BRUNCKHORST FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- BRUNCKHORST FOUNDATION (EIN 23-7000850)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-10-25
- IRS object ID
- 201212999349100751
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-10-25T15:27:08-07:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KANDEL & COMPANY | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike Suite 206E | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237000850 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Brunckhorst Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BRUN | NameControl |
| Phone | 5164969195 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Barbara Brunckhorst | Name |
| Title | Trustee | Title |
| Date Signed | 2012-10-24 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Richard Kandel | Name |
| Phone | 5164969195 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 67127616 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 5340000 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 3149656 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 3149656 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -433671 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 13811868 | GrossSalesPrice |
| Total Revenue And Expenses | 8055985 | TotalRevenueAndExpenses |
| Total Net Investment Income | 3149656 | TotalNetInvestmentIncome |
| Taxes Rev And Expnss | 264054 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 1696 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 71 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 1625 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 265750 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 71 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 1625 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 3332000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 3332000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 3597750 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 71 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 3333625 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 4458235 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 3149585 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 28398 | CashBOY |
| Cash EOY | 76697 | CashEOY |
| Cash EOYFMV | 76697 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 267760 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 608896 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 608896 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 48728 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 234674 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 234674 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 1221070 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1317010 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1384200 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 7230029 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 10175339 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 10205611 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 50689843 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 50386665 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 50931986 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 2556940 | InvestmentsOtherBOY |
| Investments Other EOY | 3701722 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 3685552 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 62042768 | TotalAssetsBOY |
| Total Assets EOY | 66501003 | TotalAssetsEOY |
| Total Assets EOYFMV | 67127616 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 62042768 | CapitalStockBOY |
| Capital Stock EOY | 66501003 | CapitalStockEOY |
| Total Net Assets BOY | 62042768 | TotalNetAssetsBOY |
| Total Net Assets EOY | 66501003 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 62042768 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 66501003 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 62042768 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 4458235 | ExcessOfRevenueOverExpenses |
| Subtotal | 66501003 | Subtotal |
| Total Net Assets Fund Balances EOY | 66501003 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (58 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis |
|---|---|---|---|---|---|---|---|
| Templeton Global Bd Fd | P | 2010-02-03 | 2011-12-15 | 4337 | 4337 | 4337 | |
| Aberdeen Chile FD Inc | P | 2010-10-11 | 2011-01-28 | 9955 | 9955 | 9955 | |
| 300,000 Wells Fargo Global Notes-4.875%,1/12/11 | P | 2006-09-15 | 2011-01-12 | 300000 | 300000 | ||
| 250,000 Wal-Mart Stores-4.125%,2/15/11 | P | 2007-03-03 | 2011-02-15 | 250000 | 250000 | ||
| 200,000 United Healthcare Grouip-5.25%,3/15/11 | P | 2008-01-04 | 2011-03-15 | 200000 | 200000 | ||
| 200,000 SBC Communications-5.875%,2/01/12 | P | 2011-03-28 | 1989-01-12 | 201982 | 1437 | 1437 | 200545 |
| 300,000 Royal Bank Canada-5.65%,7/20/11 | P | 2008-04-01 | 2011-07-20 | 300000 | 300000 | ||
| 200,000 National City Bank-4%,2/01/11 | P | 2009-02-18 | 2011-02-01 | 200000 | 200000 | ||
| 200,000 MetLife-6.4%,12/15/36 | P | 2010-03-31 | 2011-10-20 | 183000 | 3395 | 3395 | 179605 |
| 270,000 Merck & Co-5.125%,11/15/11 | P | 2007-09-28 | 2011-11-15 | 270000 | 270000 | ||
| 200,000 Marathon Oil-6.5%,2/15/14 | P | 2009-03-17 | 2011-03-18 | 227194 | 20844 | 20844 | 206350 |
| 200,000 Key Bank NA-7%,2/01/11 | P | 2008-04-03 | 2011-01-01 | 200000 | 200000 | ||
| 100,000 JP Morgan Chase-4.6%,2/01/11 | P | 2007-05-01 | 2011-01-18 | 100000 | 100000 | ||
| 900,000 HSBC Finance Corp-5.25%,1/14/11 | P | 2006-05-02 | 2011-01-14 | 900000 | 900000 | ||
| 250,000 Hershey Co Notes-5.3%,9/1/11 | P | 2007-01-05 | 2011-09-01 | 250000 | 250000 | ||
| 175,000 Hartford Life Global Notes-5.2%,2/15/11 | P | 2008-01-14 | 2011-05-15 | 175000 | 175000 | ||
| 708,000 Hartford Fin'l services-5.25%,10/15/11 | P | 2007-10-18 | 2011-10-17 | 708000 | 708000 | ||
| 300,000 Goldman Sachs Group-5%,1/15/11 | P | 2006-12-28 | 2011-01-18 | 300000 | 300000 | ||
| 65,000 GE Capital Corp-4.15%,6/15/11 | P | 2007-12-28 | 2011-06-15 | 65000 | 65000 | ||
| 1,000,000 FPL Group Capital-5.625%,9/1/11 | P | 2007-10-18 | 2011-09-01 | 1000000 | 1000000 | ||
| 150,000 Credit Suisse FB USA-5.5%,8/16/11 | P | 2008-09-22 | 2011-08-16 | 150000 | 150000 | ||
| 200,000 Citigroup Inc Notes-5.1%,9/29/11 | P | 2008-08-29 | 2011-09-29 | 200000 | 200000 | ||
| 500,000 Cisco Systems-5.25%,2/22/11 | P | 2006-12-29 | 2011-02-22 | 500000 | 500000 | ||
| 300,000 Chubb Corp-6%,11/15/11 | P | 2007-11-21 | 2011-11-15 | 300000 | 300000 | ||
| 200,000 AT&T-7.3%,11/15/11 | P | 2008-01-04 | 2011-11-11 | 201302 | 736 | 736 | 200566 |
| 200,000 American Int'l Group-5.375%,10/18/11 | P | 2008-01-07 | 2011-10-18 | 200000 | 200000 | ||
| 200,000 American Express-5.25%,11/21/11 | P | 2007-10-29 | 2011-11-21 | 200000 | 200000 | ||
| 150,000 Aetna Inc Notes-5.75%,6/15/11 | P | 2007-11-21 | 2011-06-15 | 150000 | 150000 | ||
| 200,000 Abbott Labs-5.6%,5/15/11 | P | 2007-11-09 | 2011-05-16 | 200000 | 200000 | ||
| 600,000 Abbott Labs-3.75%,3/15/11 | P | 2007-11-27 | 2011-03-15 | 600000 | 600000 | ||
| 5,000 ING Groep NV-Pfd 8.5% | P | 2008-06-10 | 2011-06-16 | 125282 | 282 | 282 | 125000 |
| 5,000 ING Groep NV -Pfd 7.35% | P | 2008-05-22 | 2011-06-16 | 119907 | -6353 | -6353 | 126260 |
| 24,000 Windstream Corp | P | 2010-09-02 | 2011-08-03 | 278878 | -33570 | -33570 | 312448 |
| 2,500 Westpac Banking | P | 2011-02-07 | 2011-08-01 | 277982 | -35581 | -35581 | 313563 |
| 5,000 Total Fina Elf SA | P | 2010-10-18 | 2011-08-01 | 262321 | -22392 | -22392 | 284713 |
| 3,000 Toronto Dominion Bank | P | 2011-02-04 | 2011-08-03 | 227623 | -13981 | -13981 | 241604 |
| 3,500 Southern Copper Corp | P | 2010-11-04 | 2011-05-03 | 122032 | -36952 | -36952 | 158984 |
| 9,000 Seadrill Ltd | P | 2010-09-15 | 2011-08-04 | 281339 | 13261 | 13261 | 268078 |
| 2,000 PPL Corp | P | 2010-09-15 | 2011-02-01 | 50254 | -4734 | -4734 | 54988 |
| 8,000 Pitney Bowes Inc | P | 2011-02-10 | 2011-06-16 | 178869 | -28579 | -28579 | 207448 |
| 11,000 Pfizer inc | P | 2010-09-02 | 2011-08-02 | 203188 | 15337 | 15337 | 187851 |
| 11,000 New York Community Bank | P | 2010-09-02 | 2011-04-20 | 176562 | -11526 | -11526 | 188088 |
| 3,700 Merck & Co | P | 2010-09-02 | 2011-02-07 | 120049 | -14075 | -14075 | 134124 |
| 10,000 General Electric | P | 2011-02-08 | 2011-08-05 | 161127 | -49050 | -49050 | 210177 |
| 5,000 General Electric | P | 2011-02-07 | 2011-08-02 | 86044 | -19417 | -19417 | 105461 |
| 3,500 Exxon Mobil Corp | P | 2011-02-08 | 2011-08-05 | 252375 | -43209 | -43209 | 295584 |
| 3,000 Eli Lilly & Co | P | 2011-05-16 | 2011-07-05 | 110578 | -9042 | -9042 | 119620 |
| 6,000 Du Pont EI Nemours | P | 2011-02-02 | 2011-08-05 | 276390 | -46345 | -46345 | 322735 |
| 3,000 Conoco Phillips | P | 2011-03-17 | 2011-08-04 | 204795 | -29388 | -29388 | 234183 |
| 4,000 Bristol Myers Squibb | P | 2010-12-06 | 2011-04-01 | 104986 | -43 | -43 | 105029 |
| 5,000 BP PLC | P | 2011-01-03 | 2011-08-02 | 218579 | -13109 | -13109 | 231688 |
| 1,300 Blackrock Inc | P | 2011-02-24 | 2011-08-01 | 228203 | -34772 | -34772 | 262975 |
| 10,000 BCE Inc | P | 2010-09-02 | 2011-08-05 | 355253 | -2329 | -2329 | 357582 |
| 5,000 Bank of Nova Scotia | P | 2011-02-02 | 2011-08-05 | 280047 | -20591 | -20591 | 300638 |
| 5,000 Bank of Montreal | P | 2010-11-10 | 2011-08-05 | 287320 | -19575 | -19575 | 306895 |
| 5,500 Altria Group Inc | P | 2010-09-02 | 2011-04-20 | 141985 | 9845 | 9845 | 132140 |
| 482 Aberdeen Chile FD Inc | P | 2011-01-28 | 2011-02-01 | 9442 | -492 | -492 | 9934 |
| 6,000 Aberdeen Chile FD Inc | P | 2010-10-11 | 2011-01-05 | 124688 | -17995 | -17995 | 142683 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -433671 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -456912 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 3227534 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 61439803 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.05253 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 2830998 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 57498821 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.04924 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2801000 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 55261303 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.05069 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2425750 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 47999745 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.05054 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 2000750 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 42162635 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.04745 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.25044 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05009 | AverageDistributionRatio |
| Net Noncharitable Assets | 66926755 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 3352294 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 31496 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 3383790 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 3333625 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 62992 | InvestmentIncomeExciseTax |
| Subtotal | 62992 | Subtotal |
| Tax Based On Investment Income | 62992 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 98728 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 98728 | TotalCreditsAndPayments |
| Overpayment | 35736 | Overpayment |
| Amount Credited To Next Year | 35736 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | true | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | true | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Richard Kandel | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 5164969195 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike-Suite 206E | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Richard Todd Stravitz | ||||||
| 301 West Drive Circle | Richmond | VA | 23229 | Trustee | 0.00 | 0 |
| Barbara Brunckhorst | ||||||
| 7960 Sanderling Road | Sarasota | FL | 34242 | Trustee | 10.00 | 0 |
| Frank Brunckhorst III | ||||||
| 1400 Ladue Lane | Sarasota | FL | 34231 | Trustee | 0.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 66716321 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1229623 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 67945944 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 67945944 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 1019189 | CashDeemedCharitable |
| Net Noncharitable Assets | 66926755 | NetNoncharitableAssets |
| Minimum Investment Return | 3346338 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 3346338 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 62992 | TaxBasedOnInvestmentIncome |
| Total Tax | 62992 | TotalTax |
| Distributable Amount Before Adj | 3283346 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 3283346 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 3283346 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 3333625 | ExpensesAndContributions |
| Qualifying Distributions | 3333625 | QualifyingDistributions |
| Adj Qualifying Distributions | 3333625 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 3283346 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1089315 | UndistributedIncomePriorYear |
| Qualifying Distributions | 3333625 | QualifyingDistributions |
| Applied To Year1 | 1089315 | AppliedToYear1 |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 2244310 | AppliedToCurrentYear |
| Undistributed Income CY | 1039036 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Barbara Brunckhorst | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (21 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| Conservation Fund | |||||||
| 224 Dantura Street | West Palm Beach | FL | 33401 | N/A | Public | General Purpose | $175,000 |
| Conservation Foundation of Gulf Coa | |||||||
| 400 Palmetto Avenue | Osprey | FL | 34229 | N/A | Public | General Purpose | $52,000 |
| Sierra Club Foundation | |||||||
| 111 2nd Ave-Ste 14 | St Petersburg | FL | 33701 | N/A | Public | General Purpose | $400,000 |
| Suncoast Seabird Sanctuary | |||||||
| 18328 Gulf Blvd | Indian Shores | FL | 33785 | N/A | Public | General Purpose | $75,000 |
| Nature Conservancy | |||||||
| 490 Westfield Road | Charlottesville | VA | 22901 | N/A | Public | General Purpose | $350,000 |
| Natural Resources Defense Council | |||||||
| 40 West 20th Street | New York | NY | 10011 | N/A | Public | General Purpose | $175,000 |
| National Wildlife Foundation | |||||||
| 11100 Wildlife Center Drive | Reston | VA | 20190 | N/A | Public | General Purpose | $50,000 |
| American Rivers | |||||||
| 1101 14th Street NW-Ste 1400 | Washington | DC | 20005 | N/A | Public | General Purpose | $175,000 |
| Tri County Humane Society | |||||||
| 21287 Boca Rio Road | Boca Raton | FL | 33433 | N/A | Public | General Purpose | $100,000 |
| Earth Justice | |||||||
| 426 17th Street-6th Fl | Oakland | CA | 94612 | N/A | Public | General Purpose | $175,000 |
| NY Foundling Hospital | |||||||
| 590 Ave of the Americas | New York | NY | 10011 | N/A | Public | General Purpose | $20,000 |
| Humane Society of Sarasota County | |||||||
| 2331 15th Street | Sarasota | FL | 34237 | N/A | Public | General Purpose | $60,000 |
| Riverside School | |||||||
| 2110 McRae Road | Richmond | VA | 23235 | N/A | Public | General Purpose | $50,000 |
| Environmental Defense Fund | |||||||
| 257 Park Ave So | New York | NY | 10010 | N/A | Public | General Purpose | $200,000 |
| Center for Reproductive Rights | |||||||
| 120 Wall Street | New York | NY | 10005 | N/A | Public | General Purpose | $200,000 |
| Conservation Fund | |||||||
| 1655 N Fort Myers Dr-Ste 1300 | Arlington | VA | 22209 | N/A | Public | General Purpose | $175,000 |
| SPCA of Richmond | |||||||
| 2519 Hermitage Road | Richmond | VA | 23220 | N/A | Public | General Purpose | $100,000 |
| Chesapeake Bay Foundation | |||||||
| 6 Herndon Avenue | Annapolis | MD | 21403 | N/A | Public | General Purpose | $200,000 |
| So Environmental Law Ctr | |||||||
| 201 West Main St-Ste 14 | Charlottesville | VA | 22902 | N/A | Public | General Purpose | $200,000 |
| Planned Parenthood | |||||||
| 736 Central Ave | Sarasota | FL | 34236 | N/A | Public | General Purpose | $200,000 |
| Sierra Club Foundation | |||||||
| 422 E Franklin St | Richmond | VA | 23219 | N/A | Public | General Purpose | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 3332000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,149,656 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$433,671 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,715,985 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 2715985 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType |
|---|---|---|---|---|---|---|---|
| 2 | Barbara Brunckhorst 2010 Trust | 7960 Sanderling Road | Sarasota | FL | 34242 | 740000 | X |
| 1 | Barbara Brunckhorst | 7960 Sanderling Road | Sarasota | FL | 34242 | 4600000 | X |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (218 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Credit Suisse FB USA-6%,2/15/18 | 728535 | 673718 |
| Weyerhaeuser-7.375%,10/1/19 | 111800 | 112667 |
| UBS AG Stamford-5.75%,4/25/18 | 107503 | 103870 |
| Transocean-6.5%,11/15/20 | 115380 | 103100 |
| Royal Bank of Scotland-5.65%,8/24/20 | 103002 | 95913 |
| Protective Life-6.4%,1/15/18 | 109019 | 114490 |
| Pitney Bowes-5.6%,3/15/18 | 212736 | 207140 |
| Pitney Bowes-4.75%,5/15/18 | 201529 | 199196 |
| Peabody Morris-6.5%,9/15/20 | 98949 | 94500 |
| Nokia Corp-5.375%,5/15/19 | 102942 | 101500 |
| Nationwide Fin'l-6.75%,5/15/67 | 174000 | 173000 |
| Morgan Stanley-5.95%,12/28/17 | 323042 | 285822 |
| Morgan Stanley-5.625%,9/23/19 | 213404 | 185216 |
| Moody's Corp-5.5%,9/1/20 | 108114 | 103309 |
| Merrill Lynch-5.7%,5/2/17 | 209000 | 183678 |
| Lorillard Tobacco Settle-6.875%,5/1/20 | 224715 | 223488 |
| Lloyds TSB Bank-4.875%.1/21/16 | 100808 | 98765 |
| Lincoln National Corp-6.25%,2/15/20 | 111480 | 107743 |
| Key Bank NA-4.625%,6/15/18 | 99632 | 99458 |
| JP Morgan Chase-6.3%,4/23/19 | 114316 | 113264 |
| Jefferies Group-5.125%,4/13/18 | 103062 | 88000 |
| Jabil Circuit Inc-5.625%,12/15/20 | 201420 | 203500 |
| International Paper | 252156 | 259892 |
| HSBC Finance Corp-5%,9/27/20 | 103611 | 94501 |
| Hartford Fin'l Services-6.3%,3/15/18 | 108664 | 105306 |
| Goldman Sachs Group-6.15%,4/1/18 | 332374 | 309627 |
| GE Capital Corp-5.625%,5/1/18 | 108918 | 112000 |
| Ford Motor Credit-5%,5/15/18 | 202993 | 200518 |
| Fifth Third Bank-4.5%,6/1/18 | 53260 | 53136 |
| Credit Suisse FB USA-5.4%,1/14/20 | 132670 | 117138 |
| Credit Suisse FB USA-5.3%,8/13/19 | 210446 | 204800 |
| Credit Suisse FB USA-4.375%,8/5/20 | 305498 | 294141 |
| Computer Science-6.5%,3/15/18 | 110805 | 98000 |
| Citigroup Inc-5.5%,2/15/17 | 105419 | 100755 |
| Barclays Bank-6.75%,5/22/19 | 221847 | 221520 |
| Barclays Bank-5.14%,10/14/20 | 96857 | 86470 |
| Barclays Bank-5.125%,1/8/20 | 311068 | 308166 |
| Bank of America-6.4%,8/15/19 | 220841 | 189316 |
| Bank of America-5.65%,5/1/18 | 213650 | 190550 |
| American Int'l Group-5.85%,1/16/18 | 373309 | 342303 |
| Alcoa Inc-6.75%,7/15/18 | 218304 | 220778 |
| ABN AMRO Bank NV-4.65%,6/4/18 | 201324 | 170020 |
| Wachovia Bank-5.625%,10/15/16 | 105455 | 108870 |
| Wachovia Bank-5%,8/15/15 | 413649 | 416704 |
| Wachovia Bank-4.875%,2/1/15 | 206912 | 211912 |
| Vodafone Group-5%,9/15/15 | 210532 | 223950 |
| UBS AG Stamford-5.875%,7/15/16 | 207882 | 199382 |
| UBS AG Stamford-3.875%,1/15/15 | 301892 | 297855 |
| Transatlantic HL-5.75%,12/15/14 | 181429 | 184839 |
| Suntrust Banks-5.45%,12/1/17 | 285549 | 292988 |
| Simon Properties Group-5.75%,12/1/15 | 212837 | 223754 |
| PPL Energy Supply-6.2%,5/15/16 | 160781 | 167292 |
| Nationwide Fin'l-5.625%,2/13/15 | 155881 | 158571 |
| MS Step Up-5%,6/11/25 | 300000 | 295500 |
| Morgan Stanley-5.95%,12/28/17 | ||
| Morgan Stanley-5.75%,10/18/16 | 317786 | 292176 |
| Morgan Stanley-5.55%,4/27/17 | 104635 | 96481 |
| MetLife-6.4%,12/15/36 | ||
| Merrill Lynch Co-6.4%,8/28/17 | 105633 | 96830 |
| Merrill Lynch Co-6.05%,5/16/16 | 472420 | 424152 |
| Merrill Lynch Co-5%,1/15/15 | 206240 | 192668 |
| MBNA Corp Sr Notes-5%,6/15/15 | 409192 | 386480 |
| Key Bank NA-5.45%,3/3/16 | 103649 | 107619 |
| Key Bank NA-4.95%,9/15/15 | 202512 | 210406 |
| JP Morgan Chase-5.15%,10/1/15 | 498758 | 504155 |
| Goldman Sachs Group-5.625%,1/15/17 | 209435 | 196118 |
| Goldman Sachs Group-5.125%,1/15/15 | 209107 | 204422 |
| Genworth Fin'l-4.95%,10/1/15 | 347008 | 334005 |
| GE Capital Corp-5.5%,8/15/15 | 84255 | 83955 |
| GE Capital Corp-4.375%,9/21/15 | 409467 | 430288 |
| Ford Motor Credit-7%,4/15/15 | 106855 | 107500 |
| Ford Motor Credit-6.625%,8/15/17 | 318268 | 326568 |
| Ford Motor Credit-5.625%,9/15/15 | 101534 | 103495 |
| Dresdner Bank | 540718 | 442825 |
| Donnelley RR-6.125%,1/15/17 | 208319 | 186000 |
| Countrywide Fin'l-6.25%,5/15/16 | 107514 | 94213 |
| Compass Bank-6.4%,10/1/17 | 266853 | 249755 |
| Comerica Bank-5.75%,11/21/16 | 309971 | 328788 |
| Comcast Corp-5.85%,11/15/15 | 217012 | 227546 |
| Citigroup Inc-6.01%,1/15/15 | 181235 | 182824 |
| Citigroup Inc-4.875%,5/7/15 | 475344 | 474110 |
| Capital One Fin'l-5.5%,6/1/15 | 105290 | 108574 |
| Berkley WR Corp-5.6%,5/15/15 | 103852 | 106089 |
| BB &T Corp-5.2%,12/23/15 | 145956 | 149884 |
| Barclays Bank-5%,9/22/16 | 404437 | 415680 |
| Bankers Trust NY-7.5%,11/15/15 | 109244 | 106695 |
| Bank of America-6.1%,6/15/17 | 323613 | 282273 |
| Bank of America-5.625%,10/14/16 | 104267 | 95938 |
| Bank of America-5.42%,3/15/17 | 363347 | 315774 |
| Bank of America-5.35%,9/15/15 | 61827 | 57402 |
| Bank of America-5.75%,8/15/16 | 212088 | 185746 |
| Bank of America-5.3%,3/15/17 | 516983 | 450955 |
| American Int'l Group-5.6%,10/16/16 | 150955 | 144576 |
| American Int'l Group-5.45%,5/18/17 | 100941 | 95564 |
| Western Union Co-6.5%, 2/26/14 | 165804 | 174854 |
| Wells Fargo Co-4.95%, 10/16/13 | 295301 | 314874 |
| Well Point Inc-6%, 2/15/14 | 719635 | 762972 |
| Walt Disney Co-4.5%, 12/15/13 | 172936 | 182985 |
| Wachovia Bank-5.25%, 8/1/14 | 201309 | 210954 |
| Wachovia Bank-4.8%, 11/1/14 | 483695 | 525405 |
| US Bank NA Notes-4.95%, 10/30/14 | 354378 | 380380 |
| United Healthcare Group-5%, 8/15/14 | 253103 | 272280 |
| Unilever Capital-3.65%, 2/15/14 | 100862 | 106436 |
| Tyco Int'l Group-6%, 11/15/13 | 204883 | 216940 |
| Staples Inc-9.75%, 1/15/14 | 66279 | 68608 |
| SBC Communications-5.1%, 9/15/14 | 101910 | 110144 |
| Prudential Fin'l-5.1%, 9/20/14 | 253511 | 268890 |
| Potash Corp-5.25%, 5/15/14 | 148023 | 159138 |
| PNC Funding Corp-5.25%, 11/15/15 | 413491 | 435056 |
| Philip Morris-6.875%, 3/17/14 | 105050 | 112504 |
| Paccar Inc-6.875%, 2/15/14 | 203895 | 224060 |
| NYSE Euronext-4.8%, 6/28/13 | 70188 | 73650 |
| National City Bank-4%, 2/1/11 | ||
| Morgan Stanley-6%, 5/13/14 | 101043 | 100971 |
| Morgan Stanley-4.75%, 4/1/14 | 397818 | 394036 |
| MetLife-5.5%, 6/15/14 | 505735 | 545490 |
| Merrill Lynch Co-5.3%, 9/30/15 | 267207 | 249863 |
| Mellon Funding-5%, 12/1/14 | 407223 | 431120 |
| Medtronics Inc-1.625%, 4/15/13 | 183121 | 201500 |
| Marathon Oil-6.5%, 2/15/14 | ||
| JP Morgan Chase-5.375%, 1/15/14 | 200457 | 213320 |
| JP Morgan Chase-5.125%, 9/15/14 | 203771 | 210860 |
| JP Morgan Chase-4.65%, 6/1/14 | 775967 | 818315 |
| John Deere Cap Corp-4.9%, 9/9/13 | 101002 | 106689 |
| International Paper-5.3%, 4/1/15 | 202828 | 216300 |
| HSBC Finance Corp-6.676%, 1/15/21 | 942212 | 1032331 |
| Hewlett Packard-6.125%, 5/1/14 | 103927 | 107825 |
| Goldman Sachs Group-6%, 5/1/14 | 202704 | 208300 |
| Goldman Sachs Group-5.25%, 10/15/13 | 201686 | 204066 |
| Goldman Sachs Group-5%, 10/1/14 | 347723 | 359660 |
| Glaxo Smithkline Cap-4.375%, 4/15/14 | 101328 | 108223 |
| GE Capital Corp-11/1/12 | 81505 | 100042 |
| GE Capital Corp-5.9%, 5/13/14 | 512213 | 547575 |
| GE Capital Corp-5.65%, 6/9/14 | 304178 | 325086 |
| Duke Energy Carolinas-5.75%, 11/15/13 | 67299 | 70685 |
| Du Pont EI De Nemou-5.875%, 1/15/14 | 14590 | 15365 |
| Deutsche Telecom-4.875%, 7/8/14 | 201076 | 213910 |
| Dell Inc-5.625%, 4/15/14 | 206005 | 219314 |
| Daimler Chrysler-6.5%, 11/15/13 | 152717 | 163380 |
| Credit Suisse New York-5.5%, 5/1/14 | 737609 | 760779 |
| Credit Suisse FB USA-5.5%, 8/15/13 | 101258 | 104323 |
| Credit Suisse FB USA-5.125%, 1/15/14 | 200686 | 208462 |
| Conoco Phillips-4.75%, 2/12/14 | 203151 | 216004 |
| Coca Cola HBC Fin-5.125%, 9/17/13 | 101210 | 104131 |
| CME Group Inc-5.75%. 2/15/14 | 509423 | 545005 |
| Charles Schwab-4.95%, 6/1/14 | 200697 | 216748 |
| Caterpillar Fin Ser Corp-6.2%, 9/30/13 | 102713 | 109011 |
| Caterpillar Fin Ser Corp-6.125%, 2/17/14 | 912344 | 996462 |
| Carolina Power & Light-5.125%, 9/15/13 | 102719 | 107185 |
| Berkshire Hathaway Inc-4.625%, 10/15/13 | 202609 | 212794 |
| Bellsouth Corp-5.2%, 9/15/14 | 101867 | 110549 |
| Bear Stearns Co-5.7%, 11/15/14 | 404460 | 435012 |
| BB&T Corp-5.7%, 4/30/14 | 300598 | 328197 |
| Barclays Bank-5.2%, 7/10/14 | 505042 | 517375 |
| Bank of New York-4.95%, 11/1/12 | 201432 | 207370 |
| Bank of America Corp-5.125%, 11/15/14 | 408709 | 398220 |
| AT&T Corp-6.7%, 11/15/13 | 104177 | 110241 |
| AT&T Corp-4.85%, 2/15/14 | 201260 | 215574 |
| American Express Co-7.25%, 5/20/14 | 411616 | 446712 |
| Allstate Life Global-5.375%,4/13/13 | 602188 | 633558 |
| Wyeth Notes-5.5%,3/15/13 | 101735 | 105710 |
| United Healthcare Group-5.25%,3/15/11 | ||
| Travelers Cos-5.375%,6/15/12 | 200215 | 203858 |
| SBC Communications-5.875%,8/15/12 | 75742 | 77425 |
| SBC Communications-5.875%,2/1/12 | ||
| Royal Bank of Scotland-5%,11/12/13 | 201590 | 180940 |
| Royal Bank of Canada-5.65%,7/20/11 | ||
| Morgan Stanley-5.625%,1/9/12 | 300047 | 300045 |
| Key Bank NA-7%,2/1/11 | ||
| Household Financial-6.375%,11/27/12 | 201885 | 205708 |
| Hartford Life Global-5.2%,2/15/11 | ||
| Goldman Sachs Group-5.7%,9/1/12 | 401678 | 407044 |
| Goldman Sachs Group-6.6%,1/15/12 | 95500 | 100132 |
| GE Capital Corp-5.45%,1/15/13 | 978987 | 1046260 |
| Credit Suisse-5%,5/15/13 | 496445 | 514625 |
| Credit Suisse FB USA-6.5%,1/15/12 | 200156 | 200364 |
| Credit Suisse FB USA-5.5%,8/16/11 | ||
| Costco Wholesale Corp-5.3%,3/15/12 | 200548 | 201852 |
| Consolidated Edison-4.875%,2/1/13 | 303453 | 311964 |
| Citigroup-5.1%, 9/29/11 | ||
| Citigroup Global Markets-6%,2/21/12 | 74090 | 74412 |
| Bank of America-4.9%,5/1/13 | 198312 | 200162 |
| Bank of America-4.875%,1/15/13 | 99030 | 100405 |
| Bank of America-4.875%,9/15/12 | 249054 | 251605 |
| Banc One Corp-5.25%,1/30/13 | 501104 | 517000 |
| At&T Corp-7.3%,11/15/11 | ||
| Anheuser Busch-4.375%,1/15/13 | 195394 | 206894 |
| American Int'l Group-5.375%,10/18/11 | ||
| American Express-5.875%,5/2/13 | 500328 | 525575 |
| American Express-5.55%.10/17/12 | 250942 | 258345 |
| Wal-Mart Stores-4.125%,2/15/11 | ||
| Target Corp Global Notes-5.875%,3/11/12 | 350981 | 352936 |
| Public Service Elec & Gas-5.125%, 9/1/12 | 401751 | 411196 |
| Merck & Co-5.125%,11/15/11 | ||
| JP Morgan Chase-4.6%,1/17/11 | ||
| IBM Corp-4.75%,11/29/12 | 150995 | 155109 |
| Hershey Co Notes-5.3%,9/1/11 | ||
| Hartford Fin'l Services-5.25%,10/15/11 | ||
| Goldman Sachs Group-5.450%,11/1/12 | 200754 | 203396 |
| GE Capital Corp-4.15%,6/15/11 | ||
| FPL Group Capital-5.625%,9/1/11 | ||
| Deutsch Bank AG London-5.375%,10/12/12 | 1506723 | 1532625 |
| Conoco Phillips-5.5%,4/15/13 | 506161 | 529535 |
| Conoco Phillips-4.75%,10/15/12 | 1204281 | 1235832 |
| Citigroup Inc-5.3%,10/17/12 | 200645 | 203250 |
| Chubb Corp-6%,11/15/11 | ||
| Berkshire Hathaway Notes-4.75%,5/15/12 | 1302141 | 1318070 |
| Bear Stearns Co Notes-5.35%,2/1/12 | 299091 | 301026 |
| Astrazeneca PLC Global-5.4%,9/15/12 | 603765 | 619770 |
| American Express-5.25%,11/21/11 | ||
| Aetna Inc Notes-5.75%,6/15/11 | ||
| Abbott Labs-5.6%,5/15/11 | ||
| Abbott Labs-3.75%,3/15/11 | ||
| Wells Fargo Global-4.875%, 1/12/11 | ||
| HSBC Finance Corp-5.25%, 1/14/11 | ||
| Goldman Sachs Group-5%, 1/15/11 | ||
| Cisco Systems-5.25%, 2/22/11 | ||
| JP Morgan Chase-4.5%,1/15/12 | 400065 | 400428 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (49 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Staoil ASA ADR | 107322 | 102440 |
| Phillip Morris Int'l | 138151 | 156960 |
| Nextera Energy Inc | 278955 | 304400 |
| McDonalds Corp | 343621 | 401320 |
| Kraft Foods Inc | 283915 | 298880 |
| JP Mprgan Chase | 190422 | 199500 |
| Johnson & Johnson | 102905 | 98370 |
| ING Infra Ind & Mat'l | 106428 | 76950 |
| Glaxo Smithkline PLC | 308279 | 319410 |
| Dupont EI De Nemours | 221510 | 228900 |
| Dow Chemical Co | 274257 | 287600 |
| Dominion Resources Inc | 156172 | 159240 |
| Chevron Corp | 209498 | 212800 |
| Brookfield Global Inc | 200000 | 176100 |
| A T & T Inc | 332626 | 332640 |
| HSBC Holding PLC-6.2%-Pfd | 590007 | 597500 |
| Deutsch Bank Ctg't-6.55%-Pfd | 121471 | 93250 |
| Barclays Bank PLC-7.1%-Pfd | 98529 | 79080 |
| Barclays Bank PLC-6.625%-Pfd | 438865 | 330120 |
| Bank of America-7.25%-Pfd | 122074 | 99500 |
| Bank of America-6.625%-Pfd | 118540 | 94550 |
| Aegon NV-7.25%-Pfd | 572188 | 552500 |
| Aegon NV-6.375%-Pfd | 236181 | 194700 |
| Windstream Corp | ||
| Verizon Communications | 339628 | 401200 |
| Unilever PLC | 375987 | 402240 |
| Total Fina ELF SA | ||
| Teco Energy | 309585 | 325380 |
| Southern Copper Corp | ||
| Southern Co | 382199 | 439755 |
| Seadrill Ltd | ||
| PPL Corp | ||
| Pfizer Inc | ||
| NY Community Bancorp | ||
| Duke Energy Corp | 330921 | 396000 |
| Consolidated Edison | 528623 | 620300 |
| Bristol Myers Squibb | 125956 | 140960 |
| BCE Inc | ||
| Bank of Montreal | 181975 | 164430 |
| American Electric Power | 445651 | 495720 |
| Altria Group Inc | ||
| Aberdeen Chile Fd Inc | ||
| Merck & Co | ||
| Bank of America-8.625%-Pfd | 250000 | 219600 |
| ING Group-8.5%-PFD | 166894 | 159904 |
| ING Group-7.375%-PFD | 354580 | 313310 |
| Deutsche Bank-7.6%-PFD | 507099 | 441362 |
| Barclays Bank PLC-8.125%-Pfd | 200903 | 178240 |
| Bank of America-8.2%-Pfd | 123422 | 110500 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Securities EOY Book Val | 1317010 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 1384200 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (11 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| KKR Fin'l Holdings-8.375%,11/15/41 | AT COST | 250000 | 252980 |
| DTE Energy Ser-6.5%,12/1/61 | AT COST | 250000 | 268600 |
| Unit FT Strategic Div Plus | AT COST | 296579 | 278797 |
| UBS Cap XL-6.6% | AT COST | 122677 | 125750 |
| JP Chase Cap XL-5.875%,6/15/33 | AT COST | 477641 | 500200 |
| Goldman Sachs-6.125%,11/1/60 | AT COST | 372813 | 371550 |
| Corts GS Cap I-6% | AT COST | 114687 | 107500 |
| Citigroup Cap VII-7.125% | AT COST | 461028 | 484000 |
| Templeton Global Bond Fd | AT COST | 707669 | 685742 |
| Morgan Stanley Cap Tr-6.45% | AT COST | 563628 | 544000 |
| Columbia Marsico 21st Century | AT COST | 85000 | 66433 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Service Charges | 71 | 71 | |
| Public Notice | 125 | 125 | |
| Filing Fees | 1500 | 1500 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount |
|---|---|
| Unrelated Business Tax-'11 | $201,062 |
| Excise Tax -'11 | $62,992 |
Comments