HARVEST FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- HARVEST FOUNDATION (EIN 91-2065635)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-10-15
- IRS object ID
- 201212909349100001
- Schema version
- 2011v1.2
- Note
- A later return for the same period supersedes this one.
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-10-15T22:27:12-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 911275259 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SMITH BUNDAY BERMAN BRITTON PS | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11808 NORTHUP WAY SUITE 240 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 980051922 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 912065635 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARVEST FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARV | NameControl |
| Phone | 2064593012 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | EDWARD RINGNESS | Name |
| Title | PRESIDENT | Title |
| Phone | 2064593012 | Phone |
| Date Signed | 2012-09-19 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PATRICK E GREEN | Name |
| PTIN | P00166052 | PTIN |
| Phone | 4258278255 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 9337417 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 50000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 303 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 303 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 296444 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 292444 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 182775 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2076892 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 182775 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 82 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 82 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 529604 | TotalRevenueAndExpenses |
| Total Net Investment Income | 475604 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 88 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 44 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 44 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 11966 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 5983 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 5983 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 69161 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 69161 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 3758 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3758 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 3376 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 192 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 3184 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 88349 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 79138 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 9211 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 400000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 400000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 488349 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 79138 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 409211 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 41255 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 396466 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 6158 | CashBOY |
| Cash EOY | 978 | CashEOY |
| Cash EOYFMV | 978 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 875126 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 606541 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 607677 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 146898 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 148682 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 170287 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 6185547 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6490628 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 7146466 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1198627 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1120495 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1153260 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 105748 | InvestmentsOtherBOY |
| Investments Other EOY | 192772 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 225472 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 2338 | OtherAssetsBOY |
| Other Assets EOY | 1601 | OtherAssetsEOY |
| Other Assets EOYFMV | 33277 | OtherAssetsEOYFMV |
| Total Assets BOY | 8520442 | TotalAssetsBOY |
| Total Assets EOY | 8561697 | TotalAssetsEOY |
| Total Assets EOYFMV | 9337417 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 8520442 | RetainedEarningsBOY |
| Retained Earnings EOY | 8561697 | RetainedEarningsEOY |
| Total Net Assets BOY | 8520442 | TotalNetAssetsBOY |
| Total Net Assets EOY | 8561697 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 8520442 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 8561697 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 8520442 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 41255 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 8561697 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 8561697 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (5 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| PUBLICALLY TRADED SECURITIES | P | 634677 | 672220 | -37543 | -37543 |
| PUBLICALLY TRADED SECURITIES | P | 1439143 | 1221897 | 217246 | 217246 |
| PUBLICALLY TRADED PARTNERSHIP | P | 943 | 943 | 943 | |
| PUBLICALLY TRADED PARTNERSHIP | P | 10 | 10 | 10 | |
| CAPITAL GAINS DIVIDENDS | P | 2119 | 2119 | 2119 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 182775 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 457427 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 8903725 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.051375 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 473126 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 8038717 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.058856 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 530600 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 9664806 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.054900 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 518690 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 11229248 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.046191 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 508606 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 10548718 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.048215 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.259537 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051907 | AverageDistributionRatio |
| Net Noncharitable Assets | 9419327 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 488929 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3965 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 492894 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 409211 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 7929 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 7929 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 7929 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 12178 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 5000 | TaxPaidWithExtension |
| Total Credits And Payments | 17178 | TotalCreditsAndPayments |
| Overpayment | 9249 | Overpayment |
| Amount Credited To Next Year | 9249 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | WA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.HARVESTF.ORG | WebsiteAddress |
| Books In Care Of Person Name | MARJORIE RINGNESS | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2064593012 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| EDWARD RINGNESS | ||||||||
| PO BOX 75554 | SEATTLE | WA | 981750554 | MANAGER/DIRECTOR/PRESIDENT | 1.00 | 0 | 0 | 0 |
| MARJORIE RINGNESS | ||||||||
| PO BOX 75554 | SEATTLE | WA | 981750554 | MANAGER/DIRECTOR/TREASURER | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 9057226 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 505543 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 9562769 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 9562769 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 143442 | CashDeemedCharitable |
| Net Noncharitable Assets | 9419327 | NetNoncharitableAssets |
| Minimum Investment Return | 470966 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 470966 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 7929 | TaxBasedOnInvestmentIncome |
| Total Tax | 7929 | TotalTax |
| Distributable Amount Before Adj | 463037 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 463037 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 463037 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 409211 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 409211 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 409211 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 463037 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 373352 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 409211 | QualifyingDistributions |
| Applied To Year1 | 373352 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 35859 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 427178 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EDWARD RINGNESS | ContributingManager |
| Contributing Manager | MARJORIE RINGNESS | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (40 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| ACT THEATRE | ||||||
| 700 UNION STREET | SEATTLE | WA | 98101 | 501(C)(3) | YOUNG PLAYWRIGHTS PROGRAM | $10,000 |
| VILLAGE COMMUNITY SERVICES | ||||||
| 3210 SMOKEY POINT DR STE 200 | ARLINGTON | WA | 98223 | 501(C)(3) | AGING ADULTS WITH DISABILITIES PROJECT | $10,000 |
| WASHINGTON WOMEN'S EMPLOYMENT & EDUCATION | ||||||
| 3516 SOUTH 47TH ST STE 205 | TACOMA | WA | 98409 | 501(C)(3) | REACH PLUS | $10,000 |
| WEST AUBURN HIGH SCHOOL | ||||||
| 401 WEST NAUB STREET | AUBURN | WA | 98001 | 501(C)(3) | ART CLASSES | $10,000 |
| BOYS & GIRLS CLUBS OF KING COUNTY | ||||||
| 603 STEWARD ST SUITE 300 | SEATTLE | WA | 98101 | 501(C)(3) | MICROSOCIETY PROGRAM | $10,000 |
| WHATCOM COUNTY COUNCIL ON AGING | ||||||
| 315 HALLECK STREET | BELLINGHAM | WA | 98225 | 501(C)(3) | WHATCOM SAN JUAN NUTRITION PROGRAM | $10,000 |
| WHATCOM LITERACY COUNCIL | ||||||
| PO BOX 1292 | BELLINGHAM | WA | 98227 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| WORK FORCE DEVELOPMENT CENTER | ||||||
| 11215 47TH AVE W | MUKILTEO | WA | 98275 | 501(C)(3) | WFDC CAPACITY BUILDING PROJECT | $10,000 |
| COCOON HOUSE | ||||||
| 2929 PINE STREET | EVERETT | WA | 98201 | 501(C)(3) | EDUCATION & LIFE SKILLS PROGRAM FOR HOMELESS TEENS | $10,000 |
| EL CENTRO DE LA RAZA | ||||||
| 2524 16TH AVE S | SEATTLE | WA | 98144 | 501(C)(3) | SENIOR WELLNESS AND CONGREGATE PROGRAM | $10,000 |
| GLADSTONE SCHOOL DISTRICT | ||||||
| 17789 WEBSTER ROAD | GLADSTONE | OR | 97027 | 501(C)(3) | TEACHER TRAINING IN TECHNOLOGY | $10,000 |
| GREATER MAPLE VALLEY COMMUNITY CENTER | ||||||
| 22010 SE 248TH ST | MAPLE VALLEY | WA | 98038 | 501(C)(3) | SENIOR PROGRAM | $10,000 |
| ADELANTE MUJERES | ||||||
| 2420 19TH AVE | FOREST GROVE | OR | 97116 | 501(C)(3) | ADULT SKILLS CLASSES | $10,000 |
| ARTS CORPS | ||||||
| 4408 DELRIDGE WAY SW TE 110 | SEATTLE | WA | 98106 | 501(C)(3) | K-12 ARTS RESIDENCIES | $10,000 |
| CATHOLIC COMMUNITY SERVICES | ||||||
| 100 23RD AVE S | SEATTLE | WA | 98144 | 501(C)(3) | VOLUNTEER CHORE SERVICES | $10,000 |
| SEATTLE EDUCATION ACCESS | ||||||
| 6920 ROOSEVELT WAY NE 355 | SEATTLE | WA | 98115 | 501(C)(3) | COLLEGE SUCCESS PROGRAM | $10,000 |
| LOPEZ ISLAND FAMILY RESOURCE CENTER | ||||||
| PO BOX 732 | LOPEZ ISLAND | WA | 98261 | 501(C)(3) | EMPLOYMENT AND LIFE SKILLS PROGRAM | $10,000 |
| CDM SERVICES | ||||||
| 11818 SE MILL PLAIN BLVD STE 415 | VANCOUVER | WA | 98684 | 501(C)(3) | ELDERFRIENDS | $10,000 |
| NEIGHBORCARE HEALTH | ||||||
| 1537 WESTERN AVE | SEATTLE | WA | 98101 | 501(C)(3) | CLINIC SERVICES FOR SENIORS | $10,000 |
| CHILDREN'S INSTITUTE FOR LEARNING DIFFERENCES | ||||||
| 4030 86TH AVE SE | MERCER ISLAND | WA | 98040 | 501(C)(3) | SCHOOL ARTS PROGRAM | $10,000 |
| COMMUNITY ACTION PARTNERSHIP OF NORTHWEST MONTANA | ||||||
| 214 MAIN ST | KALISPELL | MT | 59901 | 501(C)(3) | FREE TO CHOO$E | $10,000 |
| DIOCESE OF OLYMPIA | ||||||
| 1610 S KING ST | SEATTLE | WA | 98144 | 501(C)(3) | ENGLISH LANGUAGE TRAINING & JOB ASSISTANCE | $10,000 |
| JACK STRAW FOUNDATION | ||||||
| 4261 ROOSEVELT WAY NE | SEATTLE | WA | 98105 | 501(C)(3) | ARTS AND TECHNOLOGY PROGRAMS | $10,000 |
| PORTLAND YOUTH BUILDERS | ||||||
| 4816 SE 92ND AVE | PORTLAND | OR | 97266 | 501(C)(3) | PATHWAYS TO INDEPENDENCE | $10,000 |
| KITSAP ADULT CENTER FOR EDUCATION | ||||||
| 616 FIFTH STEET | BREMERTON | WA | 98337 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| LOG CABIN LITERACY CENTER | ||||||
| 801 S CAPITOL BLVD | BOISE | ID | 83702 | 501(C)(3) | WRITERS IN THE SCHOOLS | $10,000 |
| MASON COUNTY LITERACY | ||||||
| PO BOX 2529 | SHELTON | WA | 98584 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| PROVAIL | ||||||
| 12550 AURORA AVE N | SEATTLE | WA | 98133 | 501(C)(3) | TRANSITION PROGRAM FOR HIGH SCHOOL STUDENTS | $10,000 |
| NORTHWEST INDIAN COLLEGE | ||||||
| 2522 KWINA ROAD | BELLINGHAM | WA | 98226 | 501(C)(3) | FINANCIAL LITERACY COMMUNITY EDUCATION PROGRAM | $10,000 |
| OPEN MEADOW ALTERNATIVE SCHOOLS | ||||||
| 7621 N WABASH AVE | PORTLAND | OR | 97217 | 501(C)(3) | ARTS EDUCATION FOR LOW INCOME YOUTH | $10,000 |
| OUR LADY OF GUADALUPE SCHOOL | ||||||
| 3401 SW MYRTLE ST | SEATTLE | WA | 98126 | 501(C)(3) | BUILDING FOR OUR PUTURE CAMPAIGN | $10,000 |
| SENIOR SERVICES OF SNOHOMISH COUNTY | ||||||
| 8225 44TH AVE W SUITE O | MULKITEO | WA | 98275 | 501(C)(3) | NUTRITION SERVICES | $10,000 |
| SENIOR SERVICES SEATTLE | ||||||
| 2208 2ND AVE SUITE 100 | SEATTLE | WA | 98121 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| TRANSITIONS PROGRAMS FOR WOMEN | ||||||
| 3104 W FORTH GEORGE WRIGHT DR | SPOKANE | WA | 99224 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| PACIFIC NORTHWEST BALLET | ||||||
| 301 MERCER ST | SEATTLE | WA | 98109 | 501(C)(3) | DISCOVER DANCE | $10,000 |
| SACAJAWEA PTA | ||||||
| 9501 20TH AVE NE | SEATTLE | WA | 98115 | 501(C)(3) | SACAJAWEA MULTICULTURAL ARTS PROGRAM | $10,000 |
| VASHON MAURY SENIOR CENTER | ||||||
| PO BOX 848 | VASHON | WA | 98070 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| SEATTLE JOBS INITIATIVE | ||||||
| 330 6TH AVE N 301 | SEATTLE | WA | 98109 | 501(C)(3) | GENERAL OPERATING SUPPORT | $10,000 |
| SHORELINE-LAKE FOREST PARK ARTS COUNCIL | ||||||
| SHORELINE CENTER 18560 1ST AVE NE | SHORELINE | WA | 98155 | 501(C)(3) | ARTISTS-IN-RESIDENCE PROGRAM | $10,000 |
| TREEHOUSE | ||||||
| 2100 24TH AVE S 200 | SEATTLE | WA | 98144 | 501(C)(3) | COLLEGE AND CAREER PLANNING | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 400000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $303 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $292,444 | ExclusionAmount |
| Related Or Exempt Function Income | 4000 | RelatedOrExemptFunctionIncome |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $82 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $182,775 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $475,604 | ExclusionAmount |
| Related Or Exempt Function Income | 4000 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 479604 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 4 | LineNumber |
| Relationship Statement | IRC SEC. 103- TAX EXEMPT INCOME | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | EDWARD AND MARJORIE RINGNESS | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75554 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 981750554 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 50000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SMITH BUNDAY BERMAN BRITTON, P.S. - FORM 990-PF PREPARATION | Category |
| Amount | $11,966 | Amount |
| Net Investment Income | 5983 | NetInvestmentIncome |
| Disbursements Charitable Prps | 5983 | DisbursementsCharitablePrps |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| FEES DETAIL | PART 1, LINE 16 | PART I, LINE 16, COLUMN (A):LINE 16A, LEGAL FEES:NAME OF PROVIDER - JEPPESEN GRAY SAKAI P.S.TYPE OF SERVICE PROVIDED - GENERAL CORPORATE COUNSELINGAMOUNT PAID - $125LINE 16B, ACCOUNTING FEES:NAME OF PROVIDER - SMITH BUNDAY BERMAN BRITTON, P.S.TYPE OF SERVICE PROVIDED - FORM 990-PF PREPARATIONAMOUNT PAID - $11,389LINE 16C, OTHER PROFESSIONAL FEES:NAME OF PROVIDER - MERRILL LYNCHTYPE OF SERVICE PROVIDED - INVESTMENT SERVICESAMOUNT PAID - $62,252 |
| U.S. AND STATE GOVERNMENT OBLIGATIONS | PART 2, LINE 10A | STATEMENT 8 - SUPPORTING SCHEDULE DETAIL OF PART II, LINE 10A - BALANCE SHEET - U.S. AND STATE GOVERNMENT OBLIGATIONS FACE AMT. COST BASIS FAIR MARKET VALUE U.S. GOVERNMENT OBLIGATIONS: US TREASURY NOTE RATE 1.875% MATURES 7/15/2015 $45,000 $46,865 $54,811 SUBTOTAL - U.S. GOVERNMENT OBLIGATIONS $46,865 $54,811 STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS: NORTH THURSTON PUB SCHS WASH RATE 4% MATURES 12/1/2017 $50,000 $50,005 $53,752 IOWA STATE HOSP REVENUE BONDS RATE 4% MATURES 9/1/2019 50,000 $50,028 $51,413 SUBTOTAL - STATE & MUNI GOVERNMT OBLIGATIONS $100,033 $105,165 TOTAL $146,898 $159,976 |
| INVESTMENTS - COPORATE STOCK | PART II, LINE 10B | STATEMENT 9 - SUPPORTING SCHEDULEDETAIL OF PART II, LINE 10BBALANCE SHEET - CORPORATE STOCK INVESTMENTS # SHS DESCRIPTION COST BASIS FAIR MARKET VALUE5000 SHARES CISCO SYSTEMS INC 101,900 101,150 853 SHARES CIT GROUP 27,995 40,176 1000 ISHARES BARCLAYS TREAS INFLN 97,484 107,520 3400 ISHARES MSCI KLD 176,099 186,708 900 ISHARES TR S&P US PFD STK INDEX 24,017 34,920 2000 SHARES RYDEX S&P EQUAL WEIGHT 63,976 94,620 414 SHARES AMGEN INC 21,184 22,729 52 SHARES APPLE INC 10,529 16,773 1271 SHARES ASSA ABLOY AB ADR 11,151 18,048 228 SHARES BALL CORP 11,728 15,515 1293 SHARES BANCO DO BRASIL SA 20,897 25,214 117 SHARES BG GROUP PLC 11,260 11,934 275 SHARES BHP BILLITON LTD 15,303 25,553 278 SHARES CANON INC 8,537 14,272 71 SHARES CATERPILLAR INC 4,959 6,650 1090 SHARES CHINA CONSTRUCT UNSPN 17,790 19,947 1643 SHARES CIELO 15,638 14,048 757 SHARES CISCO SYS INC 15,845 15,314 1128 SHARES COMCAST CORP 20,133 23,474 724 SHARES CONOCOPHILLIPS 39,508 49,304 208 SHARES DAITO TR CONSTRUCTION CO 12,847 14,248 1550 SHARES DANONE-SPONS ADR 18,101 19,607 893 SHS EMC CORP MASS 13,187 20,450 346 SHARES EMERSON ELECTRIC 13,705 19,781 528 SHARES FANUC LTD-UNSP 7,000 13,538 295 SHARES GAP DELAWARE 6,328 6,531 618 SHARES GLAXOSMITHKLINE PLC 23,911 24,238 22 SHARES GOOGLE INC 6,558 13,067 689 SHARES GRUPO TELEVISA SA ADR 13,039 17,866 456 SHARES HALLIBURTON CO HOLDING 11,847 18,618 315 SHARES HONEYWELL INTL INC 12,321 16,745 363 SHARES HSBC HOLDINGS PLC 20,374 18,528 250 SHARES ILLINOIS TOOL WORKS INC 12,637 13,350 1435 SHARES INTEL CORP 29,563 30,178 237 SHARES INTERNATNL BUSINESS MACH 19,189 34,782 3069 SHARES ISHARES BARCLAYS AGENCY 330,125 336,117 4050 SHARES ISHARES BARCLAYS MBS BOND 416,467 427,599 161 SHARES LIFE TECHNOLOGIES CORP 4,557 8,936 4122 SHARES LLOYDS BANKING GROUP ADR 29,102 16,941 249 SHARES LOWE'S COMPANIES INC 6,325 6,245 231 SHARES LUKOIL SPONSORED ADR 12,011 13,028 53 SHARES MASTERCARD INC 11,069 11,878 615 SHARES MATTEL INC 12,558 15,639 607 SHARES MERCK & CO INC 19,752 21,876 135 SHARES MITSUBISHI ESTATE -UN 21,331 24,775 398 SHARES MOBILE TELESYS OJSC 8,383 8,306 101 SHARES NOVO NORDISK 4,754 11,370 744 SHARES ORACLE CORP 10,888 23,287 278 SHARES PEPSICO INC 17,532 18,162 2187 SHARES PFIZER INC 36,149 38,294 1182 SHARES PRUDENTIAL PLC 18,002 24,657 705 SHARES SAMPO PLC 8,762 9,412 570 SHARES SANOFI-AVENTIS 17,886 18,371 399 SHARES SAP AG 19,181 20,193 185 SHARES SCHLUMBERGER LTD 12,787 15,448 570 SHARES SINGAPORE TELECOMM LTD 11,894 13,538 309 SHARES STANDARD BANK GROUP 9,187 10,219 3582 SHARES SUMITOMO MITSUI FINAL GP 32,764 25,468 1982 SHARES TAIWAN S MANUFCTRING 19,741 24,854 152 SHARES TECHNIP 12,301 14,091 593 SHARES TELEKOMUNIKASI INDONESIA 20,755 21,137 670 SHARES TELSTRA CORP 9,356 9,615 4150 SHARES TEMPLETON GLOBAL INC FD 26,667 44,405 1342 SHARES TULLOW OIL PLC 13,367 13,219 1016 SHARES TURKIYE GRTI BK 4,899 5,232 1322 SHARES UBS AG 23,003 21,773 405 SHARES UNILEVER PLC 11,341 12,506 291 SHARES UNITED PARCEL SVC INC 15,941 21,121 388 SHARES UNITED TECHNOLOGIES CORP 18,414 30,543 457 SHARES VALE SA 11,544 15,798 338 SHARES VALEO SPONSORED ADR 6,054 9,616 549 SHARES WAL-MART STORES INC 27,282 29,608 1137 SHARES WELLS FARGO & CO 31,244 35,236 493 SHARES WM MORRISON SUPERMARKETS 11,630 10,235 5776 SHARES XSTRATA PLC 20,550 26,801 93 SHARES YAHOO JAPAN CORP 11,610 11,909 1475 SHARES ALLSTATE CORP 41,809 47,023 1025 SHARES AMERICAN EXPRESS CO 35,559 43,993 1225 SHARES ANALOG DEVICES INC 37,998 46,146 2425 SHARES APPLIED MATERIAL INC 26,942 34,071 805 SHARES ARCELORMATTAL 26,734 30,695 1752 SHARES AT&T INC 42,269 51,474 1150 SHARES BAKER HUGHES INC 38,049 65,745 1500 SHARES BANK NEW YORK MELLON 37,072 45,300 825 SHARES BAXTER INTERNTL INC 33,724 41,761 2125 SHARES BB&T CORP 57,987 55,866 225 SHARES BLACKROCK INC 36,686 42,881 800 SHARES BOEING CO 46,912 52,208 690 SHARES CHEVRON CORP 46,404 62,963 325 SHARES COCA COLA CO 13,489 21,375 480 SHARES CONOPHILLIPS 25,925 32,688 1550 SHARES DOW CHEMICAL CO 50,689 52,917 830 SHARES ENSCO PLC 32,899 44,305 875 SHARES EXXON MOBIL CORP 59,284 63,980 3000 SHARES GENERAL ELECTRIC CO 60,287 54,870 250 SHARES GOLDMAN SACHS GROUP INC 20,283 42,040 1150 SHARES HOME DEPOT 38,167 40,319 2900 SHARES INTEL CORP 57,823 60,987 125 SHARES INTL BUSINESS MACH 10,125 18,345 1775 SHARES INVESCO LTD 35,393 42,707 635 SHARES JOHNSON & JOHNSON 37,235 39,275 500 SHARES KELLOGG CO 25,354 25,540 550 SHARES KRAFT FOODS INC 18,226 17,331 250 SHARES LOCKHEED MARTIN CORP 19,269 17,478 2310 SHARES MASCO CORP 27,140 29,245 950 SHARES MCGRAW-HILL COS INC 34,023 34,589 1125 SHARES MEDTRONIC INC 35,534 41,726 490 SHARES MERCK AND CO INC 18,000 17,660 870 SHARES METLIFE INC 22,278 38,663 2050 SHARES MICROSOFT CORP 40,433 57,216 2050 SHARES NEW YORK COMTY BANCORP 25,506 38,643 1175 SHARES OMNICON GROUP 37,245 53,815 475 SHARES PEPSICO INC 31,345 31,032 2008 SHARES PFIZER INC 42,831 35,160 685 SHARES PRUDENTIAL FINANCIAL INC 36,933 40,216 1250 SHARES QUALCOMM INC 48,503 61,862 490 SHARES ROCHE HLDG LTD 18,081 17,958 1135 SHARES SANOFI-AVENTIS 45,358 36,581 625 SHARES SCHLUMBERGER LTD 25,499 52,187 1125 SHARES VERIZON COMMUNICATIONS 34,725 40,252 700 SHARES WAL-MART STORES INC 35,355 37,751 1690 SHARES WELLS FARGO & CO 49,993 52,373 385 SHARES 3M COMPANY 27,576 33,225 1300 SHARES ASTRAZENECA PLC 61,085 60,047 2670 SHARES AT&T INC 65,666 78,445 1022 SHARES BOEING CO 52,376 66,696 2430 SHARES BRISTOL MYERS SQUIBB 56,637 64,346 1090 SHARES CHEVRON CORP 66,824 99,462 1116 SHARES CONOCOPHILLIPS 57,761 76,000 1295 SHARES DOMINION RES INC 55,678 55,322 1145 DU PONT E I DE NEMOURS & CO 37,593 57,113 1765 SHARES LILLY ELI & CO 85,215 61,846 3411 SHARES GENERAL ELECTRIC CO 96,294 62,387 1118 SHARES GENUINE PARTS CO 48,943 57,398 1730 SHARES HEINZ H J CO 64,874 85,566 1215 SHARES HSBC HLDGS PLC 54,066 62,014 2737 SHARES INTEL CORP 52,304 57,559 1022 SHARES JOHNSON & JOHNSON 63,233 63,211 934 SHARES KIMBERLY CLARK 64,853 58,879 2075 SHARES KRAFT FOODS INC 66,597 65,383 1205 SHARES NEXTERA ENERGY 61,042 62,648 2950 SHARES NOKIA CORP 46,270 30,444 1040 SHARES TRAVELERS COS 44,233 57,938 2910 SHARES UNILEVER N V 64,186 91,374 2192 SHARES VERIZON COMMUNICATIONS 72,326 78,430 2290 SHARES VODAFONE GROUP PLC 66,146 60,548 795 SHS 3M COMPANY 47,413 68,608 202 SHARES ALEXION PHARMS INC 16,444 16,271 442 SHARES ALLERGAN INC 23,330 30,352 187 SHARES AMAZON 14,336 33,660 165 SHARES APPLE INC 18,333 53,222 1023 SHARES ARM HOLDINGS PLC 9,273 21,227 441 SHARES CAMERON INTL CORP 18,843 22,372 449 SHARES CELGENE CORP 27,020 26,554 430 SHARSE CITRIX SYSTEMS INC 22,879 29,416 560 SHARES COGNIZANT TECH SOLUTIONS 11,956 41,042 361 SHARES CREE INC 19,826 23,786 388 SHARES DOLLAR TREE INC 17,706 21,759 615 SHARES EXPEDITORS INTL WASH INC 25,370 33,579 526 SHARES EXPRESS SCRIPTS INC 23,808 28,430 187 SHARES F5 NETWORKS INC 8,096 24,340 48 SHARES GOOGLE INC 18,985 28,511 67 SHARES INTUITIVE SURGICAL INC 11,556 17,269 426 SHARES JOHNSON CONTROLS INC 16,800 16,273 818 SHARES JUNIPER NETWORKS INC 16,147 30,201 111 SHARES NETFLIX COM INC 9,651 19,503 223 SHARES OCCIDENTAL PETE CORP 19,260 21,876 335 SHARES PERRIGO CO. 19,300 21,216 144 SHARES POTASH CORP SASKATCHEWAN 20,263 22,296 66 SHARES PRICELINE COM INC 17,141 26,370 598 SHARES QUALCOMM INC 23,622 29,595 334 SHARES SCHLUMBERGER LTD 18,412 27,889 1237 SCHWAB CHARLES CORP 18,995 21,165 415 SHARS STARWOOD HOTELS & RESORTS 20,749 25,224 607 SHARES TARGET CORP 25,041 36,499 315 SHARES UNION PACIFIC CORP 17,003 29,188 $5,934,416 $6,908,040 |
| INVESTMENTS - CORPORATE BONDS | PART II, LINE 10C | STATEMENT 10 - SUPPORTING SCHEDULE DETAIL OF PART II, LINE 10C - BALANCE SHEET - CORP. BONDS INVESTMENTS FACE AMT. COST BASIS FAIR MARKET VALUE GENERAL ELECTRIC CAPITAL CORP.RATE 4.0% MATURES 11/15/12 50,000 50,000 51,171.00CIT GROUP INC SECD NT-A RATE 7% MATURES 5/1/2013 9,919 11,253 10,117.00 CIT GROUP INC SECD NT-A RATE 7% MATURES 5/1/2014 14,879 16,879 15,028.00 CIT GROUP INC SECD NT-A RATE 7% MATURES 5/1/2015 14,879 16,879 14,916.00 CIT GROUP INC SECD NT-A RATE 7% MATURES 5/1/2016 24,799 28,133 24,892.00 CIT GROUP INC SECD NT-A RATE 7% MATURES 5/1/2017 34,719 39,386 34,806.00 COUNTRYWIDE HOME LOANS RATE 5.5% MATURES 5/16/18 55,000 56,380 54,298.00 AETNA INC. RATE 6% MATURES 6/15/2016 140,000 147,461 159,650.00 BELLSOUTH TELECOM RATE 6.375% MATURES 6/1/2028 140,000 145,585 147,934.00 MERRILL LYNCH & CO INC RATE 6.22% MATURES 9/15/2026 140,000 142,986 132,846.00 NEW YORK TELE CO RATE 6.7% MATURES 11/1/2023 140,000 146,060 147,913.00 CATERPILLAR FINANCIAL SVCS CORP RATE 4.625% MATURES 6/1/2015 70,000 69,305 75,847.00 AMERICAN INTERNATION GROUP INC 5.05% MATURES 10/1/2015 50,000 48,076 51,328.00 GE CAPITAL INTERNOTES 5.75% MATURES 12/15/2015 40,000 40,005 42,981.00 VERIZON COMMUNICATIONS INC 5.5% MATURES 2/15/2018 50,000 49,956 54,947.00 HARTFORD FINANCIAL SERVICES 6.0% MATURES 1/15/2019 50,000 50,456 52,108.00 JOHNS HOPKINS UNIVERSITY 5.25% MATURES 7/1/2019 139,000 139,827 152,450.00 TOTAL $1,198,627 $1,223,232 |
| INVESTMENTS - OTHER | PART II, LINE 13 | STATEMENT 11 - SUPPORTING SCHEDULE DETAIL OF PART II, LINE 13 - BALANCE SHEET - INVESTMENTS-OTHER OTHER INVESTMENTS - REIT COST FAIR MARKET VALUE 1240 SHS HEALTHCARE REIT INC $ 53,048 $ 59,074 1631 SHS HCP INC 52,700 60,004 $105,748 $119,078 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (14 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 70,000 CATERPILLAR FINL SVCS CORP 4.625% MATURES 6/1/2015 | 69305 | 76930 |
| 50,000 AMERICAN INTL GROUP INC 5.05% MATURES 10/1/2015 | 48076 | 48412 |
| 40,000 GE CAPITAL INTERNOTES 5% MATURES 12/15/2015 | 40005 | 42916 |
| 140,000 AETNA INC 6% | 147461 | 161085 |
| 14,879 CIT GROUP INC 7% MATURES 5/1/2015 | 16879 | 14909 |
| 24,799 CIT GROUP INC 7% MATURES 5/1/2016 | 28133 | 24799 |
| 34,719 CIT GROUP INC 7% MATURES 5/1/2017 | 39386 | 34719 |
| 50,000 VERIZON COMM INC BONDS 5.5% MATURES 2/15/2018 | 49956 | 58291 |
| 55,000 COUNTRYWIDE HOME LOANS 5.5% MATURES 6/15/2018 | 56380 | 48407 |
| 50,000 HARTFORD FINL SVCS MTN 6% MATURES 5/16/2018 | 50456 | 51314 |
| 140,000 NEW YORK TELE CO 6.7% MATURES 11/1/2023 | 146060 | 145949 |
| 140,000 MERRILL LYNCH & CO INC. 6.22% MATURES 9/15/2026 | 142986 | 115482 |
| 140,000 BELLSOUTH TELECOM 6.375% MATURES 6/1/2028 | 145585 | 164766 |
| 139,000 JOHN HOPKINS UNIVERSITY 5.25% MATURES 7/1/2019 | 139827 | 165281 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 7,950 SHS MICROSOFT CORPORATION | 251131 | 206382 |
| SEE STATEMENT | 6239497 | 6940084 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 48649 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 57776 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 100033 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 112511 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (4 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 50,000 MIDFIRST BANK CD DUE 2/4/2013 - 1.7% | AT COST | 50005 | 50161 |
| 40,000 ALPINE BANK CD DUE 2/12/2014 - 2.1% | AT COST | 40005 | 40122 |
| 1631 SHS HCP INC | AT COST | 51479 | 67572 |
| 1240 SHS HEALTHCARE REIT 5.9% | AT COST | 51283 | 67617 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | JEPPESEN GRAY SAKAI P.S. - GENERAL CORPORATE COUNSELING | Category |
| Amount | $88 | Amount |
| Net Investment Income | 44 | NetInvestmentIncome |
| Disbursements Charitable Prps | 44 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| RECEIVABLE FROM BROKER | 2338 | 1601 | 1601 |
| ACCRUED INTEREST RECEIVABLE | 0 | 31676 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| LICENSES & FEES | 35 | 0 | 35 |
| OFFICE EXPENSES | 484 | 0 | 484 |
| MEMBERSHIPS | 2665 | 0 | 2665 |
| OTHER INVESTMENT COSTS | 192 | 192 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PUBLICALLY TRADED PARTNERSHIP INVESTMENT | Description |
| Revenue And Expenses Per Books | 82 | RevenueAndExpensesPerBooks |
| Net Investment Income | 82 | NetInvestmentIncome |
| Adjusted Net Income | 82 | AdjustedNetIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MERRILL LYNCH - INVESTMENT SERVICES | Category |
| Amount | $69,161 | Amount |
| Net Investment Income | 69161 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX WITHHOLDING | Category |
| Amount | $3,758 | Amount |
| Net Investment Income | 3758 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
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