JOHN J & RUTH F KLOSS CHARITABLE TR 050010251200: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- JOHN J & RUTH F KLOSS CHARITABLE TR 050010251200 (EIN 39-6790033)
- Tax period
- 2011-06-01 to 2012-05-31
- Filed
- 2012-06-19
- IRS object ID
- 201231719349100118
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-19T14:45:04-06:00 | Timestamp |
| Tax Period End Date | 2012-05-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-06-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 396790033 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN & RUTH KLOSS CHARITABLE TRUST | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KLOS | NameControl |
| Phone | 4147655672 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | US BANK NA P O BOX 2043 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 532019668 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | US BANK NA TRUSTEE | Name |
| Title | TRUSTEE | Title |
| Phone | 4147655672 | Phone |
| Date Signed | 2012-06-19 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 8344363 | FMVAssetsEOY |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 211325 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 214563 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 336790 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2606533 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 337224 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Total Revenue And Expenses | 548115 | TotalRevenueAndExpenses |
| Total Net Investment Income | 551787 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 105147 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 94632 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 10515 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Net Invst Incm | 0 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Adj Net Incm | 0 | OthEmplSlrsWgsAdjNetIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 0 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Net Invst Incm | 0 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Adj Net Incm | 0 | PensionEmplBnftAdjNetIncm |
| Legal Fees Rev And Expnss | 133 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 0 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 133 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 1500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 1500 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 6680 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5037 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Adj Net Incm | 0 | TravConfMeetingAdjNetIncm |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Adj Net Incm | 0 | PrintingAndPubAdjNetIncm |
| Other Expenses Rev And Expnss | 602 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 602 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 114062 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 100271 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 12148 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 400000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 400000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 514062 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 100271 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 412148 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 34053 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 451516 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 198 | CashBOY |
| Savings And Temp Cash Invst BOY | 473648 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 293328 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 293328 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable EOY | 0 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 0 | AccountsReceivableEOYFMV |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Investments Govt Oblig BOY | 617106 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 618857 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 683085 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 2821606 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1864751 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2872717 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1854535 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1312485 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1394019 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 1147496 | InvestmentsOtherBOY |
| Investments Other EOY | 2859221 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 3101214 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 6914589 | TotalAssetsBOY |
| Total Assets EOY | 6948642 | TotalAssetsEOY |
| Total Assets EOYFMV | 8344363 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 6914589 | CapitalStockBOY |
| Capital Stock EOY | 6948642 | CapitalStockEOY |
| Total Net Assets BOY | 6914589 | TotalNetAssetsBOY |
| Total Net Assets EOY | 6948642 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 6914589 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 6948642 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 6914589 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 34053 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 6948642 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 6948642 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (243 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| 200000. INTL LEASE FINANCE 4.750% 1/13/12 | 2006-09-13 | 2011-06-02 | 205000 | 199259 | 5741 | 5741 | |
| 150000. U S TREASURY NT 3.500% 5/15/20 | 2010-06-29 | 2011-06-02 | 158408 | 153963 | 4445 | 4445 | |
| 1405. COMPANHIA DE BEBIDAS P R ADR RIGHTS | 2011-06-15 | 17 | 17 | 17 | |||
| .75 GORMAN RUPP CO | 2009-03-30 | 2011-06-21 | 24 | 13 | 11 | 11 | |
| .205 PROLOGIS INC | 2009-11-12 | 2011-06-21 | 7 | 6 | 1 | 1 | |
| 52. ABBOTT LABS | 2007-08-24 | 2011-06-24 | 2681 | 2734 | -53 | -53 | |
| 132. ABERCROMBIE & FITCH CO CL A | 2009-07-08 | 2011-06-24 | 8621 | 3319 | 5302 | 5302 | |
| 621. AECOM TECHNOLOGY CORP | 2009-09-11 | 2011-06-24 | 16475 | 18139 | -1664 | -1664 | |
| 705. AEGON N V NY REG SHR | 2009-01-23 | 2011-06-24 | 4350 | 3157 | 1193 | 1193 | |
| 73. AIR PRODS CHEMICALS INC | 2008-10-09 | 2011-06-24 | 6784 | 4375 | 2409 | 2409 | |
| 31. ALLEGHENY TECHNOLOGIES INC | 2009-05-19 | 2011-06-24 | 1876 | 748 | 1128 | 1128 | |
| 117. ALPHA NATURAL RESOURCES INC | 2009-10-01 | 2011-06-24 | 5039 | 4024 | 1015 | 1015 | |
| 59. AMERICA MOVIL A D R | 2009-11-12 | 2011-06-24 | 2991 | 2760 | 231 | 231 | |
| 332. AMGEN INC | 2009-11-12 | 2011-06-24 | 19027 | 17844 | 1183 | 1183 | |
| 40. APPLE INC | 2009-09-11 | 2011-06-24 | 13072 | 6496 | 6576 | 6576 | |
| 30. ASTRAZENECA P L C SPSD A D R | 2008-12-04 | 2011-06-24 | 1474 | 1140 | 334 | 334 | |
| 648. ATLAS COPCO AB SPONS A D R | 2009-11-12 | 2011-06-24 | 15312 | 8731 | 6581 | 6581 | |
| 89. AXA A D R | 2009-01-23 | 2011-06-24 | 1816 | 1348 | 468 | 468 | |
| 2.3846 BANCO SANTANDER CENT HISPANO A D R | 2010-11-10 | 2011-06-24 | 25 | 27 | -2 | -2 | |
| 263.6154 BANCO SANTANDER CENT HISPANO A D R | 2008-12-04 | 2011-06-24 | 2802 | 2108 | 694 | 694 | |
| 398. BANK OF AMERICA CORP | 2009-06-03 | 2011-06-24 | 4167 | 4596 | -429 | -429 | |
| 194. BARD C R INC | 2009-09-11 | 2011-06-24 | 20876 | 16882 | 3994 | 3994 | |
| 295. BEST BUY CO INC | 2009-02-27 | 2011-06-24 | 9461 | 9092 | 369 | 369 | |
| 57. BIOGEN IDEC INC | 2008-09-03 | 2011-06-24 | 5850 | 2869 | 2981 | 2981 | |
| 4. BLACKROCK INC | 2009-03-18 | 2011-06-24 | 735 | 457 | 278 | 278 | |
| 352. BOSTON SCIENTIFIC CORP | 2009-02-27 | 2011-06-24 | 2401 | 2576 | -175 | -175 | |
| 35. BRADY CORPORATION CL A | 2009-10-01 | 2011-06-24 | 1094 | 980 | 114 | 114 | |
| 134. BRISTOL-MYERS SQUIBB CO | 2009-04-27 | 2011-06-24 | 3887 | 2780 | 1107 | 1107 | |
| 45. BRITISH AMERN TOB PLC ADR | 2009-02-27 | 2011-06-24 | 3822 | 2305 | 1517 | 1517 | |
| 244. CENOVUS ENERGY INC | 2009-10-01 | 2011-06-24 | 8269 | 6701 | 1568 | 1568 | |
| 74. CEPHALON INC | 2009-07-23 | 2011-06-24 | 5910 | 4559 | 1351 | 1351 | |
| 556. CHICOS FAS INC | 2009-11-12 | 2011-06-24 | 8379 | 7211 | 1168 | 1168 | |
| 54. CIENA CORP | 2008-10-17 | 2011-06-24 | 963 | 429 | 534 | 534 | |
| 170. CIENA CORP | 2009-07-08 | 2011-06-24 | 3031 | 1480 | 1551 | 1551 | |
| 2311. CISCO SYS INC | 2009-07-23 | 2011-06-24 | 34595 | 45750 | -11155 | -11155 | |
| 187. CITRIX SYS INC | 2008-09-16 | 2011-06-24 | 14320 | 5122 | 9198 | 9198 | |
| 67. CLIFFS NATURAL RESOURCES INC | 2009-10-01 | 2011-06-24 | 5808 | 2031 | 3777 | 3777 | |
| 143. CLOROX CO | 2009-09-11 | 2011-06-24 | 9508 | 8288 | 1220 | 1220 | |
| 55. COACH INC | 2008-04-17 | 2011-06-24 | 3254 | 1761 | 1493 | 1493 | |
| 268. COMPANHIA DE BEBIDAS P R A D R | 2009-07-23 | 2011-06-24 | 8504 | 3820 | 4684 | 4684 | |
| 46. CON WAY INC | 2009-11-12 | 2011-06-24 | 1703 | 1495 | 208 | 208 | |
| 48. CONSTELLATION BRANDS INC A | 2009-11-12 | 2011-06-24 | 1000 | 802 | 198 | 198 | |
| 71. CONTINENTAL RESOURCES INC | 2008-10-17 | 2011-06-24 | 4329 | 1896 | 2433 | 2433 | |
| 86. CROWN CASTLE INTL CORP | 2009-05-01 | 2011-06-24 | 3484 | 2062 | 1422 | 1422 | |
| 67. CULLEN FROST BANKERS INC | 2009-03-30 | 2011-06-24 | 3714 | 2876 | 838 | 838 | |
| 161. DBS GROUP HLDGS LTD | 2008-09-10 | 2011-06-24 | 7457 | 8576 | -1119 | -1119 | |
| 168. DARDEN RESTAURANTS INC | 2009-04-27 | 2011-06-24 | 8155 | 6431 | 1724 | 1724 | |
| 90. DARDEN RESTAURANTS INC | 2009-09-11 | 2011-06-24 | 4369 | 3175 | 1194 | 1194 | |
| 22. DARDEN RESTAURANTS INC | 2009-10-01 | 2011-06-24 | 1068 | 732 | 336 | 336 | |
| 33. DIAMOND OFFSHORE DRILLING INC | 2009-03-18 | 2011-06-24 | 2254 | 2076 | 178 | 178 | |
| 255. DOLBY LABORATORIES INC CL A | 2009-09-11 | 2011-06-24 | 10669 | 7955 | 2714 | 2714 | |
| 97. DUFF & PHELPS CORP CL A | 2009-03-30 | 2011-06-24 | 1238 | 1471 | -233 | -233 | |
| 40. EQUITABLE CORP | 2009-06-03 | 2011-06-24 | 1978 | 1447 | 531 | 531 | |
| 269. EXCO RESOURCES INC | 2009-10-01 | 2011-06-24 | 5090 | 4582 | 508 | 508 | |
| 292. ECOLAB INC | 2009-07-23 | 2011-06-24 | 15867 | 11584 | 4283 | 4283 | |
| 160. EDISON INTL | 2009-02-27 | 2011-06-24 | 6206 | 4751 | 1455 | 1455 | |
| 114. ENERGIZER HOLDINGS INC | 2008-09-24 | 2011-06-24 | 7969 | 9809 | -1840 | -1840 | |
| 24. ENTERGY CORPORATION | 2009-04-27 | 2011-06-24 | 1633 | 1549 | 84 | 84 | |
| 276. ERICSSON (LM)TEL SP A D R | 2009-07-23 | 2011-06-24 | 3641 | 2705 | 936 | 936 | |
| 44. ERSTE GROUP BANK AG A D R | 2009-11-12 | 2011-06-24 | 1017 | 1021 | -4 | -4 | |
| 36. EXPRESS SCRIPTS INC | 2008-09-24 | 2011-06-24 | 1913 | 1311 | 602 | 602 | |
| 26. EXPRESS SCRIPTS INC | 2009-10-01 | 2011-06-24 | 1382 | 994 | 388 | 388 | |
| 54. EXXON MOBIL CORP | 2008-11-10 | 2011-06-24 | 4171 | 3978 | 193 | 193 | |
| 68. FLIR SYSTEMS INC | 2009-05-01 | 2011-06-24 | 2181 | 1724 | 457 | 457 | |
| 31. F T I CONSULTING INC | 2009-02-27 | 2011-06-24 | 1131 | 1134 | -3 | -3 | |
| 22. FACTSET RESEARCH SYSTEMS INC | 2009-07-23 | 2011-06-24 | 2164 | 1222 | 942 | 942 | |
| 90. FISERV INC | 2008-10-09 | 2011-06-24 | 5504 | 3526 | 1978 | 1978 | |
| 41. FIRST ENERGY CORP | 2009-02-27 | 2011-06-24 | 1767 | 1465 | 302 | 302 | |
| 46. FOREST LABS INC | 2008-09-24 | 2011-06-24 | 1815 | 1299 | 516 | 516 | |
| 919. FOSTERS GROUP LIMITED A D R | 2008-12-04 | 2011-06-24 | 4953 | 2638 | 2315 | 2315 | |
| 70. FRANCE TELECOM SPSD ADR | 2009-02-27 | 2011-06-24 | 1410 | 1588 | -178 | -178 | |
| 39. FRONTIER COMMUNICATIONS CORP | 2009-02-27 | 2011-06-24 | 306 | 287 | 19 | 19 | |
| 188. GAMESTOP CORP CL A | 2008-12-04 | 2011-06-24 | 4897 | 4313 | 584 | 584 | |
| 619. GAP INC | 2009-10-01 | 2011-06-24 | 10925 | 13122 | -2197 | -2197 | |
| 933. OAO GAZPROM SPON A D R | 2009-10-01 | 2011-06-24 | 13043 | 10821 | 2222 | 2222 | |
| 122. GLAXO SMITHKLINE P L C A D R | 2009-02-27 | 2011-06-24 | 5050 | 3706 | 1344 | 1344 | |
| 44. GOLDMAN SACHS GROUP INC | 2009-02-27 | 2011-06-24 | 5805 | 4036 | 1769 | 1769 | |
| 28. GOOGLE INC CL A | 2009-07-23 | 2011-06-24 | 13264 | 12662 | 602 | 602 | |
| 81. H D F C BK LTD A D R | 2009-11-12 | 2011-06-24 | 13338 | 9271 | 4067 | 4067 | |
| 165. HSBC HOLDINGS PLC SPONS A D R | 2009-11-12 | 2011-06-24 | 7946 | 9417 | -1471 | -1471 | |
| 242. HARRIS CORP DEL | 2009-01-23 | 2011-06-24 | 10699 | 10250 | 449 | 449 | |
| 39. HARTFORD FINANCIAL SERVICES GRP INC | 2009-11-12 | 2011-06-24 | 937 | 984 | -47 | -47 | |
| 1037. HEWLETT PACKARD CO | 2009-02-27 | 2011-06-24 | 36232 | 41008 | -4776 | -4776 | |
| 211. HOLOGIC INC | 2009-06-03 | 2011-06-24 | 4212 | 3010 | 1202 | 1202 | |
| 53. HONDA MOTOR CO LTD A D R | 2009-04-27 | 2011-06-24 | 1980 | 1465 | 515 | 515 | |
| 306. HOYA CORP A D R | 2009-11-12 | 2011-06-24 | 6753 | 7485 | -732 | -732 | |
| 54. HUNT J B TRANS SVCS INC | 2009-05-01 | 2011-06-24 | 2475 | 1503 | 972 | 972 | |
| 287. HUNTSMAN CORP | 2009-10-01 | 2011-06-24 | 5008 | 2525 | 2483 | 2483 | |
| 524. HUTCHISON WHAMPOA LTD UNSP ADR | 2009-10-01 | 2011-06-24 | 27829 | 18999 | 8830 | 8830 | |
| 1320. INTEL CORP | 2008-09-24 | 2011-06-24 | 28155 | 25655 | 2500 | 2500 | |
| 10. INTERCONTINENTAL EXCHANGE INC | 2008-09-24 | 2011-06-24 | 1186 | 759 | 427 | 427 | |
| 38. INTESA SANPAOLO A D R | 2009-06-03 | 2011-06-24 | 549 | 809 | -260 | -260 | |
| 3114. ISHARES MSCI EMERGING MKTS E T F | 2009-07-23 | 2011-06-24 | 141466 | 111130 | 30336 | 30336 | |
| 25. J P MORGAN CHASE CO | 2008-09-16 | 2011-06-24 | 988 | 964 | 24 | 24 | |
| 1037. JANUS CAPITAL GROUP INC | 2009-11-12 | 2011-06-24 | 9219 | 12072 | -2853 | -2853 | |
| 191. JOHNSON & JOHNSON | 2007-08-24 | 2011-06-24 | 12476 | 11761 | 715 | 715 | |
| 94. JOHNSON & JOHNSON | 2008-09-24 | 2011-06-24 | 6140 | 6415 | -275 | -275 | |
| 48. JOHNSON & JOHNSON | 2008-10-09 | 2011-06-24 | 3135 | 2930 | 205 | 205 | |
| 114. JUPITER TELECOM A D R | 2009-10-01 | 2011-06-24 | 8442 | 7188 | 1254 | 1254 | |
| 100. KBW INC | 2009-03-30 | 2011-06-24 | 1830 | 2073 | -243 | -243 | |
| 31. KANSAS CITY SOUTHERN | 2009-02-27 | 2011-06-24 | 1723 | 562 | 1161 | 1161 | |
| 409. KEYCORP NEW | 2009-10-01 | 2011-06-24 | 3215 | 2536 | 679 | 679 | |
| 129. KNIGHT CAPITAL GROUP INC CL A | 2009-09-11 | 2011-06-24 | 1402 | 2708 | -1306 | -1306 | |
| 828. KOMATSU LTD A D R REPSTG 4 ORD SHS | 2009-10-01 | 2011-06-24 | 25378 | 15364 | 10014 | 10014 | |
| 74. KROGER CO | 2009-02-27 | 2011-06-24 | 1802 | 1535 | 267 | 267 | |
| 412. KUBOTA LTD A D R | 2009-10-01 | 2011-06-24 | 17571 | 16738 | 833 | 833 | |
| 59. LOREAL CO UNSPONSORED ADR | 2009-09-11 | 2011-06-24 | 1434 | 1189 | 245 | 245 | |
| 823. LVMH MOET HENNESSY LOU VUITT A D R | 2009-10-01 | 2011-06-24 | 27002 | 16583 | 10419 | 10419 | |
| 30. LABORATORY CORP OF AMERICA HOLDINGS | 2007-10-25 | 2011-06-24 | 2843 | 2231 | 612 | 612 | |
| 123. LAKELAND INDUSTRIES INC | 2009-09-11 | 2011-06-24 | 1031 | 990 | 41 | 41 | |
| 79. LANDSTAR SYS INC | 2009-11-12 | 2011-06-24 | 3549 | 2903 | 646 | 646 | |
| 314. LAS VEGAS SANDS CORP | 2009-07-23 | 2011-06-24 | 12249 | 2432 | 9817 | 9817 | |
| 544. LEGG MASON INC | 2009-11-12 | 2011-06-24 | 16967 | 14454 | 2513 | 2513 | |
| 224. MARSHALL ILSLEY CORP NEW | 2009-11-12 | 2011-06-24 | 1685 | 1218 | 467 | 467 | |
| 28. MASTERCARD INC | 2009-07-23 | 2011-06-24 | 7655 | 5204 | 2451 | 2451 | |
| 38. MATERION CORP | 2009-03-30 | 2011-06-24 | 1308 | 508 | 800 | 800 | |
| 245. MAXIM INTEGRATED PRODS INC | 2009-09-11 | 2011-06-24 | 5929 | 4559 | 1370 | 1370 | |
| 139. MCKESSON CORPORATION | 2009-09-11 | 2011-06-24 | 11372 | 8006 | 3366 | 3366 | |
| 365. MICROSOFT CORP | 2008-10-09 | 2011-06-24 | 8844 | 8809 | 35 | 35 | |
| 68. MITSUBISHI ESTATE LTD A D R | 2009-10-01 | 2011-06-24 | 11466 | 11376 | 90 | 90 | |
| 251. MITSUBISHI UFJ FINL GRP A D R | 2009-07-23 | 2011-06-24 | 1142 | 1515 | -373 | -373 | |
| 670. MOLEX INC | 2009-07-23 | 2011-06-24 | 17333 | 13037 | 4296 | 4296 | |
| 136. MONSANTO CO | 2009-02-27 | 2011-06-24 | 8992 | 11712 | -2720 | -2720 | |
| 206. MOTOROLA SOLUTIONS INC | 2009-11-12 | 2011-06-24 | 9346 | 7150 | 2196 | 2196 | |
| 181. MOTOROLA MOBILITY HOLDINGS I | 2009-11-12 | 2011-06-24 | 4194 | 5252 | -1058 | -1058 | |
| 82. MURPHY OIL CORP | 2008-09-10 | 2011-06-24 | 5167 | 5528 | -361 | -361 | |
| 74. N I I HOLDINGS INC | 2009-03-18 | 2011-06-24 | 2993 | 1109 | 1884 | 1884 | |
| 74. N I I HOLDINGS INC | 2009-06-03 | 2011-06-24 | 2993 | 1425 | 1568 | 1568 | |
| 41. NRG ENERGY INC | 2009-03-18 | 2011-06-24 | 941 | 721 | 220 | 220 | |
| 146. NATIONAL OILWELL VARCO INC | 2009-07-08 | 2011-06-24 | 10421 | 5046 | 5375 | 5375 | |
| 1117. NEWELL RUBBERMAID INC | 2009-07-23 | 2011-06-24 | 17470 | 17100 | 370 | 370 | |
| 1159. NOKIA CORP SPSD A D R | 2009-10-01 | 2011-06-24 | 6803 | 17934 | -11131 | -11131 | |
| 671. NOMURA HOLDINGS INC A D R | 2009-11-12 | 2011-06-24 | 3154 | 4432 | -1278 | -1278 | |
| 248. NORTHERN TR CORP | 2009-02-27 | 2011-06-24 | 11187 | 13241 | -2054 | -2054 | |
| 45. NUCOR CORP | 2009-03-18 | 2011-06-24 | 1775 | 1542 | 233 | 233 | |
| 808.285 NUVEEN MID CAP GRWTH OPP FD CL I | 2006-07-17 | 2011-06-24 | 37399 | 32000 | 5399 | 5399 | |
| 1254.076 NUVEEN MID CAP GRWTH OPP FD CL I | 2006-08-14 | 2011-06-24 | 58026 | 50000 | 8026 | 8026 | |
| 621.845 NUVEEN MID CAP GRWTH OPP FD CL I | 2009-09-11 | 2011-06-24 | 28773 | 19725 | 9048 | 9048 | |
| 934. ON SEMICONDUCTOR CORPORATION | 2009-04-27 | 2011-06-24 | 9452 | 4305 | 5147 | 5147 | |
| 106. OWENS ILL INC | 2009-05-19 | 2011-06-24 | 2711 | 2218 | 493 | 493 | |
| 116. P N C FINANCIAL SERVICES GROUP INC | 2009-06-03 | 2011-06-24 | 6539 | 4730 | 1809 | 1809 | |
| 1068. PANASONIC CORP A D R | 2009-10-01 | 2011-06-24 | 12486 | 15767 | -3281 | -3281 | |
| 53. PEABODY ENERGY CORP | 2008-10-09 | 2011-06-24 | 3044 | 1765 | 1279 | 1279 | |
| 207. PEOPLES UNITED FINANCIAL INC | 2009-05-01 | 2011-06-24 | 2650 | 3433 | -783 | -783 | |
| 413. P T TELEKOMUNIKASI INDONESIA A D R | 2009-11-12 | 2011-06-24 | 13745 | 14503 | -758 | -758 | |
| 100. PETROHAWK ENERGY CORP | 2008-09-24 | 2011-06-24 | 2346 | 2519 | -173 | -173 | |
| 225. PETROLEO BRASILEIRO S A A D R | 2009-07-23 | 2011-06-24 | 7175 | 9126 | -1951 | -1951 | |
| 259. POWER ASSETS HLDGS A D R | 2009-01-23 | 2011-06-24 | 1865 | 1528 | 337 | 337 | |
| 187. T ROWE PRICE GROUP INC | 2008-10-09 | 2011-06-24 | 10579 | 8923 | 1656 | 1656 | |
| 22. PRICELINE COM INC | 2009-01-23 | 2011-06-24 | 10656 | 1524 | 9132 | 9132 | |
| 370. PROCTER & GAMBLE CO | 2009-06-03 | 2011-06-24 | 23136 | 20384 | 2752 | 2752 | |
| 148. PROLOGIS INC | 2009-11-12 | 2011-06-24 | 5107 | 4333 | 774 | 774 | |
| 218. PROMISE CO LTD A D R | 2009-02-27 | 2011-06-24 | 800 | 1450 | -650 | -650 | |
| 39. PRUDENTIAL FINANCIAL INC | 2009-11-12 | 2011-06-24 | 2313 | 1871 | 442 | 442 | |
| 32. PUBLIC SVC ENTERPRISE GROUP INC | 2008-12-04 | 2011-06-24 | 1010 | 941 | 69 | 69 | |
| 173. QUALCOMM INC | 2009-07-23 | 2011-06-24 | 9411 | 8243 | 1168 | 1168 | |
| 13. RWE AG A D R | 2009-02-27 | 2011-06-24 | 684 | 833 | -149 | -149 | |
| 208. RADIOSHACK CORPORATION | 2009-10-01 | 2011-06-24 | 2646 | 3336 | -690 | -690 | |
| 42. RANGE RESOURCES CORP | 2009-06-03 | 2011-06-24 | 2193 | 1859 | 334 | 334 | |
| 433. RED HAT INC | 2009-04-27 | 2011-06-24 | 19503 | 6988 | 12515 | 12515 | |
| 222. REGAL ENTERTAINMENT GROUP A | 2009-04-17 | 2011-06-24 | 2633 | 2941 | -308 | -308 | |
| 267. REGIONS FINL CORP | 2009-06-03 | 2011-06-24 | 1586 | 1095 | 491 | 491 | |
| 134. ROCHE HLDG LTD A D R | 2007-08-24 | 2011-06-24 | 5487 | 5926 | -439 | -439 | |
| 312. KONINKLIJKE (ROYAL) KPN NV SP ADR | 2009-02-27 | 2011-06-24 | 4405 | 4018 | 387 | 387 | |
| 92. SANOFI A D R | 2009-04-27 | 2011-06-24 | 3431 | 2506 | 925 | 925 | |
| 228. SAP AG A D R | 2009-09-11 | 2011-06-24 | 13290 | 11732 | 1558 | 1558 | |
| 82. SAP AG A D R | 2009-10-01 | 2011-06-24 | 4780 | 4002 | 778 | 778 | |
| 117. SCHWAB CHARLES CORP | 2009-02-27 | 2011-06-24 | 1839 | 1524 | 315 | 315 | |
| 246. SMITHFIELD FOODS INC | 2009-11-12 | 2011-06-24 | 5370 | 3409 | 1961 | 1961 | |
| 346. SOUTHWESTERN ENERGY CO | 2008-12-04 | 2011-06-24 | 14262 | 10070 | 4192 | 4192 | |
| 290. STANLEY FURNITURE COMPANY INC | 2009-07-23 | 2011-06-24 | 1264 | 3056 | -1792 | -1792 | |
| 394. STAPLES INC | 2009-02-27 | 2011-06-24 | 6037 | 6350 | -313 | -313 | |
| 617. STARWOOD HOTELS & RESORTS | 2009-11-12 | 2011-06-24 | 32960 | 19524 | 13436 | 13436 | |
| 138. STATE STR CORP | 2009-05-01 | 2011-06-24 | 5955 | 4617 | 1338 | 1338 | |
| 113. SUNTRUST BKS INC | 2009-07-08 | 2011-06-24 | 2808 | 1712 | 1096 | 1096 | |
| 427. SYSCO CORP | 2009-05-19 | 2011-06-24 | 13139 | 9738 | 3401 | 3401 | |
| 1010. TAIWAN SEMICONDUCTOR A D R | 2009-09-11 | 2011-06-24 | 12473 | 11027 | 1446 | 1446 | |
| 137. TAIWAN SEMICONDUCTOR A D R | 2009-10-01 | 2011-06-24 | 1692 | 1456 | 236 | 236 | |
| 96. TELEFONICA SA SPON A D R | 2009-02-27 | 2011-06-24 | 2196 | 1805 | 391 | 391 | |
| 186. TESCO PLC A D R | 2009-09-11 | 2011-06-24 | 3540 | 3601 | -61 | -61 | |
| 202. TESCO PLC A D R | 2009-10-01 | 2011-06-24 | 3844 | 3824 | 20 | 20 | |
| 85. THERMO FISHER SCIENTIFIC INC | 2008-09-24 | 2011-06-24 | 5306 | 4632 | 674 | 674 | |
| 67. TOKIO MARINE HOLDINGS A D R | 2008-12-04 | 2011-06-24 | 1805 | 1518 | 287 | 287 | |
| 110. TOTAL S A A D R | 2009-02-27 | 2011-06-24 | 5938 | 5297 | 641 | 641 | |
| 116. TOTAL SYSTEM SERVICES INC | 2009-07-08 | 2011-06-24 | 2058 | 1516 | 542 | 542 | |
| 22. TOYOTA MTR CORP A D R | 2008-11-10 | 2011-06-24 | 1787 | 1504 | 283 | 283 | |
| 46. TRAVELERS COS INC | 2009-02-27 | 2011-06-24 | 2599 | 1686 | 913 | 913 | |
| 72. TURKCELL ILETISIM HIZMET A D R | 2009-03-18 | 2011-06-24 | 985 | 835 | 150 | 150 | |
| 46. ULTRA PETROLEUM CORP | 2008-09-24 | 2011-06-24 | 2018 | 2737 | -719 | -719 | |
| 211. URBAN OUTFITTERS INC | 2009-06-03 | 2011-06-24 | 6014 | 3662 | 2352 | 2352 | |
| 202. V F CORP | 2008-10-17 | 2011-06-24 | 21056 | 12460 | 8596 | 8596 | |
| 59. VALUE LINE INC | 2009-03-30 | 2011-06-24 | 799 | 1596 | -797 | -797 | |
| 215. VERISIGN INC | 2009-10-01 | 2011-06-24 | 7054 | 4846 | 2208 | 2208 | |
| 140. VISA INC CLASS A SHARES | 2009-10-01 | 2011-06-24 | 10384 | 8674 | 1710 | 1710 | |
| 119. WMS INDS INC | 2009-11-12 | 2011-06-24 | 3588 | 4792 | -1204 | -1204 | |
| 185. WAL MART STORES INC | 2009-02-27 | 2011-06-24 | 9705 | 9217 | 488 | 488 | |
| 236. WASTE MGMT INC | 2009-04-27 | 2011-06-24 | 8666 | 6614 | 2052 | 2052 | |
| 336. WESTERN DIGITAL CORP | 2009-11-12 | 2011-06-24 | 12005 | 12936 | -931 | -931 | |
| 537. XILINX INC | 2009-11-12 | 2011-06-24 | 18763 | 11646 | 7117 | 7117 | |
| 44. YUM! BRANDS INC COM | 2009-05-19 | 2011-06-24 | 2373 | 1520 | 853 | 853 | |
| 36. ZIMMER HLDGS INC | 2009-07-23 | 2011-06-24 | 2223 | 1565 | 658 | 658 | |
| 80. ZURICH FINANCIAL SVCS A D R | 2008-12-04 | 2011-06-24 | 1940 | 1468 | 472 | 472 | |
| 248. BUNGE LIMITED | 2009-10-01 | 2011-06-24 | 16485 | 15827 | 658 | 658 | |
| 138. INGERSOLL RAND PLC | 2008-09-03 | 2011-06-24 | 5995 | 5049 | 946 | 946 | |
| 30. INGERSOLL RAND PLC | 2008-09-10 | 2011-06-24 | 1303 | 1048 | 255 | 255 | |
| 44. INVESCO LTD | 2009-04-17 | 2011-06-24 | 972 | 693 | 279 | 279 | |
| 440. FOSTER WHEELER AG | 2009-11-12 | 2011-06-24 | 12874 | 14161 | -1287 | -1287 | |
| 25. TRANSOCEAN LTD | 2009-07-08 | 2011-06-24 | 1515 | 1665 | -150 | -150 | |
| 99. MILLICOM INTL CELLULAR SA | 2009-03-18 | 2011-06-24 | 10048 | 4956 | 5092 | 5092 | |
| 275. QIAGEN NV | 2009-09-11 | 2011-06-24 | 5250 | 5881 | -631 | -631 | |
| 68.728 AMERICAN CENTY INTL BOND FUND INV | 2011-06-24 | 2011-06-28 | 1001 | 999 | 2 | 2 | |
| 18. AMGEN INC | 2008-10-09 | 2011-06-28 | 1054 | 958 | 96 | 96 | |
| 100. ATLAS COPCO AB SPONS A D R | 2009-11-12 | 2011-06-28 | 2456 | 1498 | 958 | 958 | |
| 1. BANCO SANTANDER CENT HISPANO A D R | 2010-11-10 | 2011-06-28 | 11 | 12 | -1 | -1 | |
| 35. BRISTOL-MYERS SQUIBB CO | 2009-04-27 | 2011-06-28 | 999 | 723 | 276 | 276 | |
| 25. CAMERON INTL CORP | 2008-09-10 | 2011-06-28 | 1185 | 1000 | 185 | 185 | |
| 98. CISCO SYS INC | 2009-07-23 | 2011-06-28 | 1470 | 2158 | -688 | -688 | |
| 15. CLOROX CO | 2009-02-27 | 2011-06-28 | 994 | 733 | 261 | 261 | |
| 51. ECOLAB INC | 2009-09-11 | 2011-06-28 | 2793 | 2156 | 637 | 637 | |
| 21. EXXON MOBIL CORP | 2009-05-19 | 2011-06-28 | 1661 | 1492 | 169 | 169 | |
| 112. JANUS CAPITAL GROUP INC | 2008-09-24 | 2011-06-28 | 1025 | 2558 | -1533 | -1533 | |
| 51. LAS VEGAS SANDS CORP | 2009-07-23 | 2011-06-28 | 2142 | 528 | 1614 | 1614 | |
| 29. MATERION CORP | 2009-03-30 | 2011-06-28 | 1012 | 388 | 624 | 624 | |
| 1. MOTOROLA SOLUTIONS INC | 2009-10-01 | 2011-06-28 | 46 | 34 | 12 | 12 | |
| 163. REGIONS FINL CORP | 2009-06-03 | 2011-06-28 | 961 | 668 | 293 | 293 | |
| 116. TAIWAN SEMICONDUCTOR A D R | 2009-10-01 | 2011-06-28 | 1471 | 1233 | 238 | 238 | |
| 521. TREASURY WINE ESTATES LTD A D R | 2008-12-04 | 2011-06-28 | 1761 | 1094 | 667 | 667 | |
| 56. WAL MART STORES INC | 2009-02-27 | 2011-06-28 | 2929 | 2790 | 139 | 139 | |
| 38. INTESA SANPAOLO A D R 7/06/11 | 2009-06-03 | 2011-07-06 | 27 | 27 | 27 | ||
| .5 FLOWERS FOODS INC | 2009-03-30 | 2011-07-14 | 11 | 8 | 3 | 3 | |
| 153. PETROHAWK ENERGY CORP | 2009-06-03 | 2011-08-19 | 5929 | 3209 | 2720 | 2720 | |
| . SECURITIES LITIGATION PROCEEDS FROM BANK OF AMERICA CORP | 2011-09-19 | 29 | 29 | 29 | |||
| 100000. EMERSON ELECTRIC 4.875% 10/15/19 | 2009-01-15 | 2011-10-14 | 113833 | 101118 | 12715 | 12715 | |
| . SECURITIES LITIGATION PROCEEDS FROM PMI GROUP INC | 2011-11-03 | 41 | 41 | 41 | |||
| 150000. CREDIT SUIS USA 6.125% 11/15/11 | 2006-08-03 | 2011-11-15 | 150000 | 153885 | -3885 | -3885 | |
| 184. PHARMACEUTICAL PROD DEV INC | 2009-11-12 | 2011-12-05 | 6118 | 3638 | 2480 | 2480 | |
| 646. FOSTERS GROUP LIMITED A D R | 2008-12-04 | 2011-12-06 | 3423 | 1855 | 1568 | 1568 | |
| 200000. MORGAN STANLEY 5.625% 1/09/12 | 2006-08-22 | 2012-01-09 | 200000 | 201410 | -1410 | -1410 | |
| 314. J CREW GROUP ESC | 2011-03-07 | 2012-01-19 | 83 | 83 | 83 | ||
| .5 POST HOLDINGS INC | 2008-09-16 | 2012-02-14 | 14 | 10 | 4 | 4 | |
| 75000. U S TREASURY NT 3.125% 5/15/21 | 2011-06-02 | 2012-04-04 | 81460 | 75873 | 5587 | 5587 | |
| .92 TOOTSIE ROLL INDS INC | 2009-04-17 | 2012-04-13 | 20 | 20 | |||
| CAPITAL GAIN DIVIDENDS | 331 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 337224 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 405878 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 8556312 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.047436 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 381745 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 7866650 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.048527 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 449015 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 7422656 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.060492 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 450816 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 9499738 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.047456 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 12056 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 8918055 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.001352 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.205263 | TotalDistributionRatio |
| Average Distribution Ratio | 0.041053 | AverageDistributionRatio |
| Net Noncharitable Assets | 8544382 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 350773 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 4515 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 355288 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 412148 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 4515 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 4515 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 4515 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2612 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 0 | TaxPaidWithExtension |
| Total Credits And Payments | 2612 | TotalCreditsAndPayments |
| Penalty For Underpayment | 0 | PenaltyForUnderpayment |
| Tax Due | 1903 | TaxDue |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | WI | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US BANK NA | BusinessNameLine1 |
| Business Name Line2 | MK-WI-TWPT | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 4147655672 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 E WISCONSIN AVE | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Business Name Line2BusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|
| US BANK NA | |||||||
| 777 E WISCONSIN AVE | MILWAUKEE | WI | 53202 | TRUSTEE | 40 | 105147 | |
| BRYAN ALBRECHT JOHN & RUTH KLOSS | |||||||
| US BANK NA 777 E WISCONSIN AVE | MILWAUKEE | WI | 53202 | BOARD MEMBER | 1 | 0 | CHARITABLE TRUST |
| JANE HARRINGTON-HEIDE JOHN & RUTH | |||||||
| US BANK NA 777 E WISCONSIN AVE | MILWAUKEE | WI | 53202 | BOARD MEMBER | 1 | 0 | KLOSS CHARITABLE TRUST |
| MARY PLUNKETT JOHN & RUTH KLOSS | |||||||
| US BANK NA 777 E WISCONSIN AVE | MILWAUKEE | WI | 53202 | BOARD MEMBER | 1 | 0 | CHARITABLE TRUST |
| JOHN ANTARAMIAN JOHN & RUTH KLOSS | |||||||
| US BANK NA 777 E WISCONSIN AVE | MILWAUKEE | WI | 53202 | BOARD MEMBER | 1 | 0 | CHARITABLE TRUST |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 8238008 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 436491 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 8674499 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 8674499 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 130117 | CashDeemedCharitable |
| Net Noncharitable Assets | 8544382 | NetNoncharitableAssets |
| Minimum Investment Return | 427219 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 427219 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 4515 | TaxBasedOnInvestmentIncome |
| Total Tax | 4515 | TotalTax |
| Distributable Amount Before Adj | 422704 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 422704 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 422704 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 412148 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 412148 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 4515 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 407633 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 422704 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 383296 | UndistributedIncomePriorYear |
| Prior Year1 | 2009 | PriorYear1 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 0 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 0 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 0 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 0 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 0 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 412148 | QualifyingDistributions |
| Applied To Year1 | 383296 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 28852 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 393852 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 0 | ExcessFromYear4 |
| Excess From Year3 | 0 | ExcessFromYear3 |
| Excess From Year2 | 0 | ExcessFromYear2 |
| Excess From Year1 | 0 | ExcessFromYear1 |
| Excess From Current Year | 0 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | US BANK NA FOUNDATION TEAM | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 E WISCONSIN AVE - MK-WI-TWPT | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 4147655672 | RecipientPhoneNumber |
| Form And Info And Materials | APPLICANTS SHOULD COMPLETE A GRANT APPLICATION FORM WHICH CAN BE OBTAINED BY WRITING TO: THE JOHN J AND RUTH F KLOSS CHARITABLE TRUST % U.S. BANK, N.A., FOUNDATION TEAM, AT THE ABOVE ADDRESS. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | GRANTS TO CHARITABLE ORGANIZATIONS IN THE SOUTHEASTERN WISCONSIN AREA, PRIMARILY BUT NOT EXCLUSIVELY KENOSHA COUNTY AND THE SURROUNDING AREA FOR THE ORGANIZATIONS' OPERATIONS AND ACTIVITIES. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (33 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| BOYS & GIRLS CLUB OF KENOSHA | ||||||||
| 1715 52ND ST | KENOSHA | WI | 53141 | N/A | PUBLIC | PROVIDE HEALTHY PHYSICAL ACTIVITIES | $5,000 | |
| BOY SCOUTSCAMP OH-DA-KOTA | ||||||||
| 2319 NORTHWESTERN AVE | RACINE | WI | 53404 | N/A | PUBLIC | OPERATING SUPPORT-DELIVER PROGRAM TO YOUTH | $5,000 | SOUTHEAST WISC COUNCIL |
| CITY OF KENOSHACRIME PREVENTION | ||||||||
| 1000 55TH ST | KENOSHA | WI | 53140 | N/A | PUBLIC | PURCHASE LIGHTS FOR TV STUDIO | $3,000 | PRODUCTION STUDIO |
| CITY OF KENOSHA PUBLIC LIBRARY | ||||||||
| 812 56TH ST | KENOSHA | WI | 53141 | N/A | PUBLIC | PURCHASE FURNITURE FOR UPTOWN LIBRARY | $26,000 | UPTOWN TECHNOLOGY PROJECT |
| ELCA-URBAN OUTREACH CENTER | ||||||||
| 2006 60TH ST | KENOSHA | WI | 53140 | N/A | PUBLIC | PRESCRIPTION CO-PAY VOUCHER PROGRAM | $5,000 | |
| ELCA-URBAN OUTREACH CENTER | ||||||||
| 2006 60TH ST | KENOSHA | WI | 53140 | N/A | PUBLIC | ENGLISH GED PREPARATION CLASSES | $5,000 | |
| GATEWAY TECHNICAL COLLEGE | ||||||||
| 3520 30TH AVE | KENOSHA | WI | 53144 | N/A | PUBLIC | DEVELOPMENT OF OUTDOOR CLASSROOM | $25,000 | FOUNDATION INC |
| HOPE COUNCIL ON ALCOHOL & OTHER | ||||||||
| 5942 6TH AVE | KENOSHA | WI | 53140 | N/A | PUBLIC | SUPPORT FOR ANNUAL CONFERENCE | $5,000 | DRUG ABUSE |
| HOSPICE ALLIANCE | ||||||||
| 10220 PRAIRIE RIDGE BLVD | PLEASANT PRAIRIE | WI | 53158 | N/A | PUBLIC | SUPPORT OF PALLIATIVE CARE PROGRAM | $5,000 | |
| KEMPER CENTER INC | ||||||||
| 6501 3RD AVE | KENOSHA | WI | 53143 | N/A | PUBLIC | OPERATING SUPPORT FOR 2012 | $50,000 | |
| KENOSHA ACHIEVEMENT CENTER INC | ||||||||
| 1218 79TH ST | KENOSHA | WI | 53143 | N/A | PUBLIC | SPECIALIZED TRANSPORTATION VEHICLES | $5,000 | |
| KENOSHA SPORTFISHING ASSOCIATION | ||||||||
| 8920 58TH PL 800 | KENOSHA | WI | 53144 | N/A | PUBLIC | YOUTH FISHING PROGRAM | $5,000 | |
| KENOSHA AREA FAMILY AND | ||||||||
| 7730 SHERIDAN RD | KENOSHA | WI | 53143 | N/A | PUBLIC | PURCHASE OF BACK-UP GENERATOR | $8,000 | AGING SERVICES INC |
| KENOSHA COMMUNITY FOUNDATION | ||||||||
| 600 52ND ST STE 110 | KENOSHA | WI | 53140 | N/A | PUBLIC | 2 YEAR SPONSORSHIP FOR OUTDOOR SCULPTURES | $5,000 | ARTS FUND-SCULPTURE WALK |
| KENOSHA COMMUNITY HEALTH | ||||||||
| 4536 22ND AVE | KENOSHA | WI | 53140 | N/A | PUBLIC | IDENTIFY INDIVIDUALS NEEDING CARE | $10,000 | CENTER |
| KENOSHA HARBORMARKET | ||||||||
| PO BOX 580316 | PLEASANT PRAIRIE | WI | 53158 | N/A | PUBLIC | PRODUCE CABLE-ACCESS TELEVISION SHOW | $5,000 | HARBORMARKET COOKING SHOW |
| KENOSHA COUNTY YOUTH EMPLOYMENT | ||||||||
| 1010 56TH ST | KENOSHA | WI | 53140 | N/A | PUBLIC | SUMMER YOUTH EMPLOYMENT PROGRAM | $5,000 | SUMMER JOBS |
| KENOSHA HISTORY CENTER | ||||||||
| 220 51ST PL | KENOSHA | WI | 53140 | N/A | PUBLIC | COMPLETION OF SECOND FLOOR-SOUTHPORT STATION | $10,000 | LIGHTHOUSE KEEPERS HOUSE |
| KENOSHA UNIFIED SCHOOL DISTRICT | ||||||||
| 3600 52ND ST | KENOSHA | WV | 53144 | N/A | PUBLIC | IN-GROUND IRRIGATION SYSTEM | $25,000 | SIMMONS FIELD |
| LAKESIDE PLAYERS INC | ||||||||
| 5036 6TH AVE | KENOSHA | WI | 53140 | N/A | PUBLIC | ROOF REPAIRS-CENTER FOR THE ARTS | $20,000 | RHODE OPERA HOUSE |
| PRINGLE NATURE CENTER INC | ||||||||
| 9800 160TH AVE | BRISTOL | WI | 53104 | N/A | PUBLIC | OPERATING SUPPORT | $5,000 | |
| THE SALVATION ARMY | ||||||||
| 3116 75TH ST | KENOSHA | WI | 53142 | N/A | PUBLIC | OPERATING SUPPORT-BASIC NEEDS SERVICES | $12,500 | |
| SHALOM CENTER | ||||||||
| 1713 62ND ST | KENOSHA | WI | 53143 | N/A | PUBLIC | EMERGENCY FAMILY SHELTER PROGRAM | $5,000 | FAMILY SHELTER PROGRAM |
| SHALOM CENTER | ||||||||
| 1713 62ND ST | KENOSHA | WI | 53143 | N/A | PUBLIC | OPERATING SUPPORT | $12,500 | |
| SHARING CENTER INC | ||||||||
| 7001 236TH AVE | SALEM | WI | 53168 | N/A | PUBLIC | MOVING ASSISTANCE | $25,000 | |
| SHARING CENTER INC | ||||||||
| 7001 236TH AVE | SALEM | WI | 53168 | N/A | PUBLIC | OPERATING SUPPORT FOR FOOD PANTRY | $12,500 | |
| TWIN LAKES AREA FOOD PANTRY INC | ||||||||
| 701 N LAKE AVE | TWIN LAKES | WI | 53181 | N/A | PUBLIC | OPERATING SUPPORT | $12,500 | |
| UNITED WAY OF KENOSHA COUNTY | ||||||||
| 3601 30TH AVE 202 | KENOSHA | WI | 53144 | N/A | PUBLIC | FUNDING FOR 211 PHONE RESOURCE PROGRAM | $10,000 | |
| WESTOSHA LAKES CHURCH FOOD | ||||||||
| 24823 74TH ST | SALEM | WI | 53168 | N/A | PUBLIC | OPERATING SUPPORT | $2,000 | PANTRY |
| WISCONSIN WOMEN'S BUSINESS | ||||||||
| 2745 N DR MARTIN LUTHER KING DR | MILWAUKEE | WI | 53212 | N/A | PUBLIC | OPERATING SUPPORT TO ADVANCE PROGRAMS | $10,000 | INITIATIVE |
| WOMEN AND CHILDREN'S HORIZON | ||||||||
| 2525 63RD ST | KENOSHA | WI | 53143 | N/A | PUBLIC | OPERATING SUPPORT | $40,000 | INC |
| YMCA | ||||||||
| 7101 53RD ST | KENOSHA | WI | 53144 | N/A | PUBLIC | FUNDING OF SCHOLARSHIP PROGRAM | $15,000 | |
| YOUTH EMPLOYMENT IN THE ARTS | ||||||||
| 5500 1ST AVE | KENOSHA | WI | 53140 | N/A | PUBLIC | FUNDING SUSTAINABLE SHELTER EXHIBIT | $6,000 | KENOSHA PUBLIC MUSEUM |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 400000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $211,325 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $336,790 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $548,115 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 548115 | TotalPartXVIA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exempt Prps | RlnOfActyToAccomOfExemptPrps |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | U.S. BANK, TAX PREP FEES | Category |
| Amount | $1,500 | Amount |
| Disbursements Charitable Prps | 1500 | DisbursementsCharitablePrps |
Compensation Explanation CompensationExplanation
Compensation Compensation
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | TRUSTEE FEES | Explanation |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (12 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BANK ONE CORP 5.25 01/30/13 | 200000 | 205836 |
| BEAR STEARNS NT 5.70 11/15/14 | 149320 | 161994 |
| MCGRAW HILL 5.90 11/15/17 | 100747 | 117094 |
| IBM CORP 4.75 11/29/12 | 79334 | 76686 |
| DISNEY WALT CO 4.50 12/15/13 | 102933 | 105786 |
| GENERAL DYNAMICS 5.25 02/01/14 | 101875 | 107568 |
| EMERSON ELEC 4.875 10/15/20 | 107964 | 115802 |
| DU PONT DE NEMOUR 3.25 1/15/15 | 102404 | 106664 |
| XTRA FIN CORP 5.15 04/01/17 | 157930 | 171465 |
| CISCO SYSTEMS 4.45 01/15/20 | 52990 | 57767 |
| LOWES COMPANIES 4.625 04/15/20 | 54193 | 56624 |
| TARGET CORP 3.875 07/15/20 | 102795 | 110733 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (284 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ASTEC INDUSTRIES INC | 2163 | 1702 |
| DIAGO PLC SPSD ADR NEW | 3149 | 5720 |
| MNT GROUP LTD ARD | 11274 | 9009 |
| NESTLE SA SPSD ADR REPSTG REG | 27475 | 42694 |
| NOVARTIS AG ADR REPSTG ORD | 24751 | 25078 |
| UNILEVER PLC SPSD ADR | 9454 | 14274 |
| BOSTON PPTYS INC | 2258 | 5455 |
| DOVER CORP | 8588 | 13065 |
| HOST HOTELS & RESORT INC | 4005 | 7538 |
| PEABODY ENERGY CORP | 2258 | 1962 |
| RALCORP HLDGS INC | 15147 | 18620 |
| APACHE CORP | 3897 | 4150 |
| AT&T INC | 4661 | 5399 |
| AVALONBAY CMNTYS INC | 1327 | 3494 |
| CVS/CAREMARK CORP | 3699 | 6381 |
| CAPITAL ONE FINL CORP | 1164 | 3236 |
| CELGENE CORP | 7776 | 9009 |
| CIENA CORP | 628 | 1070 |
| COACH INC | 1576 | 7487 |
| COMCAST CORP CL A | 2838 | 6216 |
| DEERE & CO | 890 | 2364 |
| E BAY INC | 12067 | 16381 |
| FREEPORT-MCMORAN COPPER & GOLD | 1510 | 2179 |
| GENERAL DYNAMICS CORP | 1867 | 2304 |
| GOLDMAN SACHS GROUP INC | 2890 | 3924 |
| HALLIBURTON CO | 13841 | 14549 |
| HESS CORP | 3355 | 2666 |
| INTL BUSINESS MACHINES CORP | 26400 | 51311 |
| J P MORGAN CHASE & CO | 3318 | 4210 |
| JOHNSON & JOHNSON | 16965 | 17730 |
| KANSAS CITY SOUTHERN | 4439 | 18210 |
| LABORATORY CORP OF AMERICA HLD | 3009 | 4164 |
| MCDONALDS CORP | 26053 | 43062 |
| MERCK & CO INC | 2770 | 4171 |
| METLIFE INC | 4469 | 4849 |
| N I I HOLDINGS INC | 2988 | 2488 |
| NATIONAL OILWELL VARCO INC | 6025 | 15086 |
| NIKE INC | 15907 | 34509 |
| NVIDIA CORP | 2568 | 2014 |
| OCCIDENTAL PETE CORP | 4435 | 6183 |
| SIMON PROPERTY GROUP INC | 102 | 443 |
| ST JUDE MED INC | 851 | 1076 |
| TRAVELERS COS INC | 1283 | 2187 |
| UNIT CORP | 8831 | 8038 |
| UNITED TECHNOLOGIES CORP | 4568 | 7115 |
| VERIZON COMMUNICATIONS INC | 4396 | 6787 |
| WAL MART STORES INC | 5675 | 7569 |
| WELLS FARGO & CO | 4965 | 7916 |
| ARM HLDGS PLC ADR | 14473 | 12003 |
| ABB LTD ADR REPSTG ORD | 15429 | 13091 |
| AGRIUM INC | 779 | 1719 |
| ANGLO AMERICAN PLC ADR REPSTG | 1607 | 2095 |
| ATLAS COPCO AB ADR REPSTG ORD | 14627 | 24762 |
| BRITISH AMERICAN TOB PLC ADR | 1445 | 2728 |
| DBS GROUP HLDGS LTD | 7487 | 8699 |
| ERSTE GROUP BANK ADR REPSTG | 11093 | 4606 |
| FOMENTO ECON MEX SA ADR REPSTG | 818 | 2128 |
| FRANCE TELCOM SPSD ADR | 23 | 13 |
| KEPPEL CORP LTD SPONS ADR REPS | 1159 | 3311 |
| NATIONAL GRID PLC SP ADR REPST | 2917 | 3269 |
| PETROLEO BRASILERIO SPONS ADR | 10220 | 7636 |
| ROCHE HLDG LTD SPON ADR | 15060 | 15315 |
| TURKCELL ILETISIM HIZMET ADR | 11530 | 8228 |
| AFLAC INC | 11273 | 10741 |
| AGCO CORP | 6661 | 9650 |
| AIR PRODS CHEMICALS INC | 1491 | 2529 |
| ALLERGAN INC | 19142 | 37363 |
| AMERICAN ELECTRIC POWER CO INC | 6424 | 9358 |
| AMERICAN TOWER CORP | 3974 | 8434 |
| AMGEN INC | 3040 | 4241 |
| ANADARKO PETE CORP | 4211 | 6283 |
| APPLE INC | 15906 | 75683 |
| APTAR GROUP INC | 12395 | 21079 |
| ARCH COAL INC | 627 | 317 |
| ATRION CORP | 1493 | 3817 |
| BADGER METER INC | 1816 | 2311 |
| BALCHEM CORP | 5524 | 10367 |
| BAR HBR BANKSHARES | 1509 | 2205 |
| BARD C R INC | 1017 | 1263 |
| BIOGEN IDEC INC | 13353 | 37395 |
| BORG WARNER INC | 7850 | 7175 |
| BROADCOM CORP | 1058 | 2232 |
| BUCKLE INC | 1485 | 1683 |
| CABELAS INC | 1436 | 5584 |
| CABOT MICROELECTRONICS CORP | 3064 | 3385 |
| CAMERON INTL CORP | 14569 | 21794 |
| CARBO CERAMICS INC | 2428 | 7160 |
| CERNER CORP | 9407 | 37109 |
| CHESAPEAKE ENERGY CORP | 1545 | 1504 |
| CHEVRON CORP | 5399 | 8553 |
| CITRIX SYS INC | 8768 | 27405 |
| CLOROX CO | 3468 | 4885 |
| COGNIZANT TECH SOLUTIONS CORP | 8997 | 22426 |
| COLGATE PALMOLIVE CO | 1260 | 2064 |
| COLUMBUS MCKINNON CORP NY | 707 | 1220 |
| CONTINENTAL RESOURCES INC | 1976 | 6630 |
| CROWN CASTLE INTL CORP | 4221 | 12285 |
| CUBIC CORP | 2782 | 4731 |
| CPI AEROSTRUCTURES INC | 1109 | 1238 |
| DANAHER CORP | 27144 | 45526 |
| DARDEN RESTAURANTS INC | 3653 | 5794 |
| DAVITA INC | 1524 | 2681 |
| DAWSON GEOPHYSICAL CO | 966 | 1612 |
| DIAMOND FOODS INC | 2707 | 2194 |
| DIRECTV GROUP INC | 14763 | 27648 |
| DISCOVER FINL SVCS | 1238 | 4536 |
| DOMINION RESOURCES INC | 1385 | 2394 |
| DRIL QUIP INC | 2586 | 4968 |
| EMC CORP | 13637 | 27261 |
| EAGLE MATERIALS INC | 3050 | 4269 |
| ECOLAB INC | 2426 | 4804 |
| EMERSON ELEC CO | 2628 | 4537 |
| ENERGIZER HOLDINGS INC | 8050 | 12686 |
| ERIE INDEMNITY CO | 1481 | 3090 |
| ESPEY MGF & ELECTRONICS CORP | 1947 | 3320 |
| EXPRESS SCRIPTS HLDGS | 12377 | 22546 |
| EXXON MOBIL CORP | 10782 | 15254 |
| FACTSET RESEARCH SYS INC | 14173 | 32894 |
| FAMILY DOLLAR STORES | 2394 | 6098 |
| FIRST LONG ISLAND CORP | 3535 | 4206 |
| FLOWER FOODS INC | 7607 | 11120 |
| FLOWSERVE CORP | 8279 | 15211 |
| FOREST LABS INC | 1513 | 2450 |
| FOSTER L B CO | 6303 | 6882 |
| FUJIFILM HLDGS CORP | 2515 | 2499 |
| GAMESTOP CORP | 1524 | 1419 |
| GOODRICH CORP | 1236 | 4653 |
| GOOGLE INC | 25988 | 41241 |
| GORMAN RUPP CO | 9943 | 15209 |
| GRAHAM CORP | 1389 | 3101 |
| GRANITE CONSTR INC | 12944 | 8091 |
| GULF IS FABRICATION INC | 2159 | 5850 |
| GULFMARK OFFSHORE INC | 2539 | 3819 |
| HARDINGE INC | 1035 | 3385 |
| HARRIS TEETER SUPERMARKETS INC | 6234 | 10058 |
| HARTFORD FINANCIAL SERVICES GR | 1527 | 2641 |
| HAWKINS INC | 3033 | 6239 |
| HERBALIFE LTD | 7626 | 6226 |
| HOLOGIC INC | 3094 | 4156 |
| HUNT J B TRANS SVCS INC | 1505 | 4170 |
| ICU MED INC | 3322 | 5094 |
| INTEL CORP | 7217 | 13049 |
| J & J SNACK FOODS CORP | 9084 | 14704 |
| JACOBS ENGR GROUP INC | 13710 | 12503 |
| JABIL CIRCUIT INC | 7319 | 7346 |
| JOS A BANK CLOTHIERS INC | 18627 | 30254 |
| KMG CHEMICALS INC | 1441 | 4475 |
| KBR INC | 701 | 1248 |
| KEY TECHNOLOGY INC | 1266 | 1397 |
| KINDER MORGAN MANAGEMENT LLC | 1193 | 2770 |
| KINDER MORGAN MGMT FRAC CUSIP | 26 | 58 |
| KOSS CORP | 1986 | 1680 |
| LSI INDS INC | 1751 | 2032 |
| LACROSSE FOOTWEAR INC | 4182 | 3074 |
| LAKELAND INDUSTRIES INC | 4454 | 5412 |
| LANDSTAR SYS INC | 1548 | 2372 |
| LUFKIN INDS INC | 3323 | 10230 |
| MARTEN TRANSPORTATION LTD | 2265 | 2538 |
| MASTERCARD INC | 10127 | 25610 |
| MAXIM INTERGRATED PRODS INC | 12194 | 20757 |
| MCGRAW HILL COMPANIES INC | 1489 | 3254 |
| MERIT MED SYS INC | 3052 | 4030 |
| MICROSOFT CORP | 12856 | 21484 |
| MINE SAFETY APPLICANCES CO | 1394 | 2958 |
| MOLEX INC | 1555 | 2815 |
| MONARCH CASINO & RESORT INC | 1745 | 2809 |
| MURPHY OIL CORP | 4912 | 3683 |
| NETEASE IND ADR | 3455 | 4926 |
| NATIONAL PRESTO INDS INC | 9250 | 10528 |
| NEWELL RUBBERMAID INC | 2943 | 6679 |
| O REILLY AUTOMOTIVE INC | 926 | 2682 |
| ORACLE CORP | 15578 | 21573 |
| OWENS III INC | 1901 | 3146 |
| PNC FINANCIAL SERVICE GROUP IN | 1435 | 2334 |
| PEPSICO INC | 22630 | 30193 |
| PFIZER INC | 4972 | 7261 |
| PIONEER NAT RES CO | 10470 | 11894 |
| POWELL INDS INC | 4241 | 4524 |
| PRAXAIR INC | 18392 | 31553 |
| PRICELINE COM INC | 4365 | 39406 |
| PRUDENTIAL FINANCIAL INC | 2901 | 5992 |
| PVH CORP | 3116 | 12231 |
| QUALCOMM INC | 15897 | 21835 |
| RANGE RESOURCES CORP | 1532 | 2068 |
| RED HAT INC | 958 | 3134 |
| REGAL ENTERTAINMENT GROUP A | 1585 | 2118 |
| SANDERSON FARMS INC | 1981 | 2912 |
| SCHEIN HENRY INC | 19590 | 30690 |
| SOUTHWESTERN ENERGY CO | 652 | 673 |
| SPAN AMERICA MEDICAL SYS INC | 2425 | 4918 |
| STARBUCKS CORP | 1559 | 9551 |
| STARRETT L S CO | 1185 | 1880 |
| STARWOOD HOTELS & RESORTS | 1375 | 3858 |
| STATE STR CORP | 2762 | 5728 |
| STURM RUGER & CO INC | 6502 | 21356 |
| SUN HYDRAULICS CORP | 1990 | 4969 |
| SUNTRUST BKS INC | 6458 | 10612 |
| TJX COS INC | 3111 | 11294 |
| T ROWE PRICE GROUP INC | 10934 | 14801 |
| TEXAS INSTRUMENTS INC | 17138 | 23211 |
| THERMO FISHER SCIENTIFIC INC | 8338 | 11459 |
| TIME WARNER CABLE INC | 23 | 75 |
| TOOTSIE ROLL INDS INC | 1443 | 1453 |
| UNION DRILLING INC | 1366 | 1579 |
| UNION PAC CORP | 14811 | 29298 |
| UNITED FIRE & CASUALTY CO | 1461 | 1679 |
| UNITED HEALTH GROUP INC | 13686 | 33462 |
| UTAH MED PRODS INC | 10011 | 14936 |
| V F CORP | 3749 | 10296 |
| VARIAN MED SYS INC | 15299 | 19651 |
| WALGREEN CO | 8077 | 10041 |
| WEIS MKTS INC | 4652 | 6415 |
| WERNER ENTERPRISES INC | 3143 | 5136 |
| WESTERN DIGITAL CORP | 491 | 1161 |
| WHITING PETROLEUM CORP | 1341 | 4667 |
| XILINX INC | 585 | 927 |
| YUM BRANDS INC | 1488 | 3870 |
| ZEP INC | 1348 | 1921 |
| ACCENTURE LTD | 10209 | 16273 |
| ACE LTD | 7180 | 11356 |
| BHP BILLITON LTD ORD | 2037 | 3384 |
| BOC HONG KONG HLDGS ADR | 920 | 2453 |
| CARNIVAL CORP | 30134 | 32443 |
| COVIDIEN LTD | 1308 | 1916 |
| GILEAD SCIENCES INC` | 3872 | 4845 |
| INGERSOLL RAND CO | 8984 | 15863 |
| INVESCO LTD | 1451 | 2240 |
| MARVELL TECHNOLOGY GROUP LTD | 1051 | 2255 |
| MFRI INC | 1748 | 1593 |
| SAP AG ADR | 21446 | 29520 |
| SCHLUMBERGER LTD | 28426 | 28209 |
| ULTRA PETROLEUM CORP | 3317 | 1593 |
| VALE SA SP ADR | 755 | 1196 |
| AMAZON COM INC | 3077 | 3407 |
| CBS CORP CL B | 4248 | 9193 |
| CELANESE CORP SER A | 1448 | 2747 |
| CNOOC LTD ARD REG | 9059 | 7174 |
| COMERICA INC | 3257 | 3468 |
| CSI LIMITED ADR REPSTG | 7316 | 7970 |
| CONSTELLATION BRANDS INC A | 3807 | 4668 |
| FMC CORP | 1738 | 3364 |
| HUNTSMAN CORP | 1003 | 1459 |
| KEYCORP NEW | 3855 | 4883 |
| LAUDER ESTEE COS INC | 2724 | 2924 |
| LONZA GROUP AG UNSPON ADR | 3124 | 1486 |
| MONSTER BEVERAGE CORP | 11468 | 21054 |
| REGIONS FINL CORP | 1574 | 2698 |
| SIFCO INDS INC | 3229 | 3703 |
| ZIONS BANCORPORATION | 5031 | 6242 |
| AIR LIQUIDE SA ADR | 28992 | 30421 |
| ALLIANZ SE ADR | 19702 | 14581 |
| AMERICA MOVIL ADR | 12415 | 13759 |
| B G GROUP PLC ADR | 17411 | 18885 |
| BUNGE LTD | 6019 | 5831 |
| CANON INC SPONS ADR | 6927 | 6309 |
| CAL MAINE FOODS INC | 2104 | 2488 |
| CHINA RES ENTERPRISE LTD ADR | 8273 | 7482 |
| COMPANHIA DE BEBIDAS PR ADR | 10823 | 43604 |
| DASSAULT SYSTEMES SA ADR | 22678 | 37271 |
| ENCANA CORP | 7115 | 4853 |
| FANUC LTD | 15748 | 31197 |
| FRESENIUS MED CARE ADR | 10022 | 13724 |
| HOYA CORP ADR | 11265 | 10535 |
| ICICI BANK LIMITED ADR | 14505 | 8811 |
| IMPERIAL OIL LTD | 12839 | 13490 |
| JUPITER TELECOM ADR | 10536 | 11892 |
| LOREAL CO UNSPONS ADR | 22394 | 25662 |
| LVMH MOET HENNESSY LOU VUITT | 10467 | 15596 |
| NOVO NORDISK AS ADR | 15064 | 32110 |
| OAO GAZPROM SPON ADR | 7656 | 5962 |
| QIAGEN NV | 8515 | 6480 |
| SASOL LTD SPONS ADR | 5064 | 5735 |
| SCHNEIDER ELECT SA UNSP ADR | 14780 | 13644 |
| TAIWAN SEMICONDUCTOR ADR | 14562 | 18810 |
| TESCO PLC ADR | 5471 | 4081 |
| TEVA PHARMACEUTICAL INDS LTD A | 14008 | 10856 |
| WAL MART DE MEXICO SAB DE CV A | 21398 | 29461 |
| WPP PLC SPONS ADR | 18315 | 25129 |
| BIO RAD LABS INC | 2208 | 2988 |
| ALLEGHENY TECHNOLOGIES INC | 2033 | 4143 |
| FURIEX PHARMACEUTICALS | 129 | 301 |
| MATERION CORP | 535 | 884 |
| POST HOLDINGS INC | 2705 | 4390 |
| SANOFI AVENTIS SA CVR RIGHTS | 1 | 97 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 618857 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 683085 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (13 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| NUVEEN SMALL CAP GRWTH OPP | AT COST | 212902 | 298195 |
| NUVEEN MID CAP GRWTH OPP | AT COST | 372350 | 556560 |
| ISHARES MSCI EMERGING MKTS | AT COST | 183366 | 259602 |
| AMERICAN CENTURY INTL BOND | AT COST | 147119 | 149224 |
| IPATH DOW JONES UBS COMMODITY | AT COST | 177870 | 144362 |
| NUVEEN HIGH INCOME BOND FD | AT COST | 51614 | 61509 |
| CREDIT SUISSE COMM RET ST | AT COST | 160465 | 132058 |
| NUVEEN DIVIDEND VALUE FD | AT COST | 275780 | 278008 |
| NUVEEN REAL ESTATE SECS FD | AT COST | 402613 | 452014 |
| OPPENHEIMER DEVELOPING MKTS FD | AT COST | 167912 | 144818 |
| SPDR DJ WILSHIRE INTERNATIONAL | AT COST | 172429 | 152712 |
| TFS MARKET NEUTRAL FD | AT COST | 176171 | 173638 |
| VANGUARD INTL GROWTH FD | AT COST | 358630 | 298514 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $133 | Amount |
| Disbursements Charitable Prps | 133 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ADR PAYING AGENT FEES | Description |
| Revenue And Expenses Per Books | 602 | RevenueAndExpensesPerBooks |
| Net Investment Income | 602 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (5 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES PD ON DIVIDENDS | $2,803 | 2803 | 0 |
| BALANCE DUE PRIOR YR 990-PF | $1,265 | 0 | 0 |
| ESTIMATE TAX PYMTS 990-PF | $2,612 | 0 | 0 |
| FOREIGN TAXES PD ON DIVIDENDS | 1829 | 0 | |
| FOREIGN TAXES PD ON DIVIDENDS | 405 | 0 |
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