LYONS SHARE FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- LYONS SHARE FOUNDATION (EIN 33-0622707)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-08-15
- IRS object ID
- 201212289349101016
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-15T16:49:23-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 330002799 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCKAY & CARNAHAN INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1600 DOVE ST SUITE 250 | AddressLine1 |
| City | NEWPORT BEACH | City |
| State | CA | State |
| ZIP Code | 92660 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 330622707 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LYONS SHARE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | LYON | NameControl |
| Phone | 9494745500 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 36 HARBOR ISLAND | AddressLine1 |
| City | NEWPORT BEACH | City |
| State | CA | State |
| ZIP Code | 92660 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARY LYONS | Name |
| Title | PRESIDENT | Title |
| Phone | 9496759225 | Phone |
| Date Signed | 2012-08-15 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | VERLON MCKAY | Name |
| PTIN | P00186204 | PTIN |
| Phone | 9497528115 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2351078 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 502645 | ContriReceivedRevAndExpnss |
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 66918 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 66918 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 19769 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 890190 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 314332 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 19 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 19 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 589351 | TotalRevenueAndExpenses |
| Total Net Investment Income | 381269 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 9683 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 1729 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 1729 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 11412 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 1729 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 789920 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 789920 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 801332 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 1729 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 789920 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -211981 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 379540 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 376170 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 447898 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 447898 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 968900 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1054883 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1006092 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 671815 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 596815 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 585126 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 635443 | InvestmentsOtherBOY |
| Investments Other EOY | 340751 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 311962 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 1276 | OtherAssetsBOY |
| Other Assets EOY | 1276 | OtherAssetsEOY |
| Other Assets EOYFMV | 0 | OtherAssetsEOYFMV |
| Total Assets BOY | 2653604 | TotalAssetsBOY |
| Total Assets EOY | 2441623 | TotalAssetsEOY |
| Total Assets EOYFMV | 2351078 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 2653604 | CapitalStockBOY |
| Capital Stock EOY | 2441623 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 2653604 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2441623 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2653604 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2441623 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2653604 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -211981 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 2441623 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2441623 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (21 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 862 HOME DEPOT | P | 2010-01-12 | 2011-01-31 | 32173 | 25088 | 7085 | 7085 |
| 75000 NM HOUSEHOLD FIN CORP BE | P | 2001-04-05 | 2011-02-09 | 74850 | 75000 | -150 | -150 |
| 240 COLUMBIA SELIGMAN COMMUNICATIONS | P | 2008-05-21 | 2011-02-16 | 9578 | 8051 | 1527 | 1527 |
| 1131.542 ALLIANZ NFJ INTL VL CL | P | 2005-09-07 | 2011-02-09 | 24000 | 18908 | 5092 | 5092 |
| 494 ALLIANZ NFJ INTL VL CL A | P | 2005-09-07 | 2011-02-16 | 10453 | 8255 | 2198 | 2198 |
| 313 BLACKROCK BASIC VALUE A | P | 2005-12-12 | 2011-02-16 | 8567 | 9670 | -1103 | -1103 |
| 368 AMERICAN EURO PAC GROWTH A | P | 2005-12-29 | 2011-02-16 | 15434 | 11542 | 3892 | 3892 |
| 713.436 COLUMBIA SELIGMAN COMMUNICATIONS | P | 2010-10-21 | 2011-02-16 | 34184 | 30000 | 4184 | 4184 |
| 904.849 COLUMBIA SELIGMAN COMMUNICATIONS | P | 2010-12-22 | 2011-02-04 | 43356 | 33027 | 10329 | 10329 |
| 1556.435 PIONEER MID CAP VALUE | P | 2005-09-22 | 2011-02-09 | 34446 | 36627 | -2181 | -2181 |
| 283 ALLIANZ AGIC OPPTY FD A | P | 2000-12-18 | 2011-02-16 | 8433 | 6192 | 2241 | 2241 |
| 379 AMERICAN GROWTH FD OF AMER | P | 2006-06-14 | 2011-02-16 | 12064 | 11674 | 390 | 390 |
| 75000 NM SLM CORP | P | 2003-12-16 | 2011-03-17 | 74813 | 75000 | -187 | -187 |
| 7500 SEK ARN SPX | P | 2010-05-04 | 2011-04-29 | 87105 | 77648 | 9457 | 9457 |
| 975 MOTOROLA MOBILITY | P | 1983-05-12 | 2011-12-29 | 37693 | 181 | 37512 | 37512 |
| 6000 MOTOROLA MOBILITY | D | 1983-05-12 | 2011-12-29 | 231956 | 1112 | 230844 | 230844 |
| PASSTHROUGH NET SHORT TERM GAIN | P | 2011-12-31 | 2011-12-31 | 703 | 703 | 703 | |
| PASSTHROUGH SEC 1256 SHORT TERM GAIN | P | 2011-12-31 | 2011-12-31 | 992 | 992 | 992 | |
| PASSTHROUGH SEC 1256 LONG TERM GAIN | P | 2004-07-08 | 2011-12-31 | 1489 | 1489 | 1489 | |
| 510 UNITS ML SELECT FUTURES I L.P. | P | 2004-07-08 | 2011-06-14 | 147880 | 147883 | -3 | -3 |
| CASH IN LIEU - MOTOROLA MOBILITY | P | 1983-05-12 | 2011-01-04 | 21 | 21 | 21 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 314332 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 543002 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2466682 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.220135 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 529791 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2592763 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.204335 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 486770 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3838043 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.126828 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 373743 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3849093 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.097099 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 316282 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 3465736 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.091260 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.739657 | TotalDistributionRatio |
| Average Distribution Ratio | 0.147931 | AverageDistributionRatio |
| Net Noncharitable Assets | 2092582 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 309558 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3795 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 313353 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 789920 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 3795 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 3795 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 3795 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 4875 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 4875 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 4 | PenaltyForUnderpayment |
| Overpayment | 1076 | Overpayment |
| Amount Credited To Next Year | 1076 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | MARY LYONS | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 9494745500 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 36 HARBOR ISLAND | AddressLine1 |
| City | NEWPORT BEACH | City |
| State | CA | State |
| ZIP Code | 92660 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| MARY A LYONS | ||||||||
| 36 HARBOR ISLAND | NEWPORT BEACH | CA | 92660 | PRESIDENT | 5.00 | 0 | 0 | 0 |
| PHILLIP N LYONS | ||||||||
| 36 HARBOR ISLAND | NEWPORT BEACH | CA | 92660 | SECRETARY | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1874786 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 249663 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2124449 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 2124449 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 31867 | CashDeemedCharitable |
| Net Noncharitable Assets | 2092582 | NetNoncharitableAssets |
| Minimum Investment Return | 104629 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 104629 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3795 | TaxBasedOnInvestmentIncome |
| Total Tax | 3795 | TotalTax |
| Distributable Amount Before Adj | 100834 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 100834 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 100834 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 789920 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 789920 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 3795 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 786125 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 100834 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 146231 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 186602 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 299028 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 401571 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 432664 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 1466096 | TotalExcessDistriCarryover |
| Qualifying Distributions | 789920 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 100834 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 689086 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 2155182 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 146231 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 2008951 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 186602 | ExcessFromYear4 |
| Excess From Year3 | 299028 | ExcessFromYear3 |
| Excess From Year2 | 401571 | ExcessFromYear2 |
| Excess From Year1 | 432664 | ExcessFromYear1 |
| Excess From Current Year | 689086 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MARY A LYONS | ContributingManager |
| Contributing Manager | PHILLIP N LYONS | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (11 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ARTS ORANGE COUNTY | |||||||
| 3750 SO SUSAN STREET | SANTA ANA | CA | 92704 | MARY LYONS SERVES ON BOARD | PUBLIC | SUPPORT ART PROGRAM IN ORANGE COUNTY | $35,000 |
| CHORUS AMERICA | |||||||
| 1156 15TH NW | WASHINGTON | DC | 200052750 | MARY LYONS SERVES ON BOARD | PUBLIC | TO SUPPORT NATIONAL PRESENTATIONS/CONCERTS | $25,000 |
| KOCE TV FOUNDATION | |||||||
| PO BOX 2476 | HUNTINGTON BEACH | CA | 92647 | MARY LYONS SERVES ON BOARD | PUBLIC | DIGITAL FORMAT CONVERSION/EDUCATIONAL & ARTS PROGRAM | $150,000 |
| PACIFIC CHORALE | |||||||
| 1220 E DYER RD SUITE 230 | SANTA ANA | CA | 92705 | MARY LYONS SERVES ON BOARD | PUBLIC | UNDERWRITE CONCERTS & OPERATING EXPENSES | $325,920 |
| PACIFIC SYMPHONY ORCHESTRA | |||||||
| 3631 S HARBOR BLVD | SANTA ANA | CA | 92705 | PHIL LYONS SERVES ON BOARD | PUBLIC | UNDERWRITE CONCERTS & OPERATING EXPENSES | $209,500 |
| SEGERSTROM CENTER FOR THE ARTS | |||||||
| 600 TOWN CENTER DR | COSTA MESA | CA | 92626 | NONE | PUBLIC | ENHANCE PRESENTATIONS AT THE CENTER | $12,000 |
| PHILHARMONIC SOCIETY OF ORANGE COUNTY | |||||||
| 2082 BUSINESS CENTER DRIVE | IRVINE | CA | 92612 | NONE | PUBLIC | UNDERWRITE ORCHESTRAL PROGRAMS & CONCERTS | $10,000 |
| CHOC CHILDREN'S FOUNDATION | |||||||
| 455 SOUTH MAIN STREET | ORANGE | CA | 92868 | NONE | PUBLIC | SUPPORT FOR HEALTH SERVICES CHILDREN'S HOSPITAL OC | $10,000 |
| LEAGUE OF AMERICAN ORCHESTRAS | |||||||
| 33 WEST 60TH STREET | NEW YORK | NY | 10023 | NONE | PUBLIC | SUPPORT OF AMERICAN ORCHESTRAS | $2,500 |
| SO CALIF PUBLIC RADIO | |||||||
| 261 S FIGUEROA ST SUITE 200 | LOS ANGELES | CA | 90012 | NONE | PUBLIC | UNDERWRITE PROGRAMS AND OPERATING EXPENSE | $5,000 |
| UCLA FOUNDATION | |||||||
| PO BOX 24209 | LOS ANGELES | CA | 900241359 | NONE | PUBLIC | SUPPORT OF EDUCATION PROGRAMS AT UCLA | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 789920 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $66,918 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $19 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $19,769 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $86,706 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 86706 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (11 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| COMMONWEALTH EDISON | 91031 | 97934 |
| DAYTON HUDSON CORP | 27840 | 25061 |
| ALLSTATE CORP | 50239 | 50261 |
| ATLANTIC RICHFIELD CO | 66919 | 62589 |
| BANKERS TRUST NY CORP | 55200 | 53348 |
| HOUSEHOLD CORPORATE FINANCE | 100000 | 101582 |
| SLM CORP | 0 | 0 |
| ENDURANCE SPECIALTY HLDG | 37500 | 38250 |
| TRANSOCEAN SEDCO FOREX NOTES | 61961 | 59190 |
| BANK OF AMERICA | 15000 | 13260 |
| HSBC FINANCE CORP | 91125 | 83651 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (26 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| DU PONT E I DE NEMOURS | 29294 | 29208 |
| BLACKROCK (ML) BASIC VALUE FUND | 86134 | 69976 |
| ALLIANZ OCC OPPORTUNITY | 63176 | 61332 |
| PIONEER MID CAP VALUE FD | 89631 | 83797 |
| COLUMBIA SELIGMAN | 20779 | 20554 |
| EURO PACIFIC GROWTH FUND | 141394 | 118715 |
| IMATION CORP | 444 | 97 |
| RAYTHEON COMPANY | 1340 | 1306 |
| AT&T INC | 32490 | 29363 |
| PFIZER INC | 30733 | 24496 |
| VERIZON COMMUNICATIONS | 29816 | 29288 |
| MOTOROLA | 0 | 0 |
| FAIRPOINT COMMUNICATIONS | 134 | 0 |
| CHEVRON | 19184 | 27877 |
| KRAFT FOODS INC | 19202 | 26862 |
| MERCK & CO | 19210 | 24430 |
| S&P US PFD STK INDEX FUND | 31955 | 37401 |
| HOME DEPOT INC | 0 | 0 |
| JOHNSON & JOHNSON | 24974 | 25576 |
| MC DONALDS CORP | 25013 | 40232 |
| FRONTIER COMMUNICATIONS | 0 | 901 |
| GENERAL ELECTRIC | 32029 | 28656 |
| TERADATA CORP DEL | 0 | 2134 |
| NCR CORP NEW | 0 | 724 |
| MOTOROLA MOBILITY INC | 270655 | 271600 |
| MOTOROLA SOLUTIONS INC | 87296 | 51567 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (9 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| AMERICAN GROWTH FUND OF AMERICA | FMV | 104430 | 98758 |
| MERRILL LYNCH SELECT FUTURES | FMV | 0 | 0 |
| HOUSEHOLD FINANCE CORP NOTES | FMV | 0 | 0 |
| WESTERN ASSET/CLAYMORE US | FMV | 27720 | 28373 |
| ALLIANZ NFJ INTERNATIONAL | FMV | 89040 | 81883 |
| PIMCO INCOME STRATEGY FUND II | FMV | 62583 | 49026 |
| PRUDENTIAL FINANCIAL CPI + | FMV | 16825 | 21600 |
| SED ARN SPX | FMV | 0 | 0 |
| FIDELITY ADV GLOBAL | FMV | 40153 | 32322 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ORGANIZATION COSTS | Description |
| BOY Book Value | 1276 | BOYBookValue |
| EOY Book Value | 1276 | EOYBookValue |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ANNUAL INVESTMENT ACCOUNT FEES | 229 | 229 | 0 |
| K-1 FLOW-THROUGH ORDINARY LOSS | 1500 | 1500 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ML SELECT FUTURES I - SEC 988 GAIN | Description |
| Revenue And Expenses Per Books | 19 | RevenueAndExpensesPerBooks |
| Net Investment Income | 19 | NetInvestmentIncome |
| Adjusted Net Income | 19 | AdjustedNetIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FRANCHISE TAX BOARD CALIF 2010 RETURN | $10 | 0 | 0 |
| FEDERAL EXCISE TAX PAYMENTS | $9,673 | 0 | 0 |
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