BAKALIAN FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- BAKALIAN FAMILY FOUNDATION (EIN 25-6889999)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-11
- IRS object ID
- 201221329349101672
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-11T14:22:06-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 256889999 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BAKALIAN FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BAKA | NameControl |
| Phone | 3367478138 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 W WT HARRIS BLVD D1114-044 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28288 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | WELLS FARGO BANK NA | Name |
| Title | Trustee | Title |
| Phone | 3367478138 | Phone |
| Date Signed | 2012-05-10 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 550712 | FMVAssetsEOY |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 21 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 21 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17015 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 16682 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 113482 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 779720 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 113482 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Total Revenue And Expenses | 130518 | TotalRevenueAndExpenses |
| Total Net Investment Income | 130185 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 10421 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 7816 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 2605 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Net Invst Incm | 0 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Adj Net Incm | 0 | OthEmplSlrsWgsAdjNetIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 0 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Net Invst Incm | 0 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Adj Net Incm | 0 | PensionEmplBnftAdjNetIncm |
| Legal Fees Rev And Expnss | 3071 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 0 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 3071 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 702 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 272 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Adj Net Incm | 0 | TravConfMeetingAdjNetIncm |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Adj Net Incm | 0 | PrintingAndPubAdjNetIncm |
| Other Expenses Rev And Expnss | 439 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 439 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 14633 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 8088 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 6115 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 36398 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 36398 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 51031 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 8088 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 42513 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 79487 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 122097 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 28360 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 23172 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 23172 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable EOY | 0 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 0 | AccountsReceivableEOYFMV |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Investments Govt Oblig BOY | 89763 | InvestmentsGovtObligBOY |
| Investments Corp Stock BOY | 371318 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 444133 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 398612 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 31838 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 133216 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 128928 | InvestmentsCorpBondsEOYFMV |
| Investments Other EOYFMV | 0 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 521279 | TotalAssetsBOY |
| Total Assets EOY | 600521 | TotalAssetsEOY |
| Total Assets EOYFMV | 550712 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 521279 | CapitalStockBOY |
| Capital Stock EOY | 600521 | CapitalStockEOY |
| Total Net Assets BOY | 521279 | TotalNetAssetsBOY |
| Total Net Assets EOY | 600521 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 521279 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 600521 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 521279 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 79487 | ExcessOfRevenueOverExpenses |
| Other Increases | 210 | OtherIncreases |
| Subtotal | 600976 | Subtotal |
| Other Decreases | 455 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 600521 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (431 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| 19.275 AT&T INC | 2010-06-11 | 2011-02-25 | 541 | 474 | 67 | 67 |
| 57.725 AT&T INC | 2009-03-03 | 2011-02-25 | 1621 | 1415 | 206 | 206 |
| 53. AU OPTRONICS CORP-ADR COM | 2008-09-18 | 2011-02-25 | 471 | 777 | -306 | -306 |
| 43. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009 | 2006-05-17 | 2011-02-25 | 2033 | 1803 | 230 | 230 |
| 60. ACTUANT CORP COM | 2010-07-23 | 2011-01-04 | 1559 | 1205 | 354 | 354 |
| 20. ADOBE SYS INC COM | 2011-01-18 | 2011-02-25 | 690 | 682 | 8 | 8 |
| 2997.03 ADVISORS SER TR PIA BBB BOND | 2009-11-13 | 2011-02-28 | 29940 | 26940 | 3000 | 3000 |
| 45. AGILENT TECHNOLOGIES INC COM | 2010-08-20 | 2011-02-01 | 1891 | 1275 | 616 | 616 |
| 8. AIR PRODS & CHEMICALS INC COM W/ RTS TO PURCHASE PFD SHS EXP | 2010-10-22 | 2011-02-25 | 732 | 677 | 55 | 55 |
| 15. ALBEMARLE CORP COM | 2010-05-20 | 2011-01-19 | 870 | 631 | 239 | 239 |
| 21. ALBEMARLE CORP COM | 2010-05-20 | 2011-01-28 | 1187 | 856 | 331 | 331 |
| 120. ALTRIA GROUP INC | 2009-06-04 | 2011-02-25 | 2968 | 1961 | 1007 | 1007 |
| 8. AMERICA MOVIL S A DE C V SPONSORED ADR REPSTG SER L SHS | 2009-07-09 | 2011-02-25 | 444 | 305 | 139 | 139 |
| 16. AMERICAN EXPRESS CO COM | 2009-02-27 | 2011-02-25 | 694 | 517 | 177 | 177 |
| 7. AMGEN INC COM W/RTS ATTACHED EXP 03/21/2007 | 2007-11-14 | 2011-02-16 | 373 | 383 | -10 | -10 |
| 9. AMGEN INC COM W/RTS ATTACHED EXP 03/21/2007 | 2010-09-30 | 2011-02-16 | 480 | 518 | -38 | -38 |
| 11. AMGEN INC COM W/RTS ATTACHED EXP 03/21/2007 | 2009-03-13 | 2011-02-17 | 582 | 558 | 24 | 24 |
| 8. AMGEN INC COM W/RTS ATTACHED EXP 03/21/2007 | 2009-03-03 | 2011-02-25 | 418 | 370 | 48 | 48 |
| 40. AMPHENOL CORP NEW CL A | 2006-05-18 | 2011-02-25 | 2273 | 1100 | 1173 | 1173 |
| 15. ANADARKO PETE CORP COM W/RIGHTS ATTACHED EXPIRING 11/10/2008 | 2010-06-23 | 2011-02-25 | 1206 | 609 | 597 | 597 |
| 8. ANADARKO PETE CORP COM W/RIGHTS ATTACHED EXPIRING 11/10/2008 | 2011-02-16 | 2011-02-25 | 643 | 621 | 22 | 22 |
| 20. ANSYS INC COM | 2010-10-12 | 2011-01-20 | 1047 | 885 | 162 | 162 |
| 2. APACHE CORP COM RTS EXP 01/31/2006 | 2011-01-13 | 2011-02-25 | 246 | 253 | -7 | -7 |
| 11. APACHE CORP COM RTS EXP 01/31/2006 | 2010-11-10 | 2011-02-25 | 1352 | 1038 | 314 | 314 |
| 15. APPLE COMPUTER INC COM | 2009-02-27 | 2011-02-25 | 5200 | 1748 | 3452 | 3452 |
| 47. ARCH COAL INC COM | 2011-01-19 | 2011-02-25 | 1558 | 1576 | -18 | -18 |
| 42. ARCHER DANIELS MIDLAND CO COM | 2009-12-14 | 2011-02-25 | 1543 | 1287 | 256 | 256 |
| 319.791 ARTISAN FDS INC INTL FD INVESTOR CLASS | 2011-03-03 | 2011-08-10 | 6412 | 7218 | -806 | -806 |
| 24. ASTRAZENECA PLC SPONSORED ADR | 2009-05-22 | 2011-02-25 | 1146 | 829 | 317 | 317 |
| 55. AUSTRALIA & NEW ZEALAND BKG GROUP LTD SPONSORED ADR | 2009-07-23 | 2011-02-25 | 1355 | 759 | 596 | 596 |
| 25. AUTOMATIC DATA PROCESSING INC COM | 2006-05-17 | 2011-02-25 | 1237 | 997 | 240 | 240 |
| 58. AVNET INC COM | 2011-01-28 | 2011-02-25 | 1991 | 2041 | -50 | -50 |
| 32. BNP PARIBAS ADR COM | 2010-05-19 | 2011-02-25 | 1229 | 916 | 313 | 313 |
| 133. BANCO SANTANDER CENT HISPANO SA ADR | 2009-03-20 | 2011-02-25 | 1627 | 1043 | 584 | 584 |
| 37. BANCO SANTANDER BRASIL SA - ADR | 2009-10-16 | 2011-02-25 | 436 | 510 | -74 | -74 |
| 75. BANK AMER CORP COM | 2011-01-05 | 2011-02-25 | 1063 | 1085 | -22 | -22 |
| 112. BANK AMER CORP COM | 2010-11-29 | 2011-02-25 | 1587 | 1267 | 320 | 320 |
| 46. BANK NEW YORK MELLON CORP COM | 2008-09-29 | 2011-01-05 | 1447 | 1581 | -134 | -134 |
| 2. BANK NEW YORK MELLON CORP COM | 2010-04-15 | 2011-01-05 | 63 | 65 | -2 | -2 |
| 32. BANK NEW YORK MELLON CORP COM | 2009-03-03 | 2011-02-25 | 978 | 802 | 176 | 176 |
| 63. BARCLAYS PLC PLC ADR | 2010-07-16 | 2011-02-25 | 1276 | 1107 | 169 | 169 |
| 10. BARRICK GOLD CORP COM | 2009-11-06 | 2011-01-07 | 499 | 380 | 119 | 119 |
| 14. BARRICK GOLD CORP COM | 2009-09-25 | 2011-02-25 | 727 | 499 | 228 | 228 |
| 14. BECTON DICKINSON & CO COM | 2009-10-13 | 2011-02-25 | 1112 | 952 | 160 | 160 |
| 4000. BELLSOUTH CORP 5.200% 9/15/14 | 2007-04-26 | 2011-02-25 | 4394 | 3939 | 455 | 455 |
| 28. BHP LIMITED SPONS ADR COM | 2009-02-04 | 2011-02-25 | 2625 | 1412 | 1213 | 1213 |
| 9. BIO RAD LABS INC CL A | 2010-05-03 | 2011-02-25 | 1002 | 1012 | -10 | -10 |
| 10. BIO RAD LABS INC CL A | 2008-11-07 | 2011-02-25 | 1114 | 700 | 414 | 414 |
| 63. BRUKER CORPORATION | 2010-05-10 | 2011-02-25 | 1174 | 914 | 260 | 260 |
| 31. CIGNA CORP COM | 2010-11-05 | 2011-02-25 | 1303 | 1059 | 244 | 244 |
| 68. CIT GROUP INC. | 2010-10-25 | 2011-02-25 | 2950 | 2675 | 275 | 275 |
| 5. CME GROUP INC | 2010-10-27 | 2011-01-03 | 1610 | 1460 | 150 | 150 |
| 12. CANADIAN NATL RY CO COM | 2009-07-10 | 2011-01-26 | 823 | 479 | 344 | 344 |
| 25. CANON INC ADR REPSTG 5 SHS | 2008-01-28 | 2011-02-25 | 1195 | 1171 | 24 | 24 |
| 3. CARNIVAL CORP PAIRED CTF 1 COM | 2010-06-07 | 2011-02-25 | 128 | 105 | 23 | 23 |
| 29. CARNIVAL CORP PAIRED CTF 1 COM | 2009-03-03 | 2011-02-25 | 1241 | 475 | 766 | 766 |
| 26. CATERPILLAR INC COM W/RTS EXP 12/11/2006 | 2009-07-07 | 2011-02-25 | 2651 | 1166 | 1485 | 1485 |
| 27. CATERPILLAR INC COM W/RTS EXP 12/11/2006 | 2009-02-27 | 2011-02-25 | 2747 | 1260 | 1487 | 1487 |
| 66. CHEUNG KONG HLDGS LTD ADR | 2009-01-23 | 2011-02-25 | 1015 | 641 | 374 | 374 |
| 13. CHEUNG KONG HLDGS LTD ADR | 2010-06-09 | 2011-02-25 | 200 | 148 | 52 | 52 |
| 37. CHEVRONTEXACO CORP COM | 2006-05-17 | 2011-02-25 | 3771 | 2178 | 1593 | 1593 |
| 14. CHEVRONTEXACO CORP COM | 2010-06-08 | 2011-02-25 | 1434 | 1060 | 374 | 374 |
| 38. CHEVRONTEXACO CORP COM | 2010-01-26 | 2011-02-25 | 3892 | 2754 | 1138 | 1138 |
| 10. CHINA CONSTRUCTION BK CORP ADR | 2009-05-14 | 2011-01-21 | 182 | 121 | 61 | 61 |
| 27. CHINA CONSTRUCTION BK CORP ADR | 2009-05-14 | 2011-02-25 | 462 | 326 | 136 | 136 |
| 16. CHINA UNICOM LTD SPONSORED ADR | 2010-02-16 | 2011-01-21 | 252 | 184 | 68 | 68 |
| 43. CHINA UNICOM LTD SPONSORED ADR | 2010-02-16 | 2011-02-25 | 704 | 495 | 209 | 209 |
| 47. CISCO SYS INC COM W/RIGHTS ATTACHED EXPIRING 6/10/2008 | 2009-02-27 | 2011-02-25 | 875 | 1018 | -143 | -143 |
| 304. CITIGROUP INC COM | 2010-08-25 | 2011-02-25 | 1420 | 1293 | 127 | 127 |
| 219. CITIGROUP INC COM | 2010-02-19 | 2011-02-25 | 1023 | 715 | 308 | 308 |
| 3. CLIFFS NAT RES INC | 2010-06-04 | 2011-02-25 | 285 | 147 | 138 | 138 |
| 15. CLIFFS NAT RES INC | 2009-12-04 | 2011-02-25 | 1425 | 626 | 799 | 799 |
| 83. COCA-COLA CO COM | 2009-02-27 | 2011-02-25 | 5319 | 3582 | 1737 | 1737 |
| 16. COLGATE-PALMOLIVE CO COM | 2010-08-23 | 2011-02-25 | 1250 | 1215 | 35 | 35 |
| 78. COMCAST CORP NEW CL A | 2010-01-12 | 2011-02-25 | 1964 | 1247 | 717 | 717 |
| 21. COMCAST CORP NEW CL A | 2010-10-04 | 2011-02-25 | 529 | 360 | 169 | 169 |
| 40. COMERICA INC COM RT EXPS 07/01/2006 | 2010-12-20 | 2011-01-27 | 1541 | 1672 | -131 | -131 |
| 4000. CONOCO INC SR NT DTD 4/20/99 6.95% 04/15/2029 | 2008-12-11 | 2011-02-25 | 4781 | 4313 | 468 | 468 |
| 67. CONOCOPHILLIPS COM | 2009-05-07 | 2011-02-25 | 5178 | 3709 | 1469 | 1469 |
| 49. COOPER TIRE & RUBBER CO COM | 2011-02-11 | 2011-02-25 | 1139 | 1143 | -4 | -4 |
| 44. COOPER TIRE & RUBBER CO COM | 2010-12-03 | 2011-02-25 | 1023 | 976 | 47 | 47 |
| 68. CORNING INC COM W/RTS EXP 07/15/2006 | 2010-12-21 | 2011-02-25 | 1533 | 1307 | 226 | 226 |
| 58. CREDIT SUISSE COMM RT ST-CO #2156 | 2011-03-03 | 2011-04-26 | 585 | 565 | 20 | 20 |
| 2. CROWN HLDGS INC | 2009-10-15 | 2011-01-12 | 67 | 54 | 13 | 13 |
| 33. CROWN HLDGS INC | 2010-04-22 | 2011-01-12 | 1097 | 1090 | 7 | 7 |
| 33. CROWN HLDGS INC | 2009-10-15 | 2011-02-25 | 1260 | 884 | 376 | 376 |
| 93. DANSKE BK A/S ADR | 2010-12-30 | 2011-02-25 | 1077 | 1190 | -113 | -113 |
| 107. DELTA AIR LINES INC | 2009-01-14 | 2011-01-03 | 1362 | 885 | 477 | 477 |
| 102. DELTA AIR LINES INC | 2009-03-03 | 2011-02-25 | 1129 | 437 | 692 | 692 |
| 14. DESARROLLADORA HOMEX S A DE C V ADR | 2010-10-19 | 2011-02-25 | 396 | 486 | -90 | -90 |
| 14. DEVON ENERGY CORP NEW COM | 2010-11-15 | 2011-02-25 | 1262 | 1012 | 250 | 250 |
| 64. DIAMOND HILL LONG-SHORT FD CL I #11 | 2011-04-28 | 2011-10-20 | 1048 | 1099 | -51 | -51 |
| 73. DIAMOND HILL LONG-SHORT FD CL I #11 | 2011-03-03 | 2011-12-15 | 1211 | 1247 | -36 | -36 |
| 41. DISNEY (WALT) COMPANY HOLDING COMPANY COM | 2011-02-24 | 2011-02-25 | 1758 | 1697 | 61 | 61 |
| 24. DISNEY (WALT) COMPANY HOLDING COMPANY COM | 2010-03-11 | 2011-02-25 | 1028 | 810 | 218 | 218 |
| 141. DISCOVER FINANCIAL SERVICES | 2010-09-08 | 2011-02-25 | 3050 | 2190 | 860 | 860 |
| 23. DODGE & COX INT'L STOCK FD # 1048 | 2011-04-28 | 2011-08-10 | 689 | 863 | -174 | -174 |
| 768. DODGE & COX INCOME FD COM | 2011-04-28 | 2011-08-10 | 10399 | 10307 | 92 | 92 |
| 70. DODGE & COX INCOME FD COM | 2011-04-28 | 2011-12-15 | 937 | 936 | 1 | 1 |
| 19. DOLBY LABORATORIES INC | 2011-02-04 | 2011-02-25 | 972 | 1046 | -74 | -74 |
| 14. DOLBY LABORATORIES INC | 2008-04-28 | 2011-02-25 | 716 | 572 | 144 | 144 |
| 62. DOW CHEM CO COM | 2009-10-28 | 2011-02-25 | 2252 | 1378 | 874 | 874 |
| 6. DOW CHEM CO COM | 2010-12-09 | 2011-02-25 | 218 | 204 | 14 | 14 |
| 54. DREAMWORKS ANIMATION INC | 2010-05-25 | 2011-02-14 | 1600 | 1734 | -134 | -134 |
| 20. DREYFUS EMG MKT DEBT LOC C-I #6083 | 2011-03-03 | 2011-04-26 | 304 | 291 | 13 | 13 |
| 58. E M C CORP MASS COM | 2010-12-14 | 2011-02-25 | 1559 | 1130 | 429 | 429 |
| 4. ENI S P A ADR | 2010-06-09 | 2011-02-25 | 193 | 145 | 48 | 48 |
| 30. ENI S P A ADR | 2009-05-13 | 2011-02-25 | 1448 | 1707 | -259 | -259 |
| 81. EAST JAPAN RAILWAY COMPANY ADR | 2009-08-10 | 2011-02-25 | 940 | 741 | 199 | 199 |
| 3. EATON CORP COM W/RTS EXP 07/12/2005 | 2006-05-15 | 2011-02-02 | 325 | 230 | 95 | 95 |
| 25. EATON CORP COM W/RTS EXP 07/12/2005 | 2009-03-03 | 2011-02-25 | 2685 | 1469 | 1216 | 1216 |
| 97. EL PASO CORP COM | 2009-12-03 | 2011-02-25 | 1786 | 961 | 825 | 825 |
| 15. EMERSON ELEC CO COM W/RTS ATTACHED EXP 11/01/2008 | 2011-02-09 | 2011-02-25 | 899 | 881 | 18 | 18 |
| 13. EMERSON ELEC CO COM W/RTS ATTACHED EXP 11/01/2008 | 2009-07-31 | 2011-02-25 | 779 | 476 | 303 | 303 |
| 4. ENCANA CORP COM | 2010-04-09 | 2011-02-25 | 127 | 130 | -3 | -3 |
| 25. ENCANA CORP COM | 2009-11-19 | 2011-02-25 | 795 | 621 | 174 | 174 |
| 99. ESPRIT HOLDINGS LTD-SPON ADR | 2009-11-10 | 2011-02-25 | 967 | 1238 | -271 | -271 |
| 6. EXXON MOBIL CORP COM | 2010-04-30 | 2011-01-31 | 482 | 409 | 73 | 73 |
| 12. EXXON MOBIL CORP COM | 2009-10-12 | 2011-01-31 | 963 | 759 | 204 | 204 |
| 92. EXXON MOBIL CORP COM | 2009-08-04 | 2011-02-25 | 7927 | 5679 | 2248 | 2248 |
| 33. EXXON MOBIL CORP COM | 2009-11-05 | 2011-02-25 | 2824 | 1958 | 866 | 866 |
| 54. FEI CO COM | 2010-09-22 | 2011-01-13 | 1438 | 1030 | 408 | 408 |
| 19000. FEDERAL HOME LN MTG CORP BD DTD 07/16/2002 5.125% 07/15/2012 | 2009-11-12 | 2011-02-25 | 20213 | 19487 | 726 | 726 |
| 10000. FED NATL MTG ASSN 4.375% 3/15/13 | 2010-12-16 | 2011-02-25 | 10708 | 10768 | -60 | -60 |
| 70. FIDELITY NATL INFORMATION SVCS INC | 2011-01-13 | 2011-02-25 | 2218 | 2091 | 127 | 127 |
| 60. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND | 2011-03-03 | 2011-10-20 | 1370 | 1478 | -108 | -108 |
| 48. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND | 2011-03-03 | 2011-12-15 | 1111 | 1183 | -72 | -72 |
| 22. FOMENTO ECONOMICO MEXICANO SP ADR COM | 2009-02-27 | 2011-02-25 | 1223 | 758 | 465 | 465 |
| 140. FORD MTR CO DEL COM | 2009-07-07 | 2011-02-25 | 2099 | 772 | 1327 | 1327 |
| 11. FRANKLIN RES INC COM | 2008-05-28 | 2011-02-25 | 1367 | 1078 | 289 | 289 |
| 16. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010 | 2010-01-12 | 2011-02-25 | 839 | 679 | 160 | 160 |
| 20. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010 | 2010-05-19 | 2011-02-25 | 1049 | 671 | 378 | 378 |
| 13. FUJIFILM HLDGS CORP ADR | 2010-07-30 | 2011-02-25 | 453 | 417 | 36 | 36 |
| 53. FUJIFILM HLDGS CORP ADR | 2006-05-16 | 2011-02-25 | 1846 | 1824 | 22 | 22 |
| 25. GAZPROM O A O SPONSORED ADR | 2009-06-11 | 2011-02-25 | 719 | 1203 | -484 | -484 |
| 20. GENERAL DYNAMICS CORP COM | 2009-02-27 | 2011-02-25 | 1517 | 1458 | 59 | 59 |
| 55. GENERAL ELEC CO COM | 2009-03-03 | 2011-02-25 | 1138 | 387 | 751 | 751 |
| 104. GENERAL ELEC CO COM | 2009-02-27 | 2011-02-25 | 2134 | 2462 | -328 | -328 |
| 5000. GENERAL ELEC CAP COR 5.875% 1/14/38 | 2008-05-21 | 2011-02-25 | 4956 | 4649 | 307 | 307 |
| 38. GLAXO SMITHKLINE SPONSORED PLC ADR | 2008-10-15 | 2011-02-25 | 1447 | 1988 | -541 | -541 |
| 5. GOLDMAN SACHS GRP INC COM | 2010-09-01 | 2011-02-25 | 827 | 714 | 113 | 113 |
| 14. GOLDMAN SACHS GRP INC COM | 2008-12-30 | 2011-02-25 | 2315 | 794 | 1521 | 1521 |
| 5000. GOLDMAN SACHS GROUP 6.150% 4/01/18 | 2009-04-07 | 2011-02-25 | 5454 | 5015 | 439 | 439 |
| 10. GOLDMAN SACHS GROWTH OPPORTUNITIES INSTITUTIONAL SHARES | 2011-03-03 | 2011-04-26 | 265 | 256 | 9 | 9 |
| 49. GOLDMAN SACHS GROWTH OPPORTUNITIES INSTITUTIONAL SHARES | 2011-03-03 | 2011-10-20 | 1092 | 1253 | -161 | -161 |
| 14. B F GOODRICH CO COM W/RIGHTS ATTACHED EXP 8/2/2007 | 2010-09-29 | 2011-02-25 | 1221 | 1047 | 174 | 174 |
| 39. GRAFTECH INTERNATIONAL LTD COM | 2011-02-24 | 2011-02-25 | 791 | 797 | -6 | -6 |
| 37. GUESS INC COM | 2010-11-05 | 2011-02-25 | 1681 | 1521 | 160 | 160 |
| 45. HSBC HLDGS PLC SPONSORED ADR NEW | 2009-03-26 | 2011-02-25 | 2567 | 1903 | 664 | 664 |
| 5. HSN INC | 2010-03-30 | 2011-01-11 | 144 | 150 | -6 | -6 |
| 7. HSN INC | 2010-06-18 | 2011-01-12 | 205 | 184 | 21 | 21 |
| 11. HSN INC | 2010-06-18 | 2011-02-25 | 353 | 262 | 91 | 91 |
| 59. HSN INC | 2010-01-28 | 2011-02-25 | 1894 | 1116 | 778 | 778 |
| 9. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005 | 2009-05-05 | 2011-02-17 | 426 | 195 | 231 | 231 |
| 29. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005 | 2009-06-30 | 2011-02-25 | 1361 | 604 | 757 | 757 |
| 58. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005 | 2009-02-27 | 2011-02-25 | 2700 | 1693 | 1007 | 1007 |
| 4. HARBOR FD CAP APPRECIATION | 2011-03-03 | 2011-04-26 | 158 | 154 | 4 | 4 |
| 103. HARBOR FD CAP APPRECIATION | 2011-03-03 | 2011-10-20 | 3804 | 3977 | -173 | -173 |
| 19. HARBOR FD CAP APPRECIATION | 2011-03-03 | 2011-12-15 | 686 | 734 | -48 | -48 |
| 23. HASBRO INC COM | 2010-05-17 | 2011-02-25 | 1020 | 950 | 70 | 70 |
| 40. HASBRO INC COM | 2010-02-12 | 2011-02-25 | 1774 | 1425 | 349 | 349 |
| 30. HELMERICH & PAYNE INC COM W/RTS EXP 01/31/2006 | 2010-10-06 | 2011-01-27 | 1711 | 1214 | 497 | 497 |
| 15. HELMERICH & PAYNE INC COM W/RTS EXP 01/31/2006 | 2010-06-02 | 2011-02-17 | 921 | 559 | 362 | 362 |
| 175. HENDERSON LD DEV LTD ADR | 2010-08-19 | 2011-02-25 | 1064 | 1108 | -44 | -44 |
| 177. HERTZ GLOBAL HOLDINGS INC | 2009-03-03 | 2011-02-25 | 2664 | 714 | 1950 | 1950 |
| 37. HERTZ GLOBAL HOLDINGS INC | 2010-09-30 | 2011-02-25 | 557 | 391 | 166 | 166 |
| 5. HESS CORP | 2010-11-09 | 2011-02-25 | 421 | 347 | 74 | 74 |
| 13. HESS CORP | 2009-06-03 | 2011-02-25 | 1094 | 717 | 377 | 377 |
| 15. HEWLETT-PACKARD CO COM | 2011-01-18 | 2011-02-25 | 639 | 696 | -57 | -57 |
| 84. HOLCIM LTD - ADR | 2009-04-08 | 2011-02-25 | 1212 | 632 | 580 | 580 |
| 40. HOSPIRA INC | 2010-03-18 | 2011-02-25 | 2118 | 2195 | -77 | -77 |
| 28. HUBBELL INC CL B W/RIGHTS ATTACHED EXPIRING 12/31/2008 | 2010-10-25 | 2011-02-25 | 1871 | 1562 | 309 | 309 |
| 201. HUNTINGTON BANCSHARES INC COM | 2011-01-27 | 2011-02-25 | 1383 | 1460 | -77 | -77 |
| 275. HUSSMAN STRATEGIC GROWTH FD | 2011-03-03 | 2011-08-10 | 3454 | 3303 | 151 | 151 |
| 108. HUSSMAN STRATEGIC GROWTH FD | 2011-03-03 | 2011-12-15 | 1379 | 1297 | 82 | 82 |
| 21. HUTCHISON WHAMPOA LTD ADR | 2006-11-17 | 2011-02-25 | 1208 | 970 | 238 | 238 |
| 21. HYATT HOTELS CORP | 2010-02-03 | 2011-02-25 | 959 | 622 | 337 | 337 |
| 8. HYATT HOTELS CORP | 2010-06-30 | 2011-02-25 | 365 | 293 | 72 | 72 |
| 25. IBERDROLA S.A.ADA ADR | 2010-05-12 | 2011-02-25 | 860 | 799 | 61 | 61 |
| 20. IBERDROLA S.A.ADA ADR | 2009-09-18 | 2011-02-25 | 688 | 805 | -117 | -117 |
| 26. ICON PLC SPONSORED ADR | 2011-01-13 | 2011-02-25 | 515 | 617 | -102 | -102 |
| 40. ICON PLC SPONSORED ADR | 2010-03-23 | 2011-02-25 | 792 | 1039 | -247 | -247 |
| 18. IHS INC | 2008-09-19 | 2011-02-25 | 1511 | 939 | 572 | 572 |
| 38. IMPERIAL TOB GRP PLC SPONSORED ADR | 2009-12-21 | 2011-02-25 | 2429 | 1859 | 570 | 570 |
| 43. INTEL CORP COM | 2009-07-07 | 2011-02-25 | 939 | 682 | 257 | 257 |
| 108. INTEL CORP COM | 2009-02-27 | 2011-02-25 | 2360 | 1910 | 450 | 450 |
| 12. INTERCONTINENTALEXCHANGE INC | 2011-01-03 | 2011-02-25 | 1512 | 1440 | 72 | 72 |
| 4. INTERCONTINENTALEXCHANGE INC | 2009-11-12 | 2011-02-25 | 504 | 435 | 69 | 69 |
| 5. INTL BUSINESS MACHINES CORP COM | 2010-03-11 | 2011-02-25 | 806 | 638 | 168 | 168 |
| 16. INTL BUSINESS MACHINES CORP COM | 2010-01-15 | 2011-02-25 | 2578 | 2108 | 470 | 470 |
| 58. INTERNATIONAL PAPER CO COM | 2010-09-23 | 2011-02-25 | 1620 | 1220 | 400 | 400 |
| 16. INTERNATIONAL POWER PLC COM | 2010-01-11 | 2011-02-25 | 857 | 823 | 34 | 34 |
| 7. INTERNATIONAL POWER PLC COM | 2010-05-18 | 2011-02-25 | 375 | 321 | 54 | 54 |
| 63. INTERVAL LEISURE GROUP INC | 2008-10-15 | 2011-02-25 | 1041 | 379 | 662 | 662 |
| 4. INTUITIVE SURGICAL INC | 2009-02-27 | 2011-02-25 | 1335 | 374 | 961 | 961 |
| 15. ISHARES S&P 500 INDEX FUND | 2011-03-03 | 2011-08-10 | 1724 | 2010 | -286 | -286 |
| 15. ISHARES S&P 500 INDEX FUND | 2011-03-03 | 2011-10-20 | 1825 | 2010 | -185 | -185 |
| 10. ISHARES S&P 500 INDEX FUND | 2011-03-03 | 2011-12-15 | 1225 | 1340 | -115 | -115 |
| 14. JP MORGAN CHASE & CO COM | 2011-01-24 | 2011-02-25 | 651 | 630 | 21 | 21 |
| 58. JP MORGAN CHASE & CO COM | 2009-06-02 | 2011-02-25 | 2698 | 1979 | 719 | 719 |
| 114. JP MORGAN CHASE & CO COM | 2009-03-03 | 2011-02-25 | 5302 | 3489 | 1813 | 1813 |
| 24. JP MORGAN CHASE & CO COM | 2010-11-22 | 2011-02-25 | 1116 | 942 | 174 | 174 |
| 5000. JPMORGAN CHASE & CO 3.700% 1/20/15 | 2009-11-03 | 2011-02-25 | 5157 | 5022 | 135 | 135 |
| 73. JOHNSON & JOHNSON COM | 2009-06-04 | 2011-02-25 | 4334 | 4242 | 92 | 92 |
| 1. JOHNSON & JOHNSON COM | 2010-11-11 | 2011-02-25 | 59 | 64 | -5 | -5 |
| 18. JOHNSON & JOHNSON COM | 2009-09-14 | 2011-02-25 | 1071 | 1091 | -20 | -20 |
| 63. KBR INC | 2011-01-20 | 2011-02-25 | 2050 | 2016 | 34 | 34 |
| 44. KEELEY SMALL CAP VAL FD CL I #2251 | 2011-03-03 | 2011-10-20 | 988 | 1180 | -192 | -192 |
| 101. KEYCORP NEW COM | 2010-01-12 | 2011-02-25 | 938 | 657 | 281 | 281 |
| 79. KEYCORP NEW COM | 2010-10-20 | 2011-02-25 | 734 | 626 | 108 | 108 |
| 37. KRAFT FOODS INC-A COM | 2010-10-21 | 2011-02-25 | 1175 | 1180 | -5 | -5 |
| 15. KROGER CO COM | 2010-01-04 | 2011-02-07 | 334 | 309 | 25 | 25 |
| 61. KROGER CO COM | 2010-01-04 | 2011-02-25 | 1391 | 1237 | 154 | 154 |
| 9. LABORATORY CORP AMER HLDGS COM NEW | 2007-10-25 | 2011-02-25 | 802 | 629 | 173 | 173 |
| 25. LANDSTAR SYS INC COM | 2011-02-15 | 2011-02-25 | 1111 | 1108 | 3 | 3 |
| 21. LAUDER ESTEE COS INC CL A | 2009-02-27 | 2011-02-25 | 1944 | 628 | 1316 | 1316 |
| 10. LAUDUS MONDRIAN INTL FI-INST #2940 | 2011-03-03 | 2011-04-26 | 122 | 119 | 3 | 3 |
| 1232. LAUDUS MONDRIAN INTL FI-INST #2940 | 2011-03-03 | 2011-08-10 | 15548 | 14612 | 936 | 936 |
| 23. LIBERTY MEDIA-STARZ SERIES A | 2011-02-14 | 2011-02-25 | 1585 | 1649 | -64 | -64 |
| 27. LIFE TECHNOLOGIES CORP | 2011-01-12 | 2011-02-25 | 1449 | 1502 | -53 | -53 |
| 5. M & T BK CORP COM | 2009-03-17 | 2011-01-14 | 429 | 221 | 208 | 208 |
| 8. M & T BK CORP COM | 2009-03-17 | 2011-02-25 | 706 | 287 | 419 | 419 |
| 74. MFS VALUE FUND-CLASS I #893 | 2011-04-28 | 2011-12-15 | 1613 | 1803 | -190 | -190 |
| 27. MACQUARIE BK LTD ADR | 2010-04-23 | 2011-02-25 | 1043 | 1246 | -203 | -203 |
| 4. MARATHON OIL CORP COM | 2010-04-26 | 2011-01-13 | 173 | 133 | 40 | 40 |
| 11. MARATHON OIL CORP COM | 2009-12-04 | 2011-01-13 | 477 | 368 | 109 | 109 |
| 20. MARATHON OIL CORP COM | 2009-09-30 | 2011-02-25 | 968 | 642 | 326 | 326 |
| 10. MARATHON OIL CORP COM | 2010-04-27 | 2011-02-25 | 484 | 319 | 165 | 165 |
| 48. MARRIOTT INTL INC NEW CL A | 2009-06-30 | 2011-02-25 | 1880 | 755 | 1125 | 1125 |
| 40. MCDONALDS CORP COM | 2009-06-03 | 2011-02-25 | 2992 | 1720 | 1272 | 1272 |
| 31. MCGRAW HILL COS INC | 2007-11-13 | 2011-02-25 | 1170 | 1576 | -406 | -406 |
| 9. MCKESSON HBOC INC COM | 2011-02-08 | 2011-02-25 | 712 | 702 | 10 | 10 |
| 8. MEDNAX INC | 2010-03-18 | 2011-02-25 | 518 | 467 | 51 | 51 |
| 15. MEDNAX INC | 2010-02-05 | 2011-02-25 | 970 | 814 | 156 | 156 |
| 22. MEDTRONIC INC COM W/RTS ATTACHED EXP 10/26/2010 | 2009-02-27 | 2011-02-25 | 878 | 984 | -106 | -106 |
| 28. MERCK & CO INC NEW | 2009-08-05 | 2011-02-25 | 902 | 835 | 67 | 67 |
| 5. MERCK & CO INC NEW | 2010-08-19 | 2011-02-25 | 161 | 174 | -13 | -13 |
| 52. MERCK & CO INC NEW | 2009-07-01 | 2011-02-25 | 1666 | 1479 | 187 | 187 |
| 40. MERGER FD SH BEN INT | 2011-03-03 | 2011-08-10 | 618 | 641 | -23 | -23 |
| 63. MERGER FD SH BEN INT | 2011-03-03 | 2011-12-15 | 1007 | 1010 | -3 | -3 |
| 22. METLIFE INC COM | 2009-06-29 | 2011-02-25 | 1027 | 663 | 364 | 364 |
| 98. MICROSOFT CORP COM | 2009-02-27 | 2011-02-25 | 2612 | 2005 | 607 | 607 |
| 59. MICROCHIP TECHNOLOGY INC COM W/RTS ATTACHED EXP 02/13/2005 | 2010-10-15 | 2011-02-25 | 2195 | 1808 | 387 | 387 |
| 22. MICROCHIP TECHNOLOGY INC COM W/RTS ATTACHED EXP 02/13/2005 | 2009-02-27 | 2011-02-25 | 817 | 699 | 118 | 118 |
| 15. MITSUBISHI CORP SPONSORED ADR | 2009-04-08 | 2011-02-25 | 826 | 435 | 391 | 391 |
| 16. MITSUBISHI CORP SPONSORED ADR | 2010-10-18 | 2011-02-25 | 881 | 817 | 64 | 64 |
| 339. MITSUBISHI UFJ FINANCIAL GROUP INC ADR | 2009-10-02 | 2011-02-25 | 1841 | 2822 | -981 | -981 |
| 123. MONOTYPE IMAGING HOLDINGS INC | 2008-09-09 | 2011-02-25 | 1635 | 1501 | 134 | 134 |
| 72. MORGAN STANLEY DEAN WITTER & CO COM NEW | 2009-05-08 | 2011-02-25 | 2141 | 1660 | 481 | 481 |
| 19. MOSAIC CO | 2010-01-13 | 2011-02-25 | 1607 | 1095 | 512 | 512 |
| 43. MUENCHINER RUECK ADR | 2009-05-04 | 2011-02-25 | 709 | 591 | 118 | 118 |
| 80. MURATA MANUFACTUR-UNSPON ADR | 2010-04-12 | 2011-02-16 | 1471 | 1159 | 312 | 312 |
| 18. MURPHY OIL CORP COM W/RTS ATTACHED EXP 04/06/2008 | 2010-11-04 | 2011-01-27 | 1189 | 1213 | -24 | -24 |
| 52. NTT DOCOMO INC SPONSORED ADR | 2007-10-12 | 2011-02-25 | 975 | 750 | 225 | 225 |
| 65. NATIONAL BK GREECE S A SPONSORED ADR | 2010-10-05 | 2011-02-25 | 125 | 155 | -30 | -30 |
| 233. NATIONAL BK GREECE S A SPONSORED ADR | 2010-01-14 | 2011-02-25 | 450 | 1218 | -768 | -768 |
| 20. NATIONAL GRID PLC ADR | 2009-07-07 | 2011-02-25 | 923 | 1203 | -280 | -280 |
| 64. NESTLE S A SPONSORED ADR REPSTG REG SH | 2009-02-27 | 2011-02-25 | 3602 | 1933 | 1669 | 1669 |
| 20. NEWMONT MNG CORP COM NEW W/RIGHTS ATTACHED EXP 9/11/2010 | 2010-08-02 | 2011-01-07 | 1142 | 1082 | 60 | 60 |
| 221. NEWS CORP CL A | 2009-10-13 | 2011-02-25 | 3814 | 2358 | 1456 | 1456 |
| 46. NEXEN INC COM | 2010-04-16 | 2011-02-25 | 1189 | 1172 | 17 | 17 |
| 12. NEXTERA ENERGY INC | 2010-08-10 | 2011-02-25 | 655 | 638 | 17 | 17 |
| 43. NIPPON TELEG & TEL CORP SPONSORED ADR | 2006-05-16 | 2011-02-25 | 1048 | 1091 | -43 | -43 |
| 146. NIPPON YUSEN KABUSHIKI KAISHA ADR | 2009-12-17 | 2011-02-25 | 1280 | 897 | 383 | 383 |
| 47. NIPPON YUSEN KABUSHIKI KAISHA ADR | 2010-06-09 | 2011-02-25 | 412 | 336 | 76 | 76 |
| 91. NISSAN MTR LTD SPONSORED ADR | 2009-03-23 | 2011-02-25 | 1855 | 1636 | 219 | 219 |
| 17. NITTO DENKO CORP. - ADR | 2010-12-29 | 2011-02-25 | 989 | 804 | 185 | 185 |
| 96. NOKIA CORP SPONSORED ADR | 2008-06-23 | 2011-02-25 | 824 | 2132 | -1308 | -1308 |
| 15. NOBLE ENERGY INC COM | 2009-05-26 | 2011-02-11 | 1306 | 852 | 454 | 454 |
| 3. NOBLE ENERGY INC COM | 2010-02-12 | 2011-02-11 | 261 | 221 | 40 | 40 |
| 21. NOVO-NORDIST A S ADR | 2009-03-30 | 2011-02-25 | 2610 | 1336 | 1274 | 1274 |
| 22. OCCIDENTAL PETE CORP COM | 2006-05-17 | 2011-02-25 | 2254 | 1022 | 1232 | 1232 |
| 23. OIL STATES INTERNATIONAL INC COM | 2011-02-11 | 2011-02-25 | 1656 | 1668 | -12 | -12 |
| 22. OMNICOM GRP INC COM | 2010-12-03 | 2011-02-25 | 1096 | 1038 | 58 | 58 |
| 13. OMNICOM GRP INC COM | 2009-05-12 | 2011-02-25 | 648 | 409 | 239 | 239 |
| 48. ORACLE CORP COM | 2010-09-08 | 2011-02-25 | 1583 | 1157 | 426 | 426 |
| 18. OPPENHEIMER DEVELOPING MKT-Y #788 | 2011-03-03 | 2011-04-26 | 662 | 628 | 34 | 34 |
| 68. OSHKOSH TRUCK CORP CLASS B W/RIGHTS ATTA | 2010-09-17 | 2011-02-25 | 2440 | 2163 | 277 | 277 |
| 1. PG&E CORP COM W/RIGHTS ATTACHED EXP 12/22/2010 | 2010-05-07 | 2011-02-25 | 46 | 44 | 2 | 2 |
| 16. PG&E CORP COM W/RIGHTS ATTACHED EXP 12/22/2010 | 2009-10-01 | 2011-02-25 | 733 | 646 | 87 | 87 |
| 907. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL | 2011-04-28 | 2011-08-10 | 10059 | 9995 | 64 | 64 |
| 214. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL | 2011-04-28 | 2011-12-15 | 2328 | 2328 | ||
| 96. PIMCO FOREIGN BOND FUND-INST | 2011-08-12 | 2011-12-15 | 1022 | 1018 | 4 | 4 |
| 25. PNC FINL SVCS GROUP INC COM W/RIGHTS ATTACHED EXP 5/25/2010 | 2009-03-03 | 2011-02-25 | 1542 | 1087 | 455 | 455 |
| 7. POSCO SPONSORED ADR | 2009-03-12 | 2011-02-25 | 715 | 758 | -43 | -43 |
| 17. PPL CORP COM | 2010-06-23 | 2011-02-25 | 420 | 420 | ||
| 4. PEPSICO INC COM | 2010-11-10 | 2011-02-25 | 255 | 260 | -5 | -5 |
| 15. PEPSICO INC COM | 2010-01-27 | 2011-02-25 | 955 | 899 | 56 | 56 |
| 44. PEPSICO INC COM | 2009-02-27 | 2011-02-25 | 2801 | 2572 | 229 | 229 |
| 19. PETROLEO BRASILEIRO SA PETROBRAS ADR | 2010-02-04 | 2011-02-25 | 756 | 815 | -59 | -59 |
| 55. PFIZER INC COM W/RTS ATTACHED EXP 10/15/2007 | 2011-01-06 | 2011-02-25 | 1031 | 992 | 39 | 39 |
| 109. PFIZER INC COM W/RTS ATTACHED EXP 10/15/2007 | 2010-11-11 | 2011-02-25 | 2043 | 1861 | 182 | 182 |
| 4000. PFIZER INC. 6.200% 3/15/19 | 2009-10-21 | 2011-02-25 | 4630 | 4535 | 95 | 95 |
| 123. PHILIP MORRIS INTERNATIONAL IN | 2009-02-27 | 2011-02-25 | 7627 | 4527 | 3100 | 3100 |
| 77. PLEXUS CORP COM W/RTS EXP 8/11/2008 | 2010-08-24 | 2011-02-25 | 2419 | 2054 | 365 | 365 |
| 1. PLEXUS CORP COM W/RTS EXP 8/11/2008 | 2011-01-20 | 2011-02-25 | 31 | 29 | 2 | 2 |
| 128. PORSCHE AUTOMOBIL-UNSP ADR | 2010-06-11 | 2011-02-25 | 1006 | 673 | 333 | 333 |
| 105. PORSCHE AUTOMOBIL-UNSP ADR | 2009-11-10 | 2011-02-25 | 825 | 813 | 12 | 12 |
| 23. PRAXAIR INC COM | 2009-02-27 | 2011-02-25 | 2255 | 1269 | 986 | 986 |
| 18. PROASSURANCE CORPORATION COMMON | 2009-05-05 | 2011-02-25 | 1139 | 811 | 328 | 328 |
| 8. PROCTER & GAMBLE CO COM | 2011-02-07 | 2011-02-25 | 503 | 518 | -15 | -15 |
| 24. PROCTER & GAMBLE CO COM | 2010-11-18 | 2011-02-25 | 1509 | 1536 | -27 | -27 |
| 50. PROCTER & GAMBLE CO COM | 2006-05-17 | 2011-02-25 | 3135 | 2778 | 357 | 357 |
| 5. PROGRESS ENERGY INC COM | 2010-05-18 | 2011-02-25 | 227 | 199 | 28 | 28 |
| 12. PROGRESS ENERGY INC COM | 2009-03-03 | 2011-02-25 | 544 | 443 | 101 | 101 |
| 81. PROGRESS SOFTWARE CORPORATION COMMON | 2010-05-07 | 2011-02-25 | 2361 | 1740 | 621 | 621 |
| 14. PRUDENTIAL FINANCIAL INC COM | 2007-08-14 | 2011-02-25 | 901 | 1246 | -345 | -345 |
| 28. PRUDENTIAL FINANCIAL INC COM | 2010-12-17 | 2011-02-25 | 1807 | 1618 | 189 | 189 |
| 4. PRUDENTIAL FINANCIAL INC COM | 2011-02-24 | 2011-02-25 | 258 | 254 | 4 | 4 |
| 26. QUALCOMM INC COM W/RTS ATTACHED | 2009-02-27 | 2011-02-25 | 1529 | 928 | 601 | 601 |
| 10. QUEST SOFTWARE INC COM | 2010-02-26 | 2011-02-25 | 266 | 165 | 101 | 101 |
| 45. QUEST SOFTWARE INC COM | 2011-02-04 | 2011-02-25 | 1199 | 1148 | 51 | 51 |
| 40. QUEST SOFTWARE INC COM | 2010-02-03 | 2011-02-25 | 1066 | 645 | 421 | 421 |
| 23. RAYONIER INC COM | 2009-07-08 | 2011-02-25 | 1380 | 791 | 589 | 589 |
| 95. REGIONS FINL CORP NEW | 2010-01-26 | 2011-02-25 | 716 | 570 | 146 | 146 |
| 30. REGIONS FINL CORP NEW | 2010-04-14 | 2011-02-25 | 226 | 263 | -37 | -37 |
| 36. REPSOL YPF S A SPONSORED ADR | 2008-01-09 | 2011-02-25 | 1195 | 1036 | 159 | 159 |
| 104. RIDGEWORTH SEIX HY BD-I #5855 | 2011-04-28 | 2011-08-10 | 985 | 1054 | -69 | -69 |
| 172. RIDGEWORTH SEIX HY BD-I #5855 | 2011-03-03 | 2011-12-15 | 1603 | 1739 | -136 | -136 |
| 21. RIO TINTO PLC SPONSORED ADR | 2010-10-21 | 2011-02-25 | 1449 | 1349 | 100 | 100 |
| 37. ROCHE HLDG LTD SPONSORED ADR | 2010-01-25 | 2011-02-25 | 1368 | 1640 | -272 | -272 |
| 18. ROCK-TENN CO CL A | 2011-01-24 | 2011-02-25 | 1250 | 1067 | 183 | 183 |
| 23. ROCK-TENN CO CL A | 2010-02-01 | 2011-02-25 | 1597 | 981 | 616 | 616 |
| 13. ROPER INDS INC NEW COM W/RTS ATTACHED EXP 01/08/2006 | 2010-09-13 | 2011-01-19 | 983 | 832 | 151 | 151 |
| 15. ROPER INDS INC NEW COM W/RTS ATTACHED EXP 01/08/2006 | 2009-12-02 | 2011-01-19 | 1134 | 803 | 331 | 331 |
| 4067. ROWE T PRICE SHORT TERM BD FD INC | 2011-03-03 | 2011-04-26 | 19766 | 19684 | 82 | 82 |
| 3. ROYAL DUTCH SHELL PLC ADR | 2010-04-26 | 2011-02-25 | 214 | 179 | 35 | 35 |
| 27. ROYAL DUTCH SHELL PLC ADR | 2009-05-14 | 2011-02-25 | 1923 | 1501 | 422 | 422 |
| 41. ROYAL DUTCH SHELL PLC SPONSORED | 2009-03-30 | 2011-02-25 | 2922 | 2182 | 740 | 740 |
| .3619 ROYAL DUTCH SHELL PLC SPONSORED | 2011-03-28 | 2011-03-30 | 26 | 25 | 1 | 1 |
| 59. SEI INVT CO COM | 2010-04-29 | 2011-02-23 | 1329 | 1345 | -16 | -16 |
| 96. SLM CORP COM | 2010-09-17 | 2011-02-25 | 1407 | 1115 | 292 | 292 |
| 92. SPDR DJ WILSHIRE INTERNATIONAL REAL | 2011-05-02 | 2011-08-10 | 3201 | 3823 | -622 | -622 |
| 94. SAFEWAY INC COM NEW | 2011-01-04 | 2011-02-25 | 2013 | 2038 | -25 | -25 |
| 25. ST JUDE MED INC COM W/RTS ATTACHED EXP 0 | 2010-03-24 | 2011-02-25 | 1201 | 1012 | 189 | 189 |
| 20. ST JUDE MED INC COM W/RTS ATTACHED EXP 0 | 2010-02-22 | 2011-02-25 | 961 | 783 | 178 | 178 |
| 139. SALZGITTER AG-UNSP ADR | 2010-06-09 | 2011-02-25 | 1123 | 1212 | -89 | -89 |
| 10. SANOFI-AVENTIS SPONSORED ADR | 2010-05-12 | 2011-02-25 | 341 | 327 | 14 | 14 |
| 50. SANOFI-AVENTIS SPONSORED ADR | 2008-03-05 | 2011-02-25 | 1704 | 2069 | -365 | -365 |
| 40. SCHLUMBERGER LTD COM | 2009-06-22 | 2011-02-25 | 3690 | 2120 | 1570 | 1570 |
| 23. SCHLUMBERGER LTD COM | 2009-02-27 | 2011-02-25 | 2097 | 1722 | 375 | 375 |
| 20. SEVEN & I HOLDINGS CO., LTD ADR | 2010-02-05 | 2011-02-25 | 1114 | 892 | 222 | 222 |
| 15. SHIN-ETSU CHEMICAL CO ADR | 2010-12-29 | 2011-02-25 | 851 | 782 | 69 | 69 |
| 131. SOLUTIA INC/NEW | 2010-07-01 | 2011-02-25 | 3008 | 1867 | 1141 | 1141 |
| 24. STATE STR CORP COM | 2009-05-27 | 2011-02-25 | 1075 | 889 | 186 | 186 |
| 30. STATOIL ASA SPONSORED ADR | 2007-04-13 | 2011-02-25 | 777 | 837 | -60 | -60 |
| 73. SUMITOMO CHEMICAL CO-UNS ADR | 2010-04-26 | 2011-02-25 | 1935 | 1850 | 85 | 85 |
| 3. SUNCOR ENERGY INC NEW F | 2010-11-10 | 2011-02-25 | 137 | 109 | 28 | 28 |
| 26. SUNCOR ENERGY INC NEW F | 2009-12-04 | 2011-02-25 | 1188 | 890 | 298 | 298 |
| 111. SUNTRUST BKS INC COM | 2010-02-03 | 2011-02-25 | 3407 | 2128 | 1279 | 1279 |
| 58. SWISSCOM AG-SPONSORED ADR COM | 2009-11-19 | 2011-02-25 | 2539 | 1867 | 672 | 672 |
| 58. SYNOPSYS INC COM | 2010-12-02 | 2011-01-12 | 1552 | 1509 | 43 | 43 |
| 28. SYSCO CORP COM RTS EXP 05/31/2006 | 2009-02-27 | 2011-02-25 | 778 | 811 | -33 | -33 |
| 18. TCW GALILEO FDS INC SMALL CAP GROWTH FD | 2011-03-03 | 2011-04-26 | 592 | 564 | 28 | 28 |
| 46. TCW GALILEO FDS INC SMALL CAP GROWTH FD | 2011-03-03 | 2011-10-20 | 1188 | 1440 | -252 | -252 |
| 37. TNT N V ADR | 2008-11-12 | 2011-02-25 | 977 | 1034 | -57 | -57 |
| .5968 TNT N V ADR | 2011-03-18 | 2011-03-23 | 15 | 37 | -22 | -22 |
| 32. TAKEDA PHARMACEUTIC-SP ADR | 2008-05-29 | 2011-02-25 | 783 | 931 | -148 | -148 |
| 14. TARGET CORP COM | 2008-12-26 | 2011-01-27 | 769 | 454 | 315 | 315 |
| 29. TARGET CORP COM | 2009-02-27 | 2011-02-25 | 1512 | 1169 | 343 | 343 |
| 24. TARGET CORP COM | 2009-03-03 | 2011-02-25 | 1259 | 652 | 607 | 607 |
| 23. TELEDYNE TECHNOLOGIES INC COM | 2009-02-05 | 2011-02-25 | 1201 | 625 | 576 | 576 |
| 51. TELEFONICA S A SPONSORED ADR | 2010-06-17 | 2011-02-25 | 1282 | 1019 | 263 | 263 |
| 84. TELSTRA LTD SPON ADR FINAL | 2010-03-17 | 2011-02-25 | 1205 | 1212 | -7 | -7 |
| 68. TESCO CORP | 2010-08-13 | 2011-02-25 | 1179 | 775 | 404 | 404 |
| 21. TEVA PHARMACEUTICAL INDS LTD ADR | 2006-06-23 | 2011-02-25 | 1061 | 670 | 391 | 391 |
| 48. TEXAS INSTRS INC COM | 2010-12-09 | 2011-02-25 | 1704 | 1622 | 82 | 82 |
| 66. TEXAS INSTRS INC COM | 2009-02-27 | 2011-02-25 | 2336 | 1647 | 689 | 689 |
| 27. TIDEWATER INC COM W/RTS ATTACHED EXP 11/01/2006 | 2011-01-27 | 2011-02-25 | 1642 | 1559 | 83 | 83 |
| 7. TIME WARNER CABLE INC | 2011-01-03 | 2011-02-25 | 500 | 472 | 28 | 28 |
| 12. TIME WARNER CABLE INC | 2009-10-01 | 2011-02-25 | 858 | 426 | 432 | 432 |
| 13. TORONTO DOMINION BK ONT-COM | 2009-06-25 | 2011-02-25 | 1070 | 656 | 414 | 414 |
| 29. TOTAL FINA ELF S A SPONSORED ADR | 2009-05-13 | 2011-02-25 | 1744 | 1853 | -109 | -109 |
| 35. TOTAL FINA ELF S A SPONSORED ADR | 2009-02-27 | 2011-02-25 | 2104 | 1997 | 107 | 107 |
| 11. TOYOTA MTR CORP COM (ADR 2) | 2010-12-31 | 2011-02-25 | 1005 | 869 | 136 | 136 |
| 43. UNILEVER N V NEW YORK SHS NEW | 2006-09-18 | 2011-02-25 | 1292 | 1039 | 253 | 253 |
| 68. UNITED RENTALS INC COM | 2010-12-09 | 2011-02-25 | 2156 | 1559 | 597 | 597 |
| 3000. UNITED STATES TREAS BDS DTD 8/15/93 6.25% 08/15/2023 | 2009-11-12 | 2011-02-25 | 3741 | 3413 | 328 | 328 |
| 7000. UNITED STATES TREAS BD DTD 8/15/98 5.5% | 2009-11-12 | 2011-02-25 | 8136 | 7233 | 903 | 903 |
| 1000. UNITED STATES TREAS BD DTD 2/15/2001 5.375% 02/15/2031 | 2010-06-29 | 2011-02-03 | 1129 | 1220 | -91 | -91 |
| 3000. UNITED STATES TREAS BD DTD 2/15/2001 5.375% 02/15/2031 | 2007-07-12 | 2011-02-03 | 3388 | 3044 | 344 | 344 |
| 3000. US TREASURY BOND 4.625% 2/15/40 | 2010-05-20 | 2011-02-25 | 3055 | 3257 | -202 | -202 |
| 13000. US TREASURY BD DTD 8/15/2002 4.375% 08/1 | 2009-08-19 | 2011-02-25 | 13751 | 13018 | 733 | 733 |
| 5000. U S TREASURY NOTES 4.875% 5/31/11 | 2010-01-26 | 2011-02-03 | 5075 | 5295 | -220 | -220 |
| 9000. U S TREASURY NOTE 4.625% 8/31/11 | 2009-09-11 | 2011-02-25 | 9200 | 9899 | -699 | -699 |
| 4000. U S TREASURY NOTES 4.625% 2/15/17 | 2008-05-21 | 2011-02-25 | 4476 | 4248 | 228 | 228 |
| 9000. US TREASURY NOTE 1.375% 3/15/12 | 2009-07-28 | 2011-02-25 | 9099 | 8994 | 105 | 105 |
| 9000. US TREASURY NOTE 3.500% 5/15/20 | 2011-02-03 | 2011-02-25 | 9142 | 9080 | 62 | 62 |
| 14. UNITED STATES STEEL CORP COM | 2010-09-21 | 2011-02-25 | 795 | 588 | 207 | 207 |
| 9. UNITED STATES STEEL CORP COM | 2010-01-28 | 2011-02-25 | 511 | 414 | 97 | 97 |
| 21. UNITED TECHNOLOGIES CORP COM | 2011-02-09 | 2011-02-25 | 1749 | 1742 | 7 | 7 |
| 26. UNITED TECHNOLOGIES CORP COM | 2009-02-27 | 2011-02-25 | 2161 | 1494 | 667 | 667 |
| 4. UNITEDHEALTH GRP INC COM | 2010-10-04 | 2011-02-25 | 170 | 139 | 31 | 31 |
| 72. UNITEDHEALTH GRP INC COM | 2009-12-31 | 2011-02-25 | 3064 | 1786 | 1278 | 1278 |
| 8. V F CORP COM W/RTS ATTACHED EXP 01/25/2008 | 2010-04-08 | 2011-02-25 | 769 | 657 | 112 | 112 |
| 15. V F CORP COM W/RTS ATTACHED EXP 01/25/2008 | 2009-12-01 | 2011-02-25 | 1442 | 1111 | 331 | 331 |
| 45. VALERO ENERGY CORP NEW COM | 2010-05-24 | 2011-02-25 | 1276 | 864 | 412 | 412 |
| 26. VANGARD MSCI EMERGING MARKETS EFT | 2011-03-03 | 2011-04-26 | 1309 | 1234 | 75 | 75 |
| 37. VARIAN SEMICONDUCTOR EQUIPTMENT ASSOCS INC COM | 2011-01-13 | 2011-02-25 | 1764 | 1540 | 224 | 224 |
| 164. VANGUARD REIT VIPER | 2011-03-03 | 2011-04-26 | 9978 | 9566 | 412 | 412 |
| 53. VANGUARD REIT VIPER | 2011-03-03 | 2011-08-10 | 2787 | 3091 | -304 | -304 |
| 37. VANGUARD REIT VIPER | 2011-03-03 | 2011-10-20 | 1953 | 2158 | -205 | -205 |
| 34. VANGUARD REIT VIPER | 2011-03-03 | 2011-12-15 | 1901 | 1983 | -82 | -82 |
| 5. VERIZON COMMUNICATIONS COM | 2010-07-30 | 2011-02-25 | 180 | 145 | 35 | 35 |
| 36. VERIZON COMMUNICATIONS COM | 2009-06-19 | 2011-02-25 | 1292 | 1001 | 291 | 291 |
| 4000. VERIZON COMMUNICATIO 6.100% 4/15/18 | 2010-04-15 | 2011-02-25 | 4527 | 4372 | 155 | 155 |
| 63. VIRGIN MEDIA INC | 2010-07-30 | 2011-02-08 | 1586 | 1338 | 248 | 248 |
| 30. VODAFONE GROUP PLC SPONSORED ADR | 2006-05-16 | 2011-02-25 | 845 | 809 | 36 | 36 |
| 35. WAL MART STORES INC COM | 2009-05-14 | 2011-02-25 | 1806 | 1663 | 143 | 143 |
| 66. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006 | 2009-06-03 | 2011-02-25 | 2749 | 2529 | 220 | 220 |
| 43. WASTE CONNECTIONS INC COM | 2010-06-02 | 2011-02-25 | 1243 | 1021 | 222 | 222 |
| 48. WASTE CONNECTIONS INC COM | 2006-05-18 | 2011-02-25 | 1388 | 850 | 538 | 538 |
| 6. WHITING PETE CORP NEW | 2010-03-22 | 2011-02-25 | 389 | 227 | 162 | 162 |
| 30. WHITING PETE CORP NEW | 2009-08-24 | 2011-02-25 | 1944 | 733 | 1211 | 1211 |
| 25. WILEY JOHN & SONS INC CL A | 2006-05-18 | 2011-02-25 | 1174 | 867 | 307 | 307 |
| 20. WILEY JOHN & SONS INC CL A | 2010-03-26 | 2011-02-25 | 939 | 858 | 81 | 81 |
| 25. WOLVERINE WORLD WIDE INC. COM | 2009-09-08 | 2011-02-25 | 897 | 630 | 267 | 267 |
| 52. WYNDHAM WORLDWIDE CORP | 2011-02-08 | 2011-02-25 | 1619 | 1595 | 24 | 24 |
| 29. YARA INTL ASA ADR | 2010-12-10 | 2011-02-25 | 1490 | 1542 | -52 | -52 |
| 73. ZIONS BANCORP COM | 2009-11-11 | 2011-02-25 | 1712 | 961 | 751 | 751 |
| 67. ZURICH FINL SVCS SPONSORED ADR | 2009-07-13 | 2011-02-25 | 1922 | 1401 | 521 | 521 |
| 14. ZURICH FINL SVCS SPONSORED ADR | 2010-06-09 | 2011-02-25 | 402 | 316 | 86 | 86 |
| 27. COVIDIEN PLC | 2009-03-03 | 2011-02-25 | 1370 | 1062 | 308 | 308 |
| 5. ENSTAR GROUP LIMITED | 2009-06-24 | 2011-01-24 | 406 | 288 | 118 | 118 |
| 2. ENSTAR GROUP LIMITED | 2009-06-24 | 2011-01-24 | 163 | 115 | 48 | 48 |
| 7. ENSTAR GROUP LIMITED | 2009-06-24 | 2011-01-24 | 569 | 403 | 166 | 166 |
| 50. INGERSOLL-RAND PLC | 2010-10-14 | 2011-01-12 | 2343 | 1950 | 393 | 393 |
| 68. XL GROUP PLC | 2010-08-04 | 2011-02-01 | 1571 | 1236 | 335 | 335 |
| 37. ALLIED WORLD ASSURANCE | 2010-01-15 | 2011-02-25 | 2254 | 1683 | 571 | 571 |
| 23. CHECK POINT SOFTWARE TECH COM | 2010-10-12 | 2011-02-25 | 1146 | 903 | 243 | 243 |
| 28. CHECK POINT SOFTWARE TECH COM | 2011-01-10 | 2011-02-25 | 1395 | 1231 | 164 | 164 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 113482 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 40676 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 586256 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.069383 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 35268 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 533727 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.066079 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 39349 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 552092 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.071273 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 46116 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 749368 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.06154 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 44768 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 658249 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.068011 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.336286 | TotalDistributionRatio |
| Average Distribution Ratio | 0.067257 | AverageDistributionRatio |
| Net Noncharitable Assets | 606990 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 40824 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1221 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 42045 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 42513 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1221 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1221 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1221 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 216 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 0 | TaxPaidWithExtension |
| Total Credits And Payments | 216 | TotalCreditsAndPayments |
| Penalty For Underpayment | 0 | PenaltyForUnderpayment |
| Tax Due | 1005 | TaxDue |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NJ | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 3367478138 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 WEST 4TH STREET 2ND FLOOR | AddressLine1 |
| City | WINSTONSALEM | City |
| State | NC | State |
| ZIP Code | 271013818 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | true | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | WELLS FARGO BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 WEST W T HARRIS BLVD | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 282881161 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 40 | AvgHoursPerWkDevotedToPosition |
| Compensation | 10421 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 574561 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 41672 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 616233 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 616233 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 9243 | CashDeemedCharitable |
| Net Noncharitable Assets | 606990 | NetNoncharitableAssets |
| Minimum Investment Return | 30350 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 30350 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1221 | TaxBasedOnInvestmentIncome |
| Total Tax | 1221 | TotalTax |
| Distributable Amount Before Adj | 29129 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 29129 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 29129 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 42513 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 42513 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1221 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 41292 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 29129 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2009 | PriorYear1 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 25720 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 9563 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 11960 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 8739 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 11791 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 67773 | TotalExcessDistriCarryover |
| Qualifying Distributions | 42513 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 29129 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 13384 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 81157 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 25720 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 55437 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 9563 | ExcessFromYear4 |
| Excess From Year3 | 11960 | ExcessFromYear3 |
| Excess From Year2 | 8739 | ExcessFromYear2 |
| Excess From Year1 | 11791 | ExcessFromYear1 |
| Excess From Current Year | 13384 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ARMENIAN GEN BENEVOLENT UNION | |||||||
| 55 EAST 59TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $18,199 |
| ARARAT YOUTH & CONFERENCE CNTR | |||||||
| 630 2ND AVE | NEW YORK | NY | 100164806 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $18,199 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 36398 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments |
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $21 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,015 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $113,482 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $130,518 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 130518 | TotalPartXVIA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exempt Prps | RlnOfActyToAccomOfExemptPrps |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (14 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 079860AG7 BELLSOUTH CORP 5.200 | ||
| 208251AE8 CONOCO INC 6.950 | ||
| 36962G3P7 GENERAL ELEC 5.875 | ||
| 38141GFM1 GOLDMAN SACHS 6.150 | ||
| 46625HHP8 JPMORGAN CHASE 3.700 | ||
| 717081D86 PFIZER INC 6.200 | ||
| 92343VAM6 VERIZON COMMUN 6.100 | ||
| 256210105 DODGE & COX INCOME F | 30936 | 30844 |
| 261980494 DREYFUS EMG MKT DEBT | 23973 | 21530 |
| 51855Q655 LAUDUS MONDRIAN INTL | 9970 | 9735 |
| 693390700 PIMCO TOTAL RET FD-I | 30937 | 31007 |
| 693390882 PIMCO FOREIGN BD FD | 9590 | 9572 |
| 76628T645 RIDGEWORTH SEIX HY B | 25294 | 23740 |
| 77957P105 T ROWE PRICE SHORT T | 2516 | 2500 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (270 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 02364W105 AMERICA MOVIL S.A.B. | ||
| 046353108 ASTRAZENECA PLC ADR | ||
| 002255107 AU OPTRONICS CORP | ||
| 052528304 AUSTRALIA & NEW ZEAL | ||
| 05967A107 BANCO SANTAND BRASIL | ||
| 05964H105 BANCO SANTANDER CEN | ||
| 06738E204 BARCLAYS PLC ADR | ||
| 088606108 BHP BILLITON LTD ADR | ||
| 05565A202 BNP PARIBAS ADR | ||
| 138006309 CANON INC ADR | ||
| 166744201 CHEUNG KONG LTD ADR | ||
| 168919108 CHINA CONSTRUCTION | ||
| 16945R104 CHINA UNICOM LTD | ||
| 25030W100 DESARROLLADORA HOMEX | ||
| 273202101 EAST JAPAN RAILWAY | ||
| 292505104 ENCANA CORP | ||
| 26874R108 ENI SPA ADR | ||
| 29666V204 ESPRIT HOLDINGS LTD | ||
| 35958N107 FUJIFILM HLDGS CORP | ||
| 37733W105 GLAXOSMITHKLINE ADR | ||
| 425166303 HENDERSON LD DEV LTD | ||
| 434741203 HOLCIM LTD | ||
| 448415208 HUTCHISON WHAMPOA | ||
| 450737101 IBERDROLA S.A. | ||
| 453142101 IMPERIAL TOBACCO GRP | ||
| 46018M104 INTERNATL POWER ADR | ||
| 55607P105 MACQUIRE BK LTD | ||
| 606769305 MITSUBISHI CORP ADR | ||
| 606822104 MITSUBISHI UFJ FINL | ||
| 626188106 MUENCHINER RUECK ADR | ||
| 626425102 MURATA MANUFACT CO | ||
| 633643408 NATL BANK OF GREECE | ||
| 636274300 NATIONAL GRID PLC | ||
| 65334H102 NEXEN INC | ||
| 654624105 NIPPON TELEGRAPH | ||
| 654633304 NIPPON YUSEN KABUSHI | ||
| 654744408 NISSAN MOTOR CO ADR | ||
| 654902204 NOKIA CORP ADR | ||
| 62942M201 NTT DOCOMO INC ADR | ||
| 71654V408 PETROLEO BRASILERO | ||
| 73328P106 PORSCHE AUTOMOBIL | ||
| 693483109 POSCO ADR | ||
| 76026T205 REPSOL YPF S.A. ADR | ||
| 780259107 ROYAL DUTCH SHELL | ||
| 795842202 SALZGITTER AG | ||
| 80105N105 SANOFI-AVENTIS ADR | ||
| 81783H105 SEVEN & I HOLDINGS | ||
| 824551105 SHIN-ETSU CHEMICAL | ||
| 85771P102 STATOIL ASA | ||
| 865612105 SUMITOMO CHEMICAL CO | ||
| 871013108 SWISSCOM AG ADR | ||
| 874060205 TAKEDA PHARMACEUTIC | ||
| 879382208 TELEFONICA SA ADR | ||
| 87969N204 TELSTRA CORP LTD ADR | ||
| 87260W101 TNT N V | ||
| 891160509 TORONTO DOMINION BK | ||
| 89151E109 TOTAL S.A. ADR | ||
| 892331307 TOYOTA MOTOR CORP | ||
| 904784709 UNILEVER NV ADR | ||
| 92857W209 VODAFONE GROUP PLC | ||
| 984851204 YARA INTL ASA ADR | ||
| 98982M107 ZURICH FINL SVCS ADR | ||
| 368287207 0A0 GAZPROM LEVEL 1 | ||
| 216831107 COOPER TIRE & RUBR | ||
| 26153C103 DREAMWORKS ANIMATION | ||
| 401617105 GUESS INC | ||
| 418056107 HASBRO INC | ||
| 46113M108 INTERVAL LEISURE GRP | ||
| 918204108 V F CORP | ||
| 92769L101 VIRGIN MEDIA INC | ||
| 968223206 WILEY JOHN & SONS | ||
| 978097103 WOLVERINE WORLD WIDE | ||
| 423452101 HELMERICH & PAYNE | ||
| 626717102 MURPHY OIL CORP | ||
| 655044105 NOBLE ENERGY INC | ||
| 966387102 WHITING PETE CORP | ||
| 125581801 CIT GROUP INC | ||
| 12572Q105 CME GROUP INCE | ||
| 200340107 COMERICA INC | ||
| 254709108 DISCOVER FINL SVCS | ||
| 45865V100 INTERCONTINENTALEXCH | ||
| 74267C106 PROASSURANCE CORP | ||
| 784117103 SEI INVESTMENT CO | ||
| 78442P106 SLM CORP | ||
| 090572207 BIO RAD LABS INC | ||
| 116794108 BRUKER CORP | ||
| 441060100 HOSPIRA INC | ||
| 50540R409 LABORATORY CRP AMER | ||
| 58502B106 MEDNAX INC | ||
| 790849103 ST JUDE MED INC | ||
| 00508X203 ACTUANT CORP CL A | ||
| 382388106 GOODRICH CORP | ||
| 443510201 HUBBELL INC CL B | ||
| 451734107 IHS INC | ||
| 688239201 OSHKOSH CORP | ||
| 776696106 ROPER INDS INC NEW | ||
| 879360105 TELEDYNE TECHNOLOGY | ||
| 911363109 UNITED RENTAL INC | ||
| 941053100 WASTE CONNECTION INC | ||
| 00846U101 AGILENT TECHNOLOGIES | ||
| 032095101 AMPHENOL CORP CL A | ||
| 03662Q105 ANSYS INC | ||
| 25659T107 DOLBY LABORATORIES | ||
| 30241L109 FEI CO | ||
| 595017104 MICROCHIP TECHNOLOGY | ||
| 61022P100 MONOTYPE IMAGING | ||
| 729132100 PLEXUS CORP COM | ||
| 743312100 PROGRESS SOFTWARE | ||
| 74834T103 QUEST SOFTWARE INC | ||
| 871607107 SYNOPSYS INC COM | ||
| 012653101 ALBEMARLE CORP COM | ||
| 228368106 CROWN HLDGS INC | ||
| 772739207 ROCK-TENN CO CL A | ||
| 834376501 SOLUTIA INC NEW | ||
| H01531104 ALLIED WORLD ASSURAN | ||
| M22465104 CHECK POINT SOFTWARE | ||
| G3075P101 ENSTAR GROUP LIMITED | ||
| 45103T107 ICON PLC ADR | ||
| G47791101 INGERSOLL-RAND PLC | ||
| 88157K101 TESCO CORP | ||
| G98290102 XL GROUP PLC | ||
| 754907103 RAYONIER INC COM | ||
| 20030N101 COMCAST CORP CLASS A | ||
| 345370860 FORD MOTOR CO | ||
| 448579102 HYATT HOTELS CORP | ||
| 571903202 MARRIOTT INTERNATL | ||
| 681919106 OMNICOM GROUP | ||
| 87612E106 TARGET CORP | ||
| 88732J207 TIME WARNER CABLE | ||
| 039483102 ARCHER DANIELS MIDLN | ||
| 194162103 COLGATE PALMOLIVE CO | ||
| 501044101 KROGER CO | ||
| 713448108 PEPSICO INC | ||
| 742718109 PROCTER & GAMBLE CO | ||
| 032511107 ANADARKO PETROLEUM | ||
| 037411105 APACHE CORP | ||
| 166764100 CHEVRON CORP | ||
| 25179M103 DEVON ENERGY CORP | ||
| 28336L109 EL PASO CORP | ||
| 30231G102 EXXON MOBIL CORP | ||
| 406216101 HALLIBRUTON CO | ||
| 42809H107 HESS CORP | ||
| 565849106 MARATHON OIL CORP | ||
| 91913Y100 VALERO ENERGY CORP | ||
| 064058100 BANK NEW YORK MELLON | ||
| 060505104 BANK OF AMERICA | ||
| 172967101 CITIGROUP INC | ||
| 38141G104 GOLDMAN SACHS GROUP | ||
| 46625H100 JPMORGAN CHASE & CO | ||
| 493267108 KEYCORP NEW | ||
| 55261F104 M & T BANK CORP | ||
| 59156R108 METLIFE INC | ||
| 617446448 MORGAN STANLEY COM | ||
| 693475105 PNC FINANL SVCS | ||
| 744320102 PRUDENTIAL FINL INC | ||
| 7591EP100 REGIONS FINL CORP | ||
| 857477103 STATE STREET CORP | ||
| 867914103 SUNTRUST BANKS INC | ||
| 989701107 ZIONS BANCORP | ||
| 031162100 AMGEN INC | ||
| 125509109 CIGNA CORP | ||
| 478160104 JOHNSON & JOHNSON | ||
| 58933Y105 MERCK & CO INC NEW | ||
| 717081103 PFIZER INC | ||
| 91324P102 UNITED HEALTH GROUP | ||
| 149123101 CATERPILLAR INC | ||
| 18683K101 CLIFFS NAT RES INC | ||
| 247361702 DELTA AIRLINES INC | ||
| 278058102 EATON CORP | ||
| 291011104 EMERSON ELECTRIC CO | ||
| 369604103 GENERAL ELECTRIC CO | ||
| 42805T105 HERTZ GLOBAL HOLDING | ||
| 219350105 CORNING INC | ||
| 268648102 EMC CORP MASS | ||
| 458140100 INTEL CORP | ||
| 68389X105 ORACLE CORP | ||
| 882508104 TEXAS INSTRUMENTS | ||
| 260543103 DOW CHEMICAL CO | ||
| 460146103 INTERNATIONAL PAPER | ||
| 61945A107 MOSAIC CO | ||
| 651639106 NEWMONT MINING CORP | ||
| 912909108 UNITED STS STL CORP | ||
| 00206R102 AT&T INC | ||
| 92343V104 VERIZON COMMUNIC | ||
| 65339F101 NEXTERA ENERGY INC | ||
| 69331C108 PG&E CORP COM | ||
| 69351T106 PPL CORP | ||
| 743263105 PROGRESS ENERGY INC | ||
| 067901108 BARRICK GOLD CORP | ||
| 136375102 CANADIAN NATL RR CO | ||
| 143658300 CARNIVAL CORP | ||
| G2554F105 COVIDIEN PLC | ||
| 806857108 SCHLUMBERGER LTD | ||
| 867224107 SUNCOR ENERGY INC | ||
| 881624209 TEVA PHARMACEUTICAL | ||
| 404303109 HSN INC | ||
| 580135101 MCDONALDS CORP | ||
| 580645109 MCGRAW-HILL CO | ||
| 65248E104 NEWS CORP CL A | ||
| 87612E106 TARGET CORP | ||
| 254687106 WALT DISNEY CO | ||
| 02209S103 ALTRIA GROUP INC | ||
| 191216100 COCA COLA CO | ||
| 518439104 ESTEE LAUDER CO | ||
| 50075N104 KRAFT FOODS INC CL A | ||
| 713448108 PEPSICO INC | ||
| 718172109 PHILIP MORRIS INTER | ||
| 742718109 PROCTER & GAMBLE CO | ||
| 871829107 SYSCO CORP | ||
| 931142103 WALMART STORES INC | ||
| 931422109 WALGREEN CO | ||
| 166764100 CHEVRON CORP | ||
| 20825C104 CONOCOPHILLIPS | ||
| 30231G102 EXXON MOBIL CORP | ||
| 406216101 HALLIBURTON CO | ||
| 674599105 OCCIDENTAL PETE CORP | ||
| 025816109 AMERICAN EXPRESS CO | ||
| 354613101 FRANKLIN RESOURCES | ||
| 46625H100 JPMORGAN CHASE & CO | ||
| 744320102 PRUDENTIAL FINL INC | ||
| 002824100 ABBOTT LABS | ||
| 075887109 BECTON DICKINSON CO | ||
| 46120E602 INTUITIVE SURGICAL | ||
| 478160104 JOHNSON & JOHNSON | ||
| 585055106 MEDTRONIC INC | ||
| 58933Y105 MERCK & CO INC NEW | ||
| 149123101 CATERPILLAR INC | ||
| 369550108 GENERAL DYNAMICS | ||
| 369604103 GENERAL ELECTRIC CO | ||
| 913017109 UNITED TECHNOLOGIES | ||
| 037833100 APPLE INC | ||
| 053015103 AUTOMATIC DATA PROCS | ||
| 17275R102 CISCO SYSTEMS INC | ||
| 458140100 INTEL CORP | ||
| 459200101 IBM CORP | ||
| 595017104 MICROCHIP TECHNOLOGY | ||
| 594918104 MICROSOFT CORP | ||
| 747525103 QUALCOMM INC | ||
| 882508104 TEXAS INSTRUMENTS | ||
| 009158106 AIR PRODS & CHEMS | ||
| 35671D857 FREEPORT-MCMORAN | ||
| 74005P104 PRAXAIR INC COM | ||
| 344419106 FOMENTO ECONOMICO | ||
| 404280406 HSBC ADR | ||
| 641069406 NESTLE S.A. REG ADR | ||
| 670100205 NOVO NORDISK ADR | ||
| 767204100 RIO TINTO PLC ADR | ||
| 771195104 ROCHE HOLDINGS ADR | ||
| 780259206 ROYAL DUTCH SHELL | ||
| 806857108 SCHLUMBERGER LTD | ||
| 89151E109 TOTAL S.A. ADR | ||
| 007989577 ADVISORS SER TR BBB | ||
| 04314H204 ARTISAN INTERNATIONA | 38924 | 34421 |
| 22544R305 CREDIT SUISSE COMM R | 31905 | 27217 |
| 25264S833 DIAMOND HILL LONG-SH | 16540 | 16395 |
| 256206103 DODGE & COX INT'L ST | 42619 | 33445 |
| 339128100 JP MORGAN MID CAP VA | 17392 | 17143 |
| 38142Y401 GOLDMAN SACHS GRTH O | 19342 | 17260 |
| 411511504 HARBOR CAPITAL APRCT | 39635 | 37880 |
| 448108100 HUSSMAN STRATEGIC GR | 20100 | 20803 |
| 464287200 ISHARES S & P 500 IN | 25454 | 23932 |
| 487300808 KEELEY SMALL CAP VAL | 19853 | 18002 |
| 552983694 MFS VALUE FUND-CLASS | 20740 | 19201 |
| 56063J302 MAINSTAY EP US EQUIT | 22432 | 19682 |
| 589509108 MERGER FD SH BEN INT | 10749 | 10454 |
| 683974505 OPPENHEIMER DEVELOPI | 24613 | 21012 |
| 78463X863 SPDR DJ WILSHIRE INT | 26912 | 21358 |
| 87234N849 TCW SMALL CAP GROWTH | 19691 | 17173 |
| 922042858 VANGUARD MSCI EMERGI | 24542 | 20672 |
| 922908553 VANGUARD REIT VIPER | 22690 | 22562 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES - PRINCIPAL (ALLOCA | Category |
| Amount | $3,071 | Amount |
| Disbursements Charitable Prps | 3071 | DisbursementsCharitablePrps |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| MUTUAL FUNDS POSTING NEXT TAX YR EFFECTIVE CURRENT YR | $375 |
| WASH SALES DISALLOWED | $64 |
| ROUNDING | $16 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FORM 1023 USER APP FEE | 439 | 0 | 439 |
| ADR FEES | 0 | 0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENTS | Description |
| Amount | $210 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (5 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES | $33 | 33 | 0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $214 | 0 | 0 |
| FEDERAL ESTIMATES - PRINCIPAL | $216 | 0 | 0 |
| FOREIGN TAXES ON QUALIFIED FOR | $173 | 173 | 0 |
| FOREIGN TAXES ON NONQUALIFIED | $66 | 66 | 0 |
Comments