KEISER FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- KEISER FOUNDATION (EIN 27-0858768)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-07
- IRS object ID
- 201231309349101648
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-07T16:39:11-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 270858768 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Keiser Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KEIS | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David Keiser | Name |
| Title | President | Title |
| Date Signed | 2012-04-27 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-04-27 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1337828 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 19 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 19 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17318 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 17318 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 86897 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 282314 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 100322 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 127 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 112 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 104361 | TotalRevenueAndExpenses |
| Total Net Investment Income | 117771 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 6874 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 6874 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 296 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 9445 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 12 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 9433 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 16615 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 6886 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 9433 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 29000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 29000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 45615 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 6886 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 38433 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 58746 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 110885 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 162603 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 263718 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 263718 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 788104 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 745735 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1074110 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 950707 | TotalAssetsBOY |
| Total Assets EOY | 1009453 | TotalAssetsEOY |
| Total Assets EOYFMV | 1337828 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 950707 | RetainedEarningsBOY |
| Retained Earnings EOY | 1009453 | RetainedEarningsEOY |
| Total Net Assets BOY | 950707 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1009453 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 950707 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1009453 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 950707 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 58746 | ExcessOfRevenueOverExpenses |
| Subtotal | 1009453 | Subtotal |
| Total Net Assets Fund Balances EOY | 1009453 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 282314 | GrossSalesPrice |
| Cost Or Other Basis | 181992 | CostOrOtherBasis |
| Gain Or Loss | 100322 | GainOrLoss |
| Gains Minus Excess Or Losses | 100322 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 100322 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 66920 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1058722 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.063208 | DistributionRatioYear1 |
| Noncharitable Assets Year2 | 155290 | NoncharitableAssetsYear2 |
| Total Distribution Ratio | 000.063208 | TotalDistributionRatio |
| Average Distribution Ratio | 000.031604 | AverageDistributionRatio |
| Net Noncharitable Assets | 1225148 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 38720 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1109 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 39829 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 38433 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 2218 | InvestmentIncomeExciseTax |
| Subtotal | 2218 | Subtotal |
| Tax Based On Investment Income | 2218 | TaxBasedOnInvestmentIncome |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 2218 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | David W Keiser | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | President / Director / Secretary | Title |
| Avg Hours Per Wk Devoted To Position | 003.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1062373 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 181432 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1243805 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1243805 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 18657 | CashDeemedCharitable |
| Net Noncharitable Assets | 1225148 | NetNoncharitableAssets |
| Minimum Investment Return | 61257 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 61257 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2218 | TaxBasedOnInvestmentIncome |
| Total Tax | 2218 | TotalTax |
| Distributable Amount Before Adj | 59039 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 59039 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 59039 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 38433 | ExpensesAndContributions |
| Qualifying Distributions | 38433 | QualifyingDistributions |
| Adj Qualifying Distributions | 38433 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 59039 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year1 | 12002 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 12002 | TotalExcessDistriCarryover |
| Qualifying Distributions | 38433 | QualifyingDistributions |
| Applied To Current Year | 38433 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 12002 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 12002 | ExcessDistriCyovAppliedCY |
| Undistributed Income CY | 8604 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | David W Keiser | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (5 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CHRISTIAN COMMUNITY ACTION INC | |||||||
| 168 DAVENPORT AVE | NEW HAVEN | CT | 06519 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| CLEARWATER INITIATIVE CORPORATION | |||||||
| 59 ELM ST FL 5 | NEW HAVEN | CT | 06510 | N/A | 509(a)(1) | General Unrestricted | $2,000 |
| COLUMBUS HOUSE | |||||||
| 586 ELLA GRASSO BLVD | NEW HAVEN | CT | 06519 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| GETTYSBURG COLLEGE | |||||||
| 300 N WASHINGTON ST CAMPUS BOX | GETTYSBURG | PA | 17325 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| SHORELINE SOUP KITCHENS | |||||||
| PO BOX 804 | ESSEX | CT | 06426 | N/A | 509(a)(1) | General Unrestricted | $2,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 29000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $19 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,318 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $86,897 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (3 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount |
|---|---|---|---|---|
| Foreign Tax Refund | 01 | $112 | ||
| K-1 Pass-through Loss | 525990 | -$6 | ||
| Section 751 Gain on Sale of Partnership | 525990 | $21 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $15 | UnrelatedBusinessIncomeAmount |
| Exclusion | $104,346 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 104361 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (47 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 65 shares of ABBOTT LABS ABT | 3128 | 3655 |
| 120 shares of ADVANCE AUTO PARTS INC AAP | 5998 | 8356 |
| 65 shares of AFLAC INC. AFL | 2866 | 2812 |
| 6472 shares of ALEXION PHARMACEUTICALS, INC. ALXN | 155572 | 462748 |
| 33 shares of AMERICAN TOWER REIT INC AMT | 1962 | 1980 |
| 30 shares of APPLE INC. AAPL | 9506 | 12150 |
| 160 shares of BARRICK GOLD CORP COM ABX | 7451 | 7240 |
| 85 shares of BECTON DICKINSON CO BDX | 6248 | 6351 |
| 45 shares of BERKSHIRE HATHAWAY INC. CLASS B BRK-B | 3229 | 3434 |
| 32 shares of CELGENE CORP CELG | 2106 | 2163 |
| 67 shares of CHEVRON CORP CVX | 4963 | 7129 |
| 10 shares of CHIPOLTE MEX GRILL CMG | 1403 | 3377 |
| 68 shares of COLFAX CORPORATION CFX | 2021 | 1937 |
| 205 shares of CVS CAREMARK CORP. CVS | 7055 | 8360 |
| 40 shares of DECKERS OUTDOOR CORPORATION - COMMON STOCK DECK | 1990 | 3023 |
| 30 shares of DEVON ENERGY CORPORATION DVN | 2081 | 1860 |
| 4 shares of GOOGLE INC CL A GOOG | 2469 | 2584 |
| 37 shares of INTERNATIONAL BUSINESS MACHINES IBM | 5871 | 6804 |
| 5 shares of INTUITIVE SURGICAL, INC. ISRG | 1963 | 2315 |
| 680 shares of ISHARES BARCLAYS TIPS BOND FUND TIP | 74765 | 79349 |
| 60 shares of JOHNSON JOHNSON JNJ | 3742 | 3935 |
| 9032 shares of JP MORGAN STRATEGIC INCOME OPPORTUNIEIS FD SELECT JSOSX | 105214 | 102332 |
| 39 shares of KANSAS CITY SOUTHERN KSU | 2286 | 2652 |
| 200 shares of KRAFT FOODS INC KFT | 6018 | 7472 |
| 68 shares of LIFE TECHNOLOGIES CORP LIFE | 3460 | 2646 |
| 90 shares of LOCKHEED MARTIN CORP LMT | 7109 | 7281 |
| 180 shares of LOEWS CORP L | 5792 | 6777 |
| 39 shares of MACYS INC M | 1285 | 1255 |
| 75 shares of MCDONALDS CORP MCD | 5132 | 7525 |
| 85 shares of MCKESSON CORP MCK | 5097 | 6622 |
| 255 shares of MICROSOFT CORPORATION MSFT | 7010 | 6620 |
| 104 shares of NESTLE S.A. NSRGY.PK | 4685 | 6002 |
| 160 shares of NOVARTIS AG ADR NVS | 8689 | 9147 |
| 128 shares of ORACLE CORP ORCL | 3453 | 3283 |
| 14018 shares of PIMCO LOW DURATION FUND P PLDPX | 146694 | 144246 |
| 3873 shares of PIMCO TOTAL RETURN FUND P CLASS PTTPX | 42893 | 42098 |
| 6 shares of PRICELINE.COM INCORPORATED PCLN | 2594 | 2806 |
| 46 shares of RACKSPACE HOSTING INC RAX | 2068 | 1978 |
| 99 shares of SANOFI-AVENTIS SPONSORED ADR SNY | 3228 | 3617 |
| 47 shares of SPDR GOLD TR GOLD SHS GLD | 5542 | 7144 |
| 36 shares of TARGA RESOURCES CORP TRGP | 1447 | 1465 |
| 65 shares of THERMO FISHER SCIENTIFIC INC TMO | 3369 | 2923 |
| 1944 shares of THORNBURG GLOBAL VALUE FUND CLASS I TGVIX | 50901 | 47795 |
| 130 shares of TOTAL FINA ELF S.A. TOT | 6148 | 6644 |
| 43 shares of TRACTOR SUPPLY CO COM TSCO | 2254 | 3016 |
| 23 shares of VISA INC V | 2311 | 2335 |
| 245 shares of VODAFONE GROUP PLC VOD | 4667 | 6867 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 9408 | 9408 | |
| Bank Charges | 12 | 12 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Foreign Tax Refund | 112 | 112 |
| Terra Nitrogen Company LP K-1 Pass-Through Share of Partnership UBI Income/Loss | -6 | |
| Section 751 Gain on Sale of Partnership | 21 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $6,874 | Amount |
| Net Investment Income | 6874 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Excise Tax for 2010 | Category |
| Amount | $296 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments