JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION (EIN 13-5673173)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-10-02
IRS object ID: 201222769349100002
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-10-02T11:01:46-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	131655065	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	LUTZ AND CARR CPAS LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	300 EAST 42ND STREET	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10017	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	135673173	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	JOHN	NameControl
Phone	2126874470	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33 FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	COLEEN HIGGINS-JACOB	Name
Title	VP, CFO AND TREASURER	Title
Phone	2126874470	Phone
Date Signed	2012-08-27	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	LAUREN CRESCI	Name
PTIN	P01268493	PTIN
Phone	2126972299	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	236747631	FMVAssetsEOY
Method Of Accounting Accrual	X	MethodOfAccountingAccrual

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	404249	ContriReceivedRevAndExpnss
Dividends Rev And Expnss	1509152	DividendsRevAndExpnss
Dividends Net Invst Incm	1509152	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	1460092	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	116444246	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	1460092	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	-168732	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	0	OtherIncomeNetInvstIncm
Total Revenue And Expenses	3204761	TotalRevenueAndExpenses
Total Net Investment Income	2969244	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	804500	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	146821	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	657679	CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Rev And Expnss	1159698	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Net Invst Incm	80135	OthEmplSlrsWgsNetInvstIncm
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	1079563	OthEmplSlrsWgsDsbrsChrtblPrps
Pension Empl Bnft Rev And Expnss	1670232	PensionEmplBnftRevAndExpnss
Pension Empl Bnft Net Invst Incm	193079	PensionEmplBnftNetInvstIncm
Pension Empl Bnft Dsbrs Chrtbl Prps	733062	PensionEmplBnftDsbrsChrtblPrps
Legal Fees Rev And Expnss	3089	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	0	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	9705	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	35666	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	16050	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	20116	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	170089	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	142675	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	31187	OtherProfFeesDsbrsChrtblPrps
Interest Rev And Expnss	64650	InterestRevAndExpnss
Interest Net Invst Incm	64650	InterestNetInvstIncm
Interest Dsbrs Chrtbl Prps	0	InterestDsbrsChrtblPrps
Taxes Rev And Expnss	16116	TaxesRevAndExpnss
Taxes Net Invst Incm	866	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	294454	DeprecAndDepletionRevAndExpnss
Deprec And Depletion Net Invst Incm	14723	DeprecAndDepletionNetInvstIncm
Occupancy Rev And Expnss	635869	OccupancyRevAndExpnss
Occupancy Net Invst Incm	73506	OccupancyNetInvstIncm
Occupancy Dsbrs Chrtbl Prps	611310	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	202908	TravConfMeetingRevAndExpnss
Trav Conf Meeting Net Invst Incm	829	TravConfMeetingNetInvstIncm
Trav Conf Meeting Dsbrs Chrtbl Prps	202079	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	2009	PrintingAndPubRevAndExpnss
Printing And Pub Net Invst Incm	0	PrintingAndPubNetInvstIncm
Printing And Pub Dsbrs Chrtbl Prps	2009	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	1731091	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	1417608	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	368052	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	6790371	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	2150942	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	3714762	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	8136000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	7797800	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	14926371	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	2150942	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	11512562	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-11721610	ExcessOfRevenueOverExpenses
Net Investment Income	818302	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	5322014	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	10951396	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	10951396	SavingsAndTempCashInvstEOYFMV
Pledges Receivable	178445	PledgesReceivable
Pledges Receivable BOY	426109	PledgesReceivableBOY
Pledges Receivable EOY	178445	PledgesReceivableEOY
Pledges Receivable EOYFMV	178445	PledgesReceivableEOYFMV
Prepaid Expenses EOY	5339	PrepaidExpensesEOY
Prepaid Expenses EOYFMV	5339	PrepaidExpensesEOYFMV
Investments Govt Oblig BOY	27336348	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	21920091	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	21920091	InvestmentsGovtObligEOYFMV
Investments Corp Bonds BOY	9084225	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	4622854	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	4622854	InvestmentsCorpBondsEOYFMV
Investments Other BOY	216738031	InvestmentsOtherBOY
Investments Other EOY	198058452	InvestmentsOtherEOY
Investments Other EOYFMV	198058452	InvestmentsOtherEOYFMV
Land Building And Equipment Basis	1517195	LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip	930766	AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY	674588	LandBuildingAndEquipmentBOY
Land Building And Equipment EOY	586429	LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV	586429	LandBuildingAndEquipmentEOYFMV
Other Assets BOY	6100813	OtherAssetsBOY
Other Assets EOY	424625	OtherAssetsEOY
Other Assets EOYFMV	424625	OtherAssetsEOYFMV
Total Assets BOY	265682128	TotalAssetsBOY
Total Assets EOY	236747631	TotalAssetsEOY
Total Assets EOYFMV	236747631	TotalAssetsEOYFMV
Accounts Payable BOY	334816	AccountsPayableBOY
Accounts Payable EOY	123092	AccountsPayableEOY
Grants Payable BOY	4181950	GrantsPayableBOY
Grants Payable EOY	4520150	GrantsPayableEOY
Other Liabilities BOY	8694844	OtherLiabilitiesBOY
Other Liabilities EOY	8910429	OtherLiabilitiesEOY
Total Liabilities BOY	13211610	TotalLiabilitiesBOY
Total Liabilities EOY	13553671	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	251724676	UnrestrictedBOY
Unrestricted EOY	222734118	UnrestrictedEOY
Temporarily Restricted BOY	745842	TemporarilyRestrictedBOY
Temporarily Restricted EOY	459842	TemporarilyRestrictedEOY
Total Net Assets BOY	252470518	TotalNetAssetsBOY
Total Net Assets EOY	223193960	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	265682128	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	236747631	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	252470518	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-11721610	ExcessOfRevenueOverExpenses
Other Increases	1356162	OtherIncreases
Subtotal	242105070	Subtotal
Other Decreases	18911110	OtherDecreases
Total Net Assets Fund Balances EOY	223193960	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
PUBLICLY TRADED SECURITIES	P	99722200	99415782	306418	306418
NEWEDGE-COMMODITIES	P	2122230	3000000	-877770	-877770
PAULSON ADVANTAGE PLUS	P	3000000	1843708	1156292	1156292
PAULSON ADVANTAGE PLUS GOLD	P	1000000	724664	275336	275336
ARCHSTONE OFFSHORE FUND LTD.	P	9133852	10000000	-866148	-866148
CAPITAL GAINS PASSTHROUGH FROM K-1S	P	1465964		1465964	1465964

Field	Value	IRS element (for citing)
Capital Gain Net Income	1460092	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	11719049	QualifyingDistributionsYear1
Noncharitable Assets Year1	246034046	NoncharitableAssetsYear1
Distribution Ratio Year1	0.047632	DistributionRatioYear1
Qualifying Distributions Year2	12515314	QualifyingDistributionsYear2
Noncharitable Assets Year2	237745393	NoncharitableAssetsYear2
Distribution Ratio Year2	0.052642	DistributionRatioYear2
Qualifying Distributions Year3	13562812	QualifyingDistributionsYear3
Noncharitable Assets Year3	276702064	NoncharitableAssetsYear3
Distribution Ratio Year3	0.049016	DistributionRatioYear3
Qualifying Distributions Year4	12683856	QualifyingDistributionsYear4
Noncharitable Assets Year4	298226019	NoncharitableAssetsYear4
Distribution Ratio Year4	0.042531	DistributionRatioYear4
Qualifying Distributions Year5	12141170	QualifyingDistributionsYear5
Noncharitable Assets Year5	259512277	NoncharitableAssetsYear5
Distribution Ratio Year5	0.046785	DistributionRatioYear5
Total Distribution Ratio	0.238606	TotalDistributionRatio
Average Distribution Ratio	0.047721	AverageDistributionRatio
Net Noncharitable Assets	249441273	NetNoncharitableAssets
Adjusted Noncharitable Assets	11903587	AdjustedNoncharitableAssets
One Percent Net Investment Income	8183	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	11911770	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	11718857	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	16366	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	16366	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	16366	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	382694	EstTaxPaymentsAndOverpayment
Total Credits And Payments	382694	TotalCreditsAndPayments
Overpayment	366328	Overpayment
Amount Credited To Next Year	50000	AmountCreditedToNextYear
Amount To Be Refunded	316328	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	WWW.GF.ORG	WebsiteAddress
Books In Care Of Person Name	COLEEN HIGGINS-JACOB	BooksInCareOfPersonName
Books In Care Of Phone Number	2126874470	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	1	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	0	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	1	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	0	TrFailToQualifyAsExceptions
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (16 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
EDWARD HIRSCH
90 PARK AVENUE	NEW YORK	NY	10016	PRESIDENT AND TRUSTEE	40.00	388500	39942	0
ANDRE BERNARD
90 PARK AVENUE	NEW YORK	NY	10016	V.P., AND SECRETARY	40.00	200000	52364	0
COLEEN P HIGGINS-JACOB
90 PARK AVENUE	NEW YORK	NY	10016	V.P., C.F.O. AND TREASURER	40.00	216000	53614	0
ROBERT ALLAN CARO
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
JOEL CONARROE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
MICHAEL HEGARTY
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
DR WILLIAM P KELLY
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
JOYCE CAROL OATES
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
A ALEX PORTER
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
JOSEPH A RICE
90 PARK AVENUE	NEW YORK	NY	10016	CHAIRMAN & TRUSTEE	1.00	0	0	0
RICHARD A RIFKIND
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
CHARLES P STEVENSON JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
WADDELL W STILLMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
PATRICK J WAIDE JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
ELLEN TAAFFE ZWILICH
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0
DOROTHY TAPPER GOLDMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	0	0	0

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)

NameName	Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Average Hours Per WeekAverageHoursPerWeek	CompensationCompensation	Employee BenefitsEmployeeBenefits
RICHARD HATTER	90 PARK AVENUE	NEW YORK	NY	10016	DIR. DEVLPMNT & PUB	40.00	110000	21817
PATRICIA O'SULLIVAN	90 PARK AVENUE	NEW YORK	NY	10016	ASST SECRETARY	40.00	105000	21188
JULIE KLEIN	90 PARK AVENUE	NEW YORK	NY	10016	ASST TREASURER	40.00	99542	20804
DEREK LIM	90 PARK AVENUE	NEW YORK	NY	10016	SYSTEMS ADMINISTRATO	40.00	88000	31430
BARBARA GLEASON	90 PARK AVENUE	NEW YORK	NY	10016	ASST TREASURER	40.00	77833	18835

Field	Value	IRS element (for citing)
Tot Number Of Oth Empl Paid Over50k	7	TotNumberOfOthEmplPaidOver50k

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (4 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Type Of ServiceTypeOfService	CompensationCompensation
STONEHOUSE SYSTEMS AND TECHNOLOGY
2 WOOSTER STREET	NEW YORK	NY	10013	IT SERVICES CONSULTING	180000
IGNOTUM INC
125 KETAY DRIVE SOUTH	EAST NORTHPORT	NY	11731	IT SYSTEMS DEVELOPMENT/CONSULTING	154494
JP MORGAN CHASE PRIVATE BANK
500 STANTON CHRISTINA ROAD	NEWARK	DE	19713	INVESTMENT CUSTODY FEES	103806
SOLIANT CONSULTING INC
14 N PEORIA STREET 2H	CHICAGO	IL	60607	IT SYSTEMS DEVELOPMENT/CONSULTING	50295

Field	Value	IRS element (for citing)
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	247128284	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	6054656	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	56931	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	253239871	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	253239871	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	3798598	CashDeemedCharitable
Net Noncharitable Assets	249441273	NetNoncharitableAssets
Minimum Investment Return	12472064	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	12472064	MinimumInvestmentReturn
Tax Based On Investment Income	16366	TaxBasedOnInvestmentIncome
Total Tax	16366	TotalTax
Distributable Amount Before Adj	12455698	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	12455698	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	12455698	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	11512562	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	206295	AmountsPaidAcqCharitableAssets
Qualifying Distributions	11718857	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	11718857	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	12455698	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year2	568996	ExcessDistriCarryoverYear2
Total Excess Distri Carryover	568996	TotalExcessDistriCarryover
Qualifying Distributions	11718857	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	11718857	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	568996	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	568996	ExcessDistriCyovAppliedCY
Total Corpus	0	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	167845	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	0	ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	JOHN SIMON GUGGENHEIM MEMORIAL FDTN	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10016	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	2126874470	RecipientPhoneNumber
Form And Info And Materials	THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.	FormAndInfoAndMaterials
Submission Deadlines	SEPTEMBER 15	SubmissionDeadlines
Restrictions On Awards	INDIVIDUALS IN THE U.S.A., CANADA, LATIN AMERICA, AND THE CARRIBEAN.	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (350 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line1RecipientForeignAddress/AddressLine1	Province Or StateRecipientForeignAddress/ProvinceOrState	CountryRecipientForeignAddress/Country	Address Line2RecipientUSAddress/AddressLine2	Address Line2RecipientForeignAddress/AddressLine2
KASUMI
1594 RYDAL MOUNT	CLEVELAND	OH	44118	NONE	NONE	FILM-VIDEO	$22,000
ADAM BEGLEY
				NONE	NONE	BIOGRAPHY OF JOHN UPDIKE	$11,700	11-17 BENEFIELD ROAD	OUNDLE	UK
ADAM SMITH
23 HUNTER LANE	ITHACA	NY	14850	NONE	NONE	THE POLITICAL MACHINE: AFFECTS, OBJECTS, AND PUBLICS FROM THE ANCIENT TO THE MODERN	$14,600
ADELINE MASQUELIER
TULANE UN DPT ANTHRO 7041 FRERET	NEW ORLEANS	LA	70118	NONE	NONE	NEGOTIATING FUTURES: YOUTH, ISLAM, AND GLOBALIZATION IN NIGER	$17,500				STREET
ADRIANA MARA BARENSTEIN
				NONE	NONE	CHOREOGRAPHY	$25,000	GUECMES 4255	BUENOS AIRES	AR
AGNES WEIYUN HE
29 BRAYTON COURT NORTH	SOUTH SETAUKET	NY	11720	NONE	NONE	LANGUAGE OF THE HEART AND HERITAGE	$39,000
ALAN STEWART
90 MORNINGSIDE DRIVE APT 2D	NEW YORK	NY	10027	NONE	NONE	FRENCH SHAKESPEARE	$19,500
ALEH TSYVINSKI
28 HILLHOUSE AVENUE	NEW HAVEN	CT	06511	NONE	NONE	OPTIMAL DYNAMIC TAXES AND SOCIAL INSURANCE	$35,000
ALEJANDRO SCHINDER
				NONE	NONE	ADULT NEUROGENESIS AS A STRATEGY TO UNDERSTAND NEURODEGENERATION	$14,700	FUNDACION INSTITUTO LELOIR AV	BUENOS AIRES	AR		PATRICIAS ARGENTINAS 435
ALEXANDER TODOROV
PRINCETON UN/DPT PSYCHOLOGY GREEN	PRINCETON	NJ	08540	NONE	NONE	FOOLED BY FIRST IMPRESSIONS: THE INORDINATE INFLUENCE OF FIRST IMPRESSIONS ON DECISIONS	$16,500				HALL
ALICIA ELSBETH STALLINGS
				NONE	NONE	POETRY	$30,000	44 ANGYLIS ST	ATHENS	GR
AMY BETH KIRSTEN
43 CHESTNUT STREET UNIT 301	NEW HAVEN	CT	06511	NONE	NONE	MUSIC COMPOSITION	$25,000
AMY FRANCESCHINI
499 ALABAMA STREET 114	SAN FRANCISCO	CA	94110	NONE	NONE	LOCAL LANDSCAPE CAMPUS	$20,000
AMY S GREENBERG
318 HILL DRIVE	STATE COLLEGE	PA	16801	NONE	NONE	THE 1846 U.S.-MEXICO WAR	$34,000
ANA AMADO
				NONE	NONE	INSURGENCIA POLITICA E IMAGINARIO POPULAR EN LA FOTOGRAFIA	$13,400	GALLO 1080	BUENOS AIRES	AR
ANANYA CHATTERJEA
2941 37TH AVENUE SOUTH	MINNEAPOLIS	MN	55406	NONE	NONE	CHOREOGRAPHY	$20,000
ANDRES RIVERA
				NONE	NONE	ICE DYNAMIC RESPONSES TO NON-CLIMATE-RELATED DRIVING FACTORS	$25,000	514 ARTURO PROT	VALDIVIA	CI
ANDREW APTER
1207 OAK STREET	SANTA MONICA	CA	90405	NONE	NONE	CREOLE DIVIDES: SLAVE COASTS AND HINTERLANDS IN AFRO-ATLANTIC PERSPECTIVE	$22,000
ANGIE ESTES
209 WEST CALIFORNIA AVENUE	URBANA	IL	61801	NONE	NONE	SWAY: A FIFTH BOOK OF POEMS	$26,700
ANN AGEE
373 DEGRAW ST	BROOKLYN	NY	11231	NONE	NONE	FINE ARTS	$25,000
ANN JONES
41 LINNAEAN STREET 38	CAMBRIDGE	MA	02138	NONE	NONE	WAR COMES HOME	$40,000
ANNA TSING
237 DICKENS WAY	SANTA CRUZ	CA	95064	NONE	NONE	ON THE CIRCULATION OF SPECIES	$24,700
ANNE CHU
3513 76 STREET APT 31	JACKSON HEIGHTS	NY	11372	NONE	NONE	ARTIST BOOK AND PAINTED SCULPTURE	$28,500
ANNE DAWSON HEDEMAN
408 E PEABODY DRIVE	CHAMPAIGN	IL	61820	NONE	NONE	VISUAL TRANSLATION AND THE FIRST FRENCH HUMANISTS	$16,250
ANNE MENDELSON
9060 PALISADES AVENUE	NORTH BERGEN	NJ	07047	NONE	NONE	THE CHINESE DIASPORA AND AMERICAN CULINARY HISTORY	$14,600
ANNETTE GORDON-REED
101 WEST 90TH STREET 16H	NEW YORK	NY	10024	NONE	NONE	MONTICELLO LEGACIES IN THE "NEW AGE."	$32,000
ANTHONY DOERR
164 EAST HULLS RIDGE COURT	BOISE	ID	83702	NONE	NONE	CIVILIZATION: A NOVEL	$35,000
ANTOINETTE BURTON
1801 PLEASANT STREET	URBANA	IL	61801	NONE	NONE	EMPIRE FROM BELOW	$19,200
ARACHU CASTRO
243 CONCORD AVENUE 4	CAMBRIDGE	MA	02138	NONE	NONE	WOMEN AND AIDS IN LATIN AMERICA NAD THE CARIBBEAN	$17,500
ARUN AGRAWAL
4028 DANA BUILDING	ANN ARBOR	MI	48109	NONE	NONE	POVERTY AND ADAPTATION	$25,000
BARBARA HAMBY
1168 SEMINOLE DRIVE	TALLAHASSEE	FL	32301	NONE	NONE	ON THE STREET OF DIVINE LOVE: NEW AND SELECTED POEMS	$12,700
BERNARD HERMAN
116 EASTGREEN DRIVE	CHAPEL HILL	NC	27516	NONE	NONE	TROUBLESOME THINGS IN THE BORDERLANDS OF CONTEMPORARY ART	$33,000
BERNIE B LUBELL
350 CRESCENT AVENUE	SAN FRANCISCO	CA	94110	NONE	NONE	FINE ARTS	$20,000
BETH CAMPBELL
21 CLIFFORD PLACE 1R	BROOKLYN	NY	11222	NONE	NONE	FINE ARTS	$25,000
BETSY ERKKILA
1629 CENTRAL AVENUE	WILMETTE	IL	60091	NONE	NONE	IMAGINING THE REVOLUTION: LITERATURE AND POLITICS IN INSURRECTIONARY AMERICA	$33,000
BETSY SCHNEIDER
1445 E BROADWAY UNIT 222	TEMPE	AZ	85282	NONE	NONE	PHOTOGRAPHY	$21,000
BILL PORTER
624 FOSTER ST	PORT TOWNSEND	WA	98368	NONE	NONE	MOUNTAINS AND RIVERS OF CHINESE POETRY	$25,000
BLANE DE ST CROIX
111 NORTH 10TH STREET	BROOKLYN	NY	11211	NONE	NONE	LANDSCAPE SECTIONS, BORDERS	$15,000
BRAD WATSON
909 SOUTH 10TH STREET	LARAMIE	WY	82070	NONE	NONE	FICTION	$40,000
BRIAN P COPENHAVER
1500 ROSCOMARE ROAD	LOS ANGELES	CA	90077	NONE	NONE	EXPLAINING BY PICTURING IN EARLY MODERN EUROPE	$17,500
BRUCE A KIMBALL
29 WEST WOODRUFF AVE	COLUMBUS	OH	43210	NONE	NONE	THE INCEPTION OF "FREE MONEY" IDEOLOGY, FUNDRAISING, AND ENDOWMENTS IN AMERICAN HIGHER EDUCATION, 1870-1930	$20,000
BRUCE RAYMOND MCCLURE
136 NORTH THIRD STREET APT 3	BROOKLYN	NY	11211	NONE	NONE	FILM-VIDEO	$20,000
C JOSH DONLAN
PO BOX 1201	MIDWAY	UT	84049	NONE	NONE	BUILDING AN ENVIRONMENTAL SOCIAL NETWORK	$11,700
CAMERON MARTIN
422 STATE STREET 12	BROOKLYN	NY	11217	NONE	NONE	PLAN FOR CAMERON MARTIN	$15,000
CAMILLA TOWNSEND
122 NORTH 6TH AVENUE	HIGHLAND PARK	NJ	08904	NONE	NONE	NATIVE HISTORY FOR NATIVES: THE EVOLVING NAHUA TRADITION	$36,000
CARL SAFINA
BLUE OCEAN INSTITUTE 250 LAWRENCE	COLD SPRING HARBOR	NY	11724	NONE	NONE	NARRATIVE NONFICTION: NATURE, RELIGION, ECONOMICS, ETHICS	$18,700				HILL RD
CARMEN OQUENDO-VILLAR
CALLE 2 A-39 TINTILLO	GUAYNABO	PR	00966	NONE	NONE	DIANA DE SANTA FE	$22,000
CAROL SILVERMAN
3150 PORTLAND STREET	EUGENE	OR	97405	NONE	NONE	GLOBAL GYPSY: REPRESENTATION, APPROPRIATION, AND ROMA IN WORLD MUSIC	$35,000
CAROLINE ELKINS
HARVARD UN/CGIS SOUTH BLDG-432 1730	CAMBRIDGE	MA	02138	NONE	NONE	TWILIGHT: THE END OF THE BRITISH EMPIRE AFTER THE SECOND WORLD WAR	$33,000				CAMBRIDGE STREET
CAROLINE FORD
10960 WELLWORTH AVENUE 303	LOS ANGELES	CA	90024	NONE	NONE	CULTURE, CONSERVATION, AND THE ENVIRONMENT IN METROPOLITAN AND COLONIAL FRANCE	$17,500
CAROLYN DRAKE
25 LAKESIDE DRIVE	GREENBELT	MD	20770	NONE	NONE	PARADISE RIVERS	$20,000
CATALINA ROMERO
				NONE	NONE	RELIGIOUS DIVERSITY AND ITS INFLUENCE ON POLITICS IN PERU AND IN LATIN AMERICA	$25,000	AV HUASCAR 1435	LIMA 11	PE
CATHERINE CHALMERS
35 WOOSTER STREET 2R	NEW YORK	NY	10013	NONE	NONE	LEAFCUTTER ANT PROJECT	$16,700
CATHERINE MOIRA SHARKEY
455 CENTRAL PARK WEST APT 18L	NEW YORK	NY	10025	NONE	NONE	JUDICIALLY MANAGED FEDERALISM: FEDERAL PREEMPTION OF STATE LAW	$35,000
CHARLES GOLDMAN
230 PARK PLACE APT 3A	BROOKLYN	NY	11238	NONE	NONE	FINE ARTS	$20,000
CHARLES MARSH
1841 UNIVERSITY CIRCLE	CHARLOTTESVILLE	VA	22903	NONE	NONE	DIETRICH BONHOEFFER IN AMERICA	$17,000
CHARLES ROSS
PO BOX 1462	LAS VEGAS	NM	87701	NONE	NONE	FINE ARTS	$50,000
CHARLOTTE SCHULTZ
19 EAST WILLOW STREET	BEACON	NY	12508	NONE	NONE	THE FOLDS IN OUR SCREENS	$20,000
CHAYA CZERNOWIN
31 LARCH ROAD	CAMBRIDGE	MA	02468	NONE	NONE	MUSIC COMPOSITION	$17,500
CHRIS LANDRETH
				NONE	NONE	FILM-VIDEO	$25,000	25 BEATY AVENUE	TORONTO	CA
CHRISTIE HODGEN
421 E 55TH STREET	KANSAS CITY	MO	64110	NONE	NONE	FICTION	$20,000
CHRISTINE SCHUTT
51 EAST 90TH STREET	NEW YORK	NY	10128	NONE	NONE	HOUSE WITH NAMES, A NOVEL	$17,500
CHRISTY ANDERSON
PO BOX 427	SUNDERLAND	MA	01375	NONE	NONE	THE MATTER OF RENAISSANCE ARCHITECTURE	$5,800
CLANCY MARTIN
220 COCKEFAIR HALL	KANSAS CITY	MO	64110	NONE	NONE	FICTION	$40,000
CLAUDIA ADELINA ACUEA
				NONE	NONE	THE MACHINATIONS OF THE SEXUAL EXPLOITATION OF DOMINICAN WOMEN	$25,000	AV BELGANO 3990	BUENOS AIRES	AR
CLAUDIA EMERSON
827 MARYE STREET	FREDERICKSBURG	VA	22401	NONE	NONE	POETRY	$20,000
CLAUDIA JOSKOWICZ
550 METROPOLITAN AVENUE APT 3F	BROOKLYN	NY	11211	NONE	NONE	FILM-VIDEO	$10,000
CORIN HICKORY HEWITT
INE ARTS BUILDING PO BOX 843005	RICHMOND	VI	23284	NONE	NONE	FINE ARTS	$19,000
CYNTHIA HOPKINS
85 SOUTH 6TH STREET	BROOKLYN	NY	11211	NONE	NONE	THE TRUTH: A TRAGEDY	$25,000
CYNTHIA M BEALL
BELLFLOWER ROAD 217	CLEVELAND	OH	44106	NONE	NONE	RECENT HUMAN EVOLUTION AT HIGH ALTITUDE	$20,000
D A POWELL
2130 FULTON STREET	SAN FRANCISCO	CA	94117	NONE	NONE	POETRY	$20,000
DALE FRAIL
1234 CALLE DEL LAGO	SOCORRO	NM	87801	NONE	NONE	FINDING THAT WHICH IS HIDDEN: PULSARS, BARYONS AND THE FIRST GENERATION OF STARS IN THE UNIVERSE	$23,300
DALTON CONLEY
249 WEST 29TH STREET APT 2E	NEW YORK	NY	10001	NONE	NONE	SOCIOGENETICS AND THE CASE OF MISSING HERITABILITY	$35,000
DAMARIS CALDERON
				NONE	NONE	POETRY	$25,000	CAMINO CENTRAL2085 LO BARNECHEA	SANTIAGO DE	CI
DANIEL HEYMAN
833 NORTH WOODSTOCK STREET	PHILADELPHIA	PA	19130	NONE	NONE	RAPE ACROSS THE ARMY	$15,800
DANIEL TRUEMAN
167 NASSAU STREET	PRINCETON	NJ	08542	NONE	NONE	MUSIC COMPOSITION	$20,000
DAVID CARON
1312 BROADWAY STREET	ANN ARBOR	MI	48105	NONE	NONE	TACT AND CONTACT: HIV/AIDS, DISCLOSURE, AND THE RETURN OF THE BODY	$23,300
DAVID FIUCZYNSKI
141 HARVARD STREET	NEWTON	MA	02460	NONE	NONE	MUSIC COMPOSITION	$20,000
DAVID M EAGLEMAN
1 BAYLOR PLAZA	HOUSTON	TX	77030	NONE	NONE	THE NEUROBIOLOGY AND GENETICS OF SYNESTHESIA	$35,000
DAVID R ADJMI
3 MONTAGUE TERRACE	BROOKLYN	NY	11201	NONE	NONE	DRAMA AND PERFORMANCE ART	$20,000
DAVID RHODES
E18836 HAVLIK ROAD	WONEWOC	WI	53968	NONE	NONE	DAUGHTERS OF INSPIRATION	$20,800
DAVID STOREY
134 WEST BROADWAY	NEW YORK	NY	10013	NONE	NONE	PAINTING	$25,300
DAVID STUART
1 UNIVERSITY STATION	AUSTIN	TX	78712	NONE	NONE	THE ORIGINS OF MAYA HIEROGLYPHIC WRITING	$20,000
DAVID VAN TAYLOR
C/O LUMIERE PRODUCTIONS INC 26 WEST	NEW YORK	NY	10011	NONE	NONE	THE DEER HUNTER	$15,800				17TH ST SUITE 803
DAVID VANN
33 EAST LAS PALMAS AVE	FREMONT	CA	94539	NONE	NONE	FICTION	$22,000
DAWN SONG
COMP SCI DIV 675 SODA HALL	BERKELEY	CA	94720	NONE	NONE	SAFE PATCHES AND APPLICATIONS TO SECURE MEDICAL DEVICES	$11,000				UN-CALIFORNIA BERKELEY
DD DORVILLIER
140 - 42 SECOND AVENUE	NEW YORK	NY	10003	NONE	NONE	CHOREOGRAPHY	$20,000
DIMITRIS N POLITIS
9500 GILMAN DR	LA JOLLA	CA	92093	NONE	NONE	MODEL-FREE PREDICTION AND REGRESSION	$15,000
DON WAYNE HOWARD
1709 EVERGREEN AVENUE	AUSTIN	TX	78704	NONE	NONE	FILM-VIDEO	$20,000
DOUG LEONARD JAMES
5146 UPSON HALL	ITHACA	NY	14853	NONE	NONE	PHYSICS-BASED SOUND RENDERING	$40,000
DUNCAN HANNAH
160 WEST 71ST STREET 2H	NEW YORK	NY	10023	NONE	NONE	FINE ARTS	$25,000
EARL M HOWARD
39-39 45TH STREET	SUNNYSIDE	NY	11104	NONE	NONE	MUSIC COMPOSITION	$25,000
ED BOWES
236 WEST 27TH STREET 1302	NEW YORK	NY	10001	NONE	NONE	TIME, CONTRADICTION	$14,600
EDUARDO ESPINA
1009 GLADE	COLLEGE STATION	TX	77840	NONE	NONE	THE GREAT NORTH AMERICAN PAST	$23,000
EDUARDO HALFON
				NONE	NONE	FICTION	$25,000	AVENIDA REFORMA 6-64 ZONA 9	GUATEMALA CITY	GT
EDUARDO MIGUEL CASTA'O
				NONE	NONE	THE GENETIC BASES OF NEURONAL VULNERABILITY IN HUMAN DEMENTIAS	$25,000	435 AVENIDA PATRICIAS	BUENOS AIRES	AR
EDWARD SIMON
1750 N SPARKMAN AVE	ORANGE CITY	FL	32763	NONE	NONE	WORKS FOR STRINGS	$18,700
ELIZABETH KOLBERT
326 OBLONG ROAD	WILLIAMSTOWN	MA	01267	NONE	NONE	A HISTORY OF LOSS	$14,600
ELIZABETH SEARS
UN-MICHIGAN 110 TAPPAN HALL 855 SO	ANN ARBOR	MI	48109	NONE	NONE	WARBURG CIRCLES: TOWARDS A CULTURAL HISTORICAL HISTORY OF ART, 1929-1964	$17,500				UNIVERSITY AVE
ELIZABETH STINETTE BOLMAN
10 S LETITIA STREET APT 203	PHILADELPHIA	PA	19106	NONE	NONE	THE RED MONASTERY CHURCH: MAGNIFICENCE AND ASCETICISM IN UPPER EGYPT	$20,000
ENDI E POSKOVIC
2000 BONISTEEL BOULEVARD	ANN ARBOR	MI	48109	NONE	NONE	FINE ARTS	$22,500
ERIC J VAN YOUNG
4347 VALLE VISTA	SAN DIEGO	CA	92103	NONE	NONE	LUCAS ALAMAN AND MEXICO: A LIFE TOGETHER, 1792-1853	$19,500
ERIC MATTHEW NELSON
1737 CAMBRIDGE STREET	CAMBRIDGE	MA	02138	NONE	NONE	THINKING THE REVOLUTION: AMERICAN POLITICAL THOUGHT, 1763-1789	$20,000
ESTEBAN GABRIEL JOBBAGY
				NONE	NONE	HOW CONTEMPORARY SOCIETIES SHAPE AND CAPTURE PRODUCTIVITY IN SEMIARID ECOSYSTEMS	$12,500	COMPAMENTO DE LAS CHACRAS 1430	SAN LUIS	AR
ETHAN CANIN
210 RICHARDS STREET	IOWA CITY	IA	52246	NONE	NONE	A COLLECTION OF SHORT STORIES	$16,500
EULA BISS
7704 N TER	CHICAGO	IL	60626	NONE	NONE	QUICKENING: ON MEDICINE, MYTH, AND METAPHOR	$15,000
FABIO ARIEL DOCTOROVICH
				NONE	NONE	A STUDY OF THE POSSIBILITY OF IN VIVO ENDOGENOUS FORMATION OF NITROXYL	$25,000	WASHINGTON 3645 PB1 C1430EUV	BUENOS AIRES	AR
FAITH WILDING
3037 WEST LOGAN BOULEVARD 3	CHICAGO	IL	60647	NONE	NONE	MULTIMEDIA INSTALLATION	$23,400
FERNANDO BENADON
16501 KIPLING ROAD	DERWOOD	MD	20855	NONE	NONE	MUSIC COMPOSITION	$17,300
FIORENZO G OMENETTO
4 COLBY STREET	MEDFORD	MA	02155	NONE	NONE	OPTICS AND ELECTRONICS AT THE BIOTIC-ABIOTIC INTERFACE	$20,000
FLASH ROSENBERG
25 WEST 35TH STREET 4TH FLOOR	NEW YORK	NY	10001	NONE	NONE	FILM-VIDEO	$25,000
FLAVIO DOS SANTOS GOMES
				NONE	NONE	A COMPARATIVE STUDY OF THE POST-EMANCIPATION BLACK PEASANTRY IN RIO DE JANEIRO, ESPRITO SANTO, AND MARANHAO	$9,450	RUA SOARES CABRAL 26 APARTAMENTO	RIO DE JANEIRO	BR		701 LARANJEIRAS
FRANCES ROSENBLUTH
49 DEEPWOOD DRIVE	HAMDEN	CT	06517	NONE	NONE	REAL EQUALITY: ASSESSING ALTERNATIVE PATHS TO GENDER PARITY	$13,300
FRANCESCA FIORANI
907 OLD FARM ROAD	CHARLOTTESVILLE	VA	22903	NONE	NONE	LEONARDO DA VINCI'S SHADOWS	$23,300
FRANCISCO BOZINOVIC
				NONE	NONE	MECHANISTIC INSIGHTS INTO GLOBAL CHANGE BIOLOGY	$23,000	PONTIFICIA UNIV CATALOICA DE CHILE	SANTIAGO REGION	BR		ECOLOGIA ALAMEDA 340
FRANCISCO J URBANO
				NONE	NONE	"ROLE OF CALCIUM CHANNELS IN COCAINE- AND METHYLPHENIDATE-INDUCED	$25,000	AVENIDA ENTRE RIOS-1005-10B	BUENOS AIRES	AR
FRANZISKA LAMPRECHT
50-15 39TH STREET 3H	SUNNYSIDE	NY	11104	NONE	NONE	OPEN SOURCE GRABELAND	$12,000
GASTON GORDILLO
				NONE	NONE	SEDIMENTS OF HISTORY: RUINS OF MEMORIES OF THE CONQUEST OF THE GRAN CHACO	$17,500	UNI-BRIT COLUMBIA-DPT ANTH 6303 NW	VANCOUVER	CA		MARINE DRIVE
GEORGE HUTCHINSON
1020 E KIRKWOOD AVENUE	BLOOMINGTON	IN	47405	NONE	NONE	IN A DARK TIME: AMERICAN LITERATURE AND CULTURE IN THE 1940S	$20,000
GERALD KUTCHER
PO BOX 6000	BINGHAMTON	NY	13902	NONE	NONE	HIGH EXPECTATIONS: A HISTORY OF CANCER THERAPIES	$35,000
GORDON TESKEY
98 ERIE STREET 2	CAMBRIDGE	MA	02139	NONE	NONE	MYTH AND METAPHYSICS IN EARLY MODERN POETRY, 1590-1674	$16,500
GRACE S FONG
				NONE	NONE	WRITING LIFE HISTORIES: AUTO/BIOGRAPHICAL PRACTICES IN WOMEN'S LITERARY COLLECTIONS IN LATE IMPERIAL CHINA	$39,000	3434 MCTAVISH STREET	MONTREAL	CA
GREGORY A AMENOFF
207 FOORDMORE RD	KERHONKSON	NY	12446	NONE	NONE	FINE ARTS	$39,000
GREGORY LEVINE
111 RAMONA AVENUE	EL CERRITO	CA	94530	NONE	NONE	SCULPTURAL FRAGMENTS IN DEVOTIONAL AND MODERN-CONTEMPORARY IMAGINATIONS	$17,500
GUAVIN BAILEY
				NONE	NONE	ROCOCO ART AND SPIRITUALITY IN SOUTH AMERICA	$17,500	INVERURIE AB51 5HJ	UNITED KINGDON	UK
HARMEN BUSSEMAKER
1212 AMSTERDAM AVE MC 2441	NEW YORK	NY	10027	NONE	NONE	DECIPHERING THE LANGUAGE OF GENE EXPRESSION REGULATION	$19,800
HASIA DINER
4 WASHINGTON SQUARE VILLAGE 8L	NEW YORK	NY	10012	NONE	NONE	PEDDLERS: A NEW WORLD JEWISH HISTORY	$22,000
HEATHER SHAWN NATHANS
786 AZALEA DRIVE	ROCKVILLE	MD	20850	NONE	NONE	HIDEOUS CHARACTERS AND BEAUTIFUL PAGANS: PERFORMING JEWISH IDENTITY IN THE ANTEBELLUM AMERICAN THEATRE	$20,000
HEIDI RIKA MARIA PAUWELS
BOX 353521	SEATTLE	WA	98195	NONE	NONE	INTELLECTUAL AND CULTURAL EXCHANGE IN EIGHTEENTH-CENTURY INDIA: POETRY AND PAINTINGS BY SAVANT SINGH OF KISHANGARH	$15,000
HELEN OLEARY
133 EAST PARK AVENUE	STATE COLLEGE	PA	16803	NONE	NONE	THINGS YOU DO	$14,600
HERBERT KOHL
40561 EUREKA HILL ROAD	POINT ARENA	CA	95468	NONE	NONE	CONTINUITY AND CHANGE IN MORAL DEVELOPMENT	$17,500
HOLLY HUGHES
216 BUCHOLZ COURT	ANN ARBOR	MI	48103	NONE	NONE	LET THEM EAT CAKE	$17,500
HUGO LUJAN
				NONE	NONE	DEVELOPMENT OF A VACCINE AGAINST GIARDIA LAMBLIA BASED ON THE MANIPULATION OF THE MECHANISM OF ANTIGENIC VARIATION	$9,600	UN-CATOLICA CORDOBA/JACINTO RIOS	CORDOBA	AR		571 GENERAL PAZ
HYONGSOK SOH
1182 VIA BOLANZO	SANTA BARBARA	CA	93106	NONE	NONE	DIRECTED EVOLUTION OF COMPLEX MOLECULAR FUNCTIONS	$33,000
IGOR KLEBANOV
14 WILLOW STREET	PRINCETON	NJ	08542	NONE	NONE	QUANTUM FIELD THEORIES AS CURVED SPACETIMES	$16,000
ISABEL PATRICIA MONTAOEZ
2219 LASSEN PLACE	DAVIS	CA	95616	NONE	NONE	EVALUATING PAST CO2 CLIMATE-FORCING AND THE IMPACT ON REGIONAL CLIMATES AND PALEOTROPICAL RAINFORESTS	$25,000
J ROSSER
12750 RICH LANE	ATHENS	OH	45701	NONE	NONE	CREATIVE WRITING	$19,400
JAMES WHITMAN
215 W 78TH ST APT 10A/B	NEW YORK	NY	10024	NONE	NONE	THE VERDICT OF BATTLE	$24,000
JANE COMFORT
55 NORTH MOORE STREET	NEW YORK	NY	10013	NONE	NONE	BEAUTY	$20,000
JANET S ECHELMAN
64 COOLIDGE ST	BROOKLINE	MA	02446	NONE	NONE	FINE ARTS	$50,000
JANINE ANTONI
232 3RD STREET	BROOKLYN	NY	11215	NONE	NONE	FINE ARTS	$25,000
JAY SCHEIB
91 1/2 INMAN STREET	CAMBRIDGE	MA	02139	NONE	NONE	DRAMA AND PERFORMANCE ART	$25,000
JEAN ENSMINGER
1200 E CALIFORNIA BLVD MC 228-77	PASADENA	CA	91125	NONE	NONE	AIDING AND ABETTING: HOW THE WORLD BANK BUILT A MAFIA	$17,500
JEFFREY A SEGAL
41 HAWTHORNE ST	MOUNT SINAI	NY	11766	NONE	NONE	THE SUPREME COURT IN TIMES OF CRISIS	$17,500
JEFFREY GARDNER HEATH
611 TAPPAN STREET	ANN ARBOR	MI	48109	NONE	NONE	TEXTUAL AND VIDEO DOCUMENTATION OF THE DOGON LANGUAGES OF MALI	$17,500
JEFFREY JEROME COHEN
5320 ALLANDALE RD	BETHESDA	MD	20816	NONE	NONE	STORIES OF STONE: DREAMING THE PREHISTORIC IN THE MIDDLE AGES	$19,000
JEFFREY KINKLEY
226 RIVER ROAD	MILLINGTON	NJ	07946	NONE	NONE	MOVING BACKWARD: THE DYSTOPIAN IMAGINATION OF CHINA'S AVANT-GARDE	$16,500
JENNIFER PRAH RUGER
60 COLLEGE STREET ROOM 316	NEW HAVEN	CT	06520	NONE	NONE	GLOBAL HEALTH JUSTICE AND GOVERNANCE	$18,000
JESUS MORA
				NONE	NONE	FINE ARTS	$50,000	ARTSCAPE WYCHWOOD BARNS	TORONTO	CA
JILL DOWNEN
377 N TAYLOR 3 SOUTH	ST LOUIS	MO	63108	NONE	NONE	TEMPORAL BODIES: A TRANSFORMATION OF SITE AND FLESH	$19,000
JIM LUTES
333 ADDISON RD	RIVERSIDE	IL	60546	NONE	NONE	INCONVENIENT STORIES OF YORE	$23,300
JIN HI KIM
1042 BROAD ST STUDIO 504	BRIDGEPORT	CT	06604	NONE	NONE	KOMUNGO MEDITATION	$20,800
JOEL BROUWER
306 17TH AVENUE	TUSCALOOSA	AL	35401	NONE	NONE	THE WESTERN APPROACHES	$19,000
JOEL HARRISON
10 SOUTH OXFORD ST APT 1	BROOKLYN	NY	11217	NONE	NONE	TWO COMPOSITIONS	$22,500
JOHN CAMPBELL
1852 TACOMA AVENUE	BERKELEY	CA	94707	NONE	NONE	CAUSATION IN PSYCHOLOGY	$33,000
JOHN COLLINS
504 GRAND STREET APT B14	NEW YORK	NY	10002	NONE	NONE	THE SUN ALSO RISES	$11,200
JOHN M G PLOTZ
137 MIDDLESEX ROAD	CHESTNUT HILL	MA	02467	NONE	NONE	SEMI-DETACHED: THE AESTHETICS OF PARTIAL ABSORPTION	$20,000
JOHN M WILLIS
P O BOX A	MARLBORO	VT	53440	NONE	NONE	PHOTOGRAPHY	$22,500
JOHN WITT
175 BISHOP STREET	NEW HAVEN	CT	06511	NONE	NONE	THE LAW OF WAR IN AMERICA	$32,000
JONATHAN HARR
58 LYMAN ROAD	NORTHAMPTON	MA	01060	NONE	NONE	THE LIVES OF SAINTS (ALTERNATIVELY, THE BUREAU OF COMPETING SORROWS)	$35,000
JONATHAN HAYNES
38 COLUMBINE AVE NORTH	HAMPTON BAYS	NY	11946	NONE	NONE	NOLLYWOOD: THEMES AND GENRES IN NIGERIAN FILM CULTURE	$20,000
JONATHAN M METZL
2203 LANE HALL	ANN ARBOR	MI	48109	NONE	NONE	RACE, STIGMA, AND AND DIAGNOSIS OF SCHIZOPHRENIA	$19,000
JONATHAN PIESLAK
40 WEST 116TH STREET APT A914	NEW YORK	NY	10026	NONE	NONE	SYSTEMATIC DISTORTION: THE MUSIC OF INDOCTRINATION AND PROPAGANDA IN EXTREMIST CULTURES	$28,000
JONATHAN R DEE
352 EAST 51ST ST APT 1	NEW YORK	NY	10022	NONE	NONE	FICTION	$17,500
JONATHAN SCOTT LOWENSTEIN
7321 S SOUTH SHORE DRIVE - APT 11D	CHICAGO	IL	60649	NONE	NONE	PHOTOGRAPHY	$25,000
JORGE GROSSMANN
335 LINGERING LANE	HENDERSON	NV	89012	NONE	NONE	MOVEMENTS (A QUINTET) AND NOCTURNE, FOR BARITONE, CELLO AND CONTRABASS	$14,700
JOSEPH O'NEILL
348 WEST 38TH STREET APT 10D	NEW YORK	NY	10018	NONE	NONE	DUBAI: A NOVEL	$26,200
JOSHUA BROWN
211 WEST 106TH STREET APT 4C	NEW YORK	NY	10025	NONE	NONE	THE DIVIDED EYE: STUDIES IN THE VISUAL CULTURE OF THE AMERICAN CIVIL WAR	$33,000
JOSHUA GAMSON
5906 COLBY STREET	OAKLAND	CA	94618	NONE	NONE	A BIOGRAPHY OF MOMS MABLEY	$32,000
JOSHUA KATZ
PRINCETON UN-DPT-CLASSICS 141 EAST	PRINCETON	NJ	08544	NONE	NONE	"WORDPLAY: A CHAPTER IN THE HISTORY OF IDEAS"	$16,500				PYNE BUILDING
JUDITH A BARRY
39 SPRING STREET	NEW YORK	NY	10012	NONE	NONE	FINE ARTS	$20,000
JUDITH EISEN
UNIV-OREGON DPT OF BIOLOGY 1254	EUGENE	OR	97403	NONE	NONE	LEARNING THE ROLE OF RESIDENT MICROBES IN NERVOUS SYSTEM DEVELOPMENT AND FUNCTION	$16,500				UNIVERSITY OF OREGON
JUDITH T ZEITLIN
4950 S CHICAGO BEACH DRIVE APT 17A	CHICAGO	IL	60615	NONE	NONE	THE CULTURE OF MUSICAL ENTERTAINMENT IN EARLY MODERN CHINA : VOICE, INSTRUMENT, TEXT	$20,000
JUNHYONG KIM
UN-PENNSYLVANIA DPT-BIOLOGY 415 S	PHILADELPHIA	PA	19104	NONE	NONE	GENOME-SCALE HIGHER ORDER EVOLUTION	$32,000				UNIVERSITY AVENUE
KAREN J ALTER
3016 NORMANDY PLACE	EVANSTON	IL	60201	NONE	NONE	THE NEW TERRAIN OF INTERNATIONAL LAW: INTERNATIONAL COURTS IN GLOBAL POLITICS	$20,000
KAROLINA KARLIC
1421 ALLISON AVENUE	LOS ANGELES	CA	90026	NONE	NONE	PHOTOGRAPHY	$50,000
KATHERINE BRADFORD
119 N 11TH ST APT 2A	BROOKLYN	NY	11249	NONE	NONE	FINE ARTS	$25,000
KATHERINE FRANKE
435 W 116TH STREET	NEW YORK	NY	10027	NONE	NONE	DILEMMAS OF CITIZENSHIP: MARRIAGE AND FREEDOM	$17,500
KATHERINE FREEMAN
538 WESTVIEW AVENUE	STATE COLLEGE	PA	16803	NONE	NONE	PLANTS, WATER AND CLIMATE: IS THE PAST OUR FUTURE	$22,000
KATHERINE M TURCZAN
2428 WEST 22ND STREET	MINNEAPOLIS	MN	55405	NONE	NONE	PHOTOGRAPHY	$45,000
KATHERINE RUSSELL RICH
105 E 15TH STREET 71	NEW YORK	NY	10003	NONE	NONE	A BIOGRAPHY OF ALFRED RUSSEL WALLACE	$20,000
KATHRYN HIGH
138 BALTIC STREET 4C	BROOKLYN	NY	11201	NONE	NONE	VAMPIRE STUDIES GROUP	$17,500
KEN ALDER
DEPARTMENT OF HISTORY NORTHWESTERN	EVANSTON	IL	60208	NONE	NONE	PERSONAL IDENTIFICATION FROM THE RENAISSANCE TO THE GENOME	$42,000				UNIVERSITY 1881 SHERIDAN ROAD
KERRY SHAW
DPT NEUROBIO BEHAVIOR CORNELL UN	ITHACA	NY	14853	NONE	NONE	AXES OF DIFFERENTIATION AND THE ORIGIN OF SPECIES	$33,000				TOWER ROAD
KEVIN M F PLATT
255 S 36TH STREET	PHILADELPHIA	PA	19104	NONE	NONE	THE MAKING OF RUSSIAN HISTORY FROM PETER THE GREAT TO PUTIN	$40,000
KIMBERLY JOHNSON
2693 S IMPERIAL STREET	SALT LAKE CITY	UT	84106	NONE	NONE	POETRY	$20,000
LADISLAV KUBIK
2305 HAMPSHIRE WAY	TALLAHASSEE	FL	32309	NONE	NONE	CONCERTO NO.3 FOR PIANO, ORCHESTRA, AND ELECTRONICS	$14,600
LARA VAPNYAR
62 ILYSE COURT	STATEN ISLAND	NY	10306	NONE	NONE	FICTION	$25,000
LAURA WALLS
UNIVERSITY OF SOUTH CAROLINA 6486	COLUMBIA	SC	29206	NONE	NONE	WRITING THE COSMOS: THE LIFE OF HENRY DAVID THOREAU	$19,200				BRIDGEWOOD DRIVE
LAURENT LOINARD
				NONE	NONE	THE SPACE DISTRIBUTION OF NEARBY STAR-FORMATION	$9,600	UNIVERSITE LAVAL 1045 AVENUE DE LA	QUEBEC	CA		MEDECINE
LAWRENCE MCFARLAND
1702 RAVEY STREET	AUSTIN	TX	78704	NONE	NONE	HIGH PLAINS REVISITED	$17,500
LEA VANDERVELDE
914 HIGHWOOD STREET	IOWA CITY	IA	52246	NONE	NONE	SLAVERY AND FREEDOM IN THE LAW OF THE AMERICAN FRONTIER: 1818-1857	$36,000
LEON CHUA
2916 AVALON AVENUE	BERKELEY	CA	94705	NONE	NONE	BEYOND MEMRISTORS	$27,500
LEONOR CARABALLO-FARMAN
6 ALLAPARTUS CIRCLE	OSSINING	NY	10562	NONE	NONE	BRCA2: THE BREAST AND ITS ILLNESSES	$14,000
LINDA HESS
1520 BLAKE STREET	BERKELEY	CA	94703	NONE	NONE	BODIES OF SONG: KABIR ORAL TRADITIONS AND PERFORMATIVE WORLDS IN CENTRAL INDIA	$17,500
LINDA TRINKAUS ZAGZEBSKI
402 WOODBINE CIRCLE	NORMAN	OK	73072	NONE	NONE	EPISTEMIC AUTHORITY: AN INVESTIGATION OF TRUST, AUTHORITY, AND AUTONOMY IN BELIEF	$17,500
LISA SIGAL
472 11TH STREET	BROOKLYN	NY	11215	NONE	NONE	FINE ARTS	$22,500
LORENZ MARTIN L'THI
				NONE	NONE	THE RISE OF THE POST-COLD WAR WORLD	$45,000	855 SHERBROOKE WEST	MONTREAL	CA
LORENZO HARRIS
1529 SOUTH 11TH STREET	PHILADELPHIA	PA	19147	NONE	NONE	LEGENDS OF HIP HOP	$20,000
LORRAINE ADAMS
112 WEST 118TH STREET	NEW YORK	NY	10026	NONE	NONE	NOVEL ABOUT PAKISTAN	$17,500
LOTHAR OSTERBURG
226 14TH STREET	BROOKLYN	NY	11215	NONE	NONE	IMAGINING NEW YORK	$26,700
LOUIS KARCHIN
24 MOHAWK ROAD	SHORT HILLS	NJ	07078	NONE	NONE	MUSIC COMPOSITION	$20,000
LOUISE MCREYNOLDS
105 PRIESTLY CREEK DRIVE	CHAPEL HILL	NC	27614	NONE	NONE	MURDER MOST RUSSIAN: TRUE CRIME AND PUNISHMENT IN LATE IMPERIAL RUSSIA	$16,500
LYNN K NYHART
16 N ROBY RD	MADISON	WI	53726	NONE	NONE	PARTS AND WHOLES: THE BIOLOGICAL INDIVIDUAL IN THE NINETEENTH CENTURY	$20,000
MAGGIE NELSON
839 NORTH AVENUE 64	LOS ANGELES	CA	90042	NONE	NONE	THE ART OF CRUELTY	$38,000
MANUELA ZOCCALI
				NONE	NONE	THE STELLAR POPULATION OF THE GALACTIC BULGE	$25,000	PONTIFICIA UNIVERSIDAD AV VICUNA	MACKENNA 486	CI		MACKENNA 486
MARCELO JAVIER YANOVSKY
				NONE	NONE	MOLECULAR MECHANISMS LINKING CIRCADIAN AND ALTERNATIVE SPLICING REGULATORY NETWORKS	$25,000	PATRICIAS ARGENTINA 435	BUENOS AIRES	AR
MARCUS ANDRE MELO
				NONE	NONE	POLITICAL AND INSTITUTIONAL CHECKS ON CORRUPTION IN LATIN AMERICA	$25,000	AVE FLOR DE SANTANA 342 AP 101	RECIFE	BR
MARI KIMURA
145 WEST 79TH ST APT 5B	NEW YORK	NY	10024	NONE	NONE	EXTRACTING HUMAN EXPRESSION FROM BOWING DATA: INTERACTIVE COMPOSITION WITH AUGMENTED VIOLIN	$25,300
MARIA HASSABI
113 WEST 27TH STREET 2ND FLOOR	NEW YORK	NY	10001	NONE	NONE	CHOREOGRAPHY	$20,000
MARIANO BEN PLOTKIN
				NONE	NONE	THE DIFFUSION OF PSYCHOANALYSIS AND POLITICAL AUTHORITARIANISM IN LATIN AMERICA: ARGENTINA IN THE 1960S AND 70S	$11,000	IDES ARAOZ 2838	BUENOS AIRES	AR
MARILYN SHRUDE
131 N MAPLE ST	BOWLING GREEN	OH	43402	NONE	NONE	MUSIC COMPOSITION	$10,000
MARINA ZURKOW
514 GRAND STREET	BROOKLYN	NY	11211	NONE	NONE	FILM-VIDEO	$38,000
MARIO HAMUY
				NONE	NONE	"IMPROVING THE MANAGEMENT OF THE ROBOTIC TELESCOPE FOR SUPERNOVA	$25,000	UNIVERSIDAD DE CHILE CASILLA 36D	SANTIAGO	CI
MARK CRISPIN MILLER
4 WASHINGTON SQUARE VILLAGE APT 16B	NEW YORK	NY	10012	NONE	NONE	THE MARLBORO MAN: AN AMERICAN SUCCESS STORY	$17,500
MARK KILSTOFTE
134 LAKECREST DRIVE	GREENVILLE	SC	29609	NONE	NONE	ORCHESTRAL SONGS: "WHITE ALBUM" / CHAMBER OPERA: IBSEN'S "BRAND"	$23,300
MARK NOWAK
104 CHESTNUT LANE	QUEENSTOWN	MD	21658	NONE	NONE	GENERAL DOLLAR: POEMS	$19,000
MARK S MIZRUCHI
500 SOUTH STATE STREET	ANN ARBOR	MI	48109	NONE	NONE	THE DECLINE OF THE AMERICAN CORPORATE ELITE	$17,500
MARKUS BRUNNERMEIER
26 PROSPECT AVENUE	PRINCETON	NJ	08540	NONE	NONE	FINANCIAL FRICTIONS AND THE MACROECONOMY	$16,000
MARLON GRIFFITH
				NONE	NONE	A WALK INTO THE NIGHT (TRINIDAD)	$12,000	ROYAL CASTLE HIRYU 2012-19-20	AICHI	JA		JOUSAINISHI-KUNAGOYA-SHI
MARWAN M KRAIDY
3620 WALNUT STREET	PHILADELPHIA	PA	19104	NONE	NONE	MUSIC VIDEOS AND ARAB PUBLIC LIFE	$40,000
MARY CAPPELLO
DEPT OF ENGLISH	KINGSTON	RI	02906	NONE	NONE	IN THE MOOD: TOWARD A PSYCHOLOGY OF ATMOSPHERE	$20,000
MARY LUM
243 UNION STREET 403	NORTH ADAMS	MA	01247	NONE	NONE	TRACING THE CITY	$13,000
MARY SHERIFF
810 OLD MILL ROAD	CHAPEL HILL	NC	27514	NONE	NONE	ENCHANTED ISLANDS: PICTURING THE ALLURE OF CONQUEST IN EIGHTEENTH-CENTURY FRANCE	$33,000
MATIAS PEDRO DUVILLE
				NONE	NONE	FINE ARTS	$25,000	CAPITAL FEDERAL	BUENOS AIRES	AR
MATT WOLF
402 GRAHAM AVE PMB 134	BROOKLYN	NY	11211	NONE	NONE	TEENAGE: A PREHISTORY OF YOUTH	$20,000
MATTHEW GABEL
6317 ALAMO AVENUE	SAINT LOUIS	MO	63105	NONE	NONE	THE POLITICS OF SUPRANATIONAL LEGAL INTEGRATION IN THE EUROPEAN UNION	$17,500
MATTHEW KIRSCHENBAUM
4802 DREXEL ROAD	COLLEGE PARK	MD	20740	NONE	NONE	TRACK CHANGES: AUTHORSHIP, ARCHIVES, AND LITERARY CULTURE AFTER WORD PROCESSING	$21,000
MAURICE WALKER MANNING
1917 EAST VIVA DRIVE	BLOOMINGTON	IN	47401	NONE	NONE	POETRY	$20,000
MICHAEL MCKEAN
1916 MONTAIGNE DRIVE	RICHMOND	VA	23235	NONE	NONE	NEW WORK	$22,200
MICHAEL MEYER
5920 WOLFBERRY LANE	GOLDEN VALLEY	MN	55422	NONE	NONE	IN MANCHURIA	$14,600
MICHAEL SCHULTZ
10662 UNION STAR CHURCH RD	WEST FORK	AR	72774	NONE	NONE	FOUNDRY WORK II	$18,700
MICHELLE HANDELMAN
171 CLERMONT AVE	BROOKLYN	NY	11205	NONE	NONE	FILM-VIDEO	$25,000
MIGUEL GUTIERREZ
210 HUMBOLDT ST 2	BROOKLYN	NY	11206	NONE	NONE	UNTITLED NEW PROJECT	$20,000
MILAGROS DE LA TORRE
260 PARK AVENUE SOUTH APT 3C	NEW YORK	NY	10010	NONE	NONE	PHOTOGRAPHY	$12,500
MOLLY HASKELL
19 EAST 88TH ST APT 11E	NEW YORK	NY	10128	NONE	NONE	MY BROTHER / MY SISTER	$14,600
MONICA BERNABO
				NONE	NONE	THE QUESTION OF SPACE ON THE BOUNDARY OF LITERATURE	$25,000	MENDOZA 2236	ROSARIO	AR
MONICA HALLER
3821 14TH AVENUE SOUTH	MINNEAPOLIS	MN	55407	NONE	NONE	RECONTAIN: BOOKLETS WITH VETERANS (WORKING TITLE)	$14,300
MONICA MEDINA
5200 NORTH LAKE ROAD	MERCED	CA	95343	NONE	NONE	BIOLOGICAL ROBUSTNESS IN A DYNAMIC PARTNERSHIP: SCLERACTINIAN CORALS AND THEIR ALGAL SYMBIONTS	$20,000
MONIQUE TRUONG
535 CLINTON STREET 1B	BROOKLYN	NY	11231	NONE	NONE	HISORICAL NOVEL BASED ON LIFE OF LAFCADIO HEARN (1850-1904)	$15,000
MORGAN THORSON
3112 10TH AVENUE SOUTH	MINNEAPOLIS	MN	55407	NONE	NONE	GRID/FAT (WORKING TITLE)	$17,500
NADRIAN SEEMAN
3 WASHINGTON SQ VILLAGE APT 17E	NEW YORK	NY	10012	NONE	NONE	STRUCTURAL DNA NANOTECHNOLOGY	$18,300
NANCY SHAVER
PO BOX 205	JEFFERSON	NY	12093	NONE	NONE	ART, LIFE, AND COMMERCE	$19,000
NELL FREUDENBERGER
444 6TH STREET	BROOKLYN	NY	11215	NONE	NONE	THE NEWLYWEDS	$8,700
NOEL LENSKI
4806 MCKINLEY DRIVE	BOULDER	CO	80303	NONE	NONE	A HISTORY OF SLAVERY IN LATE ANTIQUITY	$15,400
NORMAN ELLSTRAND
3416 ELMWOOD DRIVE	RIVERSIDE	CA	92506	NONE	NONE	GENETICS, GENOMICS, AND THE MANY FACES OF HYBRIDIZATION	$16,500
OSWALDO CHINCHILLA MAZARIEGOS
				NONE	NONE	COTZUMALHUAPA SCULPTURE AS AN EXPRESSION OF ART AND SOCIETY AT THAT PRE-COLUMBIAN CITY	$25,000	FRANCISCO MARROQUIN 6 CALLE FINAL		GT
PAM TANOWITZ
154 WEST 27TH STREET 6E	NEW YORK	NY	10001	NONE	NONE	CHOREOGRAPHY	$20,000
PASCAL BOYER
1 BROOKINGS DRIVE CB 1125	ST LOUIS	MO	63130	NONE	NONE	THE DARK MATTER OF HUMAN CULTURE	$20,000
PAT CATTERSON
114 EAST 7TH STREET APT 6	NEW YORK	NY	10009	NONE	NONE	CHOREOGRAPHY	$5,000
PATRICIA VOLK
1136 FIFTH AVENUE	NEW YORK	NY	10128	NONE	NONE	STUNNING: HOW FINDING THE RIGHT BOOK CHANGED EVERYTHING	$20,000
PATRICK LYNETT
TEXAS AM UN DPT CIVIL ENG CE/TTI MS	COLLEGE STATION	TX	77843	NONE	NONE	WIND OVER WAVES OVER SURGE OVER SAND: WHEN HURRICANES HIT THE COAST	$14,600				3136
PATRICK PHILLIPS
275 CLINTON AVENUE 1-2	BROOKLYN	NY	11205	NONE	NONE	THE HOUSE WITHOUT YOU	$26,200
PAUL CHRISTOPHER JOHNSON
716 GRANGER AVENUE	ANN ARBOR	MI	48104	NONE	NONE	"RELIGION" AND THE PURIFICATION OF SPIRITS	$42,000
PAUL GRAHAM
799 GREENWICH ST APT 6N	NEW YORK	NY	10014	NONE	NONE	THE WHITENESS OF THE WHALE	$25,000
PAUL GUEST
1455 RUTLEDGE AVENUE	CHARLOTTESVILLE	VA	22903	NONE	NONE	POETRY	$50,000
PAUL HARDING
118 WEST MAIN STREET	GEORGETOWN	MA	01833	NONE	NONE	ENON	$18,700
PAULA MICHAELS
106 HANFORD ROAD	CHAPEL HILL	NC	27516	NONE	NONE	LAMAZE: AN INTERNATIONAL HISTORY	$33,000
PAVEL ZUSTIAK
875 WEST 181ST STREET APT 5H	NEW YORK	NY	10033	NONE	NONE	THE PAINTED BIRD	$37,500
PEDRO ANGEL PALOU
33 LYME ROAD	HANOVER	NH	03755	NONE	NONE	FICTION	$10,000
PEDRO QUEREJAZU
				NONE	NONE	PHOTOGRAPHY IN BOLIVIA, 1840-1940	$25,000	ESQUINA CALLE 23	CALACOTO LAPAZ	BL
PENELOPE UMBRICO
386 BERGEN STREET	BROOKLYN	NY	11217	NONE	NONE	PHOTOGRAPHY	$21,000
PETER CAMPION
207 CHURCH ST SE	MINNEAPOLIS	MN	55455	NONE	NONE	POETRY	$20,000
PETER CONSTANTINE
339 WEST 48TH STREET APT 4C	NEW YORK	NY	10036	NONE	NONE	A TRANSLATION OF POPE JOAN AND OTHER WRITINGS BY EMMANUEL ROIDIS	$13,500
PETER LUCAS
687 DEGRAW STREET	BROOKLYN	NY	11217	NONE	NONE	FILM-VIDEO	$35,000
PETER TRACHTENBERG
18 BROADWAY	TIVOLI	NY	12583	NONE	NONE	ON RUIN: GOING BROKE IN AMERICA	$15,000
PETR JANATA
CENTER FOR MIND AND BRAIN 267	DAVIS	CA	95618	NONE	NONE	MUSIC, MEMORIES, AND THE BRAIN	$11,700				COSTEAU PLACE
PHILIP GOUREVITCH
MACVITCH LIMITED 159 PROSPECT PLACE	BROOKLYN	NY	11238	NONE	NONE	YOU HIDE THAT YOU HATE ME AND I HIDE THAT I KNOW: SURVIVAL IN RWANDA	$14,600
PHILIPPE BODIN
				NONE	NONE	MUSIC COMPOSITION	$35,000	11 RUE DE SCHOELCHER	PARIS	FR
PIETER JUDSON
SWARTHMORE COLLEGE DEPT OF	SWARTHMORE	PA	19081	NONE	NONE	EVERYDAY EMPIRE: A NEW HISTORY OF HABSBURG CENTRAL EUROPE 1780-1948	$33,000				HISTORY-500 COLLEGE AVENUE
PINELOPI GOLDBERG
40 WEST 77TH STREET 14B	NEW YORK	NY	10024	NONE	NONE	ESTIMATING THE IMPACT OF TRADE ON PRODUCTIVITY AND GROWTH USING FIRM-LEVEL DATA AND TRADE REFORM	$24,700
PIPO HIEU NGUYEN-DUY
87 NORTH MAIN STREET	OBERLIN	OH	44074	NONE	NONE	PHOTOGRAPHY	$34,000
R WALLACE
UNIV OF CALIFORNIA 314 MOSES HALL	BERKELEY	CA	94720	NONE	NONE	THE MORAL NEXUS	$16,500				MC 2
R M FISCHER
126 13TH STREET	BROOKLYN	NY	11215	NONE	NONE	FINE ARTS	$25,000
RANDY WESTON
330A LAFAYETTE AVENUE	BROOKYN	NY	11238	NONE	NONE	MUSIC COMPOSITION	$30,000
RAPHAEL DAVID SAGARIN
PO BOX 210158B	TUCSON	AZ	85721	NONE	NONE	FROM THE TIDE POOL TO THE STARS AND BACK: OBSERVATIONAL NATURAL HISTORY AND SOCIETY	$20,000
RAQUEL GIL-MONTERO
				NONE	NONE	MINERS AND HERDERS IN THE ANDES IN THE 16TH TO 19TH CENTURIES	$25,000	SAN LORENZO 429 4000	SAN MIGUEL DE TUCUMAN	AR
RAY TROLL
PO BOX 8874	KETCHIKAN	AK	99901	NONE	NONE	CRUISIN THE ETERNAL COASTLINE: THE BEST OF THE FOSSIL WEST COAST FROM BAJA TO BARROW	$25,000
REBECCA CAMMISA
21 DUNNINGS DRIVE	TARRYTOWN	NY	10591	NONE	NONE	THE DEATH OF THE U.S. NEWSPAPER	$7,500
RENEE ELIZABETH TAJIMA-PEOA
1156 HIGH ST	SANTA CRUZ	CA	95064	NONE	NONE	FILM-VIDEO	$30,000
RICARDO AINSLIE
403 EAST 35TH STREET	AUSTIN	TX	78705	NONE	NONE	MEXICO AT THE CROSSROADS	$14,600
RICHARD BROOKHISER
145 EAST 16TH STREET	NEW YORK	NY	10003	NONE	NONE	A BIOGRAPHY OF JAMES MADISON	$17,500
RICHARD MAXWELL
400 WEST 43RD ST 27N	NEW YORK	NY	10036	NONE	NONE	BALLET AND NEUTRAL HERO	$13,300
RICHARD MOSSE
281 W 11TH ST	NEW YORK	NY	10014	NONE	NONE	PHOTOGRAPHY	$40,000
RICHARD SERRANO
204 WEST 103RD ST APT9	NEW YORK	NY	10025	NONE	NONE	QUR'AN AND THE LYRIC IMPERATIVE	$18,000
RICK BRIGGS
319 BEDFORD AVE	BROOKLYN	NY	11211	NONE	NONE	FINE ARTS	$20,000
RITA FELSKI
2285 OWENSVILLE ROAD	CHARLOTTESVILLE	VA	22901	NONE	NONE	THE DEMON OF INTERPRETATION	$19,800
ROBERT ANTONI
110 WEST 25TH STREET APT7	NEW YORK	NY	10001	NONE	NONE	AS FLIES TO WHATLESS BOYS: THE STORY OF THE TROPICAL EMIGRATION SOCIETY IN BRITAIN	$11,000
ROBERT FAGGEN
124 SOUTH MANSFIELD AVENUE	LOS ANGELES	CA	90036	NONE	NONE	A BIOGRAPHY OF KEN KESEY	$20,000
ROSEMARY JOYCE
2679 SIMAS AVENUE	PINOLE	CA	94654	NONE	NONE	MATERIALITY AND HISTORY: AN ARCHAEOLOGICAL APPROACH	$13,700
ROSEMARY MAHONEY
45 CONSTITUTION STREET	BRISTOL	RI	02809	NONE	NONE	SEEING BEYOND BLINDNESS	$40,000
RYAN COHAN
4620 NORTH BEACON STREET	CHICAGO	IL	60640	NONE	NONE	MUSIC COMPOSITION	$15,000
SACHIKO MURATA
7 FOWLER LANE	MT SINAI	NY	11766	NONE	NONE	STUDY AND TRANSLATION OF WANG DAIYU'S THE REAL COMMENTARY ON THE TRUE TEACHING	$20,000
SALLY BLOWER
453 12TH STREET	SANTA MONICA	CA	90402	NONE	NONE	MATHEMATICAL MODELING OF INFECTIOUS DISEASES	$16,000
SALVATORE SCIBONA
4 BREWSTER STREET 8	PROVINCETOWN	MA	02657	NONE	NONE	THE ICE GARDEN	$35,000
SANDER GOLDBERG
1406 SELBY AVENUE	LOS ANGELES	CA	90024	NONE	NONE	REALITIES OF ROMAN PERFORMANCE	$16,500
SANDRA R WAXMAN
DEPARTMENT OF PSYCHOLOGY NORTHWESTE	EVANSTON	IL	60208	NONE	NONE	NOTIONS OF THE NATURAL WORLD	$40,000				N UNIVERSITY 2029 SHERIDAN ROAD
SANJAY SUBRAHMANYAM
PORTOLA PLAZA	LOS ANGELES	CA	90095	NONE	NONE	BETWEEN ETHNOGRAPHY AND REALPOLITIK: FROM EUROPE TO SOUTH ASIA IN THE 17TH CENTURY	$17,500
SARAH PERIN OTTO
				NONE	NONE	EVOLUTIONARY RESPONSES TO EXTREME ENVIRONMENTS IN YEAST	$25,000	6270 UNIVERSITY BLVD	VANCOUVER	CA
SARAH RUDEN
128 DOWNEY HOUSE WESLEYAN UNIV-294	MIDDLETOWN	CT	64590	NONE	NONE	THREE GREEK TRAGEDIES	$20,800				HIGH STREET
SARAH STANBURY
14 ARNOLD STREET	PROVIDENCE	RI	02906	NONE	NONE	CREOLE THINGS FROM CHAUCER TO LYDGATE	$33,000
SEBASTION LELIO
				NONE	NONE	FILM-VIDEO	$25,000	CARO Y APONTE 1080D	SANTIAGO	CI
SETH SHULMAN
53 HARRISON AVENUE	NORTHAMPTON	MA	01060	NONE	NONE	THOMAS EDISON AND THE ELECTRIC CAR	$20,000
SEUNG-AH OH
171 ELM STREET	OBERLIN	OH	44074	NONE	NONE	NEW WORKS FOR CME, ICE, MR. AGI AND MR. LIPPEL	$26,200
SEYLA BENHABIB
PO BOX 208301	NEW HAVEN	CT	65200	NONE	NONE	THE CONTESTED FUTURE OF SOVEREIGNTY: INTERNATIONAL LAW AND DEMOCRACY	$35,000
SHAHZAD BASHIR
BUILDING 70 MAIN QUAD	STANFORD	CA	94305	NONE	NONE	PERSIANATE PASTS: MEMORY, NARRATION, AND IDEOLOGY IN THE ISLAMIC EAST, 1400-1600	$15,000
SHARON GERSTEL
1644 WEST 25TH STREET	LOS ANGELES	CA	90007	NONE	NONE	THE LANDSCAPE OF THE VILLAGE: THE DEVOTION LIFE AND SETTING OF THE LATE BYZANTINE PEASANT	$16,500
SHUHAI XIAO
VIRGINIA TECH/ DPT GEOSCIENCES 4044	BLACKSBURG	VA	24061	NONE	NONE	AN INTEGRATED STUDY OF EDIACARAN GEOLOGY AND PALENTOLOGY IN ARCTIC SIBERIA AND SOUTH CHINA TO UNDERSTAND EARLY ANIMAL EVOLUTION BEFORE THE CAMBRIAN EXPLOSION	$19,200				DERRING HALL
SILVIA MALAGRINO
2325 WEST FARWELL AVE APT 2N	CHICAGO	IL	60645	NONE	NONE	CREATION OF NEW WORK	$20,400
SIMON MORRISON
WOOLWORTH CENTER OF MUSIC STUDIES	PRINCETON	NJ	08544	NONE	NONE	THE SECRET ARCHIVE OF PROKOFIEV	$17,500
SIMONE PINET
230 HIGHGATE ROAD	ITHACA	NY	14850	NONE	NONE	CARTOGRAPHIC CULTURE IN THIRTEENTH-CENTURY CASTILE	$11,000
STEPHEN ANTHONY GARDBAUM
405 HILGARD AVENUE	LOS ANGELES	CA	90095	NONE	NONE	THE NEW COMMONWEALTH MODEL OF CONSTITUTIONALISM	$18,000
STEVEN MICHAEL TIPTON
207 UPLAND ROAD	DECATUR	GA	30030	NONE	NONE	THE LIFE TO COME: RE-CREATING RETIREMENT	$20,000
STEVEN TAKASUGI
31 LARCH ROAD	WABAN	MA	02468	NONE	NONE	A VIRTUAL STRING QUARTET	$12,700
SUSAN SCHULTEN
UN DENVER DPT HISTORY STURM HALL	DENVER	CO	80208	NONE	NONE	A NATION IN TIME AND SPACE	$20,400				2000 EAST ASBURY
SUSAN VERDI WEBSTER
190 MILL NECK ROAD	WILLIAMSBURG	VA	23185	NONE	NONE	THE CONQUEST OF EUROPEAN ARCHITECTURE: ANDEAN MASTERS AND THE CONSTRUCTION OF COLONIAL QUITO	$10,000
T J STILES
1549 PERSHING DRIVE APT E	SAN FRANCISCO	CA	94129	NONE	NONE	THE CONTRADICTORY LIFE OF GEORGE ARMSTRONG CUSTER	$14,000
TAMARA KOSTIANOVSKY
14 CLIFFORD PLACE APT 2L	BROOKLYN	NY	11222	NONE	NONE	THE ARCHITECTURE OF VIOLENCE	$11,000
TANDY WARNOW
1734 BEN CRENSHAW WAY	AUSTIN	TX	78746	NONE	NONE	NEW PROBLEMS IN EVOLUTIONARY ESTIMATION: GENOME0SCALE PHYLOGENY, SIMULTANEOUS ALIGNMENT AND TREE ESTIMATION, AND METAGENOMIC PHYLOGENETIC PLACEMENT	$33,000
TANIA CANDIANI
				NONE	NONE	FINE ARTS	$12,500	MILWAUKEE 32	COLONIA NPOLES	MX
TARA MCKELVEY
1437 FOXHALL ROAD NW	WASHINGTON	DC	20007	NONE	NONE	THE PREDATOR DRONE AND AMERICA'S SHADOW WAR	$20,000
TARA NUMMEDAL
20 EAST STREET	PROVIDENCE	RI	02906	NONE	NONE	ALCHEMY, APOCALYPSE, AND GENDER IN REFORMATION EUROPE	$17,500
TED GENOWAYS
128 BENNINGTON ROAD	CHARLOTTESVILLE	VA	22901	NONE	NONE	WALT WHITMAN AND THE CIVIL WAR	$14,600
TERENCE GOWER
465 WEST 23RD ST 4D	NEW YORK	NY	10011	NONE	NONE	EMBASSY SERIES	$21,500
THOMAS GEORGE ANDREWS
2350 MARION ST	DENVER	CO	80205	NONE	NONE	AN ANIMALS' HISTORY OF THE UNITED STATES	$20,000
THOMAS KUHNE
950 MAIN STREET	WORCESTER	MA	01610	NONE	NONE	STRUGGLING FOR BEAUTY: BODY AESTHETICS AND SOCIAL CONFLICT IN MODERN HISTORY	$23,300
TOBY TWINING
661 W 179TH ST 2C	NEW YORK	NY	10033	NONE	NONE	MUSIC COMPOSITION	$50,000
TODD LEWIS
90 BRENNAN WAY	HOLDEN	MA	01520	NONE	NONE	THE ENCULTURATION OF BUDDHIST TEACHINGS: TRADITIONAL AND MODERN VERNACULAR LITERATURE FOR CHILDREN	$12,000
TOM BISSELL
PO BOX 1244	ESCANABA	MI	49829	NONE	NONE	BONES THAT SHINE LIKE FIRE	$13,300
TOM KALIN
2960 BROADWAY	NEW YORK	NY	10027	NONE	NONE	FILM-VIDEO	$21,000
TOM WELLS
2855 CARNEGIE DR	BOULDER	CO	80305	NONE	NONE	THE INNOCENCE REVOLUTION	$50,000
TOMASZ MROWKA
MIT DPT MATH BLDG 2 RM 367 77	CAMBRIDGE	MA	02139	NONE	NONE	GAUGE THEORY AND LOW DIMENSIONAL TOPOLOGY	$33,000				MASSACHUSETTS AVENUE
TROY BRAUNTUCH
2413 SOUTH 6TH STREET	AUSTIN	TX	78704	NONE	NONE	BERLIN PROJECT	$14,200
VALERIE MARTIN
PO BOX 894	MILLBROOK	NY	12545	NONE	NONE	FICTION	$20,000
VAN MCELWEE
645 CRAIGSWOODS DRIVE	ST LOUIS	MO	63122	NONE	NONE	HALF-REAL	$14,600
VICTOR LAVALLE
804 WEST 180TH STREET 33	NEW YORK	NY	10033	NONE	NONE	THE BLUE HOUSE	$17,500
VIJAY VAZIRANI
266 FERST DRIVE	ATLANTA	GA	30332	NONE	NONE	ALGORITHMS AS A LENS ON ECONOMICS	$20,000
VINCENT BROWN
207 CARR BUILDING	DURHAM	NC	27708	NONE	NONE	THE COROMANTEE WARS	$20,000
W FITZHUGH BRUNDAGE
260 WINNINGHAM ROAD	CHAPEL HILL	NC	27516	NONE	NONE	TORTURE IN AMERICA: THE LONG HISTORY	$39,000
WIL HAYGOOD
4545 CONNECTICUT AVE NW 222	WASHINGTON	DC	20008	NONE	NONE	THE CONFIRMATION OF THURGOOD MARSHALL TO THE SUPREME COURT	$20,000
WILFREDO PRIETO
				NONE	NONE	INSTALLATION ART	$15,000	CALLE ALBACETE 15 PUERTA 27	VALENCIA	SP
WILLIAM CAFERRO
VANDERBILT UN DPT HISTORY BENSON	NASHVILLE	TN	37212	NONE	NONE	WAR, ECONOMY AND CULTURE IN ITALY, 1330-1450	$19,200				HALL 2613 ESSEX PL
WINNIFRED SULLIVAN
5555 S EVERETT AVE APT A1-2	CHICAGO	IL	60637	NONE	NONE	SPIRITUAL GOVERNANCE: THE NEW ESTABLISHMENT OF RELIGION	$16,000
YOUNG JEAN LEE
80 WINTHROP STREET W3	BROOKLYN	NY	11225	NONE	NONE	DRAMA AND PERFORMANCE ART	$40,000
YUNXIANG YAN
10526 TENNESSEE AVE	LOS ANGELES	CA	90064	NONE	NONE	THE INDIVIDUAL AND MORAL CHANGES IN CHINA, 1978-2008	$16,500
ZOILA MENDOZA
1528 SANTA ROSA STREET	DAVIS	CA	95616	NONE	NONE	PILGRIMAGE, MUSIC AND DANCE AMONG QUECHUA-SPEAKING PEOPLE	$11,000
CAROLOS DE LA TORRE
				NONE	NONE	UNDERSTANDING POPULAR SUPPORT FOR RADICAL POPULIST REGIMES	$23,000	PASAJE PANORAMA 101 Y BOSSANNO	ECUADOR	EC
MYRIAM JIMENO
				NONE	NONE	ART, LIFE AND COMMERCE	$10,000	AK 20 86-30 APTO 301	BOGOTA	CO
RE'EM SARI
				NONE	NONE	PLANETS AND EXPLODING STARS	$17,500	HEBREW UNIVERSITY OF JERUSALEM	JERUSELAM	IS
RICHARD TILLINGHAST
				NONE	NONE	TO START A NEW BOOK OF POEMS	$25,000	GLENASKEOUGH-NONE MILE HOUSE	TIPPERARY	IS

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	7797800	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (183 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line1RecipientForeignAddress/AddressLine1	Province Or StateRecipientForeignAddress/ProvinceOrState	CountryRecipientForeignAddress/Country	Address Line2RecipientUSAddress/AddressLine2	Address Line2RecipientForeignAddress/AddressLine2
ADINA HOFFMAN
554 CHAPEL STREET APT 3	NEW HAVEN	CT	06511	NONE	NONE	WHERE THE GREAT CITY STANDS: A JERUSALEM TRIPTYCH	$50,000
ALAN STEWART
90 MORNINGSIDE DRIVE APT 2D	NEW YORK	NY	10027	NONE	NONE	FRENCH SHAKESPEARE	$19,500
ALICIA ELSBETH STALLINGS
				NONE	NONE	POETRY	$15,000	44 ANGYLIS ST	ATHENS	GR
ALON CONFINO
1507 OXFORD RD	CHARLOTTESVILLE	VA	22903	NONE	NONE	A WORLD WITHOUT JEWS: NAZI GERMANY, REPRESENTATIONS OF THE PAST, AND THE HOLOCAUST	$40,000
AMY BETH KIRSTEN
43 CHESTNUT STREET UNIT 301	NEW HAVEN	CT	06511	NONE	NONE	MUSIC COMPOSITION	$25,000
AMY FRANCESCHINI
499 ALABAMA STREET 114	SAN FRANCISCO	CA	94110	NONE	NONE	LOCAL LANDSCAPE CAMPUS	$20,000
ANANYA CHATTERJEA
2941 37TH AVENUE SOUTH	MINNEAPOLIS	MN	55406	NONE	NONE	CHOREOGRAPHY	$20,000
ANDREW MASULLO
1452 17TH AVENUE APT 2	SAN FRANCISCO	CA	94122	NONE	NONE	FINE ARTS	$50,000
ANN AGEE
373 DEGRAW ST	BROOKLYN	NY	11231	NONE	NONE	FINE ARTS	$25,000
ANNE DAWSON HEDEMAN
408 E PEABODY DRIVE	CHAMPAIGN	IL	61820	NONE	NONE	VISUAL TRANSLATION AND THE FIRST FRENCH HUMANISTS	$22,750
ANTONIO BERNARDO CARVALHO
5208 21ST AVENUE NE	SEATTLE	WA	48105	NONE	NONE	ORIGIN AND EVOLUTION OF Y-CHROMOSOMES	$25,000
ARTHUR JOHN ROBSON
				NONE	NONE	BIOLOGICAL BASIS OF ECONOMIC BEHAVIOR	$35,000	8888 UNIVERSITY DRIVE	BURNABY	CA
ARUN AGRAWAL
4028 DANA BUILDING	ANN ARBOR	MI	48109	NONE	NONE	POVERTY AND ADAPTATION	$14,000
BENJAMIN J KAPLAN
				NONE	NONE	CUNEGONDE'S KIDNAPPING: RELIGIOUS ENCOUNTERS IN AN EARLY MODERN BORDERLAND	$40,000	38 BARONS COURT ROAD	LONDON	UK
BERNARD HAYKEL
PRINCETON UN-NEAR EAST STUDIES 110	PRINCETON	NY	08544	NONE	NONE	A POLITICAL HISTORY OF SAUDI ARABIA	$33,000				JONES HALL
BERNIE B LUBELL
350 CRESCENT AVENUE	SAN FRANCISCO	CA	94110	NONE	NONE	FINE ARTS	$30,000
BETH CAMPBELL
21 CLIFFORD PLACE 1R	BROOKLYN	NY	11222	NONE	NONE	FINE ARTS	$25,000
BETSY SCHNEIDER
1445 E BROADWAY UNIT 222	TEMPE	AZ	85282	NONE	NONE	PHOTOGRAPHY	$21,000
BILL PORTER
624 FOSTER ST	PORT TOWNSEND	WA	98368	NONE	NONE	MOUNTAINS AND RIVERS OF CHINESE POETRY	$25,000
BJORN POONEN
77 MASSACHUSETTS AVENUE	CAMBRIDGE	MA	21390	NONE	NONE	RANDOM MAXIMAL ISOTROPIC SUBSPACES AND SELMER GROUPS	$35,000
BONNIE JO CAMPBELL
1707 OLMSTEAD RD	KALAMAZOO	MI	49048	NONE	NONE	FICTION	$40,000
BRIAN P COPENHAVER
1500 ROSCOMARE ROAD	LOS ANGELES	CA	90077	NONE	NONE	EXPLAINING BY PICTURING IN EARLY MODERN EUROPE	$17,500
BRUCE A KIMBALL
29 WEST WOODRUFF AVE	COLUMBUS	OH	43210	NONE	NONE	THE INCEPTION OF FREE MONEY IDEOLOGY, FUNDRAISING, AND ENDOWMENTS IN AMERICAN HIGHER EDUCATION, 1870-1930	$20,000
BRUCE RAYMOND MCCLURE
136 NORTH THIRD STREET APT 3	BROOKLYN	NY	11211	NONE	NONE	FILM-VIDEO	$20,000
BRUCE ROBBINS
1150 AMSTERDAM AVENUE	NEW YORK	NY	10027	NONE	NONE	THE BENEFICIARY: COSMOPOLITANISM FROM THE VIEWPOINT OF INEQUALITY	$35,000
CAROLINE FORD
10960 WELLWORTH AVENUE 303	LOS ANGELES	CA	90024	NONE	NONE	CULTURE, CONSERVATION, AND THE ENVIRONMENT IN METROPOLITAN AND COLONIAL FRANCE	$17,500
CHARLES GOLDMAN
230 PARK PLACE APT 3A	BROOKLYN	NY	11238	NONE	NONE	FINE ARTS	$25,000
CHAYA CZERNOWIN
31 LARCH ROAD	WABAN	MA	02468	NONE	NONE	MUSIC COMPOSITION	$17,500
CHRIS LANDRETH
				NONE	NONE	FILM-VIDEO	$25,000	25 BEATY AVENUE	TORONTO	CA
CHRISTIE HODGEN
421 E 55TH STREET	KANSAS CITY	MO	64110	NONE	NONE	FICTION	$20,000
CLAUDIA EMERSON
827 MARYE STREET	FREDERICKSBURG	VA	22401	NONE	NONE	POETRY	$20,000
CLAUDIA JOSKOWICZ
550 METROPOLITAN AVENUE APT 3F	BROOKLYN	NY	11211	NONE	NONE	FILM-VIDEO	$15,000
CORIN HICKORY HEWITT
INE ARTS BUILDING PO BOX 843005	RICHMOND	VI	23284	NONE	NONE	FINE ARTS	$25,000
CYNTHIA M BEALL
BELLFLOWER ROAD 217	CLEVELAND	OH	44106	NONE	NONE	RECENT HUMAN EVOLUTION AT HIGH ALTITUDE	$20,000
CYNTHIA ZARIN
359 WEST 122ND STREET	NEW YORK	NY	10027	NONE	NONE	POETRY	$47,000
D A POWELL
2130 FULTON STREET	SAN FRANCISCO	CA	94117	NONE	NONE	POETRY	$20,000
DAVID FIUCZYNSKI
141 HARVARD STREET	NEWTON	MA	02460	NONE	NONE	MUSIC COMPOSITION	$20,000
DAVID R ADJMI
3 MONTAGUE TERRACE	BROOKLYN	NY	11201	NONE	NONE	DRAMA AND PERFORMANCE ART	$20,000
DAVID STUART
1 UNIVERSITY STATION	AUSTIN	TX	78712	NONE	NONE	THE ORIGINS OF MAYA HIEROGLYPHIC WRITING	$20,000
DAVID VANN
33 EAST LAS PALMAS AVE	FREMONT	CA	94539	NONE	NONE	FICTION	$22,000
DD DORVILLIER
140 - 42 SECOND AVENUE	NEW YORK	NY	10003	NONE	NONE	CHOREOGRAPHY	$20,000
DEBORAH BRANDT
5611 CRESTWOOD PLACE	MADISON	WI	53705	NONE	NONE	WRITING NOW: NEW DIRECTIONS IN MASS LITERACY	$39,000
DEBORAH VALENZE
1 SHADY HILL SQUARE	CAMBRIDGE	MA	02138	NONE	NONE	THOMAS TRYON AND HIS WORLD	$35,000
DIMITRIS N POLITIS
9500 GILMAN DR	LA JOLLA	CA	92093	NONE	NONE	MODEL-FREE PREDICTION AND REGRESSION	$20,000
DON WAYNE HOWARD
1709 EVERGREEN AVENUE	AUSTIN	TX	78704	NONE	NONE	FILM-VIDEO	$20,000
DUNCAN HANNAH
160 WEST 71ST STREET 2H	NEW YORK	NY	10023	NONE	NONE	FINE ARTS	$25,000
EARL M HOWARD
39-39 45TH STREET	SUNNYSIDE	NY	11104	NONE	NONE	MUSIC COMPOSITION	$25,000
ELEANOR LERMAN
823 SHORE ROAD	LONG BEACH	NY	11561	NONE	NONE	POETRY	$39,000
ELIZABETH STINETTE BOLMAN
10 S LETITIA STREET APT 203	PHILADELPHIA	PA	19106	NONE	NONE	THE RED MONASTERY CHURCH: MAGNIFICENCE AND ASCETICISM IN UPPER EGYPT	$20,000
ENDI E POSKOVIC
2000 BONISTEEL BOULEVARD	ANN ARBOR	MI	48109	NONE	NONE	FINE ARTS	$22,500
ERIC J VAN YOUNG
4347 VALLE VISTA	SAN DIEGO	CA	92103	NONE	NONE	LUCAS ALAMAN AND MEXICO: A LIFE TOGETHER, 1792-1853	$19,500
ERIC MATTHEW NELSON
1737 CAMBRIDGE STREET	CAMBRIDGE	MA	02138	NONE	NONE	THINKING THE REVOLUTION: AMERICAN POLITICAL THOUGHT, 1763-1789	$20,000
ESTEBAN GABRIEL JOBBAGY
				NONE	NONE	HOW CONTEMPORARY SOCIETIES SHAPE AND CAPTURE PRODUCTIVITY IN SEMIARID ECOSYSTEMS	$12,500	COMPAMENTO DE LAS CHACRAS 1430	SAN LUIS	AR
ESTELLE BRENDA FREEDMAN
414 DAY STREET	SAN FRANCISCO	CA	94131	NONE	NONE	THE POLITICAL RESPONSE TO RAPE IN AMERICAN HISTORY	$35,000
ETHAN CANIN
210 RICHARDS STREET	IOWA CITY	IA	52246	NONE	NONE	A COLLECTION OF SHORT STORIES	$16,500
EULA BISS
7704 N TER	CHICAGO	IL	60626	NONE	NONE	QUICKENING: ON MEDICINE, MYTH, AND METAPHOR	$30,000
FAITH WILDING
3037 WEST LOGAN BOULEVARD 3	CHICAGO	IL	60647	NONE	NONE	MULTIMEDIA INSTALLATION	$11,600
FALLOU NGOM
232 BAY STATE ROAD	BOSTON	MA	02215	NONE	NONE	WOLOF AJAMI LITERATURE AND THE AFRICANIZATION OF ISLAM IN SENEGAMBIA	$40,000
FIORENZO G OMENETTO
4 COLBY STREET	MEDFORD	MA	02155	NONE	NONE	OPTICS AND ELECTRONICS AT THE BIOTIC-ABIOTIC INTERFACE	$20,000
FLASH ROSENBERG
25 WEST 35TH STREET 4TH FLOOR	NEW YORK	NY	10001	NONE	NONE	FILM-VIDEO	$25,000
FRED HO
1125 LORIMER STREET 6F	BROOKLYN	NY	11222	NONE	NONE	MUSIC COMPOSITION	$50,000
GEORGE HUTCHINSON
1020 E KIRKWOOD AVENUE	BLOOMINGTON	IN	47405	NONE	NONE	IN A DARK TIME: AMERICAN LITERATURE AND CULTURE IN THE 1940S	$20,000
GUSTAVO PARATCHA
				NONE	NONE	"NEGATIVE MODULATION OF NEUROTROPHIC FACTOR RECEPTOR SIGNALING AND NEW	$25,000	LABORATORY OF NEUROSCIENCE	PARAQUAY	AR
HEATHER SHAWN NATHANS
786 AZALEA DRIVE	ROCKVILLE	MD	20850	NONE	NONE	HIDEOUS CHARACTERS AND BEAUTIFUL PAGANS: PERFORMING JEWISH IDENTITY IN THE ANTEBELLUM AMERICAN THEATRE	$20,000
HEIDI RIKA MARIA PAUWELS
BOX 353521	SEATTLE	WA	98195	NONE	NONE	INTELLECTUAL AND CULTURAL EXCHANGE IN EIGHTEENTH-CENTURY INDIA: POETRY AND PAINTINGS BY SAVANT SINGH OF KISHANGARH	$25,000
IGOR KLEBANOV
14 WILLOW STREET	PRINCETON	NJ	08542	NONE	NONE	QUANTUM FIELD THEORIES AS CURVED SPACETIMES	$16,000
ISABEL PATRICIA MONTAIEZ
2219 LASSEN PLACE	DAVIS	CA	95616	NONE	NONE	EVALUATING PAST CO2 CLIMATE-FORCING AND THE IMPACT ON REGIONAL CLIMATES AND PALEOTROPICAL RAINFORESTS	$14,000
JAMES MARK BIEDERMAN
326 MCRAE STREET	LAURINBURG	NC	28352	NONE	NONE	FINE ARTS	$40,000
JANINE ANTONI
232 3RD STREET	BROOKLYN	NY	11215	NONE	NONE	FINE ARTS	$25,000
JAY SCHEIB
91 1/2 INMAN STREET	CAMBRIDGE	MA	02139	NONE	NONE	DRAMA AND PERFORMANCE ART	$14,000
JEAN ENSMINGER
1200 E CALIFORNIA BLVD MC 228-77	PASADENA	CA	91125	NONE	NONE	AIDING AND ABETTING: HOW THE WORLD BANK BUILT A MAFIA	$17,500
JEFFREY A SEGAL
41 HAWTHORNE ST	MOUNT SINAI	NY	11766	NONE	NONE	THE SUPREME COURT IN TIMES OF CRISIS	$17,500
JEFFREY GARDNER HEATH
611 TAPPAN STREET	ANN ARBOR	MI	48109	NONE	NONE	TEXTUAL AND VIDEO DOCUMENTATION OF THE DOGON LANGUAGES OF MALI	$17,500
JEFFREY JEROME COHEN
5320 ALLANDALE RD	BETHESDA	MD	20816	NONE	NONE	STORIES OF STONE: DREAMING THE PREHISTORIC IN THE MIDDLE AGES	$19,000
JENNIFER ELLEN ROBERTSON
1085 S UNIVERSITY AVE	ANN ARBOR	MI	48109	NONE	NONE	SAFETY, SECURITY, CONVENIENCE: THE POLITICAL ECONOMY OF SERVICE ROBOTS IN JAPAN	$39,000
JENNIFER MCCOY
210 NORMAN AVENUE	BROOKLYN	NY	11222	NONE	NONE	FILM-VIDEO	$50,000
JENNIFER PRAH RUGER
60 COLLEGE STREET ROOM 316	NEW HAVEN	CT	06520	NONE	NONE	GLOBAL HEALTH JUSTICE AND GOVERNANCE	$18,000
JOHN M G PLOTZ
137 MIDDLESEX ROAD	CHESTNUT HILL	MA	02467	NONE	NONE	SEMI-DETACHED: THE AESTHETICS OF PARTIAL ABSORPTION	$20,000
JOHN M WILLIS
P O BOX A	MARLBORO	VT	53440	NONE	NONE	PHOTOGRAPHY	$22,500
JOHN-PHILIP D'AGATA
308 ENGLISH PHILOSOPHY BUILDING	IOWA CITY	IA	52242	NONE	NONE	THREE LONG ESSAYS	$40,000
JONATHAN HAYNES
38 COLUMBINE AVE NORTH	HAMPTON BAYS	NY	11946	NONE	NONE	NOLLYWOOD: THEMES AND GENRES IN NIGERIAN FILM CULTURE	$20,000
JONATHAN PIESLAK
40 WEST 116TH STREET APT A914	NEW YORK	NY	10026	NONE	NONE	SYSTEMATIC DISTORTION: THE MUSIC OF INDOCTRINATION AND PROPAGANDA IN EXTREMIST CULTURES	$14,000
JONATHAN R DEE
352 EAST 51ST ST APT 1	NEW YORK	NY	10022	NONE	NONE	FICTION	$17,500
JONATHAN SCOTT LOWENSTEIN
7321 S SOUTH SHORE DRIVE - APT 11D	CHICAGO	IL	60649	NONE	NONE	PHOTOGRAPHY	$25,000
JOSE QUIROGA
501 N CALLAWAY CENTER	ATLANTA	GA	30320	NONE	NONE	DISSIDENTS AND LITERARY PRODUCTION IN CUBA AND ARGENTINA, 1967-1989	$25,000
JUDITH A BARRY
39 SPRING STREET	NEW YORK	NY	10012	NONE	NONE	FINE ARTS	$20,000
JUDITH T ZEITLIN
4950 S CHICAGO BEACH DRIVE APT 17A	CHICAGO	IL	60615	NONE	NONE	THE CULTURE OF MUSICAL ENTERTAINMENT IN EARLY MODERN CHINA : VOICE, INSTRUMENT, TEXT	$20,000
KAREN ELIZABETH RUSSELL
20 MAGAW PLACE APT 23	NEW YORK	NY	10033	NONE	NONE	FICTION	$40,000
KAREN J ALTER
3016 NORMANDY PLACE	EVANSTON	IL	60201	NONE	NONE	THE NEW TERRAIN OF INTERNATIONAL LAW: INTERNATIONAL COURTS IN GLOBAL POLITICS	$20,000
KASUMI
1594 RYDAL MOUNT	CLEVELAND	OH	44118	NONE	NONE	FILM-VIDEO	$22,000
KATH WESTON
714 LEVY AVENUE	CHARLOTTESVILLE	VA	22902	NONE	NONE	RETHINKING THE MAGIC OF CAPITAL: A CULTURAL CRITIQUE OF CIRCULATION AND GENERATION IN FINANCE	$40,000
KATHERINE BRADFORD
119 N 11TH ST APT 2A	BROOKLYN	NY	11249	NONE	NONE	FINE ARTS	$25,000
KATHERINE FRANKE
435 W 116TH STREET	NEW YORK	NY	10027	NONE	NONE	DILEMMAS OF CITIZENSHIP: MARRIAGE AND FREEDOM	$17,500
KATHERINE RUSSELL RICH
105 E 15TH STREET 71	NEW YORK	NY	10003	NONE	NONE	A BIOGRAPHY OF ALFRED RUSSEL WALLACE	$20,000
KENNETH SANDERS SUSLICK
54 CHESTNUT COURT	CHAMPAIGN	IL	61822	NONE	NONE	SMELL-SEEING: AN OPTOELECTRONIC NOSE	$39,000
KIMBERLY JOHNSON
2693 S IMPERIAL STREET	SALT LAKE CITY	UT	84106	NONE	NONE	POETRY	$20,000
LARA VAPNYAR
62 ILYSE COURT	STATEN ISLAND	NY	10306	NONE	NONE	FICTION	$25,000
LINDA HESS
1520 BLAKE STREET	BERKELEY	CA	94703	NONE	NONE	BODIES OF SONG: KABIR ORAL TRADITIONS AND PERFORMATIVE WORLDS IN CENTRAL INDIA	$17,500
LINDA TRINKAUS ZAGZEBSKI
402 WOODBINE CIRCLE	NORMAN	OK	73072	NONE	NONE	EPISTEMIC AUTHORITY: AN INVESTIGATION OF TRUST, AUTHORITY, AND AUTONOMY IN BELIEF	$17,500
LISA SIGAL
472 11TH STREET	BROOKLYN	NY	11215	NONE	NONE	FINE ARTS	$22,500
LOUIS KARCHIN
24 MOHAWK ROAD	SHORT HILLS	NJ	07078	NONE	NONE	MUSIC COMPOSITION	$20,000
LOUIS WARREN
739 N CAMPUS WAY	DAVIS	CA	95616	NONE	NONE	A HOLE IN THE DREAM: THE GHOST DANCE AND THE MAKING OF MODERN AMERICA	$40,000
LUCA BUVOLI
32 SPRING STREET 8	NEW YORK	NY	10012	NONE	NONE	RUNNING ON THE MOON	$40,000
LYNN K NYHART
16 N ROBY RD	MADISON	WI	53726	NONE	NONE	PARTS AND WHOLES: THE BIOLOGICAL INDIVIDUAL IN THE NINETEENTH CENTURY	$20,000
MANUEL SOSA
305 WEST 98TH STREET APT 8B-SOUTH	NEW YORK	NY	10025	NONE	NONE	MUSIC COMPOSITION	$35,000
MARGARET MITCHELL
UN-CHICAGO DIVINITY SCHOOL SWIFT	CHICAGO	IL	60637	NONE	NONE	PREACHING PAUL IN THE LATE ANTIQUE CITY	$32,000				HALL 1025 E 58TH ST
MARIA HASSABI
113 WEST 27TH STREET 2ND FLOOR	NEW YORK	NY	10001	NONE	NONE	CHOREOGRAPHY	$20,000
MARILYN SHRUDE
131 N MAPLE ST	BOWLING GREEN	OH	43402	NONE	NONE	MUSIC COMPOSITION	$29,000
MARINA ZURKOW
514 GRAND STREET	BROOKLYN	NY	11211	NONE	NONE	FILM-VIDEO	$7,000
MARK CRISPIN MILLER
4 WASHINGTON SQUARE VILLAGE APT 16B	NEW YORK	NY	10012	NONE	NONE	THE MARLBORO MAN: AN AMERICAN SUCCESS STORY	$17,500
MARK S MIZRUCHI
500 SOUTH STATE STREET	ANN ARBOR	MI	48109	NONE	NONE	THE DECLINE OF THE AMERICAN CORPORATE ELITE	$17,500
MARTHA HIMMELFARB
14 MADISON STREET	PRINCETON	NJ	08542	NONE	NONE	JEWISH ESCHATOLOGY AND CHRISTIAN EMPIRE	$32,000
MARTIN DOYLE
2700 CANTER DRIVE	HILLSBOROUGH	NC	27278	NONE	NONE	A HISTORY OF AMERICAN RIVERS	$35,000
MARTIN WHITE
UC BERKELEY	BERKELEY	CA	94720	NONE	NONE	MINING THE BARYON OSCILLATION SPECTROSCOPIC SURVEY (BOSS)	$39,000
MARY CAPPELLO
DEPT OF ENGLISH	KINGSTON	RI	02881	NONE	NONE	IN THE MOOD: TOWARD A PSYCHOLOGY OF ATMOSPHERE	$20,000
MARY LUM
243 UNION STREET 403	NORTH ADAMS	MA	01247	NONE	NONE	TRACING THE CITY	$13,000
MATTHEW KIRSCHENBAUM
4802 DREXEL ROAD	COLLEGE PARK	MD	20740	NONE	NONE	TRACK CHANGES: AUTHORSHIP, ARCHIVES, AND LITERARY CULTURE AFTER WORD PROCESSING	$21,000
MATTHEW ZAPRUDER
SAN FRANCISCO WRITERS GROTTO	SAN FRANCISCO	CA	94107	NONE	NONE	POETRY	$40,000
MAURICE WALKER MANNING
1917 EAST VIVA DRIVE	BLOOMINGTON	IN	47401	NONE	NONE	POETRY	$20,000
MICHAEL GORDIN
DICKINSON HALL	PRINCETON	NJ	08544	NONE	NONE	SCIENTIFIC BABEL: COMMUNICATION AND IDENTITY IN WESTERN CHEMISTRY SINCE THE FALL OF LATIN	$35,000
MICHAEL HONEY
718 NORTH M STREET	TACOMA	WA	98403	NONE	NONE	SHARECROPPER'S TROUBADOR: THE NARRATIVE, SONGS, AND POETRY OF JOHN HANDCOX OF THE SOUTHERN TENANT FARMERS UNION	$40,000
MICHELLE HANDELMAN
171 CLERMONT AVE	BROOKLYN	NY	11205	NONE	NONE	FILM-VIDEO	$20,000
MILAGROS DE LA TORRE
260 PARK AVENUE SOUTH APT 3C	NEW YORK	NY	10010	NONE	NONE	PHOTOGRAPHY	$12,500
MONICA MEDINA
5200 NORTH LAKE ROAD	MERCED	CA	95343	NONE	NONE	BIOLOGICAL ROBUSTNESS IN A DYNAMIC PARTNERSHIP: SCLERACTINIAN CORALS AND THEIR ALGAL SYMBIONTS	$15,000
MONIKA TRUEMPER
UNIVERSITY OF NORTH CAROLINA	CHAPEL HILL	NC	27599	NONE	NONE	BATHING CULTURE IN THE ANCIENT GREEK WORLD	$45,000
NATALIA MAJLUF
				NONE	NONE	"FRANCISCO LASOS PAINTINGS OF THE INDIAN AS INDICATIVE OF 19TH-CENTURY	$25,000	AV JOSE GRANDA 335	SAN ISIDRO	PE
OLAF SPORNS
1101 E TENTH STREET	BLOOMINGTON	IN	47405	NONE	NONE	THE HUMAN CONNECTOME	$39,000
PAM TANOWITZ
154 WEST 27TH STREET 6E	NEW YORK	NY	10001	NONE	NONE	CHOREOGRAPHY	$20,000
PAOLO D'ODORICO
291 MCCORMICK RD	CHARLOTTESVILLE	VA	22903	NONE	NONE	GLOBALIZATION OF WATER RESOURCES: EFFECTS ON SOCIETAL AND ENVIRONMENTAL RESILIENCE	$32,000
PASCAL BOYER
1 BROOKINGS DRIVE CB 1125	ST LOUIS	MO	63130	NONE	NONE	THE DARK MATTER OF HUMAN CULTURE	$19,000
PAT CATTERSON
114 EAST 7TH STREET APT 6	NEW YORK	NY	10009	NONE	NONE	CHOREOGRAPHY	$35,000
PATRICIA VOLK
1136 FIFTH AVENUE	NEW YORK	NY	10128	NONE	NONE	STUNNING: HOW FINDING THE RIGHT BOOK CHANGED EVERYTHING	$20,000
PATRICK JOHN KEELING
				NONE	NONE	ROLE OF CORAL REEFS IN APICOMPLEXAN PARASITE ORIGINS	$40,000	6270 UNIVERSITY BLVD	VANCOUVER	CA
PEDRO ANGEL PALOU
33 LYME ROAD	HANOVER	NH	03755	NONE	NONE	FICTION	$15,000
PENELOPE UMBRICO
386 BERGEN STREET	BROOKLYN	NY	11217	NONE	NONE	PHOTOGRAPHY	$21,000
PETER CAMPION
207 CHURCH ST SE	MINNEAPOLIS	MN	55455	NONE	NONE	POETRY	$20,000
PETER LUCAS
687 DEGRAW STREET	BROOKLYN	NY	11217	NONE	NONE	FILM-VIDEO	$5,000
PETR JANATA
CENTER FOR MIND AND BRAIN 267	DAVIS	CA	95618	NONE	NONE	MUSIC, MEMORIES, AND THE BRAIN	$23,300				COSTEAU PLACE
PHILIP PETTIT
PRINCETON UN-CTR HUMAN VALUES	PRINCETON	NJ	08544	NONE	NONE	A CIVIC REPUBLICAN THEORY OF DEMOCRACY	$32,000				WASHINGTON RD
PHILIPPE BODIN
				NONE	NONE	MUSIC COMPOSITION	$15,000	11 RUE DE SCHOELCHER	PARIS	FR
PIPO HIEU NGUYEN-DUY
87 NORTH MAIN STREET	OBERLIN	OH	44074	NONE	NONE	PHOTOGRAPHY	$10,000
R M FISCHER
126 13TH STREET	BROOKLYN	NY	11215	NONE	NONE	FINE ARTS	$25,000
RANDY WESTON
330A LAFAYETTE AVENUE	BROOKYN	NY	11238	NONE	NONE	MUSIC COMPOSITION	$10,000
RAPHAEL DAVID SAGARIN
PO BOX 210158B	TUCSON	AZ	85721	NONE	NONE	FROM THE TIDE POOL TO THE STARS AND BACK: OBSERVATIONAL NATURAL HISTORY AND SOCIETY	$20,000
RAY TROLL
PO BOX 8874	KETCHIKAN	AK	99901	NONE	NONE	CRUISIN THE ETERNAL COASTLINE: THE BEST OF THE FOSSIL WEST COAST FROM BAJA TO BARROW	$25,000
RENEE ELIZABETH TAJIMA-PEOA
1156 HIGH ST	SANTA CRUZ	CA	95064	NONE	NONE	FILM-VIDEO	$10,000
RICHARD BROOKHISER
145 EAST 16TH STREET	NEW YORK	NY	10003	NONE	NONE	A BIOGRAPHY OF JAMES MADISON	$17,500
RICHARD MOSSE
281 W 11TH ST	NEW YORK	NY	10014	NONE	NONE	PHOTOGRAPHY	$10,000
RICK BRIGGS
319 BEDFORD AVE	BROOKLYN	NY	11211	NONE	NONE	FINE ARTS	$20,000
ROBERT FAGGEN
124 SOUTH MANSFIELD AVENUE	LOS ANGELES	CA	90036	NONE	NONE	A BIOGRAPHY OF KEN KESEY	$20,000
RUI CURI
				NONE	NONE	THE CENTRAL ROLE OF FATTY ACIDS IN THE PATHOGENESIS AND COMPLICATIONS OF DIABETES MELLITUS	$34,000	UNIVERSIDADE DE SAO PAULO INSTITUTO	SAO PAULO	BR		DE CIONCIAS BIOMEDICAS
SACHIKO MURATA
7 FOWLER LANE	MT SINAI	NY	11766	NONE	NONE	STUDY AND TRANSLATION OF WANG DAIYU'S THE REAL COMMENTARY ON THE TRUE TEACHING	$20,000
SANJAY SUBRAHMANYAM
PORTOLA PLAZA	LOS ANGELES	CA	90095	NONE	NONE	BETWEEN ETHNOGRAPHY AND REALPOLITIK: FROM EUROPE TO SOUTH ASIA IN THE 17TH CENTURY	$17,500
SARAH PERIN OTTO
				NONE	NONE	EVOLUTIONARY RESPONSES TO EXTREME ENVIRONMENTS IN YEAST	$25,000	6270 UNIVERSITY BLVD	VANCOUVER	CA
SETH SHULMAN
53 HARRISON AVENUE	NORTHAMPTON	MA	01060	NONE	NONE	THOMAS EDISON AND THE ELECTRIC CAR	$20,000
SHAHZAD BASHIR
BUILDING 70 MAIN QUAD	STANFORD	CA	94305	NONE	NONE	PERSIANATE PASTS: MEMORY, NARRATION, AND IDEOLOGY IN THE ISLAMIC EAST, 1400-1600	$25,000
SHARON GERSTEL
1644 WEST 25TH STREET	LOS ANGELES	CA	90007	NONE	NONE	THE LANDSCAPE OF THE VILLAGE: THE DEVOTION LIFE AND SETTING OF THE LATE BYZANTINE PEASANT	$16,500
SIMON MORRISON
WOOLWORTH CENTER OF MUSIC STUDIES	PRINCETON	NJ	08544	NONE	NONE	THE SECRET ARCHIVE OF PROKOFIEV	$17,500
STEPHEN ANTHONY GARDBAUM
405 HILGARD AVENUE	LOS ANGELES	CA	90095	NONE	NONE	THE NEW COMMONWEALTH MODEL OF CONSTITUTIONALISM	$18,000
STEPHEN BUDIANSKY
14605 CHAPEL LANE	LEESBURG	VA	20176	NONE	NONE	THE LIFE AND MUSIC OF CHARLES IVES	$39,000
STEPHEN VITIELLO
5216 SALEM STREET	RICHMOND	VA	23231	NONE	NONE	FINE ARTS	$45,000
STEVEN MICHAEL TIPTON
207 UPLAND ROAD	DECATUR	GA	30030	NONE	NONE	THE LIFE TO COME: RE-CREATING RETIREMENT	$20,000
SUSAN VERDI WEBSTER
190 MILL NECK ROAD	WILLIAMSBURG	VA	23185	NONE	NONE	THE CONQUEST OF EUROPEAN ARCHITECTURE: ANDEAN MASTERS AND THE CONSTRUCTION OF COLONIAL QUITO	$25,000
SUSANA ADA VILLALBA
				NONE	NONE	POETRY	$25,000	CAROLS CALVO 3924 PISO 8	CUIDAD AUTONOMA DE BUENOS	AR
SVEN BECKERT
35 QUINCY STREET	CAMBRIDGE	MA	02138	NONE	NONE	CAPITALISM: A GLOBAL HISTORY	$39,000
T J STILES
1549 PERSHING DRIVE APT E	SAN FRANCISCO	CA	94129	NONE	NONE	THE CONTRADICTORY LIFE OF GEORGE ARMSTRONG CUSTER	$25,000
TANIA CANDIANI
MILWAUKEE 32 COLONIA NAPOLES	MEXICO	DC	03810	NONE	NONE	FINE ARTS	$12,500
TARA MCKELVEY
1437 FOXHALL ROAD NW	WASHINGTON	DC	20007	NONE	NONE	THE PREDATOR DRONE AND AMERICA'S SHADOW WAR	$20,000
TARA NUMMEDAL
20 EAST STREET	PROVIDENCE	RI	02906	NONE	NONE	ALCHEMY, APOCALYPSE, AND GENDER IN REFORMATION EUROPE	$17,500
THOMAS GEORGE ANDREWS
2350 MARION ST	DENVER	CO	80205	NONE	NONE	AN ANIMALS' HISTORY OF THE UNITED STATES	$20,000
TODD LEWIS
90 BRENNAN WAY	HOLDEN	MA	01520	NONE	NONE	THE ENCULTURATION OF BUDDHIST TEACHINGS: TRADITIONAL AND MODERN VERNACULAR LITERATURE FOR CHILDREN	$28,000
TOM KALIN
2960 BROADWAY	NEW YORK	NY	10027	NONE	NONE	FILM-VIDEO	$19,000
TOMOKO MASUZAWA
3995 PENBERTON DRIVE	ANN ARBOR	MI	48105	NONE	NONE	PROMISE OF THE SECULAR: WILLIAM ROBERTSON SMITH AND THE HISTORICAL CONSTITUTION OF BIBLICAL STUDIES	$33,000
URSULA K HEISE
450 SERRA MALL BLDG 460	STANFORD	CA	94305	NONE	NONE	CULTURES OF EXTINCTION: NARRATIVE, DATABASE, AND BIODIVERSITY LOSS	$35,000
VAHID TAROKH
243 CONCORD AVENUE UNIT 7	CAMBRIDGE	MA	02138	NONE	NONE	RANDOM MATRICES FROM DETERMINISTIC STRUCTURES: THEORY AND APPLICATIONS	$35,000
VALERIE MARTIN
PO BOX 894	MILLBROOK	NY	12545	NONE	NONE	FICTION	$20,000
VIJAY VAZIRANI
266 FERST DRIVE	ATLANTA	GA	30332	NONE	NONE	ALGORITHMS AS A LENS ON ECONOMICS	$15,000
VINCENT BROWN
207 CARR BUILDING	DURHAM	NC	27708	NONE	NONE	THE COROMANTEE WARS	$15,000
WALTER JOHNSON
HARVARD UN-HISTORY DP/CGIS SO 1730	CAMBRIDGE	MA	02138	NONE	NONE	RIVER OF DARK DREAMS: SLAVERY, CAPITALISM, AND IMPERIALISM IN THE MISSISSIPPI VALLEY'S COTTON KINGDOM	$33,000				CAMBRIDGE STREET
WALTER L ADAMSON
1371 N DECATUR RD NE	ATLANTA	GA	30306	NONE	NONE	FASCISM AND POLITICAL RELIGION IN ITALY	$39,000
WIL HAYGOOD
4545 CONNECTICUT AVE NW 222	WASHINGTON	DC	20008	NONE	NONE	THE CONFIRMATION OF THURGOOD MARSHALL TO THE SUPREME COURT	$20,000
ALEJANDRO ROSAS
				NONE	NONE	THE PSYCHOLOGY AND EVOLUTIONARY BIOLOGY OF MORAL JUDGEMENT	$25,000	UNIVERSIDAD NACIONAL DE COLUMBIA	CUIDAD UNIVERSITARIA	CO
RE'EM SARI
				NONE	NONE	PLANETS AND EXPLODING STARS	$17,500	HEBREW UNIVERSITY OF JERUSALEM	JERUSELAM	IS

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	4520150	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$1,509,152	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$1,460,092	ExclusionAmount

Other Revenue Described OtherRevenueDescribed

Field	Value	IRS element (for citing)
Description	UNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS	Description
Business Code	900000	BusinessCode
Unrelated Business Income	-$168,732	UnrelatedBusinessIncomeAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	-$168,732	UnrelatedBusinessIncomeAmount
Exclusion	$2,969,244	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	2800512	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo (8 entries)

Contributor NumberContributorNumber	Contributor Name IndividualContributorNameIndividual	Address Line1ContributorAddressUS/AddressLine1	CityContributorAddressUS/City	StateContributorAddressUS/State	ZIP CodeContributorAddressUS/ZIPCode	Aggregate ContributionsAggregateContributions	Person Contribution TypePersonContributionType	Noncash Contribution TypeNoncashContributionType
1	EDWARD T CONE FOUNDATION	260 MADISON AVENUE SUITE 1800	NEW YORK	NY	10016	5000	X
2	RICHARD AND NATALIE JACOFF FOUNDATI	7 TIMES SQUARE 46TH FLOOR	NEW YORK	NY	10036	5000	X
3	MYSELS FAMILY TRUST	15332 ANTIOCH 531	PACIFIC PALISADES	CA	90272	101460		X
4	WW NORTON COMPANY INC ROBERT ADAMS	500 FIFTH AVE	NEW YORK	NY	10010	19010	X
5	THE AARON COPLAND FUND FOR MUSIC	254 WEST 31ST STREET 15TH FLOOR	NEW YORK	NY	10001	20000	X
6	A ALEX PORTER	666 FIFTH AVENUE SUIE 3403	NEW YORK	NY	10103	80000	X
7	JOSEPH RICE	15 ROSE LANE	CHAPPAQUA	NY	10514	50000	X
8	THE WINSTON FOUNDATION	1285 AVENUE OF THE AMERICAS	NEW YORK	NY	10019	20000	X

Noncash Property NoncashProperty

Field	Value	IRS element (for citing)
Contributor Number From Part I	3	ContributorNumberFromPartI
Noncash Property Description	285 SHARES OF APPLE, INC.	NoncashPropertyDescription
Fair Market Value	101460	FairMarketValue
Date Received	2011-07-07	DateReceived

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	AUDIT & TAXES	Category
Amount	$35,666	Amount
Net Investment Income	16050	NetInvestmentIncome
Disbursements Charitable Prps	20116	DisbursementsCharitablePrps

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (5 entries)

Description Of PropertyDescriptionOfProperty	Date AcquiredDateAcquired	Cost Or Other BasisCostOrOtherBasis	Prior Years DepreciationPriorYearsDepreciation	Computation MethodComputationMethod	LifeLife	Current Year ExpenseCurrentYearExpense
COMPUTER EQUIPMENT	2005-01-01	205214	173522	SL	3.000000000000	27154
OFFICE EQUIPMENT	2005-01-01	39513	34858	SL	5.000000000000	3103
LEASEHOLD IMPROVEMENTS	2008-07-01	506057	205878	SL	7.000000000000	72294
OFFICE FURNITURE	2008-07-01	66817	27959	SL	5.000000000000	9545
WEBSITE DEVELOPMENT	2008-07-01	699594	194095	SL	3.000000000000	182358

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Field	Value	IRS element (for citing)
Name Of Bond	CORPORATE BONDS	NameOfBond
EOY Book Value	4622854	EOYBookValue
EOYFMV	4622854	EOYFMV

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	21920091	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	21920091	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	0	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	0	StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (36 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
SHORT-TERM INVESTMENTS	FMV	363914	363914
AMERICAN SECURITIES PARTNERS III	FMV	1691091	1691091
DAVIDSON KEMPNER DISTRESSED OPPO INTL LTD	FMV	14237240	14237240
GOLDMAN SACHS MEZZANINE PARTNERS	FMV	1074383	1074383
GS INTRASTRUCTURE PARTNERS I	FMV	4497847	4497847
HHR ATLAS FUND	FMV	13454399	13454399
KING STREET CAPITAL, LTD.	FMV	16539565	16539565
MATTERHORN OFFSHORE FUND LTD.	FMV	5768853	5768853
MILLENNIUM TECH VALUE PARTNERS, LLP	FMV	1209291	1209291
KEYWISE GREATER CHINA FUND	FMV	3910262	3910262
ODYSSEY INVESTMENT PARTNERS FUND III	FMV	2679376	2679376
OWL CREEK OVERSEAS FUND	FMV	15186820	15186820
PARA INTERNATIONAL FUND LTD	FMV	11331761	11331761
ROCKEFELLER ACCESS FUND 06-I, LLC	FMV	2686268	2686268
GOLDMAN SACHS MEZZANINE V FUND	FMV	1126659	1126659
BOSTWICK COMPOUND OFFSHORE, LTD.	FMV	10496887	10496887
SCOGGIN OVERSEAS FUND, LTD.	FMV	11012574	11012574
ARCHSTONE OFFSHORE FUND, LTD.	FMV	0	0
GS VINTAGE FUND V OFFSHORE	FMV	3581547	3581547
AMERICAN SECURITIES PARTNERS V	FMV	5668237	5668237
GS RE MEZZ PARTNERS OFFSHORE	FMV	777205	777205
PAULSON ADVANTAGE PLUS	FMV	4097631	4097631
ODYSSEY INVESTMENT PARTNERS FUND IV	FMV	2768917	2768917
SPH PARTNERS	FMV	6448474	6448474
PAULSON ADVANTAGE PLUS - GOLD EX	FMV	2071099	2071099
PAULSON CREDIT OPPORTUNITY	FMV	4118392	4118392
PAULSON CREDIT OPPORTUNITY - GOLD	FMV	1762884	1762884
PAULSON RECOVERY FUND, LTD.	FMV	3900215	3900215
PAULSON RECOVERY FUND, LTD. - GOLD	FMV	1545241	1545241
PAULSON RE RECOVERY LP	FMV	3531992	3531992
TONTINE CAPITAL PARTNERS II	FMV	1383677	1383677
BUCKINGHAM RAF INTERNATIONAL	FMV	5559862	5559862
RUSSIAN PROSPERITY FUND	FMV	5752902	5752902
ODYSSEY INVESTMENT PARTNERS	FMV	313784	313784
MANATUCK HILL MARINER	FMV	8632148	8632148
PERSHING SQUARE, L.P.	FMV	18877055	18877055

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (5 entries)

Category Or ItemCategoryOrItem	Cost Or Other BasisCostOrOtherBasis	Accumulated DepreciationAccumulatedDepreciation	Book ValueBookValue
COMPUTER EQUIPMENT	205214	200676	4538
OFFICE EQUIPMENT	39513	37961	1552
LEASEHOLD IMPROVEMENTS	506057	278172	227885
OFFICE FURNITURE	66817	37504	29313
WEBSITE DEVELOPMENT	699594	376453	323141

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$3,089	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	9705	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (3 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ACCRUED INVESTMENT INCOME RECEIVABLE	124845	56931	56931
PREPAID FEDERAL EXCISE TAX	219315	367694	367694
DUE FROM BROKERS	5756653	0	0

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

DescriptionDescription	AmountAmount
UNREALIZED DEPRECIATION IN MARKET VALUE OF INVESTMENTS	$18,125,184
NON TAXABLE INCOME PER K-1'S FROM PARTNERSHIPS	$125,926
RESERVE FOR IMPAIRED INVESTMENT	$660,000

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (9 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
OFFICE EQUIPMENT	226362	0	226362
TELEPHONE	14945	0	13772
POSTAGE, STATIONARY, & SUPPLIES	43229	0	33925
INSURANCE	26581	0	26581
MISCELLANEOUS	71375	16127	59415
ANNUITY PAYMENTS	7997	0	7997
OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S	1350163	1350163	0
2010 FEDERAL EXCISE TAX ACCRUAL ADJUSTMENT	-60879	0	0
ORDINARY AND OTHER LOSS PASSTHROUGH FROM LP'S PER K-1'S	51318	51318	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	UNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS	Description
Revenue And Expenses Per Books	-168732	RevenueAndExpensesPerBooks
Adjusted Net Income	-168732	AdjustedNetIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

DescriptionDescription	AmountAmount
DEFERRED FEDERAL EXCISE TAX BENEFIT	$375,704
RECOVERY OF RESERVE FOR IMPAIRED INVESTMENT	$980,458

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
DEFERRED EXCISE TAX LIABILITY	829172	453468
POSTRETIREMENT BENEFIT LIABILITY	6246161	6355576
DEFERRED LEASE INCENTIVE	259171	199362
PENSION ACCOUNT LIABILITY	501487	1234143
DUE TO BROKER	858853	667880

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
INVESTMENT CUSTODY FEES	$139,190	139190	0
ACTUARY FEES	$30,149	3485	30437
OTHER FEES	$750	0	750

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FEDERAL EXCISE TAX	$15,000	0
NYS UNRELATED BUSINESS INCOME TAX	$250	0
FOREIGN TAX EXPENSE	$866	866

JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2011

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (16 entries)

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (4 entries)

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Recipient US Address RecipientUSAddress

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (350 entries)

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (183 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Other Revenue Described OtherRevenueDescribed

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo (8 entries)

Noncash Property NoncashProperty

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (5 entries)

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (36 entries)

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (5 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (3 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (9 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (5 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

Comments