BAXTER TRUST: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: BAXTER TRUST (EIN 76-0174893)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-11-07
IRS object ID: 201213129349100726
Schema version: 2011v1.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-11-07T16:43:13-06:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	BRIGGS & VESELKA CO PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	9 GREENWAY PLAZA SUITE 1700	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770460946	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	760174893	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	Baxter Trust	BusinessNameLine1
Business Name Line2	c/o Private Foundation Services	BusinessNameLine2

Field	Value	IRS element (for citing)
In Care Of Name	% SANDEEN & GIBLIN	InCareOfName
Name Control	BAXT	NameControl
Phone	7139606166	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	4265 San Felipe	AddressLine1
City	Houston	City
State	TX	State
ZIP Code	77027	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	thomas g hambrick jr	Name
Title	chairman	Title
Date Signed	2012-10-15	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	7136679147	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	41603622	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	571483	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	385	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	385	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	1628460	DividendsRevAndExpnss
Dividends Net Invst Incm	1618838	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	5141131	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	53883984	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	5141131	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	7341459	TotalRevenueAndExpenses
Total Net Investment Income	6760354	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Legal Fees Rev And Expnss	30254	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	0	LegalFeesNetInvstIncm
Legal Fees Adj Net Incm	0	LegalFeesAdjNetIncm
Legal Fees Dsbrs Chrtbl Prps	30254	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	5750	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	0	AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm	0	AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps	5750	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	228165	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	205249	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	22916	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	9809	TaxesRevAndExpnss
Taxes Net Invst Incm	9809	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	2099	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	76	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	2023	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	276077	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	215134	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	0	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	60943	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	1875400	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	1875400	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	2151477	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	215134	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	0	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	1936343	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	5189982	ExcessOfRevenueOverExpenses
Net Investment Income	6545220	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	2320763	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	1568886	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	1568886	SavingsAndTempCashInvstEOYFMV
Accounts Receivable	0	AccountsReceivable
Accounts Receivable BOY	79434	AccountsReceivableBOY
Accounts Receivable EOY	0	AccountsReceivableEOY
Accounts Receivable EOYFMV	0	AccountsReceivableEOYFMV
Investments Govt Oblig BOY	8017406	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	0	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	0	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	19650746	InvestmentsCorpStockBOY
Investments Corp Stock EOY	15333934	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	14269429	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	7813082	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	19720077	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	19888005	InvestmentsCorpBondsEOYFMV
Investments Other BOY	0	InvestmentsOtherBOY
Investments Other EOY	5096642	InvestmentsOtherEOY
Investments Other EOYFMV	5877302	InvestmentsOtherEOYFMV
Total Assets BOY	37881431	TotalAssetsBOY
Total Assets EOY	41719539	TotalAssetsEOY
Total Assets EOYFMV	41603622	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	37881431	UnrestrictedBOY
Unrestricted EOY	41719539	UnrestrictedEOY
Total Net Assets BOY	37881431	TotalNetAssetsBOY
Total Net Assets EOY	41719539	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	37881431	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	41719539	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	37881431	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	5189982	ExcessOfRevenueOverExpenses
Other Increases	143407	OtherIncreases
Subtotal	43214820	Subtotal
Other Decreases	1495281	OtherDecreases
Total Net Assets Fund Balances EOY	41719539	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (4 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
BRINKER - ST - TAXPAYER MAINTAINS DETAILS	P	25156360	22877590	2278770	2278770
BRINKER - LT - TAXPAYER MAINTAINS DETAILS	P	27490219	24781686	2708533	2708533
UBS- ST - TAXPAYER MAINTAINS DETAILS	P	1096112	1083577	12535	12535
CAPITAL GAIN DIVIDENDS	P			141293

Field	Value	IRS element (for citing)
Capital Gain Net Income	5141131	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	1746766	QualifyingDistributionsYear1
Noncharitable Assets Year1	39549670	NoncharitableAssetsYear1
Distribution Ratio Year1	0.044166	DistributionRatioYear1
Qualifying Distributions Year2	1381024	QualifyingDistributionsYear2
Noncharitable Assets Year2	35798640	NoncharitableAssetsYear2
Distribution Ratio Year2	0.038578	DistributionRatioYear2
Qualifying Distributions Year3	761050	QualifyingDistributionsYear3
Noncharitable Assets Year3	27520651	NoncharitableAssetsYear3
Distribution Ratio Year3	0.027654	DistributionRatioYear3
Qualifying Distributions Year4	327652	QualifyingDistributionsYear4
Noncharitable Assets Year4	9727759	NoncharitableAssetsYear4
Distribution Ratio Year4	0.033682	DistributionRatioYear4
Qualifying Distributions Year5	278676	QualifyingDistributionsYear5
Noncharitable Assets Year5	5565041	NoncharitableAssetsYear5
Distribution Ratio Year5	0.050076	DistributionRatioYear5
Total Distribution Ratio	0.194156	TotalDistributionRatio
Average Distribution Ratio	0.038831	AverageDistributionRatio
Net Noncharitable Assets	40162942	NetNoncharitableAssets
Adjusted Noncharitable Assets	1559567	AdjustedNoncharitableAssets
One Percent Net Investment Income	65452	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1625019	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1936343	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	65452	InvestmentIncomeExciseTax
Subtotal	65452	Subtotal
Tax Based On Investment Income	65452	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	7802	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	60000	TaxPaidWithExtension
Total Credits And Payments	67802	TotalCreditsAndPayments
Overpayment	2350	Overpayment
Amount Credited To Next Year	2350	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	TX	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SANDEEN & GIBLIN	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	7133371695	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1800 ST JAMES PLACE SUITE 312	AddressLine1
City	Houston	City
State	TX	State
ZIP Code	77056	ZIPCode

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
BLAIR BAXTER
4265 San Felipe	Houston	TX	77027	TRUSTEE	1.0	0	0	0
DAVID WELSH
4265 San Felipe	Houston	TX	77027	TRUSTEE	1.0	0	0	0
THOMAS G HAMBRICK JR
4265 San Felipe	Houston	TX	77027	CHAIRMAN	2.0	0	0	0
TOBIAS T MONGAN
4265 San Felipe	Houston	TX	77027	TRUSTEE	1.0	0	0	0
DAVID D WELSH
4265 San Felipe	Houston	TX	77027	TRUSTEE	1.0	0	0	0
HEIDI KELSEY
4265 San Felipe	Houston	TX	77027	TRUSTEE	1.0	0	0	0
DAVID HESSEL
4265 San Felipe	Houston	TX	77027	TRUSTEE	1.0	0	0	0

Field	Value	IRS element (for citing)
Summary Of Direct Charitable Acty		SummaryOfDirectCharitableActy
Sum Of Program Related Investments		SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	40326954	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	447606	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	40774560	TotalFMVOfUnusedAssets
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	40774560	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	611618	CashDeemedCharitable
Net Noncharitable Assets	40162942	NetNoncharitableAssets
Minimum Investment Return	2008147	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	2008147	MinimumInvestmentReturn
Tax Based On Investment Income	65452	TaxBasedOnInvestmentIncome
Total Tax	65452	TotalTax
Distributable Amount Before Adj	1942695	DistributableAmountBeforeAdj
Distributable Amount Before Ded	1942695	DistributableAmountBeforeDed
Distributable Amount As Adjusted	1942695	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1936343	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	1936343	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	65452	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	1870891	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	1942695	DistributableAmountAsAdjusted
Undistributed Income Prior Year	1572191	UndistributedIncomePriorYear
Prior Year1	2009	PriorYear1
Prior Year2	2008	PriorYear2
Prior Year3	2007	PriorYear3
Excess Distri Carryover Year1	0	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	0	TotalExcessDistriCarryover
Qualifying Distributions	1936343	QualifyingDistributions
Applied To Year1	1572191	AppliedToYear1
Applied To Current Year	364152	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	0	TotalCorpus
Undistributed Income CY	1578543	UndistributedIncomeCY
Excess Distri Cyov To Next Year	0	ExcessDistriCyovToNextYear
Excess From Current Year	0	ExcessFromCurrentYear

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundations

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	NONE	ContributingManager
Shareholder Manager	NONE	ShareholderManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (45 entries)

Address Line1RecipientUSAddress/AddressLine1	Address Line2RecipientUSAddress/AddressLine2	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ANGELLE'S PROJECT
CHARLES CARTER CEO	3401 CONDOR STREET	HOUSTON	TX	77021	PUBLIC CHARITY	RE-ENTRY TRANSITIONAL HOUSING/VOCATIONAL TRAINING	$25,000
BAY AREA TURNING POINT
DIANE SAVAGE PRESIDENT	PO BOX 57543	WEBSTER	TX	77543	PUBLIC CHARITY	SERVICES FOR ABUSED CHILDREN	$25,000
BREAD BASKET MINISTRIES
MARK BERRY DIRECTOR	PO BOX 244	FORT WORTH	TX	76101	PUBLIC CHARITY	GENERAL OPERATING EXPENSES	$20,000
DENVER HARBOR CLINIC
DANIEL MONTEZ CEO	424 HAHLO STREET	HOUSTON	TX	77020	PUBLIC CHARITY	UNINSURED MEDICAL CARE	$20,000
HARKINS HOUSE
HANK MARION PRESIDENT	PO BOX 1113	HUMBLE	TX	773471113	PUBLIC CHARITY	GENERAL OPERATING EXPENSES	$30,500
HEART HOUSE
ANNA LAND CEO	PO BOX 682991	HOUSTON	TX	77268	PUBLIC CHARITY	LAUNCH CAMPAIGN	$50,000
HOPE AFTER THE JOURNEY
PAT GRIFFIN EXECUTIVE DIRECTOR	6260 WESTPARK SUITE 201	HOUSTON	TX	77057	PUBLIC CHARITY	ADULT LITERACY PROGRAM	$55,000
HOUSTON PARKS BOARD
DEBORAH RULE DEVELOPMENT COORDINAT	300 NORTH POST OAK LANE	HOUSTON	TX	77024	PUBLIC CHARITY	HALBERT PARK RENOVATION	$100,000
HUMBLE AREA ASSISTANCE MINISTRIES
SANDY TISDALE EXECUTIVE DIRECTOR	1302 FIRST STREET	HUMBLE	TX	77338	PUBLIC CHARITY	SELF SUFFICIENCY PROGRAM	$35,000
MAGNIFICAT HOUSES INC
LARRY CRONIN DEVELOPMENT DIRECTOR	PO BOX 25415	HOUSTON	TX	77265	PUBLIC CHARITY	LOAVES AND FISHES SOUP KITCHEN	$25,000
NEHEMIAH CENTER
DIANA CARBIS DIRECTOR OF DEVELOPME	5015 FANNIN STREET	HOUSTON	TX	77004	PUBLIC CHARITY	GENERAL OPERATING EXPENSES	$30,000
POSITIVE COACHING ALLIANCE
BEN ROSE DIRECTOR	1050 N POST OAK ROAD SUITE 210	HOUSTON	TX	77055	PUBLIC CHARITY	CHARACTER EDUCATION	$27,000
TEXAS A&M UNIVERSITY
CHRIS SIMPSON DEPARTMENT OF COUNSE	PO BOX 3011	COMMERCE	TX	754293011	PUBLIC CHARITY	PROCEDURE MANUAL FOR COUNSELORS	$30,000
TRINITY CENTER
IRIT UMANI EXECUTIVE DIRECTOR	304 E 7TH STREET	AUSTIN	TX	78758	PUBLIC CHARITY	LEADERSHIP TRANSITION	$25,000
ACAM
SHARON ZACHARY-HEYLIGER EXECUTIVE	770 S POST OAK LANE SUITE 414	HOUSTON	TX	77056	PUBLIC CHARITY	GRANT PROGRAM	$75,000
HOPE FARM
GARY RANDLE EXECUTIVE DIRECTOR	865 ATLANTA STREET	FORT WORTH	TX	76104	PUBLIC CHARITY	PURCHASE OF HOME FOR LOCATION	$50,000
HOUSTON COMMUNITY COLLEGE FOUNDATION
KATY BUTTERWICK DIRECTOR OF DEVELO	3100 MAIN STREET SUITE 12B12 MC 1	HOUSTON	TX	77002	PUBLIC CHARITY	VAST TRAINING SPECIALISTS	$65,000
MAIN STREET MINISTRIES
TOMMY THOMPSON EXECUTIVE DIRECTOR	5100 TRAVIS STREET	HOUSTON	TX	77002	PUBLIC CHARITY	GENERAL OPERATING EXPENSES	$75,000
MINIS AND FRIENDS
SALLY IWANSKI EXECUTIVE DIRECTOR	PO BOX 91704	AUSTIN	TX	78709	PUBLIC CHARITY	MINIS OUT, MOVING ON	$5,000
MONTROSE COUNSELING CENTER
MICHAEL ATOR PROJECT SPECIALIST	401 BRANDARD STREET 2ND FLOOR	HOUSTON	TX	77006	PUBLIC CHARITY	VOLUNTEER PROGRAM EXPANSION	$25,000
MUSIQA
ANTHONY BRANDT ARTISIC DIRECTOR	1119 WAUGH DRIVE 1	HOUSTON	TX	77019	PUBLIC CHARITY	EDUCATIONAL PROGRAMMING	$25,000
THE PARISH SCHOOL
BARBARA DEVETSKI DORECTOR OF DEVEL	11011 HAMMERLY	HOUSTON	TX	77043	PUBLIC CHARITY	TUITION ASSISTANCE	$50,000
PRO-VISION
STEVE FYKE BUSINESS MANAGER	4590 WILMINGTON	HOUSTON	TX	77051	PUBLIC CHARITY	SEEDING HOPE	$50,000
SOLID FOUNDATION ASSOCIATION
JOHN CANNINGS EXECUTIVE DIRECTOR	2220 E MAIN STREET	NACOGDOCHES	TX	75961	PUBLIC CHARITY	LEVEL PLAYING FIELD	$25,000
SPRING SPIRIT BASEBALL
LINDA RILEYM CAPITAL CAMPAIGN COORD	5120 WOODWAY SUITE 6002	HOUSTON	TX	77056	PUBLIC CHARITY	YOUTH SPORTS COMPLEX	$100,000
WICHITA FALLS ISD
BETSY HAMILTON SPECIAL EDUCATION C	PO BOX 97533	WICHITA FALLS	TX	763077533	PUBLIC CHARITY	CHARACTER ENRICHMENT	$20,000
ST PAUL'S UNITED METHODIST CHURCH
DR L BANKSTON	5501 MAIN	HOUSTON	TX	770046917	PUBLIC CHARITY	AFTER SCHOOL ENRICHMENT PROGRAM	$25,000
IVY CHARITABLE TRUST
LUCY BREMOND DIRECTOR	4101 WATERSTONE ST	MISSOURI CITY	TX	77459	PUBLIC CHARITY	SCHOLARSHIPS	$10,000
THE WAY STATION
EVELYN NOLEN DIRECTOR	6221 MAIN STREET	HOUSTON	TX	77030	PUBLIC CHARITY	GENERAL OPERATING EXPENSES	$25,000
AMAZING PLACE
LAUREL THOMPSON DIRECTOR	3735 DREXEL STREET	HOUSTON	TX	77027	PUBLIC CHARITY	MARKETING PROGRAM	$80,000
BREAKTHROUGH HOUSTON
DARCY DOUGLAS DIRECTOR	2401 CLAREMONT LANE	HOUSTON	TX	77019	PUBLIC CHARITY	COLLEGE READINESS PROGRAM	$65,000
CENTER STREET MINISTRIES
IVAN RHONE DIRECTOR	9337B KATY FREEWAY 263	HOUSTON	TX	77024	PUBLIC CHARITY	GENERAL OPERATING EXPENSES	$25,000
DEPRESSION AND BIPOLAR SUPPORT PROGRAM
CHRISTINA WILKERSON DIRECTOR	3800 BUFFALO SPEEDWAY 300	HOUSTON	TX	77098	PUBLIC CHARITY	SUPPORT GROUP PROGRAM	$50,000
HARRIS COUNTY HEALTHCARE ALLIANCE
KAREN LOVE DIRECTOR	1310 PRAIRIE STREET 1080	HOUSTON	TX	77002	PUBLIC CHARITY	SPRECIALTY CARE ACCESS PROJECT	$100,000
HISPANIC SCHOLARSHIP CONSORTIUM
MARISA LIMON DIRECTOR	1107 S 8TH STREET	AUSTIN	TX	78704	PUBLIC CHARITY	SCHOLARSHIPS	$50,000
HOUSTON DEPT OF HEALTH AND HUMAN SERVICES
JOEL SHANNON DIRECTOR	800 NORTH STADIUM DRIVE 8TH FLOOR	HOUSTON	TX	77054	PUBLIC CHARITY	SEE TO SUCCCEED	$50,000
KNOWBILITY
RON HICKS DIRECTOR	3925 WEST BRAKER LANE	AUSTIN	TX	78759	PUBLIC CHARITY	ACCESSIBILITY INTERNET RALLY	$15,000
THE NEXT STEP FUND
STEVEN AMSTUTZ DIRECTOR	PO BOX 4059	HOUSTON	TX	77210	PUBLIC CHARITY	LEARNING OPPORTUNITIES	$30,000
PALMER MEMORIAL CHURCH
GEORGE FERRY DIRECTOR	6221 MAIN STREET	HOUSTON	TX	77030	PUBLIC CHARITY	ANDEAN RURAL HEALTHCARE	$10,000
SCHOOL FOR YOUNG CHILDREN
DR RUTH STRUDLER DIRECTOR	3808 GARROT STREET	HOUSTON	TX	77006	PUBLIC CHARITY	MATHEMATICS ENRICHMENT PROGRAM	$12,900
STONEY CREEK RANCH
BARRETT ROUSE DIRECTOR	510 BERING STREET SUITE 100	HOUSTON	TX	77057	PUBLIC CHARITY	URBAN INITIATIVE	$50,000
UNIVERSITY OF ST THOMAS
DEBBYE CROFOOT-MORLEY DIRECTOR	3800 MONTROSE BLVD	HOUSTON	TX	77006	PUBLIC CHARITY	CLINICAL EDUCATION FOR NURSES	$75,000
UNIVERSITY OF HOUSTON
MELISSA MACGREGOR DIRECTOR	334 MELCHER HALL SUITE 350	HOUSTON	TX	77204	PUBLIC CHARITY	SYSTEM BRIDGE PROGRAM	$50,000
AUSTIN CLUBHOUSE
LISA YOCH DIRECTOR	PO BOX 300568	AUSTIN	TX	78703	PUBLIC CHARITY	PROGRAM DEVELOPMENT	$30,000
HERMANN PARK CONSERVANCY
MEGHAN MILLER DIRECTOR	6201-A HERMANN PARK DRIVE	HOUSTON	TX	77030	PUBLIC CHARITY	EMERGENCY TREE WATERING	$60,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	1875400	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$385	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$1,628,460	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty
Other Investment Income Part VII		OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$5,141,131	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Other Revenue Described OtherRevenueDescribed

Field	Value	IRS element (for citing)
Description	LITIGATION FUNDS	Description
Exclusion Code	14	ExclusionCode

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$6,769,976	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	6769976	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	John Andrew Baxter CRUT	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	4265 SAN FELIPE	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77027	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	571483	AggregateContributions
Person Contribution Type	X	PersonContributionType

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	TAX PREP FEES	Category
Amount	$5,750	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	5750	DisbursementsCharitablePrps

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Field	Value	IRS element (for citing)
Name Of Bond	CORPORATE BONDS	NameOfBond
EOY Book Value	19720077	EOYBookValue
EOYFMV	19888005	EOYFMV

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	CORPORATE STOCK	NameOfStock
EOY Book Value	15333934	EOYBookValue
EOYFMV	14269429	EOYFMV

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	0	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	0	USGovtSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Field	Value	IRS element (for citing)
Category Or Item	OTHER INVESTMENTS	CategoryOrItem
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMV
Book Value	5096642	BookValue
EOYFMV	5877302	EOYFMV

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$30,254	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	30254	DisbursementsCharitablePrps

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	NET SETTLEMENT WITH BAXTER ESTATE	Description
Amount	$1,495,281	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
OTHER EXP-INSURANCE	2023	0	2023
ADR FEES	76	76	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	Litigation proceeds	Description

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Field	Value	IRS element (for citing)
Description	PRIOR PERIOD ADJUSTMENTS TO COST BASIS	Description
Amount	$143,407	Amount

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
MANAGEMENT FEES	$45,833	22917	22916
BRINKER INVEST MANAGEMENT FEES	$137,742	137742	0
UBS INVESTMENT MANAGEMENT FEES	$44,590	44590	0

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
FEDERAL EXCISE TAXES	$0	0
FOREIGN WITHHOLDING TAX	$9,809	0	9809

BAXTER TRUST: Form 990PF, tax year 2011

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (4 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of Business Name BooksInCareOfBusinessName

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (45 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Other Revenue Described OtherRevenueDescribed

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Contributor Address US ContributorAddressUS

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments