THE PETERNELL FAMILY FOUDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE PETERNELL FAMILY FOUDATION (EIN 20-3864384)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-14
- IRS object ID
- 201241359349102219
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-14T11:20:36-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203864384 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Peternell Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | PETE | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Ben C Peternell | Name |
| Title | President | Title |
| Date Signed | 2012-05-14 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-05-14 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1773521 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 52312 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 29033 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 10320 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 591132 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 10320 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 62632 | TotalRevenueAndExpenses |
| Total Net Investment Income | 39353 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 10612 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 10612 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 831 | TaxesRevAndExpnss |
| Trav Conf Meeting Rev And Expnss | 4113 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 4113 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 12610 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 12610 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 28166 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 10612 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 16723 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 75000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 75000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 103166 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 10612 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 91723 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -40534 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 28741 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 115002 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 133902 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 133902 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 563461 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 456349 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 508780 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 974116 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1021794 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1130839 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 1652579 | TotalAssetsBOY |
| Total Assets EOY | 1612045 | TotalAssetsEOY |
| Total Assets EOYFMV | 1773521 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 1652579 | RetainedEarningsBOY |
| Retained Earnings EOY | 1612045 | RetainedEarningsEOY |
| Total Net Assets BOY | 1652579 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1612045 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1652579 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1612045 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1652579 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -40534 | ExcessOfRevenueOverExpenses |
| Subtotal | 1612045 | Subtotal |
| Total Net Assets Fund Balances EOY | 1612045 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 591132 | GrossSalesPrice |
| Cost Or Other Basis | 580812 | CostOrOtherBasis |
| Gain Or Loss | 10320 | GainOrLoss |
| Gains Minus Excess Or Losses | 10320 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 10320 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 83386 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1813951 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.045969 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 95782 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1662721 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.057606 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 104966 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1928677 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.054424 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 55908 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2128042 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.026272 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 4998 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1708465 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.002925 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.187196 | TotalDistributionRatio |
| Average Distribution Ratio | 000.037439 | AverageDistributionRatio |
| Net Noncharitable Assets | 1861247 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 69683 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 287 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 69970 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 91723 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 287 | InvestmentIncomeExciseTax |
| Subtotal | 287 | Subtotal |
| Tax Based On Investment Income | 287 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 800 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 800 | TotalCreditsAndPayments |
| Tax Paid Original Return | 800 | TaxPaidOriginalReturn |
| Overpayment | 513 | Overpayment |
| Amount Credited To Next Year | 513 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Andrew Peternell | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President | 001.00 | 0 |
| Ben C Peternell | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Mark A Peternell | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President | 001.00 | 0 |
| Pamela Peternell | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Sara Lynn Peternell | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1754862 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 134729 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1889591 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1889591 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 28344 | CashDeemedCharitable |
| Net Noncharitable Assets | 1861247 | NetNoncharitableAssets |
| Minimum Investment Return | 93062 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 93062 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 287 | TaxBasedOnInvestmentIncome |
| Total Tax | 287 | TotalTax |
| Distributable Amount Before Adj | 92775 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 92775 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 92775 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 91723 | ExpensesAndContributions |
| Qualifying Distributions | 91723 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 287 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 91436 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 92775 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 88411 | UndistributedIncomePriorYear |
| Qualifying Distributions | 91723 | QualifyingDistributions |
| Applied To Year1 | 88411 | AppliedToYear1 |
| Applied To Current Year | 3312 | AppliedToCurrentYear |
| Undistributed Income CY | 89463 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Ben C Peternell | ContributingManager |
| Contributing Manager | Pamela Peternell | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN RED CROSS - MILE HIGH CHAP | |||||||
| 444 SHERMAN ST | DENVER | CO | 80203 | N/A | 509(a)(1) | Disaster Relief | $5,000 |
| CHILDRENS HOSPITAL COLORADO FDN | |||||||
| 13123 E 16TH AVE BOX 045 | AURORA | CO | 80045 | N/A | 509(a)(1) | Shaken Baby Syndrome Initiative | $5,000 |
| EAGLE VALLEY LAND TRUST | |||||||
| PO BOX 3016 | EDWARDS | CO | 81632 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| HABITAT FOR HUMANITY OF METRO DENVE | |||||||
| 3245 ELIOT ST | DENVER | CO | 80211 | N/A | 509(a)(1) | General Unrestricted | $20,000 |
| ROCKY MOUNTAIN WILD INCORPORATED | |||||||
| 1536 WYNKOOP ST STE 303 | DENVER | CO | 80202 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| ROUNDUP RIVER RANCH | |||||||
| PO BOX 8589 | AVON | CO | 81620 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| SAVE THE CHILDREN FEDERATION INC | |||||||
| 54 WILTON RD | WESTPORT | CT | 06880 | N/A | 509(a)(1) | Japanese Emergency Relief | $5,000 |
| TROUT UNLIMITED | |||||||
| 1300 17TH ST N STE 500 | ARLINGTON | VA | 22209 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| UNIVERSITY OF COLORADO FOUNDATION | |||||||
| 4740 WALNUT ST | BOULDER | CO | 80301 | N/A | 509(a)(1) | Athletic and Buff Club Membership Scholarships | $10,000 |
| WALKING MOUNTAINS | |||||||
| PO BOX 9469 | AVON | CO | 81620 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 75000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $52,312 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $10,320 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $62,632 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 62632 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (15 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 15750 shares of ABSOLUTE STRATEGIES INSTITUTIONAL ASFIX | 165170 | 174033 |
| 12407 shares of AQR MANAGED FUTURES FUND CL I AQMIX | 126825 | 118735 |
| 1124 shares of ISHARES MSCI PACIFIC EX-JAPAN EPP | 46312 | 43757 |
| 4030 shares of ISHARES RUSSELL 1000 INDEX FD IWB | 253196 | 279562 |
| 1672 shares of ISHARES RUSSELL 2000 IWM | 72156 | 123310 |
| 562 shares of ISHARES TRUST MSCI EAFE INDEX FUND EFA | 27306 | 27836 |
| 2968 shares of MATTHEWS ASIA SMALL COMPANIES FUND MSMLX | 53419 | 43833 |
| 3266 shares of MATTHEWS ASIAN GROWTH INC FUND MACSX | 43209 | 49214 |
| 949 shares of NATIXIS ASG DIVERSIFYING STRATEGIES CL Y DSFYX | 10020 | 9269 |
| 491 shares of PARADIGM VALUE FUND PVFAX | 14727 | 25810 |
| 5578 shares of PAYDEN EMERGING MARKETS BOND FUND PYEMX | 72480 | 77704 |
| 1004 shares of PERRITT MICRO CAP OPPORTUNITIES FUND PRCGX | 20627 | 23959 |
| 1343 shares of VANGUARD EMERGING MARKETS STOCK INDEX VIPERS VWO | 35507 | 51316 |
| 2083 shares of VANGUARD PACIFIC STOCK INDEX FD SIGNAL SHS VPASX | 40820 | 42540 |
| 3941 shares of WESTERN ASSET TOTAL RETURN CLASS 1 WAARX | 40020 | 39961 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 118033 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 139462 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 338316 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 369318 | StateLocalSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|
| Administrative Fees | 12585 | 12585 |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $10,612 | Amount |
| Net Investment Income | 10612 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2011 | $800 | 0 | 0 | 0 |
| Excise Tax for 2010 | $31 | 0 | 0 | 0 |
Comments