CAPITALPLUS EXCHANGE CORPORATION: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- CAPITALPLUS EXCHANGE CORPORATION (EIN 30-0199985)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-08-14
- IRS object ID
- 201232279349301663
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-14T10:52:05-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 362658780 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MUELLER & CO LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2230 POINT BLVD STE 700 | AddressLine1 |
| City | ELGIN | City |
| State | IL | State |
| ZIP Code | 60123 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300199985 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CAPITALPLUS EXCHANGE CORPORATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CAPI | NameControl |
| Phone | 3125401580 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N LASALLE STREET NO 1710 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60602 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LYNN PIKHOLZ | Name |
| Title | PRESIDENT / CEO | Title |
| Phone | 3125401580 | Phone |
| Date Signed | 2012-08-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JAMES J HARE | Name |
| PTIN | P01295827 | PTIN |
| Phone | 8478888600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Name Of Principal Officer Person | LYNN PIKHOLZ | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N LASALLE STREET NO 1710 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60602 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 4299604 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | SBBNETWORK.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 2003 | YearFormation |
| State Legal Domicile | DE | StateLegalDomicile |
| Activity Or Mission Description | EXPAND THE CAPACITY OF FINANCIAL INSTITUTIONS TO HELP SMALL BUSINESSES IN DEVELOPING ECONOMIES INCREASE INCOMES AND JOBS. CAPITALPLUS EXCHANGE IS COMMITTED TO A VISION OF INCREASED ECONOMIC OPPORTUNITIES, CAPABILITIES, INCOMES AND JOBS UNLEASHED THROUGH EXPANDING ACCESS TO FINANCE FOR SMALL AND GROWING BUSINESSES-THE PRIMARY ENGINE OF POVERTY REDUCTION IN DEVELOPING ECONOMIES. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 7 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 6 | NbrIndependentVotingMembers |
| Total Nbr Employees | 0 | TotalNbrEmployees |
| Total Nbr Volunteers | 9 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 4176616 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 4148474 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 215493 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 138277 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 28530 | InvestmentIncomePriorYear |
| Investment Income Current Year | 11021 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 85512 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1832 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 4506151 | TotalRevenuePriorYear |
| Total Revenue Current Year | 4299604 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 494850 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 477133 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 95357 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 2170559 | OtherExpensePriorYear |
| Other Expenses Current Year | 2197067 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 2665409 | TotalExpensesPriorYear |
| Total Expenses Current Year | 2674200 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 1840742 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 1625404 | RevenuesLessExpensesCY |
| Total Assets BOY | 6741737 | TotalAssetsBOY |
| Total Assets EOY | 8484970 | TotalAssetsEOY |
| Total Liabilities BOY | 215043 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 261520 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 6526694 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 8223450 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | CAPITALPLUS EXCHANGE CORPORATION ("EXCHANGE" OR "THE ORGANIZATION") IS REGISTERED AS A NONPROFIT CORPORATION WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE SERVICE CODE OF 1986, AS AMENDED. THE ORGANIZATION OPERATES EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES, TO MAKE CAPACITY-BUILDING SERVICES AVAILABLE AT SUBSTANTIALLY BELOW COST TO FINANCIAL INSTITUTIONS IN DEVELOPING AND TRANSITIONAL MARKETS THAT SERVE SMALL BUSINESSES AND MICRO-ENTERPRISES, TO PROMOTE ECONOMIC DEVELOPMENT, POVERTY REDUCTION AND OTHERWISE BENEFIT LOW-INCOME PERSONS. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 617908 | Expense |
| Revenue | 113027 | Revenue |
| Description | DIRECT CAPACITY BUILDING/ONE-ON-ONE CONSULTING: THIS PROGRAM ENCOMPASSES STRATEGIC AND OPERATIONAL CONSULTING TO FINANCIAL INSTITUTIONS WANTING TO EXPAND SERVICES TO UNDERSERVED POPULATIONS. EXCHANGE'S MISSION IS TO ENHANCE AND ACCELERATE THE ABILITY OF FINANCIAL INSTITUTIONS TO SERVE POOR COMMUNITIES AND UNDERSERVED ENTREPRENEURS BY ADDRESSING THE CAPACITY BUILDING NEEDS OF LOCAL FINANCIAL INSTITUTIONS. EXCHANGE USES A TRANSPARENT AND LOCAL/CLIENT-DRIVEN PROCESS. EXCHANGE PROVIDED SERVICES TO 7-10 MICROFINANCE INSTITUTIONS AND SMALL BUSINESS BANKS OVER THE PERIOD. THE PRINCIPAL ACTIVITY OF CAPACITY BUILDING IS RESOURCE SUPPORT FOCUSED ON SERVING LOW-INCOME COMMUNITIES. CLIENT FINANCIAL INSTITUTIONS ARE REQUIRED TO PAY FOR A SMALL PORTION OF THE COST OF SERVICE PROVISION. CAPITALPLUS EXCHANGE WORKS TO ENSURE THAT THE CAPACITY BUILDING NEEDS (E.G. LENDING PRODUCT AND METHODOLOGY MANAGEMENT, RISK MANAGEMENT, HUMAN RESOURCE MANAGEMENT, NEW PRODUCT DEVELOPMENT AND INNOVATION, PIONEERING OF NEW PARTNERSHIPS FOR SERVICES' DELIVERY) OF THESE INSTITUTIONS ARE MET THROUGH EFFECTIVE INNOVATIVE DELIVERY MECHANISMS. EXCHANGE ALSO PROVIDES STRATEGIC AND OPERATIONAL CONSULTING THROUGH MENTORING AND DEVELOPMENT OF REGIONAL CONSULTANTS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1323714 | Expense |
| Revenue | 22250 | Revenue |
| Description | MEMBERSHIP SERVICES (MSV) OR KNOWLEDGE EXCHANGE (KEN): MSV, OR KEN, FACILITATES INDUSTRY KNOWLEDGE BUILDING TO THE BROADER DEVELOPMENT FINANCE COMMUNITY, AS WELL AS TO ITS SMALL BUSINESS BANKING NETWORK MEMBERSHIP COMMUNITY, BY PROMOTING QUICK DISSEMINATION AND ADOPTION OF INNOVATIONS AND GOOD PRACTICES THAT HELP TO SUPPORT POVERTY REDUCTION IN DEVELOPING ECONOMIES THROUGH FINANCIAL INSTITUTIONS AND POLICY MAKERS. THE SMALL BUSINESS BANKING NETWORK (SBBN) IS THE FIRST ONLINE GLOBAL NETWORK FOR SMALL BUSINESS BANKING AND MICROFINANCE INSTITUTIONS IN DEVELOPING COUNTRIES. DURING 2011, OVER 30 INSTITUTIONS WERE SERVED THROUGH THE SBBN PORTAL AND MORE THAN 32 INSTITUTIONS WERE SERVED THROUGH KEN/MSV ACTIVITIES THAT INCLUDED WEBINARS, AN IN-PERSON FORUM ON SCALING CREDIT TO SMALL BUSINESSES AND AN IN-PERSON DINNER FORUM ON SMALL BUSINESS BANKING. PARTICIPANTS FROM VARIOUS FINANCIAL INSTITUTIONS IN AFRICA AND ASIA WERE ABLE TO SHARE EXPERIENCES, BEST PRACTICES AND IDEAS AT THESE EVENTS. DURING 2011, CAPITALPLUS EXCHANGE ALSO DEVELOPED AND PILOTED A SMALL BUSINESS BANKING ONSITE DIAGNOSTIC CATALYTIC SERVICE AND DESIGNED THREE TOOLKITS THAT WILL BE MADE AVAILABLE TO FINANCIAL INSTITUTIONS THROUGH THE STRATEGIC AND OPERATIONAL CONSULTING BUSINESS LINE STARTING IN 2012. THE THREE, INDUSTRY-BUILDING TOOLKITS HELP FINANCIAL INSTITUTIONS ASSESS RISK MANAGEMENT, ASSESS AND BENCHMARK HUMAN CAPITAL AND BENCHMARK SMALL BUSINESS BANKING AND SUCCESS DRIVERS. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 87886 | Expense |
| Description | STRATEGIC NEEDS ASSESSMENT AND DIAGNOSTICS: THE NEEDS ASSESSMENT OR DIAGNOSTIC IS AN ON-SITE VISIT TO A CLIENT BANK THAT SERVES POOR/UNDERSERVED MARKETS IN DEVELOPING ECONOMIES. THESE VISITS ARE USUALLY LESS THAN ONE WEEK IN LENGTH. THEY ASSESS THE INSTITUTION'S STRENGTHS AND WEAKNESSES AND ESTABLISH THE CHALLENGES AND PRIORITIES TO BE ADDRESSED IN THE TECHNICAL ASSISTANCE PLAN. IT IS A DISTINCT PART OF THE CAPACITY BUILDING WORK UNDERTAKEN BY EXCHANGE. DURING 2011, NEEDS ASSESSMENT VISITS WERE CONDUCTED AT SEVERAL INSTITUTIONS EXCHANGE WORKS WITH, INCLUDING BANKS IN INDIA, THE PHILIPPINES AND ZAMBIA. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 29861 | Expense |
| Revenue | 3000 | Revenue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 29861 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 3000 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 2059369 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 0 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 29 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 0 | NumberOfEmployees |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 7 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 6 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LYNN PIKHOLZ | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 3125401580 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N LASALLE STREET SUITE 1710 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60602 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (12 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation |
|---|---|---|---|---|---|---|
| MATTHEW NELL | ||||||
| CHAIRPERSON AND DIRECTOR | 2.50 | X | X | 0 | 0 | 0 |
| SHERYLE BOLTON | ||||||
| DIRECTOR | 2.50 | X | 0 | 0 | 0 | |
| ANNE-MAREE BYWORTH | ||||||
| DIRECTOR | 1.00 | X | 6847 | 0 | 0 | |
| MARY EVSLIN | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| JENNIFER HOFFMANN | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| KENNY NWOSU | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| NATASHA QUIST | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| STEVE BROWN | ||||||
| TREASURER | 2.00 | X | 0 | 0 | 0 | |
| LESLIE DAVIS | ||||||
| ASSISTANT FINANCIAL OFFICER | 1.00 | X | 0 | 0 | 0 | |
| LYNN PIKHOLZ | ||||||
| OFFICER - PRESIDENT/CEO | 40.00 | X | 160990 | 0 | 26922 | |
| URMI SENGUPTA | ||||||
| OFFICER - VP, CAPACITY BLDG, PARTNERSHIPS | 40.00 | X | 136062 | 0 | 16502 | |
| LISA THOMAS | ||||||
| SECRETARY, OFFICER - VP, CAPACITY BL | 40.00 | X | 126611 | 0 | 10048 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 430510 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 53472 | TotalOtherCompensation |
| Number Individuals GT100 K | 3 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation | Address Line1AddressOfContractor/AddressForeign/AddressLine1 | CityAddressOfContractor/AddressForeign/City | Province Or StateAddressOfContractor/AddressForeign/ProvinceOrState | CountryAddressOfContractor/AddressForeign/Country | Postal CodeAddressOfContractor/AddressForeign/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|
| EQUATOR CAPITAL PARTNERS | ||||||||||
| 100 N LASALLE STREET SUITE 1710 | CHICAGO | IL | 60602 | PAYROLL SERVICES | 743067 | |||||
| GERMONT LLC | ||||||||||
| 2500 RIDGEWAY AVENUE | EVANSTON | IL | 60201 | CONSULTING SERVICES | 205694 | |||||
| CBD PROFESSIONAL SERVICE INC | ||||||||||
| CONSULTING SERVICES | 137000 | 703-9303 SALISH COURT | BURNABY | BRITISH COLUMBIA | CA | V3J7B7 | ||||
| CRISIL RISK & INFRASTRUCTURE SOLUTIONS | ||||||||||
| CONSULTING SERVICES | 131565 | CRISIL HOUSE CENTRAL AVE HIRANAND | MUMBAI | MAHARASHTRA | IN | 400 076 | ||||
| METROPOLITAN GROUP | ||||||||||
| 519 SW 3RD AVENUE SUITE | PORTLAND | OR | 97204 | CONSULTING SERVICES | 112362 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 6 | NumberOfContractorsGT100K |
| Government Grants | 3949388 | GovernmentGrants |
| All Other Contributions | 199086 | AllOtherContributions |
| Total Contributions | 4148474 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| ONE-ON-ONE CONSULTING | 541610 | 113027 | 113027 |
| KNOWLEDGE EXCHANGE | 541900 | 22250 | 22250 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3000 | TotalRevenueColumn |
| Related Or Exempt Function Income | 3000 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 138277 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11021 | TotalRevenueColumn |
| Exclusion | $11,021 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | REALIZED CURRENCY TRAN | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 1832 | TotalRevenueColumn |
| Exclusion | $1,832 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1832 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4299604 | TotalRevenueColumn |
| Related Or Exempt Function Income | 138277 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $12,853 | ExclusionAmount |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 477133 | Total |
| Program Services | 341933 | ProgramServices |
| Management And General | 127088 | ManagementAndGeneral |
| Fundraising | 8112 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 271432 | Total |
| Program Services | 238688 | ProgramServices |
| Management And General | 32744 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 17941 | Total |
| Program Services | 92 | ProgramServices |
| Management And General | 17849 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 61664 | Total |
| Program Services | 18478 | ProgramServices |
| Management And General | 43186 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1265383 | Total |
| Program Services | 1109908 | ProgramServices |
| Management And General | 113474 | ManagementAndGeneral |
| Fundraising | 42001 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2686 | Total |
| Program Services | 370 | ProgramServices |
| Management And General | 2316 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36443 | Total |
| Program Services | 19307 | ProgramServices |
| Management And General | 17136 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 38565 | Total |
| Program Services | 24493 | ProgramServices |
| Management And General | 14072 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 42674 | Total |
| Management And General | 42674 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 368778 | Total |
| Program Services | 299575 | ProgramServices |
| Management And General | 23959 | ManagementAndGeneral |
| Fundraising | 45244 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 68245 | Total |
| Management And General | 68245 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10189 | Total |
| Management And General | 10189 | ManagementAndGeneral |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| DUES, FEES & SUBSCRIPTI | 9336 | 6525 | 2811 |
| MISCELLANEOUS | 3731 | 3731 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2674200 | Total |
| Program Services | 2059369 | ProgramServices |
| Management And General | 519474 | ManagementAndGeneral |
| Fundraising | 95357 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 178860 | BOY |
| EOY | 408782 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2622676 | BOY |
| EOY | 2071444 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3876477 | BOY |
| EOY | 5855448 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 56478 | BOY |
| EOY | 88093 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7246 | BOY |
| EOY | 26834 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 34369 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6741737 | BOY |
| EOY | 8484970 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 196359 | BOY |
| EOY | 261520 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18684 | BOY |
| EOY | 0 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 215043 | BOY |
| EOY | 261520 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2501160 | BOY |
| EOY | 2186169 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4025534 | BOY |
| EOY | 6037281 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6526694 | BOY |
| EOY | 8223450 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6741737 | BOY |
| EOY | 8484970 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 1625404 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 71352 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 2971418 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 4027785 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1849564 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 4176616 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4148474 | CurrentTaxYear |
| Total | 17173857 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 2971418 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 4027785 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1849564 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 4176616 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4148474 | CurrentTaxYear |
| Total | 17173857 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 424682 | AmountsSubstContributorsTotal |
| Public Support Total170 | 16749175 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 76602 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 75432 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 29036 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 28530 | CurrentTaxYearMinus1Year |
| Current Tax Year | 11021 | CurrentTaxYear |
| Total | 220621 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 11944 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 16442 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 16491 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 85512 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1832 | CurrentTaxYear |
| Total | 132221 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 17526699 | TotalSupport |
| Gross Receipts From Admissions Etc | 1586191 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.95560 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.91390 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 0 | TotalOfBookValueLandBuildings |
| Total Revenue | 4299604 | TotalRevenue |
| Total Expenses | 2674200 | TotalExpenses |
| Excess Or Deficit For Year | 1625404 | ExcessOrDeficitForYear |
| Other | $71,352 | OtherAmount |
| Total Adjustments | 71352 | TotalAdjustments |
| Excess Or Deficit Per FS | 1696756 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 4370956 | TotRevenueEtcAuditedFinclStmt |
| Other Revenues | 71352 | OtherRevenues |
| Revenue Not Rptd F990 | 71352 | RevenueNotRptdF990 |
| Revenue Subtotal | 4299604 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 4299604 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 2674200 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 2674200 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 2674200 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| PART XI, LINE 8 - OTHER ADJUSTMENTS: | UNREALIZED GAIN ON CURRENCY TRANSLATION 71,352. |
| PART X, LINE 2: THE CORPORATION IS EXEMPT FROM FEDERAL INCOME TAXES AS A RESULT OF ITS STATUS AS A NON-PROFIT ORGANIZATION AS DESCRIBED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE CORPORATION HAS ADOPTED GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) WITH RESPECT TO ACCOUNTING FOR UNCERTAIN TAX POSITIONS. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS, AS THE CORPORATION HAS HAD NO UNRELATED BUSINESS INCOME. MANAGEMENT BELIEVES THE CORPORATION HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS OR LIABILITIES, INCLUDING ANY POTENTIAL LOSS OF ITS TAX-EXEMPT STATUS. THE CORPORATION HAS NOT BEEN EXAMINED BY ANY TAX JURISDICTION. THE CORPORATION DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| SOUTH ASIA | 0 | 13 | PROGRAM SERVICES | CAPITALPLUS EXCHANGE PERFORMED NEEDS ASSESSMENTS AS WELL AS ONSITE CAPACITY BUILDING WORK AT MICROFINANCE AND SMALL BUSINESS BANKING FINANCIAL INSTITUTIONS IN INDIA AND PAKISTAN. IN ADDITION, THE ORGANIZATION HELD A KNOWLEDGE EXCHANGE AND PEER LEARNING EVENT IN INDIA ON THE NEXT FRONTIER IN GLOBAL BANKING: SMALL BUSINESS THAT WAS ATTENDED BY EMPLOYEES OF ASIAN MICROFINANCE INSTITUTIONS, SMALL BUSINESS BANKS AND FINANCIAL INSTITUTIONS. THE ORGANIZATION ALSO CONDUCTED MEMBERSHIP RECRUITMENT ACTIVITIES FOR ITS WEB COMMUNITY IN THIS REGION. | 431496 |
| SUB-SAHARAN AFRICA | 0 | 10 | PROGRAM SERVICES AND CONFERENCE | CAPITALPLUS EXCHANGE PERFORMED NEEDS ASSESSMENTS AND ONSITE CAPACITY BUILDING WORK AT MICROFINANCE AND SMALL BUSINESS BANKING FINANCIAL INSTITUTIONS IN ZAMBIA AND KENYA. IN ADDITION, THE ORGANIZATION HELD A KNOWLEDGE EXCHANGE AND PEER LEARNING EVENT IN KENYA ON SCALING CREDIT TO SMALL BUSINESSES THAT WAS ATTENDED BY EMPLOYEES OF AFRICAN AND ASIAN MICROFINANCE INSTITUTIONS AND SMALL BUSINESS BANKS/FINANCIAL INSTITUTIONS. THE ORGANIZATION ALSO CONDUCTED MEMBERSHIP RECRUITMENT ACTIVITIES FOR ITS WEB COMMUNITY IN THIS REGION AND SENT ONE AGENT TO ATTEND AND SPEAK AT A CONFERENCE IN ETHIOPIA. | 175069 |
| EAST ASIA AND THE PACIFIC | 0 | 7 | PROGRAM SERVICES, FUNDRAISING AND CONFERENCE | CAPITALPLUS EXCHANGE PERFORMED A FOLLOW-UP NEEDS ASSESSMENT AND ONSITE CAPACITY BUILDING WORK AT MICRO AND SMALL BUSINESS COMMERCIAL BANKS IN THE PHILIPPINES AND IN MONGOLIA. CAPITALPLUS EXCHANGE ALSO PERFORMED FUNDRAISING ACTIVITIES IN THE PHILIPPINES AND SENT ONE AGENT TO ATTEND AND SPEAK AT A CONFERENCE IN SOUTH KOREA. | 134426 |
| EUROPE | 0 | 3 | FUNDRAISING | 38902 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 33 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 33 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 779893 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 779893 | TotalAmountSpent |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (2 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LYNN PIKHOLZ | |||||||||||||
| 120045 | 0 | 24477 | 0 | 16468 | 0 | 16189 | 0 | 10733 | 0 | 187912 | 0 | 0 | 0 |
| URMI SENGUPTA | |||||||||||||
| 107192 | 0 | 18194 | 0 | 10676 | 0 | 12942 | 0 | 3560 | 0 | 152564 | 0 | 0 | 0 |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| EQUATOR CAPITAL PARTNERS | |||
| SEE SCH O | 743067 | EMPLOYEES OF CAPITALPLUS EXCHANGE WERE SECONDED THROUGH EQUATOR CAPITAL PARTNERS, AT COST, AND THEREFORE PAYROLL WAS PROCESSED THROUGH THIS COMPANY, RESPECTIVELY, DURING 2011. EXCHANGE ALSO CONTRACTED FOR ACCOUNTING SERVICES THROUGH EQUATOR CAPITAL PARTNERS IN 2011. | 0 |
| (no name) | |||
| 0 | |||
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (7 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | EACH MEMBER OF THE BOARD OF DIRECTORS RECEIVES A COPY OF THE FORM 990 PRIOR TO FILING. THE BOARD HAS DELEGATED THE RESPONSIBILITY OF REVEIWING THE DOCUMENT IN DEPTH TO THE CONFLICT OF INTEREST AND AUDIT COMMITTEE. THIS COMMITTEE REVIEWS THE DOCUMENT AND PROVIDES COMMENTS, IF ANY, TO THE FULL BOARD. | |
| FORM 990, PART VI, SECTION B, LINE 12C | CAPITALPLUS EXCHANGE HAS A CONFLICTS OF INTEREST POLICY AND A PROCUREMENT POLICY, WHICH THE BOARDS ACTIVE CONFLICT OF INTEREST AND AUDIT COMMITTEE (CIAC) OVERSEES. ALL EMPLOYEES SECONDED TO CAPITALPLUS EXCHANGE AS WELL AS BOARD DIRECTORS ARE REQUIRED TO SIGN AN ANNUAL CONFLICTS OF INTEREST POLICY CERTIFICATION AND DISCLOSE ANY CONFLICTS OF INTEREST TO THE CIAC. SERVICE PROVIDERS ARE ALSO ASKED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST TO THE EXCHANGE PRESIDENT AND THE CIAC. THE CIAC REVIEWS A MANAGEMENT PREPARED PROCUREMENT REPORT LISTING ALL CONTRACTS, CONTRACTORS AND AWARDED AMOUNTS AT LEAST TWO (2) TIMES PER YEAR. IF A CONFLICT OF INTEREST IS SHOWN TO EXIST, THE BOARD OR CIAC WOULD DECIDE ON WHAT FURTHER ACTION WOULD NEED TO BE TAKEN. | |
| FORM 990, PART VI, SECTION B, LINE 15 | AN INDEPENDENT CONSULTING FIRM CONDUCTED A REVIEW OF THE COMPENSATION OF ALL EMPLOYEES SECONDED TO CAPITALPLUS EXCHANGE, INCLUDING THE CEO, WITHIN THE LAST 5 YEARS. THE RESULT OF THIS RESEARCH WAS THAT ALL EMPLOYEES ARE FAIRLY COMPENSATED IN LINE WITH INDUSTRY STANDARDS. BENCHMARKING AGAINST PUBLIC INFORMATION IS COMPLETED AND REPORTED ON A REGULAR BASIS. THE BOARD HAS A COMPENSATION COMMITTEE, AND ALSO APPROVES THE COMPENSATION OF THE CEO AND PRESIDENT, AS WELL AS THE TOTAL COMPENSATION OF ALL EMPLOYEES ON AN ANNUAL BASIS. | |
| FORM 990, PART VI, SECTION C, LINE 19 | THE FORM 990 IS AVAILABLE ON GUIDESTAR'S WEBSITE AND BOTH THE FORM 990 AND FORM 1023 ARE AVAILABLE UPON REQUEST. | |
| FORM 990, PART XI, LINE 5: | UNREALIZED GAIN ON CURRENCY TRANSLATION 71,352. TOTAL TO FORM 990, PART XI, LINE 5: 71,352. | CHANGES IN NET ASSETS OR FUND BALANCES: |
| SCHEDULE L, PART IV (B) | EQUATOR CAPITAL PARTNERS: EMPLOYEES OF CAPITALPLUS EXCHANGE WERE SECONDED THROUGH EQUATOR CAPITAL PARTNERS AT COST AND THEREFORE PAYROLL WAS PROCESSED AT THIS COMPANY DURING 2011. EXCHANGE ALSO CONTRACTED FOR ACCOUNTING SERVICES FROM EQUATOR CAPITAL PARTNERS IN 2011. ALL CONTRACTS BETWEEN THESE TWO PARTIES ARE COMPLETED AT ARM'S LENGTH WITH COMPETITIVE BIDS BEING EVALUATED. | RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION |
| PAGE 6, PART VI, LINE 8A | THE BOARD OF DIRECTORS HAS AT LEAST TWO (2) IN-PERSON MEETINGS EACH YEAR WITH THE BOARD COMMITTEES MEETING MORE FREQUENTLY. AT EACH MEETING, MINUTES ARE TAKEN AND SUBMITTED TO THE BOARD FOR APPROVAL AT THE SUBSEQUENT MEETING. | OTHER INFORMATION |
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