ALLIANCE FOR AUTOMOTIVE INNOVATION: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ALLIANCE FOR AUTOMOTIVE INNOVATION (EIN 52-2143968)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-14
- IRS object ID
- 201223199349303222
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-14T14:33:50-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521158459 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HERTZBACH & COMPANY PA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 RED BROOK BOULEVARD SUITE 300 | AddressLine1 |
| City | OWINGS MILLS | City |
| State | MD | State |
| ZIP Code | 21117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 522143968 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLIANCE OF AUTOMOBILE MANUFACTURERS INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALLI | NameControl |
| Phone | 2023265593 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW NO 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200056562 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JUDITH M MULCAHY | Name |
| Title | VP OF FINANCE & OPERATIONS | Title |
| Phone | 2023265593 | Phone |
| Date Signed | 2012-11-12 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARK PS EDWARD | Name |
| PTIN | P01022131 | PTIN |
| Phone | 4103633200 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | MITCH BAINWOL | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW NO 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200056562 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 26567426 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | WWW.AUTOALLIANCE.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1999 | YearFormation |
| State Legal Domicile | DC | StateLegalDomicile |
| Activity Or Mission Description | TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEAN, SAFE, EFFICIENT, AND AFFORDABLE PERSONAL TRANSPORTATION.TO REPRESENT 12 CAR AND LIGHT TRUCK MANUFACTURERS SELLING VEHICLES IN THE UNITED STATES AND SERVES AS A LEADING ADVOCACY GROUP FOR THE AUTO INDUSTRY. ALLIANCE MEMBERS REPRESENT APPROXIMATELY 77% OF ALL CAR AND LIGHT TRUCK SALES IN THE U.S.RESPECT FOR PRINCIPALS OF SUSTAINABLE MOBILITY PERMITS TECHNOLOGICAL PROGRESS IN HARMONY WITH THE ENVIRONMENT AND THE ECONOMY. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 6 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 6 | NbrIndependentVotingMembers |
| Total Nbr Employees | 54 | TotalNbrEmployees |
| Total Nbr Volunteers | 18 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 0 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 0 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 21192474 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 25618223 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 390298 | InvestmentIncomePriorYear |
| Investment Income Current Year | 160842 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 151 | OtherRevenuePriorYear |
| Other Revenue Current Year | 623557 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 21582923 | TotalRevenuePriorYear |
| Total Revenue Current Year | 26402622 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 1000000 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 1125000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 9351784 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 8284658 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 11991211 | OtherExpensePriorYear |
| Other Expenses Current Year | 16286750 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 22342995 | TotalExpensesPriorYear |
| Total Expenses Current Year | 25696408 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -760072 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 706214 | RevenuesLessExpensesCY |
| Total Assets BOY | 18433257 | TotalAssetsBOY |
| Total Assets EOY | 17369556 | TotalAssetsEOY |
| Total Liabilities BOY | 4546902 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 2879761 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 13886355 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 14489795 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEAN, SAFE, EFFICIENT, AND AFFORDABLE PERSONAL TRANSPORTATION.TO REPRESENT 12 CAR AND LIGHT TRUCK MANUFACTURERS SELLING VEHICLES IN THE UNITED STATES AND SERVES AS A LEADING ADVOCACY GROUP FOR THE AUTO INDUSTRY. ALLIANCE MEMBERS REPRESENT APPROXIMATELY 77% OF ALL CAR AND LIGHT TRUCK SALES IN THE U.S.RESPECT FOR PRINCIPALS OF SUSTAINABLE MOBILITY PERMITS TECHNOLOGICAL PROGRESS IN HARMONY WITH THE ENVIRONMENT AND THE ECONOMY. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Description | TO WORK WITH MEMBER COMPANIES ON RESEARCH MATTERS. THIS INCLUDES PROGRAMS ADDRESSING A VARIETY OF ENVIRONMENTAL AND VEHICLE SAFETY ISSUES. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | TO WORK WITH MEMBER COMPANIES ON LEGISLATIVE AND REGULATORY ISSUES AFFECTING THE INDUSTRY. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | EXTENSIVE COMMUNICATIONS WITH MEMBERS REGARDING REGULATORY ISSUES, AUTOMOTIVE STANDARDS, GLOBAL HARMONIZATION AND OTHER ISSUES AFFECTING THE AUTOMOTIVE INDUSTRY THROUGH WEBSITES, AD CAMPAIGNS AND CURRENT TRENDS IN COMMUNICATIONS. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Described In501 C3 | 0 | DescribedIn501C3 |
| Schedule B Required | 0 | ScheduleBRequired |
| Political Activities | 1 | PoliticalActivities |
| Subject To Proxy Tax | 1 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 1 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 133 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 54 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 6 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 6 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 0 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORGANIZATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 2023265593 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW NO 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (32 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|
| JODY TRAPASSO | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| DAVID GEANACOPOULOS | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | X | ||
| ANNA-MARIA SCHNEIDER | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| PETER LAWSON | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| SUSAN M CISCHKE | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| LEE GODOWN | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| MICHAEL J ROBINSON | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | X | ||
| ERNST H LIEB | ||||||||
| CHAIRMAN | 2.00 | X | 0 | 0 | 0 | X | ||
| JAKE JONES | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| JONATHAN BROWNING | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| JAMES E LENTZ | ||||||||
| VICE CHAIRMAN | 2.00 | X | 0 | 0 | 0 | X | ||
| TOM J LEHNER | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| KRISTINA M PISANELLI | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| REGINALD R MODLIN | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| ROBERT E FERGUSON | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| BILL CRAVEN | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| STEPHEN CICCONE | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| ZIAD OJAKLI | ||||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |||
| JOHN T WHATLEY | ||||||||
| VP & GENERAL COUNSEL | 40.00 | 428164 | 0 | 54030 | X | |||
| GLORIA BERGQUIST | ||||||||
| VP OF COMMUNICATIONS | 40.00 | 267255 | 0 | 49426 | X | |||
| ROBERT STRASSBURGER | ||||||||
| VP OF SAFETY & HARMONIZATI | 40.00 | 256389 | 0 | 49426 | X | |||
| JULIE BECKER | ||||||||
| VP OF ENVIRONMENT AFFAIRS | 40.00 | 250537 | 0 | 47854 | X | |||
| SHANE KARR | ||||||||
| VP OF GOVERNMENT AFFAIRS | 40.00 | 406792 | 0 | 54030 | X | |||
| MATTHEW GODLEWSKI | ||||||||
| VP OF STATE AFFAIRS | 40.00 | 347031 | 0 | 37298 | X | |||
| CHARLES ROBINSON | ||||||||
| VP OF FINANCE, OPERATION | 40.00 | 298661 | 0 | 49108 | X | |||
| MITCHELL BAINWOL | ||||||||
| PRESIDENT & CEO | 40.00 | 531097 | 0 | 16077 | X | |||
| STEVEN DOUGLAS | ||||||||
| SR. DIRECTOR ENVIRON AFFAI | 40.00 | 182580 | 0 | 46582 | X | |||
| CURTIS AUGUSTINE | ||||||||
| SR. DIRECTOR | 40.00 | 189485 | 0 | 28793 | X | |||
| VALERIE UGHETTA | ||||||||
| DIRECTOR | 40.00 | 172465 | 0 | 28660 | X | |||
| SUSAN CONTI | ||||||||
| DIRECTOR | 40.00 | 172917 | 0 | 44059 | X | |||
| WILFRED OTERO | ||||||||
| DIRECTOR | 40.00 | 161681 | 0 | 44507 | X | |||
| DAVE K MCCURDY | ||||||||
| FORMER PRESIDENT & CEO | 40.00 | 250000 | 0 | 0 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3915054 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 549850 | TotalOtherCompensation |
| Number Individuals GT100 K | 19 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| HOME FRONT COMMUNICATIONS | |||||
| 1121 14TH STREET NW | WASHINGTON | DC | 20005 | ADVERTISING | 1249459 |
| HOGAN LOVELLS | |||||
| 55 13TH STREET NW | WASHINGTON | DC | 20004 | LEGAL CONSULTING | 666575 |
| BUYING TIME LLC | |||||
| 650 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20001 | ADVERTISING | 464369 |
| WEBER MERRITT | |||||
| 414 NORTH WASHINGTON STREET | ALEXANDRIA | VA | 22314 | MA RIGHT TO REPAIR CONSULTING | 295196 |
| BINGHAM MCCUTCHEN | |||||
| ONE FEDERAL STREET | BOSTON | MA | 02110 | LEGAL CONSULTING | 255320 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 16 | NumberOfContractorsGT100K |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| MEMBERSHIP DUES | 900099 | 25521275 | 25521275 |
| SPECIAL PROJECTS | 900099 | 96948 | 96948 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 25618223 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 325646 | TotalRevenueColumn |
| Exclusion | $325,646 | ExclusionAmount |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 164804 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | -164804 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -164804 | TotalRevenueColumn |
| Exclusion | -$164,804 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MISCELLANEOUS | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 623557 | TotalRevenueColumn |
| Related Or Exempt Function Income | 623557 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 623557 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 26402622 | TotalRevenueColumn |
| Related Or Exempt Function Income | 26241780 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $160,842 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1125000 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4464904 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2537487 | Total |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 295662 | Total |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 594511 | Total |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 392094 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 829565 | Total |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 222719 | Total |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4499826 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3878856 | Total |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2762592 | Total |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 238641 | Total |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 97326 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1106586 | Total |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 653868 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 266711 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 182231 | Total |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 58372 | Total |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal |
|---|---|
| MEMBERSHIPS & SPONSORSH | 763025 |
| RECRUITMENT FEES | 396187 |
| MISCELLANEOUS | 330245 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 25696408 | Total |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7382394 | BOY |
| EOY | 10521457 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 488719 | BOY |
| EOY | 5574818 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 155632 | BOY |
| EOY | 383675 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 97503 | BOY |
| EOY | 95043 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 3005359 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 2626789 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 625268 | BOY |
| EOY | 378570 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9267748 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 415993 | BOY |
| EOY | 415993 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18433257 | BOY |
| EOY | 17369556 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2575160 | BOY |
| EOY | 2164920 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 575000 | BOY |
| EOY | 0 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 908246 | BOY |
| EOY | 367648 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 488496 | BOY |
| EOY | 347193 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4546902 | BOY |
| EOY | 2879761 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13886355 | BOY |
| EOY | 14489795 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13886355 | BOY |
| EOY | 14489795 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18433257 | BOY |
| EOY | 17369556 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 706214 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -102774 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Political Expenditures | 6500 | PoliticalExpenditures |
| Amt Expended For527 Activities | 0 | AmtExpendedFor527Activities |
| Amt Of Internal Funds Contributed | 6500 | AmtOfInternalFundsContributed |
| Total Exmpt Function Expenditures | 6500 | TotalExmptFunctionExpenditures |
| Form1120 Pol Filed | 0 | Form1120PolFiled |
Sec527 Pol Orgs Sec527PolOrgs
Name Of527 Organization NameOf527Organization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLIANCE OF AUTOMOBILE MANUFACTURERS CA PAC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 555 CAPITOL MALL SUITE 1425 | AddressLine1 |
| City | SACRAMENTO | City |
| State | CA | State |
| ZIP Code | 95814 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 262335858 | EIN |
| Amt Pd From Internal Funds | 6500 | AmtPdFromInternalFunds |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantially All Dues Nondeduct | 0 | SubstantiallyAllDuesNondeduct |
| Only In House Lobbying | 0 | OnlyInHouseLobbying |
| Agree To Carryover Prior Year | 1 | AgreeToCarryoverPriorYear |
| Dues Assessments | 25521275 | DuesAssessments |
| Non Ded Lobby Political Current | 6798922 | NonDedLobbyPoliticalCurrent |
| Non Ded Lobby Political Carryover | 166795 | NonDedLobbyPoliticalCarryover |
| Non Ded Lobby Political Total | 6965717 | NonDedLobbyPoliticalTotal |
| Aggr Amt Reported In Dues Notices | 6890744 | AggrAmtReportedInDuesNotices |
| Amount To Be Carried Over | 74973 | AmountToBeCarriedOver |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: | Identifier |
| Return Reference | PART I-A, LINE 1: | ReturnReference |
| Explanation | ALLIANCE OF AUTOMOBILE MANUFACTURERS, INC. PROVIDED INDIRECT POLITICAL SUPPORT TO THE ALLIANCE OF AUTOMOBILE MANUFACTURERS CA PAC. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | 0 | AgentTrusteeEtc |
| Included On FS | 1 | IncludedOnFS |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1667617 | OtherCostOrOtherBasis |
| Depreciation | 1525844 | Depreciation |
| Book Value | 141773 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1337742 | OtherCostOrOtherBasis |
| Depreciation | 1100945 | Depreciation |
| Book Value | 236797 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 378570 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DEFERRED RENT CREDITS | Description |
| Amount | $347,193 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 347193 | TotalOfAmounts |
| Total Revenue | 26402622 | TotalRevenue |
| Total Expenses | 25696408 | TotalExpenses |
| Excess Or Deficit For Year | 706214 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -102774 | NetUnrealizedGLOnInvestments |
| Total Adjustments | -102774 | TotalAdjustments |
| Excess Or Deficit Per FS | 603440 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 26464652 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -102774 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | -102774 | RevenueNotRptdF990 |
| Revenue Subtotal | 26567426 | RevenueSubtotal |
| Other Revenues Not Included | -164804 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | -164804 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 26402622 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 25861212 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 164804 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 164804 | ExpensesNotRptdF990 |
| Expenses Subtotal | 25696408 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 25696408 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART IV, LINE 2B: | THE ALLIANCE SERVES AS A PASS-THRU ENTITY WHEREBY ALLIANCE MEMBERS CONTRIBUTE CERTAIN AMOUNTS TO THE ALLIANCE. THE ALLIANCE THEN WILL REMIT THE FUNDS TO OTHER NONPROFIT ORGANIZATIONS WHO ARE DOING RESEARCH IN RELATED AUTOMOTIVE FIELDS. | |
| PART X: | THE ALLIANCE HAS ADOPTED ASC 740, INCOME TAXES, WHICH CLARIFIED THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THE ALLIANCE RECOGNIZES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. BASED ON ITS EVALUATION, THE ALLIANCE HAS CONCLUDED THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS REQUIRING RECOGNITION IN THE FINANCIAL STATEMENTS. THE TAX YEARS 2008 THROUGH 2011 REMAIN OPEN TO EXAMINATION BY TAX JURISDICTIONS TO WHICH THE ALLIANCE IS SUBJECT. | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: |
| PART XII, LINE 4B: LOSS ON DISPOSAL OF ASSETS PART XIII, LINE 2D: LOSS ON DISPOSAL OF ASSETS |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUTOMOTIVE COALITION FOR TRAFFIC SAFETY | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1401 EYE STREET NW SUITE 900 | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 541638971 | EINOfRecipient |
| IRC Section | 501(C)(4) | IRCSection |
| Amount Of Cash Grant | 1125000 | AmountOfCashGrant |
| Amount Of Non Cash Assistance | 0 | AmountOfNonCashAssistance |
| Method Of Valuation | BOOK | MethodOfValuation |
| Purpose Of Grant | AAM FUNDS THE MATCHING PORTION OF THE COOPERATIVE RESEARCH AGREEMENT BETWEEN ACTS AND NHTSA. UNDER THIS AGREEMENT, ACTS WILL WORK COOPERATIVELY WITH NHTSA TO EXPLORE THE FEASIBILITY, THE POTENTIAL BENEFITS OF, AND THE PUBLIC POLICY CHALLENGES ASSOCIATED WITH, THE MORE UBIQUITOUS USE OF A RANGE OF TECHNOLOGIES TO PREVENT DRUNK DRIVING. THIS RESEARCH WILL DETERMINE WHAT IS LIKELY TO BE NEEDED TO ENSURE THE SUCCESSFUL DEVELOPMENT AND DEPLOYMENT OF ADVANCED TECHNOLOGY ALCOHOL DETECTION DEVICES. | PurposeOfGrant |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 0 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 1 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: AAM UTILIZES KNOWLEDGABLE ACCOUNTING PERSONNEL. IN ADDITION, ACTS IS SUBJECT TO AN A-133 AUDIT WHILE THE COOPERATIVE AGREEMENT WITH NHTSA IS IN PLACE. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
Form990 Schedule J Part II Form990ScheduleJPartII (14 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JOHN T WHATLEY | |||||||||||||
| 343613 | 0 | 73991 | 0 | 10560 | 0 | 27400 | 0 | 26630 | 0 | 482194 | 0 | 0 | 0 |
| GLORIA BERGQUIST | |||||||||||||
| 235630 | 0 | 22355 | 0 | 9270 | 0 | 27400 | 0 | 22026 | 0 | 316681 | 0 | 0 | 0 |
| ROBERT STRASSBURGER | |||||||||||||
| 228253 | 0 | 21146 | 0 | 6990 | 0 | 27400 | 0 | 22026 | 0 | 305815 | 0 | 0 | 0 |
| JULIE BECKER | |||||||||||||
| 228917 | 0 | 20750 | 0 | 870 | 0 | 27400 | 0 | 20454 | 0 | 298391 | 0 | 0 | 0 |
| SHANE KARR | |||||||||||||
| 265492 | 0 | 132500 | 0 | 8800 | 0 | 27400 | 0 | 26630 | 0 | 460822 | 0 | 0 | 0 |
| MATTHEW GODLEWSKI | |||||||||||||
| 225875 | 0 | 112356 | 0 | 8800 | 0 | 27400 | 0 | 9898 | 0 | 384329 | 0 | 0 | 0 |
| CHARLES ROBINSON | |||||||||||||
| 228680 | 0 | 39900 | 0 | 30081 | 0 | 27400 | 0 | 21708 | 0 | 347769 | 0 | 0 | 0 |
| MITCHELL BAINWOL | |||||||||||||
| 517875 | 0 | 10000 | 0 | 3222 | 0 | 7200 | 0 | 8877 | 0 | 547174 | 0 | 0 | 0 |
| STEVEN DOUGLAS | |||||||||||||
| 166905 | 0 | 15225 | 0 | 450 | 0 | 20072 | 0 | 26510 | 0 | 229162 | 0 | 0 | 0 |
| CURTIS AUGUSTINE | |||||||||||||
| 170227 | 0 | 15375 | 0 | 3883 | 0 | 20338 | 0 | 8455 | 0 | 218278 | 0 | 0 | 0 |
| VALERIE UGHETTA | |||||||||||||
| 156046 | 0 | 14439 | 0 | 1980 | 0 | 18676 | 0 | 9984 | 0 | 201125 | 0 | 0 | 0 |
| SUSAN CONTI | |||||||||||||
| 158127 | 0 | 13500 | 0 | 1290 | 0 | 19420 | 0 | 24639 | 0 | 216976 | 0 | 0 | 0 |
| WILFRED OTERO | |||||||||||||
| 147273 | 0 | 14138 | 0 | 270 | 0 | 18140 | 0 | 26367 | 0 | 206188 | 0 | 0 | 0 |
| DAVE K MCCURDY | |||||||||||||
| 0 | 0 | 250000 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 250000 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 1A | ReturnReference |
| Explanation | ALL OF THE ITEMS CHECKED ON SCHEDULE J - PART 1, LINE 1A RELATE TO MITCH BAINWOL, PRESIDENT & CEO OF THE ORGANIZATION. FIRST CLASS TRAVEL IS PROVIDED IN THE NORMAL COURSE OF BUSINESS FOR AN EXECUTIVE IN THIS POSITION. TRAVEL FOR MR. BAINWOL'S SPOUSE IS TREATED AS TAXABLE COMPENSATION ON HIS W-2 AS WELL AS HIS GROSS-UP PAYMENT AND SOCIAL CLUB DUES. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 6 | THE ALLIANCE HAS REGULAR MEMBERS, INTERMEDIATE MEMBERS, AND ASSOCIATE MEMBERS. THOSE WHO ARE REGULAR MEMBERS MAY VOTE ON ALLIANCE MATTERS. INTERMEDIATE MEMBERS AND ASSOCIATE MEMBERS MAY ATTEND BOARD MEETINGS AND PARTICIPATE IN DISCUSSIONS BUT MAY NOT VOTE. | |
| FORM 990, PART VI, SECTION A, LINE 7A | THERE WERE SIX REGULAR MEMBER COMPANIES ON THE BOARD OF DIRECTORS. EACH REGULAR MEMBER COMPANY CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. THESE REGULAR MEMBERS HAVE VOTING RIGHTS AND PARTICIPATE IN THE ALLIANCE GOVERNANCE. ADDITIONALLY, THERE WAS ONE INTERMEDIATE MEMBER AND FIVE ASSOCIATE MEMBERS WHO DO NOT HAVE VOTING RIGHTS. | |
| FORM 990, PART VI, SECTION A, LINE 7B | EACH OF THE SIX REGULAR MEMBER COMPANIES CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD ALSO PARTICIPATE IN THE EXECUTIVE COMMITTEE MEETINGS. EACH COMPANY, REGARDLESS OF THE NUMBER OF BOARD MEMBERS PRESENT, HAS ONE VOTE ON EACH ISSUE FOR A TOTAL IF ALL MEMBERS ARE REPRESENTED OF SIX VOTES. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE INFORMATION FOR THE 990 IS COMPILED BY THE VP OF OPERATIONS AND FINANCE AND THE OUTSOURCED ACCOUNTING STAFF AND GIVEN TO THE TAX STAFF OF THE INDEPENDENT AUDITING FIRM. ONCE THE AUDIT FIRM HAS PREPARED THE DRAFT, THE OUTSOURCED ACCOUNTING FIRM REVIEWS IT AND REQUESTS ANY NECESSARY CHANGES. THEN THE VP OF OPERATIONS AND FINANCE MAKES THE FINAL REVIEW BEFORE THE FINAL REVIEW IS MADE BY THE PRESIDENT AND CEO, AND THE GENERAL COUNSEL. A COPY OF THE 990 IS MADE AVAILABLE TO THE BOARD OF DIRECTORS PRIOR TO FILING. | |
| FORM 990, PART VI, SECTION B, LINE 12C | THE CONFLICT OF INTEREST DECLARATION IS DISCUSSED IN AT LEAST ONE BOARD MEETING ANNUALLY. IN ADDITION, EACH MEMBER OF THE BOARD REAFFIRMS THE CONFLICT OF INTEREST DECLARATION ANNUALLY. THE PROCESS IS RECORDED IN THE MINUTES OF THE BOARD MEETINGS. | |
| FORM 990, PART VI, SECTION B, LINE 15A | COMPARABILITY DATA FROM A NUMBER OF LIKE INDUSTRY SURVEYS IS MAINTAINED AND REVIEWED BY THE PRESIDENT AND CEO AND THE EXECUTIVE COMMITTEE OF THE BOARD. ANNUAL PERFORMANCE WEIGHS HEAVILY IN THE DETERMINATION OF ANNUAL PAY ADJUSTMENTS. RECOMMENDATIONS ARE PRESENTED TO THE BOARD AT THE ANNUAL SPRING MEETING. THE BOARD SETS THE COMPENSATION FOR THE PRESIDENT AND CEO BASED ON THE DATA COLLECTED AND ACCEPTS OR MODIFIES RECOMMENDATIONS FOR THE REMAINING STAFF. | |
| FORM 990, PART VI, SECTION C, LINE 19 | GOVERNING DOCUMENTS AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON AN AS REQUESTED BASIS. | |
| FORM 990, PART XI, LINE 5: | NET UNREALIZED LOSSES ON INVESTMENTS: -102,774. | CHANGES IN NET ASSETS OR FUND BALANCES: |
| FORM 990, PART XII, LINE 2C: | PROCESS HAS NOT CHANGED FROM PRIOR YEAR. |
Comments