BADER FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- BADER FAMILY FOUNDATION (EIN 27-6359747)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-14
- IRS object ID
- 201233199349100523
- Schema version
- 2011v1.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Stock Schedule
- Land Etc Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-14T09:38:10-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRANKEL LOUGHRAN STARR & VALLONE | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1475 FRANKLIN AVENUE | AddressLine1 |
| City | GARDEN CITY | City |
| State | NY | State |
| ZIP Code | 11530 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 276359747 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE BADER FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % LARS BADER | InCareOfName |
| Name Control | BADE | NameControl |
| Phone | 5168748800 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O FLSV LLP | AddressLine1 |
| Address Line2 | 1475 FRANKLIN AVENUE | AddressLine2 |
| City | GARDEN CITY | City |
| State | NY | State |
| ZIP Code | 11530 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LARS BADER | Name |
| Title | TRUSTEE | Title |
| Date Signed | 2012-08-21 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5168748800 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 26157582 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 10403004 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 7581 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 7581 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 748055 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 748055 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 931850 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 21483609 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 931850 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 12090490 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1687486 | TotalNetInvestmentIncome |
| Accounting Fees Rev And Expnss | 20965 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 20965 | AccountingFeesDsbrsChrtblPrps |
| Interest Rev And Expnss | 375 | InterestRevAndExpnss |
| Interest Net Invst Incm | 375 | InterestNetInvstIncm |
| Taxes Rev And Expnss | 23661 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 23661 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 4106 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 4106 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 49107 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 28142 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 20965 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 300000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 300000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 349107 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 28142 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 320965 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 11741383 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1659344 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 2751157 | CashBOY |
| Cash EOY | 559004 | CashEOY |
| Cash EOYFMV | 559004 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 2278302 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 966563 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 966563 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 9909361 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 24741621 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 24632015 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 14938820 | TotalAssetsBOY |
| Total Assets EOY | 26267188 | TotalAssetsEOY |
| Total Assets EOYFMV | 26157582 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 14938820 | RetainedEarningsBOY |
| Retained Earnings EOY | 26266752 | RetainedEarningsEOY |
| Total Net Assets BOY | 14938820 | TotalNetAssetsBOY |
| Total Net Assets EOY | 26266752 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 14938820 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 26266752 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 14938820 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 11741383 | ExcessOfRevenueOverExpenses |
| Subtotal | 26680203 | Subtotal |
| Other Decreases | 413451 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 26266752 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (8 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Date AcquiredDateAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|---|
| SEE ATTACHED HSBC STATMENT | P | 14832079 | 14718048 | 114031 | 114031 | ||
| SEE ATTACHED HSBC STATMENT | P | 5803886 | 5121074 | 682812 | 682812 | ||
| 125,000 SHS DRAGON UKRANIAN PROPERTIES & DEV PLC | P | 75607 | 74561 | 1046 | 1046 | 2011-09-28 | |
| 200,000 SHS HERALD HOLDINGS LTD | P | 23001 | 24764 | -1763 | -1763 | 2011-10-26 | 2011-10-27 |
| 26,292 SHS ENERGYO SOLUTIONS RUSSIA AB COM | P | 87390 | 85373 | 2017 | 2017 | ||
| 321.43 SHARES GOLDENTREE MULTISTRATEGY CLASS C-A1 ILLIQUID | P | 322584 | 266561 | 56023 | 56023 | ||
| 90.1194 SHARES GOLDENTREE MULTISTRATEGY CLASS A SERIES 1 SHARES | P | 115756 | 81187 | 34569 | 34569 | ||
| 130.69 SHARES LSV SPECIAL OPPORTUNITIES FUND III, LTD. | P | 222506 | 180191 | 42315 | 42315 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 931850 | CapitalGainNetIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Qlfy Und Sect4940e For Reduced Tax | QlfyUndSect4940eForReducedTax |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 33187 | InvestmentIncomeExciseTax |
| Subtotal | 33187 | Subtotal |
| Tax Based On Investment Income | 33187 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 0 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 45000 | TaxPaidWithExtension |
| Total Credits And Payments | 45000 | TotalCreditsAndPayments |
| Penalty For Underpayment | 181 | PenaltyForUnderpayment |
| Overpayment | 11632 | Overpayment |
| Amount Credited To Next Year | 11632 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | true | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LARS BADER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 5168748800 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O FLSV LLP 1475 FRANKLIN AVENUE | AddressLine1 |
| City | GARDEN CITY | City |
| State | NY | State |
| ZIP Code | 11530 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | LARS BADER | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O FLSV LLP | AddressLine1 |
| City | GARDEN CITY | City |
| State | NY | State |
| ZIP Code | 11530 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 0 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 12435413 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 3656646 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 4315572 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 20407631 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 20407631 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 306114 | CashDeemedCharitable |
| Net Noncharitable Assets | 20101517 | NetNoncharitableAssets |
| Minimum Investment Return | 1005076 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1005076 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 33187 | TaxBasedOnInvestmentIncome |
| Total Tax | 33187 | TotalTax |
| Distributable Amount Before Adj | 971889 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 971889 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 971889 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 320965 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 320965 | QualifyingDistributions |
| Adj Qualifying Distributions | 320965 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 971889 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2009 | PriorYear1 |
| Prior Year2 | 2008 | PriorYear2 |
| Prior Year3 | 2007 | PriorYear3 |
| Excess Distri Carryover Year2 | 0 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 131957 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 131957 | TotalExcessDistriCarryover |
| Qualifying Distributions | 320965 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Current Year | 320965 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 131957 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 131957 | ExcessDistriCyovAppliedCY |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 518967 | UndistributedIncomeCY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LARS BADER TRUSTEE | ContributingManager |
| Shareholder Manager | NA | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | LARS BADER | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O FLSV LLP 1475 FRANKLIN AVENUE | AddressLine1 |
| City | GARDEN CITY | City |
| State | NY | State |
| ZIP Code | 11530 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 5168748800 | RecipientPhoneNumber |
| Form And Info And Materials | APPLICANTS WILL BE REQUIRED TO SUBMIT BIOGRAPHICAL INFORMATION AND SUPPORTING MATERIAL, INCLUDING INFORMATION ON THEIR ACADEMIC AND PROFESSIONAL PLANS AND LISTS OF PUBLICATIONS, IF ANY. | FormAndInfoAndMaterials |
| Submission Deadlines | ROLLING | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| FOUNDATION FOR INDIVIDUAL RIGHTS IN EDUCATION | |||||||
| 601 WALNUT STREET | SUITE 510 | PHILADELPHIA | PA | 19106 | NONE | GENERAL CHARITABLE CONTRIBUTION | $100,000 |
| CENTER FOR INDIVIDUAL RIGHTS | |||||||
| 1233 20TH STREET NW | SUITE 300 | WASHINGTON | DC | 20036 | NONE | GENERAL CHARITABLE CONTRIBUTION | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 300000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments |
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $7,581 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $748,055 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $931,850 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,687,486 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1687486 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|---|
| 1 | LARS BADER | C/O FLSV LLP 1475 FRANKLIN AVENUE | GARDEN CITY | NY | 11530 | 7049921 | X | |
| 2 | LARS BADER | C/O FLSV LLP 1475 FRANKLIN AVENUE | GARDEN CITY | NY | 11530 | 3353083 | X | X |
Noncash Property NoncashProperty
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number From Part I | 2 | ContributorNumberFromPartI |
| Noncash Property Description | 2,362.89 SHARES LSV SPECIAL OPPORTUNITIES FUND III, LTD. | NoncashPropertyDescription |
| Fair Market Value | 3353083 | FairMarketValue |
| Date Received | 2011-08-31 | DateReceived |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FLSV TAX PREP FEES | Category |
| Amount | $20,965 | Amount |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (7 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| HSBC SECURITIES (USA) INC. | 3955405 | 3784152 |
| AUERBACH GRAYSON 0015 | 7348016 | 7007577 |
| AUERBACH GRAYSON 8340 | 194388 | 778101 |
| ECOFIN GLOBAL UTLITIES | 446323 | 554619 |
| GOLDENTREE MULTISTRATEGY CLASS | 871186 | 1023602 |
| EMERGING VALUE OPPORTUNITIES | 2116901 | 2531023 |
| LSV SPECIAL OPPORTUNITIES | 9809402 | 8952941 |
Land Etc Schedule2 LandEtcSchedule2
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED GAINS/LOSSES ON INVESTMENTS | Description |
| Amount | $413,451 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (12 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| HSBC 4253 FEES | ||
| ADR | 420 | 420 |
| BANK/ AGENCY SETTLEMENT | 445 | 445 |
| WIRE FEES | 50 | 50 |
| BOA 4345 WIRE TRANSFER FEES | 36 | 36 |
| HSBC 6641 FEES | ||
| UNKNOWN | 2688 | 2688 |
| BANK TRANSFER FEES | 45 | 45 |
| AUERBACH GRAYSON 0015 FEES | ||
| ADR | 306 | 306 |
| BANK SETTLENT FEES | 104 | 104 |
| BOA 0832 WIRE TRANSFER FEE | 12 | 12 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode |
|---|---|---|---|
| LARS BADER | |||
| C/O FLSV LLP 1475 FRANKLIN AVENUE | GARDEN CITY | NY | 11530 |
| LARS BADER | |||
| C/O FLSV LLP 1475 FRANKLIN AVENUE | GARDEN CITY | NY | 11530 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN TAXES | $13,661 | 13661 |
| ESTIMATED FEDERAL TAX PAYMENT | $10,000 | 10000 |
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