THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-11
- IRS object ID
- 201231329349101213
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-11T11:12:16-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061175330 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 Church Lane | AddressLine1 |
| City | Westport | City |
| State | CT | State |
| ZIP Code | 06880 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NESS | NameControl |
| Phone | 2032277470 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 Church Lane | AddressLine1 |
| City | Westport | City |
| State | CT | State |
| ZIP Code | 06880 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David Godfrey | Name |
| Title | Secretary | Title |
| Phone | 2032277470 | Phone |
| Date Signed | 2012-05-07 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David L Godfrey | Name |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3999180 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 23 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 23 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 106285 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 106285 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 91722 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 649994 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 91722 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 198030 | TotalRevenueAndExpenses |
| Total Net Investment Income | 198030 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 5800 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 2900 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 2900 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 200 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 100 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 100 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 24529 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 22483 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 2046 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 7347 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 350 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 25 | TaxesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 37876 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 25833 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 5071 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 169500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 169500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 207376 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 25833 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 174571 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -9346 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 172197 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 409936 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 102311 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 102311 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 1664286 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2020555 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3081211 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 760633 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 713710 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 746498 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 115299 | InvestmentsOtherBOY |
| Investments Other EOY | 104232 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 69160 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2950154 | TotalAssetsBOY |
| Total Assets EOY | 2940808 | TotalAssetsEOY |
| Total Assets EOYFMV | 3999180 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 2950154 | RetainedEarningsBOY |
| Retained Earnings EOY | 2940808 | RetainedEarningsEOY |
| Total Net Assets BOY | 2950154 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2940808 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2950154 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2940808 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2950154 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -9346 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 2940808 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2940808 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (20 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| .7600 Kinder Morgan Mgmt LLC | 2011-09-02 | 2011-11-25 | 51 | 44 | 7 | 7 | |
| 25M Dow Chemical 7.2% 06/15/04 | 2010-09-08 | 2011-06-15 | 25000 | 25304 | -304 | -304 | |
| 50M Iron Mountain Inc 7.75% 01/15/2015 | 2011-01-18 | 50000 | 50460 | -460 | -460 | ||
| 2000 Martek Biosciences Corp | 2010-06-18 | 2011-01-04 | 62630 | 44675 | 17955 | 17955 | |
| 100 Apple Computer Inc | 2004-11-16 | 2011-09-19 | 40993 | 3276 | 37717 | 37717 | |
| 1000 Baker Hughes Inc | 2011-06-27 | 68351 | 42702 | 25649 | 25649 | ||
| 48000 Chaoda Modrn Agr Hlord | 2011-08-30 | 15365 | 36768 | -21403 | -21403 | ||
| 15M Colonial Rlty Ltd 4.8% 4/1/2011 | 2009-01-05 | 2011-04-01 | 15000 | 13062 | 1938 | 1938 | |
| 50M Dow Chemical 5.9% 8/15/13 | 2010-03-26 | 2011-08-15 | 50000 | 50670 | -670 | -670 | |
| 50M Dresser-Rand 7.375% 11/01/14 | 2009-04-20 | 2011-03-22 | 51400 | 43400 | 8000 | 8000 | |
| 50M El Paso Corp 7% 05/15/11 | 2009-09-14 | 2011-05-15 | 50000 | 50432 | -432 | -432 | |
| 50M Freeport McMoran C&G 8.25% 4/1/15 | 2009-11-05 | 2011-04-01 | 52063 | 53183 | -1120 | -1120 | |
| .9070 Kinder Morgan Mgmt LLC | 2006-03-23 | 2011-02-24 | 59 | 1 | 58 | 58 | |
| .9020 Kinder Morgan Mgmt LLC | 2006-03-23 | 2011-05-16 | 57 | 28 | 29 | 29 | |
| .7440 Kinder Morgan Mgmt LLC | 2006-03-23 | 2011-08-23 | 45 | 22 | 23 | 23 | |
| 500 Philip Morris Intl Inc | 2004-12-14 | 2011-09-27 | 32626 | 12795 | 19831 | 19831 | |
| 1000 Plum Creek Timber Co Com | 2004-09-27 | 2011-09-27 | 35902 | 34306 | 1596 | 1596 | |
| 1800 Saturns Goodrich 8% 04/15/38 Pfd | 2007-08-23 | 2011-05-17 | 45000 | 45719 | -719 | -719 | |
| 50M Sprint Cap Corp 8.275% 03/15/12 | 2009-12-02 | 2011-12-29 | 50832 | 51425 | -593 | -593 | |
| Capital Gains Dividends | 4620 | 4620 | 4620 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 91722 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 152176 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3807599 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.039966 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 115621 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2896178 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.039922 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 134872 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2824015 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.047759 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 126031 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2688156 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.046884 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 92063 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2061630 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.044655 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.219186 | TotalDistributionRatio |
| Average Distribution Ratio | 0.043837 | AverageDistributionRatio |
| Net Noncharitable Assets | 4057572 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 177872 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1722 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 179594 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 174571 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 3444 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 3444 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 3444 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 4180 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 4180 | TotalCreditsAndPayments |
| Penalty For Underpayment | 7 | PenaltyForUnderpayment |
| Overpayment | 729 | Overpayment |
| Amount Credited To Next Year | 729 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | David L Godfrey | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2032270424 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 Church Lane | AddressLine1 |
| City | Westport | City |
| State | CT | State |
| ZIP Code | 06880 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | 0 | 0 | 0 |
| David L Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Vice President | 0.50 | 0 | 0 | 0 |
| Judy Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Director | 0.50 | 0 | 0 | 0 |
| David L Godfrey | ||||||||
| 35 Church Lane | Westport | CT | 06880 | Secretary | 0.50 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3920026 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 199336 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 4119362 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 4119362 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 61790 | CashDeemedCharitable |
| Net Noncharitable Assets | 4057572 | NetNoncharitableAssets |
| Minimum Investment Return | 202879 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 202879 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3444 | TaxBasedOnInvestmentIncome |
| Total Tax | 3444 | TotalTax |
| Distributable Amount Before Adj | 199435 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 199435 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 199435 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 174571 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 174571 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 174571 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 199435 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 109249 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 174571 | QualifyingDistributions |
| Applied To Year1 | 109249 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 65322 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 134113 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (15 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| A WISH (World Institute for a Sustainable Humanity) | |||||||
| PO Box 812 | Lopez Island | WA | 98261 | NONE | 501 C(3) | Rneetswe Happy Home Orphan Center, Botswana | $2,000 |
| Americares | |||||||
| 88 Hamilton Ave | Stamford | CT | 06902 | None | 501 C(3) | General | $10,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | 501 C(3) | General | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | NonE | 501 C(3) | General | $15,000 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | NONE | 501 C(3) | Norma F. Pfriem Breast Care Center | $10,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | NONE | 501 C(3) | General | $2,000 |
| Center for Women and Families of Eastern Ffld County | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | NONE | 501 C(3) | General | $30,000 |
| Connecticut Challenge | |||||||
| 860 Canal Street | Stamford | CT | 06902 | NONE | 501 C(3) | General | $20,000 |
| Fairfield Historical Society | |||||||
| 370 Beach Road | Fairfield | CT | 06824 | None | 501 C(3) | General | $5,000 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | NONE | 501 C(3) | General | $40,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | 501 C(3) | General | $12,000 |
| Meadow Ridge Scholarship Fund at Fairfield County Comm Fdn | |||||||
| 383 Main Avenue | Norwalk | CT | 068511543 | None | 501 C(3) | General | $1,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | NONE | 501 C(3) | General | $5,000 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | NONE | 501 C(3) | Outdoor Adventure Club Scholarships | $5,000 |
| Stratton Foundation | |||||||
| PO Box 523 | Stratton Mountain | VT | 05155 | None | 501 C(3) | General | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 169500 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $23 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $106,285 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $91,722 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $198,030 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 198030 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Peoples Bank - Tax Fee | Category |
| Amount | $200 | Amount |
| Net Investment Income | 100 | NetInvestmentIncome |
| Disbursements Charitable Prps | 100 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (14 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 75M Alliant Techsystems Inc 6.75% 04/01/2016 | 77625 | 76875 |
| 25M Colonial Rlty Ltd 6.25% 06/15/14 | 24481 | 26002 |
| 50M Colonial Rlty LP 6.15% 04/15/2013 | 49925 | 51199 |
| 40M Corrections Corp Amer New 6.25% 03/15/2013 | 40438 | 40000 |
| 75M Hanesbrands Inc 8% 12/15/16 | 81562 | 81562 |
| 30M Hospitality Pptys 6.75% 02/15/2013 | 20460 | 30484 |
| 50M Kansas City Souther Ry 8% 6/1/15 | 54312 | 53063 |
| 50M L-3 Communications Corp 6.375% 10/15/15 | 51430 | 51250 |
| 50M Leucadia Natl Corp 7% 8/15/13 | 49188 | 52000 |
| 50M Moog Inc 6.25% 1/15/15 | 49437 | 50500 |
| 50M Nextel Comm Inc 6.875% 10/31/13 | 50488 | 49750 |
| 50M Royal Caribbean Cruise 7% 6/15/13 | 36000 | 52500 |
| 50M Scholastic Corp 5% 04/15/2013 | 47026 | 50125 |
| 75M Treehouse Foods Inc 7.75% 03/01/18 | 81338 | 81188 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (44 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 3000 ABB Ltd ADR | 64542 | 56490 |
| 2000 Altria Corp | 23723 | 59300 |
| 700 Apple Inc | 22930 | 283500 |
| 1000 Arcos Dorados Holdings Inc | 20259 | 20530 |
| 1000 Caterpillar Inc | 43998 | 90600 |
| 1000 Celgene Corp | 55751 | 67600 |
| 2500 Cenovus Energy Inc | 74550 | 83000 |
| 30000 China Minzhong Food Corp | 38365 | 37245 |
| 4200 Cisco Systems, Inc. | 43918 | 75936 |
| 2500 Cognizant Technology Solutions | 43133 | 160775 |
| 600 Diageo PLC ADR | 34862 | 52452 |
| 1000 Dolby Laboratories Inc | 35338 | 30510 |
| 3500 E M C Corp | 62554 | 75390 |
| 1700 Encana Corp | 38069 | 31501 |
| 1000 Evercore Partners Inc | 23565 | 26620 |
| 1000 Expeditors Intl Wash Inc | 47331 | 40960 |
| 1000 ExxonMobil | 39364 | 84760 |
| 3850 General Electric | 36161 | 68953 |
| 150 Google Inc Cl A | 59110 | 96885 |
| 800 Greenhill & Co Inc | 51346 | 29096 |
| 36000 Huabao Intl Hldgs Ltd | 45678 | 17172 |
| 20000 Hyflux Ltd | 31471 | 18600 |
| 250 Intuitive Surgical Inc New | 24542 | 115753 |
| 600 Itron Inc | 38030 | 21462 |
| 1000 Johnson & Johnson | 55370 | 65580 |
| 2185 Kinder Morgan Mgmt LLC | 75334 | 171566 |
| 500 Monsanto Co New | 39194 | 35035 |
| 1000 Morningstar Inc | 40438 | 59450 |
| 1000 Neogen Corp | 35035 | 30640 |
| 1400 Pepsico Inc | 81419 | 92890 |
| 1500 Philip Morris Intl Inc | 41592 | 117720 |
| 2000 Plum Creek Timber Co Inc | 68610 | 73120 |
| 2000 Quanta Services Inc | 47408 | 43080 |
| 3000 Resmed Inc | 71471 | 76200 |
| 2500 Schlumberger Ltd | 70247 | 170775 |
| 300 Sonova Holding AG | 36989 | 30750 |
| 1000 TEVA Pharm Indus ADR | 46810 | 40360 |
| 1000 United Parcel Service | 73810 | 73190 |
| 1000 United Technologies | 31998 | 73090 |
| 1000 Varian Medical Systems Inc | 39277 | 67130 |
| 800 Visa Inc Cl A | 41377 | 81224 |
| 2000 Corp Backed Tr CTFS 7,75% 7/1/97 | 20895 | 21420 |
| 5000 Haven Capital Trust II 10.25% | 49410 | 55723 |
| 2200 Premier Cap TR 9% | 55281 | 57178 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | 14000 Henderson Land Dev Co Ltd | CategoryOrItem |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMV |
| Book Value | 104232 | BookValue |
| EOYFMV | 69160 | EOYFMV |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | Category |
| Amount | $5,800 | Amount |
| Net Investment Income | 2900 | NetInvestmentIncome |
| Disbursements Charitable Prps | 2900 | DisbursementsCharitablePrps |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Custodial Fees | $4,092 | 2046 | 2046 |
| Investment Mgmt Fees | $20,437 | 20437 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Federal Excise Taxes | $6,972 | 0 | 0 |
| Foreign Taxes | $325 | 325 | 0 |
| CT Annual Fee | $50 | 25 | 25 |