 035886) | P | 2009-02-02 | 2011-09-28 | 2055 | 1124 | 931 | 931 |
| ATWOOD OCEANICS INC, 211 SH (CS 035887) | P | 2009-02-02 | 2011-09-28 | 7248 | 3458 | 3790 | 3790 |
| CABELAS INC COM CL A, 7 SH (CS 035888) | P | 2009-06-18 | 2011-09-28 | 153 | 77 | 76 | 76 |
| CABELAS INC COM CL A, 352 SH (CS 035889) | P | 2009-06-17 | 2011-09-28 | 7718 | 3898 | 3820 | 3820 |
| CORRECTIONS CORP AMER NEW COM NEW, 288 SH (CS 035890) | P | 2009-02-02 | 2011-09-28 | 6622 | 4035 | 2587 | 2587 |
| ENERGIZER HLDGS INC COM, 58 SH (CS 035891) | P | 2009-02-02 | 2011-09-28 | 4058 | 2743 | 1315 | 1315 |
| EATON VANCE CORP COM NON VTG, 332 SH (CS 035892) | P | 2009-02-02 | 2011-09-28 | 7400 | 6471 | 929 | 929 |
| FIRST INDL RLTY TR INC COM, 249 SH (CS 035893) | P | 2010-04-09 | 2011-09-28 | 2069 | 2159 | -90 | -90 |
| HASBRO INC COM, 5 SH (CS 035894) | P | 2009-07-14 | 2011-09-28 | 174 | 119 | 55 | 55 |
| HASBRO INC COM, 18 SH (CS 035895) | P | 2009-07-07 | 2011-09-28 | 625 | 418 | 207 | 207 |
| HASBRO INC COM, 38 SH (CS 035896) | P | 2009-07-01 | 2011-09-28 | 1319 | 938 | 381 | 381 |
| HATTERAS FINL CORP COM, 84 SH (CS 035897) | P | 2009-02-02 | 2011-09-28 | 2145 | 2075 | 70 | 70 |
| KINDER MORGAN MGMT LLC SHS, 118 SH (CS 035898) | P | 2009-02-02 | 2011-09-28 | 7086 | 4147 | 2939 | 2939 |
| KNOLL INC COM NEW, 254 SH (CS 035899) | P | 2009-02-02 | 2011-09-28 | 3566 | 1773 | 1793 | 1793 |
| MBIA INC, 597 SH (CS 035900) | P | 2010-04-09 | 2011-09-28 | 4436 | 4614 | -178 | -178 |
| MICREL INC COM, 71 SH (CS 035901) | P | 2010-05-25 | 2011-09-28 | 698 | 756 | -58 | -58 |
| MICREL INC COM, 92 SH (CS 035902) | P | 2010-02-25 | 2011-09-28 | 904 | 854 | 50 | 50 |
| MICREL INC COM, 393 SH (CS 035903) | P | 2010-02-24 | 2011-09-28 | 3863 | 3716 | 147 | 147 |
| MARTIN MARIETTA MATLS INC COM, 46 SH (CS 035904) | P | 2010-04-16 | 2011-09-28 | 3008 | 4176 | -1168 | -1168 |
| MONTPELIER RE HOLDINGS LTD SHS ISIN#BMG621851069, 263 SH (CS 035905) | P | 2009-02-02 | 2011-09-28 | 4562 | 3717 | 845 | 845 |
| NEWMARKET CORP COM, 106 SH (CS 035906) | P | 2009-02-02 | 2011-09-28 | 16460 | 3428 | 13032 | 13032 |
| OLD DOMINION FREIGHT LINE INC COM, 91 SH (CS 035907) | P | 2010-04-09 | 2011-09-28 | 2698 | 2100 | 598 | 598 |
| OLD DOMINION FREIGHT LINE INC COM, 111 SH (CS 035908) | P | 2010-04-01 | 2011-09-28 | 3291 | 2462 | 829 | 829 |
| OWENS AND MINOR INC HLDGS CO INC, 69 SH (CS 035909) | P | 2009-02-02 | 2011-09-28 | 2009 | 1827 | 182 | 182 |
| PRICESMART INC COM, 351 SH (CS 035910) | P | 2009-02-02 | 2011-09-28 | 23450 | 5921 | 17529 | 17529 |
| STURM RUGER & CO INC, 422 SH (CS 035911) | P | 2009-02-02 | 2011-09-28 | 12535 | 2757 | 9778 | 9778 |
| SERVICE CORP INTL, 591 SH (CS 035912) | P | 2009-02-02 | 2011-09-28 | 5591 | 2637 | 2954 | 2954 |
| TREDEGAR CORP, 199 SH (CS 035913) | P | 2009-02-02 | 2011-09-28 | 2990 | 3321 | -331 | -331 |
| TENET HEALTHCARE CORP, 1085 SH (CS 035914) | P | 2009-06-17 | 2011-09-28 | 4536 | 3083 | 1453 | 1453 |
| TEJON RANCH CO, 175 SH (CS 035915) | P | 2009-02-02 | 2011-09-28 | 4368 | 3812 | 556 | 556 |
| UDR INC COM, 259 SH (CS 035916) | P | 2009-02-02 | 2011-09-28 | 5944 | 3028 | 2916 | 2916 |
| VALUECLICK INC COM, 443 SH (CS 035917) | P | 2010-05-27 | 2011-09-28 | 7496 | 5086 | 2410 | 2410 |
| WHITE MOUNTAINS INSURANCE GROUP LTD ISIN#BMG9618E1075 SHS, 12 SH (CS 035918 | P | 2009-02-02 | 2011-09-28 | 4765 | 2931 | 1834 | 1834 |
| ALLEGHANY CORP DEL COM, 10 SH (CS 035919) | P | 2009-02-02 | 2011-09-28 | 2868 | 2546 | 322 | 322 |
| NINTENDO LTD ADR, 90 SH (CS 035920) | P | 2009-02-03 | 2010-10-01 | 2775 | 3393 | -618 | -618 |
| NINTENDO LTD ADR, 60 SH (CS 035921) | P | 2009-02-03 | 2010-10-19 | 1913 | 2262 | -349 | -349 |
| CHUNGHWA TELECOM CO ISIN#US17133Q1067 R/S EFF 01/25/11 1 OLD = .8 NEW CU#171 | P | 2009-02-03 | 2010-10-21 | 9198 | 7087 | 2111 | 2111 |
| CHUNGHWA TELECOM CO ISIN#US17133Q1067 R/S EFF 01/25/11 1 OLD = .8 NEW CU#171 | P | 2009-02-03 | 2010-10-22 | 324 | 251 | 73 | 73 |
| HOPEWELL HLDGS LTD SPON ADR, 880 SH (CS 035924) | P | 2009-02-03 | 2010-11-16 | 2760 | 2974 | -214 | -214 |
| HOPEWELL HLDGS LTD SPON ADR, 660 SH (CS 035925) | P | 2009-02-03 | 2010-11-17 | 2044 | 2231 | -187 | -187 |
| RWE AG SPONSORED ADR, 30 SH (CS 035926) | P | 2003-12-18 | 2010-11-17 | 2002 | 1154 | 848 | 848 |
| RWE AG SPONSORED ADR, 30 SH (CS 035927) | P | 2003-11-20 | 2010-11-17 | 2002 | 935 | 1067 | 1067 |
| VERMILION ENERGY INC COM ISIN#CA9237251058, 160 SH (CS 035928) | P | 2009-02-03 | 2010-11-17 | 6119 | 3355 | 2764 | 2764 |
| HOPEWELL HLDGS LTD SPON ADR, 460 SH (CS 035929) | P | 2009-02-03 | 2010-11-19 | 1404 | 1555 | -151 | -151 |
| SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006, 60 SH (CS 035930) | P | 2009-02-03 | 2010-11-19 | 1429 | 1022 | 407 | 407 |
| SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006, 165 SH (CS 035931) | P | 2008-08-18 | 2010-11-19 | 3929 | 4060 | -131 | -131 |
| SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006, 55 SH (CS 035932) | P | 2008-07-29 | 2010-11-19 | 1310 | 1419 | -109 | -109 |
| CHUNGHWA TELECOM CO ISIN#US17133Q1067 R/S EFF 01/25/11 1 OLD = .8 NEW CU#171 | P | 2009-02-03 | 2010-12-09 | 729 | 537 | 192 | 192 |
| CHUNGHWA TELECOM CO ISIN#US17133Q1067 R/S EFF 01/25/11 1 OLD = .8 NEW CU#171 | P | 2009-02-03 | 2010-12-10 | 724 | 537 | 187 | 187 |
| CHUNGHWA TELECOM CO ISIN#US17133Q1067 R/S EFF 01/25/11 1 OLD = .8 NEW CU#171 | P | 2009-02-03 | 2010-12-13 | 2400 | 1790 | 610 | 610 |
| CHUNGHWA TELECOM CO ISIN#US17133Q1067 R/S EFF 01/25/11 1 OLD = .8 NEW CU#171 | P | 2009-02-03 | 2010-12-15 | 2863 | 2148 | 715 | 715 |
| VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098, 360 SH (CS 035937) | P | 2009-02-03 | 2010-12-21 | 9517 | 7027 | 2490 | 2490 |
| ABB LTD SPONSORED ADR, 190 SH (CS 035938) | P | 2009-03-10 | 2011-01-05 | 4153 | 2404 | 1749 | 1749 |
| RWE AG SPONSORED ADR, 30 SH (CS 035939) | P | 2004-03-31 | 2011-01-05 | 2021 | 1355 | 666 | 666 |
| RWE AG SPONSORED ADR, 50 SH (CS 035940) | P | 2003-12-18 | 2011-01-05 | 3368 | 1923 | 1445 | 1445 |
| ABB LTD SPONSORED ADR, 190 SH (CS 035941) | P | 2009-03-10 | 2011-01-06 | 4125 | 2404 | 1721 | 1721 |
| ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062, 304 | P | 2009-04-30 | 2011-02-08 | 6611 | 3852 | 2759 | 2759 |
| VERMILION ENERGY INC COM ISIN#CA9237251058, 120 SH (CS 035943) | P | 2009-02-03 | 2011-02-18 | 6031 | 2517 | 3514 | 3514 |
| VERMILION ENERGY INC COM ISIN#CA9237251058, 100 SH (CS 035944) | P | 2009-02-03 | 2011-02-22 | 5056 | 2097 | 2959 | 2959 |
| HOPEWELL HLDGS LTD SPON ADR, 1480 SH (CS 035945) | P | 2009-02-03 | 2011-02-23 | 4445 | 5002 | -557 | -557 |
| HOPEWELL HLDGS LTD SPON ADR, 420 SH (CS 035946) | P | 2009-02-03 | 2011-03-01 | 1295 | 1420 | -125 | -125 |
| NOKIA CORP SPONSORED ADR, 340 SH (CS 035947) | P | 2010-01-08 | 2011-03-18 | 2809 | 4491 | -1682 | -1682 |
| NOKIA CORP SPONSORED ADR, 40 SH (CS 035948) | P | 2009-04-16 | 2011-03-18 | 331 | 584 | -253 | -253 |
| NOKIA CORP SPONSORED ADR, 190 SH (CS 035949) | P | 2009-02-03 | 2011-03-18 | 1570 | 2291 | -721 | -721 |
| COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012, 220 SH (CS 0359 | P | 2009-02-03 | 2011-04-26 | 4480 | 2128 | 2352 | 2352 |
| DIAGEO PLC SPONSORED ADR NEW, 70 SH (CS 035951) | P | 2009-02-03 | 2011-04-26 | 5555 | 3734 | 1821 | 1821 |
| SIEMENS A G SPONSORED ADR ISIN#US8261975010, 55 SH (CS 035952) | P | 2010-01-29 | 2011-04-26 | 7805 | 5008 | 2797 | 2797 |
| FOSTERS BREWING GRP LTD SPONS ADR NEW C/A EFF 12/6/11 1 OLD / AUD 5.40 PER S | P | 2009-09-22 | 2011-05-26 | 1808 | 1640 | 168 | 168 |
| ZURICH FINL SVCS SPONS ADR N/C EFF 04/09/12 1 OLD / 1 NEW CU XXX-XX-XXXX ZURIC | P | 2010-05-10 | 2011-05-26 | 1824 | 1549 | 275 | 275 |
| ASTRAZENECA PLC SPONSORED ADR, 250 SH (CS 035955) | P | 2009-02-03 | 2011-05-26 | 12903 | 9797 | 3106 | 3106 |
| BAE SYS PLC SPONSORED ADR ISIN#US05523R1077, 330 SH (CS 035956) | P | 2010-05-12 | 2011-05-26 | 7145 | 6963 | 182 | 182 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS, 130 SH (CS 035957) | P | 2009-02-03 | 2011-05-26 | 4818 | 2275 | 2543 | 2543 |
| BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072, 60 SH (CS 035958) | P | 2009-02-03 | 2011-05-26 | 5376 | 3282 | 2094 | 2094 |
| CHUNGHWA TELECOM CO LTD SPONS ADR NEW 2011 ISIN#US17133Q5027, 60 SH (CS 035 | P | 2009-02-03 | 2011-05-26 | 1928 | 1342 | 586 | 586 |
| COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012, 267 SH (CS 0359 | P | 2009-02-03 | 2011-05-26 | 5085 | 2583 | 2502 | 2502 |
| DIAGEO PLC SPONSORED ADR NEW, 80 SH (CS 035961) | P | 2009-02-03 | 2011-05-26 | 6588 | 4268 | 2320 | 2320 |
| ENERPLUS CORP COM ISIN#CA2927661025, 150 SH (CS 035962) | P | 2009-02-03 | 2011-05-26 | 4789 | 3021 | 1768 | 1768 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060, 100 SH (CS 035963 | P | 2009-02-03 | 2011-05-26 | 6316 | 3478 | 2838 | 2838 |
| SILICONWARE PRECISION INDS LTD SPONSORED ADR SPIL ISIN#US8270848646, 80 SH | P | 2009-04-06 | 2011-05-26 | 502 | 506 | -4 | -4 |
| TELEFONICA S A ADR SPONS ADR ISIN#US8793822086, 140 SH (CS 035965) | P | 2009-04-14 | 2011-05-26 | 3293 | 2793 | 500 | 500 |
| UNILEVER NV NEW YORK SHS NEW, 420 SH (CS 035966) | P | 2009-02-03 | 2011-05-26 | 13385 | 9374 | 4011 | 4011 |
| UNITED OVERSEAS BK LTD SPON ADR, 70 SH (CS 035967) | P | 2007-01-18 | 2011-05-26 | 2167 | 1743 | 424 | 424 |
| NOVARTIS AG SPONSORED ADR, 60 SH (CS 035968) | P | 2009-02-19 | 2011-06-06 | 3778 | 2469 | 1309 | 1309 |
| ENI SPA SPONSORED ADR, 210 SH (CS 035969) | P | 2009-02-03 | 2011-08-17 | 8065 | 8985 | -920 | -920 |
| VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098, 135 SH (CS 035970) | P | 2009-02-03 | 2011-09-01 | 3575 | 2635 | 940 | 940 |
| ALLIANZ SE SPONS ADR REPSTG 1/10 SHS, 630 SH (CS 035971) | P | 2009-07-09 | 2011-09-09 | 5592 | 5632 | -40 | -40 |
| FOSTERS BREWING GRP LTD SPONS ADR NEW C/A EFF 12/6/11 1 OLD / AUD 5.40 PER S | P | 2009-09-23 | 2011-09-28 | 5616 | 4499 | 1117 | 1117 |
| FOSTERS BREWING GRP LTD SPONS ADR NEW C/A EFF 12/6/11 1 OLD / AUD 5.40 PER S | P | 2009-09-22 | 2011-09-28 | 6448 | 5083 | 1365 | 1365 |
| ABB LTD SPONSORED ADR, 100 SH (CS 035974) | P | 2010-02-16 | 2011-09-28 | 1759 | 1828 | -69 | -69 |
| ABB LTD SPONSORED ADR, 200 SH (CS 035975) | P | 2009-03-10 | 2011-09-28 | 3519 | 2531 | 988 | 988 |
| ASTRAZENECA PLC SPONSORED ADR, 30 SH (CS 035976) | P | 2009-02-03 | 2011-09-28 | 1344 | 1176 | 168 | 168 |
| BAYER AG SPONSORED ADR, 75 SH (CS 035977) | P | 2009-08-24 | 2011-09-28 | 4271 | 4743 | -472 | -472 |
| BOC HONG KONG HLDGS LTD SPONSORED ADR, 30 SH (CS 035978) | P | 2010-02-22 | 2011-09-28 | 1346 | 1384 | -38 | -38 |
| BHP BILLITON LTD SPONSORED ADR ISIN#US0886061086, 15 SH (CS 035979) | P | 2010-06-11 | 2011-09-28 | 1042 | 970 | 72 | 72 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS, 40 SH (CS 035980) | P | 2009-02-03 | 2011-09-28 | 805 | 700 | 105 | 105 |
| BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072, 120 SH (CS 035981) | P | 2009-02-03 | 2011-09-28 | 10511 | 6564 | 3947 | 3947 |
| CHUNGHWA TELECOM CO LTD SPONS ADR NEW 2011 ISIN#US17133Q5027, 250 SH (CS 03 | P | 2009-02-03 | 2011-09-28 | 8290 | 5593 | 2697 | 2697 |
| COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012, 40 SH (CS 03598 | P | 2009-02-03 | 2011-09-28 | 616 | 387 | 229 | 229 |
| DIAGEO PLC SPONSORED ADR NEW, 25 SH (CS 035984) | P | 2009-02-03 | 2011-09-28 | 1963 | 1334 | 629 | 629 |
| FRANCE TELECOM SPONSORED ADR, 230 SH (CS 035985) | P | 2009-02-03 | 2011-09-28 | 3768 | 5475 | -1707 | -1707 |
| GDF SUEZ SPON ADR, 50 SH (CS 035986) | P | 2009-12-16 | 2011-09-28 | 1533 | 2119 | -586 | -586 |
| HSBC HLDGS PLC SPONS ADR NEW, 70 SH (CS 035987) | P | 2009-02-03 | 2011-09-28 | 2786 | 2404 | 382 | 382 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060, 145 SH (CS 035988 | P | 2009-02-03 | 2011-09-28 | 8019 | 5043 | 2976 | 2976 |
| NOVARTIS AG SPONSORED ADR, 105 SH (CS 035989) | P | 2009-06-02 | 2011-09-28 | 5910 | 4192 | 1718 | 1718 |
| NOVARTIS AG SPONSORED ADR, 40 SH (CS 035990) | P | 2009-02-19 | 2011-09-28 | 2252 | 1646 | 606 | 606 |
| PRIMARIS RETAIL REAL ESTATE INVT TR UNIT ISIN#CA74157U1093, 240 SH (CS 0359 | P | 2009-02-03 | 2011-09-28 | 4800 | 1997 | 2803 | 2803 |
| PETROCHINA CO LTD SPONS ADR ISIN#US71646E1001, 60 SH (CS 035992) | P | 2009-02-03 | 2011-09-28 | 7365 | 4381 | 2984 | 2984 |
| ROCHE HLDGS LTD SPONSORED ADR ISIN#US7711951043, 40 SH (CS 035993) | P | 2010-07-12 | 2011-09-28 | 1611 | 1420 | 191 | 191 |
| RIOCAN REAL ESTATE INVESTMENT TR UNIT, 180 SH (CS 035994) | P | 2009-02-03 | 2011-09-28 | 4561 | 2140 | 2421 | 2421 |
| SIEMENS A G SPONSORED ADR ISIN#US8261975010, 75 SH (CS 035995) | P | 2010-01-29 | 2011-09-28 | 7005 | 6829 | 176 | 176 |
| SILICONWARE PRECISION INDS LTD SPONSORED ADR SPIL ISIN#US8270848646, 970 SH | P | 2009-04-27 | 2011-09-28 | 4608 | 6211 | -1603 | -1603 |
| SILICONWARE PRECISION INDS LTD SPONSORED ADR SPIL ISIN#US8270848646, 300 SH | P | 2009-04-06 | 2011-09-28 | 1425 | 1896 | -471 | -471 |
| TELEFONICA S A ADR SPONS ADR ISIN#US8793822086, 35 SH (CS 035998) | P | 2009-06-24 | 2011-09-28 | 677 | 775 | -98 | -98 |
| TELEFONICA S A ADR SPONS ADR ISIN#US8793822086, 100 SH (CS 035999) | P | 2009-04-14 | 2011-09-28 | 1934 | 1995 | -61 | -61 |
| TESCO PLC SPON ADR ISIN#US8815753020, 390 SH (CS 036000) | P | 2010-08-24 | 2011-09-28 | 6993 | 7411 | -418 | -418 |
| TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003, 40 SH (CS 0360 | P | 2007-12-17 | 2011-09-28 | 475 | 379 | 96 | 96 |
| TREASURY WINE ESTATES LTD SPONS ADR ISIN#US89465J1097, 360 SH (CS 036002) | P | 2009-09-22 | 2011-09-28 | 1224 | 966 | 258 | 258 |
| UNILEVER NV NEW YORK SHS NEW, 220 SH (CS 036003) | P | 2009-02-03 | 2011-09-28 | 6972 | 4910 | 2062 | 2062 |
| UNITED OVERSEAS BK LTD SPON ADR, 142 SH (CS 036004) | P | 2009-02-03 | 2011-09-28 | 3749 | 2201 | 1548 | 1548 |
| UNITED OVERSEAS BK LTD SPON ADR, 53 SH (CS 036005) | P | 2007-01-18 | 2011-09-28 | 1399 | 1320 | 79 | 79 |
| VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098, 270 SH (CS 036006) | P | 2009-02-03 | 2011-09-28 | 7029 | 5270 | 1759 | 1759 |
| NOBLE CORPORATION BAAR NAMEN AKT, 10 SH (CS 036007) | P | 2009-12-21 | 2010-12-27 | 344 | 416 | -72 | -72 |
| TRANSOCEAN LTD ZUG NAMEN AKT, 35 SH (CS 036008) | P | 2009-12-21 | 2010-12-27 | 2394 | 2932 | -538 | -538 |
| CURRENCYSHARES SWISS FRANC TR SWISS FRANC SHS, 3100 SH (CS 036009) | P | 2009-07-22 | 2010-10-12 | 320137 | 290345 | 29792 | 29792 |
| SPDR GOLD TR GOLD SHS, 855 SH (CS 036010) | P | 2009-07-22 | 2010-10-27 | 110697 | 80018 | 30679 | 30679 |
| ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FD, 910 SH (CS 036011) | P | 2008-05-15 | 2010-10-27 | 58777 | 80959 | -22182 | -22182 |
| ISHARES TR RUSSELL 1000 GROWTH INDEX FD, 4300 SH (CS 036012) | P | 2008-05-12 | 2010-10-27 | 230652 | 251568 | -20916 | -20916 |
| ISHARES TR DOW JONES U S FINL SVCS COMPOSITE, 950 SH (CS 036013) | P | 2007-11-08 | 2010-10-27 | 49012 | 101241 | -52229 | -52229 |
| SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF, 1425 SH (CS 036014) | P | 2008-05-15 | 2010-10-27 | 57067 | 80635 | -23568 | -23568 |
| TEMPLETON GLOBAL BOND FUND CLASS A, 7336.757 SH (CS 036015) | P | 2008-05-19 | 2010-10-27 | 100000 | 86427 | 13573 | 13573 |
| VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS, 5300 SH (CS 036016) | P | 2008-05-12 | 2010-10-27 | 264266 | 279020 | -14754 | -14754 |
| BUNDESREPUBLIK DEUTSCHLAND EURO BOND ISIN#DE0001135309 4.000% 07/04/16 REG D | P | 2008-09-19 | 2010-10-28 | 229422 | 217245 | 12177 | 12177 |
| BUNDESREPUBLIK DEUTSCHLAND EURO BOND ISIN#DE0001135309 4.000% 07/04/16 REG D | P | 2008-08-27 | 2010-10-28 | 114711 | 111078 | 3633 | 3633 |
| THE GROWTH FUND OF AMERICA CLASS F-1, 2487.562 SH (CS 036019) | P | 2006-05-22 | 2010-12-14 | 75000 | 77438 | -2438 | -2438 |
| FIRST EAGLE OVERSEAS FUND CLASS A, 132.29 SH (CS 036020) | P | 2005-12-15 | 2010-12-14 | 3028 | 3023 | 5 | 5 |
| FIRST EAGLE OVERSEAS FUND CLASS A, 283.784 SH (CS 036021) | P | 2004-12-09 | 2010-12-14 | 6496 | 5906 | 590 | 590 |
| FIRST EAGLE OVERSEAS FUND CLASS A, 662.163 SH (CS 036022) | P | 2004-12-09 | 2010-12-14 | 15157 | 13780 | 1377 | 1377 |
| FIRST EAGLE OVERSEAS FUND CLASS A, 13.943 SH (CS 036023) | P | 2003-12-03 | 2010-12-14 | 319 | 246 | 73 | 73 |
| TENNESSEE VALLEY AUTH PWR BD 2002 SER A 6.790% 05/23/12 B/E DTD 05/02/02 PUT | P | 2007-06-21 | 2011-02-18 | 269680 | 255000 | 14680 | 14680 |
| FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS CONS BDS 5.375% 07/18/11 B/E DTD 06/ | P | 2007-02-06 | 2011-03-17 | 254280 | 250568 | 3712 | 3712 |
| ISHARES TR IBOXX USD INVT GRADE CORP BD FD, 1070 SH (CS 036026) | P | 2010-02-02 | 2011-05-10 | 118524 | 112171 | 6353 | 6353 |
| ISHARES TR IBOXX $ HIGH YIELD CORP BD FD, 1630 SH (CS 036027) | P | 2008-12-22 | 2011-05-25 | 149830 | 118656 | 31174 | 31174 |
| HARTFORD CAPITAL APPRECIATION FUND CLASS A, 5020.08 SH (CS 036028) | P | 2007-01-22 | 2011-05-25 | 175000 | 189257 | -14257 | -14257 |
| COLUMBIA ACORN SELECT FUND CLASS A, 3654.971 SH (CS 036029) | P | 2003-10-28 | 2011-05-25 | 100000 | 65168 | 34832 | 34832 |
| OPPENHEIMER DEVELOPING MARKETS CLASS A, 2126.453 SH (CS 036030) | P | 2004-03-24 | 2011-05-25 | 75000 | 44656 | 30344 | 30344 |
| ISHARES TR IBOXX $ HIGH YIELD CORP BD FD, 325 SH (CS 036031) | P | 2008-12-22 | 2011-05-26 | 29861 | 23658 | 6203 | 6203 |
| FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS CONS BDS 5.375% 07/18/11 B/E DTD 06/ | P | 2007-05-09 | 2011-07-18 | 400000 | 400000 | 0 | 0 |
| FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS CONS BDS 5.375% 07/18/11 B/E DTD 06/ | P | 2007-04-24 | 2011-07-18 | 500000 | 500000 | 0 | 0 |
| FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS CONS BDS 5.375% 07/18/11 B/E DTD 06/ | P | 2007-02-06 | 2011-07-18 | 100000 | 100000 | 0 | 0 |
| THE GROWTH FUND OF AMERICA CLASS F-1, 4493.17 SH (CS 036035) | P | 2006-05-22 | 2011-09-21 | 125000 | 139872 | -14872 | -14872 |
| HARTFORD CAPITAL APPRECIATION FUND CLASS A, 161.039 SH (CS 036036) | P | 2007-11-14 | 2011-09-21 | 4549 | 6503 | -1954 | -1954 |
| HARTFORD CAPITAL APPRECIATION FUND CLASS A, 4263.74 SH (CS 036037) | P | 2007-01-22 | 2011-09-21 | 120451 | 160743 | -40292 | -40292 |
| JP MORGAN U.S. LARGE CAP CORE PLUS FUND CLASS A, 8077.544 SH (CS 036038) | P | 2009-07-22 | 2011-09-21 | 150000 | 123990 | 26010 | 26010 |
| PRINCIPAL MIDCAP BLEND FUND CLASS A, 7627.765 SH (CS 036039) | P | 2009-12-01 | 2011-09-21 | 100000 | 85278 | 14722 | 14722 |
| THORNBURG INTERNATIONAL VALUE FUND CLASS A, 7306.889 SH (CS 036040) | P | 2004-12-15 | 2011-09-21 | 175000 | 144970 | 30030 | 30030 |
| SG STRUCTURED PRODUCTS MTN 0.000% 06/22/15 B/E DTD 03/23/11, 250000 SH (CS | P | 2011-03-16 | 2011-07-13 | 253000 | 250005 | 2995 | 2995 |
| BAXTER INTL INC COM, 60 SH (CS 036042) | P | 2010-04-22 | 2010-10-22 | 3062 | 2999 | 63 | 63 |
| SYMANTEC CORP, 320 SH (CS 036043) | P | 2010-05-07 | 2010-10-28 | 5254 | 5115 | 139 | 139 |
| BRISTOL MYERS SQUIBB CO COM, 320 SH (CS 036044) | P | 2010-10-28 | 2010-12-14 | 8432 | 8579 | -147 | -147 |
| DOLE FOOD CO INC NEW, 140 SH (CS 036045) | P | 2010-02-05 | 2010-12-28 | 1866 | 1526 | 340 | 340 |
| BECTON DICKINSON & CO, 220 SH (CS 036046) | P | 2010-10-28 | 2011-05-18 | 19670 | 16775 | 2895 | 2895 |
| YAMANA GOLD INC COM ISIN#CA98462Y1007, 305 SH (CS 036047) | P | 2011-05-04 | 2011-08-19 | 4738 | 3683 | 1055 | 1055 |
| YAMANA GOLD INC COM ISIN#CA98462Y1007, 60 SH (CS 036048) | P | 2011-05-04 | 2011-09-08 | 1026 | 725 | 301 | 301 |
| SOUTHWEST AIRLS CO COM, 950 SH (CS 036049) | P | 2010-12-15 | 2011-09-20 | 8292 | 12029 | -3737 | -3737 |
| SOUTHWEST AIRLS CO COM, 1085 SH (CS 036050) | P | 2010-12-14 | 2011-09-20 | 9470 | 13948 | -4478 | -4478 |
| YAMANA GOLD INC COM ISIN#CA98462Y1007, 585 SH (CS 036051) | P | 2011-05-04 | 2011-09-28 | 8067 | 7064 | 1003 | 1003 |
| BROADCOM CORP CL A, 315 SH (CS 036052) | P | 2011-06-08 | 2011-09-28 | 10959 | 10723 | 236 | 236 |
| CME GROUP INC COM, 20 SH (CS 036053) | P | 2011-02-15 | 2011-09-28 | 5141 | 5843 | -702 | -702 |
| DOLE FOOD CO INC NEW, 470 SH (CS 036054) | P | 2010-10-28 | 2011-09-28 | 4809 | 4299 | 510 | 510 |
| EOG RES INC COM, 80 SH (CS 036055) | P | 2010-11-03 | 2011-09-28 | 6156 | 7007 | -851 | -851 |
| FORD MOTOR CO DEL COM PAR, 560 SH (CS 036056) | P | 2011-07-28 | 2011-09-28 | 5685 | 6957 | -1272 | -1272 |
| ITRON INC COM, 45 SH (CS 036057) | P | 2010-12-03 | 2011-09-28 | 1508 | 2395 | -887 | -887 |
| L 3 COMMUNICATIONS HLDGS INC COM, 30 SH (CS 036058) | P | 2010-10-28 | 2011-09-28 | 1883 | 2110 | -227 | -227 |
| MERCK & CO INC NEW COM, 310 SH (CS 036059) | P | 2010-12-14 | 2011-09-28 | 10060 | 11373 | -1313 | -1313 |
| STATE STR CORP COM, 115 SH (CS 036060) | P | 2011-04-13 | 2011-09-28 | 3804 | 5278 | -1474 | -1474 |
| ADVANCE AUTO PTS INC COM, 40 SH (CS 036061) | P | 2010-03-02 | 2010-11-11 | 2739 | 1660 | 1079 | 1079 |
| PARTNERRE LTD SHS ISIN#BMG6852T1053, 60 SH (CS 036062) | P | 2010-04-26 | 2011-01-14 | 4858 | 4879 | -21 | -21 |
| ADVANCE AUTO PTS INC COM, 10 SH (CS 036063) | P | 2010-03-15 | 2011-01-18 | 627 | 421 | 206 | 206 |
| ADVANCE AUTO PTS INC COM, 40 SH (CS 036064) | P | 2010-03-02 | 2011-01-18 | 2509 | 1660 | 849 | 849 |
| ADVANCE AUTO PTS INC COM, 30 SH (CS 036065) | P | 2010-03-15 | 2011-02-07 | 1936 | 1262 | 674 | 674 |
| RESEARCH IN MOTION LTD COM ISIN#CA7609751028, 200 SH (CS 036066) | P | 2010-09-27 | 2011-02-14 | 13201 | 9666 | 3535 | 3535 |
| EXELON CORP COM, 90 SH (CS 036067) | P | 2010-05-17 | 2011-02-16 | 3720 | 3710 | 10 | 10 |
| EXELON CORP COM, 10 SH (CS 036068) | P | 2010-02-17 | 2011-02-16 | 413 | 445 | -32 | -32 |
| MCGRAW-HILL COS INC COM, 40 SH (CS 036069) | P | 2011-01-21 | 2011-07-21 | 1770 | 1508 | 262 | 262 |
| ST JUDE MED INC COM, 50 SH (CS 036070) | P | 2011-01-07 | 2011-07-26 | 2391 | 2043 | 348 | 348 |
| BRINKS CO COM, 95 SH (CS 036071) | P | 2010-09-24 | 2010-12-03 | 2478 | 2197 | 281 | 281 |
| MARTIN MARIETTA MATLS INC COM, 5 SH (CS 036072) | P | 2010-04-16 | 2010-12-20 | 467 | 454 | 13 | 13 |
| CAPELLA ED CO COM, 21 SH (CS 036073) | P | 2010-12-20 | 2011-06-21 | 928 | 1342 | -414 | -414 |
| QLT INC COM, 234 SH (CS 036074) | P | 2011-02-01 | 2011-06-22 | 1610 | 1660 | -50 | -50 |
| QLT INC COM, 159 SH (CS 036075) | P | 2011-01-31 | 2011-06-22 | 1094 | 1114 | -20 | -20 |
| AOL INC COM, 37 SH (CS 036076) | P | 2010-10-22 | 2011-08-11 | 427 | 939 | -512 | -512 |
| AOL INC COM, 137 SH (CS 036077) | P | 2010-09-24 | 2011-08-11 | 1582 | 3289 | -1707 | -1707 |
| CAPELLA ED CO COM, 51 SH (CS 036078) | P | 2010-12-20 | 2011-08-25 | 1581 | 3258 | -1677 | -1677 |
| AMERICAN EAGLE OUTFITTERS INC NEW COM, 98 SH (CS 036079) | P | 2011-08-25 | 2011-09-28 | 1194 | 1000 | 194 | 194 |
| CAPELLA ED CO COM, 79 SH (CS 036080) | P | 2010-12-21 | 2011-09-28 | 2416 | 5101 | -2685 | -2685 |
| CAPELLA ED CO COM, 106 SH (CS 036081) | P | 2010-12-20 | 2011-09-28 | 3242 | 6772 | -3530 | -3530 |
| EATON VANCE CORP COM NON VTG, 78 SH (CS 036082) | P | 2011-03-22 | 2011-09-28 | 1739 | 2430 | -691 | -691 |
| KAMAN CORP COM, 9 SH (CS 036083) | P | 2011-06-29 | 2011-09-28 | 258 | 312 | -54 | -54 |
| KAMAN CORP COM, 11 SH (CS 036084) | P | 2011-06-28 | 2011-09-28 | 315 | 376 | -61 | -61 |
| KAMAN CORP COM, 74 SH (CS 036085) | P | 2011-06-27 | 2011-09-28 | 2117 | 2494 | -377 | -377 |
| KAMAN CORP COM, 75 SH (CS 036086) | P | 2011-06-24 | 2011-09-28 | 2146 | 2532 | -386 | -386 |
| KAMAN CORP COM, 41 SH (CS 036087) | P | 2011-06-23 | 2011-09-28 | 1173 | 1359 | -186 | -186 |
| NU SKIN ENTERPRISES INC CL A, 193 SH (CS 036088) | P | 2011-05-03 | 2011-09-28 | 8266 | 6381 | 1885 | 1885 |
| NINTENDO LTD ADR, 110 SH (CS 036089) | P | 2010-01-08 | 2010-10-19 | 3507 | 3824 | -317 | -317 |
| BOC HONG KONG HLDGS LTD SPONSORED ADR, 130 SH (CS 036090) | P | 2010-02-22 | 2011-01-05 | 9253 | 5997 | 3256 | 3256 |
| ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062, 66 | P | 2010-05-10 | 2011-02-08 | 1435 | 1394 | 41 | 41 |
| HOPEWELL HLDGS LTD SPON ADR, 20 SH (CS 036092) | P | 2010-05-05 | 2011-03-01 | 62 | 58 | 4 | 4 |
| HOPEWELL HLDGS LTD SPON ADR, 390 SH (CS 036093) | P | 2010-05-05 | 2011-03-01 | 1202 | 1137 | 65 | 65 |
| HOPEWELL HLDGS LTD SPON ADR, 30 SH (CS 036094) | P | 2010-05-04 | 2011-03-01 | 92 | 87 | 5 | 5 |
| ZURICH FINL SVCS SPONS ADR N/C EFF 04/09/12 1 OLD / 1 NEW CU XXX-XX-XXXX ZURIC | P | 2010-05-10 | 2011-03-18 | 7370 | 5974 | 1396 | 1396 |
| ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062, 100 | P | 2010-05-10 | 2011-03-18 | 2152 | 2112 | 40 | 40 |
| ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062, 280 | P | 2010-10-07 | 2011-04-27 | 6771 | 7006 | -235 | -235 |
| ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062, 64 | P | 2010-05-10 | 2011-04-27 | 1548 | 1352 | 196 | 196 |
| BHP BILLITON LTD SPONSORED ADR ISIN#US0886061086, 70 SH (CS 036099) | P | 2010-06-11 | 2011-05-26 | 6559 | 4529 | 2030 | 2030 |
| QBE INS GROUP LTD SPONS ADR ISIN#US74728G6052, 90 SH (CS 036100) | P | 2011-04-27 | 2011-05-26 | 1661 | 1891 | -230 | -230 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS ISIN#US7802591070, 80 SH ( | P | 2010-10-15 | 2011-05-26 | 5670 | 4956 | 714 | 714 |
| ROCHE HLDGS LTD SPONSORED ADR ISIN#US7711951043, 140 SH (CS 036102) | P | 2010-07-12 | 2011-05-26 | 5993 | 4970 | 1023 | 1023 |
| SINGAPORE AIRLS LTD ADR, 310 SH (CS 036103) | P | 2010-11-19 | 2011-05-26 | 7012 | 7705 | -693 | -693 |
| ASAHI GLASS ADR, 140 SH (CS 036104) | P | 2011-06-07 | 2011-09-28 | 1359 | 1598 | -239 | -239 |
| ASAHI GLASS ADR, 890 SH (CS 036105) | P | 2011-03-16 | 2011-09-28 | 8642 | 11388 | -2746 | -2746 |
| CANADIAN OIL SANDS LTD COM ISIN#CA13643E1051., 365 SH (CS 036106) | P | 2011-02-22 | 2011-09-28 | 7458 | 11325 | -3867 | -3867 |
| DEUTSCHE POST AG SPONS ADR ISIN#US25157Y2028, 110 SH (CS 036107) | P | 2011-02-09 | 2011-09-28 | 1458 | 2089 | -631 | -631 |
| FRANCE TELECOM SPONSORED ADR, 20 SH (CS 036108) | P | 2010-10-21 | 2011-09-28 | 328 | 464 | -136 | -136 |
| MTN GROUP LTD SPONSORED ADR, 280 SH (CS 036109) | P | 2010-12-22 | 2011-09-28 | 4886 | 5526 | -640 | -640 |
| NITTO DENKO CORP ADR, 110 SH (CS 036110) | P | 2011-03-16 | 2011-09-28 | 4313 | 5661 | -1348 | -1348 |
| QBE INS GROUP LTD SPONS ADR ISIN#US74728G6052, 340 SH (CS 036111) | P | 2011-04-27 | 2011-09-28 | 4199 | 7145 | -2946 | -2946 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS ISIN#US7802591070, 80 SH ( | P | 2010-10-15 | 2011-09-28 | 5056 | 4956 | 100 | 100 |
| SINGAPORE AIRLS LTD ADR, 300 SH (CS 036113) | P | 2010-11-19 | 2011-09-28 | 5274 | 7457 | -2183 | -2183 |
| SMITHS GROUP PLC SPONS ADR, 150 SH (CS 036114) | P | 2011-09-07 | 2011-09-28 | 2250 | 2378 | -128 | -128 |
| SILICONWARE PRECISION INDS LTD SPONSORED ADR SPIL ISIN#US8270848646, 930 SH | P | 2011-01-05 | 2011-09-28 | 4418 | 5400 | -982 | -982 |
| BAE SYS PLC SPONSORED ADR, 240 SH (CS 036116) | P | 2009-12-21 | 2010-12-07 | 4839 | 5323 | -484 | -484 |
| BAE SYS PLC SPONSORED ADR, 90 SH (CS 036117) | P | 2010-05-13 | 2010-12-07 | 1815 | 1809 | 6 | 6 |
| RWE AG SPONSORED ADR, 35 SH (CS 036118) | P | 2009-12-21 | 2010-12-07 | 2245 | 3334 | -1089 | -1089 |
| RWE AG SPONSORED ADR, 20 SH (CS 036119) | P | 2010-05-13 | 2010-12-07 | 1283 | 1531 | -248 | -248 |
| KAYNE ANDERSON MLP INVT CO COM, 6350 SH (CS 036120) | P | 2010-02-02 | 2010-10-27 | 166217 | 149896 | 16321 | 16321 |
| EURO CURRENCY, 252771.81 SH (CS 036121) | P | 2010-10-28 | 2010-10-28 | 350847 | 348244 | 2603 | 2603 |
| ALTRIA GROUP INC COM, 47 SH (CS 036122) | P | 2010-11-10 | 2011-01-21 | 1134 | 1181 | -47 | -47 |
| COLGATE PALMOLIVE CO, 91 SH (CS 036123) | P | 2010-11-10 | 2011-01-21 | 7152 | 6978 | 174 | 174 |
| ROCHE HLDGS LTD SPONSORED ADR ISIN#US7711951043, 37 SH (CS 036124) | P | 2010-11-10 | 2011-01-21 | 1363 | 1358 | 5 | 5 |
| TELEFONICA S A ADR SPONS ADR ISIN#US8793822086, 56 SH (CS 036125) | P | 2010-11-10 | 2011-01-21 | 1390 | 1407 | -17 | -17 |
| TOTAL S A SPONSORED ADR, 28 SH (CS 036126) | P | 2010-11-10 | 2011-01-21 | 1626 | 1522 | 104 | 104 |
| ALTRIA GROUP INC COM, 1401 SH (CS 036127) | P | 2010-11-10 | 2011-05-20 | 38996 | 35191 | 3805 | 3805 |
| BHP BILLITON LTD SPONSORED ADR, 111 SH (CS 036128) | P | 2010-11-10 | 2011-05-20 | 10384 | 9875 | 509 | 509 |
| CANON INC ADR REPSTG 5 SHR, 500 SH (CS 036129) | P | 2010-11-10 | 2011-05-20 | 22555 | 24246 | -1691 | -1691 |
| COCA COLA COMPANY, 236 SH (CS 036130) | P | 2010-11-10 | 2011-05-20 | 16085 | 14733 | 1352 | 1352 |
| DIAGEO PLC SPONSORED ADR NEW, 92 SH (CS 036131) | P | 2010-11-10 | 2011-05-20 | 7652 | 7102 | 550 | 550 |
| DOMINION RES INC VA COM, 344 SH (CS 036132) | P | 2010-11-10 | 2011-05-20 | 16550 | 14694 | 1856 | 1856 |
| HUNTINGTON INGALLS INDS INC COM, 18 SH (CS 036133) | P | 2010-11-10 | 2011-05-20 | 684 | 677 | 7 | 7 |
| KIMBERLY CLARK CORP, 164 SH (CS 036134) | P | 2010-11-10 | 2011-05-20 | 11203 | 10196 | 1007 | 1007 |
| NEXTERA ENERGY INC COM, 624 SH (CS 036135) | P | 2010-11-10 | 2011-05-20 | 36363 | 33633 | 2730 | 2730 |
| PETROCHINA CO LTD SPONS ADR ISIN#US71646E1001, 217 SH (CS 036136) | P | 2010-11-10 | 2011-05-20 | 28900 | 28363 | 537 | 537 |
| SANOFI SPONS ADR, 599 SH (CS 036137) | P | 2010-11-10 | 2011-05-20 | 23214 | 20748 | 2466 | 2466 |
| STATOIL ASA SPONSORED ADR, 1077 SH (CS 036138) | P | 2010-11-10 | 2011-05-20 | 26898 | 23122 | 3776 | 3776 |
| THOMSON REUTERS CORP COM, 885 SH (CS 036139) | P | 2010-11-10 | 2011-05-20 | 34060 | 33516 | 544 | 544 |
| 3M CO COM, 139 SH (CS 036140) | P | 2010-11-10 | 2011-05-20 | 13100 | 11948 | 1152 | 1152 |
| VF CORP, 87 SH (CS 036141) | P | 2010-11-10 | 2011-05-20 | 8706 | 6989 | 1717 | 1717 |
| ROCHE HLDGS LTD SPONSORED ADR, 956 SH (CS 036142) | P | 2010-11-10 | 2011-08-18 | 39155 | 35083 | 4072 | 4072 |
| ROCHE HOLGS LTD SPONSORED ADR, 94 SH (CS 036143) | P | 2010-11-10 | 2011-08-18 | 3851 | 4008 | -157 | -157 |
| CHINA MOBILE LTD SPON ADR SA, 179 SH (CS 036144) | P | 2010-11-10 | 2011-09-23 | 8606 | 9361 | -755 | -755 |
| ECOPETROL SA SPONSORED ADS, 97 SH (CS 036145) | P | 2011-05-20 | 2011-09-23 | 3897 | 4217 | -320 | -320 |
| BUCKEYE PARTNERS LP, 211 UNITS | P | 2009-02-05 | 2010-10-01 | 12650 | 19739 | -7089 | -7089 |
| INERGY LP, 389 UNITS | P | 2009-02-05 | 1920-01-05 | 14108 | 20768 | -6660 | -6660 |
| CAPITAL GAINS DIVIDENDS | P | 38363 | 38363 | 38363 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 403692 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1293562 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 18350757 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.070491 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1077630 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 19644465 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.054857 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 992550 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 23154146 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.042867 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1273684 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 23814269 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.053484 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 703850 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 22572368 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.031182 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.252881 | TotalDistributionRatio |
| Average Distribution Ratio | 0.050576 | AverageDistributionRatio |
| Net Noncharitable Assets | 19787219 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1000758 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 8352 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1009110 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 909550 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 16705 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 16705 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 16705 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 61245 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 61245 | TotalCreditsAndPayments |
| Overpayment | 44540 | Overpayment |
| Amount Credited To Next Year | 44540 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | OR | StatesFiledWith |
| States Filed With | WA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORGANIZATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 5413431418 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1590 WILLAMETTE ST STE 220 | AddressLine1 |
| City | EUGENE | City |
| State | OR | State |
| ZIP Code | 97401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ROSARIA P HAUGLAND | ||||||||
| 1590 WILLAMETTE ST 220 | EUGENE | OR | 97401 | PRESIDENT, TREASURER AND D | 5.00 | 0 | 0 | 0 |
| ALEXANDER D HAUGLAND | ||||||||
| 1590 WILLAMETTE ST 220 | EUGENE | OR | 97401 | VICE PRESIDENT,DIRECTOR | 0.00 | 0 | 0 | 0 |
| CAROLYN K FOWLER | ||||||||
| 1590 WILLAMETTE ST 220 | EUGENE | OR | 97401 | SECRETARY, DIRECTOR | 10.00 | 0 | 0 | 0 |
| MARINA HAUGLAND MARTIN | ||||||||
| 1590 WILLAMETTE ST 220 | EUGENE | OR | 97401 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| ALAN EVANS | ||||||||
| 1590 WILLAMETTE ST 220 | EUGENE | OR | 97401 | DIRECTOR | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 16058602 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 477210 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 3552735 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 20088547 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 20088547 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 301328 | CashDeemedCharitable |
| Net Noncharitable Assets | 19787219 | NetNoncharitableAssets |
| Minimum Investment Return | 989361 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 989361 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 16705 | TaxBasedOnInvestmentIncome |
| Total Tax | 16705 | TotalTax |
| Distributable Amount Before Adj | 972656 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 972656 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 972656 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 909550 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 909550 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 909550 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 972656 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year1 | 149127 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 149127 | TotalExcessDistriCarryover |
| Qualifying Distributions | 909550 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 909550 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 63106 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 63106 | ExcessDistriCyovAppliedCY |
| Total Corpus | 86021 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 86021 | ExcessDistriCyovToNextYear |
| Excess From Year1 | 86021 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROSARIA P HAUGLAND | ContributingManager |
| Contributing Manager | ALEXANDER D HAUGLAND | ContributingManager |
| Contributing Manager | MARINA HAUGLAND MARTIN | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (32 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ASIAN WOMEN AND CHILDREN'S CENTERS | |||||||
| PO BOX 50971 | EUGENE | OR | 97405 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $5,000 |
| BIRTH TO THREE | |||||||
| 86 CENTENNIAL LOOP | EUGENE | OH | 97401 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $500 |
| CASCADIA CONCERT OPERA | |||||||
| PO BOX 11424 | EUGENE | OR | 97440 | NONE | PUBLIC CHARITY | SUPPORT OF CURRENT YEAR OPERATIONS TO PROMOTE OPERA WITHIN THE COMMUNITY | $1,500 |
| CENTER FOR COMMUNITY COUNSELING | |||||||
| 1465 COBURG ROAD | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $5,000 |
| CHAMBER MUSIC AMICI | |||||||
| PO BOX 50824 | EUGENE | OR | 97405 | NONE | PUBLIC CHARITY | CONCERT SPONSORSHIP | $1,500 |
| CHERRY BLOSSOM MUSICAL ARTS | |||||||
| 1887 FRIENDLY STREET | EUGENE | OR | 97405 | NONE | PUBLIC CHARITY | PROMOTION OF ARTS WITHIN THE COMMUNITY | $1,800 |
| DOCTOR'S WITHOUT BORDERS | |||||||
| 333 7TH AVENUE | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $500 |
| EUGENE BALLET COMPANY | |||||||
| PO BOX 11200 | EUGENE | OR | 97440 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $240,000 |
| EUGENE CONCERT CHOIR | |||||||
| 1590 WILLAMETTE ST 400 | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $30,000 |
| EUGENE OPERA | |||||||
| 1590 WILLAMETTE ST | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $25,000 |
| EUGENE SYMPHONY | |||||||
| 115 WEST 8TH AVENUE SUITE 115 | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | CONCERT SPONSORSHIP | $10,000 |
| HIV ALLIANCE | |||||||
| 1966 GARDEN AVENUE | EUGENE | OR | 97403 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $20,000 |
| KWAX RADIO | |||||||
| UNIVERSITY OF OREGON AGATE HALL | EUGENE | OR | 97403 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $800 |
| LANE COMMUNITY COLLEGE FOUNDATION | |||||||
| 4000 E 30TH AVE | EUGENE | OR | 97405 | NONE | SCHOOL | OPERATING SUPPORT | $101,000 |
| LORD LEEBRICK THEATRE | |||||||
| 540 CHARNELTON STREET | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $20,000 |
| NATURE CONSERVANCY | |||||||
| 821 SE 14TH AVENUE | PORTLAND | OR | 97214 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $5,000 |
| NORTHWEST YOUTH CORPS | |||||||
| 2621 AUGUSTA STREET | EUGENE | OR | 97403 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $6,000 |
| OPB | |||||||
| 7140 SW MACADAM | PORTLAND | OR | 97219 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $500 |
| OPHELIA'S PLACE | |||||||
| 1577 PEARL 200 | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $220,000 |
| OREGON COMMUNITY FOUNDATION | |||||||
| 1221 SW YAMHILL ST STE 100 | PORTLAND | OR | 97205 | NONE | PUBLIC CHARITY | ARTS DEVELOPMENT WITHIN COMMUNITY | $25,000 |
| OREGON MOZART PLAYERS | |||||||
| PO BOX 11474 | EUGENE | OR | 97440 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $30,450 |
| OREGON SHAKESPEARE FESTIVAL | |||||||
| 15 SOUTH PIONEER STREET | ASHLAND | OR | 97520 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $5,000 |
| OREGON SOCIAL LEARNING CENTER | |||||||
| 10 SHELTON MCMURPHEY BLVD | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | CONFERENCE SPONSOR | $2,000 |
| PLANNED PARENTHOOD OF SW OREGON | |||||||
| 360 E 10TH AVE STE 104 | EUGENE | OR | 97401 | NONE | PUBLIC CHARITY | BUILDING FUND | $100,000 |
| RELIEF NURSERY INC | |||||||
| 1720 W 25TH AVE | EUGENE | OR | 97405 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $5,000 |
| RICHARD E WILDISH COMMUNITY THEATER | |||||||
| PO BOX 620 | SPRINGFIELD | OR | 97477 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $1,000 |
| SACRED HEART MEDICAL CENTER | |||||||
| 123 INTERNATIONAL WAY | SPRINGFIELD | OR | 97477 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $1,000 |
| SHELTERCARE | |||||||
| PO BOX 23338 | EUGENE | OR | 97402 | NONE | PUBLIC CHARITY | GENERAL USE | $1,000 |
| UNITED WAY OF LANE COUNTY | |||||||
| 3171 GATEWAY LOOP | SPRINGFIELD | OR | 97477 | NONE | PUBLIC CHARITY | SUPPORT OF CURRENT YEAR OPERATIONS | $10,000 |
| VOLUNTEERS IN MEDICINE | |||||||
| 3321 W 11TH AVE | EUGENE | OR | 97402 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $15,000 |
| WOMENSPACE | |||||||
| PO BOX 50127 | EUGENE | OR | 97405 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $15,000 |
| ZONTA INTERNATIONAL | |||||||
| PO BOX 111171 | EUGENE | OR | 97440 | NONE | PUBLIC CHARITY | OPERATING SUPPORT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 909550 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $524,751 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $53,621 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $403,692 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PARTNERSHIP INCOME | Description |
| Business Code | 900004 | BusinessCode |
| Unrelated Business Income | $7,449 | UnrelatedBusinessIncomeAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $7,449 | UnrelatedBusinessIncomeAmount |
| Exclusion | $982,064 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 989513 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE TAXPAYER HAS REPORTED ORDINARY INCOME UPON THE DISPOSITION OF UNITS IN BUCKEYE PARTNERS LP, AS PROVIDED BY THE GENERAL PARTNER. THE AMOUNT WAS DETERMINED IN ACCORDANCE WITH IRC SECTION 751 AND THE DETAILED INFORMATION AVAILABLE IN THE OFFICES OF THE GENERAL PARTNER UPON REQUEST.THE TAXPAYER HAS REPORTED ORDINARY INCOME UPON THE DISPOSITION OF UNITS IN INERGY LP, AS PROVIDED BY THE GENERAL PARTNER. THE AMOUNT WAS DETERMINED IN ACCORDANCE WITH IRC SECTION 751 AND THE DETAILED INFORMATION AVAILABLE IN THE OFFICES OF THE GENERAL PARTNER UPON REQUEST. | Explanation |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | CREDIT SUISSE | NameOfBond |
| EOY Book Value | 756905 | EOYBookValue |
| EOYFMV | 741256 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | CREDIT SUISSE | NameOfStock |
| EOY Book Value | 11663537 | EOYBookValue |
| EOYFMV | 11566638 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 505203 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 520815 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| UBS FINANCIAL SERVICES | AT COST | 2236229 | 2728158 |
| CREDIT SUISSE | AT COST | 1297819 | 1312550 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | INVESTMENT EXPENSES | Description |
| Revenue And Expenses Per Books | 145110 | RevenueAndExpensesPerBooks |
| Net Investment Income | 145110 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| PARTNERSHIP INCOME | 53621 | 53621 | 53621 |
| PARTNERSHIP INCOME | 7449 | 7449 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FUNDS DEPOSITED TO FOUNDATION ACCOUNT IN ERROR | Description |
| BOY Book Value | 0 | BOYBookValue |
| EOY Book Value | 32500 | EOYBookValue |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX | $1,286 | 1286 | 0 |
| STATE FILING FEES | $360 | 0 | 0 |
Comments