AMERICAN OCCUPATIONAL THERAPY FOUNDATION INC: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- AMERICAN OCCUPATIONAL THERAPY FOUNDATION INC (EIN 13-6189382)
- Tax period
- 2010-10-01 to 2011-09-30
- Filed
- 2012-04-17
- IRS object ID
- 201221099349300217
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule G
- Schedule I
- Schedule J
- Schedule M
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-04-17T15:55:05-05:00 | Timestamp |
| Tax Period End Date | 2011-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rogers & Company PLLC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8300 Boone Boulevard Suite 600 | AddressLine1 |
| City | Vienna | City |
| State | VA | State |
| ZIP Code | 22182 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136189382 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The American Occupational Therapy Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | AMER | NameControl |
| Phone | 3016522682 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4720 Montgomery Lane PO Box 31220 | AddressLine1 |
| City | Bethesda | City |
| State | MD | State |
| ZIP Code | 208241220 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Diana L Ramsay | Name |
| Title | President | Title |
| Phone | 3016522682 | Phone |
| Date Signed | 2012-04-18 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Michael A Benoudiz CPA | Name |
| Phone | 7038930300 | Phone |
| Date Prepared | 2012-04-18 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Diana L Ramsay | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4720 Montgomery Lane PO Box 31220 | AddressLine1 |
| City | Bethesda | City |
| State | MD | State |
| ZIP Code | 208241220 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 18008449 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | http://www.aotf.org/ | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1965 | YearFormation |
| State Legal Domicile | DE | StateLegalDomicile |
| Activity Or Mission Description | The Foundation is a charitable, scientific and educational organization founded in 1965. It exists for the advancement of occupational therapy and works in the public interest. It accomplishes its aims primarily through programs supporting research, education, publications, and leadership development. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 12 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 12 | NbrIndependentVotingMembers |
| Total Nbr Employees | 8 | TotalNbrEmployees |
| Total Nbr Volunteers | 75 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 12513637 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 2623941 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 143777 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 194430 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 87973 | InvestmentIncomePriorYear |
| Investment Income Current Year | 8457700 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 70307 | OtherRevenuePriorYear |
| Other Revenue Current Year | 39087 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 12815694 | TotalRevenuePriorYear |
| Total Revenue Current Year | 11315158 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 51200 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 51500 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 384518 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 498031 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 8000 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 161393 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 524917 | OtherExpensePriorYear |
| Other Expenses Current Year | 565459 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 960635 | TotalExpensesPriorYear |
| Total Expenses Current Year | 1122990 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 11855059 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 10192168 | RevenuesLessExpensesCY |
| Total Assets BOY | 18769402 | TotalAssetsBOY |
| Total Assets EOY | 20273894 | TotalAssetsEOY |
| Total Liabilities BOY | 249188 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 137609 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 18520214 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 20136285 | NetAssetsOrFundBalancesEOY |
| Mission Description | To advance research, education and public awareness for occupational therapy so that all people may participate fully in life regardless of their physical, social, mental or developmental circumstances. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 224281 | Expense |
| Grants | 51500 | Grants |
| Revenue | 102890 | Revenue |
| Description | Educational & Scholarship Programs - To increase knowledge and understanding of the profession through books, journals, and brochures. Scholarships and fellowships are given to encourage intellectual growth. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 217001 | Expense |
| Revenue | 91540 | Revenue |
| Description | Research Programs - The Foundation awards grants to promote occupational therapy through studies and surveys. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 441282 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 1 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 8 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 8 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 12 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 12 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 3016522682 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4720 Montgomery Lane PO Box 31220 | AddressLine1 |
| City | Bethesda | City |
| State | MD | State |
| ZIP Code | 20824 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (15 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation |
|---|---|---|---|---|---|---|
| Diana L Ramsay | ||||||
| President | 1.00 | X | X | 0 | 0 | 0 |
| Wendy Coster | ||||||
| Vice President | 1.00 | X | X | 0 | 0 | 0 |
| Mary Foto | ||||||
| Secretary | 1.00 | X | X | 0 | 0 | 0 |
| Adam Drobot | ||||||
| Treasurer | 1.00 | X | X | 0 | 0 | 0 |
| Patricia Booth | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Aaron Eakman | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Martha Kirkland | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Kinsuk Maitra | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Mark Sullivan | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Alfred Chiplin | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Sharon Rylan | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Melissa Oliver | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Cynthia Epstein | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Ruth Ann Watkins | ||||||
| Director | 1.00 | X | 0 | 0 | 0 | |
| Charles H Christiansen | ||||||
| Executive Director | 35.00 | X | 177355 | 0 | 6938 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 177355 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 6938 | TotalOtherCompensation |
| Number Individuals GT100 K | 1 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| Fundraising Events | 27485 | FundraisingEvents |
| All Other Contributions | 2596456 | AllOtherContributions |
| Noncash Contributions | 2212095 | NoncashContributions |
| Total Contributions | 2623941 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (4 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| Membership dues | 900099 | 70412 | 70412 |
| Library services | 900099 | 55842 | 55842 |
| Subcriptions | 900099 | 47048 | 47048 |
| Workshop/conference | 900099 | 21128 | 21128 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 194430 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 587474 | TotalRevenueColumn |
| Exclusion | $587,474 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3734 | TotalRevenueColumn |
| Exclusion | $3,734 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 14543837 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 6673611 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 7870226 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7870226 | TotalRevenueColumn |
| Exclusion | $7,870,226 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 15520 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 27485 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 15520 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 12330 | GrossSalesOfInventory |
| Cost Of Goods Sold | 4160 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8170 | TotalRevenueColumn |
| Exclusion | $8,170 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Other income | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 27183 | TotalRevenueColumn |
| Related Or Exempt Function Income | 27183 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 27183 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11315158 | TotalRevenueColumn |
| Related Or Exempt Function Income | 221613 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $8,469,604 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 51500 | Total |
| Program Services | 51500 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 171995 | Total |
| Program Services | 60225 | ProgramServices |
| Management And General | 85933 | ManagementAndGeneral |
| Fundraising | 25837 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 233261 | Total |
| Program Services | 83730 | ProgramServices |
| Management And General | 113962 | ManagementAndGeneral |
| Fundraising | 35569 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 23947 | Total |
| Program Services | 3905 | ProgramServices |
| Management And General | 19589 | ManagementAndGeneral |
| Fundraising | 453 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36493 | Total |
| Program Services | 6193 | ProgramServices |
| Management And General | 23478 | ManagementAndGeneral |
| Fundraising | 6822 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 32335 | Total |
| Program Services | 11666 | ProgramServices |
| Management And General | 15632 | ManagementAndGeneral |
| Fundraising | 5037 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8360 | Total |
| Management And General | 8360 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 51182 | Total |
| Management And General | 51182 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8000 | Total |
| Fundraising | 8000 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 57501 | Total |
| Management And General | 57501 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 207053 | Total |
| Program Services | 103272 | ProgramServices |
| Management And General | 54010 | ManagementAndGeneral |
| Fundraising | 49771 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1123 | Total |
| Management And General | 1123 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14808 | Total |
| Program Services | 2224 | ProgramServices |
| Management And General | 11483 | ManagementAndGeneral |
| Fundraising | 1101 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19176 | Total |
| Program Services | 4545 | ProgramServices |
| Management And General | 5911 | ManagementAndGeneral |
| Fundraising | 8720 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 39067 | Total |
| Program Services | 14023 | ProgramServices |
| Management And General | 19087 | ManagementAndGeneral |
| Fundraising | 5957 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36783 | Total |
| Program Services | 15566 | ProgramServices |
| Management And General | 17031 | ManagementAndGeneral |
| Fundraising | 4186 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 18441 | Total |
| Program Services | 295 | ProgramServices |
| Management And General | 16625 | ManagementAndGeneral |
| Fundraising | 1521 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8986 | Total |
| Program Services | 3226 | ProgramServices |
| Management And General | 4390 | ManagementAndGeneral |
| Fundraising | 1370 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12097 | Total |
| Program Services | 4342 | ProgramServices |
| Management And General | 5910 | ManagementAndGeneral |
| Fundraising | 1845 | Fundraising |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| Publications | 46678 | 46678 | ||
| Research contracts | 12075 | 12075 | ||
| Honorarium | 8150 | 6000 | 950 | 1200 |
| Invest. transaction fee | 7884 | 7884 | ||
| Miscellaneous | 7607 | 265 | 3338 | 4004 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8488 | Total |
| Program Services | 3668 | ProgramServices |
| Management And General | 4820 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1122990 | Total |
| Program Services | 441282 | ProgramServices |
| Management And General | 520315 | ManagementAndGeneral |
| Fundraising | 161393 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2360508 | BOY |
| EOY | 434220 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4290680 | BOY |
| EOY | 48038 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2443 | BOY |
| EOY | 2443 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 953 | BOY |
| EOY | 703 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 145120 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 115731 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 30718 | BOY |
| EOY | 29389 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10154342 | BOY |
| EOY | 17826646 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1929758 | BOY |
| EOY | 1932455 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18769402 | BOY |
| EOY | 20273894 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 235085 | BOY |
| EOY | 128161 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 7695 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14103 | BOY |
| EOY | 1753 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 249188 | BOY |
| EOY | 137609 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11977382 | BOY |
| EOY | 13642265 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 885562 | BOY |
| EOY | 720925 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5657270 | BOY |
| EOY | 5773095 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18520214 | BOY |
| EOY | 20136285 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18769402 | BOY |
| EOY | 20273894 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 10192168 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -8576097 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 759021 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 698724 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1303909 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1540231 | CurrentTaxYearMinus1Year |
| Current Tax Year | 411846 | CurrentTaxYear |
| Total | 4713731 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 759021 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 698724 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1303909 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1540231 | CurrentTaxYearMinus1Year |
| Current Tax Year | 411846 | CurrentTaxYear |
| Total | 4713731 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 2116289 | AmountsSubstContributorsTotal |
| Public Support Total170 | 2597442 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 303883 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 62503 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 43143 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 80864 | CurrentTaxYearMinus1Year |
| Current Tax Year | 591208 | CurrentTaxYear |
| Total | 1081601 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1591 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9671 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9559 | CurrentTaxYearMinus2Years |
| Current Tax Year | 27183 | CurrentTaxYear |
| Total | 48004 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 5843336 | TotalSupport |
| Gross Receipts From Admissions Etc | 647935 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.44450 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.45000 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3307770 | BeginningOfYearBalance |
| Contributions | 264083 | Contributions |
| Investment Earnings Or Losses | -181247 | InvestmentEarningsOrLosses |
| Other Expenditures | 62400 | OtherExpenditures |
| Administrative Expenses | 96047 | AdministrativeExpenses |
| End Of Year Balance | 3232159 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1279603 | BeginningOfYearBalance |
| Contributions | 2204811 | Contributions |
| Investment Earnings Or Losses | -106296 | InvestmentEarningsOrLosses |
| Other Expenditures | 14900 | OtherExpenditures |
| Administrative Expenses | 55448 | AdministrativeExpenses |
| End Of Year Balance | 3307770 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1470151 | BeginningOfYearBalance |
| Contributions | 17250 | Contributions |
| Investment Earnings Or Losses | -154781 | InvestmentEarningsOrLosses |
| Other Expenditures | 38117 | OtherExpenditures |
| Administrative Expenses | 14900 | AdministrativeExpenses |
| End Of Year Balance | 1279603 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.02570 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.94640 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.02790 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 858 | OtherCostOrOtherBasis |
| Depreciation | 858 | Depreciation |
| Book Value | 0 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 144262 | OtherCostOrOtherBasis |
| Depreciation | 114873 | Depreciation |
| Book Value | 29389 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | 0 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 29389 | TotalOfBookValueLandBuildings |
Other Assets OtherAssets (4 entries)
| DescriptionDescription | Book ValueBookValue |
|---|---|
| Cash surrender value of life insurance | 1455 |
| Charitable remainder trust | 1886540 |
| Interest receivable | 39170 |
| Due from related party | 5290 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 1932455 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Liability for future interest in pooled income fund | Description |
| Amount | $1,753 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 1753 | TotalOfAmounts |
| Total Revenue | 11315158 | TotalRevenue |
| Total Expenses | 1122990 | TotalExpenses |
| Excess Or Deficit For Year | 10192168 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -8459382 | NetUnrealizedGLOnInvestments |
| Other | -$116,715 | OtherAmount |
| Total Adjustments | -8576097 | TotalAdjustments |
| Excess Or Deficit Per FS | 1616071 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 2875456 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -8459382 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | -8459382 | RevenueNotRptdF990 |
| Revenue Subtotal | 11334838 | RevenueSubtotal |
| Other Revenues Not Included | -19680 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | -19680 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 11315158 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 1142670 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 1142670 | ExpensesSubtotal |
| Other Expenses Not Included | -19680 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | -19680 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 1122990 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Description of Intended Use of Endowment Funds: | Part V, Line 4: | The Foundation's endowments are restricted for the purposes of awarding scholarships and other general purposes. |
| Description of Uncertain Tax Positions Under FIN 48: | Part X: | The Foundation had no significant uncertain tax positions for the year ended September 30, 2011. |
| Part XI, Line 8 - Other Adjustments: | Return of contributions to donors -116,715. | |
| Part XII, Line 4b - Other Adjustments: | Cost of goods sold -4,160. Direct benefit to donors -15,520. | |
| Part XIII, Line 4b - Other Adjustments: | Cost of goods sold -4,160. Direct benefits to donors -15,520. |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | Gala and auction | NameOfEvent1 |
| Gross Receipts Event1 | 43005 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 27485 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 15520 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 2200 | RentFacilityCostsEvent1 |
| Other Direct Expenses Event1 | 13320 | OtherDirectExpensesEvent1 |
| Gross Receipts Total | 43005 | GrossReceiptsTotal |
| Charitable Contributions Total | 27485 | CharitableContributionsTotal |
| Gross Revenue Total Events | 15520 | GrossRevenueTotalEvents |
| Rent Facility Costs Total Events | 2200 | RentFacilityCostsTotalEvents |
| Other Direct Expenses Total Events | 13320 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 15520 | DirectExpenseSummaryEvents |
| Net Income Summary | 0 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | Scholarships | TypeOfGrant |
| Number Of Recipients | 38 | NumberOfRecipients |
| Amount Of Cash Grant | 51500 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Grants in the U.S.: | Identifier |
| Return Reference | Part I, Line 2: | ReturnReference |
| Explanation | Schedule I, Part I, Line 2: Upon completion of the dissertation, grant recipients must provide a personal statement, which is required to include what the recipient is going to do next. A copy of the completed dissertation must be submitted to the Wilma L. West Library. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Charles H Christiansen | NamePerson |
| Base Compensation Filing Org | 105760 | BaseCompensationFilingOrg |
| Comp Based On Related Orgs | 0 | CompBasedOnRelatedOrgs |
| Bonus Filing Org | 0 | BonusFilingOrg |
| Bonus Related Orgs | 0 | BonusRelatedOrgs |
| Other Compensation Filing Org | 71595 | OtherCompensationFilingOrg |
| Other Compensation Related Orgs | 0 | OtherCompensationRelatedOrgs |
| Deferred Comp Filing Org | 5089 | DeferredCompFilingOrg |
| Deferred Comp Related Orgs | 0 | DeferredCompRelatedOrgs |
| Nontaxable Benefits Filing Org | 1849 | NontaxableBenefitsFilingOrg |
| Nontaxable Benefits Related Orgs | 0 | NontaxableBenefitsRelatedOrgs |
| Total Compensation Filing Org | 184293 | TotalCompensationFilingOrg |
| Total Compensation Related Orgs | 0 | TotalCompensationRelatedOrgs |
| Comp Report Prior990 Filing Org | 0 | CompReportPrior990FilingOrg |
| Comp Report Prior990 Related Orgs | 0 | CompReportPrior990RelatedOrgs |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 2212095 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV of securities | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Form 990, Part VI, Section B, line 11 | The Foundation distributes electronically the completed 990, and then after having given the Board time to review, there is a conference call meeting where questions are asked and addressed. | |
| The Foundation's Board and key employees sign documents on an annual basis verifying no conflicts of interest. Should any conflict arise, the Board will take action, as deemed appropriate in the circumstances. | Form 990, Part VI, Section B, line 12c | |
| The Compensation Committee consulted with an employment attorney and collected information on comparable positions as part of developing an appropriate employment contract for the Foundation's top management officials. | Form 990, Part VI, Section B, line 15 | |
| That Foundation's governing documents, conflict of interest policy, and financial statements are available to public upon request. | Form 990, Part VI, Section C, line 19 | |
| Changes in Net Assets or Fund Balances: | Net unrealized losses on investments: -8,459,382. Return of contributions to donors -116,715. Total to Form 990, Part XI, Line 5: -8,576,097. | Form 990, Part XI, line 5: |
| The Foundation has a designated committee that assumes responsibility for oversight of the audit, including selection of the independent accountant. This process is consistent with prior years. | Form 990, Part XI, Line 2c |
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