PHOEBE HUMPHREYS PRPTL TR: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- PHOEBE HUMPHREYS PRPTL TR (EIN 35-6410575)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-07
- IRS object ID
- 201221289349101217
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-07T17:23:40-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 356410575 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHOEBE HUMPHREYS CHARITABLE TRUST | BusinessNameLine1 |
| Business Name Line2 | R61434008 / 2886048410 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HUMP | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2012-05-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1016005 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 10 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 10 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 24667 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 24696 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 28723 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 907559 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 28785 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 53400 | TotalRevenueAndExpenses |
| Total Net Investment Income | 53491 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 13337 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 10003 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 3334 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 825 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 825 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 3485 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 787 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Net Invst Incm | 385 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 17647 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 11175 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 4159 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 49617 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 49617 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 67264 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 11175 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 53776 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -13864 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 42316 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 3773 | CashBOY |
| Cash EOY | 7511 | CashEOY |
| Cash EOYFMV | 7511 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 9767 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 57324 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 57324 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 705379 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 745258 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 771160 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 285481 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 180556 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 180010 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 1004400 | TotalAssetsBOY |
| Total Assets EOY | 990649 | TotalAssetsEOY |
| Total Assets EOYFMV | 1016005 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 1004400 | CapitalStockBOY |
| Capital Stock EOY | 990649 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 1004400 | TotalNetAssetsBOY |
| Total Net Assets EOY | 990649 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1004400 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 990649 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1004400 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -13864 | ExcessOfRevenueOverExpenses |
| Other Increases | 113 | OtherIncreases |
| Subtotal | 990649 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 990649 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 896392 | 878836 | 17556 | 17556 | |
| POWERSHARES DB INDEX K-1 | -209 | -209 | P | ||
| POWERSHARES DB INDEX K-1 | 895 | 895 | P | ||
| POWERSHARES DB INDEX SEC 1256 | 287 | 287 | P | ||
| POWERSHARES DB INDEX ADJUST TO BASIS | -911 | -911 | P | ||
| CAPITAL GAINS DIVIDENDS | 11167 | 11167 | 11167 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 28785 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 53434 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1077159 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.049606 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 80023 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 995631 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.080374 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 71108 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1207399 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.058894 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 65938 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1446240 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.045593 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 65814 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1365550 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.048196 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.282663 | TotalDistributionRatio |
| Average Distribution Ratio | 0.056533 | AverageDistributionRatio |
| Net Noncharitable Assets | 1103294 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 62373 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 423 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 62796 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 53776 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 846 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 846 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 846 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1360 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 1360 | TotalCreditsAndPayments |
| Overpayment | 514 | Overpayment |
| Amount Credited To Next Year | 514 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | IN | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2149652231 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 ROSS AVE | AddressLine1 |
| City | DALLAS | City |
| State | TX | State |
| ZIP Code | 75201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 13337 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1097352 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 22743 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1120095 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 1120095 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 16801 | CashDeemedCharitable |
| Net Noncharitable Assets | 1103294 | NetNoncharitableAssets |
| Minimum Investment Return | 55165 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 55165 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 846 | TaxBasedOnInvestmentIncome |
| Total Tax | 846 | TotalTax |
| Distributable Amount Before Adj | 54319 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 54319 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 54319 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 53776 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 53776 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 53776 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 54319 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 24643 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 53776 | QualifyingDistributions |
| Applied To Year1 | 24643 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 29133 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 25186 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| RILEY CHILDREN'S FOUNDATION | |||||||
| 30 SOUTH MERIDIAN STREET SUITE 200 | INDIANAPOLIS | IN | 462043509 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $24,808 |
| SALVATION ARMY | |||||||
| 3100 N MERIDIAN STREET | INDIANAPOLIS | IN | 462084718 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $24,809 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 49617 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $10 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $24,667 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $28,723 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $53,400 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 53400 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEES | Category |
| Amount | $825 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 825 | DisbursementsCharitablePrps |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (6 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 2602.99 SHS | 20595 | 19835 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 2741.87 SHS | 29093 | 30023 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 1568.7 SHS | 23245 | 20644 |
| JPM STR INC OPP FD FUND 3844 3.23% - 2377.87 SHS | 24112 | 26941 |
| JPM INTL CURRENCY INCOME FD 1.21% - 2728.9 SHS | 30554 | 29554 |
| JPMORGAN TR I FLOAT RATE INC 4.24% 4.24% - 5504.93 SHS | 52957 | 53013 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (117 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 27 SHS | 1316 | 1518 |
| ALLERGAN INC - 9 SHS | 776 | 790 |
| AMAZON COM INC - 16 SHS | 2146 | 2770 |
| ANADARKO PETROLEUM CORP - 20 SHS | 1471 | 1527 |
| APPLE INC. - 19 SHS | 4187 | 7695 |
| AUTOZONE INC - 3 SHS | 863 | 975 |
| BAKER HUGHES INC - 14 SHS | 801 | 681 |
| CVS CAREMARK CORPORATION - 23 SHS | 703 | 938 |
| CAMPBELL SOUP COMPANY - 33 SHS | 1187 | 1097 |
| CAPITAL ONE FINANCIAL CORP - 26 SHS | 1187 | 1100 |
| CARDINAL HEALTH INC - 42 SHS | 1424 | 1706 |
| CELGENE CORPORATION - 24 SHS | 1340 | 1622 |
| CISCO SYSTEMS INC - 139 SHS | 2677 | 2513 |
| CITRIX SYSTEMS INC - 10 SHS | 577 | 607 |
| COCA-COLA CO - 18 SHS | 1212 | 1259 |
| COLGATE PALMOLIVE CO - 13 SHS | 1054 | 1201 |
| DARDEN RESTAURANTS INC - 13 SHS | 563 | 593 |
| E I DU PONT DE NEMOURS & CO - 63 SHS | 2435 | 2884 |
| E M C CORP MASS - 50 SHS | 1025 | 1077 |
| EMERSON ELECTRIC CO - 25 SHS | 1346 | 1165 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 25 SHS | 950 | 920 |
| GENERAL ELECTRIC CO - 73 SHS | 1187 | 1307 |
| GENERAL MILLS INC - 30 SHS | 857 | 1212 |
| HOME DEPOT INC - 20 SHS | 676 | 841 |
| HUMANA INC - 23 SHS | 1784 | 2015 |
| JOHNSON & JOHNSON - 38 SHS | 2390 | 2492 |
| JOHNSON CONTROLS INC - 92 SHS | 1993 | 2876 |
| LAM RESEARCH CORP - 9 SHS | 395 | 333 |
| THE ESTEE LAUDER COMPANIES INC CL A - 8 SHS | 810 | 899 |
| LENNAR CORP - 40 SHS | 605 | 786 |
| LOWES COMPANIES INC - 99 SHS | 2140 | 2513 |
| MICROS SYSTEMS INC - 8 SHS | 401 | 373 |
| MICROSOFT CORP - 202 SHS | 4727 | 5244 |
| NIKE INC B - 17 SHS | 991 | 1638 |
| NORFOLK SOUTHERN CORP - 48 SHS | 2168 | 3497 |
| OCCIDENTAL PETROLEUM CORP - 40 SHS | 3302 | 3748 |
| ORACLE CORP - 85 SHS | 1972 | 2180 |
| PACCAR INC - 44 SHS | 1697 | 1649 |
| PFIZER INC - 154 SHS | 2639 | 3333 |
| PIONEER NATURAL RESOURCES CO - 6 SHS | 446 | 537 |
| PROCTER & GAMBLE CO - 46 SHS | 2806 | 3069 |
| QUALCOMM INC - 43 SHS | 1834 | 2352 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 1922.09 SHS | 31131 | 26736 |
| SPDR S&P 500 ETF TRUST - 393 SHS | 44211 | 49322 |
| SCHLUMBERGER LTD - 43 SHS | 3592 | 2937 |
| SOUTHWESTERN ENERGY CO - 12 SHS | 474 | 383 |
| UNITED TECHNOLOGIES CORP - 46 SHS | 2767 | 3362 |
| VERTEX PHARMACEUTICALS INC - 19 SHS | 596 | 631 |
| WILLIAMS COMPANIES INC - 50 SHS | 1506 | 1651 |
| XILINX CORP - 45 SHS | 1392 | 1443 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 26 SHS | 1408 | 1672 |
| WELLS FARGO & CO - 138 SHS | 2872 | 3803 |
| THORNBURG VALUE FUND FD CL I - 505.657 SHS | 15903 | 15114 |
| JPM REALTY INCOME FD - INSTL FUND 1372 - 1085.07 SHS | 9831 | 11079 |
| BANK OF AMERICA CORP - 142 SHS | 1705 | 790 |
| GOLDMAN SACHS GROUP INC - 18 SHS | 1659 | 1628 |
| BLACKROCK U.S. OPPORTUNITIES PORTFOLIO - 273.311 SHS | 10274 | 9153 |
| DEVON ENERGY CORP - 8 SHS | 549 | 496 |
| EOG RESOURCES INC - 8 SHS | 817 | 788 |
| HONEYWELL INTERNATIONAL INC - 32 SHS | 1419 | 1739 |
| DOMINION RESOURCES INC VA - 18 SHS | 907 | 955 |
| TARGET CORP - 23 SHS | 1087 | 1178 |
| UNITEDHEALTH GROUP INC - 30 SHS | 1257 | 1520 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 118 SHS | 9529 | 10338 |
| VERIZON COMMUNICATIONS INC - 55 SHS | 1913 | 2207 |
| GLOBAL PAYMENTS INC - 15 SHS | 732 | 711 |
| US BANCORP DEL - 45 SHS | 787 | 1217 |
| DODGE & COX INTERNATIONAL STOCK - 1463.45 SHS | 44407 | 42791 |
| YUM BRANDS INC - 45 SHS | 1555 | 2655 |
| CENTERPOINT ENERGY INC - 89 SHS | 1520 | 1788 |
| COMCAST CORP CL A - 51 SHS | 915 | 1209 |
| CARNIVAL CORPORATION - 37 SHS | 1315 | 1208 |
| ARBITRAGE FUNDS - I CL I - 1400.53 SHS | 18641 | 18347 |
| ASTON OPTIMUM MID CAP FUND I - 144.716 SHS | 4135 | 4337 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 660.171 SHS | 9579 | 10688 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 2337.56 SHS | 21225 | 22604 |
| JPM INTL VALUE FD - SEL FUND 1296 - 4137.3 SHS | 52957 | 46379 |
| JPM EM MKTS 3 FD - SEL FUND 1235 - 1027.21 SHS | 21315 | 20770 |
| JPM ASIA 3 FD - SEL FUND 1134 - 612.253 SHS | 14731 | 17608 |
| MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 1785.85 SHS | 17022 | 23591 |
| AT&T INC - 59 SHS | 2101 | 1784 |
| CBS CORP CLASS B W/I - 62 SHS | 1679 | 1683 |
| JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 5555.7 SHS | 43164 | 48279 |
| CAMERON INTERNATIONAL CORPORATION - 12 SHS | 634 | 590 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 1547 SHS | 36482 | 41521 |
| HARTFORD CAPITAL APPRECIATION FUND - 1367.8 SHS | 40788 | 39406 |
| MANNING & NAPIER FUND INC 3 SERIES - 1178.8 SHS | 21183 | 20499 |
| T. ROWE PRICE OVERSEAS STOCK FUND - 1724.5 SHS | 14193 | 12623 |
| IVY LARGE CAP GROWTH FUND - I - 1015.55 SHS | 13778 | 13791 |
| INVESCO LTD - 58 SHS | 1127 | 1165 |
| NETAPP INC - 12 SHS | 428 | 435 |
| SPDR GOLD TRUST - 81 SHS | 10561 | 12311 |
| ACE LTD NEW - 21 SHS | 1119 | 1473 |
| VIRTUS INSIGHT TR VIRTUS EMRG FD I - 2298.45 SHS | 21238 | 19996 |
| TYCO INTERNATIONAL LTD - 35 SHS | 1381 | 1635 |
| TIME WARNER INC NEW - 108 SHS | 2843 | 3903 |
| RS INTERNATIONAL GROWTH FUND - 2618.42 SHS | 42366 | 40376 |
| MERCK AND CO INC - 112 SHS | 3884 | 4222 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 1104.89 SHS | 18221 | 18927 |
| NEXTERA ENERGY INC - 19 SHS | 1085 | 1157 |
| COLUMBIA FDS SER TR II MASS ASIA PC JP R5 - 1813.43 SHS | 21924 | 19803 |
| COVIDIEN PLC NEW - 32 SHS | 1319 | 1440 |
| CITIGROUP INC NEW - 55 SHS | 2047 | 1447 |
| BROADCOM CORP CL A - 15 SHS | 499 | 440 |
| JUNIPER NETWORKS INC - 75 SHS | 2025 | 1531 |
| EXXON MOBIL CORP - 47 SHS | 3158 | 3984 |
| METLIFE INC - 62 SHS | 2411 | 1933 |
| MONSANTO CO - 10 SHS | 699 | 701 |
| KRAFT FOODS INC CLASS A - 59 SHS | 2037 | 2204 |
| PRUDENTIAL FINANCIAL INC - 28 SHS | 1346 | 1403 |
| CONOCOPHILLIPS - 33 SHS | 1833 | 2405 |
| BIOGEN IDEC INC - 17 SHS | 1234 | 1871 |
| BAIDU INC SPONS ADR - 6 SHS | 553 | 699 |
| INTERCONTINENTAL EXCHANGE INC - 4 SHS | 446 | 482 |
| TD AMERITRADE HOLDING CORPORATION - 39 SHS | 632 | 610 |
| MASTERCARD INC - CLASS A - 3 SHS | 548 | 1118 |
| GENERAL MOTORS CO - 47 SHS | 1597 | 953 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ADJUSTMENT - RETURN OF CAPITAL | $111 |
| ADJUSTMENT - MISC | $2 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $787 | 787 | 0 |
| EXCISE TAXES PAID | $1,338 | 0 | 0 |
| ESTIMATED TAXES PAID | $1,360 | 0 | 0 |
Comments