FREDERICK AND NANCY DEMATTEIS 2001 CHARITABLE TR: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- FREDERICK AND NANCY DEMATTEIS 2001 CHARITABLE TR (EIN 13-7294014)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-07-05
- IRS object ID
- 201231879349100003
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-07-05T12:06:02-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 113576325 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHAEFFER & SAM CPA PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1232 RXR PLAZA | AddressLine1 |
| City | UNIONDALE | City |
| State | NY | State |
| ZIP Code | 115561232 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 137294014 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | 2001 FREDERICK & NANCY DEMATTEIS FAMILY | BusinessNameLine1 |
| Business Name Line2 | CHARITABLE TRUST | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | DEMA | NameControl |
| Phone | 5167455800 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1230 RXR PLAZA WEST TOWER 12TH FL | AddressLine1 |
| City | UNIONDALE | City |
| State | NY | State |
| ZIP Code | 115561230 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DONALD M SCHAEFFER | Name |
| Title | TRUSTEE | Title |
| Phone | 5167455800 | Phone |
| Date Signed | 2012-07-05 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | SAMIA B SAM | Name |
| PTIN | P00236947 | PTIN |
| Phone | 5168329100 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 29314115 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 1168654 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 1069246 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 184399 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 12530670 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 184399 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 1353053 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1253645 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 245021 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 82510 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 162511 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 544 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 544 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 39768 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 19884 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 19884 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 281 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 281 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 118932 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 107627 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 11305 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 404546 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 210302 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 194244 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 2000000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 2000000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 2404546 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 210302 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2194244 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -1051493 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1043343 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 109836 | CashBOY |
| Cash EOY | 117962 | CashEOY |
| Cash EOYFMV | 117962 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1322195 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2263931 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2263931 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 11024960 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 11003065 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 11831080 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 2895800 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1744885 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1800158 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 5602175 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 5344868 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 5650848 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 7773598 | InvestmentsOtherBOY |
| Investments Other EOY | 7207663 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 7632574 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 22865 | OtherAssetsBOY |
| Other Assets EOY | 17562 | OtherAssetsEOY |
| Other Assets EOYFMV | 17562 | OtherAssetsEOYFMV |
| Total Assets BOY | 28751429 | TotalAssetsBOY |
| Total Assets EOY | 27699936 | TotalAssetsEOY |
| Total Assets EOYFMV | 29314115 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 28751429 | CapitalStockBOY |
| Capital Stock EOY | 27699936 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 28751429 | TotalNetAssetsBOY |
| Total Net Assets EOY | 27699936 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 28751429 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 27699936 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 28751429 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -1051493 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 27699936 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 27699936 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (8 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| BESSEMER TRUST # 9D7B71 | P | 1334210 | 1568725 | -234515 | -234515 |
| BESSEMER TRUST # 9D7B71 | P | 843241 | 828593 | 14648 | 14648 |
| BESSEMER TRUST # 9D7B71 - FOREIGN CURRENCY G(L) | P | 22521 | -22521 | -22521 | |
| BESSEMER TRUST # 9D7B71 | P | 2922461 | 2615058 | 307403 | 307403 |
| STATE STREET BANK & TRUST CO # XXX-XX-XXXX | P | 4759964 | 4760669 | -705 | -705 |
| STATE STREET BANK & TRUST CO # XXX-XX-XXXX | P | 2551677 | 2513132 | 38545 | 38545 |
| GENERAL MOTOR CO. | P | 37573 | -37573 | -37573 | |
| CAPITAL GAINS DIVIDENDS | P | 119117 | 119117 | 119117 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 184399 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 2051782 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 31348163 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.065451 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 2042486 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 30889220 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.066123 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2412962 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 37185461 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.064890 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2992040 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 42151472 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.070983 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 2373405 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 41262463 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.057520 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.324967 | TotalDistributionRatio |
| Average Distribution Ratio | 0.064993 | AverageDistributionRatio |
| Net Noncharitable Assets | 31389284 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2040084 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 10433 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2050517 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2194244 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 10433 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 10433 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 10433 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 46619 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 46619 | TotalCreditsAndPayments |
| Overpayment | 36186 | Overpayment |
| Amount Credited To Next Year | 36186 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | DONALD M SCHAEFFER TRUSTEE | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 5167455800 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1230 RXR PLAZA | AddressLine1 |
| City | UNIONDALE | City |
| State | NY | State |
| ZIP Code | 115561230 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (8 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|---|
| NANCY DEMATTEIS | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | CHAIRWOMAN/AS REQUIRED | 0.00 | 0 | 0 | 0 |
| ROBERT F VIZZA | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | PRESIDENT/AS REQUIRED | 5.00 | 100000 | 0 | 0 |
| DONALD M SCHAEFFER | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 4.00 | 72511 | 0 | 0 |
| STANLEY SIROTE | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 2.00 | 72510 | 0 | 0 |
| RICHARD F DEMATTEIS | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | 0 | 0 | 0 |
| SCOTT L DEMATTEIS | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | 0 | 0 | 0 |
| LINDA LANGER | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | 0 | 0 | 0 |
| TRACEY SERKO | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (3 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|---|
| ROBERT F VIZZA | ||||||
| C/O THE DEMATTEIS ORGAINZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 11545 | PRESIDENT | 100000 |
| DONALD M SCHAEFFER | ||||||
| C/O THE DEMATTEIS ORGAINZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 11545 | TRUSTEE | 72511 |
| STANLEY SIROTE | ||||||
| C/O THE DEMATTEIS ORGAINZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 11545 | TRUSTEE | 72510 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 31738185 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 129108 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 31867293 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 31867293 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 478009 | CashDeemedCharitable |
| Net Noncharitable Assets | 31389284 | NetNoncharitableAssets |
| Minimum Investment Return | 1569464 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1569464 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 10433 | TaxBasedOnInvestmentIncome |
| Total Tax | 10433 | TotalTax |
| Distributable Amount Before Adj | 1559031 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 1559031 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 1559031 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2194244 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 2194244 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 10433 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 2183811 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1559031 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year2 | 474712 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 794857 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 1269569 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2194244 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 1559031 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 635213 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 1904782 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 1904782 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 474712 | ExcessFromYear2 |
| Excess From Year1 | 794857 | ExcessFromYear1 |
| Excess From Current Year | 635213 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | ATTN ROBERT F VIZZA THE DEMATTEIS F | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 15 | AddressLine1 |
| City | GLEN HEAD | City |
| State | NY | State |
| ZIP Code | 11545 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 5167054974 | RecipientPhoneNumber |
| Form And Info And Materials | APPLICATIONS REQUIRE A ONE PAGE ABSTRACT OUTLINING: (1) ORGANIZATION'S MISSION AND SERVICES RENDERED; (2) DESCRIPTION OF THE PROJECT FOR WHICH FUNDING IS SOUGHT; (3) TOTAL COST OF PROJECT; (4) SOURCES AND AMOUNTS OF OTHER SUPPORT; AND (5) COPY OF THE IRS TAX-EXEMPT STATUS LETTER. | FormAndInfoAndMaterials |
| Submission Deadlines | THE BOARD MEETS QUARTERLY AND TAKES ACTION ON ALL APPLICATIONS RECEIVED. ALL DECISIONS ARE FINAL. | SubmissionDeadlines |
| Restrictions On Awards | THE FOUNDATION MAKES GRANTS ONLY TO PRIVATE, PUBLICLY SUPPORTED, NOT-FOR-PROFIT, APPROVED 501(C)(3) TAX-EXEMPT AGENCIES, INSTITUTIONS, AND ORGANIZATIONS. THE FOUNDATION MAKES GRANTS TO ELIGIBLE INSTITUTIONS WHOSE MISSION INVOLVES: EDUCATION, HEALTH AND HUMAN SERVICES, MEDICAL RESEARCH, AND THE ARTS WITH A FOCUS ON THE NEW YORK METROPOLITAN AREA. APPLICANTS ARE ASKED NOT TO REQUEST A SPECIFIC GRANT AMOUNT; THE BOARD OF TRUSTEES DECIDES ON THE APPROVED GRANT LEVEL. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| COLD SPRING HARBOR LABORATORY | |||||||
| ONE BUNGTOWN ROAD | COLD SPRING HARBOR | NY | 11724 | NONE | PUBLIC CHARITIES | COLON CANCER RESEARCH | $1,000,000 |
| HOFSTRA UNIVERSITY | |||||||
| 101C HOFSTRA HALL | HEMPSTEAD | NY | 11549 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $250,000 |
| RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS | |||||||
| 701 OKEECHOBEE BLVD | WEST PALM BEACH | FL | 33401 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $55,000 |
| ST VINCENT'S SERVICES | |||||||
| 66 BOERUM PLACE | BROOKLYN | NY | 11201 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $150,000 |
| WESTHAMPTON BEACH PERFORMING ARTS CENTER | |||||||
| 76 MAIN STREET | WESTHAMPTON | NY | 11978 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $100,000 |
| WHEELCHAIR CHARITIES INC | |||||||
| 83-10 35TH AVENUE | JACKSON HEIGHTS | NY | 11372 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $100,000 |
| COLGATE UNIVERSITY | |||||||
| 13 OAK DRIVE | HAMILTON | NY | 13346 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $100,000 |
| SCO FAMILY OF SERVICES | |||||||
| 1 ALEXANDER PLACE | GLEN GOVE | NY | 11542 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $20,000 |
| FRIENDS ACADEMY | |||||||
| 270 DUCK POND ROAD | LOCUST VALLEY | NY | 11560 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $125,000 |
| RYAN HOUSE | |||||||
| 110 WEST MERRELL STREET FIRST FLOOR | PHOENIX | AZ | 85013 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 2000000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,168,654 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $184,399 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,353,053 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1353053 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SCHAEFFER & SAM, CPA, P.C. | Category |
| Amount | $39,768 | Amount |
| Net Investment Income | 19884 | NetInvestmentIncome |
| Disbursements Charitable Prps | 19884 | DisbursementsCharitablePrps |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53-4942 (A) - 3(D)(2), THE 2001 FREDERICK AND NANCY DEMATTEIS FAMILY CHARITABLE TRUST HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: ______________________ DATE: _________________NAME & TITLE: __________________________________________ | Election |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (58 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 80000 SHARES - MORGAN STANLEY 5.62596 1/09/12 | 64413 | 80012 |
| 125000 SHARES - INTL LEASE FIN CORP 4.7596 1/13/12 | 124458 | 124844 |
| 175000 SHARES - HOUSEHOLD FIN CORP 796 5 / 15 / 12 | 173756 | 178264 |
| 200000 SHARES - GENL ELEC CAP CORP 6% 6/15/12 | 198498 | 204496 |
| 195000 SHARES - GENL ELEC CAP CORP 5.45% 1/15/13 | 197038 | 204021 |
| 150000 SHARES - MERRILL LYNCH & CO 5.45% 2/05/13 | 149552 | 151091 |
| 85000 SHARES - MERRILL LYNCH & CO 6.15% 4/25/13 | 84888 | 85796 |
| 50000 SHARES - INTL LEASE FIN 5.875% 5/01/13 | 49843 | 49250 |
| 75000 SHARES - VERIZON GLOBAL FUND 4.375% 6/01/13 | 73915 | 78584 |
| 162000 SHARES - HOUSEHOLD FIN CORP 4.75% 7/15/13 | 154494 | 165425 |
| 25000 SHARES - COCA COLA ENTPS 7.375% 3/03/14 | 24974 | 28396 |
| 25000 SHARES - CHEVRON CORP 3.95% 3/03/14 | 24954 | 26735 |
| 25000 SHARES - UNITED PARCEL SVC 3.875% 4/01/14 | 24945 | 26675 |
| 100000 SHARES - MORGAN STANLEY 6% 5/13/14 | 99651 | 100971 |
| 15000 SHARES - BELLSOUTH CORP 5.2% 9 / 15 / 14 | 14988 | 16582 |
| 230000 SHARES - GOLDMAN SACHS GROUP 5.125% 1/15/15 | 224471 | 235085 |
| 45000 SHARES - HSBC FINANCE CORP 5.2596 4 / 15 / 15 | 40313 | 45922 |
| 190000 SHARES - VERIZON GLOBAL FDG 4.9% 9 / 15 / 15 | 186485 | 213233 |
| 115000 SHARES - MORGAN STANLEY 5.37596 10/15/15 | 112281 | 112370 |
| 70000 SHARES - CON EDISON CO NY 5.37596 12/15/15 | 75804 | 80103 |
| 160000 SHARES - GOLDMAN SACHS GROUP 5.3596 1/15/16 | 156746 | 164024 |
| 40000 SHARES - ELI LILLY & CO 5.2% 3 / 15 / 17 | 39350 | 46206 |
| 120000 SHARES - MERRILL LYNCH CO 6.496 8 / 28 / 17 | 121948 | 116196 |
| 420000 SHARES - GEN ELEC CAP CORP 5.62596 9 / 15 / 17 | 412400 | 464848 |
| 195000 SHARES - BEAR STEARNS CO INC 7.2596 2/01 /18 | 206935 | 228608 |
| 120000 SHARES - PEPSICO INC 56 6/01/18 | 118047 | 139410 |
| 75000 SHARES - JOHNSON & JOHNSON 5.15% 7/15/18 | 74846 | 90554 |
| 35000 SHARES - VERIZON COMMS INC 8.7596 11 /01/18 | 34803 | 47276 |
| 55000 SHARES - PFIZER INC 6.2% 3/15/19 | 54944 | 67865 |
| 30000 SHARES - CONS EDISON CO OF NY 6.65% 4/01 /19 | 29956 | 37919 |
| 77000 SHARES - MORGAN STANLEY 7.3% 5 / 13 / 19 | 81568 | 78421 |
| 165000 SHARES - MORGAN STANLEY 5.56 1 /26/20 | 161522 | 150195 |
| 60000 SHARES - GOLDMAN SACHS GROUP 5.375% 3 / 15 / 20 | 59208 | 59221 |
| 10000 SHARES - BANK OF AMERICA CORP 5.875% 1 / 05 / 21 | 9926 | 9518 |
| 70000 SHARES - GOLDMAN SACHS GROUP 5.25% 7 / 27 / 21 | 68622 | 68288 |
| 50000 SHARES - ESCROW GM CORP SR 8.25% 7/15/23 | 0 | 375 |
| 35000 SHARES - GMAC (GENL MTRS ACC) 8% 11/01/31 | 34205 | 33075 |
| 125000 SHARES - VERIZON GBL FDG CORP 7.75% 6/15/32 | 119597 | 173424 |
| 32000 SHARES - JOHN DEERE CPTL CP 5 25% 10/01/12 | 31920 | 33114 |
| 165000 SHARES - GEN ELEC CAP CORP MTN 5 25% 10/19/12 | 164813 | 170770 |
| 160000 SHARES - AMERICAN EXPRESS CR 5 875% 5/02/13 | 151705 | 168184 |
| 70000 SHARES - INTL LEASE FIN MTN 6 625% 11/15/13 | 69565 | 69650 |
| 85000 SHARES - MERRILL LYNCH & CO MT 5 45% 7/15/14 | 77586 | 84283 |
| 150000 SHARES - MERRILL LYNCH & CO MTN 5% 1 /15/15 | 142831 | 144501 |
| 90000 SHARES - MERRILL LYNCH MTN 6 875% 4/25/18 | 92771 | 88735 |
| 125000 SHARES - MORGAN STANLEY MTN 6% 9/27/25 | 124369 | 117711 |
| 55000 SHARES - HSBC FIN CORP 0.523% 4/24/12 | 42831 | 54356 |
| 100000 SHARES - MORGAN STANLEY 1 2329% 4/29/13 | 94025 | 94238 |
| 75000000 SHARES - GEN ELEC CAP CORP 0.5911% 1/08/16 | 49688 | 69458 |
| 100000 SHARES - MORGAN STANLEY (STEPUP) 4% 9/22/20 | 98700 | 91500 |
| 105000 SHARES - BK AMER MTN (STEPUP) 5.375% 6/30/25 | 104561 | 91146 |
| 100000 SHARES - MORGAN STANLEY (STEPUP) 5% 9/30/25 | 98450 | 94000 |
| 10000 SHARES - BK OF AMERICA STEPUP 5.9% 12 / 28 / 25 | 9938 | 8599 |
| 25000 SHARES - BANK OF AMERICA CORP 5.1396 2 / 24 / 26 | 24781 | 20793 |
| 70000 SHARES - BK OF AMER CORP 5% 5 / 27 / 26 | 69563 | 58800 |
| 203 SHARES - GENERAL MOTORS CO | 6051 | 4115 |
| 185 SHARES - GENERAL MTRS CO WTS 7/10/16 | 3629 | 2170 |
| 185 SHARES - GENERAL MTRS CO WTS 7/01/19 | 2747 | 1447 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (63 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 1000 SHARES - ISHARES BARCLAYS TIP BD FD BOOK COST 117,300 | 117300 | 116690 |
| 950 SHARES - CARNIVAL CORP CL A (CCL) | 30030 | 31008 |
| 1100 SHARES - COMCAST CORP CL A NEW (CMCS) | 23410 | 26081 |
| 250 SHARES - MACY'S INC (M) | 7579 | 8045 |
| 325 SHARES - MCGRAW-HILL COMPANIES INC (MHP) | 14118 | 14615 |
| 450 SHARES - TARGET CORP (TG7) | 23506 | 23049 |
| 700 SHARES - YUM BRANDS INC (YUM) | 38414 | 41307 |
| 650 SHARES - CVS/CAREMARKCORP (CVS) | 24588 | 26507 |
| 150 SHARES - CONOCOPHILLIPS (COP) | 10255 | 10930 |
| 650 SHARES - MARATHON OIL CORP (MRO) | 16814 | 19025 |
| 350 SHARES - NOBLE CORPORATION | 12059 | 10577 |
| 800 SHARES - ACE LIMITED | 40163 | 56096 |
| 335 SHARES - JOHNSON & JOHNSON (JNJ) | 21144 | 21969 |
| 425 SHARES - UNITEDHEALTH GROUP INC (UNH) | 18869 | 21539 |
| 175 SHARES - GENERAL DYNAMICS CORP (GD) | 10944 | 11621 |
| 375 SHARES - ACCENTURE PLC CL A | 20497 | 19961 |
| 105 SHARES - INTERNATIONAL BUS MACHINES (IBM) | 18994 | 19307 |
| 2125 SHARES - MICROSOFT CORP (MSF7) | 54356 | 55165 |
| 1050 SHARES - WESTERN UNION CO (WU) | 17225 | 19173 |
| 500 SHARES - FREEPORT-MCMRN CPPR&GOLD (FC)) | 18859 | 18395 |
| 675 SHARES - NEWMONT MINING CORP (NEM) | 42831 | 40506 |
| 375 SHARES - CENTURYLINK INC (CTL) | 13970 | 13950 |
| 275 SHARES - DETROIT ENERGY CO (DTE) | 13874 | 14973 |
| 450 SHARES - EXELON CORP (EXC) | 19424 | 19516 |
| 425 SHARES - FIRSTENERGY CORP (FE) | 18307 | 18827 |
| 350 SHARES - MAGNA INTL INC CL A | 11688 | 11658 |
| 1750 SHARES - AB FOODS LTD ADR | 30283 | 30107 |
| 120 SHARES - AJINOMOTO INC ADR | 14041 | 14411 |
| 335 SHARES - IMPERIAL TOBACCO LT ADR | 23595 | 25354 |
| 1500 SHARES - KON AHOLD ADR | 18963 | 20260 |
| 650 SHARES - UNILEVER NV ADR | 21058 | 22340 |
| 950 SHARES - ENI S.P.A. ADR | 40073 | 39206 |
| 210 SHARES - SINOPEC/CHINA PETE&CHM ADR | 21825 | 22060 |
| 475 SHARES - TOTAL SA ADR | 23234 | 24277 |
| 1000 SHARES - ALLIANZ AKTIENGES ADR | 9421 | 9595 |
| 1350 SHARES - BARCLAYS PLC ADR | 13586 | 14836 |
| 2050 SHARES - CHINA CONSTRUCTION ADR | 28560 | 28611 |
| 1800 SHARES - MUNICH RE GROUP ADR | 21136 | 22147 |
| 3000 SHARES - NORDEA BK SWEDEN AB ADR | 22869 | 23304 |
| 2750 SHARES - SUMITOMO MITSUI FIN ADR | 14829 | 15152 |
| 1150 SHARES - SUNCORPGROUPADR | 9272 | 9879 |
| 1950 SHARES - WHARF HOLDINGS ADR | 18940 | 17626 |
| 300 SHARES - MERCK KGAA ADR | 9400 | 9999 |
| 650 SHARES - SANOFI - ADR | 21120 | 23751 |
| 600 SHARES - TEVA PHARM INDS LTD ADR | 23038 | 24216 |
| 950 SHARES - ABERTIS INFRAESTR ADR | 6988 | 7609 |
| 1575 SHARES - DEUTSCHE POST AG ADR | 23573 | 24289 |
| 4500 SHARES - EAST JAPAN RAIL ADR | 45590 | 47763 |
| 750 SHARES - ITOCHU CORP ADR | 14559 | 15245 |
| 375 SHARES - KON PHILIP ELEC ADR | 6917 | 7856 |
| 150 SHARES - AKZO NOBEL NV ADR | 6626 | 7274 |
| 500 SHARES - BARRICK GOLD CORP | 23904 | 22625 |
| 425 SHARES - BHP BILLITON PLC-ADR | 23942 | 24815 |
| 730 SHARES - CHINA TELECOM ADR | 43256 | 41704 |
| 1000 SHARES - SK TELECOM ADR | 14258 | 13610 |
| 1500 SHARES - TELE2 AB ADR | 14290 | 14649 |
| 275 SHARES - GDF SUEZ ADR | 6963 | 7539 |
| 350 SHARES - SSE PLC ADR | 7007 | 7022 |
| 500 SHARES - TOKYO GAS LTD ADR | 21225 | 23005 |
| 350 SHARES - SPDR S&P MIDCAP 400 ETF TR 1 | 54974 | 55821 |
| 2000 SHARES - ISHARES MSCI SAFE SM 1 | 68340 | 69520 |
| 450 SHARES - SHARES S&P SMCAP 600 INDX 1 | 30457 | 30735 |
| 6900 SHARES - IPATH DOWJONES-UBS CMDTY I ' | 287555 | 291456 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 11003065 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 11831080 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (15 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 936245.070 UNITS - HK DOLLAR DEPOSIT - BNYM | AT COST | 120332 | 120494 |
| 715254.890 UNITS - NO KRONE DEPOSIT - BNYM | AT COST | 120332 | 119948 |
| 156046.860 UNITS - SG DOLLAR DEPOSIT - BNYM | AT COST | 120332 | 120405 |
| 97811.720 UNITS - US DOLLAR DEPOSIT - BNYM | AT COST | 97811 | 97811 |
| 195948.662 UNITS - OW LARGE CAP STRATEGIES FD BOOK COST 1,602,683 | AT COST | 1595399 | 1718469 |
| 161699.176 UNITS - OW GLOBAL SML & MID CAP FD BOOK COST 1,854,102 | AT COST | 1806595 | 2178087 |
| 320483.513 UNITS - OW GLOBAL OPPORTUNITIES FD BOOK COST 2,043,000 | AT COST | 2043000 | 2172878 |
| 59389.342 UNITS - OW REAL RETURN FUND BOOK COST 540,638 | AT COST | 500000 | 552320 |
| 6000 SHARES - FHLMC 8 375% SER Z PFD | AT COST | 157200 | 7980 |
| 5700 UNITS - FNMA 8 25% PFD | AT COST | 142150 | 7866 |
| 1500 UNITS - GOLDMAN SACHS GROUP INC 6 125% PFD | AT COST | 37500 | 37155 |
| 200000 UNITS - BARCLAYS BANK PLC 6 75% 5/22/19 | AT COST | 197049 | 221724 |
| 70000 UNITS - BARCLAYS BK PLC 5% 9/22/16 | AT COST | 71335 | 72496 |
| 130000 UNITS - BARCLAYS BANK PLC 5 125% 1/08/20 | AT COST | 128666 | 133539 |
| 70000 UNITS - DEUTSCHE BK LONDON 5.375% 10/12/12 | AT COST | 69962 | 71402 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SCHLESINGER, GANNON & LAZETERA, LLP | Category |
| Amount | $544 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 544 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACCRUED GNMA INCOME - IBT | Description |
| BOY Book Value | 22865 | BOYBookValue |
| EOY Book Value | 17562 | EOYBookValue |
| EOYFMV | 17562 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (7 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| BROKERAGE FEES | 114938 | 106187 | 8751 |
| NEW YORK LAW JOURNAL AD | 125 | 0 | 125 |
| FILING FEES | 750 | 0 | 750 |
| INSURANCE | 1924 | 962 | 962 |
| PROFESSIONAL DUES & SUBSCRIPTIONS | 695 | 278 | 417 |
| POSTAGE | 200 | 80 | 120 |
| MISCELLANEOUS FEES | 300 | 120 | 180 |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES PAID | Category |
| Amount | $281 | Amount |
| Net Investment Income | 281 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments