THE JOSEPH J SCOTT FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE JOSEPH J SCOTT FOUNDATION (EIN 26-3374979)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-03
- IRS object ID
- 201231309349101728
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-03T12:47:58-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263374979 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Joseph J Scott Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | JOSE | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Joseph J Scott | Name |
| Title | President | Title |
| Date Signed | 2012-05-03 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-05-03 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 5555214 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 340 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 340 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 193506 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 193506 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 36830 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 466534 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 36830 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 230676 | TotalRevenueAndExpenses |
| Total Net Investment Income | 230676 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 36772 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 36772 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 2665 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 199 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 28551 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 685 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 27866 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 67988 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 37656 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 27866 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 175000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 175000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 242988 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 37656 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 202866 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -12312 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 193020 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 703238 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 349099 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 349099 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 2597323 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2942132 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3458496 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1504140 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1501158 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1747619 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 4804701 | TotalAssetsBOY |
| Total Assets EOY | 4792389 | TotalAssetsEOY |
| Total Assets EOYFMV | 5555214 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 4804701 | RetainedEarningsBOY |
| Retained Earnings EOY | 4792389 | RetainedEarningsEOY |
| Total Net Assets BOY | 4804701 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4792389 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 4804701 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4792389 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 4804701 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -12312 | ExcessOfRevenueOverExpenses |
| Subtotal | 4792389 | Subtotal |
| Total Net Assets Fund Balances EOY | 4792389 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 466534 | GrossSalesPrice |
| Cost Or Other Basis | 429704 | CostOrOtherBasis |
| Gain Or Loss | 36830 | GainOrLoss |
| Gains Minus Excess Or Losses | 36830 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 36830 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 562846 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 5012384 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.112291 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 560516 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 5225641 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.107263 | DistributionRatioYear2 |
| Noncharitable Assets Year3 | 615625 | NoncharitableAssetsYear3 |
| Total Distribution Ratio | 000.219554 | TotalDistributionRatio |
| Average Distribution Ratio | 000.073185 | AverageDistributionRatio |
| Net Noncharitable Assets | 5617643 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 411127 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1930 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 413057 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 202866 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 3860 | InvestmentIncomeExciseTax |
| Subtotal | 3860 | Subtotal |
| Tax Based On Investment Income | 3860 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2300 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2300 | TotalCreditsAndPayments |
| Tax Paid Original Return | 2300 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 1560 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Cordell Fonnesbeck | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Mark Petrie | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Joseph J Scott | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 5446785 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 256406 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5703191 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 5703191 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 85548 | CashDeemedCharitable |
| Net Noncharitable Assets | 5617643 | NetNoncharitableAssets |
| Minimum Investment Return | 280882 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 280882 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3860 | TaxBasedOnInvestmentIncome |
| Total Tax | 3860 | TotalTax |
| Distributable Amount Before Adj | 277022 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 277022 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 277022 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 202866 | ExpensesAndContributions |
| Qualifying Distributions | 202866 | QualifyingDistributions |
| Adj Qualifying Distributions | 202866 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 277022 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year2 | 293997 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 316791 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 610788 | TotalExcessDistriCarryover |
| Qualifying Distributions | 202866 | QualifyingDistributions |
| Applied To Current Year | 202866 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 74156 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 74156 | ExcessDistriCyovAppliedCY |
| Total Corpus | 536632 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 536632 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 219841 | ExcessFromYear2 |
| Excess From Year1 | 316791 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Joseph J Scott | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ARC OF NATRONA CO | |||||||
| PO BOX 393 | CASPER | WY | 82602 | N/A | 509(a)(1) | General Unrestricted | $25,000 |
| CHILD DEVELOPMENT CTR OF NATRONA CO | |||||||
| 2020 E 12TH ST | CASPER | WY | 82601 | N/A | 509(a)(2) | General Unrestricted | $20,000 |
| MOTHER SETON HOUSING INC | |||||||
| PO BOX 1557 | CASPER | WY | 82602 | N/A | 509(a)(1) | General Unrestricted | $50,000 |
| SAINT ANTHONY TRI-PARISH SCHOOL FDN | |||||||
| 218 E 7TH ST | CASPER | WY | 82601 | N/A | 509(a)(1) | 7 7 7 Campaign | $50,000 |
| SHERIDAN CO SCHOOL DISTRICT 1 | |||||||
| PO BOX 819 | RANCHESTER | WY | 82839 | N/A | 509(a)(1) | Big Horn School Building | $20,000 |
| TWO FLY FOUNDATION INC | |||||||
| 2231 MIRACLE DR | CASPER | WY | 82609 | N/A | 509(a)(2) | General Unrestricted | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 175000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $340 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $193,506 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $36,830 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $230,676 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 230676 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (28 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ACE INA HOLDINGS 5.875 DUE 06/15/14 00440EAG2 6000000.00% | 60868 | 66189 |
| ALLEGIANCE CORP 7 10/15/2026 017475AC8 5000000.00% | 43784 | 62676 |
| ANADARKO PETE CORP 4/15/2012 6.125 032511AT4 5000000.00% | 51562 | 50426 |
| ANADARKO PETROLEUM CORP - 5.950 - 09/15/2016 032511AX5 6000000.00% | 57740 | 68127 |
| BANK AMER CORP TO GLOBAL EQUITY BASKET 03/15/2012 06052R583 190000.00% | 19000 | 16213 |
| BJ SERVICES CO 6/1/2018 6 055482AJ2 5000000.00% | 48846 | 59899 |
| BLACK DECKER SR NTS 5.750 11/15/2016 MAKE WHOLE 091797AN0 5000000.00% | 47231 | 58262 |
| DEVON ENERGY CORP 4/15/2032 251799AA0 1700000.00% | 18308 | 24330 |
| DOW CHEMICAL CO 6.85 8/15/2013 260543BF9 5000000.00% | 51678 | 53789 |
| EKSPORTFINANS ASA ACCEL INDEX-0.00-03/30/2012 28264M863 290000.00% | 29000 | 22362 |
| EKSPORTFINANS ASA ACCELERATED ENERGY 03/30/2013 282645316 100000.00% | 10000 | 8996 |
| FIRST ENERGY CORP 7.375 11/15/2031 337932AC1 7500000.00% | 76566 | 92234 |
| GENERAL ELEC CAP CORP MTN BE 5.400 02/15/2017 FR 36962G2G8 9200000.00% | 92704 | 102656 |
| GENERAL ELEC CAP CORP MTN BE 5.62500 05/01/2018 36962G3U6 5000000.00% | 50398 | 56562 |
| GOLDMAN SACHS - 5.000 - 10/01/2014 38143UAW1 3400000.00% | 32666 | 34745 |
| GOLDMAN SACHS 5.95 1/18/18 38141GFG4 5000000.00% | 50298 | 51201 |
| HOME DEPOT INC SR UNS 5.250 CALLABLE 12/16/2012 437076AR3 5000000.00% | 50346 | 54296 |
| KEER-MCGEE 6.95 7/1/2024 492386AU1 5000000.00% | 45470 | 59632 |
| MARATHON OIL CORP BOND - 6.000 - 10/01/2017 565849AD8 5000000.00% | 47126 | 58176 |
| PEPSI BOTTLING GRP INC GTD - 7.000 - 03/01/2029 713409AC4 10000000.00% | 112363 | 137526 |
| PPL ENERGY SUPPLY 6.2 5/15/2016 69352JAH0 5000000.00% | 46021 | 56447 |
| ROHM HAAS CO 7.85 7/15/2029 775371AU1 10000000.00% | 102471 | 129365 |
| STAPLES INC CREDIT SEN NT 7.37500 10/01/2012 855030AH5 6000000.00% | 61680 | 62512 |
| TIME WARNER INC 6.500 11/15/2036 887317AD7 5000000.00% | 46492 | 60327 |
| TRANS CANADA PIPE 6.5 8/15/2018 89352HAF6 5000000.00% | 51577 | 61189 |
| VERIZON COMM INC NT 5.500 04/01/2017 MAKE WHOLE 92343VAG9 5000000.00% | 51205 | 57701 |
| WILLAMS CO 9/1/2021 969457BG4 3800000.00% | 33364 | 46768 |
| XTO ENERGY INC SR NT - 6.250 - 08/01/2017 98385XAL0 11000000.00% | 112394 | 135013 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (223 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 323 shares of 3M CO MMM | 22359 | 26399 |
| 559 shares of ABBOTT LABS ABT | 26090 | 31433 |
| 363 shares of ACCENTURE PLC ACN | 14201 | 19322 |
| 85 shares of ACE LTD ACE | 5036 | 5960 |
| 385 shares of AEGON NV PFD - 6.375 AEH | 6589 | 7496 |
| 90 shares of AEGON NV PFD - 6.500 AED | 1551 | 1782 |
| 83 shares of AEGON NV PFD - 6.875 AEV | 1496 | 1736 |
| 96 shares of AEGON NV PFD - 7.250 AEF | 1496 | 2122 |
| 180 shares of AEGON NV PFD FLOAT RATE AEGZF.PK | 2012 | 2871 |
| 63 shares of AIR PRODS CHEM INC. APD | 4983 | 5367 |
| 421 shares of ALGER CHINA U.S. GROWTH FUND CLASS C CHUCX | 4989 | 5843 |
| 525 shares of ALLIANZ SOC EUR SE UNDTD SUB CALL 8.375 AZM | 11423 | 13404 |
| 199 shares of AMERIPRISE FINANCIAL INC 7.75 6/15/39 03076C205 | 4707 | 5642 |
| 119 shares of AON CORP AON | 4616 | 5569 |
| 85 shares of APACHE CORPORATION APA | 7919 | 7699 |
| 130 shares of ARCH CAPITAL GROUP LTD 8 G0450A147 | 2836 | 3311 |
| 80 shares of ARCH CAPITAL GROUP LTD PRFD B ARHPB | 1946 | 2031 |
| 872 shares of ATT CORP COM NEW T | 23173 | 26369 |
| 1500 shares of BANK AMER CORP ENH BUFFER MKT LKD DJIA 06052R492 | 15000 | 13725 |
| 10000 shares of BANK OF AMERICA N.A. SPX MLNBK | 100000 | 120599 |
| 282 shares of BANK OF MONTREAL BMO | 16146 | 15456 |
| 201 shares of BANK OF NOVA SCOTIA BNS | 10499 | 10012 |
| 170 shares of BARCLAYS BANK PLC - 6.625 - ADS SER BCS-P | 1956 | 3118 |
| 188 shares of BARCLAYS BANK PLC PRFD C BCS-PC | 3242 | 3963 |
| 217 shares of BARCLAYS BANK PLC SER 3 - 7.100 BCS-PA | 2576 | 4290 |
| 359 shares of BARCLAYS BK SPONS ADR PREF SHS SER 5 8.125 PERPET 06739H362 | 6757 | 7999 |
| 122 shares of BBT CAP TR VI GTD ENHANCED TR PFD SECS 9.6 08/01 BBT-PB | 3241 | 3270 |
| 81 shares of BBT PFD - 8.950 - 12/15/2063 BBTVP | 1998 | 2128 |
| 223 shares of BECTON DICKINSON CO BDX | 17002 | 16663 |
| 124 shares of BNY CAPITAL V TR PFD SER F - 5.950 - 05/01/2033 BK-PF | 2651 | 3150 |
| 95 shares of BOSTON PPTYS INC BXP | 5402 | 9462 |
| 398 shares of CBS CORP NTS - 6.750 - 03/27/2056 CPV | 6512 | 10113 |
| 390 shares of CENTURY TEL INC CTL | 12651 | 14508 |
| 365 shares of CHEVRONTEXACO CORP CVX | 28988 | 38836 |
| 156 shares of CITIGROUP CAP TR IX PFD - 6.000 - 02/14/2033 C-PS | 2277 | 3340 |
| 23 shares of CITIGROUP CAP VIII C-PZ | 246 | 537 |
| 68 shares of CITIGROUP CAP XII TR PFD SECS C-PJ | 1692 | 1711 |
| 126 shares of CITIGROUP CAPITAL X PFD - 6.100 - 09/30/2033 C-PR | 1565 | 2660 |
| 199 shares of CITIGROUP CAPITAL XIII - 7.875 - 10/30/2040 173080201 | 5244 | 5186 |
| 76 shares of CITIGROUP CAPITAL XVI - 6.450 - 12/31/2066 C-PW | 958 | 1632 |
| 108 shares of CITIGROUP CAPITAL XVII PFD - 6.350 - 03/15/2067 C-PE | 1329 | 2332 |
| 256 shares of COCA-COLA CO KO | 12203 | 17912 |
| 2398 shares of COHEN STEERS GLOBAL REALTY SHARES, INC CLASS C CSFCX | 81699 | 87250 |
| 7655 shares of COHEN STEERS DIVIDEND VALUE FUND INC CLASS C DVFCX | 76282 | 87341 |
| 591 shares of COLUMBIA FDS SRS TR COLUMBIA MARSICO 21ST CENTURY NMYCX | 4994 | 6513 |
| 316 shares of COMCAST CORP NT - 7.000 - 09/15/2055 CCW | 7353 | 8086 |
| 251 shares of COMCAST CORP NTS - 6.625 - 05/15/2056 CC-S | 5737 | 6549 |
| 218 shares of COMMONWEALTH REIT 8.75 HRP-PC | 3304 | 5324 |
| 100 shares of COMMONWEALTH REIT SR NT PFD 7.50 11/15/2019 203233507 | 1938 | 2113 |
| 247 shares of CONOCOPHILLIPS COP | 13291 | 17999 |
| 240 shares of COOPER INDUSTRIES PLC CBE | 8705 | 12996 |
| 562 shares of CREDIT SUISSE GRNS TIER 1 CDTSF.PK | 12832 | 14359 |
| 134 shares of CULLEN FROST BANKERS INC CFR | 7236 | 7090 |
| 65 shares of DANAHER CORP DHR | 3259 | 3058 |
| 160 shares of DB CAPITAL FDG VIII - 6.375 - PERPETUAL DUA | 2248 | 2931 |
| 449 shares of DB CONT CAP TR II - 6.550 DXB | 6289 | 8374 |
| 121 shares of DEUTSCH BK CONTINGENT CAP TR V TR PFD SECS 8.05 25150L108 | 3098 | 2760 |
| 77 shares of DEUTSCHE BK C/F TR X PFD DCE | 1507 | 1556 |
| 190 shares of DEUTSCHE BK CONTINGENT CAP TR III TR PFD SECS 7.6 25154A108 | 4266 | 4110 |
| 90 shares of DIAGEO PLC ADS DEO | 5235 | 7868 |
| 246 shares of DIGITAL RLTY TR INC DLR | 13729 | 16401 |
| 236 shares of DOMINION RES INC VA NEW 8.375 06/15/2064 25746U604 | 6140 | 6931 |
| 374 shares of DU PONT DE NEMOURS DD | 12322 | 17122 |
| 67 shares of DUKE REALTY CORP PFD SER M - 6.950 DRE-PM | 1572 | 1682 |
| 1500 shares of EKSPORTFINANS ASA ACCELERATED COMMODITY 04/03/2012 282645324 | 15000 | 13215 |
| 390 shares of EMERSON ELECTRIC CO. EMR | 16378 | 18170 |
| 66 shares of ENTERGY ARK INC 1ST MTG BD - 5.750 - 11/01/2040 29364D779 | 1646 | 1802 |
| 33 shares of ENTERGY LA LLC SER - 5.875 - 06/15/2041 29364W405 | 814 | 899 |
| 61 shares of ENTERGY LOUISIANA LLC 1ST MTG BD ELB | 1527 | 1667 |
| 68 shares of ENTERGY MISSISSIPPI INC - 6.000 - 05/01/2051 29364N835 | 1672 | 1904 |
| 96 shares of ENTERGY TEXAS INC EDT | 2482 | 2796 |
| 340 shares of EVEREST RE CAP TR II SER B - 6.200 - 03/29/2034 RE-PB | 6291 | 8405 |
| 19287 shares of EVERGREEN EQUITY TR ASSET ALLOC FD CL C EACFX | 188314 | 221989 |
| 436 shares of EXXON MOBIL CORP XOM | 33383 | 36955 |
| 730 shares of FEDERATED MARKET OPPORTUNITIES FUND C FMRCX | 8331 | 7088 |
| 11115 shares of FEDERATED MARKET OPPORTUNITY FUND IS FMIIX | 110922 | 109150 |
| 110 shares of FIFTH THIRD CAP TR V 7.25 DUE8/15/67 FTB-PA | 1712 | 2783 |
| 155 shares of FIFTH THIRD CAPTL TR VI PFD - 7.250 - 11/15/2067 FTB-PB | 2423 | 3925 |
| 44 shares of FPL GROUP CAP TRUST I 5.875 3/15/2044 FPL-PC | 1094 | 1135 |
| 185 shares of GE CAP CORP SER A - 6.050 - 02/06/2047 GEG | 4204 | 4745 |
| 135 shares of GE CAP CORP SR DEBT - 6.450 - 06/15/2046 GER | 3175 | 3494 |
| 182 shares of GE CAPITAL NTS - 6.000 - 04/24/2047 GEJ | 4049 | 4708 |
| 825 shares of GENERAL MILLS INC GIS | 27471 | 33338 |
| 394 shares of GOLDMAN SACHS - 6.125 - 11/01/2060 38145X111 | 9591 | 9759 |
| 29 shares of GOLDMAN SACHS DEP SH GS-PD | 546 | 498 |
| 118 shares of GOLDMAN SACHS GROUP INC PFD - FLOAT GS-PA | 1680 | 1967 |
| 371 shares of HARTFORD CAPITAL APPRECIATION FUND CLASS C THE HCACX | 8099 | 9490 |
| 9009 shares of HARTFORD CAPITAL APPRECIATION II FUND CLASS C HFCCX | 80000 | 105945 |
| 202 shares of HEALTH CARE PPTY INVS INC HCP | 5373 | 8369 |
| 80 shares of HESS CORP HES | 5008 | 4544 |
| 545 shares of HOME DEPOT INC. HD | 14812 | 22912 |
| 473 shares of HONEYWELL INTERNATIONAL INC. HON | 20052 | 25708 |
| 162 shares of HSBC HLDGS PFD SER A HBC-PA | 2683 | 3872 |
| 475 shares of HSBC HLDGS PLC PERP SUB CAP SECS SECS EXCH PREF SH 404280802 | 12606 | 12379 |
| 133 shares of HSBC HLDGS PLC PERPETUAL SUB CAP SECS 8.125 PERPE HCS | 2910 | 3425 |
| 179 shares of ING GROEP NV - 6.125 - PERPETUAL DEBT IDG | 2404 | 3299 |
| 210 shares of ING GROEP PERP DEBT 7.20 INZ | 4813 | 3927 |
| 171 shares of ING GROUP - 6.125 - PERPETUAL ISG | 2795 | 2789 |
| 265 shares of ING GROUP NV DEBT - 7.050 - PERPETUAL IND | 5100 | 4799 |
| 292 shares of INTEL CORP INTC | 4689 | 7081 |
| 94 shares of INTERNATIONAL BUSINESS MACHINES IBM | 11844 | 17285 |
| 5221 shares of IVY ASSET STRATEGY CL C WASCX | 100572 | 112921 |
| 247 shares of JENNISON NATURAL RESOURCES FUND CLASS C PNRCX | 7279 | 9598 |
| 517 shares of JOHNSON JOHNSON JNJ | 30345 | 33905 |
| 208 shares of JOHNSON CONTROLS INC. JCI | 7522 | 6502 |
| 624 shares of JP MORGAN CHASE CO JPM | 19701 | 20748 |
| 251 shares of JPM CHASE CAP XI - 5.875 - 06/15/2033 JPMPRK | 5290 | 6278 |
| 70 shares of JPM CHASE CAP XIV - 6.200 - 10/15/2034 JPM-PY | 1395 | 1777 |
| 352 shares of JPM CHASE CAP XXIX GTD CAP SER CC 6.7 4/02/2040 48125E207 | 8659 | 8983 |
| 31 shares of JPM CHASE CAP XXVI VAR SER Z 8.00 05/15/48 48124G104 | 687 | 803 |
| 125 shares of JPMORGAN CHASE CAP XXVIII 7.200 12/22/2039 48124Y204 | 3287 | 3189 |
| 265 shares of KIMCO REALTY CORP PFD SER G - 7.750 - PERPETUAL KIM-PG | 5562 | 6824 |
| 133 shares of KIMCO RLTY CORP DEPOSITARY SHS REPSTG 1/100 SH CUM 49446R828 | 3291 | 3642 |
| 199 shares of LLOYDS BANKING GROUPPLC PRF 7.75 12/15/2050 ISIN 539439802 | 5099 | 5088 |
| 247 shares of LOCKHEED MARTIN CORP LMT | 18945 | 19982 |
| 473 shares of LOOMIS SAYLES FDS STRATEGIC INC FD CL C TR II NECZX | 5803 | 6839 |
| 1772 shares of LORD ABBETT SECURITIES TR BOND DEBENTURE TR CL C BDLAX | 11672 | 13554 |
| 1598 shares of LORD ABBETT SECURITIES TRUST ALL VALUE FUND CL C GILAX | 13409 | 18313 |
| 39 shares of MT CAP TR PFD MTB-PA | 963 | 1013 |
| 207 shares of MARKEL CORP SR DEBT - 7.500 - 08/22/2046 MKV | 5022 | 5243 |
| 22 shares of MASTERCARD INC MA | 4778 | 8202 |
| 349 shares of MCDONALDS CORP MCD | 24423 | 35015 |
| 279 shares of MEDTRONIC INC MDT | 9988 | 10672 |
| 276 shares of METLIFE INC PFD B - 6.500 MET-PB | 5034 | 7032 |
| 365 shares of METLIFE INC. MET | 12701 | 11381 |
| 1575 shares of MFS INTERNATIONAL DIVERSIFICATION FD CL C MDIGX | 15129 | 18853 |
| 152 shares of MORGAN STANLEY CAP TR IV PFD - 6.250 - 04/01/2033 MWG | 2504 | 3156 |
| 131 shares of MORGAN STANLEY CAP TR V PFD - 5.750 - 07/15/2033 MWO | 1993 | 2675 |
| 155 shares of MORGAN STANLEY CAP TR VII - 6.600 - 10/15/2066 MSZ | 2623 | 3373 |
| 26 shares of MORGAN STANLEY CAP TRUST 6.45 4/15/2067 MSK | 631 | 566 |
| 215 shares of MORGAN STANLEY CP TR III - 6.250 - 03/01/2033 MWR | 4149 | 4440 |
| 55 shares of MORGAN STANLEY CP VI MSJ | 1235 | 1194 |
| 147 shares of MORGAN STANLEY SER A - FLOAT MS-PA | 1847 | 2162 |
| 112 shares of NATIONAL CITY CAP TR III 6.625 5/25/2047 NCC-PA | 2049 | 2866 |
| 288 shares of NATIONAL GRID TRANSCO PLC NGG | 13354 | 13962 |
| 85 shares of NATL RURAL UTILITY CFC NTS - 5.950 - 02/15/2045 NRU | 1901 | 2151 |
| 112 shares of NESTLE S.A. NSRGY.PK | 4652 | 6464 |
| 155 shares of NEXTERA ENERGY - 6.600 - 10/01/2066 FGC | 3911 | 3934 |
| 28 shares of NEXTERA ENERGY CAPITAL HOLDINGS INC 8.75 3/01/69 NEE-PF | 730 | 811 |
| 167 shares of NORFOLK SOUTHERN CORP NSC | 8024 | 12168 |
| 116 shares of NORTHROP GRUMMAN CORP NOC | 5664 | 6784 |
| 483 shares of ORACLE CORP ORCL | 11797 | 12389 |
| 349 shares of P P G IND PPG | 19909 | 29138 |
| 279 shares of PARTNERRE LTD PFD SER D - 6.500 - PERPETUAL PRE-PD | 5506 | 6976 |
| 81 shares of PARTNERRE LTD. PRFD C PRE-PC | 1739 | 2053 |
| 339 shares of PEPSICO INC PEP | 18833 | 22493 |
| 1439 shares of PFIZER INC. PFE | 25206 | 31140 |
| 103 shares of PG E CORP PCG | 4620 | 4246 |
| 345 shares of PHILIP MORRIS INTL PM | 16175 | 27076 |
| 8167 shares of PIMCO HIGH YIELD FD CL C PHDCX | 61532 | 73339 |
| 2886 shares of PIONEER GLOBAL HIGH YLD FD A PGHYX | 28378 | 27447 |
| 13494 shares of PIONEER STRATEGIC INCOME C PSRCX | 117569 | 140470 |
| 47 shares of PNC CAP TR E PNH | 1083 | 1228 |
| 163 shares of PNC CAPITAL TR D PFD - 6.125 - 12/15/2033 PNU | 3336 | 4106 |
| 96 shares of PPL CAP FDG INC SR NTS 6.85 07/01/2047 69352P889 | 2406 | 2496 |
| 263 shares of PROCTER GAMBLE CO PG | 15712 | 17545 |
| 240 shares of PROLOGIS PLD | 7117 | 6862 |
| 50 shares of PROLOGIS IND PRFD R N/C 743410706 | 799 | 1200 |
| 50 shares of PROTECTIVE LIFE CORP - 7.250 - 06/15/2066 PL-PD | 809 | 1257 |
| 171 shares of PRUDENTIAL FINCL INC PRU | 8731 | 8571 |
| 226 shares of PRUDENTIAL FINL INC JR SUB NTS 9.00 06/15/2038 744320508 | 4916 | 6161 |
| 116 shares of PRUDENTIAL PLC - 6.500 - PERPETUAL PUK-PA | 1941 | 2942 |
| 70 shares of PRUDENTIAL PLC PRFD PUK-P | 1109 | 1781 |
| 83 shares of PS BUS PKS DEP PFD H PSB-PH | 1819 | 2093 |
| 33 shares of PS BUSINESS PARKS INC - 6.875 PSB-PR | 816 | 883 |
| 46 shares of PS BUSINESS PARKS, INC PRFD P PSB-PP | 1035 | 1147 |
| 26 shares of PUBLIC STORAGE 6.45 PSA-PX | 584 | 662 |
| 114 shares of PUBLIC STORAGE 6.5 74460D141 | 2800 | 3192 |
| 84 shares of PUBLIC STORAGE DEP PSA-PL | 1747 | 2163 |
| 221 shares of PUBLIC STORAGE INC PFD SER M - 6.625 - PERPETUAL PSAGK.PK | 4563 | 5624 |
| 55 shares of PUBLIC STORAGE PFD SER C - 6.600 PSA-PC | 1096 | 1400 |
| 17 shares of PUBLIC STORAGE PRFD E PSA-PE | 328 | 433 |
| 31 shares of PUBLIC STORAGE SBI O 6.875 PSAXZ.PK | 772 | 888 |
| 12090 shares of PUTNAM ASSET ALLOCATION GROWTH PORTFOLIO FUND CL C PAECX | 108911 | 136737 |
| 8753 shares of PUTNAM VOYAGER FD CLASS C PVFCX | 150933 | 157816 |
| 110 shares of QUEST DIAGNOSTICS DGX | 6323 | 6387 |
| 104 shares of REALTY INCOME CORP PFD CL E - 6.750 - PERPETUAL O-PE | 2203 | 2683 |
| 1050 shares of REGAL ENTERTAINMENT RGC | 11960 | 12537 |
| 55 shares of REGENCY CENTERS CORP 6.7 758849608 | 1016 | 1370 |
| 48 shares of REGENCY CENTERS CORP. PRFD D REG-PD | 915 | 1201 |
| 69 shares of REGENCY CENTERS PFD SER 3 - 7.450 - PERPETUAL 758849301 | 1333 | 1737 |
| 33 shares of REGIONS FINANCIAL CORP 7.000 DUE 03-01-11 PSA-PP | 825 | 903 |
| 302 shares of RENAISSANCE HLDGS PFD SER D - 6.600 - PERPETUAL RNR-PD | 6374 | 7598 |
| 38 shares of RENAISSANCERE HOLDINGS LTD. PRFD C RNR-PC | 658 | 937 |
| 78 shares of REYNOLDS AMERN INC RAI | 2532 | 3231 |
| 412 shares of SANTANDER FIN PFD - 10.500 - PERPETUAL STD-PE | 10651 | 10823 |
| 27 shares of SCANA CORP NEW JR SB NT 7.7 1/30/65 SCU | 706 | 791 |
| 89 shares of SIMON PPTY GROUP INC NEW SPG | 5569 | 11476 |
| 86 shares of STANLEY BLACK DECKER INC SWK | 4853 | 5814 |
| 93 shares of SUNTRUST CAPITAL IX 7.875 3/15/2068 867885105 | 1968 | 2353 |
| 543 shares of SYSCO CORP SYY | 13710 | 15926 |
| 187 shares of TARGET CORPORATION TGT | 10139 | 9578 |
| 54 shares of TELEPHONE DATA SYSTEMS - 6.875 - 11/15/2059 879433845 | 1344 | 1439 |
| 24 shares of TELEPHONE DATA SYSTEMS 6.625 3/31/2045 879433852 | 351 | 604 |
| 112 shares of TELEPHONE AND DATA SYSTEMS 879433837 | 2789 | 3012 |
| 873 shares of TOUCHSTONE LARGE CAP GROWTH CLASS A TEQAX | 15038 | 21869 |
| 11332 shares of TRANSAMERICA ASSET ALLOCATION - GROWTH PORTFOLIO IAALX | 100996 | 123294 |
| 3449 shares of TRANSAMERICA LEGG MASON FUND C ILLLX | 31500 | 44184 |
| 11515 shares of TRANSAMERICA SH/TER BOND C ITACX | 111504 | 117109 |
| 9199 shares of TRANSAMERICA SMALL/MID CAP VALUE CLASS C IIVLX | 134811 | 167509 |
| 214 shares of TRAVELERS COMPANIES INC THE TRV | 10842 | 12662 |
| 331 shares of UBS PFD FNDG TR IV PFD - FLOAT USB-PD | 3966 | 3393 |
| 378 shares of UNITED TECHNOLOGIES CORP UTX | 24885 | 27628 |
| 62 shares of US BANCORP SER B - FLOAT - PERPETUAL USB-PH | 935 | 1356 |
| 49 shares of USB CAP X PREFERRED STOCK USB-PI | 1135 | 1249 |
| 57 shares of USB CAP XII 6.3 TR USB-PK | 1115 | 1440 |
| 192 shares of USB CAPITAL XI PFD - 6.600 - 09/15/2066 USB-PJ | 4220 | 4829 |
| 369 shares of VERIZON COMMUNICATIONS VZ | 11372 | 14804 |
| 435 shares of VIACOM INC NTS - 6.850 - 12/15/2055 VNV | 9166 | 10919 |
| 78 shares of VIACOM INC. CL B VIA-B | 3406 | 3542 |
| 212 shares of VODAFONE GROUP PLC VOD | 4398 | 5942 |
| 445 shares of VORNADO REALTY LP PUBLIC INCOME NT 7.875 10/1/39 929043602 | 11322 | 12229 |
| 34 shares of VORNADO REALTY TRUST 6.875 VNO-PJ | 846 | 914 |
| 382 shares of WACHOVIA PFD FUNDING PFD SER A - 7.250 - PERP WNAP | 7300 | 9863 |
| 173 shares of WALT DISNEY HOLDINGS CO. DIS | 4449 | 6488 |
| 75 shares of WEINGARTEN REALTY INVESTORS WRD | 1573 | 1800 |
| 355 shares of WEINGARTEN REALTY SER F - 6.500 - PERPETUAL WRI-PF | 6125 | 8942 |
| 111 shares of WELLS FARGO CAPITAL IX PFD - 5.625 - 04/08/2034 JWF | 2114 | 2781 |
| 253 shares of WELLS FARGO CAPITAL XI PFD - 6.250 - 06/15/2067 FWF | 4800 | 6368 |
| 44 shares of WELLS FARGO CAPITAL XII 7.875 3/15/2068 94985V202 | 979 | 1144 |
| 107 shares of WELLS FARGO CAPTL TR VII PFD - 5.850 - 06/15/2033 WPK | 1965 | 2712 |
| 360 shares of WR BERKLEY CPTL TR II PFD - 6.750 - PERPETUAL BER-PA | 7248 | 9302 |
| 192 shares of XCEL ENERGY INC JR SUB NT 7.600 01/01/2068 XCJ | 4967 | 5220 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 27841 | 27841 | |
| Bank Charges | 685 | 685 | |
| State Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $36,772 | Amount |
| Net Investment Income | 36772 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2011 | $2,300 | 0 | 0 | 0 |
| Excise Tax for 2010 | $166 | 0 | 0 | 0 |
| Foreign Tax Paid | $199 | 199 | 0 | 0 |
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