FRANCES AND BENJAMIN BENENSON FOUNDATION INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- FRANCES AND BENJAMIN BENENSON FOUNDATION INC (EIN 13-3267113)
- Tax period
- 2010-12-01 to 2011-11-30
- Filed
- 2012-04-16
- IRS object ID
- 201241079349100414
- Schema version
- 2010v3.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-04-16T15:31:47-04:00 | Timestamp |
| Tax Period End Date | 2011-11-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNER DAVIES - A DIV | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 29 Broadway | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100063201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-12-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133267113 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRANCES & BENJAMIN BENENSON FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | FRAN | NameControl |
| Phone | 2127169076 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 708 THIRD AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Lawrence Sipkin | Name |
| Title | Treasurer | Title |
| Phone | 2127169076 | Phone |
| Date Signed | 2012-04-10 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Leo Parmegiani | Name |
| Phone | 2128678000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 34346954 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 0 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 9158 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 9158 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 294514 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 294514 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 1123732 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 16464058 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 1123732 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 117280 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 117280 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 1544684 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1544684 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Legal Fees Rev And Expnss | 3708 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 3708 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 0 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 89849 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 89849 | OtherProfFeesNetInvstIncm |
| Interest Rev And Expnss | 50326 | InterestRevAndExpnss |
| Interest Net Invst Incm | 50326 | InterestNetInvstIncm |
| Taxes Rev And Expnss | 11036 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 11036 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 493078 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 493078 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 647997 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 647997 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 2488003 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 2488003 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 3136000 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 647997 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2488003 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -1591316 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 896687 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 35768 | CashBOY |
| Cash EOY | 273573 | CashEOY |
| Cash EOYFMV | 273573 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 31266 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 939 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 939 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable BOY | 0 | AccountsReceivableBOY |
| Investments Govt Oblig BOY | 8656034 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 7144157 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 7211799 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 12794630 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 12237474 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 16439792 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 8408757 | InvestmentsOtherBOY |
| Investments Other EOY | 9005783 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 9008646 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 1581493 | OtherAssetsBOY |
| Other Assets EOY | 1412205 | OtherAssetsEOY |
| Other Assets EOYFMV | 1412205 | OtherAssetsEOYFMV |
| Total Assets BOY | 31507948 | TotalAssetsBOY |
| Total Assets EOY | 30074131 | TotalAssetsEOY |
| Total Assets EOYFMV | 34346954 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 0 | AccountsPayableBOY |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 31507948 | RetainedEarningsBOY |
| Retained Earnings EOY | 30074131 | RetainedEarningsEOY |
| Total Net Assets BOY | 31507948 | TotalNetAssetsBOY |
| Total Net Assets EOY | 30074131 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 31507948 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 30074131 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 31507948 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -1591316 | ExcessOfRevenueOverExpenses |
| Other Increases | 198114 | OtherIncreases |
| Subtotal | 30114746 | Subtotal |
| Other Decreases | 40615 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 30074131 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (7 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis |
|---|---|---|---|---|
| LTCG - JPM PTN GLOBAL INVESTORS | 1500 | 1500 | 1500 | |
| LTCL- AIG EUROPEAN RE PTNRS LP | -9 | -9 | 9 | |
| LTCG - STOCKS & BONDS - SEE STMT. | 5611027 | 1021603 | 1021603 | 4589424 |
| STCG - STOCKS & BONDS - SEE STMT. | 4182504 | 124193 | 124193 | 4058311 |
| STCG- JPM PTN GLOBAL INVESTORS | 875 | 875 | 875 | |
| STCL - BONDS - SEE STMT. | 6668152 | -22920 | -22920 | 6691072 |
| STCL - GOV'T BONDS | -1510 | -1510 | 1510 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 1123732 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 2352776 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 34645959 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.067909 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 4727964 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 35964108 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.131463 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2189292 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 36431969 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.060093 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2401909 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 44855378 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.053548 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 2082107 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 45209950 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.046054 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.359067 | TotalDistributionRatio |
| Average Distribution Ratio | 0.071813 | AverageDistributionRatio |
| Net Noncharitable Assets | 34804568 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2499420 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 8967 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2508387 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2488003 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 17934 | InvestmentIncomeExciseTax |
| Subtotal | 17934 | Subtotal |
| Tax Based On Investment Income | 17934 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 67931 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 67931 | TotalCreditsAndPayments |
| Overpayment | 49997 | Overpayment |
| Amount Credited To Next Year | 49997 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ORGANIZATION'S TREASURER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2128670990 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O BENENSON CAPITAL CO708 3RD AV | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Relying Curr Notice Disaster Asst2 | X | RelyingCurrNoticeDisasterAsst2 |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| BRUCE W BENENSON | ||||||||
| 708 THIRD AVENUE | NEW YORK | NY | 10017 | Co-President | 0 | 0 | 0 | 0 |
| FREDERICK C BENENSON | ||||||||
| 708 THIRD AVENUE | NEW YORK | NY | 10017 | Co-President | 0 | 0 | 0 | 0 |
| LAWRENCE B BENENSON | ||||||||
| 708 THIRD AVENUE | NEW YORK | NY | 10017 | Co-President | 0 | 0 | 0 | 0 |
| RICHARD KESSLER | ||||||||
| 708 THIRD AVENUE | NEW YORK | NY | 10017 | Vice-President | 0 | 0 | 0 | 0 |
| LAWRENCE A SIPKIN | ||||||||
| 708 THIRD AVENUE | NEW YORK | NY | 10017 | Treasurer & Secretary | 0 | 0 | 0 | 0 |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 17281787 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 9044154 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 9008646 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 35334587 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 35334587 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 530019 | CashDeemedCharitable |
| Net Noncharitable Assets | 34804568 | NetNoncharitableAssets |
| Minimum Investment Return | 1740228 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1740228 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 17934 | TaxBasedOnInvestmentIncome |
| Total Tax | 17934 | TotalTax |
| Distributable Amount Before Adj | 1722294 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 1722294 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 1722294 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2488003 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 2488003 | QualifyingDistributions |
| Adj Qualifying Distributions | 2488003 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1722294 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2008 | PriorYear1 |
| Prior Year2 | 2007 | PriorYear2 |
| Prior Year3 | 2006 | PriorYear3 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 0 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 0 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 0 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 2059182 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 639014 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 2698196 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2488003 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Current Year | 1722294 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 765709 | RemainingDistriFromCorpus |
| Total Corpus | 3463905 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 3463905 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 0 | ExcessFromYear4 |
| Excess From Year3 | 0 | ExcessFromYear3 |
| Excess From Year2 | 2059182 | ExcessFromYear2 |
| Excess From Year1 | 639014 | ExcessFromYear1 |
| Excess From Current Year | 765709 | ExcessFromCurrentYear |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | BRUCE W BENENSON | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 708 THIRD AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2128670990 | RecipientPhoneNumber |
| Form And Info And Materials | NO FORMAL REQUIREMENTS; AMOUNT AND PURPOSES MUST BE STATED | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VARIOUS - SEE STMT | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 708 THIRD AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationship |
| Recipient Foundation Status | NONE | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | CONTRIBUTIONS | PurposeOfGrantOrContribution |
| Amount | $2,488,003 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 2488003 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments |
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $9,158 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $294,514 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $117,280 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,123,732 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,544,684 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1544684 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONE | Description |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | NEUBERGER BERMAN - SEE STMT. | NameOfStock |
| EOY Book Value | 12237474 | EOYBookValue |
| EOYFMV | 16439792 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 7144157 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 7211799 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (8 entries)
| Category Or ItemCategoryOrItem | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|
| JP MORGAN PTN GLOBAL INVESTORS | 273290 | 273290 |
| QUELLOS STRATEG PNR II LTD | 2500000 | 2500000 |
| PARA PARTNERS LP | 1000000 | 1000000 |
| TRAXIS FUND | 505000 | 505000 |
| AIG EUROPEAN REAL ESTATE | 282975 | 282975 |
| KS INTERNATIONAL | 1000000 | 1000000 |
| MTGE. BACKED SECURITY | 2444518 | 2447381 |
| PROVIDENCE MBS OFFSHORE FD | 1000000 | 1000000 |
Land Etc Schedule2 LandEtcSchedule2
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $3,708 | Amount |
| Net Investment Income | 3708 | NetInvestmentIncome |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (3 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| CASH IN NEUBERGER AND BERMAN | 1433386 | 1007862 | 1007862 |
| CASH IN J.P MORGAN | 10394 | 16484 | 16484 |
| CASH IN WACHOVIA/WELS FARGO | 137713 | 387859 | 387859 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONDEDUCTIBLE EXPENSE FROM PASSTH ENTITY | Description |
| Amount | $40,615 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| LICENSES, PERMITS, FEES | 157 | 157 |
| INVESTMENT EXPENSES | 239393 | 239393 |
| MISCELLANEOUS EXPENSES | 3528 | 3528 |
| MANAGEMENT EXPENSE | 250000 | 250000 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (9 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| INT. INCOME-MTGE BACKED SECURITY | 174806 | 174806 |
| INT. INCOME-JP MORGAN PTN. GLOBAL INVEST | 3664 | 3664 |
| INT. INCOME-AIG EUROPEAN RE PARTNERS LP | 12711 | 12711 |
| PTN LOSS -AIG EUROPEAN RE PTNRS LP | -120077 | -120077 |
| PTN INCOME - JPM GLOBAL INVESTOR | 46752 | 46752 |
| DIV. INCome - GOLDMAN SACHS | 2 | 2 |
| SEC 987 - AIG EUROPEAN REPARTNERS LP | -1107 | -1107 |
| SEC 988 - JPM PTNRS GLOBAL PRIVATE | 456 | 456 |
| SEC 988 - AIG EUROPEAN REPARTNERS LP | 73 | 73 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONTAXABLE INCOME FROM PASSTH ENTITY | Description |
| Amount | $198,114 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | OTHER PROFESSIONAL FEES | Category |
| Amount | $89,849 | Amount |
| Net Investment Income | 89849 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN INCOME TAXES | Category |
| Amount | $11,036 | Amount |
| Net Investment Income | 11036 | NetInvestmentIncome |
Comments